UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
811-09025
Investment Company Act file
New Covenant Funds
(Exact name of registrant as specified in charter)
200 East Twelfth Street
Jeffersonville, IN 47130
(Address of principal executive offices) (Zip code)
Patrick Turley
Dechert LLP
1775 I Street, N.W.
Washington, DC 20006
(Name and address of agent for service)
202-261-3364
Registrant's telephone number, including area code
Date of fiscal year end: 06/30/2011
Date of reporting period: 06/30/2011
Item 1. Proxy Voting Record.
Registrant : New Covenant Funds | ||||||||
Fund Name : New Covenant Growth Fund | ||||||||
Date of fiscal year end: 06/30/2011 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.4 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.7 | Elect William Osborn | Mgmt | For | For | For | |||
1.8 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.9 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.10 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Charles Giancarlo | Mgmt | For | For | For | |||
3 | Elect Dennis Hightower | Mgmt | For | For | For | |||
4 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
5 | Elect Mark Moody-Stuart | Mgmt | For | For | For | |||
6 | Elect Pierre Nanterme | Mgmt | For | For | For | |||
7 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
10 | Authorization to Hold the 2012 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | Against | Against | |||
12 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Aflac Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AFL | CUSIP 001055102 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Amos | Mgmt | For | For | For | |||
2 | Elect John Shelby Amos II | Mgmt | For | Against | Against | |||
3 | Elect Paul Amos II | Mgmt | For | For | For | |||
4 | Elect Michael Armacost | Mgmt | For | For | For | |||
5 | Elect Kriss Cloninger III | Mgmt | For | Against | Against | |||
6 | Elect Elizabeth Hudson | Mgmt | For | For | For | |||
7 | Elect Douglas Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Johnson | Mgmt | For | For | For | |||
9 | Elect Charles Knapp | Mgmt | For | For | For | |||
10 | Elect E. Stephen Purdom | Mgmt | For | For | For | |||
11 | Elect Barbara Rimer | Mgmt | For | For | For | |||
12 | Elect Marvin Schuster | Mgmt | For | For | For | |||
13 | Elect David Thompson | Mgmt | For | For | For | |||
14 | Elect Robert Wright | Mgmt | For | For | For | |||
15 | Elect Takuro Yoshida | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
Aixtron SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AIX | CINS D0198L143 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Elect Wolfgang Blattchen | Mgmt | For | For | For | |||
9 | Elect Petra Denk | Mgmt | For | For | For | |||
10 | Elect Holger Jurgensen | Mgmt | For | For | For | |||
11 | Elect Karl-Hermann Kuklies | Mgmt | For | For | For | |||
12 | Elect Rudiger von Rosen | Mgmt | For | For | For | |||
13 | Elect Kim Schindelhauer | Mgmt | For | For | For | |||
14 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
15 | Supervisory Board Members' Fees (2011) | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Increase in Authorized Capital | Mgmt | For | For | For | |||
18 | Amendments to Articles Regarding Supervisory Board Members' Terms | Mgmt | For | For | For | |||
19 | Deletion of Obsolete Articles | Mgmt | For | For | For | |||
Akamai Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKAM | CUSIP 00971T101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Kim Goodwin | Mgmt | For | For | For | |||
2 | Elect David Kenny | Mgmt | For | For | For | |||
3 | Elect Peter Kight | Mgmt | For | For | For | |||
4 | Elect Frederic Salerno | Mgmt | For | Against | Against | |||
5 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Aker Solutions ASA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKSO | CINS R0180X100 | 05/06/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Norway | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Opening of Meeting; Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
5 | Opening of Meeting; Election of Individuals to Check Minutes | Mgmt | For | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Compensation Guidelines | Mgmt | For | TNA | N/A | |||
9 | Directors' Fees | Mgmt | For | TNA | N/A | |||
10 | Nominating Committee Fees | Mgmt | For | TNA | N/A | |||
11 | Election of Directors | Mgmt | For | TNA | N/A | |||
12 | Election of Nominating Committee Members | Mgmt | For | TNA | N/A | |||
13 | Authority to Set Auditor's Fees | Mgmt | For | TNA | N/A | |||
14 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
15 | Guidelines for the Nominating Committee | Mgmt | For | TNA | N/A | |||
16 | Spin-off of Kvaerner ASA | Mgmt | For | TNA | N/A | |||
17 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
18 | Reduction in Share Premium Account | Mgmt | For | TNA | N/A | |||
ALL - America Latina Logistica S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLL3 | CINS P01627242 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | Against | Against | |||
8 | Election of Supervisory Council | Mgmt | For | For | For | |||
9 | Supervisory Council's Fees | Mgmt | For | For | For | |||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
ALL - America Latina Logistica S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALLL3 | CINS P01627242 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Ratification of Prior Remuneration Policy | Mgmt | For | Against | Against | |||
5 | Amend Article 32 | Mgmt | For | Abstain | Against | |||
6 | Publication of Company Notices | Mgmt | For | Abstain | Against | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
2 | Elect Trevor Jones | Mgmt | For | For | For | |||
3 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | 2011 Executive Bonus Plan | Mgmt | For | For | For | |||
8 | 2011 Incentive Award Plan | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
Alliance Data Systems Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADS | CUSIP 018581108 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||
1.2 | Elect Roger Ballou | Mgmt | For | For | For | |||
1.3 | Elect E. Linn Draper, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ALLIED WORLD ASSRNC CO HLDGS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AWH | CUSIP G0219G203 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Reincorporation to Switzerland | Mgmt | For | Against | Against | |||
2 | Approve Adjournment of Meeting | Mgmt | For | For | For | |||
Amdocs Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DOX | CUSIP G02602103 | 01/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bruce Anderson | Mgmt | For | For | For | |||
1.2 | Elect Adrian Gardner | Mgmt | For | For | For | |||
1.3 | Elect Charles Foster | Mgmt | For | For | For | |||
1.4 | Elect James Kahan | Mgmt | For | For | For | |||
1.5 | Elect Zohar Zisapel | Mgmt | For | For | For | |||
1.6 | Elect Julian Brodsky | Mgmt | For | For | For | |||
1.7 | Elect Eli Gelman | Mgmt | For | For | For | |||
1.8 | Elect Nehemia Lemelbaum | Mgmt | For | For | For | |||
1.9 | Elect John McLennan | Mgmt | For | For | For | |||
1.10 | Elect Robert Minicucci | Mgmt | For | For | For | |||
1.11 | Elect Simon Olswang | Mgmt | For | For | For | |||
1.12 | Elect Richard Sarnoff | Mgmt | For | For | For | |||
1.13 | Elect Giora Yaron | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Raymond Dolan | Mgmt | For | For | For | |||
2 | Elect Ronald Dykes | Mgmt | For | For | For | |||
3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
5 | Elect JoAnn Reed | Mgmt | For | For | For | |||
6 | Elect Pamela Reeve | Mgmt | For | For | For | |||
7 | Elect David Sharbutt | Mgmt | For | For | For | |||
8 | Elect James Taiclet, Jr. | Mgmt | For | For | For | |||
9 | Elect Samme Thompson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
AMETEK, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AME | CUSIP 031100100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Conti | Mgmt | For | For | For | |||
1.2 | Elect Frank Hermance | Mgmt | For | For | For | |||
2 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Amlin plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AML | CINS G0334Q177 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Simon Beale | Mgmt | For | For | For | |||
5 | Elect Roger Taylor | Mgmt | For | For | For | |||
6 | Elect Christine Bosse | Mgmt | For | Against | Against | |||
7 | Elect Nigel Buchanan | Mgmt | For | For | For | |||
8 | Elect Brian Carpenter | Mgmt | For | For | For | |||
9 | Elect Richard Davey | Mgmt | For | For | For | |||
10 | Elect Martin Feinstein | Mgmt | For | For | For | |||
11 | Elect Richard Hextall | Mgmt | For | For | For | |||
12 | Elect Charles Philipps | Mgmt | For | For | For | |||
13 | Elect Mark Wrightson | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Set General meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Amphenol Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APH | CUSIP 032095101 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald Badie | Mgmt | For | For | For | |||
1.2 | Elect R. Adam Norwitt | Mgmt | For | For | For | |||
1.3 | Elect Dean Secord | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Analog Devices, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADI | CUSIP 032654105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ray Stata | Mgmt | For | For | For | |||
2 | Elect Jerald Fishman | Mgmt | For | For | For | |||
3 | Elect James Champy | Mgmt | For | For | For | |||
4 | Elect John Doyle | Mgmt | For | For | For | |||
5 | Elect John Hodgson | Mgmt | For | For | For | |||
6 | Elect Yves-Andre Istel | Mgmt | For | For | For | |||
7 | Elect Neil Novich | Mgmt | For | For | For | |||
8 | Elect F. Grant Saviers | Mgmt | For | For | For | |||
9 | Elect Paul Severino | Mgmt | For | For | For | |||
10 | Elect Kenton Sicchitano | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Antofagasta plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANTO | CINS G0398N128 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Jean-Paul Luksic | Mgmt | For | For | For | |||
5 | Elect Charles Bailey | Mgmt | For | For | For | |||
6 | Elect Gonzalo Menendez Duque | Mgmt | For | Against | Against | |||
7 | Elect Ramon Jara | Mgmt | For | Against | Against | |||
8 | Elect Guillermo Luksic Craig | Mgmt | For | Against | Against | |||
9 | Elect Juan Claro | Mgmt | For | For | For | |||
10 | Elect William Hayes | Mgmt | For | For | For | |||
11 | Elect Hugo Dryland | Mgmt | For | Against | Against | |||
12 | Elect Timothy Baker | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
ARCHER-DANIELS-MIDLAND CO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADM | CUSIP 039483102 | 11/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - G.W. BUCKLEY | Mgmt | For | For | For | |||
1.2 | Elect Nominee - M.H. CARTER | Mgmt | For | For | For | |||
1.3 | Elect Nominee - P. DUFOUR | Mgmt | For | For | For | |||
1.4 | Elect Nominee - D.E. FELSINGER | Mgmt | For | For | For | |||
1.5 | Elect Nominee - V.F. HAYNES | Mgmt | For | For | For | |||
1.6 | Elect Nominee - A. MACIEL | Mgmt | For | For | For | |||
1.7 | Elect Nominee - P.J. MOORE | Mgmt | For | For | For | |||
1.8 | Elect Nominee - T.F. O NEILL | Mgmt | For | For | For | |||
1.9 | Elect Nominee - K.R. WESTBROOK | Mgmt | For | For | For | |||
1.10 | Elect Nominee - P.A. WOERTZ | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Adopt Policy Prohibiting Political Contributions | ShrHldr | Against | For | Against | |||
4 | Review/Report on Political Contributions | ShrHldr | Against | For | Against | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CUSIP N07059186 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Amendments to Articles | Mgmt | For | For | For | |||
6 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
7 | Elect William Siegle | Mgmt | For | For | For | |||
8 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||
9 | Supervisory Board Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Cancel Shares | Mgmt | For | For | For | |||
16 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||
ASML Holding N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ASML | CINS N07059178 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Stock Option Grants to Employees | Mgmt | For | For | For | |||
11 | Elect William Siegle | Mgmt | For | For | For | |||
12 | Elect Josephus Westerburgen | Mgmt | For | For | For | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Supervisory Board Fees | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
21 | Authority to Cancel Shares | Mgmt | For | For | For | |||
22 | Authority to Cancel Additional Shares | Mgmt | For | For | For | |||
23 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
24 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Assured Guaranty Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGO | CUSIP G0585R106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Francisco Borges | Mgmt | For | For | For | |||
1.2 | Elect Patrick Kenny | Mgmt | For | For | For | |||
1.3 | Elect Robin Monro-Davies | Mgmt | For | For | For | |||
1.4 | Elect Michael O'Kane | Mgmt | For | For | For | |||
1.5 | Elect Howard Albert | Mgmt | For | For | For | |||
1.6 | Elect Robert A. Bailenson | Mgmt | For | For | For | |||
1.7 | Elect Russell B. Brewer | Mgmt | For | For | For | |||
1.8 | Elect Gary Burnet | Mgmt | For | For | For | |||
1.9 | Elect Dominic J. Frederico | Mgmt | For | For | For | |||
1.10 | Elect James M. Michener | Mgmt | For | For | For | |||
1.11 | Elect Robert B. Mills | Mgmt | For | For | For | |||
1.12 | Elect Kevin Pearson | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor for the Company | Mgmt | For | For | For | |||
6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For | For | |||
Atlas Copco AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATCO-A | CINS W10020134 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
14 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
15 | Dividend Record Date | Mgmt | For | For | For | |||
16 | Board Size | Mgmt | For | For | For | |||
17 | Election of Directors | Mgmt | For | For | For | |||
18 | Directors' Fees | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Compensation Guidelines | Mgmt | For | For | For | |||
21 | 2011 Performance Option Plan | Mgmt | For | For | For | |||
22 | Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
24 | Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For | For | |||
25 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For | For | |||
26 | Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For | For | |||
27 | Amendments to Articles Regarding Stock Split | Mgmt | For | For | For | |||
28 | Stock Split | Mgmt | For | For | For | |||
29 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
30 | Increase in Share Capital | Mgmt | For | For | For | |||
31 | Nomination Committee | Mgmt | For | For | For | |||
32 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||
6 | Elect Mary McDowell | Mgmt | For | For | For | |||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
8 | Elect Charles Robel | Mgmt | For | For | For | |||
9 | Elect Steven West | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.7 | Elect James Lash | Mgmt | For | For | For | |||
1.8 | Elect J. Larry Nichols | Mgmt | For | Withhold | Against | |||
1.9 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.10 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of Performance Goals under the Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Banco Santander S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAN | CINS E19790109 | 06/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Spain | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ana Patricia Botin-Sanz de Sautuola y O'Shea | Mgmt | For | For | For | |||
5 | Elect Rodrigo Echenique Gordillo | Mgmt | For | For | For | |||
6 | Elect Terence Burns | Mgmt | For | For | For | |||
7 | Elect Antoine Bernheim | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Amend Articles 8, 11, 15, 16 and 18 | Mgmt | For | For | For | |||
10 | Amend Articles 20, 24, 25, 26, 28, 30, 34, 35, 42, 53, 55, 59 and 61 | Mgmt | For | For | For | |||
11 | Amend Articles 62 and 69 | Mgmt | For | For | For | |||
12 | Amend Preamble and Article 2 | Mgmt | For | For | For | |||
13 | Amend Articles 4, 5, 6 bis and 8 | Mgmt | For | For | For | |||
14 | Amend Articles 12, 19 and 21 | Mgmt | For | For | For | |||
15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
16 | Scrip Dividend | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Scrip Dividend | Mgmt | For | For | For | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Issue Convertible Securities w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Issue Non-Convertible Debt Instruments | Mgmt | For | For | For | |||
22 | Performance Share Plan | Mgmt | For | For | For | |||
23 | Deferred and Conditional Share Plan | Mgmt | For | For | For | |||
24 | Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |||
25 | UK Employee Share Savings Plan | Mgmt | For | For | For | |||
26 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
27 | Remuneration Report | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | Against | Against | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect D. Paul Jones, Jr. | Mgmt | For | For | For | |||
8 | Elect Monica Lozano | Mgmt | For | For | For | |||
9 | Elect Thomas May | Mgmt | For | For | For | |||
10 | Elect Brian Moynihan | Mgmt | For | For | For | |||
11 | Elect Donald Powell | Mgmt | For | For | For | |||
12 | Elect Charles Rossotti | Mgmt | For | Against | Against | |||
13 | Elect Robert Scully | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||
17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHldr | Against | For | Against | |||
Baxter International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAX | CUSIP 071813109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Hockmeyer | Mgmt | For | For | For | |||
2 | Elect Robert Parkinson, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Stallkamp | Mgmt | For | For | For | |||
4 | Elect Albert Stroucken | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | 2011 Incentive Plan | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | Withhold | Against | |||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Edward DeGraan | Mgmt | For | Withhold | Against | |||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | Withhold | Against | |||
1.5 | Elect Christopher Jones | Mgmt | For | Withhold | Against | |||
1.6 | Elect Marshall Larsen | Mgmt | For | Withhold | Against | |||
1.7 | Elect Edward Ludwig | Mgmt | For | Withhold | Against | |||
1.8 | Elect Adel Mahmoud | Mgmt | For | Withhold | Against | |||
1.9 | Elect Gary Mecklenburg | Mgmt | For | Withhold | Against | |||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||
1.11 | Elect James Orr | Mgmt | For | Withhold | Against | |||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | Withhold | Against | |||
1.13 | Elect Bertram Scott | Mgmt | For | Withhold | Against | |||
1.14 | Elect Alfred Sommer | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
5 | Elect Caio Kock-Weser | Mgmt | For | For | For | |||
6 | Elect Patrick Thomas | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Frank Chapman | Mgmt | For | For | For | |||
9 | Elect Baroness Hogg | Mgmt | For | For | For | |||
10 | Elect John Hood | Mgmt | For | For | For | |||
11 | Elect Martin Houston | Mgmt | For | For | For | |||
12 | Elect Sir David Manning | Mgmt | For | For | For | |||
13 | Elect Mark Seligman | Mgmt | For | For | For | |||
14 | Elect Philippe Varin | Mgmt | For | For | For | |||
15 | Elect Sir Robert Wilson | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
18 | Authorisation of Political Donations | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
BHP BILLITON PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHPBF | CUSIP G10877101 | 10/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Financial Statements/Reports | Mgmt | For | For | For | |||
2 | Elect/Appoint Director | Mgmt | For | For | For | |||
3 | Elect/Appoint Director | Mgmt | For | For | For | |||
4 | Elect/Appoint Director | Mgmt | For | For | For | |||
5 | Elect/Appoint Director | Mgmt | For | For | For | |||
6 | Elect/Appoint Director | Mgmt | For | For | For | |||
7 | Elect/Appoint Director | Mgmt | For | For | For | |||
8 | Elect/Appoint Director | Mgmt | For | For | For | |||
9 | Approve Appointment/Remuneration of Auditors | Mgmt | For | For | For | |||
10 | Approve Share Issue | Mgmt | For | Against | Against | |||
11 | Approve Share Issue - Disapplication of Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Approve Share Buyback | Mgmt | For | For | For | |||
13 | Approve Remuneration Report | Mgmt | For | For | For | |||
14 | Amend Stock Plan | Mgmt | For | For | For | |||
15 | Approve Director Participation in Stock Plan | Mgmt | For | Abstain | Against | |||
16 | Amend Articles | Mgmt | For | For | For | |||
17 | Amend Articles | Mgmt | For | For | For | |||
Big Lots, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIG | ISIN US0893021032 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berger | Mgmt | For | For | For | |||
1.2 | Elect Steven Fishman | Mgmt | For | For | For | |||
1.3 | Elect Peter Hayes | Mgmt | For | For | For | |||
1.4 | Elect David Kollat | Mgmt | For | Withhold | Against | |||
1.5 | Elect Brenda Lauderback | Mgmt | For | For | For | |||
1.6 | Elect Philip Mallott | Mgmt | For | For | For | |||
1.7 | Elect Russell Solt | Mgmt | For | For | For | |||
1.8 | Elect James Tener | Mgmt | For | For | For | |||
1.9 | Elect Dennis Tishkoff | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
BIM Birlesik Magazalar AS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIMAS | CINS M2014F102 | 04/27/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Turkey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Opening; Election of Chairman; Minutes | Mgmt | For | TNA | N/A | |||
3 | Reports | Mgmt | For | TNA | N/A | |||
4 | Accounts | Mgmt | For | TNA | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Statutory Auditors' Acts | Mgmt | For | TNA | N/A | |||
7 | Election of Directors; Directors' Fees | Mgmt | For | TNA | N/A | |||
8 | Election of Statutory Auditors | Mgmt | For | TNA | N/A | |||
9 | Related Party Transactions | Mgmt | For | TNA | N/A | |||
10 | Charitable Donations | Mgmt | For | TNA | N/A | |||
11 | Report on Guarantees | Mgmt | For | TNA | N/A | |||
12 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
13 | Wishes | Mgmt | For | TNA | N/A | |||
BM&FBOVESPA S.A. - Bolsa de Valores, Mercadorias e Futuros | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVMF3 | CINS P73232103 | 04/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | Against | Against | |||
7 | Remuneration Policy | Mgmt | For | For | For | |||
BM&FBOVESPA S.A. - Bolsa de Valores, Mercadorias e Futuros | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVMF3 | CINS P73232103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
3 | Amend Articles | Mgmt | For | For | For | |||
4 | Amend Article 20 | Mgmt | For | For | For | |||
5 | Amend Article 29 | Mgmt | For | For | For | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Amend Article 61 | Mgmt | For | For | For | |||
8 | Amend Article 63 | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Amend Article 64 | Mgmt | For | For | For | |||
11 | Amend Article 65 | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Amend Articles | Mgmt | For | For | For | |||
14 | Amend Article 5 | Mgmt | For | For | For | |||
15 | Amend Article 16 | Mgmt | For | For | For | |||
16 | Amend Article 18 | Mgmt | For | For | For | |||
17 | Amend Articles | Mgmt | For | For | For | |||
18 | Amend Articles 29 and 38 | Mgmt | For | For | For | |||
19 | Amend Article 34 | Mgmt | For | For | For | |||
20 | Amend Article 38 | Mgmt | For | For | For | |||
21 | Amend Article 45 | Mgmt | For | For | For | |||
22 | Amend Article 47 | Mgmt | For | For | For | |||
23 | Amend Articles 69 and 70 | Mgmt | For | For | For | |||
24 | Amend Article 70 | Mgmt | For | For | For | |||
25 | Amend Article 74 | Mgmt | For | For | For | |||
26 | Amend Article 73 | Mgmt | For | For | For | |||
27 | Amend Articles | Mgmt | For | For | For | |||
28 | Amend Articles | Mgmt | For | For | For | |||
29 | Consolidation of the Articles of Association | Mgmt | For | For | For | |||
30 | Amendment to Stock Option Plan | Mgmt | For | Against | Against | |||
BMC SOFTWARE INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMC | CUSIP 055921100 | 07/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - ROBERT E. BEAUCHAMP | Mgmt | For | For | For | |||
1.2 | Elect Nominee - JON E. BARFIELD | Mgmt | For | For | For | |||
1.3 | Elect Nominee - GARY L. BLOOM | Mgmt | For | For | For | |||
1.4 | Elect Nominee - MELDON K. GAFNER | Mgmt | For | For | For | |||
1.5 | Elect Nominee - MARK J. HAWKINS | Mgmt | For | For | For | |||
1.6 | Elect Nominee - STEPHAN A. JAMES | Mgmt | For | For | For | |||
1.7 | Elect Nominee - P. THOMAS JENKINS | Mgmt | For | For | For | |||
1.8 | Elect Nominee - LOUIS J. LAVIGNE, JR. | Mgmt | For | For | For | |||
1.9 | Elect Nominee - KATHLEEN A. O NEIL | Mgmt | For | For | For | |||
1.10 | Elect Nominee - TOM C. TINSLEY | Mgmt | For | For | For | |||
2 | Adopt Majority Vote to Elect Directors/Amend Voting Thresholds | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
BRAMBLES LTD, SYDNEY NSW | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMBLF | CUSIP Q6634U106 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Elect/Appoint Director | Mgmt | For | For | For | |||
4 | Elect/Appoint Director | Mgmt | For | For | For | |||
5 | Elect/Appoint Director | Mgmt | For | For | For | |||
6 | Approve Director Participation in Stock Plan | Mgmt | For | For | For | |||
7 | Approve Director Participation in Stock Plan | Mgmt | For | For | For | |||
8 | Approve Director Participation in Stock Plan | Mgmt | For | For | For | |||
9 | Approve Director Participation in Stock Plan | Mgmt | For | For | For | |||
10 | Amend Articles | Mgmt | For | For | For | |||
Broadcom Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BRCM | CUSIP 111320107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nancy Handel | Mgmt | For | For | For | |||
1.2 | Elect Eddy Hartenstein | Mgmt | For | For | For | |||
1.3 | Elect Maria Klawe | Mgmt | For | For | For | |||
1.4 | Elect John Major | Mgmt | For | For | For | |||
1.5 | Elect Scott McGregor | Mgmt | For | For | For | |||
1.6 | Elect William Morrow | Mgmt | For | For | For | |||
1.7 | Elect Henry Samueli | Mgmt | For | For | For | |||
1.8 | Elect John Swainson | Mgmt | For | For | For | |||
1.9 | Elect Robert Switz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Bunge Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CUSIP G16962105 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ernest Bachrach | Mgmt | For | For | For | |||
2 | Elect Enrique Boilini | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
C.H. Robinson Worldwide, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHRW | CUSIP 12541W209 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Ezrilov | Mgmt | For | For | For | |||
2 | Elect Wayne Fortun | Mgmt | For | For | For | |||
3 | Elect Brian Short | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Kelly | Mgmt | For | For | For | |||
1.2 | Elect Gail Naughton | Mgmt | For | For | For | |||
1.3 | Elect John Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Cabot Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBT | ISIN US1270551013 | 03/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Enriquez-Cabot | Mgmt | For | For | For | |||
2 | Elect Gautam Kaji | Mgmt | For | For | For | |||
3 | Elect Henry McCance | Mgmt | For | For | For | |||
4 | Elect Patrick Prevost | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Short-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Fluor | Mgmt | For | For | For | |||
2 | Elect Jack Moore | Mgmt | For | For | For | |||
3 | Elect David Ross III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2011 Management Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Canon Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7751 | CINS J05124144 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Fujio Mitarai | Mgmt | For | Against | Against | |||
4 | Elect Tsuneji Uchida | Mgmt | For | For | For | |||
5 | Elect Toshizo Tanaka | Mgmt | For | For | For | |||
6 | Elect Toshiaki Ikoma | Mgmt | For | For | For | |||
7 | Elect Kunio Watanabe | Mgmt | For | For | For | |||
8 | Elect Yohroku Adachi | Mgmt | For | For | For | |||
9 | Elect Yasuo Mitsuhashi | Mgmt | For | For | For | |||
10 | Elect Tomonori Iwashita | Mgmt | For | For | For | |||
11 | Elect Masahiro Ohsawa | Mgmt | For | For | For | |||
12 | Elect Shigeyuki Matsumoto | Mgmt | For | For | For | |||
13 | Elect Katsuichi Shimizu | Mgmt | For | For | For | |||
14 | Elect Ryohichi Banba | Mgmt | For | For | For | |||
15 | Elect Toshio Honma | Mgmt | For | For | For | |||
16 | Elect Masaki Nakaoka | Mgmt | For | For | For | |||
17 | Elect Haruhisa Honda | Mgmt | For | For | For | |||
18 | Elect Hideki Ozawa | Mgmt | For | For | For | |||
19 | Elect Masaya Maeda | Mgmt | For | For | For | |||
20 | Elect Yasuhiro Tani | Mgmt | For | For | For | |||
21 | Elect Makoto Araki | Mgmt | For | For | For | |||
22 | Elect Tadashi Ohe | Mgmt | For | For | For | |||
23 | Bonus | Mgmt | For | For | For | |||
24 | Stock Option Plan | Mgmt | For | For | For | |||
Capita plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPI | CINS G1846J115 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Martin Bolland | Mgmt | For | For | For | |||
5 | Elect Paul Pindar | Mgmt | For | For | For | |||
6 | Elect Gordon Hurst | Mgmt | For | For | For | |||
7 | Elect Maggi Bell | Mgmt | For | Against | Against | |||
8 | Elect Paddy Doyle | Mgmt | For | Against | Against | |||
9 | Elect Martina King | Mgmt | For | For | For | |||
10 | Elect Nigel Wilson | Mgmt | For | For | For | |||
11 | Elect Paul Bowtell | Mgmt | For | For | For | |||
12 | Elect Vic Gysin | Mgmt | For | For | For | |||
13 | Elect Andy Parker | Mgmt | For | For | For | |||
14 | Appointment of Auditor | Mgmt | For | For | For | |||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Co-Investment Plan | Mgmt | For | For | For | |||
21 | Amendment to the Deferred Annual Bonus Plan | Mgmt | For | For | For | |||
22 | Change of Company Name | Mgmt | For | For | For | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | ISIN PA1436583006 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | Against | Against | |||
9 | Elect Sir John Parker | Mgmt | For | Against | Against | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Directors' Remuneration Report | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Stock Option Plan | Mgmt | For | For | For | |||
CBS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBS | ISIN US1248572026 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Andelman | Mgmt | For | For | For | |||
1.2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
1.3 | Elect William Cohen | Mgmt | For | Withhold | Against | |||
1.4 | Elect Gary Countryman | Mgmt | For | For | For | |||
1.5 | Elect Charles Gifford | Mgmt | For | Withhold | Against | |||
1.6 | Elect Leonard Goldberg | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bruce Gordon | Mgmt | For | Withhold | Against | |||
1.8 | Elect Linda Griego | Mgmt | For | For | For | |||
1.9 | Elect Arnold Kopelson | Mgmt | For | For | For | |||
1.10 | Elect Leslie Moonves | Mgmt | For | For | For | |||
1.11 | Elect Douglas Morris | Mgmt | For | For | For | |||
1.12 | Elect Shari Redstone | Mgmt | For | For | For | |||
1.13 | Elect Sumner Redstone | Mgmt | For | For | For | |||
1.14 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Celesio AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLS | CINS D1497R112 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | Against | Against | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Increase in Authorized Capital | Mgmt | For | Against | Against | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
Cenovus Energy Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVE | CUSIP 15135U109 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ralph Cunningham | Mgmt | For | For | For | |||
1.2 | Elect Patrick Daniel | Mgmt | For | For | For | |||
1.3 | Elect Ian Delaney | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian Ferguson | Mgmt | For | For | For | |||
1.5 | Elect Michael Grandin | Mgmt | For | For | For | |||
1.6 | Elect Valerie Nielsen | Mgmt | For | For | For | |||
1.7 | Elect Charles Rampacek | Mgmt | For | For | For | |||
1.8 | Elect Colin Taylor | Mgmt | For | For | For | |||
1.9 | Elect Wayne Thomson | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
CFAO SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFAO | CINS F2015W102 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Related Party Transactions | Mgmt | For | Against | Against | |||
7 | Severance Package (Richard Bielle) | Mgmt | For | Against | Against | |||
8 | Elect Pierre Guenant | Mgmt | For | For | For | |||
9 | Ratification of the Co-option of Jean-Charles Pauze | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Check Point Software Technologies Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHKP | CUSIP M22465104 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gil Shwed | Mgmt | For | For | For | |||
1.2 | Elect Marius Nacht | Mgmt | For | For | For | |||
1.3 | Elect Jerry Ungerman | Mgmt | For | For | For | |||
1.4 | Elect Dan Propper | Mgmt | For | For | For | |||
1.5 | Elect David Rubner | Mgmt | For | For | For | |||
1.6 | Elect Tal Shavit | Mgmt | For | For | For | |||
2 | Election of Directors | Mgmt | For | For | For | |||
3 | Appointment of Auditor | Mgmt | For | For | For | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
5 | Approval of Compensation for the Company's Chairman and CEO, Gil Shwed | Mgmt | For | For | For | |||
Cheung Kong (Holdings) Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1 | CINS Y13213106 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect LI Ka-Shing | Mgmt | For | Against | Against | |||
6 | Elect Davy CHUNG Sun Keung | Mgmt | For | For | For | |||
7 | Elect Ezra PAU Yee Wan | Mgmt | For | For | For | |||
8 | Elect LEUNG Siu Hon | Mgmt | For | For | For | |||
9 | Elect George C. Magnus | Mgmt | For | For | For | |||
10 | Elect Simon Murray | Mgmt | For | Against | Against | |||
11 | Elect Henry CHEONG Ying Chew | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | ISIN US1667641005 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Robert Eaton | Mgmt | For | For | For | |||
4 | Elect Chuck Hagel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect George Kirkland | Mgmt | For | For | For | |||
7 | Elect Donald Rice | Mgmt | For | For | For | |||
8 | Elect Kevin Sharer | Mgmt | For | For | For | |||
9 | Elect Charles Shoemate | Mgmt | For | For | For | |||
10 | Elect John Stumpf | Mgmt | For | For | For | |||
11 | Elect Ronald Sugar | Mgmt | For | For | For | |||
12 | Elect Carl Ware | Mgmt | For | Against | Against | |||
13 | Elect John Watson | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Financial Risks of Climate Change | ShrHldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHldr | Against | For | Against | |||
China Shenhua Energy Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1088 | CINS Y1504C113 | 02/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Equity Purchase Agreements, Assets Purchase Agreement and Financial Services Agreement | Mgmt | For | Against | Against | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Amendments to Rules of Procedure of General Meeting | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
China Shenhua Energy Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1088 | CINS Y1504C113 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Directors' Report | Mgmt | For | For | For | |||
4 | Supervisors' Report | Mgmt | For | For | For | |||
5 | Financial Statements | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Directors' and Supervisors' Fees | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
China Shenhua Energy Company Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1088 | CINS Y1504C113 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Other | China | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Chugai Pharmaceutical Co Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4519 | CINS J06930101 | 03/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Elect Mitsuo Ohashi | Mgmt | For | For | For | |||
3 | Elect Abraham Cohen | Mgmt | For | For | For | |||
4 | Elect Daniel Zabrowski | Mgmt | For | Against | Against | |||
5 | Elect Kohtaroh Miwa | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
Church & Dwight Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CHD | CUSIP 171340102 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Alvarez | Mgmt | For | For | For | |||
1.2 | Elect James Craigie | Mgmt | For | For | For | |||
1.3 | Elect Rosina Dixon | Mgmt | For | For | For | |||
1.4 | Elect Robert LeBlanc | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Cimarex Energy Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XEC | CUSIP 171798101 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Hentschel | Mgmt | For | For | For | |||
2 | Elect F. H. Merelli | Mgmt | For | For | For | |||
3 | Elect L. Paul Teague | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | 2011 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
CISCO SYSTEMS INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - CAROL A. BARTZ | Mgmt | For | For | For | |||
1.2 | Elect Nominee - M. MICHELE BURNS | Mgmt | For | For | For | |||
1.3 | Elect Nominee - MICHAEL D. CAPELLAS | Mgmt | For | For | For | |||
1.4 | Elect Nominee - LARRY R. CARTER | Mgmt | For | For | For | |||
1.5 | Elect Nominee - JOHN T. CHAMBERS | Mgmt | For | For | For | |||
1.6 | Elect Nominee - BRIAN L. HALLA | Mgmt | For | For | For | |||
1.7 | Elect Nominee - DR. JOHN L. HENNESSY | Mgmt | For | For | For | |||
1.8 | Elect Nominee - RICHARD M. KOVACEVICH | Mgmt | For | For | For | |||
1.9 | Elect Nominee - RODERICK C. MCGEARY | Mgmt | For | For | For | |||
1.10 | Elect Nominee - MICHAEL K. POWELL | Mgmt | For | For | For | |||
1.11 | Elect Nominee - ARUN SARIN | Mgmt | For | For | For | |||
1.12 | Elect Nominee - STEVEN M. WEST | Mgmt | For | For | For | |||
1.13 | Elect Nominee - JERRY YANG | Mgmt | For | For | For | |||
2 | Ratify Executive Compensation | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
4 | Amend Bylaws to Establish Sustainability Committee | ShrHldr | Against | For | Against | |||
5 | Report on Internet Human Rights | ShrHldr | Against | For | Against | |||
6 | Restrict Sales to Repressive Governments | ShrHldr | Against | For | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | Against | Against | |||
2 | Elect Timothy Collins | Mgmt | For | For | For | |||
3 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
4 | Elect Robert Joss | Mgmt | For | Against | Against | |||
5 | Elect Michael O'Neill | Mgmt | For | For | For | |||
6 | Elect Vikram Pandit | Mgmt | For | For | For | |||
7 | Elect Richard Parsons | Mgmt | For | Against | Against | |||
8 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
9 | Elect Judith Rodin | Mgmt | For | Against | Against | |||
10 | Elect Robert Ryan | Mgmt | For | For | For | |||
11 | Elect Anthony Santomero | Mgmt | For | For | For | |||
12 | Elect Diana Taylor | Mgmt | For | For | For | |||
13 | Elect William Thompson, Jr. | Mgmt | For | For | For | |||
14 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
17 | 2011 Executive Performance Plan | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
20 | Reverse Stock Split Extension | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
23 | Shareholder Proposal Regarding Risk Management Report | ShrHldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Citrix Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTXS | ISIN US1773761002 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Murray Demo | Mgmt | For | For | For | |||
2 | Elect Asiff Hirji | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Reapproval of Performance Goals Under the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
CME Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CME | CUSIP 12572Q105 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Craig Donohue | Mgmt | For | For | For | |||
1.2 | Elect Timothy Bitsberger | Mgmt | For | For | For | |||
1.3 | Elect Jackie Clegg | Mgmt | For | For | For | |||
1.4 | Elect James Donaldson | Mgmt | For | For | For | |||
1.5 | Elect J. Dennis Hastert | Mgmt | For | For | For | |||
1.6 | Elect William Miller II | Mgmt | For | For | For | |||
1.7 | Elect Terry Savage | Mgmt | For | For | For | |||
1.8 | Elect Christopher Stewart | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Cognizant Technology Solutions Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTSH | ISIN US1924461023 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Howe | Mgmt | For | For | For | |||
2 | Elect Robert Weissman | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
6 | Amendment to the Certificate of Incorporation to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
7 | Amendment to the Bylaws to Reduce Supermajority Requirement | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.6 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.7 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.9 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
8 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
Concho Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CXO | CUSIP 20605P101 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Leach | Mgmt | For | For | For | |||
1.2 | Elect William Easter III | Mgmt | For | For | For | |||
1.3 | Elect W. Howard Keenan, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Continental Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLR | CUSIP 212015101 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect H. R. Sanders, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Robert Grant | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Cooper Industries Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CBE | CUSIP G24140108 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linda Hill | Mgmt | For | For | For | |||
2 | Elect James Postl | Mgmt | For | For | For | |||
3 | Elect Mark Thompson | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
9 | Authority of Subsidiary to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
COPART INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPRT | CUSIP 217204106 | 12/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - WILLIS J. JOHNSON | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nominee - A. JAYSON ADAIR | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nominee - MATT BLUNT | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nominee - STEVEN D. COHAN | Mgmt | For | Withhold | Against | |||
1.5 | Elect Nominee - DANIEL J. ENGLANDER | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nominee - JAMES E. MEEKS | Mgmt | For | Withhold | Against | |||
1.7 | Elect Nominee - THOMAS W. SMITH | Mgmt | For | Withhold | Against | |||
2 | Ratify Appointment of Auditors | Mgmt | For | For | For | |||
Core Laboratories N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLB | CUSIP N22717107 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Demshur | Mgmt | For | For | For | |||
1.2 | Elect Rene Joyce | Mgmt | For | For | For | |||
1.3 | Elect Michael Kearney | Mgmt | For | For | For | |||
1.4 | Elect Jan Sodderland | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | Abstain | Against | |||
3 | Authority to Cancel Shares | Mgmt | For | For | For | |||
4 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
5 | Authority to Issue Common and Preference Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
6 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan Decker | Mgmt | For | For | For | |||
1.2 | Elect Richard Libenson | Mgmt | For | For | For | |||
1.3 | Elect John Meisenbach | Mgmt | For | For | For | |||
1.4 | Elect Charles Munger | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Say When on Pay | Mgmt | 3 Years | 1 Year | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | ISIN IE00B3QN1M21 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Credit Suisse Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSGN | CUSIP 225401108 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Remuneration Report | Mgmt | For | Against | Against | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
4 | Allocation of Profits | Mgmt | For | For | For | |||
5 | Allocation of Dividends from Reserves | Mgmt | For | For | For | |||
6 | Authority to Increase Conditional Capital | Mgmt | For | For | For | |||
7 | Increase in Authorized Capital | Mgmt | For | For | For | |||
8 | Amendment Regarding Voting Procedure | Mgmt | For | Against | Against | |||
9 | Amendments to Articles | Mgmt | For | For | For | |||
10 | Elect Peter Brabeck-Letmathe | Mgmt | For | Against | Against | |||
11 | Elect Jean Lanier | Mgmt | For | For | For | |||
12 | Elect Anton van Rossum | Mgmt | For | For | For | |||
13 | Appointment of Auditor | Mgmt | For | For | For | |||
14 | Appointment of Special Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | Against | Against | |||
CRH Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CRH | CINS G25508105 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Maeve Carton | Mgmt | For | For | For | |||
5 | Elect William Egan | Mgmt | For | For | For | |||
6 | Elect Utz-Hellmuth Felcht | Mgmt | For | Against | Against | |||
7 | Elect Nicky Hartery | Mgmt | For | For | For | |||
8 | Elect Jan Maarten de Jong | Mgmt | For | For | For | |||
9 | Elect John Kennedy | Mgmt | For | For | For | |||
10 | Elect Myles Lee | Mgmt | For | For | For | |||
11 | Elect Albert Manifold | Mgmt | For | For | For | |||
12 | Elect Kieran McGowan | Mgmt | For | For | For | |||
13 | Elect Daniel O'Connor | Mgmt | For | For | For | |||
14 | Elect Liam O'Mahony | Mgmt | For | For | For | |||
15 | Elect Mark Towe | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
19 | Authority to Reissue Treasury Shares | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Anne Finucane | Mgmt | For | For | For | |||
5 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
6 | Elect Marian Heard | Mgmt | For | For | For | |||
7 | Elect Larry Merlo | Mgmt | For | For | For | |||
8 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
9 | Elect Terrence Murray | Mgmt | For | For | For | |||
10 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
11 | Elect Richard Swift | Mgmt | For | For | For | |||
12 | Elect Tony White | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Davita Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVA | CUSIP 23918K108 | 06/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Pamela Arway | Mgmt | For | Against | Against | |||
2 | Elect Charles Berg | Mgmt | For | Against | Against | |||
3 | Elect Willard Brittain, Jr. | Mgmt | For | Against | Against | |||
4 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||
5 | Elect Paul Diaz | Mgmt | For | Against | Against | |||
6 | Elect Peter Grauer | Mgmt | For | Against | Against | |||
7 | Elect John Nehra | Mgmt | For | Against | Against | |||
8 | Elect William Roper | Mgmt | For | Against | Against | |||
9 | Elect Kent Thiry | Mgmt | For | For | For | |||
10 | Elect Roger Valine | Mgmt | For | Against | Against | |||
11 | 2011 Incentive Award Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Final Dividends on the Ordinary shares | Mgmt | For | For | For | |||
3 | Allocation of Dividends on the Non-Voting Convertible Preference Shares | Mgmt | For | For | For | |||
4 | Allocation of Dividends on the Non-Voting Redeemable Convertible Preference Shares | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | Against | Against | |||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
7 | Elect Bart Broadman | Mgmt | For | For | For | |||
8 | Elect Euleen Goh | Mgmt | For | For | For | |||
9 | Elect Christopher CHENG Wai Chee | Mgmt | For | Against | Against | |||
10 | Elect Danny TEOH Leong Kay | Mgmt | For | For | For | |||
11 | Authority to issue shares under the DBSH Share Option Plan and to grant awards and issue shares under the DBSH Share Plan | Mgmt | For | Against | Against | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Authority to Issue Shares under the DBSH Scrip Dividend Scheme | Mgmt | For | For | For | |||
DBS Group Holdings Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
D05 | CINS Y20246107 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Deere & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DE | CUSIP 244199105 | 02/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
2 | Elect Dipak Jain | Mgmt | For | For | For | |||
3 | Elect Joachim Milberg | Mgmt | For | For | For | |||
4 | Elect Richard Myers | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
DELL INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JAMES W. BREYER | Mgmt | For | For | For | |||
1.2 | Elect Nominee - DONALD J. CARTY | Mgmt | For | For | For | |||
1.3 | Elect Nominee - MICHAEL S. DELL | Mgmt | For | For | For | |||
1.4 | Elect Nominee - WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
1.5 | Elect Nominee - JUDY C. LEWENT | Mgmt | For | For | For | |||
1.6 | Elect Nominee - THOMAS W. LUCE, III | Mgmt | For | For | For | |||
1.7 | Elect Nominee - KLAUS S. LUFT | Mgmt | For | For | For | |||
1.8 | Elect Nominee - ALEX J. MANDL | Mgmt | For | For | For | |||
1.9 | Elect Nominee - SHANTANU NARAYEN | Mgmt | For | For | For | |||
1.10 | Elect Nominee - SAM NUNN | Mgmt | For | For | For | |||
1.11 | Elect Nominee - H. ROSS PEROT, JR. | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Eliminate Supermajority Vote | Mgmt | For | For | For | |||
4 | Approve Reimbursement of Expenses in Proxy Contests | ShrHldr | Against | For | Against | |||
5 | Allow Advisory Vote on Executive Compensation | ShrHldr | Against | For | Against | |||
Delta Air Lines, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DALRQ | CUSIP 247361702 | 06/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Bastian | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect John Brinzo | Mgmt | For | For | For | |||
5 | Elect Daniel Carp | Mgmt | For | For | For | |||
6 | Elect John Engler | Mgmt | For | For | For | |||
7 | Elect Mickey Foret | Mgmt | For | For | For | |||
8 | Elect David Goode | Mgmt | For | For | For | |||
9 | Elect Paula Reynolds | Mgmt | For | For | For | |||
10 | Elect Kenneth Rogers | Mgmt | For | For | For | |||
11 | Elect Kenneth Woodrow | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Denbury Resources Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNR | CUSIP 247916208 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wieland Wettstein | Mgmt | For | For | For | |||
1.2 | Elect Michael Beatty | Mgmt | For | For | For | |||
1.3 | Elect Michael Decker | Mgmt | For | For | For | |||
1.4 | Elect Ronald Greene | Mgmt | For | For | For | |||
1.5 | Elect David Heather | Mgmt | For | For | For | |||
1.6 | Elect Gregory McMichael | Mgmt | For | For | For | |||
1.7 | Elect Gareth Roberts | Mgmt | For | For | For | |||
1.8 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
1.9 | Elect Randy Stein | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Dendreon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DNDN | CUSIP 24823Q107 | 06/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Brewer | Mgmt | For | For | For | |||
1.2 | Elect Mitchell Gold | Mgmt | For | For | For | |||
1.3 | Elect Pedro Granadillo | Mgmt | For | For | For | |||
1.4 | Elect David Stump | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Deutsche Bsrse AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DB1 | CINS D1882G119 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
9 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares by Using Derivatives | Mgmt | For | For | For | |||
11 | Amendment Regarding Voting Requirements | Mgmt | For | Against | Against | |||
12 | Appointment of Auditor | Mgmt | For | For | For | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | Withhold | Against | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Diamond Offshore Drilling, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DO | CUSIP 25271C102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Tisch | Mgmt | For | For | For | |||
2 | Elect Lawrence Dickerson | Mgmt | For | For | For | |||
3 | Elect John Bolton | Mgmt | For | For | For | |||
4 | Elect Charles Fabrikant | Mgmt | For | For | For | |||
5 | Elect Paul Gaffney II | Mgmt | For | For | For | |||
6 | Elect Edward Grebow | Mgmt | For | For | For | |||
7 | Elect Herbert Hofmann | Mgmt | For | For | For | |||
8 | Elect Andrew Tisch | Mgmt | For | For | For | |||
9 | Elect Raymond Troubh | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Discover Financial Services | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DFS | ISIN US2547091080 | 04/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Aronin | Mgmt | For | For | For | |||
2 | Elect Mary Bush | Mgmt | For | For | For | |||
3 | Elect Gregory Case | Mgmt | For | For | For | |||
4 | Elect Robert Devlin | Mgmt | For | For | For | |||
5 | Elect Cynthia Glassman | Mgmt | For | For | For | |||
6 | Elect Richard Lenny | Mgmt | For | For | For | |||
7 | Elect Thomas Maheras | Mgmt | For | For | For | |||
8 | Elect Michael Moskow | Mgmt | For | For | For | |||
9 | Elect David Nelms | Mgmt | For | For | For | |||
10 | Elect E. Follin Smith | Mgmt | For | For | For | |||
11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
14 | Amendment to the 2007 Directors' Compensation Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Dolby Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DLB | CUSIP 25659T107 | 02/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kevin Yeaman | Mgmt | For | For | For | |||
1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||
1.3 | Elect David Dolby | Mgmt | For | For | For | |||
1.4 | Elect Nicholas Donatiello, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Ted Hall | Mgmt | For | For | For | |||
1.6 | Elect Bill Jasper | Mgmt | For | For | For | |||
1.7 | Elect Sanford Robertson | Mgmt | For | For | For | |||
1.8 | Elect Roger Siboni | Mgmt | For | For | For | |||
1.9 | Elect Avadis Tevanian, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
DONALDSON CO INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DCI | CUSIP 257651109 | 11/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - WILLIAM M. COOK | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MICHAEL J. HOFFMAN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - WILLARD D. OBERTON | Mgmt | For | For | For | |||
1.4 | Elect Nominee - JOHN P. WIEHOFF | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Approve 2010 Master Stock Incentive Plan | Mgmt | For | Against | Against | |||
DSV A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DSV | CINS K3013J154 | 03/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Report of the Supervisory Board and the Executive Board | Mgmt | For | For | For | |||
6 | Accounts and Reports; Supervisory Board Members' Fees | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | Abstain | Against | |||
8 | Elect Kurt Larsen | Mgmt | For | For | For | |||
9 | Elect Erik Pedersen | Mgmt | For | For | For | |||
10 | Elect Per Skov | Mgmt | For | For | For | |||
11 | Elect Kaj Christiansen | Mgmt | For | For | For | |||
12 | Elect Annette Sadolin | Mgmt | For | For | For | |||
13 | Elect Birgit Norgaard | Mgmt | For | For | For | |||
14 | Elect Thomas Plenborg | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Reduce Share Capital | Mgmt | For | For | For | |||
17 | Amendments to Articles | Mgmt | For | For | For | |||
18 | Amendments to Articles | Mgmt | For | Against | Against | |||
19 | Amendment to Incentive Guidelines | Mgmt | For | Against | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Barnholt | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Barbara Beck | Mgmt | For | For | For | |||
3 | Elect Jerry Levin | Mgmt | For | For | For | |||
4 | Elect Robert Lumpkins | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Simple Majority Voting | ShrHldr | Against | For | Against | |||
Edenred SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EDEN | CINS F3192L109 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
5 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions With Accor SA | Mgmt | For | For | For | |||
8 | Amendments to Employment Contract of (Jacques Stern) | Mgmt | For | Against | Against | |||
9 | Severance Package (Jacques Stern) | Mgmt | For | Against | Against | |||
10 | Unemployment Benefits (Jacques Stern) | Mgmt | For | For | For | |||
11 | Health Insurance Benefits (Jacques Stern) | Mgmt | For | For | For | |||
12 | Supplementary Retirement Benefits (Jacques Stern) | Mgmt | For | Against | Against | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
15 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
El Paso Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EP | CUSIP 28336L109 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Juan Braniff | Mgmt | For | For | For | |||
2 | Elect David Crane | Mgmt | For | For | For | |||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||
4 | Elect Robert Goldman | Mgmt | For | For | For | |||
5 | Elect Anthony Hall, Jr. | Mgmt | For | For | For | |||
6 | Elect Thomas Hix | Mgmt | For | For | For | |||
7 | Elect Ferrell McClean | Mgmt | For | For | For | |||
8 | Elect Timothy Probert | Mgmt | For | Against | Against | |||
9 | Elect Steven Shapiro | Mgmt | For | For | For | |||
10 | Elect J. Michael Talbert | Mgmt | For | For | For | |||
11 | Elect Robert Vagt | Mgmt | For | For | For | |||
12 | Elect John Whitmire | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Eldorado Gold Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ELD | CUSIP 284902103 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ross Cory | Mgmt | For | For | For | |||
1.2 | Elect Robert Gilmore | Mgmt | For | For | For | |||
1.3 | Elect Geoffrey Handley | Mgmt | For | For | For | |||
1.4 | Elect Wayne Lenton | Mgmt | For | For | For | |||
1.5 | Elect Michael Price | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Rubenstein | Mgmt | For | For | For | |||
1.7 | Elect Donald Shumka | Mgmt | For | Withhold | Against | |||
1.8 | Elect Paul Wright | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Stock Option Plan | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Emcor Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EME | ISIN US29084Q1004 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Bershad | Mgmt | For | For | For | |||
1.2 | Elect David Brown | Mgmt | For | For | For | |||
1.3 | Elect Larry Bump | Mgmt | For | For | For | |||
1.4 | Elect Albert Fried, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Anthony Guzzi | Mgmt | For | For | For | |||
1.6 | Elect Richard Hamm, Jr. | Mgmt | For | Withhold | Against | |||
1.7 | Elect David Laidley | Mgmt | For | For | For | |||
1.8 | Elect Frank MacInnis | Mgmt | For | For | For | |||
1.9 | Elect Jerry Ryan | Mgmt | For | For | For | |||
1.10 | Elect Michael Yonker | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Emerson Electric Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMR | CUSIP 291011104 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Farr | Mgmt | For | Withhold | Against | |||
1.2 | Elect Harriet Green | Mgmt | For | Withhold | Against | |||
1.3 | Elect Charles Peters | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Prueher | Mgmt | For | Withhold | Against | |||
1.5 | Elect Rozanne Ridgway | Mgmt | For | Withhold | Against | |||
2 | Re-approval of the Performance Measures under the 2006 Incentive Shares Plan | Mgmt | For | For | For | |||
3 | 2011 Stock Option Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | For | Against | |||
Encana Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECA | CUSIP 292505104 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Dea | Mgmt | For | For | For | |||
1.2 | Elect Randall Eresman | Mgmt | For | For | For | |||
1.3 | Elect Claire Farley | Mgmt | For | For | For | |||
1.4 | Elect Fred Fowler | Mgmt | For | For | For | |||
1.5 | Elect Barry Harrison | Mgmt | For | For | For | |||
1.6 | Elect Suzanne Nimocks | Mgmt | For | For | For | |||
1.7 | Elect David O'Brien | Mgmt | For | For | For | |||
1.8 | Elect Jane Peverett | Mgmt | For | For | For | |||
1.9 | Elect Allan Sawin | Mgmt | For | For | For | |||
1.10 | Elect Bruce Waterman | Mgmt | For | For | For | |||
1.11 | Elect Clayton Woitas | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EQT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EQT | CUSIP 26884L109 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Thorington | Mgmt | For | For | For | |||
1.2 | Elect David Porges | Mgmt | For | For | For | |||
1.3 | Elect James Rohr | Mgmt | For | Withhold | Against | |||
1.4 | Elect David Shapira | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
7 | Amendment to Articles of Incorporation Concerning the Process for Board Vacancies | Mgmt | For | For | For | |||
8 | Elimination of Preemptive Rights | Mgmt | For | For | For | |||
Essilor International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EF | CINS F31668100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Severance Package (Hubert Sagnieres) | Mgmt | For | Against | Against | |||
8 | Related Party Transactions (Previously Approved) | Mgmt | For | Against | Against | |||
9 | Elect Hubert Sagnieres | Mgmt | For | For | For | |||
10 | Elect Philippe Alfroid | Mgmt | For | For | For | |||
11 | Elect Yi He | Mgmt | For | For | For | |||
12 | Elect Maurice Marchand-Tonel | Mgmt | For | For | For | |||
13 | Elect Aicha Mokdahi | Mgmt | For | For | For | |||
14 | Elect Michel Rose | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Increase Capital under Employee Savings Plan | Mgmt | For | Against | Against | |||
17 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against | Against | |||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
19 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Exelon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXC | CUSIP 30161N101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Canning Jr. | Mgmt | For | For | For | |||
2 | Elect M. Walter D'Alessio | Mgmt | For | For | For | |||
3 | Elect Nicholas DeBenedictis | Mgmt | For | For | For | |||
4 | Elect Nelson Diaz | Mgmt | For | Against | Against | |||
5 | Elect Sue Ling Gin | Mgmt | For | For | For | |||
6 | Elect Rosemarie Greco | Mgmt | For | For | For | |||
7 | Elect Paul Joskow | Mgmt | For | For | For | |||
8 | Elect Richard Mies | Mgmt | For | For | For | |||
9 | Elect John Palms | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Thomas Ridge | Mgmt | For | For | For | |||
12 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
13 | Elect John Rowe | Mgmt | For | For | For | |||
14 | Elect Stephen Steinour | Mgmt | For | For | For | |||
15 | Elect Donald Thompson | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
EXPERIAN GROUP LTD, ST HELLIER | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPGF | CUSIP G32655105 | 07/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Financial Statements/Reports | Mgmt | N/A | For | N/A | |||
2 | Approve Remuneration Report | Mgmt | N/A | For | N/A | |||
3 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
4 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
5 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
6 | Elect/Appoint Director | Mgmt | N/A | Against | N/A | |||
7 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
8 | Approve Appointment of Auditors | Mgmt | N/A | Against | N/A | |||
9 | Approve Auditors Remuneration | Mgmt | N/A | Against | N/A | |||
10 | Approve Share Issue | Mgmt | N/A | Against | N/A | |||
11 | Approve Share Issue - Disapplication of Preemptive Rights | Mgmt | N/A | Against | N/A | |||
12 | Approve Share Buyback | Mgmt | N/A | For | N/A | |||
Express Scripts, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 302182100 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
4 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
5 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
6 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
7 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
8 | Elect George Paz | Mgmt | For | For | For | |||
9 | Elect Samuel Skinner | Mgmt | For | For | For | |||
10 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to Bylaws to Permit Shareholders to Call a Special Meeting | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | ISIN US30231G1022 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | For | Against | |||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHldr | Against | For | Against | |||
Fairfax Financial Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FFH | CUSIP 303901102 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Griffiths | Mgmt | For | For | For | |||
1.2 | Elect Robert Gunn | Mgmt | For | For | For | |||
1.3 | Elect Alan Horn | Mgmt | For | For | For | |||
1.4 | Elect Timothy Price | Mgmt | For | For | For | |||
1.5 | Elect Brandon Sweitzer | Mgmt | For | For | For | |||
1.6 | Elect V. Prem Watsa | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
FAST RETAILING CO.,LTD. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRCOF | CUSIP J1346E100 | 11/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | �� | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect/Appoint Director | Mgmt | For | Against | Against | |||
1.2 | Elect/Appoint Director | Mgmt | For | Against | Against | |||
1.3 | Elect/Appoint Director | Mgmt | For | Against | Against | |||
1.4 | Elect/Appoint Director | Mgmt | For | Against | Against | |||
1.5 | Elect/Appoint Director | Mgmt | For | Against | Against | |||
2.1 | Elect/Appoint Corporate Auditor | Mgmt | For | Against | Against | |||
2.2 | Elect/Appoint Corporate Auditor | Mgmt | For | Against | Against | |||
Fifth Third Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FITB | ISIN US3167731005 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Darryl Allen | Mgmt | For | For | For | |||
1.2 | Elect Ulysses Bridgeman, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Emerson Brumback | Mgmt | For | For | For | |||
1.4 | Elect James Hackett | Mgmt | For | For | For | |||
1.5 | Elect Gary Heminger | Mgmt | For | For | For | |||
1.6 | Elect Jewell Hoover | Mgmt | For | For | For | |||
1.7 | Elect William Isaac | Mgmt | For | For | For | |||
1.8 | Elect Kevin Kabat | Mgmt | For | For | For | |||
1.9 | Elect Mitchel Livingston | Mgmt | For | For | For | |||
1.10 | Elect Hendrick Meijer | Mgmt | For | For | For | |||
1.11 | Elect John Schiff, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Marsha Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Incentive Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
FIRSTENERGY CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FE | CUSIP 337932107 | 09/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Merger with Allegheny Energy | Mgmt | For | Against | Against | |||
2 | Increase Common Stock | Mgmt | For | Against | Against | |||
3 | Approve Adjournment of Meeting | Mgmt | For | For | For | |||
FLEXTRONICS INTERNATIONAL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - H. Raymond Bingham | Mgmt | For | For | For | |||
1.2 | Elect Nominee - Willy C. Shih, Ph.D. | Mgmt | For | For | For | |||
2 | Approve Appointment/Remuneration of Auditors | Mgmt | For | Against | Against | |||
3 | Approve Share Issue - Disapplication of Preemptive Rights | Mgmt | For | For | For | |||
4 | Approve 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
FLEXTRONICS INTERNATIONAL | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLEX | CUSIP Y2573F102 | 07/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Share Buyback | Mgmt | For | For | For | |||
Flir Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIR | CUSIP 302445101 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Crouch | Mgmt | For | For | For | |||
1.2 | Elect Angus Macdonald | Mgmt | For | For | For | |||
2 | 2011 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
FOREST LABORATORIES -CL A | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - HOWARD SOLOMON | Mgmt | For | Against | Against | |||
1.2 | Elect Nominee - LAWRENCE S. OLANOFF, M.D., PH.D. | Mgmt | For | Against | Against | |||
1.3 | Elect Nominee - NESLI BASGOZ, MD | Mgmt | For | Against | Against | |||
1.4 | Elect Nominee - WILLIAM J. CANDEE, III | Mgmt | For | Against | Against | |||
1.5 | Elect Nominee - GEORGE S. COHAN | Mgmt | For | Against | Against | |||
1.6 | Elect Nominee - DAN L. GOLDWASSER | Mgmt | For | Against | Against | |||
1.7 | Elect Nominee - KENNETH E. GOODMAN | Mgmt | For | Against | Against | |||
1.8 | Elect Nominee - LESTER B. SALANS, MD | Mgmt | For | Against | Against | |||
1.9 | Elect Nominee - PETER J. ZIMETBAUM, MD | Mgmt | For | Against | Against | |||
2 | Add Shares/Amend 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratify Executive Compensation | Mgmt | For | For | For | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
5 | Approve Reimbursement of Expenses in Proxy Contests | ShrHldr | Against | For | Against | |||
Franklin Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEN | ISIN US3546131018 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Charles Crocker | Mgmt | For | For | For | |||
3 | Elect Joseph Hardiman | Mgmt | For | For | For | |||
4 | Elect Charles Johnson | Mgmt | For | For | For | |||
5 | Elect Gregory Johnson | Mgmt | For | For | For | |||
6 | Elect Rupert Johnson, Jr. | Mgmt | For | For | For | |||
7 | Elect Mark Pigott | Mgmt | For | For | For | |||
8 | Elect Chutta Ratnathicam | Mgmt | For | For | For | |||
9 | Elect Peter Sacerdote | Mgmt | For | For | For | |||
10 | Elect Laura Stein | Mgmt | For | For | For | |||
11 | Elect Anne Tatlock | Mgmt | For | Against | Against | |||
12 | Elect Geoffrey Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2002 Universal Stock Incentive Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Galp Energia, SGPS, SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GALP | CINS X3078L108 | 03/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Co-Option of Board Member | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | Against | Against | |||
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Galp Energia, SGPS, SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GALP | CINS X3078L108 | 05/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Portugal | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Presentation of Corporate Governance Report | Mgmt | For | For | For | |||
5 | Ratification of Board Acts | Mgmt | For | For | For | |||
6 | Remuneration Report | Mgmt | For | Against | Against | |||
7 | Election of Corporate Bodies | Mgmt | For | Abstain | Against | |||
GENERAL MILLS INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GIS | CUSIP 370334104 | 09/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - BRADBURY H. ANDERSON | Mgmt | For | For | For | |||
1.2 | Elect Nominee - R. KERRY CLARK | Mgmt | For | For | For | |||
1.3 | Elect Nominee - PAUL DANOS | Mgmt | For | For | For | |||
1.4 | Elect Nominee - WILLIAM T. ESREY | Mgmt | For | For | For | |||
1.5 | Elect Nominee - RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
1.6 | Elect Nominee - JUDITH RICHARDS HOPE | Mgmt | For | For | For | |||
1.7 | Elect Nominee - HEIDI G. MILLER | Mgmt | For | For | For | |||
1.8 | Elect Nominee - HILDA OCHOA-BRILLEMBOURG | Mgmt | For | For | For | |||
1.9 | Elect Nominee - STEVE ODLAND | Mgmt | For | For | For | |||
1.10 | Elect Nominee - KENDALL J. POWELL | Mgmt | For | For | For | |||
1.11 | Elect Nominee - LOIS E. QUAM | Mgmt | For | For | For | |||
1.12 | Elect Nominee - MICHAEL D. ROSE | Mgmt | For | For | For | |||
1.13 | Elect Nominee - ROBERT L. RYAN | Mgmt | For | For | For | |||
1.14 | Elect Nominee - DOROTHY A. TERRELL | Mgmt | For | For | For | |||
2 | Approve Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
4 | Ratify Executive Compensation | Mgmt | For | For | For | |||
General Motors Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GM | CUSIP 37045V100 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
2 | Elect David Bonderman | Mgmt | For | For | For | |||
3 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
4 | Elect Stephen Girsky | Mgmt | For | For | For | |||
5 | Elect E. Neville Isdell | Mgmt | For | For | For | |||
6 | Elect Robert Krebs | Mgmt | For | For | For | |||
7 | Elect Philip Laskawy | Mgmt | For | Against | Against | |||
8 | Elect Kathryn Marinello | Mgmt | For | For | For | |||
9 | Elect Patricia Russo | Mgmt | For | For | For | |||
10 | Elect Carol Stephenson | Mgmt | For | For | For | |||
11 | Elect Cynthia Telles | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||
1.3 | Elect James Denny | Mgmt | For | For | For | |||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||
1.7 | Elect John Martin | Mgmt | For | For | For | |||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.10 | Elect Richard Whitley | Mgmt | For | Withhold | Against | |||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
GLOBAL PAYMENTS INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 09/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - EDWIN H. BURBA, JR. | Mgmt | For | For | For | |||
1.2 | Elect Nominee - RAYMOND L. KILLIAN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - RUTH ANN MARSHALL | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Goodrich Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GR | ISIN US3823881061 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
1.2 | Elect Diane Creel | Mgmt | For | For | For | |||
1.3 | Elect Harris DeLoach, Jr. | Mgmt | For | For | For | |||
1.4 | Elect James Griffith | Mgmt | For | For | For | |||
1.5 | Elect William Holland | Mgmt | For | For | For | |||
1.6 | Elect John Jumper | Mgmt | For | For | For | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Lloyd Newton | Mgmt | For | For | For | |||
1.9 | Elect Alfred Rankin, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Equity Compensation Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Page | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | Withhold | Against | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.8 | Elect K. Ram Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHldr | Against | Against | For | |||
GrafTech International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GTI | ISIN US3843131026 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Randy Carson | Mgmt | For | For | For | |||
1.2 | Elect Mary Cranston | Mgmt | For | For | For | |||
1.3 | Elect Harold Layman | Mgmt | For | For | For | |||
1.4 | Elect Ferrell McClean | Mgmt | For | For | For | |||
1.5 | Elect Nathan Milikowsky | Mgmt | For | For | For | |||
1.6 | Elect Michael Nahl | Mgmt | For | For | For | |||
1.7 | Elect Steven Shawley | Mgmt | For | For | For | |||
1.8 | Elect Craig Shular | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Groupe Bruxelles Lambert SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBLB | CINS B4746J115 | 04/12/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Approval of Electronic Voting | Mgmt | For | TNA | N/A | |||
4 | Authority to Repurchase Shares | Mgmt | For | TNA | N/A | |||
5 | Authority to Sell Shares | Mgmt | For | TNA | N/A | |||
6 | Authority to Repurchase Shares as a Takeover Defense | Mgmt | For | TNA | N/A | |||
7 | Amend Article 8 | Mgmt | For | TNA | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
11 | Increase in Authorized Capital | Mgmt | For | TNA | N/A | |||
12 | Amend Article 13 | Mgmt | For | TNA | N/A | |||
13 | Authority to Issue Convertible Bonds | Mgmt | For | TNA | N/A | |||
14 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
15 | Amend Article 14 | Mgmt | For | TNA | N/A | |||
16 | Amend Article 9 | Mgmt | For | TNA | N/A | |||
17 | Amend Article 11 | Mgmt | For | TNA | N/A | |||
18 | Amend Article 15 | Mgmt | For | TNA | N/A | |||
19 | Amend Article 16 | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Delete Article 18 | Mgmt | For | TNA | N/A | |||
22 | Amend Article 21 | Mgmt | For | TNA | N/A | |||
23 | Amend Article 22 | Mgmt | For | TNA | N/A | |||
24 | Amend Article 24 | Mgmt | For | TNA | N/A | |||
25 | Amend Article 26 | Mgmt | For | TNA | N/A | |||
26 | Amend Article 26 | Mgmt | For | TNA | N/A | |||
27 | Amend Article 28 | Mgmt | For | TNA | N/A | |||
28 | Amend Article 35 | Mgmt | For | TNA | N/A | |||
29 | Delete Article 42 | Mgmt | For | TNA | N/A | |||
30 | Delete Transitional Provisions | Mgmt | For | TNA | N/A | |||
31 | Delete Transitional Provisions | Mgmt | For | TNA | N/A | |||
32 | Amendments to Articles | Mgmt | For | TNA | N/A | |||
33 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
34 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
35 | Amend Article 27 | Mgmt | For | TNA | N/A | |||
36 | Amend Article 29 | Mgmt | For | TNA | N/A | |||
37 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
38 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
39 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
40 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
41 | Amend Article 30 | Mgmt | For | TNA | N/A | |||
42 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
43 | Addition of Article 31 | Mgmt | For | TNA | N/A | |||
44 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
45 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
46 | Amend Article 33 | Mgmt | For | TNA | N/A | |||
47 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
48 | Authority to Amend Articles | Mgmt | For | TNA | N/A | |||
Groupe Bruxelles Lambert SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GBLB | CINS B4746J115 | 04/12/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Special | Belgium | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Approval of Electronic Voting | Mgmt | For | TNA | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
7 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | |||
9 | Ratification of Auditor Acts | Mgmt | For | TNA | N/A | |||
10 | Elect Albert Frere | Mgmt | For | TNA | N/A | |||
11 | Elect Paul Desmarais | Mgmt | For | TNA | N/A | |||
12 | Elect Gerald Frere | Mgmt | For | TNA | N/A | |||
13 | Elect Paul Desmarais, Jr. | Mgmt | For | TNA | N/A | |||
14 | Elect Gilles Samyn | Mgmt | For | TNA | N/A | |||
15 | Elect Antoinette d'Aspremont Lynden | Mgmt | For | TNA | N/A | |||
16 | Elect Gerard Lamarche | Mgmt | For | TNA | N/A | |||
17 | Ratification of the Independence of Antoinette d'Aspremont Lynden | Mgmt | For | TNA | N/A | |||
18 | Directors' Fees | Mgmt | For | TNA | N/A | |||
19 | Authority to Grant Stock Options | Mgmt | For | TNA | N/A | |||
20 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | |||
21 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
Hang Seng Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
11 | CINS Y30327103 | 05/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Elect Raymond CH'IEN Kuo Fung | Mgmt | For | Against | Against | |||
5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For | For | |||
6 | Elect CHIANG Lai Yuen | Mgmt | For | For | For | |||
7 | Elect Jenkin HUI | Mgmt | For | Against | Against | |||
8 | Elect Sarah C. LEGG | Mgmt | For | For | For | |||
9 | Elect Mark S. MCCOMBE | Mgmt | For | For | For | |||
10 | Elect Micheal WU Wei Kuo | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hasbro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAS | CUSIP 418056107 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.3 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Bronfin | Mgmt | For | For | For | |||
1.5 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Michael Garrett | Mgmt | For | For | For | |||
1.7 | Elect Lisa Gersh | Mgmt | For | For | For | |||
1.8 | Elect Brian Goldner | Mgmt | For | For | For | |||
1.9 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.10 | Elect Alan Hassenfeld | Mgmt | For | For | For | |||
1.11 | Elect Tracy Leinbach | Mgmt | For | For | For | |||
1.12 | Elect Edward Philip | Mgmt | For | For | For | |||
1.13 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Herbalife Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HLF | CUSIP G4412G101 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Johnson | Mgmt | For | For | For | |||
1.2 | Elect John Tartol | Mgmt | For | For | For | |||
1.3 | Elect Carole Black | Mgmt | For | For | For | |||
1.4 | Elect Michael Levitt | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
3 | Stock Split | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Reapproval of the Executive Incentive Plan | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | ISIN US4282361033 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against | Against | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | Against | Against | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | Withhold | Against | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect Glenn Muir | Mgmt | For | Withhold | Against | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Levy | Mgmt | For | Withhold | Against | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2317 | CINS 438090201 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Report on Results of Operations | Mgmt | For | For | For | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
Hong Kong Exchanges And Clearing Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
388 | CINS Y3506N139 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Hong Kong | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect Bill KWOK Chi Piu | Mgmt | For | For | For | |||
6 | Elect Vincent M. LEE Kwan Ho | Mgmt | For | For | For | |||
7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Additional Directors' Fees | Mgmt | For | For | For | |||
12 | Amendments to Articles - Corporate Communications | Mgmt | For | For | For | |||
13 | Amendments to Articles - Notice Period for Shareholders' Nomination of Directors | Mgmt | For | For | For | |||
14 | Amendments to Articles - Minor Housekeeping Amendments | Mgmt | For | For | For | |||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Hyundai Mobis Co., Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
12330 | CINS Y3849A109 | 03/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election of Directors (Slate) | Mgmt | For | Against | Against | |||
3 | Election of Audit Committee Members (Slate) | Mgmt | For | Against | Against | |||
4 | Directors' Fees | Mgmt | For | For | For | |||
IAMGOLD Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMG | CUSIP 450913108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Derek Bullock | Mgmt | For | For | For | |||
1.2 | Elect John Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Donald Charter | Mgmt | For | Withhold | Against | |||
1.4 | Elect W. Robert Dengler | Mgmt | For | For | For | |||
1.5 | Elect Guy Dufresne | Mgmt | For | For | For | |||
1.6 | Elect Stephen Letwin | Mgmt | For | For | For | |||
1.7 | Elect Mahendra Naik | Mgmt | For | For | For | |||
1.8 | Elect William Pugliese | Mgmt | For | For | For | |||
1.9 | Elect John Shaw | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
IHS Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IHS | CUSIP 451734107 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jerre Stead | Mgmt | For | For | For | |||
1.2 | Elect C. Michael Armstrong | Mgmt | For | Withhold | Against | |||
1.3 | Elect Balakrishnan Iyer | Mgmt | For | Withhold | Against | |||
1.4 | Elect Brian Hall | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Long-Term Incentive Plan to Increase the Number of Shares Available for Issuance | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Illinois Tool Works Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITW | CUSIP 452308109 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Crown | Mgmt | For | For | For | |||
2 | Elect Don Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert McCormack | Mgmt | For | Against | Against | |||
4 | Elect Robert Morrison | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
7 | Elect David Speer | Mgmt | For | For | For | |||
8 | Elect Pamela Strobel | Mgmt | For | For | For | |||
9 | Elect Kevin Warren | Mgmt | For | For | For | |||
10 | Elect Anre Williams | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | 2011 Cash Incentive Plan | Mgmt | For | For | For | |||
15 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
INPEX Corporation (fka INPEX Holdings Inc.) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
1605 | CINS J2467E101 | 06/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshitsugu Takai | Mgmt | For | For | For | |||
4 | Elect Haruhito Totsune | Mgmt | For | For | For | |||
5 | Elect Kohji Sumiya | Mgmt | For | For | For | |||
6 | Elect Hiroshi Satoh | Mgmt | For | Against | Against | |||
7 | Elect Masaru Funai | Mgmt | For | For | For | |||
8 | Bonus | Mgmt | For | For | For | |||
International Business Machines Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IBM | CUSIP 459200101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alain Belda | Mgmt | For | Against | Against | |||
2 | Elect William Brody | Mgmt | For | For | For | |||
3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
4 | Elect Michael Eskew | Mgmt | For | Against | Against | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Andrew Liveris | Mgmt | For | Against | Against | |||
7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
8 | Elect James Owens | Mgmt | For | For | For | |||
9 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
10 | Elect Joan Spero | Mgmt | For | For | For | |||
11 | Elect Sidney Taurel | Mgmt | For | For | For | |||
12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | Against | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 01/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Batchelder | Mgmt | For | Against | Against | |||
2 | Elect Christopher Brody | Mgmt | For | Against | Against | |||
3 | Elect William Campbell | Mgmt | For | Against | Against | |||
4 | Elect Scott Cook | Mgmt | For | Against | Against | |||
5 | Elect Diane Greene | Mgmt | For | Against | Against | |||
6 | Elect Michael Hallman | Mgmt | For | Against | Against | |||
7 | Elect Edward Kangas | Mgmt | For | Against | Against | |||
8 | Elect Suzanne Nora Johnson | Mgmt | For | Against | Against | |||
9 | Elect Dennis Powell | Mgmt | For | Against | Against | |||
10 | Elect Brad Smith | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
12 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Abstain | Against | |||
INVESCO LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN BMG491BT1088 | 05/26/2011 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rex Adams | Mgmt | For | For | For | |||
2 | Elect John Banham | Mgmt | For | For | For | |||
3 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to approve 1 year Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to approve 1 year | Mgmt | For | For | For | |||
7 | Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to approve 2 years | Mgmt | For | N/A | N/A | |||
8 | Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to approve 3 years | Mgmt | For | N/A | N/A | |||
9 | Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to ABSTAIN on this resolution Advisory vote on frequency of future advisory votes on executive compensation. Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | N/A | N/A | |||
10 | 2011 Global Equity Incentive Plan | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Invesco Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IVZ | CUSIP9 G491BT108 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Rex Adams | Mgmt | For | For | For | |||
2 | Elect John Banham | Mgmt | For | For | For | |||
3 | Elect Denis Kessler | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | 2011 Global Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
ITT Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITT | CUSIP 450911102 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Loranger | Mgmt | For | For | For | |||
1.2 | Elect Curtis Crawford | Mgmt | For | For | For | |||
1.3 | Elect Christina Gold | Mgmt | For | Withhold | Against | |||
1.4 | Elect Ralph Hake | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Hamre | Mgmt | For | For | For | |||
1.6 | Elect Paul Kern | Mgmt | For | For | For | |||
1.7 | Elect Frank MacInnis | Mgmt | For | Withhold | Against | |||
1.8 | Elect Surya Mohapatra | Mgmt | For | Withhold | Against | |||
1.9 | Elect Linda Sanford | Mgmt | For | Withhold | Against | |||
1.10 | Elect Markos Tambakeras | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | 2011 Omnibus Incentive Plan | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHldr | Against | For | Against | |||
Jacobs Engineering Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JEC | CUSIP 469814107 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Coyne | Mgmt | For | For | For | |||
2 | Elect Linda Levinson | Mgmt | For | For | For | |||
3 | Elect Craig Martin | Mgmt | For | For | For | |||
4 | Elect John Jumper | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | Against | Against | |||
6 | Amendment to the Global Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
JAMES HARDIE ID SE | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JHIUF | CUSIP N4723D104 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Ireland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Financial Statements/Reports | Mgmt | N/A | For | N/A | |||
2 | Approve Remuneration Report | Mgmt | N/A | For | N/A | |||
3.1 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
3.2 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
3.3 | Elect/Appoint Director | Mgmt | N/A | For | N/A | |||
4 | Approve Auditors Remuneration | Mgmt | N/A | Against | N/A | |||
5 | Approve Director Participation in Stock Plan | Mgmt | N/A | For | N/A | |||
6 | Approve Director Participation in Stock Plan | Mgmt | N/A | For | N/A | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Natalie Black | Mgmt | For | For | For | |||
1.2 | Elect Robert Cornog | Mgmt | For | For | For | |||
1.3 | Elect William Lacy | Mgmt | For | For | For | |||
1.4 | Elect Stephen Roell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the Annual Incentive Performance Plan | Mgmt | For | For | For | |||
5 | Amendment to the Long-Term Incentive Performance Plan | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Joy Global Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JOYG | CUSIP 481165108 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Gerard | Mgmt | For | For | For | |||
1.2 | Elect John Hanson | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Johnsen | Mgmt | For | For | For | |||
1.4 | Elect Gale Klappa | Mgmt | For | For | For | |||
1.5 | Elect Richard Loynd | Mgmt | For | For | For | |||
1.6 | Elect P. Eric Siegert | Mgmt | For | For | For | |||
1.7 | Elect Michael Sutherlin | Mgmt | For | For | For | |||
1.8 | Elect James Tate | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Juniper Networks, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNPR | CUSIP 48203R104 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mary Cranston | Mgmt | For | For | For | |||
1.2 | Elect Kevin Johnson | Mgmt | For | For | For | |||
1.3 | Elect J. Michael Lawrie | Mgmt | For | For | For | |||
1.4 | Elect David Schlotterbeck | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2012 Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | N/A | For | N/A | |||
Kansas City Southern | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSU | CUSIP 485170302 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Davis | Mgmt | For | For | For | |||
1.2 | Elect Robert Druten | Mgmt | For | For | For | |||
1.3 | Elect Rodney Slater | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Annual Incentive Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Kone Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KNEBV | CINS X4551T105 | 02/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | Against | Against | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Number of Auditors | Mgmt | For | For | For | |||
16 | Appointment of Auditor | Mgmt | For | For | For | |||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Kraft Foods Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | ISIN US50075N1046 | 05/24/2011 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | N/A | |||
2 | Elect Myra Hart | Mgmt | For | Against | N/A | |||
3 | Elect Peter Henry | Mgmt | For | For | N/A | |||
4 | Elect Lois Juliber | Mgmt | For | Against | N/A | |||
5 | Elect Mark Ketchum | Mgmt | For | Against | N/A | |||
6 | Elect Richard Lerner | Mgmt | For | Against | N/A | |||
7 | Elect Mackey McDonald | Mgmt | For | Against | N/A | |||
8 | Elect John Pope | Mgmt | For | For | N/A | |||
9 | Elect Fedric Reynolds | Mgmt | For | For | N/A | |||
10 | Elect Irene Rosenfeld | Mgmt | For | For | N/A | |||
11 | Elect Jean-Francois van Boxmeer | Mgmt | For | For | N/A | |||
12 | Advisory vote on executive compensation | Mgmt | For | For | N/A | |||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
14 | Advisory vote on the frequency of an executive compensation vote Please vote FOR on this resolution to approve 1 year | Mgmt | For | N/A | N/A | |||
15 | Advisory vote on the frequency of an executive compensation vote Please vote FOR on this resolution to approve 2 years | Mgmt | For | N/A | N/A | |||
16 | Advisory vote on the frequency of an executive compensation vote Please vote FOR on this resolution to approve 3 years | Mgmt | For | N/A | N/A | |||
17 | Amendment to the 2006 Stock Compensation Plan for Non-Employee Directors | Mgmt | For | N/A | N/A | |||
18 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
135 | CINS G5320C108 | 03/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Approval of the Acquisition | Mgmt | For | For | For | |||
4 | Revised Annual Caps of Continuing Connected Transactions between the Group and the CNPC Group | Mgmt | For | For | For | |||
5 | Increase in Authorized Capital | Mgmt | For | For | For | |||
Kunlun Energy Company Ltd (fka CNPC Hong Kong Ltd) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
0135 | CINS G5320C108 | 06/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect CHENG Cheng | Mgmt | For | For | For | |||
6 | Elect LAU Wah Sum | Mgmt | For | For | For | |||
7 | Elect Aubrey LI Kwok Sing | Mgmt | For | Against | Against | |||
8 | Directors' Fees | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Lafarge SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LG | CINS F54432111 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Related Party Transactions | Mgmt | For | For | For | |||
8 | Elect Baudouin Prot | Mgmt | For | Against | Against | |||
9 | Elect Philippe Dauman | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
12 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
13 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
14 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For | For | |||
15 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For | For | |||
16 | Authority to Increase Share Issuance Limit | Mgmt | For | For | For | |||
17 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | |||
18 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
19 | Authority to Grant Stock Options | Mgmt | For | Against | Against | |||
20 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | |||
21 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For | For | |||
22 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
25 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
LAM RESEARCH CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LRCX | CUSIP 512807108 | 11/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JAMES W. BAGLEY | Mgmt | For | For | For | |||
1.2 | Elect Nominee - DAVID G. ARSCOTT | Mgmt | For | For | For | |||
1.3 | Elect Nominee - ROBERT M. BERDAHL | Mgmt | For | For | For | |||
1.4 | Elect Nominee - ERIC K. BRANDT | Mgmt | For | For | For | |||
1.5 | Elect Nominee - GRANT M. INMAN | Mgmt | For | For | For | |||
1.6 | Elect Nominee - CATHERINE P. LEGO | Mgmt | For | For | For | |||
1.7 | Elect Nominee - STEPHEN G. NEWBERRY | Mgmt | For | For | For | |||
2 | Amend 2004 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Lazard Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LAZ | CUSIP G54050102 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Jacobs | Mgmt | For | For | For | |||
1.2 | Elect Philip Laskawy | Mgmt | For | Withhold | Against | |||
1.3 | Elect Michael Turner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Lender Processing Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LPS | CUSIP 52602E102 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lee Kennedy | Mgmt | For | For | For | |||
1.2 | Elect Philip Heasley | Mgmt | For | For | For | |||
1.3 | Elect Susan Lester | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | |||
Lincare Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LNCR | CUSIP 532791100 | 05/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Byrnes | Mgmt | For | For | For | |||
1.2 | Elect Stuart Altman | Mgmt | For | For | For | |||
1.3 | Elect Chester Black | Mgmt | For | Withhold | Against | |||
1.4 | Elect Angela Bryant | Mgmt | For | For | For | |||
1.5 | Elect Frank Byrne | Mgmt | For | For | For | |||
1.6 | Elect William Miller III | Mgmt | For | For | For | |||
1.7 | Elect Ellen Zane | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
LINEAR TECHNOLOGY CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - ROBERT H. SWANSON, JR. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nominee - LOTHAR MAIER | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nominee - ARTHUR C. AGNOS | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nominee - JOHN J. GORDON | Mgmt | For | Withhold | Against | |||
1.5 | Elect Nominee - DAVID S. LEE | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nominee - RICHARD M. MOLEY | Mgmt | For | Withhold | Against | |||
1.7 | Elect Nominee - THOMAS S. VOLPE | Mgmt | For | Withhold | Against | |||
2 | Approve 2010 Equity Incentive Plan | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Linear Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 04/29/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | PLEASE REVIEW THE MATERIAL LINKS FOR ACCESS TO THE LINEAR LEGAL DOCUMENT. THIS IS NOT A VOTEABLE EVENT. | Mgmt | For | TNA | N/A | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | ISIN US5486611073 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | Withhold | Against | |||
1.5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.6 | Elect Robert Johnson | Mgmt | For | Withhold | Against | |||
1.7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.8 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.9 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.10 | Elect Stephen Page | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2011 Annual Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
LyondellBasell Industries N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LYB | CUSIP N53745100 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jagject Bindra | Mgmt | For | For | For | |||
2 | Elect Milton Carroll | Mgmt | For | For | For | |||
3 | Elect Rudy van der Meer | Mgmt | For | For | For | |||
4 | Elect Robin Buchanan | Mgmt | For | For | For | |||
5 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
6 | Approval of Annual Accounts | Mgmt | For | For | For | |||
7 | Officer Liability/Indemnification | Mgmt | For | For | For | |||
8 | Director Liability/Indemnification | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Remuneration of Supervisory Board | Mgmt | For | For | For | |||
11 | Amendments to Articles | Mgmt | For | For | For | |||
12 | Approval of Ordinary Cash Dividend | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Elect Robert G. Gwin | Mgmt | For | For | For | |||
M&T Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTB | ISIN US55261F1049 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent Baird | Mgmt | For | For | For | |||
1.2 | Elect Robert Bennett | Mgmt | For | For | For | |||
1.3 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||
1.4 | Elect Robert Brady | Mgmt | For | Withhold | Against | |||
1.5 | Elect Michael Buckley | Mgmt | For | For | For | |||
1.6 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||
1.7 | Elect Mark Czarnecki | Mgmt | For | For | For | |||
1.8 | Elect Gary Geisel | Mgmt | For | For | For | |||
1.9 | Elect Patrick Hodgson | Mgmt | For | For | For | |||
1.10 | Elect Richard King | Mgmt | For | Withhold | Against | |||
1.11 | Elect Jorge Pereira | Mgmt | For | For | For | |||
1.12 | Elect Michael Pinto | Mgmt | For | For | For | |||
1.13 | Elect Melinda Rich | Mgmt | For | For | For | |||
1.14 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Herbert Washington | Mgmt | For | For | For | |||
1.16 | Elect Robert Wilmers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Manpower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Cari Dominguez | Mgmt | For | For | For | |||
2 | Elect Roberto Mendoza | Mgmt | For | For | For | |||
3 | Elect Elizabeth Sartain | Mgmt | For | For | For | |||
4 | Elect Edward Zore | Mgmt | For | For | For | |||
5 | Elect William Downe | Mgmt | For | For | For | |||
6 | Elect Patricia Hemingway Hall | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Corporate Senior Management Annual Incentive Pool Plan | Mgmt | For | For | For | |||
9 | 2011 Equity Incentive Plan | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Pierre Brondeau | Mgmt | For | For | For | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect David Daberko | Mgmt | For | Against | Against | |||
5 | Elect William Davis, III | Mgmt | For | Against | Against | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | Against | Against | |||
8 | Elect Charles Lee | Mgmt | For | For | For | |||
9 | Elect Michael Phelps | Mgmt | For | Against | Against | |||
10 | Elect Dennis Reilley | Mgmt | For | Against | Against | |||
11 | Elect Seth Schofield | Mgmt | For | Against | Against | |||
12 | Elect John Snow | Mgmt | For | Against | Against | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
18 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | For | Against | |||
Massmart Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CINS S4799N114 | 01/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Waiver of Mandatory Takeover Requirement | Mgmt | For | For | For | |||
Massmart Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CINS S4799N114 | 01/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | South Africa | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MASTERCARD INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 09/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Eliminate Classified Board | Mgmt | For | For | For | |||
1.2 | Eliminate Supermajority Vote | Mgmt | For | For | For | |||
1.3 | Amend Board Composition Rules | Mgmt | For | For | For | |||
1.4 | Amend Limit on Voting Rights | Mgmt | For | For | For | |||
2 | Approve Adjournment of Meeting | Mgmt | For | For | For | |||
3.1 | Elect Nominee - NANCY J. KARCH | Mgmt | For | For | For | |||
3.2 | Elect Nominee - J.O. REYES LAGUNES | Mgmt | For | For | For | |||
3.3 | Elect Nominee - EDWARD SUNING TIAN | Mgmt | For | For | For | |||
3.4 | Elect Nominee - SILVIO BARZI | Mgmt | For | For | For | |||
4 | Amend Senior Executive Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
MAXIM INTEGRATED PRODUCTS | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - TUNC DOLUCA | Mgmt | For | For | For | |||
1.2 | Elect Nominee - B. KIPLING HAGOPIAN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JAMES R. BERGMAN | Mgmt | For | For | For | |||
1.4 | Elect Nominee - JOSEPH R. BRONSON | Mgmt | For | For | For | |||
1.5 | Elect Nominee - ROBERT E. GRADY | Mgmt | For | For | For | |||
1.6 | Elect Nominee - WILLIAM D. WATKINS | Mgmt | For | For | For | |||
1.7 | Elect Nominee - A.R. FRANK WAZZAN | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Add Shares to Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Add Shares to 1996 Stock Incentive Plan | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | For | For | |||
2 | Elect Richard Lenny | Mgmt | For | For | For | |||
3 | Elect Cary McMillan | Mgmt | For | For | For | |||
4 | Elect Sheila Penrose | Mgmt | For | For | For | |||
5 | Elect James Skinner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For | For | |||
10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Beverage Containers | ShrHldr | Against | For | Against | |||
MCKESSON CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - ANDY D. BRYANT | Mgmt | For | For | For | |||
1.2 | Elect Nominee - WAYNE A. BUDD | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JOHN H. HAMMERGREN | Mgmt | For | For | For | |||
1.4 | Elect Nominee - ALTON F. IRBY III | Mgmt | For | For | For | |||
1.5 | Elect Nominee - M. CHRISTINE JACOBS | Mgmt | For | For | For | |||
1.6 | Elect Nominee - MARIE L. KNOWLES | Mgmt | For | For | For | |||
1.7 | Elect Nominee - DAVID M. LAWRENCE, M.D. | Mgmt | For | For | For | |||
1.8 | Elect Nominee - EDWARD A. MUELLER | Mgmt | For | For | For | |||
1.9 | Elect Nominee - JANE E. SHAW, PH.D. | Mgmt | For | For | For | |||
2 | Reapprove Incentive Plan/Performance Criteria | Mgmt | For | For | For | |||
3 | Reapprove Incentive Plan/Performance Criteria | Mgmt | For | For | For | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
5 | Adopt Holding Period/Retention Ratio | ShrHldr | Against | For | Against | |||
6 | Link Executive Pay to Social Issues | ShrHldr | Against | For | Against | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | ISIN US58405U1025 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
2 | Elect John Cassis | Mgmt | For | For | For | |||
3 | Elect Michael Goldstein | Mgmt | For | Against | Against | |||
4 | Elect Charles Lillis | Mgmt | For | Against | Against | |||
5 | Elect Myrtle Potter | Mgmt | For | For | For | |||
6 | Elect William Roper | Mgmt | For | For | For | |||
7 | Elect David Snow, Jr. | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Blenda Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Elimination of Supermajority Requirements | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHldr | Against | Against | For | |||
Media Tek Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Approval of the Merger | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules: Election of Directors & Supervisors | Mgmt | For | For | For | |||
12 | Extraordinary Motions | Mgmt | For | Against | Against | |||
13 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
14 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
MEDTRONIC INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - RICHARD H. ANDERSON | Mgmt | For | For | For | |||
1.2 | Elect Nominee - DAVID L. CALHOUN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - VICTOR J. DZAU, M.D. | Mgmt | For | For | For | |||
1.4 | Elect Nominee - WILLIAM A. HAWKINS | Mgmt | For | For | For | |||
1.5 | Elect Nominee - SHIRLEY A. JACKSON, PHD | Mgmt | For | For | For | |||
1.6 | Elect Nominee - JAMES T. LENEHAN | Mgmt | For | For | For | |||
1.7 | Elect Nominee - DENISE M. O'LEARY | Mgmt | For | For | For | |||
1.8 | Elect Nominee - KENDALL J. POWELL | Mgmt | For | For | For | |||
1.9 | Elect Nominee - ROBERT C. POZEN | Mgmt | For | For | For | |||
1.10 | Elect Nominee - JEAN-PIERRE ROSSO | Mgmt | For | For | For | |||
1.11 | Elect Nominee - JACK W. SCHULER | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
MercadoLibre, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MELI | CUSIP 58733R102 | 06/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anton Levy | Mgmt | For | Withhold | Against | |||
1.2 | Elect A. Michael Spence | Mgmt | For | Withhold | Against | |||
1.3 | Elect Mario Eduardo Vazquez | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | ISIN US58933Y1055 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
5 | Elect Thomas Glocer | Mgmt | For | For | For | |||
6 | Elect Steven Goldstone | Mgmt | For | For | For | |||
7 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
8 | Elect Harry Jacobson | Mgmt | For | For | For | |||
9 | Elect William Kelley | Mgmt | For | For | For | |||
10 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect Carlos Represas | Mgmt | For | For | For | |||
13 | Elect Patricia Russo | Mgmt | For | For | For | |||
14 | Elect Thomas Shenk | Mgmt | For | For | For | |||
15 | Elect Anne Tatlock | Mgmt | For | For | For | |||
16 | Elect Craig Thompson | Mgmt | For | For | For | |||
17 | Elect Wendell Weeks | Mgmt | For | For | For | |||
18 | Elect Peter Wendell | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Mettler-Toledo International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTD | CUSIP 592688105 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Spoerry | Mgmt | For | For | For | |||
2 | Elect CHU Wah Hui | Mgmt | For | For | For | |||
3 | Elect Francis Contino | Mgmt | For | For | For | |||
4 | Elect Olivier Filliol | Mgmt | For | For | For | |||
5 | Elect Michael Kelly | Mgmt | For | For | For | |||
6 | Elect Martin Madaus | Mgmt | For | For | For | |||
7 | Elect Hans Ulrich Maerki | Mgmt | For | For | For | |||
8 | Elect George Milne, Jr. | Mgmt | For | For | For | |||
9 | Elect Thomas Salice | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | POBS Plus Incentive System for Group Management | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
MICROS SYSTEMS INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCRS | CUSIP 594901100 | 11/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - LOUIS M. BROWN, JR. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nominee - B. GARY DANDO | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nominee - A.L. GIANNOPOULOS | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nominee - F. SUZANNE JENNICHES | Mgmt | For | Withhold | Against | |||
1.5 | Elect Nominee - JOHN G. PUENTE | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nominee - DWIGHT S. TAYLOR | Mgmt | For | Withhold | Against | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Add Shares to 1991 Stock Option Plan | Mgmt | For | For | For | |||
MICROSOFT CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nominee - STEVEN A. BALLMER | Mgmt | For | For | For | |||
2 | Elect Nominee - DINA DUBLON | Mgmt | For | For | For | |||
3 | Elect Nominee - WILLIAM H. GATES III | Mgmt | For | For | For | |||
4 | Elect Nominee - RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
5 | Elect Nominee - REED HASTINGS | Mgmt | For | For | For | |||
6 | Elect Nominee - MARIA M. KLAWE | Mgmt | For | For | For | |||
7 | Elect Nominee - DAVID F. MARQUARDT | Mgmt | For | For | For | |||
8 | Elect Nominee - CHARLES H. NOSKI | Mgmt | For | For | For | |||
9 | Elect Nominee - HELMUT PANKE | Mgmt | For | For | For | |||
10 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
11 | Amend Bylaws to Establish Environmental Sustainability Committee | ShrHldr | Against | For | Against | |||
MINDRAY MEDICAL INTL -ADR | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MR | CUSIP 602675100 | 12/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nominee - JOYCE I-YIN HSU | Mgmt | For | Against | Against | |||
2 | Elect Nominee - WU QIYAO | Mgmt | For | Against | Against | |||
3 | Ratify Appointment of Auditors | Mgmt | For | For | For | |||
Mitsui & Co Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
8031 | CINS J44690139 | 06/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Shouei Utsuda | Mgmt | For | For | For | |||
4 | Elect Masami Iijima | Mgmt | For | For | For | |||
5 | Elect Seiichi Tanaka | Mgmt | For | For | For | |||
6 | Elect Takao Ohmae | Mgmt | For | For | For | |||
7 | Elect Masayoshi Komai | Mgmt | For | For | For | |||
8 | Elect Fuminobu Kawashima | Mgmt | For | For | For | |||
9 | Elect Daisuke Saiga | Mgmt | For | For | For | |||
10 | Elect Johji Okada | Mgmt | For | For | For | |||
11 | Elect Masayuki Kinoshita | Mgmt | For | For | For | |||
12 | Elect Nobuko Matsubara | Mgmt | For | For | For | |||
13 | Elect Ikujiroh Nonaka | Mgmt | For | For | For | |||
14 | Elect Hiroshi Hirabayashi | Mgmt | For | For | For | |||
15 | Elect Toshirho Mutoh | Mgmt | For | For | For | |||
16 | Elect Satoru Miura | Mgmt | For | Against | Against | |||
17 | Elect Motonori Murakami | Mgmt | For | Against | Against | |||
Mohawk Industries, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHK | CUSIP 608190104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karen Smith Bogart | Mgmt | For | For | For | |||
1.2 | Elect John Fiedler | Mgmt | For | For | For | |||
1.3 | Elect Richard Ill | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Lorberbaum | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Laura Ipsen | Mgmt | For | For | For | |||
2 | Elect William Parfet | Mgmt | For | For | For | |||
3 | Elect George Poste | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Reapproval of Performance Goals under the Annual Incentive Plan for Covered Executives | Mgmt | For | For | For | |||
Morgan Stanley | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MS | CUSIP 617446448 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roy Bostock | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Howard Davies | Mgmt | For | For | For | |||
4 | Elect James Gorman | Mgmt | For | For | For | |||
5 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
6 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
7 | Elect John Mack | Mgmt | For | For | For | |||
8 | Elect Donald Nicolaisen | Mgmt | For | For | For | |||
9 | Elect Hutham Olayan | Mgmt | For | For | For | |||
10 | Elect James Owens | Mgmt | For | For | For | |||
11 | Elect O. Griffith Sexton | Mgmt | For | For | For | |||
12 | Elect Masaaki Tanaka | Mgmt | For | For | For | |||
13 | Elect Laura Tyson | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2007 Equity Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
National CineMedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCMI | CUSIP 635309107 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kurt Hall | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Goodman | Mgmt | For | For | For | |||
1.3 | Elect Scott Schneider | Mgmt | For | For | For | |||
2 | 2011 Performance Bonus Plan | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Nestle S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NESN | CINS H57312649 | 04/14/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | |||
4 | Accounts and Reports; Compensation Report | Mgmt | For | TNA | N/A | |||
5 | Compensation Report | Mgmt | For | TNA | N/A | |||
6 | Ratification of Board and Management Acts | Mgmt | For | TNA | N/A | |||
7 | Allocation of Profits/Dividends | Mgmt | For | TNA | N/A | |||
8 | Elect Paul Bulcke | Mgmt | For | TNA | N/A | |||
9 | Elect Andreas Koopmann | Mgmt | For | TNA | N/A | |||
10 | Elect Rolf Hanggi | Mgmt | For | TNA | N/A | |||
11 | Elect Jean-Pierre Meyers | Mgmt | For | TNA | N/A | |||
12 | Elect Naina Lal Kidwai | Mgmt | For | TNA | N/A | |||
13 | Elect Beat Hess | Mgmt | For | TNA | N/A | |||
14 | Elect Ann Veneman | Mgmt | For | TNA | N/A | |||
15 | Appointment of Auditor | Mgmt | For | TNA | N/A | |||
16 | Cancellation of Shares and Reduction of Share Capital | Mgmt | For | TNA | N/A | |||
NETAPP INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTAP | CUSIP 64110D104 | 08/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JEFFRY R. ALLEN | Mgmt | For | For | For | |||
1.2 | Elect Nominee - ALAN L. EARHART | Mgmt | For | For | For | |||
1.3 | Elect Nominee - THOMAS GEORGENS | Mgmt | For | For | For | |||
1.4 | Elect Nominee - GERALD HELD | Mgmt | For | For | For | |||
1.5 | Elect Nominee - NICHOLAS G. MOORE | Mgmt | For | For | For | |||
1.6 | Elect Nominee - T. MICHAEL NEVENS | Mgmt | For | For | For | |||
1.7 | Elect Nominee - GEORGE T. SHAHEEN | Mgmt | For | For | For | |||
1.8 | Elect Nominee - ROBERT T. WALL | Mgmt | For | For | For | |||
1.9 | Elect Nominee - DANIEL J. WARMENHOVEN | Mgmt | For | For | For | |||
2 | Add Shares to 1999 Stock Option Plan | Mgmt | For | For | For | |||
3 | Add Shares/Amend Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Netflix, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFLX | ISIN US64110L1061 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Reed Hastings | Mgmt | For | For | For | |||
1.2 | Elect Jay Hoag | Mgmt | For | Withhold | Against | |||
1.3 | Elect A. George Battle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Stock Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
NeuStar, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSR | CUSIP 64126X201 | 06/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Cullen | Mgmt | For | For | For | |||
2 | Elect Joel Friedman | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Newmont Mining Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NEM | CUSIP 651639106 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glen Barton | Mgmt | For | For | For | |||
2 | Elect Vincent Calarco | Mgmt | For | For | For | |||
3 | Elect Joseph Carrabba | Mgmt | For | For | For | |||
4 | Elect Noreen Doyle | Mgmt | For | For | For | |||
5 | Elect Veronica Hagen | Mgmt | For | For | For | |||
6 | Elect Michael Hamson | Mgmt | For | For | For | |||
7 | Elect Richard O'Brien | Mgmt | For | For | For | |||
8 | Elect John Prescott | Mgmt | For | For | For | |||
9 | Elect Donald Roth | Mgmt | For | For | For | |||
10 | Elect Simon Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Nielsen Holdings N.V. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NLSN | CUSIP N63218106 | 05/24/2011 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | N/A | N/A | |||
2 | Indemnification of Directors | Mgmt | For | N/A | N/A | |||
3 | Elect David Calhoun | Mgmt | For | N/A | N/A | |||
4 | Elect James Attwood, Jr. | Mgmt | For | N/A | N/A | |||
5 | Elect Richard Bressler | Mgmt | For | N/A | N/A | |||
6 | Elect Simon Brown | Mgmt | For | N/A | N/A | |||
7 | Elect Michael Chae | Mgmt | For | N/A | N/A | |||
8 | Elect Patrick Healy | Mgmt | For | N/A | N/A | |||
9 | Elect Karen Hoguet | Mgmt | For | N/A | N/A | |||
10 | Elect James Kilts | Mgmt | For | N/A | N/A | |||
11 | Elect Iain Leigh | Mgmt | For | N/A | N/A | |||
12 | Elect Eliot Merrill | Mgmt | For | N/A | N/A | |||
13 | Elect Alexander Navab | Mgmt | For | N/A | N/A | |||
14 | Elect Robert Pozen | Mgmt | For | N/A | N/A | |||
15 | Elect Robert Reid | Mgmt | For | N/A | N/A | |||
16 | Elect Scott Schoen | Mgmt | For | N/A | N/A | |||
17 | Elect Javier Teruel | Mgmt | For | N/A | N/A | |||
18 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
19 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | N/A | N/A | |||
20 | Extension of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | N/A | N/A | |||
21 | Extension of Authority to Repurchase Shares | Mgmt | For | N/A | N/A | |||
22 | Advisory Vote on Executive Compensation | Mgmt | For | N/A | N/A | |||
23 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | N/A | Against | |||
NIKE INC -CL B | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JILL K. CONWAY | Mgmt | For | For | For | |||
1.2 | Elect Nominee - ALAN B. GRAF, JR. | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JOHN C. LECHLEITER | Mgmt | For | For | For | |||
1.4 | Elect Nominee - PHYLLIS M. WISE | Mgmt | For | For | For | |||
2 | Reapprove Incentive Plan/Performance Criteria | Mgmt | For | For | For | |||
3 | Add Shares/Amend 1990 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Baliles | Mgmt | For | For | For | |||
2 | Elect Erskine Bowles | Mgmt | For | For | For | |||
3 | Elect Karen Horn | Mgmt | For | Against | Against | |||
4 | Elect J. Paul Reason | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Northeast Utilities | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NU | CUSIP 664397106 | 03/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Change in Board Size | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | ISIN US6658591044 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||
1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.8 | Elect John Rowe | Mgmt | For | For | For | |||
1.9 | Elect Martin Slark | Mgmt | For | For | For | |||
1.10 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||
1.12 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.13 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 02/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Ratification of Management and Board Acts | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Compensation Policy | Mgmt | For | Against | Against | |||
5 | Re-elect Ann Fudge | Mgmt | For | Against | Against | |||
6 | Re-elect Pierre Landolt | Mgmt | For | Against | Against | |||
7 | Re-elect Ulrich Lehner | Mgmt | For | Against | Against | |||
8 | Elect Enrico Vanni | Mgmt | For | Against | Against | |||
9 | Appointment of Auditor | Mgmt | For | Against | Against | |||
10 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Novartis AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NOVN | CUSIP 66987V109 | 04/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of Merger Agreement | Mgmt | For | For | For | |||
2 | Approval of Share Issuance | Mgmt | For | For | For | |||
3 | Additional and/or Counter-Proposals | Mgmt | For | Against | Against | |||
Novozymes A/S | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NZYM'B | CINS K7317J117 | 03/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Denmark | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Incentive Compensation Guidelines | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Elect Henrik Gurtler as Chairman | Mgmt | For | Against | Against | |||
11 | Elect Kurt Anker Nielsen as Vice Chairman | Mgmt | For | For | For | |||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
13 | Elect Paul Aas | Mgmt | For | For | For | |||
14 | Elect Mathias Uhlen | Mgmt | For | For | For | |||
15 | Elect Lena Olving | Mgmt | For | For | For | |||
16 | Elect Jorgen Buhl Rasmussen | Mgmt | For | For | For | |||
17 | Elect Agnete Raaschou-Nielsen | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Amendments to Articles Regarding Registered Office | Mgmt | For | For | For | |||
20 | Amendments to Articles Regarding Age Limits | Mgmt | For | Against | Against | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Nu Skin Enterprises, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUS | ISIN US67018T1051 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nevin Andersen | Mgmt | For | For | For | |||
1.2 | Elect Daniel Campbell | Mgmt | For | For | For | |||
1.3 | Elect E.J. Garn | Mgmt | For | For | For | |||
1.4 | Elect M. Truman Hunt | Mgmt | For | For | For | |||
1.5 | Elect Andrew Lipman | Mgmt | For | For | For | |||
1.6 | Elect Steven Lund | Mgmt | For | Withhold | Against | |||
1.7 | Elect Patricia Negron | Mgmt | For | For | For | |||
1.8 | Elect Thomas Pisano | Mgmt | For | For | For | |||
1.9 | Elect Blake Roney | Mgmt | For | For | For | |||
1.10 | Elect Sandra Tillotson | Mgmt | For | For | For | |||
1.11 | Elect David Ussery | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 67103H107 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David O'Reilly | Mgmt | For | For | For | |||
2 | Elect Jay Burchfield | Mgmt | For | For | For | |||
3 | Elect Paul Lederer | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Occidental Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OXY | CUSIP 674599105 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Spencer Abraham | Mgmt | For | For | For | |||
2 | Elect Howard Atkins | Mgmt | For | For | For | |||
3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
5 | Elect John Feick | Mgmt | For | For | For | |||
6 | Elect Margaret Foran | Mgmt | For | For | For | |||
7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
8 | Elect Ray Irani | Mgmt | For | For | For | |||
9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
10 | Elect Rodolfo Segovia | Mgmt | For | For | For | |||
11 | Elect Aziz Syriani | Mgmt | For | For | For | |||
12 | Elect Rosemary Tomich | Mgmt | For | For | For | |||
13 | Elect Walter Weisman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHldr | Against | Against | For | |||
OGX Petroleo e Gas Participaoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Election of Directors | Mgmt | For | For | For | |||
7 | Remuneration Policy | Mgmt | For | Against | Against | |||
OGX Petroleo e Gas Participaoes S.A. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OGXP3 | CINS P7356Y103 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Reconciliation of Share Capital | Mgmt | For | For | For | |||
Olympus Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
7733 | CINS J61240107 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Articles | Mgmt | For | For | For | |||
4 | Elect Tsuyoshi Kikukawa | Mgmt | For | For | For | |||
5 | Elect Michael Woodford | Mgmt | For | For | For | |||
6 | Elect Haruhito Morishima | Mgmt | For | For | For | |||
7 | Elect Hisashi Mori | Mgmt | For | For | For | |||
8 | Elect Masataka Suzuki | Mgmt | For | For | For | |||
9 | Elect Kazuhisa Yanagisawa | Mgmt | For | For | For | |||
10 | Elect Shuichi Takayama | Mgmt | For | For | For | |||
11 | Elect Takashi Tsukaya | Mgmt | For | For | For | |||
12 | Elect Kazuhiro Watanabe | Mgmt | For | For | For | |||
13 | Elect Makoto Nakatsuka | Mgmt | For | For | For | |||
14 | Elect Shinichi Nishigaki | Mgmt | For | For | For | |||
15 | Elect Hironobu Kawamata | Mgmt | For | For | For | |||
16 | Elect Yasuo Hayashida | Mgmt | For | For | For | |||
17 | Elect Hiroshi Kuruma | Mgmt | For | For | For | |||
18 | Elect Junichi Hayashi | Mgmt | For | For | For | |||
19 | Elect Hideo Yamada | Mgmt | For | Against | Against | |||
20 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For | For | |||
21 | Directors' Fees | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/24/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Wren | Mgmt | For | For | For | |||
2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
3 | Elect Alan Batkin | Mgmt | For | For | For | |||
4 | Elect Robert Clark | Mgmt | For | For | For | |||
5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
6 | Elect Errol Cook | Mgmt | For | For | For | |||
7 | Elect Susan Denison | Mgmt | For | For | For | |||
8 | Elect Michael Henning | Mgmt | For | For | For | |||
9 | Elect John Murphy | Mgmt | For | For | For | |||
10 | Elect John Purcell | Mgmt | For | For | For | |||
11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
12 | Elect Gary Roubos | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Restoration of Written Consent | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
ORACLE CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JEFFREY S. BERG | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nominee - H. RAYMOND BINGHAM | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nominee - MICHAEL J. BOSKIN | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nominee - SAFRA A. CATZ | Mgmt | For | Withhold | Against | |||
1.5 | Elect Nominee - BRUCE R. CHIZEN | Mgmt | For | Withhold | Against | |||
1.6 | Elect Nominee - GEORGE H. CONRADES | Mgmt | For | Withhold | Against | |||
1.7 | Elect Nominee - LAWRENCE J. ELLISON | Mgmt | For | Withhold | Against | |||
1.8 | Elect Nominee - HECTOR GARCIA-MOLINA | Mgmt | For | Withhold | Against | |||
1.9 | Elect Nominee - JEFFREY O. HENLEY | Mgmt | For | Withhold | Against | |||
1.10 | Elect Nominee - MARK V. HURD | Mgmt | For | Withhold | Against | |||
1.11 | Elect Nominee - DONALD L. LUCAS | Mgmt | For | Withhold | Against | |||
1.12 | Elect Nominee - NAOMI O. SELIGMAN | Mgmt | For | Withhold | Against | |||
2 | Approve Executive Bonus Plan | Mgmt | For | For | For | |||
3 | Add Shares/Amend 2000 Long-Term Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
5 | Amend Bylaws to Establish Sustainability Committee | ShrHldr | Against | For | Against | |||
6 | Adopt Majority Vote to Elect Directors | ShrHldr | Against | For | Against | |||
7 | Adopt Holding Period/Retention Ratio | ShrHldr | Against | For | Against | |||
Owens-Illinois, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OI | CUSIP 690768403 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Hellman | Mgmt | For | For | For | |||
1.2 | Elect Anastasia Kelly | Mgmt | For | For | For | |||
1.3 | Elect John McMackin, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Hugh Roberts | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Pacific Basin Shipping Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2343 | CINS G68437139 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Bermuda | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect David Turnbull | Mgmt | For | For | For | |||
6 | Elect ANDREW Broomhead | Mgmt | For | For | For | |||
7 | Elect Robert Nicholson | Mgmt | For | Against | Against | |||
8 | Elect Daniel Bradshaw | Mgmt | For | For | For | |||
9 | Directors' Fees | Mgmt | For | For | For | |||
10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Refreshment of Share Option Scheme | Mgmt | For | For | For | |||
PARKER-HANNIFIN CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PH | CUSIP 701094104 | 10/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - ROBERT G. BOHN | Mgmt | For | For | For | |||
1.2 | Elect Nominee - LINDA S. HARTY | Mgmt | For | For | For | |||
1.3 | Elect Nominee - WILLIAM E. KASSLING | Mgmt | For | For | For | |||
1.4 | Elect Nominee - ROBERT J. KOHLHEPP | Mgmt | For | For | For | |||
1.5 | Elect Nominee - KLAUS-PETER MULLER | Mgmt | For | For | For | |||
1.6 | Elect Nominee - CANDY M. OBOURN | Mgmt | For | For | For | |||
1.7 | Elect Nominee - JOSEPH M. SCAMINACE | Mgmt | For | For | For | |||
1.8 | Elect Nominee - WOLFGANG R. SCHMITT | Mgmt | For | For | For | |||
1.9 | Elect Nominee - AKE SVENSSON | Mgmt | For | For | For | |||
1.10 | Elect Nominee - MARKOS I. TAMBAKERAS | Mgmt | For | For | For | |||
1.11 | Elect Nominee - JAMES L. WAINSCOTT | Mgmt | For | For | For | |||
1.12 | Elect Nominee - DONALD E. WASHKEWICZ | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | For | For | |||
3 | Approve 2010 Performance Bonus Plan | Mgmt | For | Against | Against | |||
4 | Appoint Separate/Independent Board Chair | ShrHldr | Against | For | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHldr | Against | For | Against | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 01/31/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger by Absorption | Mgmt | For | For | For | |||
2 | Amendments to Articles | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendments to Articles | Mgmt | For | For | For | |||
2 | Merger by Absorption | Mgmt | For | For | For | |||
Petroleo Brasileiro S.A. - Petrobras | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PETR3 | CUSIP 71654V408 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Election of Directors | Mgmt | For | For | For | |||
5 | Election of Chairman of the Board of Directors | Mgmt | For | For | For | |||
6 | Election of Supervisory Council Members | Mgmt | For | For | For | |||
7 | Remuneration Report | Mgmt | For | For | For | |||
8 | Capitalization of Reserves | Mgmt | For | For | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHldr | Against | For | Against | |||
Pool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POOL | CUSIP 73278L105 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Wilson Sexton | Mgmt | For | For | For | |||
1.2 | Elect Andrew Code | Mgmt | For | For | For | |||
1.3 | Elect James Gaffney | Mgmt | For | For | For | |||
1.4 | Elect George Haymaker, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Manuel Perez de la Mesa | Mgmt | For | For | For | |||
1.6 | Elect Harlan Seymour | Mgmt | For | For | For | |||
1.7 | Elect Robert Sledd | Mgmt | For | For | For | |||
1.8 | Elect John Stokely | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.4 | Elect Edward Galante | Mgmt | For | For | For | |||
1.5 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.6 | Elect Ira Hall | Mgmt | For | For | For | |||
1.7 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.8 | Elect Larry McVay | Mgmt | For | For | For | |||
1.9 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.10 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Approval of Performance Goals Under the 162(m) Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
PRECISION CASTPARTS CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - DANIEL J. MURPHY | Mgmt | For | Withhold | Against | |||
1.2 | Elect Nominee - STEVEN G. ROTHMEIER | Mgmt | For | Withhold | Against | |||
1.3 | Elect Nominee - RICHARD L. WAMBOLD | Mgmt | For | Withhold | Against | |||
1.4 | Elect Nominee - TIMOTHY A. WICKS | Mgmt | For | Withhold | Against | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Eliminate Classified Board | ShrHldr | Against | For | Against | |||
Premier Farnell plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFL | CINS G33292106 | 06/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Thomas Reddin | Mgmt | For | For | For | |||
5 | Elect Harriet Green | Mgmt | For | For | For | |||
6 | Elect Laurence Bain | Mgmt | For | For | For | |||
7 | Elect Andrew Dougal | Mgmt | For | For | For | |||
8 | Elect Dennis Millard | Mgmt | For | Against | Against | |||
9 | Elect Paul Withers | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
13 | Authorisation of Political Donations | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Ordinary Shares | Mgmt | For | For | For | |||
16 | Authority to Repurchase Preference Shares | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
priceline.com Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCLN | ISIN US7415034039 | 06/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Boyd | Mgmt | For | For | For | |||
1.2 | Elect Ralph Bahna | Mgmt | For | Withhold | Against | |||
1.3 | Elect Howard Barker, Jr. | Mgmt | For | Withhold | Against | |||
1.4 | Elect Jan Docter | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Epstein | Mgmt | For | For | For | |||
1.6 | Elect James Guyette | Mgmt | For | Withhold | Against | |||
1.7 | Elect Nancy Peretsman | Mgmt | For | For | For | |||
1.8 | Elect Craig Rydin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
PROCTER & GAMBLE CO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - ANGELA F. BRALY | Mgmt | For | For | For | |||
1.2 | Elect Nominee - KENNETH I. CHENAULT | Mgmt | For | For | For | |||
1.3 | Elect Nominee - SCOTT D. COOK | Mgmt | For | For | For | |||
1.4 | Elect Nominee - RAJAT K. GUPTA | Mgmt | For | For | For | |||
1.5 | Elect Nominee - ROBERT A. MCDONALD | Mgmt | For | For | For | |||
1.6 | Elect Nominee - W. JAMES MCNERNEY, JR. | Mgmt | For | For | For | |||
1.7 | Elect Nominee - JOHNATHAN A. RODGERS | Mgmt | For | For | For | |||
1.8 | Elect Nominee - MARY A. WILDEROTTER | Mgmt | For | For | For | |||
1.9 | Elect Nominee - PATRICIA A. WOERTZ | Mgmt | For | For | For | |||
1.10 | Elect Nominee - ERNESTO ZEDILLO | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Adopt Cumulative Voting | ShrHldr | Against | For | Against | |||
Prologis | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PLD | ISIN US7434101025 | 06/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.13 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
Rakuten Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
4755 | CINS J64264104 | 03/30/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hiroshi Mikitani | Mgmt | For | For | For | |||
2 | Elect Atsushi Kunishige | Mgmt | For | For | For | |||
3 | Elect Masatada Kobayashi | Mgmt | For | For | For | |||
4 | Elect Tohru Shimada | Mgmt | For | For | For | |||
5 | Elect Akio Sugihara | Mgmt | For | For | For | |||
6 | Elect Hisashi Suzuki | Mgmt | For | For | For | |||
7 | Elect Ken Takayama | Mgmt | For | For | For | |||
8 | Elect Kazunori Takeda | Mgmt | For | For | For | |||
9 | Elect Takao Toshishige | Mgmt | For | For | For | |||
10 | Elect Takeshi Hanai | Mgmt | For | For | For | |||
11 | Elect Hiroaki Yasutake | Mgmt | For | For | For | |||
12 | Elect Kohichi Kusano | Mgmt | For | Against | Against | |||
13 | Elect Ken Kutaragi | Mgmt | For | For | For | |||
14 | Elect Hiroshi Fukino | Mgmt | For | For | For | |||
15 | Elect Charles Baxter | Mgmt | For | For | For | |||
16 | Elect Joshua James | Mgmt | For | For | For | |||
17 | Elect Takeo Hirata | Mgmt | For | For | For | |||
18 | Elect Yoshiaki Senoo | Mgmt | For | Against | Against | |||
19 | Stock Option Plan | Mgmt | For | For | For | |||
RED HAT INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHT | CUSIP 756577102 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JEFFREY J. CLARKE | Mgmt | For | For | For | |||
1.2 | Elect Nominee - H. HUGH SHELTON | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
RenaissanceRe Holdings, Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RNR | CUSIP G7496G103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bushnell | Mgmt | For | For | For | |||
1.2 | Elect James Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Jean Hamilton | Mgmt | For | For | For | |||
1.4 | Elect Anthony Santomero | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Appointment of Auditor | Mgmt | For | For | For | |||
RESEARCH IN MOTION LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIMM | CUSIP 760975102 | 07/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JAMES L. BALSILLIE | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MIKE LAZARIDIS | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JAMES ESTILL | Mgmt | For | For | For | |||
1.4 | Elect Nominee - DAVID KERR | Mgmt | For | For | For | |||
1.5 | Elect Nominee - ROGER MARTIN | Mgmt | For | For | For | |||
1.6 | Elect Nominee - JOHN RICHARDSON | Mgmt | For | For | For | |||
1.7 | Elect Nominee - BARBARA STYMIEST | Mgmt | For | For | For | |||
1.8 | Elect Nominee - ANTONIO VIANA-BAPTISTA | Mgmt | For | For | For | |||
1.9 | Elect Nominee - JOHN WETMORE | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Withhold | Against | |||
RESMED INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - KIERAN GALLAHUE | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MICHAEL QUINN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - RICHARD SULPIZIO | Mgmt | For | For | For | |||
2 | Approve Director Compensation | Mgmt | For | For | For | |||
3 | Increase Common Stock | Mgmt | For | For | For | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Rio Tinto plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIO | CINS G75754104 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect Tom Albanese | Mgmt | For | For | For | |||
4 | Elect Robert Brown | Mgmt | For | For | For | |||
5 | Elect Vivienne Cox | Mgmt | For | For | For | |||
6 | Elect Jan du Plessis | Mgmt | For | For | For | |||
7 | Elect Guy Elliott | Mgmt | For | For | For | |||
8 | Elect Michael Fitzpatrick | Mgmt | For | For | For | |||
9 | Elect Ann Godbehere | Mgmt | For | For | For | |||
10 | Elect Richard Goodmanson | Mgmt | For | For | For | |||
11 | Elect Andrew Gould | Mgmt | For | For | For | |||
12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For | For | |||
13 | Elect Paul Tellier | Mgmt | For | For | For | |||
14 | Elect Samuel Walsh | Mgmt | For | For | For | |||
15 | Elect Stephen Mayne | Mgmt | Against | Against | For | |||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
17 | Amendment to the Performance Share Plan | Mgmt | For | For | For | |||
18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For | For | |||
22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Ritchie Bros. Auctioneers Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RBA | CUSIP 767744105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Board Size | Mgmt | For | For | For | |||
2.1 | Elect Robert Murdoch | Mgmt | For | For | For | |||
2.2 | Elect Peter Blake | Mgmt | For | For | For | |||
2.3 | Elect Eric Patel | Mgmt | For | For | For | |||
2.4 | Elect Beverley Briscoe | Mgmt | For | For | For | |||
2.5 | Elect Edward Pitoniak | Mgmt | For | For | For | |||
2.6 | Elect Christopher Zimmerman | Mgmt | For | For | For | |||
2.7 | Elect James Micali | Mgmt | For | For | For | |||
3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
4 | Amendments to Articles Regarding Electronic Participation | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | Withhold | Against | |||
1.2 | Elect Edward Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||
1.6 | Elect Fredrick Richman | Mgmt | For | Withhold | Against | |||
1.7 | Elect M. Keith Waddell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Ross Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROST | CUSIP 778296103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Orban | Mgmt | For | For | For | |||
1.2 | Elect Donald Seiler | Mgmt | For | For | For | |||
2 | Reapproval of the Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Sampo Oyj | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SAMAS | CINS X75653109 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Finland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Accounts and Reports | Mgmt | For | For | For | |||
9 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
10 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Board Size | Mgmt | For | For | For | |||
13 | Election of Directors | Mgmt | For | For | For | |||
14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
5930 | CINS Y74718100 | 03/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Directors' Fees | Mgmt | For | Against | Against | |||
SBA Communications Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBAC | CUSIP 78388J106 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Bernstein | Mgmt | For | For | For | |||
1.2 | Elect Duncan Cocroft | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philippe Camus | Mgmt | For | For | For | |||
2 | Elect Peter Currie | Mgmt | For | For | For | |||
3 | Elect Andrew Gould | Mgmt | For | For | For | |||
4 | Elect Tony Isaac | Mgmt | For | Against | Against | |||
5 | Elect K.V. Kamath | Mgmt | For | For | For | |||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
7 | Elect Adrian Lajous | Mgmt | For | For | For | |||
8 | Elect Michael Marks | Mgmt | For | For | For | |||
9 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
14 | Elect Lubna Olayan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
18 | Amendements to Articles | Mgmt | For | For | For | |||
19 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
20 | Ratification of Auditor | Mgmt | For | For | For | |||
SEI Investments Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEIC | CUSIP 784117103 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kathryn McCarthy | Mgmt | For | For | For | |||
2 | Elect Sarah Blumenstein | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
SHIRE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHP | CUSIP 82481R106 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | Against | Against | |||
3 | Elect Matthew Emmens | Mgmt | For | For | For | |||
4 | Elect Angus Russell | Mgmt | For | For | For | |||
5 | Elect Graham Hetherington | Mgmt | For | For | For | |||
6 | Elect David Kappler | Mgmt | For | For | For | |||
7 | Elect Patrick Langlois | Mgmt | For | For | For | |||
8 | Elect Jeffrey Leiden | Mgmt | For | For | For | |||
9 | Elect David Ginsburg | Mgmt | For | For | For | |||
10 | Elect Anne Minto | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Adoption of New Articles | Mgmt | For | For | For | |||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
SMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
6273 | CINS J75734103 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Japan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Yoshiyuki Takada | Mgmt | For | Against | Against | |||
4 | Elect Katsunori Maruyama | Mgmt | For | For | For | |||
5 | Elect Fumitaka Itoh | Mgmt | For | For | For | |||
6 | Elect Ikuji Usui | Mgmt | For | For | For | |||
7 | Elect Yoshihiro Fukano | Mgmt | For | For | For | |||
8 | Elect Yoshiki Takada | Mgmt | For | For | For | |||
9 | Elect Katsunori Tomita | Mgmt | For | For | For | |||
10 | Elect Seiji Kosugi | Mgmt | For | For | For | |||
11 | Elect Tamon Kitabatake | Mgmt | For | For | For | |||
12 | Elect Iwao Mogi | Mgmt | For | For | For | |||
13 | Elect Eiji Ohhashi | Mgmt | For | For | For | |||
14 | Elect Masahiko Satake | Mgmt | For | For | For | |||
15 | Elect Kohichi Shikakura | Mgmt | For | For | For | |||
16 | Elect Osamu Kuwahara | Mgmt | For | For | For | |||
17 | Elect Kohji Ogura | Mgmt | For | For | For | |||
18 | Elect Motoichi Kawada | Mgmt | For | For | For | |||
19 | Elect Herman Berakoetxea | Mgmt | For | For | For | |||
20 | Elect Daniel Langmeier | Mgmt | For | For | For | |||
21 | Elect CHAN Rihyan | Mgmt | For | For | For | |||
22 | Elect Takashi Honda | Mgmt | For | For | For | |||
23 | Elect Kohji Takahashi | Mgmt | For | For | For | |||
24 | Elect Yoshiaki Ogawa | Mgmt | For | For | For | |||
25 | Appointment of Auditor | Mgmt | For | For | For | |||
26 | Retirement Allowances for Director(s) | Mgmt | For | For | For | |||
SMITHFIELD FOODS INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SFD | CUSIP 832248108 | 09/01/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - CAROL T. CRAWFORD | Mgmt | For | For | For | |||
1.2 | Elect Nominee - JOHN T. SCHWIETERS | Mgmt | For | For | For | |||
1.3 | Elect Nominee - MELVIN O. WRIGHT | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Review/Report on Animal Welfare | ShrHldr | Against | For | Against | |||
4 | Review/Report on Greenhouse Gas Emissions | ShrHldr | Against | For | Against | |||
Southern Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SO | ISIN US8425871071 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Juanita Baranco | Mgmt | For | For | For | |||
1.2 | Elect Jon Boscia | Mgmt | For | For | For | |||
1.3 | Elect Henry Clark III | Mgmt | For | For | For | |||
1.4 | Elect Thomas Fanning | Mgmt | For | For | For | |||
1.5 | Elect H. William Habermeyer, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Veronica Hagen | Mgmt | For | For | For | |||
1.7 | Elect Warren Hood, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Donald James | Mgmt | For | Withhold | Against | |||
1.9 | Elect Dale Klein | Mgmt | For | For | For | |||
1.10 | Elect J. Neal Purcell | Mgmt | For | For | For | |||
1.11 | Elect William Smith, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Steven Specker | Mgmt | For | For | For | |||
1.13 | Elect Larry Thompson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | 2011 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Report on Coal Combustion Waste | ShrHldr | Against | For | Against | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Gary Kelly | Mgmt | For | For | For | |||
6 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
7 | Elect John Montford | Mgmt | For | For | For | |||
8 | Elect Thomas Nealon | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | Against | For | Against | |||
Spectra Energy Corp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SE | ISIN US8475601097 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Esrey | Mgmt | For | For | For | |||
1.2 | Elect Gregory Ebel | Mgmt | For | For | For | |||
1.3 | Elect Austin Adams | Mgmt | For | For | For | |||
1.4 | Elect Paul Anderson | Mgmt | For | For | For | |||
1.5 | Elect Pamela Carter | Mgmt | For | For | For | |||
1.6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
1.7 | Elect Peter Hamilton | Mgmt | For | For | For | |||
1.8 | Elect Dennis Hendrix | Mgmt | For | For | For | |||
1.9 | Elect Michael McShane | Mgmt | For | For | For | |||
1.10 | Elect Joseph Netherland | Mgmt | For | For | For | |||
1.11 | Elect Michael Phelps | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Incentive PLan | Mgmt | For | For | For | |||
4 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
SPX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPW | CUSIP 784635104 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect J. Kermit Campbell | Mgmt | For | Against | Against | |||
2 | Elect Emerson Fullwood | Mgmt | For | For | For | |||
3 | Elect Michael Mancuso | Mgmt | For | For | For | |||
4 | Elect Terry Lisenby | Mgmt | For | For | For | |||
5 | Amendment to the 2002 Stock Compensation Plan | Mgmt | For | For | For | |||
6 | Executive Annual Bonus Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Stanley Black & Decker, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWK | CUSIP 854502101 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Buckley | Mgmt | For | For | For | |||
1.2 | Elect Carlos Cardoso | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Coutts | Mgmt | For | Withhold | Against | |||
1.4 | Elect Manuel Fernandez | Mgmt | For | For | For | |||
1.5 | Elect Marianne Parrs | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Starbucks Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SBUX | ISIN US8552441094 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Schultz | Mgmt | For | For | For | |||
2 | Elect William Bradley | Mgmt | For | For | For | |||
3 | Elect Mellody Hobson | Mgmt | For | For | For | |||
4 | Elect Kevin Johnson | Mgmt | For | For | For | |||
5 | Elect Olden Lee | Mgmt | For | For | For | |||
6 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Javier Teruel | Mgmt | For | For | For | |||
9 | Elect Myron Ullman III | Mgmt | For | For | For | |||
10 | Elect Craig Weatherup | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Richard Sergel | Mgmt | For | For | For | |||
11 | Elect Ronald Skates | Mgmt | For | For | For | |||
12 | Elect Gregory Summe | Mgmt | For | Against | Against | |||
13 | Elect Robert Weissman | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | 2011 Senior Executive Annual Incentive Plan | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.8 | Elect William Parfet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
Sunoco, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SUN | CUSIP 86764P109 | 05/05/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Chris Casciato | Mgmt | For | For | For | |||
1.2 | Elect Gary Edwards | Mgmt | For | For | For | |||
1.3 | Elect Lynn Elsenhans | Mgmt | For | For | For | |||
1.4 | Elect Ursula Fairbairn | Mgmt | For | For | For | |||
1.5 | Elect John Jones, III | Mgmt | For | Withhold | Against | |||
1.6 | Elect James Kaiser | Mgmt | For | For | For | |||
1.7 | Elect John Rowe | Mgmt | For | For | For | |||
1.8 | Elect John Wulff | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | For | Against | |||
Svenska Handelsbanken AB | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHB-A | CINS W90937181 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Sweden | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
12 | Accounts and Reports | Mgmt | For | For | For | |||
13 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
14 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Authority to Trade in Company Stock | Mgmt | For | For | For | |||
17 | Authority to Issue Bonds with Warrants to Employees | Mgmt | For | For | For | |||
18 | Board Size | Mgmt | For | For | For | |||
19 | Directors and Auditors' Fees | Mgmt | For | For | For | |||
20 | Election of Directors | Mgmt | For | For | For | |||
21 | Compensation Guidelines | Mgmt | For | For | For | |||
22 | Appointment of Auditor | Mgmt | For | For | For | |||
23 | Amendments to Articles | Mgmt | For | For | For | |||
24 | Shareholder Proposal Regarding a Special Investigation | ShrHldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Gender Equality and Ethnicity | ShrHldr | Against | Against | For | |||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
SYMANTEC CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYMC | CUSIP 871503108 | 09/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - STEPHEN M. BENNETT | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MICHAEL A. BROWN | Mgmt | For | For | For | |||
1.3 | Elect Nominee - WILLIAM T. COLEMAN III | Mgmt | For | For | For | |||
1.4 | Elect Nominee - FRANK E. DANGEARD | Mgmt | For | For | For | |||
1.5 | Elect Nominee - GERALDINE B. LAYBOURNE | Mgmt | For | For | For | |||
1.6 | Elect Nominee - DAVID L. MAHONEY | Mgmt | For | For | For | |||
1.7 | Elect Nominee - ROBERT S. MILLER | Mgmt | For | For | For | |||
1.8 | Elect Nominee - ENRIQUE SALEM | Mgmt | For | For | For | |||
1.9 | Elect Nominee - DANIEL H. SCHULMAN | Mgmt | For | For | For | |||
1.10 | Elect Nominee - JOHN W. THOMPSON | Mgmt | For | For | For | |||
1.11 | Elect Nominee - V. PAUL UNRUH | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
3 | Add Shares to 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Add Shares to Stock Purchase Plan | Mgmt | For | For | For | |||
SYSCO CORP | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JOHN M. CASSADAY | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MANUEL A. FERNANDEZ | Mgmt | For | For | For | |||
1.3 | Elect Nominee - HANS-JOACHIM KOERBER | Mgmt | For | For | For | |||
1.4 | Elect Nominee - JACKIE M. WARD | Mgmt | For | For | For | |||
2 | Add Shares to Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
T. Rowe Price Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TROW | ISIN US74144T1088 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward C. Bernard | Mgmt | For | For | For | |||
2 | Elect James T. Brady | Mgmt | For | For | For | |||
3 | Elect J. Alfred Broaddus, Jr. | Mgmt | For | For | For | |||
4 | Elect Donald B. Hebb, Jr. | Mgmt | For | Against | Against | |||
5 | Elect James A.C. Kennedy | Mgmt | For | For | For | |||
6 | Elect Robert F. MacLellan | Mgmt | For | For | For | |||
7 | Elect Brian C. Rogers | Mgmt | For | For | For | |||
8 | Elect Dr. Alfred Sommer | Mgmt | For | For | For | |||
9 | Elect Dwight S. Taylor | Mgmt | For | For | For | |||
10 | Elect Anne Marie Whittemore | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Taiwan Semiconductor Manufacturing | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2330 | CUSIP 874039100 | 06/09/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For | For | |||
4 | Approve Spin-off | Mgmt | For | For | For | |||
5.1 | Elect Gregory C. Chow | Mgmt | For | For | For | |||
5.2 | Elect Kok-Choo Chen | Mgmt | For | For | For | |||
TD AMERITRADE Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMTD | CUSIP 87236Y108 | 02/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Joe Ricketts | Mgmt | For | Withhold | Against | |||
1.2 | Elect Dan Cook III | Mgmt | For | Withhold | Against | |||
1.3 | Elect Joseph Moglia | Mgmt | For | Withhold | Against | |||
1.4 | Elect W. J. Prezzano | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Reapproval of the Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Management Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Teradata Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDC | CUSIP 88076W103 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy E. Cooper | Mgmt | For | For | For | |||
2 | Elect David E. Kepler | Mgmt | For | For | For | |||
3 | Elect William S. Stavropoulos | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
5 | Elect Pamela Patsley | Mgmt | For | For | For | |||
6 | Elect Robert Sanchez | Mgmt | For | For | For | |||
7 | Elect Wayne Sanders | Mgmt | For | For | For | |||
8 | Elect Ruth Simmons | Mgmt | For | Against | Against | |||
9 | Elect Richard Templeton | Mgmt | For | For | For | |||
10 | Elect Christine Whitman | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
The AES Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AES | CUSIP 00130H105 | 04/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Samuel Bodman | Mgmt | For | For | For | |||
1.2 | Elect Paul Hanrahan | Mgmt | For | For | For | |||
1.3 | Elect Kristina Johnson | Mgmt | For | For | For | |||
1.4 | Elect Tarun Khanna | Mgmt | For | For | For | |||
1.5 | Elect John Koskinen | Mgmt | For | For | For | |||
1.6 | Elect Philip Lader | Mgmt | For | For | For | |||
1.7 | Elect Sandra Moose | Mgmt | For | For | For | |||
1.8 | Elect John Morse, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Philip Odeen | Mgmt | For | For | For | |||
1.10 | Elect Charles Rossotti | Mgmt | For | Withhold | Against | |||
1.11 | Elect Sven Sandstrom | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
The Allstate Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALL | CUSIP 020002101 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | Against | Against | |||
2 | Elect Robert Beyer | Mgmt | For | For | For | |||
3 | Elect W. James Farrell | Mgmt | For | Against | Against | |||
4 | Elect Jack Greenberg | Mgmt | For | For | For | |||
5 | Elect Ronald LeMay | Mgmt | For | For | For | |||
6 | Elect Andrea Redmond | Mgmt | For | Against | Against | |||
7 | Elect H. John Riley, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Joshua Smith | Mgmt | For | Against | Against | |||
9 | Elect Judith Sprieser | Mgmt | For | Against | Against | |||
10 | Elect Mary Taylor | Mgmt | For | Against | Against | |||
11 | Elect Thomas Wilson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
14 | Designation of Delaware Chancery Court as Forum for Derivative Actions | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Right to Act Written Consent | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | ISIN US0640581007 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | Against | Against | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | Against | Against | |||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | Against | Against | |||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel Scott III | Mgmt | For | Against | Against | |||
13 | Elect John Surma | Mgmt | For | For | For | |||
14 | Elect Wesley von Schack | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
The Charles Schwab Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SCHW | CUSIP 808513105 | 05/17/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Herringer | Mgmt | For | For | For | |||
2 | Elect Stephen McLin | Mgmt | For | Against | Against | |||
3 | Elect Charles Schwab | Mgmt | For | For | For | |||
4 | Elect Roger Walther | Mgmt | For | For | For | |||
5 | Elect Robert Wilson | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
11 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Abstain | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | Against | Against | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | Against | Against | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
15 | Elect James Williams | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | ShrHldr | Against | For | Against | |||
The NASDAQ OMX Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NDAQ | CUSIP 631103108 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Urban Backstrom | Mgmt | For | For | For | |||
2 | Elect H. Furlong Baldwin | Mgmt | For | For | For | |||
3 | Elect Michael Casey | Mgmt | For | For | For | |||
4 | Elect Borje Ekholm | Mgmt | For | For | For | |||
5 | Elect Lon Gorman | Mgmt | For | For | For | |||
6 | Elect Robert Greifeld | Mgmt | For | For | For | |||
7 | Elect Glenn Hutchins | Mgmt | For | For | For | |||
8 | Elect Birgitta Kantola | Mgmt | For | For | For | |||
9 | Elect Essa Kazim | Mgmt | For | For | For | |||
10 | Elect John Markese | Mgmt | For | For | For | |||
11 | Elect Hans Nielsen | Mgmt | For | For | For | |||
12 | Elect Thomas O'Neill | Mgmt | For | For | For | |||
13 | Elect James Riepe | Mgmt | For | For | For | |||
14 | Elect Michael Splinter | Mgmt | For | For | For | |||
15 | Elect Lars Wedenborn | Mgmt | For | For | For | |||
16 | Elect Deborah Wince-Smith | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
The Sage Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGE | CINS G7771K134 | 03/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Guy Berruyer | Mgmt | For | For | For | |||
4 | Elect David Clayton | Mgmt | For | For | For | |||
5 | Elect Paul Harrison | Mgmt | For | For | For | |||
6 | Elect Tony Hobson | Mgmt | For | For | For | |||
7 | Elect Tamara Ingram | Mgmt | For | For | For | |||
8 | Elect Ruth Markland | Mgmt | For | For | For | |||
9 | Elect Ian Mason | Mgmt | For | For | For | |||
10 | Elect Mark Rolfe | Mgmt | For | For | For | |||
11 | Elect Paul Stobart | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Directors' Remuneration Report | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
22 | Adoption of New Articles | Mgmt | For | For | For | |||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
24 | Authority to Grant Awards under French Appendix of Performance Share Plan | Mgmt | For | For | For | |||
The Sherwin-Williams Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SHW | ISIN US8243481061 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Arthur Anton | Mgmt | For | For | For | |||
1.2 | Elect James Boland | Mgmt | For | For | For | |||
1.3 | Elect Christopher Connor | Mgmt | For | For | For | |||
1.4 | Elect David Hodnik | Mgmt | For | For | For | |||
1.5 | Elect Thomas Kadien | Mgmt | For | For | For | |||
1.6 | Elect Susan Kropf | Mgmt | For | For | For | |||
1.7 | Elect Gary McCullough | Mgmt | For | For | For | |||
1.8 | Elect A. Malachi Mixon, III | Mgmt | For | For | For | |||
1.9 | Elect Curtis Moll | Mgmt | For | Withhold | Against | |||
1.10 | Elect Richard Smucker | Mgmt | For | For | For | |||
1.11 | Elect John Stropki, Jr. | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Amendments to Code of Regulations | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
The Western Union Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WU | CUSIP 959802109 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hikmet Ersek | Mgmt | For | For | For | |||
2 | Elect Jack Greenberg | Mgmt | For | For | For | |||
3 | Elect Linda Levinson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | ISIN US8835561023 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Lynch | Mgmt | For | For | For | |||
2 | Elect William Parrett | Mgmt | For | For | For | |||
3 | Elect Michael Porter | Mgmt | For | For | For | |||
4 | Elect Scott Sperling | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
TIBCO Software Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIBX | CUSIP 88632Q103 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Vivek Ranadive | Mgmt | For | For | For | |||
1.2 | Elect Nanci Caldwell | Mgmt | For | For | For | |||
1.3 | Elect Eric Dunn | Mgmt | For | For | For | |||
1.4 | Elect Narendra Gupta | Mgmt | For | For | For | |||
1.5 | Elect Peter Job | Mgmt | For | For | For | |||
1.6 | Elect Philip Wood | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Tiffany & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TIF | CUSIP 886547108 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Kowalski | Mgmt | For | For | For | |||
2 | Elect Rose Marie Bravo | Mgmt | For | Against | Against | |||
3 | Elect Gary Costley | Mgmt | For | For | For | |||
4 | Elect Lawrence Fish | Mgmt | For | For | For | |||
5 | Elect Abby Kohnstamm | Mgmt | For | For | For | |||
6 | Elect Charles Marquis | Mgmt | For | For | For | |||
7 | Elect Peter May | Mgmt | For | For | For | |||
8 | Elect J. Thomas Presby | Mgmt | For | For | For | |||
9 | Elect William Shutzer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | Against | Against | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | Against | Against | |||
11 | Elect Kenneth Novack | Mgmt | For | Against | Against | |||
12 | Elect Paul Wachter | Mgmt | For | For | For | |||
13 | Elect Deborah Wright | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Elimination of Absolute Majority Voting Requirement | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
Torchmark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMK | CUSIP 891027104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mark McAndrew | Mgmt | For | For | For | |||
2 | Elect Sam Perry | Mgmt | For | For | For | |||
3 | Elect Lamar Smith | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | 2011 Incentive Plan | Mgmt | For | Against | Against | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
TOWERS WATSON & CO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 09/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amend Dual Class Common Stock | Mgmt | For | For | For | |||
TOWERS WATSON & CO | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TW | CUSIP 891894107 | 11/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - JOHN J. GABARRO | Mgmt | For | For | For | |||
1.2 | Elect Nominee - VICTOR F. GANZI | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JOHN J. HALEY | Mgmt | For | For | For | |||
1.4 | Elect Nominee - MARK V. MACTAS | Mgmt | For | For | For | |||
1.5 | Elect Nominee - MARK MASELLI | Mgmt | For | For | For | |||
1.6 | Elect Nominee - GAIL E. MCKEE | Mgmt | For | For | For | |||
1.7 | Elect Nominee - BRENDAN R. O NEILL | Mgmt | For | For | For | |||
1.8 | Elect Nominee - LINDA D. RABBITT | Mgmt | For | For | For | |||
1.9 | Elect Nominee - GILBERT T. RAY | Mgmt | For | For | For | |||
1.10 | Elect Nominee - PAUL THOMAS | Mgmt | For | For | For | |||
1.11 | Elect Nominee - WILHELM ZELLER | Mgmt | For | For | For | |||
2 | Ratify Appointment of Auditors | Mgmt | For | For | For | |||
Transatlantic Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRH | ISIN US8935211040 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Bradley | Mgmt | For | For | For | |||
1.2 | Elect Ian Chippendale | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Foos | Mgmt | For | For | For | |||
1.4 | Elect John McCarthy | Mgmt | For | For | For | |||
1.5 | Elect Robert Orlich | Mgmt | For | For | For | |||
1.6 | Elect Richard Press | Mgmt | For | For | For | |||
1.7 | Elect Thomas Tizzio | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Travelers Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRV | ISIN US89417E1091 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Beller | Mgmt | For | For | For | |||
2 | Elect John Dasburg | Mgmt | For | For | For | |||
3 | Elect Janet Dolan | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Jay Fishman | Mgmt | For | For | For | |||
6 | Elect Lawrence Graev | Mgmt | For | For | For | |||
7 | Elect Patricia Higgins | Mgmt | For | For | For | |||
8 | Elect Thomas Hodgson | Mgmt | For | For | For | |||
9 | Elect Cleve Killingsworth, Jr. | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Laurie Thomsen | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Trimble Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||
1.3 | Elect William Hart | Mgmt | For | For | For | |||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||
1.6 | Elect Bradford Parkinson | Mgmt | For | For | For | |||
1.7 | Elect Mark Peek | Mgmt | For | For | For | |||
1.8 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Tullow Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Remuneration Report | Mgmt | For | For | For | |||
4 | Elect Tutu Agyare | Mgmt | For | For | For | |||
5 | Elect David Bamford | Mgmt | For | For | For | |||
6 | Elect Graham Martin | Mgmt | For | For | For | |||
7 | Elect Steven McTiernan | Mgmt | For | For | For | |||
8 | Elect Patrick Plunkett | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Tullow Oil Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLW | CINS G91235104 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Performance Share Plan | Mgmt | For | Against | Against | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | ISIN US9029733048 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
UGI Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UGI | CUSIP 902681105 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Ban | Mgmt | For | For | For | |||
1.2 | Elect Lon Greenberg | Mgmt | For | For | For | |||
1.3 | Elect Marvin Schlanger | Mgmt | For | For | For | |||
1.4 | Elect Anne Pol | Mgmt | For | For | For | |||
1.5 | Elect Ernest Jones | Mgmt | For | For | For | |||
1.6 | Elect John Walsh | Mgmt | For | For | For | |||
1.7 | Elect Roger Vincent | Mgmt | For | For | For | |||
1.8 | Elect M. Shawn Puccio | Mgmt | For | For | For | |||
1.9 | Elect Richard Gochnauer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Ultra Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPL | CUSIP 903914109 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Watford | Mgmt | For | For | For | |||
2 | Elect W. Charles Helton | Mgmt | For | For | For | |||
3 | Elect Robert Rigney | Mgmt | For | Withhold | Against | |||
4 | Elect Stephen McDaniel | Mgmt | For | For | For | |||
5 | Elect Roger Brown | Mgmt | For | For | For | |||
6 | Appointment of Independent Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
9 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHldr | Against | For | Against | |||
Ultra Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN CA9039141093 | 05/25/2011 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Elect Michael Watford | Mgmt | For | For | For | |||
3 | Elect W. Charles Helton | Mgmt | For | For | For | |||
4 | Elect Robert Rigney | Mgmt | For | Against | Against | |||
5 | Elect Stephen McDaniel | Mgmt | For | For | For | |||
6 | Elect Roger Brown | Mgmt | For | For | For | |||
7 | Appointment of Independent Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
10 | Non-binding advisory vote on the frequency of an advisory vote on executive compensation. Please vote FOR on this resolution to approve 3 years | Mgmt | For | N/A | N/A | |||
11 | Non-binding advisory vote on the frequency of an advisory vote on executive compensation. Please vote FOR on this resolution to approve 2 years | Mgmt | For | N/A | N/A | |||
12 | Non-binding advisory vote on the frequency of an advisory vote on executive compensation. Please vote FOR on this resolution to approve 1 year | Mgmt | For | For | For | |||
13 | Non-binding advisory vote on the frequency of an advisory vote on executive compensation. Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | N/A | N/A | |||
14 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | Mgmt | Against | For | Against | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS V96194127 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Directors' Fees | Mgmt | For | For | For | |||
4 | Fees to WEE Cho Yaw | Mgmt | For | Against | Against | |||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
6 | Elect WEE Ee Cheong | Mgmt | For | For | For | |||
7 | Elect Franklin Lavin | Mgmt | For | For | For | |||
8 | Elect Willie CHENG Jue Hiang | Mgmt | For | For | For | |||
9 | Elect TAN Lip-Bu | Mgmt | For | Against | Against | |||
10 | Elect WEE Cho Yaw | Mgmt | For | Against | Against | |||
11 | Elect NGIAM Tong Dow | Mgmt | For | For | For | |||
12 | Elect CHAM Tao Soon | Mgmt | For | For | For | |||
13 | Elect Reggie Thein | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
18 | Authority to Issue Shares under UOB Scrip Dividend Scheme | Mgmt | For | For | For | |||
19 | Authority to Issue Preferred Shares | Mgmt | For | Abstain | Against | |||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
United Overseas Bank Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
U11 | CINS V96194127 | 04/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Singapore | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Richard McCormick | Mgmt | For | For | For | |||
9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
10 | Elect Richard Myers | Mgmt | For | For | For | |||
11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
13 | Elect Christine Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
18 | Shareholder Proposal Regarding Retention of Shares | ShrHldr | Against | Against | For | |||
Unum Group | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNM | ISIN US91529Y1064 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jon Fossel | Mgmt | For | For | For | |||
2 | Elect Gloria Larson | Mgmt | For | For | For | |||
3 | Elect William Ryan | Mgmt | For | For | For | |||
4 | Elect Thomas Watjen | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Savings-Related Share Option Scheme 2011 | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
URS Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
URS | CUSIP 903236107 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mickey Foret | Mgmt | For | For | For | |||
2 | Elect William Frist | Mgmt | For | For | For | |||
3 | Elect Lydia Kennard | Mgmt | For | For | For | |||
4 | Elect Donald Knauss | Mgmt | For | For | For | |||
5 | Elect Martin Koffel | Mgmt | For | For | For | |||
6 | Elect Joseph Ralston | Mgmt | For | For | For | |||
7 | Elect John Roach | Mgmt | For | For | For | |||
8 | Elect Sabrina Simmons | Mgmt | For | For | For | |||
9 | Elect Douglas Stotlar | Mgmt | For | For | For | |||
10 | Elect William Sullivan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Vale SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VALE5 | CUSIP 91912E204 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends and Capital Expenditure Budget | Mgmt | For | For | For | |||
3 | Election of Directors | Mgmt | For | Against | Against | |||
4 | Election of Supervisory Council | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | Against | Against | |||
6 | Capitalization of Reserves | Mgmt | For | For | For | |||
Valero Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VLO | CUSIP 91913Y100 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ronald Calgaard | Mgmt | For | For | For | |||
2 | Elect Stephen Waters | Mgmt | For | For | For | |||
3 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
4 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
5 | Repeal of Classified Board | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2011 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
10 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
11 | Shareholder Proposal Regarding Political Contributions and Expenditure Report (2) | ShrHldr | Against | For | Against | |||
12 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | For | Against | |||
Varian Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAR | CUSIP 92220P105 | 02/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Susan Bostrom | Mgmt | For | For | For | |||
1.2 | Elect Richard Levy | Mgmt | For | For | For | |||
1.3 | Elect Venkatraman Thyagarajan | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
VeriFone Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 06/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||
1.6 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.7 | Elect Eitan Raff | Mgmt | For | For | For | |||
1.8 | Elect Charles Rinehart | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Bonus Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
VeriSign, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSN | ISIN US92343E1029 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect D. James Bidzos | Mgmt | For | For | For | |||
2 | Elect William Chenevich | Mgmt | For | For | For | |||
3 | Elect Kathleen Cote | Mgmt | For | For | For | |||
4 | Elect Mark McLaughlin | Mgmt | For | For | For | |||
5 | Elect Roger Moore | Mgmt | For | Against | Against | |||
6 | Elect John Roach | Mgmt | For | For | For | |||
7 | Elect Louis Simpson | Mgmt | For | For | For | |||
8 | Elect Timothy Tomlinson | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Virgin Media Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMED | CUSIP 92769L101 | 06/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Chiddix | Mgmt | For | Withhold | Against | |||
1.2 | Elect William Huff | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Mooney | Mgmt | For | For | For | |||
1.4 | Elect John Rigsby | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3.1 | Elect Gary Coughlan | Mgmt | For | Withhold | Against | |||
3.2 | Elect Mary Cranston | Mgmt | For | Withhold | Against | |||
3.3 | Elect Francisco Javier Fernandez-Carbajal | Mgmt | For | Withhold | Against | |||
3.4 | Elect Robert Matschullat | Mgmt | For | Withhold | Against | |||
3.5 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||
3.6 | Elect Suzanne Johnson | Mgmt | For | Withhold | Against | |||
3.7 | Elect David Pang | Mgmt | For | Withhold | Against | |||
3.8 | Elect Joseph Saunders | Mgmt | For | Withhold | Against | |||
3.9 | Elect William Shanahan | Mgmt | For | Withhold | Against | |||
3.10 | Elect John Swainson | Mgmt | For | Withhold | Against | |||
3.11 | Elect Suzanne Johnson | Mgmt | For | Withhold | Against | |||
3.12 | Elect Joseph Saunders | Mgmt | For | Withhold | Against | |||
3.13 | Elect John Swainson | Mgmt | For | Withhold | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
6 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Vornado Realty Trust | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VNO | ISIN US9290421091 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Deering | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Lynne | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ronald Targan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHldr | Against | For | Against | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHldr | Against | For | Against | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN US9311421039 | 06/03/2011 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
19 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation Please vote FOR on this resolution to approve 1 year | Mgmt | For | For | For | |||
20 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation Please vote FOR on this resolution to approve 2 years | Mgmt | For | N/A | N/A | |||
21 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation Please vote FOR on this resolution to approve 3 years | Mgmt | For | N/A | N/A | |||
22 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation Please vote FOR on this resolution to ABSTAIN on this resolution | Mgmt | For | N/A | N/A | |||
23 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | Mgmt | Against | For | Against | |||
24 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Mgmt | Against | For | Against | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | Mgmt | Against | For | Against | |||
26 | Shareholder Proposal Regarding Supplier Sustainability Reports | Mgmt | Against | Against | For | |||
27 | Shareholder Proposal Regarding Climate Change Risk Report | Mgmt | Against | For | Against | |||
Walter Energy, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLT | ISIN US93317Q1058 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Clark, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Jerry Kolb | Mgmt | For | For | For | |||
1.3 | Elect Patrick Kriegshauser | Mgmt | For | For | For | |||
1.4 | Elect Joseph Leonard | Mgmt | For | For | For | |||
1.5 | Elect Bernard Rethore | Mgmt | For | For | For | |||
1.6 | Elect Michael Tokarz | Mgmt | For | For | For | |||
1.7 | Elect A.J. Wagner | Mgmt | For | For | For | |||
1.8 | Elect David Beatty | Mgmt | For | For | For | |||
1.9 | Elect Keith Calder | Mgmt | For | For | For | |||
1.10 | Elect Graham Mascall | Mgmt | For | Withhold | Against | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Want Want China Holdings Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
151 | CINS G9431R103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Cayman Islands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Elect TSAI Eng Meng | Mgmt | For | For | For | |||
6 | Elect CHU Chi Wen | Mgmt | For | Against | Against | |||
7 | Elect TSAI Wang Chia | Mgmt | For | For | For | |||
8 | Elect CHAN Yu Feng | Mgmt | For | For | For | |||
9 | Elect CHENG Wen Hsien | Mgmt | For | For | For | |||
10 | Elect LEE Kwang Chou | Mgmt | For | For | For | |||
11 | Directors' Fees | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | |||
Waters Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAT | CUSIP 941848103 | 05/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joshua Bekenstein | Mgmt | For | For | For | |||
1.2 | Elect Michael Berendt | Mgmt | For | For | For | |||
1.3 | Elect Douglas Berthiaume | Mgmt | For | For | For | |||
1.4 | Elect Edward Conard | Mgmt | For | For | For | |||
1.5 | Elect Laurie Glimcher | Mgmt | For | For | For | |||
1.6 | Elect Christopher Kuebler | Mgmt | For | For | For | |||
1.7 | Elect William Miller | Mgmt | For | For | For | |||
1.8 | Elect JoAnn Reed | Mgmt | For | For | For | |||
1.9 | Elect Thomas Salice | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | Against | Against | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | Against | Against | |||
7 | Elect Mackey McDonald | Mgmt | For | Against | Against | |||
8 | Elect Cynthia Milligan | Mgmt | For | Against | Against | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Philip Quigley | Mgmt | For | Against | Against | |||
11 | Elect Judith Runstad | Mgmt | For | For | For | |||
12 | Elect Stephen Sanger | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Susan Swenson | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | Against | For | |||
Weyerhaeuser Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WY | ISIN US9621661043 | 04/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wayne Murdy | Mgmt | For | For | For | |||
2 | Elect John Kieckhefer | Mgmt | For | For | For | |||
3 | Elect Charles Williamson | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Whirlpool Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WHR | ISIN US9633201069 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Allen | Mgmt | For | For | For | |||
2 | Elect Jeff Fettig | Mgmt | For | For | For | |||
3 | Elect Michael Johnston | Mgmt | For | For | For | |||
4 | Elect William Kerr | Mgmt | For | For | For | |||
5 | Elect John Liu | Mgmt | For | For | For | |||
6 | Elect Miles Marsh | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Michael White | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHldr | Against | For | Against | |||
Whiting Petroleum Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLL | CUSIP 966387102 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect D. Sherwin Artus | Mgmt | For | For | For | |||
1.2 | Elect Philip Doty | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFMI | CUSIP 966837106 | 02/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | Withhold | Against | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan Seiffer | Mgmt | For | Withhold | Against | |||
1.8 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Sorenson | Mgmt | For | Withhold | Against | |||
1.11 | Elect William Tindell | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Removal of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Chairman | ShrHldr | Against | For | Against | |||
Wolseley plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOS | CINS G9736L108 | 01/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Elect John Martin | Mgmt | For | Against | Against | |||
4 | Elect Ian Meakins | Mgmt | For | Against | Against | |||
5 | Elect Frank Roach | Mgmt | For | Against | Against | |||
6 | Elect Gareth Davis | Mgmt | For | Against | Against | |||
7 | Elect Andrew Duff | Mgmt | For | Against | Against | |||
8 | Elect Nigel Stein | Mgmt | For | Against | Against | |||
9 | Elect Michael Wareing | Mgmt | For | Against | Against | |||
10 | Appointment of Auditor | Mgmt | For | Against | Against | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authorisation of Political Donations | Mgmt | For | Abstain | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
WOLSELEY PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOSCF | CUSIP G97278116 | 11/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Scheme | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Restructuring | Mgmt | For | For | For | |||
2 | Reduce Share Premium Account | Mgmt | For | For | For | |||
3 | Approve/Amend Listing | Mgmt | For | For | For | |||
4 | Approve Incentive Plan | Mgmt | For | For | For | |||
5 | Approve Stock Plan | Mgmt | For | Abstain | Against | |||
6 | Approve Stock Plan | Mgmt | For | For | For | |||
7 | Approve ESOP | Mgmt | For | For | For | |||
8 | Approve Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Approve Savings Plan | Mgmt | For | For | For | |||
10 | Amend Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amend Stock Plan | Mgmt | For | For | For | |||
WOLSELEY PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOSCF | CUSIP G97278116 | 11/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Court | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Restructuring | Mgmt | For | For | For | |||
WOOLWORTHS LTD | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOLWF | CUSIP Q98418108 | 11/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3.1 | Elect/Appoint Director: (Carla) Jayne Hrdlicka | Mgmt | For | For | For | |||
3.2 | Elect/Appoint Director: Stephen Mayne | ShrHldr | For | Against | Against | |||
3.3 | Elect/Appoint Director: Ian John Macfarlane | Mgmt | For | For | For | |||
4 | Approve Stock Plan | Mgmt | For | Against | Against | |||
5 | Amend Articles | Mgmt | For | For | For | |||
6 | Increase Directors' Remuneration | Mgmt | X | For | N/A | |||
X5 Retail Group N.V. (fka Pyaterochka Holding NV) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 02/22/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Appointment of Kieran Balfe as CFO | Mgmt | For | For | For | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
X5 Retail Group N.V. (fka Pyaterochka Holding NV) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FIVE | CINS 98387E205 | 06/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Netherlands | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Corporate Governance Update | Mgmt | For | For | For | |||
4 | Reserves and Dividends Policy | Mgmt | For | For | For | |||
5 | Annual Report | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
8 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
9 | Elect Andrei Gusev | Mgmt | For | For | For | |||
10 | Elect Frank Lhoest | Mgmt | For | For | For | |||
11 | Amendment to Remuneration Policy | Mgmt | For | For | For | |||
12 | Supervisory Board Fees | Mgmt | For | Against | Against | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
16 | Amendments to Articles | Mgmt | For | For | For | |||
17 | Appointment of Auditor | Mgmt | For | For | For | |||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
Xerox Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XRX | ISIN US9841211033 | 05/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Glenn Britt | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Richard Harrington | Mgmt | For | For | For | |||
4 | Elect William Hunter | Mgmt | For | For | For | |||
5 | Elect Robert Keegan | Mgmt | For | For | For | |||
6 | Elect Robert McDonald | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | Against | Against | |||
8 | Elect Charles Prince | Mgmt | For | Against | Against | |||
9 | Elect Ann Reese | Mgmt | For | Against | Against | |||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
XILINX INC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nominee - PHILIP T. GIANOS | Mgmt | For | For | For | |||
1.2 | Elect Nominee - MOSHE N. GAVRIELOV | Mgmt | For | For | For | |||
1.3 | Elect Nominee - JOHN L. DOYLE | Mgmt | For | For | For | |||
1.4 | Elect Nominee - JERALD G. FISHMAN | Mgmt | For | For | For | |||
1.5 | Elect Nominee - WILLIAM G. HOWARD, JR. | Mgmt | For | For | For | |||
1.6 | Elect Nominee - J. MICHAEL PATTERSON | Mgmt | For | For | For | |||
1.7 | Elect Nominee - ALBERT A. PIMENTEL | Mgmt | For | For | For | |||
1.8 | Elect Nominee - MARSHALL C. TURNER | Mgmt | For | For | For | |||
1.9 | Elect Nominee - ELIZABETH W. VANDERSLICE | Mgmt | For | For | For | |||
2 | Add Shares to Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Add Shares to 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
4 | Ratify Appointment of Auditors | Mgmt | For | Against | Against | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | ISIN US9897011071 | 05/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
2 | Elect Roger Porter | Mgmt | For | For | For | |||
3 | Elect Stephen Quinn | Mgmt | For | For | For | |||
4 | Elect L. E. Simmons | Mgmt | For | For | For | |||
5 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
6 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHldr | Against | Against | For |
The New Covenant Balanced Growth Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
The New Covenant Balanced Income Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
The New Covenant Income Fund did not hold any voting securities and accordingly did not vote any proxies during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) New Covenant Funds
By (Signature and Title) /s/ Timothy P. Clark
Tim Clark
President, New Covenant Funds
Date 8/15/2011