Hanmi Financial (HAFC) Form 4 HANMI FINANCIAL / JOSEPH K RHO ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RHO JOSEPH K

(Last) (First) (Middle)

3660 WILSHIRE BLVD., PH-A

(Street)

LOS ANGELES CA 90010

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
HANMI FINANCIAL CORP [ HAFC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/16/2019

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/16/2019		S		400	D	$22.71	300,839	D
Common Stock	05/16/2019		S		607	D	$22.715	300,232	D
Common Stock	05/16/2019		S		503	D	$22.72	299,729	D
Common Stock	05/16/2019		S		1,923	D	$22.73	297,806	D
Common Stock	05/16/2019		S		200	D	$22.735	297,606	D
Common Stock	05/16/2019		S		1,774	D	$22.74	295,832	D
Common Stock	05/16/2019		S		200	D	$22.745	295,632	D
Common Stock	05/16/2019		S		382	D	$22.75	295,250	D
Common Stock	05/16/2019		S		586	D	$22.76	294,664	D
Common Stock	05/16/2019		S		611	D	$22.77	294,053	D
Common Stock	05/16/2019		S		700	D	$22.78	293,353	D
Common Stock	05/16/2019		S		200	D	$22.785	293,153	D
Common Stock	05/16/2019		S		2,127	D	$22.79	291,026	D
Common Stock	05/16/2019		S		1,323	D	$22.8	289,703	D
Common Stock	05/16/2019		S		200	D	$22.805	289,503	D
Common Stock	05/16/2019		S		1,149	D	$22.81	288,354	D
Common Stock	05/16/2019		S		2,405	D	$22.82	285,949	D
Common Stock	05/16/2019		S		200	D	$22.825	285,749	D
Common Stock	05/16/2019		S		1,767	D	$22.83	283,982	D
Common Stock	05/16/2019		S		896	D	$22.84	283,086	D
Common Stock	05/16/2019		S		800	D	$22.845	282,286	D
Common Stock	05/16/2019		S		1,751	D	$22.85	280,535	D
Common Stock	05/16/2019		S		500	D	$22.855	280,035	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Joseph Rho	05/17/2019
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.