FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a - 16 or 15d - 16 of
the Securities Exchange Act of 1934
For the month of October
HSBC Holdings plc
42nd Floor, 8 Canada Square, London E14 5HQ, England
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
Form 20-F X Form 40-F
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
Yes No X
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ).
HSBC HOLDINGS PLC
4 October 2021
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs")
The following transactions of US$0.50 ordinary shares (the "Shares") in HSBC Holdings plc (the "Company"), relating to the interim dividend for the 2021 half-year (the "interim dividend"):
1. Shares allocated in lieu of the interim dividend
The following transactions took place on 30 September and relate to additional Shares being allocated to PDMRs' unvested share plan interests in lieu of the interim dividend. The price per Share was US$5.4067.
Directors
Name | Shares allocated |
Noel Quinn | 681 |
Other PDMRs
Name | Shares allocated |
Colin Bell | 507 |
Georges Elhedery | 199 |
Pam Kaur | 522 |
David Liao | 3,303 |
Nuno Matos | 161 |
Stephen Moss | 189 |
Surendra Rosha | 129 |
Ian Stuart | 444 |
2. Acquisitions as part of the reinvestment of the interim dividend
The following transactions took place on 1 October and relate to additional Shares being added to PDMRs' vested share plan interests through the automatic reinvestment of the interim dividend. The price per Share was £3.88172.
Other PDMRs
Name | Shares acquired |
David Liao | 2,169 |
Nuno Matos | 1,988.27628 |
Stephen Moss | 1,950 |
Barry O'Byrne | 1,182 |
Michael Roberts | 3,982 |
Surendra Rosha | 1,095.356291 |
1 Includes 1.07868 Shares purchased on 4 October on the Hong Kong Stock Exchange at HK$40.3175 per Share.
The following disclosures are made in accordance with the UK version of the EU Market Abuse Regulation 596/2014.
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Noel Quinn | ||||||
2 - Reason for the notification | |||||||
Position/status | Group Chief Executive | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: Shares allocated in lieu of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
US$5.41 | 681 | US$3,681.96 | |||||
Aggregated | US$5.407 | 681 | US$3,681.96 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
Name of natural person | Colin Bell | ||||||||
2 - Reason for the notification | |||||||||
Position/status | Chief Executive, HSBC Bank plc and HSBC Europe | ||||||||
Initial notification/amendment | Initial Notification | ||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
Full name of the entity | HSBC Holdings plc | ||||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
4 - Details of the transaction(s) | |||||||||
Transaction(s) summary table | |||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||||
Nature of Transaction: Shares allocated in lieu of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||||
US$5.41 | 507 | US$2,741.20 | |||||||
Aggregated | US$5.407 | 507 | US$2,741.20 | ||||||
1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
Name of natural person | Georges Elhedery | |||||||
2 - Reason for the notification | ||||||||
Position/status | Co-Chief Executive, Global Banking and Markets | |||||||
Initial notification/amendment | Initial Notification | |||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
Full name of the entity | HSBC Holdings plc | |||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
4 - Details of the transaction(s) | ||||||||
Transaction(s) summary table | ||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | ||||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | ||||
Nature of Transaction: Shares allocated in lieu of the interim dividend for the 2021 half-year | Price | Volume | Total | |||||
US$5.41 | 199 | US$1,075.93 | ||||||
Aggregated | US$5.407 | 199 | US$1,075.93 | |||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Pam Kaur | ||||||
2 - Reason for the notification | |||||||
Position/status | Group Chief Risk and Compliance Officer | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: Shares allocated in lieu of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
US$5.41 | 522 | US$2,822.30 | |||||
Aggregated | US$5.407 | 522 | US$2,822.30 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | David Liao | ||||||
2 - Reason for the notification | |||||||
Position/status | Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: | Price | Volume | Total | ||||
Shares allocated in lieu of the interim dividend for the 2021 half-year | US$5.41 | 3,303 | US$17,858.33 | ||||
Aggregated | US$5.407 | 3,303 | US$17,858.33 | ||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
£3.88 | 2,169 | £8,419.45 | |||||
Aggregated | £3.882 | 2,169 | £8,419.45 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Nuno Matos | ||||||
2 - Reason for the notification | |||||||
Position/status | Chief Executive, Wealth and Personal Banking | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: Shares allocated in lieu of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
US$5.41 | 161 | US$870.48 | |||||
Aggregated | US$5.407 | 161 | US$870.48 | ||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: | Price | Volume | Total | ||||
Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | £3.88 | 1,988.27628 | £7,717.93 | ||||
Aggregated | £3.882 | 1,988.27628 | £7,717.93 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | ||||||||
Name of natural person | Stephen Moss | |||||||
2 - Reason for the notification | ||||||||
Position/status | Chief Executive, Middle East, North Africa and Turkey | |||||||
Initial notification/amendment | Initial Notification | |||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||||||
Full name of the entity | HSBC Holdings plc | |||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | |||||||
4 - Details of the transaction(s) | ||||||||
Transaction(s) summary table | ||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | ||||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | ||||
Nature of Transaction: | Price | Volume | Total | |||||
Shares allocated in lieu of the interim dividend for the 2021 half-year | US$5.41 | 189 | US$1,021.87 | |||||
Aggregated | US$5.407 | 189 | US$1,021.87 | |||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | ||||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | ||||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | |||||
£3.88 | 1,950 | £7,569.35 | ||||||
Aggregated | £3.882 | 1,950 | £7,569.35 | |||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||||
Name of natural person | Barry O'Byrne | ||||||||
2 - Reason for the notification | |||||||||
Position/status | Chief Executive, Global Commercial Banking | ||||||||
Initial notification/amendment | Initial Notification | ||||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||||
Full name of the entity | HSBC Holdings plc | ||||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||||
4 - Details of the transaction(s) | |||||||||
Transaction(s) summary table | |||||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||||
£3.88 | 1,182 | £4,588.19 | |||||||
Aggregated | £3.882 | 1,182 | £4,588.19 | ||||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Michael Roberts | ||||||
2 - Reason for the notification | |||||||
Position/status | Chief Executive, US and Americas | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
£3.88 | 3,982 | £15,457.01 | |||||
Aggregated | £3.882 | 3,982 | £15,457.01 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Surendra Rosha | ||||||
2 - Reason for the notification | |||||||
Position/status | Co-Chief Executive of Asia Pacific and The Hongkong and Shanghai Banking Corporation Limited | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: | Price | Volume | Total | ||||
Shares allocated in lieu of the interim dividend for the 2021 half-year | US$5.41 | 129 | US$697.46 | ||||
Aggregated | US$5.407 | 129 | US$697.46 | ||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-10-01 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | GBP - British Pound | |||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
£3.88 | 1,094.27761 | £4,247.68 | |||||
Aggregated | £3.882 | 1,094.27761 | £4,247.68 | ||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-10-04 | Ordinary shares of US$0.50 each | GB0005405286 | Hong Kong Stock Exchange | HKD - Hong Kong Dollar | |||
Nature of Transaction: Acquisition as part of the reinvestment of the interim dividend for the 2021 half-year | Price | Volume | Total | ||||
HKD40.32 | 1.07868 | HKD43.49 | |||||
Aggregated | HKD40.318 | 1.07868 | HKD43.49 | ||||
1 - Details of the person discharging managerial responsibilities / person closely associated | |||||||
Name of natural person | Ian Stuart | ||||||
2 - Reason for the notification | |||||||
Position/status | Chief Executive, HSBC UK Bank plc | ||||||
Initial notification/amendment | Initial Notification | ||||||
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||||||
Full name of the entity | HSBC Holdings plc | ||||||
Legal Entity Identifier code | MLU0ZO3ML4LN2LL2TL39 | ||||||
4 - Details of the transaction(s) | |||||||
Transaction(s) summary table | |||||||
Date of Transaction | Financial Instrument | Identification Code | Place of Transaction | Currency | |||
2021-09-30 | Ordinary shares of US$0.50 each | GB0005405286 | London Stock Exchange, Main Market (XLON) | USD - United States Dollar | |||
Nature of Transaction: | Price | Volume | Total | ||||
Shares allocated in lieu of the interim dividend for the 2021 half-year | US$5.41 | 444 | US$2,400.57 | ||||
Aggregated | US$5.407 | 444 | US$2,400.57 | ||||
For any queries related to this notification, please contact:
Lee Davis
Shareholder Services
020 7991 3048
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
HSBC Holdings plc | |
By: | |
Name: Aileen Taylor | |
Title: Group Company Secretary and Chief Governance Officer | |
Date: 04 October 2021 |