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Avantax (AVTA) 8-KAvantax Completes Acquisition of Headquarters Advisory Group, LLC

Filed: 26 Aug 21, 9:22am
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    SEC
    • 8-K Current report
    • 99.1 Avantax Completes Acquisition of Headquarters Advisory Group, LLC
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    UNITED STATES
    SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM 8-K
    CURRENT REPORT
    Pursuant to Section 13 or 15(d)
    of the Securities Exchange Act of 1934
    August 26, 2021
    Date of Report
    (Date of earliest event reported) 
     
    BLUCORA, INC.
    (Exact name of registrant as specified in its charter)
    Delaware000-2513191-1718107
    (State or other jurisdiction
    of incorporation)
    (Commission
    File Number)
    (I.R.S. Employer
    Identification No.)
    3200 Olympus Blvd, Suite 100
    Dallas, Texas 75019
    (Address of principal executive offices)
    (972) 870-6400
    Registrant’s telephone number, including area code

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
    ☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
    ☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
    ☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
    ☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

    Securities registered pursuant to Section 12(b) of the Act:
    Title of each classTrading Symbol(s)Name of each exchange on which registered
    Common Stock, par value $0.0001 per shareBCORNASDAQ Global Select Market

    Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
    Emerging growth company ☐
    If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐




    Item 7.01    Regulation FD Disclosure.
    On August 26, 2021, Blucora, Inc. (the “Company”) issued a press release announcing that it has closed its acquisition of New Jersey-based Headquarters Advisory Group, LLC.
    The information in Item 7.01 of this Current Report on Form 8-K (including Exhibit 99.1 attached hereto) is being furnished pursuant to Item 7.01 and shall not be deemed to be filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise be subject to the liabilities of that section, nor shall it be deemed to be incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, whether made before or after the date hereof and regardless of any general incorporation language in such filing.

    Item 9.01    Financial Statements and Exhibits.

    (d)    Exhibits
    Exhibit NoDescription
    99.1
    Press Release, issued August 26, 2021 (furnished pursuant to Item 7.01).
    104.1Cover Page Interactive Data File (embedded within the Inline XBRL Document).






    SIGNATURES
    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, hereunto duly authorized.
     
    Date: August 26, 2021
    BLUCORA, INC.
    By/s/ Ann J. Bruder
    Ann J. Bruder
    Chief Legal, Development and
    Administrative Officer and Secretary


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