SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
Pursuant to Rule 13a-16 or 15d-16 of
the Securities Exchange Act of 1934
For the month of May, 2021
PRUDENTIAL PUBLIC LIMITED COMPANY
(Translation of registrant's name into English)
1 Angel Court, London,
England, EC2R 7AG
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F X Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No X
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Michael Wells | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Executive (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 221,721 | ||
(ii) | Nil | 59,344 | ||
(iii) | GBP 14.9984 | 132,234 | ||
d) | Aggregated information - Aggregated volume - Price | 281,065 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Mark FitzPatrick | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Financial Officer and Chief Operating Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 91,685 | ||
(ii) | Nil | 34,289 | ||
(iii) | GBP 14.9984 | 59,269 | ||
d) | Aggregated information - Aggregated volume - Price | 125,974 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | James Turner | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Risk and Compliance Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 47,545 | ||
(ii) | GBP 14.9984 | 11,276 | ||
d) | Aggregated information - Aggregated volume - Price | 47,545 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Nicolaos Nicandrou | ||
2 | Reason for the notification | |||
a) | Position/status | Chief Executive, Prudential Corporation Asia (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 119,407 | ||
(ii) | Nil | 38,511 | ||
(iii) | GBP 14.9984 | 9,363 | ||
d) | Aggregated information - Aggregated volume - Price | 157,918 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Laura Prieskorn | ||
2 | Reason for the notification | |||
a) | Position/status | Chief Executive Officer of Jackson Holdings LLC (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Sale of shares in relation to the transaction described in (i) above only to cover withholding tax and fees | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 44,252 | ||
(ii) | GBP 14.9984 | 18,474 | ||
d) | Aggregated information - Aggregated volume - Price | 44,252 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Al-Noor Ramji | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Digital Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Annual Incentive Plan by the Trustee (iii) Sale of shares in relation to the transactions described in (i) & (ii) above only to cover withholding tax and fees | ||
Price(s) and volume(s) | Price(s) | Volume(s) | ||
(i) | Nil | 51,293 | ||
(ii) | Nil | 21,902 | ||
GBP 14.9984 | 34,437 | |||
d) | Aggregated information - Aggregated volume - Price | 73,195 GBP 14.9984 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Jolene Chen | ||
2 | Reason for the notification | |||
a) | Position/status | Group Human Resources Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Acquisition of shares for nil consideration following the release of an award made in 2018 under the Prudential Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") (ii) Acquisition of shares for nil consideration following the release of an award made in 2019 under the PCA Deferred Bonus Plan by the Trustee (iii) Acquisition of shares for nil consideration following the release of an award made in 2018 under the PCA Long Term Incentive Plan by the trustee of the Prudential plc Employee Share Trust (the "Trustee") | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | Nil | 8,360 | ||
(ii) | Nil | 46,634 | ||
(iii) | Nil | 23,752 | ||
d) | Aggregated information - Aggregated volume - Price | 78,746 N/A | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Michael Wells | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Executive (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 305,382 | ||
(ii) | GBP 15.05 | 28,074 | ||
d) | Aggregated information - Aggregated volume - Price | 333,456 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Mark FitzPatrick | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Financial Officer and Chief Operating Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 126,245 | ||
(ii) | GBP 15.05 | 24,570 | ||
d) | Aggregated information - Aggregated volume - Price | 150,815 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | James Turner | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Risk and Compliance Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 111,215 | ||
(ii) | GBP 15.05 | 24,889 | ||
d) | Aggregated information - Aggregated volume - Price | 136,104 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Nicolaos Nicandrou | ||
2 | Reason for the notification | |||
a) | Position/status | Chief Executive, Prudential Corporation Asia (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 165,836 | ||
(ii) | GBP 15.05 | 33,225 | ||
d) | Aggregated information - Aggregated volume - Price | 199,061 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Al-Noor Ramji | ||
2 | Reason for the notification | |||
a) | Position/status | Group Chief Digital Officer (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 72,159 | ||
(ii) | GBP 15.05 | 15,773 | ||
d) | Aggregated information - Aggregated volume - Price | 87,932 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
1 | Details of the person discharging managerial responsibilities / person closely associated | |||
a) | Name | Jolene Chen | ||
2 | Reason for the notification | |||
a) | Position/status | Group Human Resources Director (PDMR) | ||
b) | Initial notification /Amendment | Initial notification | ||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |||
a) | Name | Prudential plc | ||
b) | LEI | 5493001Z3ZE83NGK8Y12 | ||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares of 5 pence each GB0007099541 | ||
b) | Nature of the transactions | (i) Receipt of an award under the Prudential Long Term Incentive Plan to be released in April 2024 subject to the achievement of performance criteria (ii) Receipt of an award under the Annual Incentive Plan to be released in April 2024 | ||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | |
(i) | GBP 15.05 | 52,679 | ||
(ii) | GBP 15.05 | 6,657 | ||
d) | Aggregated information - Aggregated volume - Price | 59,336 GBP 15.05 | ||
e) | Date of the transactions | 2021-05-17 | ||
f) | Place of the transactions | London Stock Exchange |
Additional information
About Prudential plc
Prudential plc is an Asia-led portfolio of businesses focused on structural growth markets. The business helps people get the most out of life through life and health insurance and retirement and asset management solutions. Prudential plc has 17 million life customers in its Asia and Africa businesses and is listed on stock exchanges in London, Hong Kong, Singapore and New York. Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
Contact
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: 18 May 2021
PRUDENTIAL PUBLIC LIMITED COMPANY | |
By: /s/ Sylvia Edwards | |
Sylvia Edwards | |
Deputy Group Secretary |