SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Amendment No. 1
|þ||QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934|
For the quarterly period ended June 30, 2020
|¨||TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934|
Commission File No. 000-30351
DEEP DOWN, INC.
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction of incorporation)||(I.R.S. Employer Identification No.)|
18511 Beaumont Highway,
|(Address of Principal Executive Offices)||(Zip Code)|
Registrant’s telephone number, including area code: (281) 517-5000
(Former name, former address and former fiscal year, if changed since last report)
Securities registered pursuant to Section 12(b) of the Act: None
|Title of each class||Trading Symbol(s)||Name of each exchange on which registered|
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months, and (2) has been subject to such filing requirements for the past 90 days. þ Yes ¨ No
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T (§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files). Yes þ No ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
|Large accelerated filer ¨||Accelerated filer ¨|
|Non-accelerated filer þ||Smaller reporting company þ|
|Emerging growth company ¨|
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No þ
At August 10, 2020, there were 12,391,365 shares outstanding of Common Stock, par value $0.001 per share.
This Amendment No. 1 to the Quarterly Report on Form 10-Q is being filed solely to furnish the Interactive Data files as Exhibit 101, in accordance with Rule 405 of Regulation S-T. No other changes have been made to the Form 10-Q , as originally filed on August 10, 2020.
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
|DEEP DOWN, INC.|
|Date: August 10, 2020|
|By:||/s/ Charles K. Njuguna|
|Charles K. Njuguna|
|President, Chief Executive Officer and Chief Financial Officer|
|(Principal Executive Officer)|
|By:||/s/ Trevor L. Ashurst|
|Trevor L. Ashurst|
|Vice President of Finance|
|(Principal Accounting Officer)|
INDEX TO EXHIBITS
|101.INS*||XBRL Instance Document|
|101.SCH*||XBRL Schema Document|
|101.CAL*||XBRL Calculation Linkbase Document|
|101.DEF*||XBRL Definition Linkbase Document|
|101.LAB*||XBRL Label Linkbase Document|
|101.PRE*||XBRL Presentation Linkbase Document|
* Filed or furnished herewith.