UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code: (619) 588-9700
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Blue Chip Investor Fund |
Custodied at US Bank, N.A. |
| FEDEX CORPORATION |
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Security | 31428X106 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 | ||||||||||||||||||
ISIN | US31428X1063 | Agenda | 934667760 - Management | ||||||||||||||||||
Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Sep-2017 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1A. | ELECTION OF DIRECTOR: JAMES L. | Management | For | For | For | None | |||||||||||||||
1B. | ELECTION OF DIRECTOR: JOHN A. | Management | For | For | For | None | |||||||||||||||
1C. | ELECTION OF DIRECTOR: MARVIN R. | Management | For | For | For | None | |||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN C. | Management | For | For | For | None | |||||||||||||||
1E. | ELECTION OF DIRECTOR: KIMBERLY A. | Management | For | For | For | None | |||||||||||||||
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN | Management | For | For | For | None | |||||||||||||||
1G. | ELECTION OF DIRECTOR: R. BRAD | Management | For | For | For | None | |||||||||||||||
1H. | ELECTION OF DIRECTOR: JOSHUA | Management | For | For | For | None | |||||||||||||||
1I. | ELECTION OF DIRECTOR: SUSAN C. | Management | For | For | For | None | |||||||||||||||
1J. | ELECTION OF DIRECTOR: FREDERICK | Management | For | For | For | None | |||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID P. | Management | For | For | For | None | |||||||||||||||
1L. | ELECTION OF DIRECTOR: PAUL S. | Management | For | For | For | None | |||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED | Management | For | For | For | None | |||||||||||||||
3. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | None | |||||||||||||||
4. | APPROVAL OF AMENDMENT TO 2010 | Management | For | For | For | None | |||||||||||||||
5. | RATIFICATION OF INDEPENDENT | Management | For | For | For | None | |||||||||||||||
6. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | None | |||||||||||||||
7. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | None | |||||||||||||||
8. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | None | |||||||||||||||
9. | STOCKHOLDER PROPOSAL | Shareholder | Against | Against | For | None | |||||||||||||||
| CIMPRESS N.V. |
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Security | N20146101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | CMPR | Meeting Date | 14-Nov-2017 | ||||||||||||||||||
ISIN | NL0009272269 | Agenda | 934693094 - Management | ||||||||||||||||||
Record Date | 17-Oct-2017 | Holding Recon Date | 17-Oct-2017 | ||||||||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 13-Nov-2017 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | TO APPOINT JOHN J. GAVIN, JR. TO | Management | For | For | For | None | |||||||||||||||
2. | TO APPOINT ZACHARY S. STERNBERG | Management | For | For | For | None | |||||||||||||||
3. | TO APPOINT ROBERT S. KEANE TO | Management | For | For | For | None | |||||||||||||||
4. | TO APPOINT SEAN E. QUINN TO SERVE | Management | For | For | For | None | |||||||||||||||
5. | VOTE ON A NON-BINDING "SAY ON PAY" | Management | For | For | For | None | |||||||||||||||
6. | ADOPT OUR STATUTORY ANNUAL | Management | For | For | For | None | |||||||||||||||
7. | DISCHARGE THE MEMBERS OF OUR | Management | For | For | For | None | |||||||||||||||
8. | DISCHARGE THE MEMBERS OF OUR | Management | For | For | For | None | |||||||||||||||
9. | AUTHORIZE THE MANAGEMENT | Management | For | For | For | None | |||||||||||||||
10. | AUTHORIZE THE MANAGEMENT | Management | For | For | For | None | |||||||||||||||
11. | AUTHORIZE THE MANAGEMENT | Management | For | For | For | None | |||||||||||||||
12. | APPOINT | Management | For | For | For | None | |||||||||||||||
13. | VOTE ON A NON-BINDING "SAY ON | Management | 1 Year | 1 Year | For | None | |||||||||||||||
| AUTOZONE, INC. |
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Security | 053332102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | AZO | Meeting Date | 20-Dec-2017 | ||||||||||||||||||
ISIN | US0533321024 | Agenda | 934696634 - Management | ||||||||||||||||||
Record Date | 23-Oct-2017 | Holding Recon Date | 23-Oct-2017 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 19-Dec-2017 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | ELECTION OF DIRECTOR: DOUGLAS H. | Management | For | For | For | None | |||||||||||||||
1B. | ELECTION OF DIRECTOR: LINDA A. | Management | For | For | For | None | |||||||||||||||
1C. | ELECTION OF DIRECTOR: EARL G. | Management | For | For | For | None | |||||||||||||||
1D. | ELECTION OF DIRECTOR: ENDERSON | Management | For | For | For | None | |||||||||||||||
1E. | ELECTION OF DIRECTOR: J. R. HYDE, III | Management | For | For | For | None | |||||||||||||||
1F. | ELECTION OF DIRECTOR: D. BRYAN | Management | For | For | For | None | |||||||||||||||
1G. | ELECTION OF DIRECTOR: W. ANDREW | Management | For | For | For | None | |||||||||||||||
1H. | ELECTION OF DIRECTOR: GEORGE R. | Management | For | For | For | None | |||||||||||||||
1I. | ELECTION OF DIRECTOR: LUIS P. NIETO | Management | For | For | For | None | |||||||||||||||
1J. | ELECTION OF DIRECTOR: WILLIAM C. | Management | For | For | For | None | |||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP | Management | For | For | For | None | |||||||||||||||
3. | APPROVAL OF ADVISORY VOTE ON | Management | For | For | For | None | |||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY | Management | 1 Year | 1 Year | For | None | |||||||||||||||
| QUALCOMM INCORPORATED |
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Security | 747525103 | Meeting Type | Contested-Annual | ||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | US7475251036 | Agenda | 934718632 - Opposition | ||||||||||||||||||
Record Date | 03-Jan-2018 | Holding Recon Date | 03-Jan-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Mar-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||
1 | Samih Elhage | For | None | ||||||||||||||||||
2 | Raul J. Fernandez | For | None | ||||||||||||||||||
3 | Michael S. Geltzeiler | For | None | ||||||||||||||||||
4 | Stephen J. Girsky | For | None | ||||||||||||||||||
5 | David G. Golden | For | None | ||||||||||||||||||
6 | Veronica M. Hagen | For | None | ||||||||||||||||||
7 | Julie A. Hill | For | None | ||||||||||||||||||
8 | John H. Kispert | For | None | ||||||||||||||||||
9 | Gregorio Reyes | For | None | ||||||||||||||||||
10 | Thomas S. Volpe | For | None | ||||||||||||||||||
11 | Harry L. You | For | None | ||||||||||||||||||
2. | To approve Broadcom's proposal to amend | Management | For | None | |||||||||||||||||
3. | To ratify the selection of | Management | For | None | |||||||||||||||||
4. | To approve, on a advisory basis, | Management | Take No Action | None | |||||||||||||||||
5. | To approve an amendment to Qualcomm's | Management | Take No Action | None | |||||||||||||||||
6. | To approve an amendment to Qualcomm's | Management | For | None | |||||||||||||||||
7. | To approve an amendment to the | Management | For | None | |||||||||||||||||
8. | To approve an amendment to the certificate | Management | For | None | |||||||||||||||||
| QUALCOMM INCORPORATED |
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Security | 747525103 | Meeting Type | Contested-Annual | ||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | US7475251036 | Agenda | 934719329 - Management | ||||||||||||||||||
Record Date | 08-Jan-2018 | Holding Recon Date | 08-Jan-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Mar-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||
1 | Barbara T. Alexander | For | For | For | None | ||||||||||||||||
2 | Jeffrey W. Henderson | For | For | For | None | ||||||||||||||||
3 | Thomas W. Horton | For | For | For | None | ||||||||||||||||
4 | Paul E. Jacobs | For | For | For | None | ||||||||||||||||
5 | Ann M. Livermore | For | For | For | None | ||||||||||||||||
6 | Harish Manwani | For | For | For | None | ||||||||||||||||
7 | Mark D. McLaughlin | For | For | For | None | ||||||||||||||||
8 | Steve Mollenkopf | For | For | For | None | ||||||||||||||||
9 | Clark T. Randt, Jr. | For | For | For | None | ||||||||||||||||
10 | Francisco Ros | For | For | For | None | ||||||||||||||||
11 | Anthony J. Vinciquerra | For | For | For | None | ||||||||||||||||
2 | To ratify the selection of | Management | For | For | For | None | |||||||||||||||
3 | To approve, on an advisory basis, our | Management | For | For | For | None | |||||||||||||||
4 | To approve an amendment to the Amended | Management | For | For | For | None | |||||||||||||||
5 | To approve an amendment to the | Management | For | For | For | None | |||||||||||||||
6 | To approve an amendment to the | Management | For | For | For | None | |||||||||||||||
7 | To approve an amendment to the | Management | For | For | For | None | |||||||||||||||
8 | To vote on a stockholder proposal to undo | Shareholder | Against | Against | For | None | |||||||||||||||
| QUALCOMM INCORPORATED |
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Security | 747525103 | Meeting Type | Contested-Annual | ||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | US7475251036 | Agenda | 934719331 - Opposition | ||||||||||||||||||
Record Date | 08-Jan-2018 | Holding Recon Date | 08-Jan-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Mar-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||
1 | Samih Elhage | For | None | ||||||||||||||||||
2 | Raul J. Fernandez | For | None | ||||||||||||||||||
3 | Michael S. Geltzeiler | For | None | ||||||||||||||||||
4 | Stephen J. Girsky | For | None | ||||||||||||||||||
5 | David G. Golden | For | None | ||||||||||||||||||
6 | Veronica M. Hagen | For | None | ||||||||||||||||||
7 | Julie A. Hill | For | None | ||||||||||||||||||
8 | John H. Kispert | For | None | ||||||||||||||||||
9 | Gregorio Reyes | For | None | ||||||||||||||||||
10 | Thomas S. Volpe | For | None | ||||||||||||||||||
11 | Harry L. You | For | None | ||||||||||||||||||
2 | To approve Broadcom's proposal to amend | Management | For | None | |||||||||||||||||
3 | To ratify the selection of | Management | For | None | |||||||||||||||||
4 | To approve, on a advisory basis, | Management | Take No Action | None | |||||||||||||||||
5 | To approve an amendment to Qualcomm's | Management | Take No Action | None | |||||||||||||||||
6 | To approve an amendment to Qualcomm's | Management | For | None | |||||||||||||||||
7 | To approve an amendment to the | Management | For | None | |||||||||||||||||
8 | To approve an amendment to the certificate | Management | For | None | |||||||||||||||||
| QUALCOMM INCORPORATED |
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Security | 747525103 | Meeting Type | Contested-Annual | ||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 23-Mar-2018 | ||||||||||||||||||
ISIN | US7475251036 | Agenda | 934728188 - Opposition | ||||||||||||||||||
Record Date | 08-Jan-2018 | Holding Recon Date | 08-Jan-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 22-Mar-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||
1 | Samih Elhage | For | None | ||||||||||||||||||
2 | David G. Golden | For | None | ||||||||||||||||||
3 | Veronica M. Hagen | For | None | ||||||||||||||||||
4 | Julie A. Hill | For | None | ||||||||||||||||||
5 | John H. Kispert | For | None | ||||||||||||||||||
6 | Harry L. You | For | None | ||||||||||||||||||
2 | To approve Broadcom's proposal to amend | Management | For | None | |||||||||||||||||
3 | To ratify the selection of | Management | For | None | |||||||||||||||||
4 | To approve, on a advisory basis, | Management | Take No Action | None | |||||||||||||||||
5 | To approve an amendment to Qualcomm's | Management | Take No Action | None | |||||||||||||||||
6 | To approve an amendment to Qualcomm's | Management | For | None | |||||||||||||||||
7 | To approve an amendment to the | Management | For | None | |||||||||||||||||
8 | To approve an amendment to the | Management | For | None | |||||||||||||||||
| AUTONATION, INC. |
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Security | 05329W102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | AN | Meeting Date | 19-Apr-2018 | ||||||||||||||||||
ISIN | US05329W1027 | Agenda | 934732199 - Management | ||||||||||||||||||
Record Date | 21-Feb-2018 | Holding Recon Date | 21-Feb-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 18-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1A. | Election of Director: Mike Jackson | Management | For | For | For | None | |||||||||||||||
1B. | Election of Director: Rick L. Burdick | Management | For | For | For | None | |||||||||||||||
1C. | Election of Director: Tomago Collins | Management | For | For | For | None | |||||||||||||||
1D. | Election of Director: David B. Edelson | Management | For | For | For | None | |||||||||||||||
1E. | Election of Director: Robert R. Grusky | Management | For | For | For | None | |||||||||||||||
1F. | Election of Director: Kaveh Khosrowshahi | Management | For | For | For | None | |||||||||||||||
1G. | Election of Director: Michael Larson | Management | For | For | For | None | |||||||||||||||
1H. | Election of Director: G. Mike Mikan | Management | For | For | For | None | |||||||||||||||
1I. | Election of Director: Alison H. Rosenthal | Management | For | For | For | None | |||||||||||||||
1J. | Election of Director: Jacqueline A. | Management | For | For | For | None | |||||||||||||||
2. | Ratification of the selection of KPMG LLP | Management | For | For | For | None | |||||||||||||||
3. | Adoption of stockholder proposal regarding | Shareholder | Against | Against | For | None | |||||||||||||||
| HANESBRANDS INC. |
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Security | 410345102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | HBI | Meeting Date | 24-Apr-2018 | ||||||||||||||||||
ISIN | US4103451021 | Agenda | 934736197 - Management | ||||||||||||||||||
Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
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1A. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | For | None | |||||||||||||||
1B. | Election of Director: Bobby J. Griffin | Management | For | For | For | None | |||||||||||||||
1C. | Election of Director: James C. Johnson | Management | For | For | For | None | |||||||||||||||
1D. | Election of Director: Jessica T. Mathews | Management | For | For | For | None | |||||||||||||||
1E. | Election of Director: Franck J. Moison | Management | For | For | For | None | |||||||||||||||
1F. | Election of Director: Robert F. Moran | Management | For | For | For | None | |||||||||||||||
1G. | Election of Director: Ronald L. Nelson | Management | For | For | For | None | |||||||||||||||
1H. | Election of Director: Richard A. Noll | Management | For | For | For | None | |||||||||||||||
1I. | Election of Director: David V. Singer | Management | For | For | For | None | |||||||||||||||
1J. | Election of Director: Ann E. Ziegler | Management | For | For | For | None | |||||||||||||||
2. | To ratify the appointment of | Management | For | For | For | None | |||||||||||||||
3. | To approve, on an advisory basis, executive | Management | For | For | For | None | |||||||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. |
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Security | 459200101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 24-Apr-2018 | ||||||||||||||||||
ISIN | US4592001014 | Agenda | 934738886 - Management | ||||||||||||||||||
Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1j. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1k. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1l. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
1m. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||||
2. | Ratification of Appointment of Independent | Management | For | For | For | None | |||||||||||||||
3. | Advisory Vote on Executive Compensation | Management | For | For | For | None | |||||||||||||||
4. | Stockholder Proposal on Lobbying | Shareholder | Against | Against | For | None | |||||||||||||||
5. | Stockholder Proposal on Shareholder | Shareholder | Against | Against | For | None | |||||||||||||||
6. | Stockholder Proposal to Have an | Shareholder | For | Against | Against | None | |||||||||||||||
| WELLS FARGO & COMPANY |
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Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 24-Apr-2018 | ||||||||||||||||||
ISIN | US9497461015 | Agenda | 934740350 - Management | ||||||||||||||||||
Record Date | 27-Feb-2018 | Holding Recon Date | 27-Feb-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 23-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
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| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director: John D. Baker II | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director: Donald M. James | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director: Maria R. Morris | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director: Karen B. Peetz | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director: James H. Quigley | Management | For | For | For | None | |||||||||||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | For | None | |||||||||||||||
1k. | Election of Director: Timothy J. Sloan | Management | For | For | For | None | |||||||||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | None | |||||||||||||||
2. | Advisory resolution to approve executive | Management | For | For | For | None | |||||||||||||||
3. | Ratify the appointment of KPMG LLP as the | Management | For | For | For | None | |||||||||||||||
4. | Shareholder Proposal - Special Shareowner | Shareholder | Against | Against | For | None | |||||||||||||||
5. | Shareholder Proposal - Reform Executive | Shareholder | Against | Against | For | None | |||||||||||||||
6. | Shareholder Proposal - Report on Incentive | Shareholder | Against | Against | For | None | |||||||||||||||
| CIMPRESS N.V. |
|
|
| |||||||||||||||||
Security | N20146101 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | CMPR | Meeting Date | 25-Apr-2018 | ||||||||||||||||||
ISIN | NL0009272269 | Agenda | 934771076 - Management | ||||||||||||||||||
Record Date | 28-Mar-2018 | Holding Recon Date | 28-Mar-2018 | ||||||||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 24-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | Approve a first amendment to article 4.1 of | Management | For | For | For | None | |||||||||||||||
2. | Approve a second amendment to article 4.1 | Management | For | For | For | None | |||||||||||||||
| GENERAL ELECTRIC COMPANY |
|
|
| |||||||||||||||||
Security | 369604103 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | GE | Meeting Date | 25-Apr-2018 | ||||||||||||||||||
ISIN | US3696041033 | Agenda | 934737707 - Management | ||||||||||||||||||
Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 24-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
A1 | Election of Director: Sebastien M. Bazin | Management | For | For | For | None | |||||||||||||||
A2 | Election of Director: W. Geoffrey Beattie | Management | For | For | For | None | |||||||||||||||
A3 | Election of Director: John J. Brennan | Management | For | For | For | None | |||||||||||||||
A4 | Election of Director: H. Lawrence Culp, Jr. | Management | For | For | For | None | |||||||||||||||
A5 | Election of Director: Francisco D'Souza | Management | For | For | For | None | |||||||||||||||
A6 | Election of Director: John L. Flannery | Management | For | For | For | None | |||||||||||||||
A7 | Election of Director: Edward P. Garden | Management | For | For | For | None | |||||||||||||||
A8 | Election of Director: Thomas W. Horton | Management | For | For | For | None | |||||||||||||||
A9 | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | None | |||||||||||||||
A10 | Election of Director: James J. Mulva | Management | For | For | For | None | |||||||||||||||
A11 | Election of Director: Leslie F. Seidman | Management | For | For | For | None | |||||||||||||||
A12 | Election of Director: James S. Tisch | Management | For | For | For | None | |||||||||||||||
B1 | Advisory Approval of Our Named | Management | For | For | For | None | |||||||||||||||
B2 | Approval of the GE International Employee | Management | For | For | For | None | |||||||||||||||
B3 | Ratification of KPMG as Independent | Management | For | For | For | None | |||||||||||||||
C1 | Require the Chairman of the Board to be | Shareholder | Against | Against | For | None | |||||||||||||||
C2 | Adopt Cumulative Voting for Director | Shareholder | Against | Against | For | None | |||||||||||||||
C3 | Deduct Impact of Stock Buybacks from | Shareholder | Against | Against | For | None | |||||||||||||||
C4 | Issue Report on Political Lobbying and | Shareholder | Against | Against | For | None | |||||||||||||||
C5 | Issue Report on Stock Buybacks | Shareholder | Against | Against | For | None | |||||||||||||||
C6 | Permit Shareholder Action by Written | Shareholder | Abstain | Against | Against | None | |||||||||||||||
| SUNCOR ENERGY INC. |
|
|
| |||||||||||||||||
Security | 867224107 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | SU | Meeting Date | 02-May-2018 | ||||||||||||||||||
ISIN | CA8672241079 | Agenda | 934750731 - Management | ||||||||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | ||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 27-Apr-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||
1 | Patricia M. Bedient | For | For | For | None | ||||||||||||||||
2 | Mel E. Benson | For | For | For | None | ||||||||||||||||
3 | Jacynthe Côté | For | For | For | None | ||||||||||||||||
4 | Dominic D'Alessandro | For | For | For | None | ||||||||||||||||
5 | John D. Gass | For | For | For | None | ||||||||||||||||
6 | Dennis M. Houston | For | For | For | None | ||||||||||||||||
7 | Maureen McCaw | For | For | For | None | ||||||||||||||||
8 | Eira M. Thomas | For | For | For | None | ||||||||||||||||
9 | Steven W. Williams | For | For | For | None | ||||||||||||||||
10 | Michael M. Wilson | For | For | For | None | ||||||||||||||||
2 | Re-appointment of | Management | For | For | For | None | |||||||||||||||
3 | To accept the approach to executive | Management | For | For | For | None | |||||||||||||||
| BERKSHIRE HATHAWAY INC. |
|
|
| |||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 05-May-2018 | ||||||||||||||||||
ISIN | US0846701086 | Agenda | 934745641 - Management | ||||||||||||||||||
Record Date | 07-Mar-2018 | Holding Recon Date | 07-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||
1 | Warren E. Buffett | For | For | For | None | ||||||||||||||||
2 | Charles T. Munger | For | For | For | None | ||||||||||||||||
3 | Gregory E. Abel | For | For | For | None | ||||||||||||||||
4 | Howard G. Buffett | For | For | For | None | ||||||||||||||||
5 | Stephen B. Burke | For | For | For | None | ||||||||||||||||
6 | Susan L. Decker | For | For | For | None | ||||||||||||||||
7 | William H. Gates III | For | For | For | None | ||||||||||||||||
8 | David S. Gottesman | For | For | For | None | ||||||||||||||||
9 | Charlotte Guyman | For | For | For | None | ||||||||||||||||
10 | Ajit Jain | For | For | For | None | ||||||||||||||||
11 | Thomas S. Murphy | For | For | For | None | ||||||||||||||||
12 | Ronald L. Olson | For | For | For | None | ||||||||||||||||
13 | Walter Scott, Jr. | For | For | For | None | ||||||||||||||||
14 | Meryl B. Witmer | For | For | For | None | ||||||||||||||||
2. | Shareholder proposal regarding methane | Shareholder | Against | Against | For | None | |||||||||||||||
3. | Shareholder proposal regarding adoption of | Shareholder | Against | Against | For | None | |||||||||||||||
| AMERICAN EXPRESS COMPANY |
|
|
| |||||||||||||||||
Security | 025816109 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | AXP | Meeting Date | 07-May-2018 | ||||||||||||||||||
ISIN | US0258161092 | Agenda | 934753256 - Management | ||||||||||||||||||
Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director: Charlene Barshefsky | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director: John J. Brennan | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director: Peter Chernin | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director: Ralph de la Vega | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director: Anne L. Lauvergeon | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director: Richard C. Levin | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director: Samuel J. Palmisano | Management | For | For | For | None | |||||||||||||||
1j. | Election of Director: Stephen J. Squeri | Management | For | For | For | None | |||||||||||||||
1k. | Election of Director: Daniel L. Vasella | Management | For | For | For | None | |||||||||||||||
1l. | Election of Director: Ronald A. Williams | Management | For | For | For | None | |||||||||||||||
1m. | Election of Director: Christopher D. Young | Management | For | For | For | None | |||||||||||||||
2. | Ratification of appointment of | Management | For | For | For | None | |||||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | |||||||||||||||
4. | Shareholder proposal relating to action by | Shareholder | Against | Against | For | None | |||||||||||||||
5. | Shareholder proposal relating to | Shareholder | Against | Against | For | None | |||||||||||||||
| LKQ CORPORATION |
|
|
| |||||||||||||||||
Security | 501889208 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | LKQ | Meeting Date | 07-May-2018 | ||||||||||||||||||
ISIN | US5018892084 | Agenda | 934743065 - Management | ||||||||||||||||||
Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 04-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director: Sukhpal Singh | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director: A. Clinton Allen | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director: Robert M. Hanser | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director: Joseph M. Holsten | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director: Blythe J. McGarvie | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director: John F. O'Brien | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director: Guhan Subramanian | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director: William M. Webster, IV | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director: Dominick Zarcone | Management | For | For | For | None | |||||||||||||||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | None | |||||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | |||||||||||||||
| EXPRESS SCRIPTS HOLDING COMPANY |
|
|
| |||||||||||||||||
Security | 30219G108 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ESRX | Meeting Date | 10-May-2018 | ||||||||||||||||||
ISIN | US30219G1085 | Agenda | 934745716 - Management | ||||||||||||||||||
Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 09-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director: Maura C. Breen | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director: William J. DeLaney | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director: Elder Granger, MD, | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director: Nicholas J. LaHowchic | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director: Thomas P. Mac Mahon | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director: Kathleen M. Mazzarella | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director: Frank Mergenthaler | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director: Woodrow A. Myers, Jr., | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director: Roderick A. Palmore | Management | For | For | For | None | |||||||||||||||
1j. | Election of Director: George Paz | Management | For | For | For | None | |||||||||||||||
1k. | Election of Director: William L. Roper, MD, | Management | For | For | For | None | |||||||||||||||
1l. | Election of Director: Seymour Sternberg | Management | For | For | For | None | |||||||||||||||
1m. | Election of Director: Timothy Wentworth | Management | For | For | For | None | |||||||||||||||
2. | To ratify the appointment of | Management | For | For | For | None | |||||||||||||||
3. | To approve, by non-binding vote, the | Management | For | For | For | None | |||||||||||||||
4. | Stockholder proposal requesting the | Shareholder | Against | Against | For | None | |||||||||||||||
5. | Stockholder proposal requesting the Board | Shareholder | Against | Against | For | None | |||||||||||||||
| INGREDION INC |
|
|
| |||||||||||||||||
Security | 457187102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | INGR | Meeting Date | 16-May-2018 | ||||||||||||||||||
ISIN | US4571871023 | Agenda | 934764918 - Management | ||||||||||||||||||
Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 15-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1a. | Election of Director: Luis Aranguren-Trellez | Management | For | For | For | None | |||||||||||||||
1b. | Election of Director: David B. Fischer | Management | For | For | For | None | |||||||||||||||
1c. | Election of Director: Ilene S. Gordon | Management | For | For | For | None | |||||||||||||||
1d. | Election of Director: Paul Hanrahan | Management | For | For | For | None | |||||||||||||||
1e. | Election of Director: Rhonda L. Jordan | Management | For | For | For | None | |||||||||||||||
1f. | Election of Director: Gregory B. Kenny | Management | For | For | For | None | |||||||||||||||
1g. | Election of Director: Barbara A. Klein | Management | For | For | For | None | |||||||||||||||
1h. | Election of Director: Victoria J. Reich | Management | For | For | For | None | |||||||||||||||
1i. | Election of Director: Jorge A. Uribe | Management | For | For | For | None | |||||||||||||||
1j. | Election of Director: Dwayne A. Wilson | Management | For | For | For | None | |||||||||||||||
1k. | Election of Director: James P. Zallie | Management | For | For | For | None | |||||||||||||||
2. | To approve, by advisory vote, the | Management | For | For | For | None | |||||||||||||||
3. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | |||||||||||||||
| CHIPOTLE MEXICAN GRILL, INC. |
|
|
| |||||||||||||||||
Security | 169656105 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | CMG | Meeting Date | 22-May-2018 | ||||||||||||||||||
ISIN | US1696561059 | Agenda | 934762560 - Management | ||||||||||||||||||
Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 21-May-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||
1 | Al Baldocchi | For | For | For | None | ||||||||||||||||
2 | Paul Cappuccio | For | For | For | None | ||||||||||||||||
3 | Steve Ells | For | For | For | None | ||||||||||||||||
4 | Neil Flanzraich | For | For | For | None | ||||||||||||||||
5 | Robin Hickenlooper | For | For | For | None | ||||||||||||||||
6 | Kimbal Musk | For | For | For | None | ||||||||||||||||
7 | Ali Namvar | For | For | For | None | ||||||||||||||||
8 | Brian Niccol | For | For | For | None | ||||||||||||||||
9 | Matthew Paull | For | For | For | None | ||||||||||||||||
2. | An advisory vote to approve the | Management | For | For | For | None | |||||||||||||||
3. | Ratification of the appointment of Ernst & | Management | For | For | For | None | |||||||||||||||
4. | Approval of the Amended and Restated | Management | For | For | For | None | |||||||||||||||
5. | A shareholder proposal, if properly | Shareholder | Against | Against | For | None | |||||||||||||||
| ALLIANCE DATA SYSTEMS CORPORATION |
|
|
| |||||||||||||||||
Security | 018581108 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 06-Jun-2018 | ||||||||||||||||||
ISIN | US0185811082 | Agenda | 934797424 - Management | ||||||||||||||||||
Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 05-Jun-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1.1 | Election of Director: Bruce K. Anderson | Management | For | For | For | None | |||||||||||||||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | For | None | |||||||||||||||
1.3 | Election of Director: Kelly J. Barlow | Management | For | For | For | None | |||||||||||||||
1.4 | Election of Director: E. Linn Draper, Jr. | Management | For | For | For | None | |||||||||||||||
1.5 | Election of Director: Edward J. Heffernan | Management | For | For | For | None | |||||||||||||||
1.6 | Election of Director: Kenneth R. Jensen | Management | For | For | For | None | |||||||||||||||
1.7 | Election of Director: Robert A. Minicucci | Management | For | For | For | None | |||||||||||||||
1.8 | Election of Director: Timothy J. Theriault | Management | For | For | For | None | |||||||||||||||
1.9 | Election of Director: Laurie A. Tucker | Management | For | For | For | None | |||||||||||||||
2. | Advisory vote to approve executive | Management | For | For | For | None | |||||||||||||||
3. | Ratification of the selection of Deloitte & | Management | For | For | For | None | |||||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. |
|
|
| |||||||||||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | ||||||||||||||||||
Ticker Symbol | BAM | Meeting Date | 15-Jun-2018 | ||||||||||||||||||
ISIN | CA1125851040 | Agenda | 934827380 - Management | ||||||||||||||||||
Record Date | 03-May-2018 | Holding Recon Date | 03-May-2018 | ||||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 12-Jun-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||
1 | M. Elyse Allan | For | For | For | None | ||||||||||||||||
2 | Angela F. Braly | For | For | For | None | ||||||||||||||||
3 | Murilo Ferreira | For | For | For | None | ||||||||||||||||
4 | Frank J. McKenna | For | For | For | None | ||||||||||||||||
5 | Rafael Miranda | For | For | For | None | ||||||||||||||||
6 | Youssef A. Nasr | For | For | For | None | ||||||||||||||||
7 | Seek Ngee Huat | For | For | For | None | ||||||||||||||||
8 | Diana L. Taylor | For | For | For | None | ||||||||||||||||
2 | The appointment of Deloitte LLP as external | Management | For | For | For | None | |||||||||||||||
3 | The Say on Pay Resolution set out in the | Management | For | For | For | None | |||||||||||||||
4 | The Plan Amendment Resolution. | Management | For | For | For | None | |||||||||||||||
| CARMAX, INC. |
|
|
| |||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 26-Jun-2018 | ||||||||||||||||||
ISIN | US1431301027 | Agenda | 934814511 - Management | ||||||||||||||||||
Record Date | 20-Apr-2018 | Holding Recon Date | 20-Apr-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 25-Jun-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1A. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1B. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1C. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1D. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1E. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1F. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1G. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1H. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1I. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1J. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
1K. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | |||||||||||||||
3. | To approve, in an advisory (non-binding) | Management | For | For | For | None | |||||||||||||||
4. | To vote on a shareholder proposal for a | Shareholder | Against | Against | For | None | |||||||||||||||
| SPECTRUM BRANDS HOLDINGS, INC. |
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Security | 84763R101 | Meeting Type | Special | ||||||||||||||||||
Ticker Symbol | SPB | Meeting Date | 13-Jul-2018 | ||||||||||||||||||
ISIN | US84763R1014 | Agenda | 934848649 - Management | ||||||||||||||||||
Record Date | 17-May-2018 | Holding Recon Date | 17-May-2018 | ||||||||||||||||||
City / | Country | / | United | Vote Deadline Date | 12-Jul-2018 | ||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||
| Item | Proposal |
|
| Proposed | Vote | Management | For/Against | Preferred Provider |
| |||||||||||
1. | Adopt the Agreement and Plan of Merger, | Management | For | For | For | None | |||||||||||||||
2. | Adjournment of Meeting to another date & | Management | For | For | For | None | |||||||||||||||
3. | Amendment of the HRG certificate of | Management | For | For | For | None | |||||||||||||||
4. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||||
5. | Amendment of the HRG certificate of | Management | For | For | For | None | |||||||||||||||
6. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||||
7. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||||
8. | Amendment of the HRG certificate of | Management | For | For | For | None |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/13/18