UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number811-10571
BLUE CHIP INVESTOR FUNDS
(Exact name of registrant as specified in charter)
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Address of principal executive offices) (Zip code)
Ross C. Provence
Blue Chip Investor Funds
1939 Friendship Drive, Suite C, El Cajon, CA 92020
(Name and address of agent for service)
Registrant's telephone number, including area code:(619) 588-9700
Date of fiscal year end:December 31
Date of reporting period:July 1, 2018 – June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Blue Chip Investor Fund |
Custodied at US Bank, N.A. |
| ALLIANCE DATA SYSTEMS CORPORATION |
|
| ||||||||||||||||
Security | 018581108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 04-Jun-2019 | ||||||||||||||||
ISIN | US0185811082 | Agenda | 935002054 - Management | ||||||||||||||||
Record Date | 08-Apr-2019 | Holding Recon Date | 08-Apr-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1.1 | Election of Director: Bruce K. Anderson | Management | For | For | For | None | |||||||||||||
1.2 | Election of Director: Roger H. Ballou | Management | For | For | For | None | |||||||||||||
1.3 | Election of Director: Kelly J. Barlow | Management | For | For | For | None | |||||||||||||
1.4 | Election of Director: Edward J. Heffernan | Management | For | For | For | None | |||||||||||||
1.5 | Election of Director: Kenneth R. Jensen | Management | For | For | For | None | |||||||||||||
1.6 | Election of Director: Robert A. Minicucci | Management | For | For | For | None | |||||||||||||
1.7 | Election of Director: Timothy J. Theriault | Management | For | For | For | None | |||||||||||||
1.8 | Election of Director: Laurie A. Tucker | Management | For | For | For | None | |||||||||||||
1.9 | Election of Director: Sharen J. Turney | Management | For | For | For | None | |||||||||||||
2. | Advisory vote to approve executive | Management | For | For | For | None | |||||||||||||
3. | Ratification of the selection of Deloitte & | Management | For | For | For | None | |||||||||||||
| AMERICAN EXPRESS COMPANY |
|
| ||||||||||||||||
Security | 025816109 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AXP | Meeting Date | 07-May-2019 | ||||||||||||||||
ISIN | US0258161092 | Agenda | 934951953 - Management | ||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Charlene Barshefsky | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: John J. Brennan | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Peter Chernin | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Ralph de la Vega | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Anne Lauvergeon | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Michael O. Leavitt | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Theodore J. Leonsis | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Stephen J. Squeri | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Daniel L. Vasella | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: Ronald A. Williams | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: Christopher D. Young | Management | For | For | For | None | |||||||||||||
2. | Ratification of appointment of | Management | For | For | For | None | |||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | |||||||||||||
4. | Shareholder proposal relating to action by | Shareholder | Against | Against | For | None | |||||||||||||
5. | Shareholder proposal relating to deducting | Shareholder | Against | Against | For | None | |||||||||||||
6. | Shareholder proposal relating to gender pay | Shareholder | Against | Against | For | None | |||||||||||||
| AUTONATION, INC. |
|
| ||||||||||||||||
Security | 05329W102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AN | Meeting Date | 18-Apr-2019 | ||||||||||||||||
ISIN | US05329W1027 | Agenda | 934936216 - Management | ||||||||||||||||
Record Date | 20-Feb-2019 | Holding Recon Date | 20-Feb-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1.1 | Election of Director: Michael J. Jackson | Management | For | For | For | None | |||||||||||||
1.2 | Election of Director: Thomas J. Baltimore, | Management | For | For | For | None | |||||||||||||
1.3 | Election of Director: Rick L. Burdick | Management | For | For | For | None | |||||||||||||
1.4 | Election of Director: David B. Edelson | Management | For | For | For | None | |||||||||||||
1.5 | Election of Director: Steven L. Gerard | Management | For | For | For | None | |||||||||||||
1.6 | Election of Director: Robert R. Grusky | Management | For | For | For | None | |||||||||||||
1.7 | Election of Director: Carl C. Liebert III | Management | For | For | For | None | |||||||||||||
1.8 | Election of Director: G. Mike Mikan | Management | For | For | For | None | |||||||||||||
1.9 | Election of Director: Jacqueline A. | Management | For | For | For | None | |||||||||||||
2. | Ratification of the selection of KPMG LLP | Management | For | For | For | None | |||||||||||||
3. | Adoption of stockholder proposal regarding | Shareholder | Against | Against | For | None | |||||||||||||
| AUTOZONE, INC. |
|
| ||||||||||||||||
Security | 053332102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | AZO | Meeting Date | 19-Dec-2018 | ||||||||||||||||
ISIN | US0533321024 | Agenda | 934893721 - Management | ||||||||||||||||
Record Date | 22-Oct-2018 | Holding Recon Date | 22-Oct-2018 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Dec-2018 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Douglas H. Brooks | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Linda A. Goodspeed | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Earl G. Graves, Jr. | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Enderson Guimaraes | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: D. Bryan Jordan | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Gale V. King | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: W. Andrew McKenna | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: George R. Mrkonic, Jr. | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Luis P. Nieto | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: William C. Rhodes, III | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: Jill A. Soltau | Management | For | For | For | None | |||||||||||||
2. | Ratification of Ernst & Young LLP as | Management | For | For | For | None | |||||||||||||
3. | Approval of advisory vote on executive | Management | For | For | For | None | |||||||||||||
| BERKSHIRE HATHAWAY INC. |
|
| ||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 04-May-2019 | ||||||||||||||||
ISIN | US0846701086 | Agenda | 934943362 - Management | ||||||||||||||||
Record Date | 06-Mar-2019 | Holding Recon Date | 06-Mar-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1. | DIRECTOR | Management | |||||||||||||||||
1 | Warren E. Buffett | For | For | For | None | ||||||||||||||
2 | Charles T. Munger | For | For | For | None | ||||||||||||||
3 | Gregory E. Abel | For | For | For | None | ||||||||||||||
4 | Howard G. Buffett | For | For | For | None | ||||||||||||||
5 | Stephen B. Burke | For | For | For | None | ||||||||||||||
6 | Susan L. Decker | For | For | For | None | ||||||||||||||
7 | William H. Gates III | For | For | For | None | ||||||||||||||
8 | David S. Gottesman | For | For | For | None | ||||||||||||||
9 | Charlotte Guyman | For | For | For | None | ||||||||||||||
10 | Ajit Jain | For | For | For | None | ||||||||||||||
11 | Thomas S. Murphy | For | For | For | None | ||||||||||||||
12 | Ronald L. Olson | For | For | For | None | ||||||||||||||
13 | Walter Scott, Jr. | For | For | For | None | ||||||||||||||
14 | Meryl B. Witmer | For | For | For | None | ||||||||||||||
| BROOKFIELD ASSET MANAGEMENT INC. |
|
| ||||||||||||||||
Security | 112585104 | Meeting Type | Annual and Special Meeting | ||||||||||||||||
Ticker Symbol | BAM | Meeting Date | 14-Jun-2019 | ||||||||||||||||
ISIN | CA1125851040 | Agenda | 935032487 - Management | ||||||||||||||||
Record Date | 01-May-2019 | Holding Recon Date | 01-May-2019 | ||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 11-Jun-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1 | DIRECTOR | Management | |||||||||||||||||
1 | M. Elyse Allan | For | For | For | None | ||||||||||||||
2 | Angela F. Braly | For | For | For | None | ||||||||||||||
3 | M. Kempston Darkes | For | For | For | None | ||||||||||||||
4 | Murilo Ferreira | For | For | For | None | ||||||||||||||
5 | Frank J. McKenna | For | For | For | None | ||||||||||||||
6 | Rafael Miranda | For | For | For | None | ||||||||||||||
7 | Seek Ngee Huat | For | For | For | None | ||||||||||||||
8 | Diana L. Taylor | For | For | For | None | ||||||||||||||
2 | The appointment of Deloitte LLP as the | Management | For | For | For | None | |||||||||||||
3 | The Say on Pay Resolution set out in the | Management | For | For | For | None | |||||||||||||
4 | The 2019 Plan Resolution set out in the | Management | For | For | For | None | |||||||||||||
5 | The Shareholder Proposal One set out in | Shareholder | Against | Against | For | None | |||||||||||||
6 | The Shareholder Proposal Two set out in | Shareholder | Against | Against | For | None | |||||||||||||
| CARMAX, INC. |
|
| ||||||||||||||||
Security | 143130102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | KMX | Meeting Date | 25-Jun-2019 | ||||||||||||||||
ISIN | US1431301027 | Agenda | 935018805 - Management | ||||||||||||||||
Record Date | 18-Apr-2019 | Holding Recon Date | 18-Apr-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Jun-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1b. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1c. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1d. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1e. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1f. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1g. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1h. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1i. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1j. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
1k. | Election of Director for a one-year term: | Management | For | For | For | None | |||||||||||||
2. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | |||||||||||||
3. | To approve, in an advisory (non-binding) | Management | For | For | For | None | |||||||||||||
4. | To approve the CarMax, Inc. 2002 Stock | Management | For | For | For | None | |||||||||||||
5. | To vote on a shareholder proposal | Shareholder | Against | Against | For | None | |||||||||||||
| CIMPRESS N.V. |
|
| ||||||||||||||||
Security | N20146101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | CMPR | Meeting Date | 13-Nov-2018 | ||||||||||||||||
ISIN | NL0009272269 | Agenda | 934890977 - Management | ||||||||||||||||
Record Date | 16-Oct-2018 | Holding Recon Date | 16-Oct-2018 | ||||||||||||||||
City / | Country | / | Netherlands | Vote Deadline Date | 12-Nov-2018 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1. | Approve the amendment and restatement | Management | For | For | For | None | |||||||||||||
2. | Appoint Robert S. Keane as an executive | Management | For | For | For | None | |||||||||||||
3. | Appoint Scott Vassalluzzo as a non- | Management | For | For | For | None | |||||||||||||
4. | Appoint Sophie A. Gasperment as a non- | Management | For | For | For | None | |||||||||||||
5. | Appoint John J. Gavin, Jr. as a non- | Management | For | For | For | None | |||||||||||||
6. | Appoint Zachary S. Sternberg as a non- | Management | For | For | For | None | |||||||||||||
7. | Vote on a non-binding "say on pay" | Management | For | For | For | None | |||||||||||||
8. | Adopt our statutory annual accounts for the | Management | For | For | For | None | |||||||||||||
9. | Discharge the members of our | Management | For | For | For | None | |||||||||||||
10. | Discharge the members of our Supervisory | Management | For | For | For | None | |||||||||||||
11. | Authorize the Board of Directors to | Management | For | For | For | None | |||||||||||||
12. | Authorize the Board of Directors to issue | Management | For | For | For | None | |||||||||||||
13. | Authorize the Board of Directors to exclude | Management | For | For | For | None | |||||||||||||
14. | Appoint PricewaterhouseCoopers LLP as | Management | For | For | For | None | |||||||||||||
15. | Approve a Remuneration Policy for our | Management | For | For | For | None | |||||||||||||
16. | Approve the grant of ordinary share awards | Management | For | For | For | None | |||||||||||||
17. | Approve an amendment to our 2016 | Management | For | For | For | None | |||||||||||||
| EXPRESS SCRIPTS HOLDING COMPANY |
|
| ||||||||||||||||
Security | 30219G108 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | ESRX | Meeting Date | 24-Aug-2018 | ||||||||||||||||
ISIN | US30219G1085 | Agenda | 934858309 - Management | ||||||||||||||||
Record Date | 12-Jul-2018 | Holding Recon Date | 12-Jul-2018 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Aug-2018 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1. | A proposal to adopt the Agreement and | Management | For | For | For | None | |||||||||||||
2. | A proposal to approve the adjournment of | Management | For | For | For | None | |||||||||||||
3. | A proposal to approve, by a non-binding | Management | For | For | For | None | |||||||||||||
| FEDEX CORPORATION |
|
| ||||||||||||||||
Security | 31428X106 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | FDX | Meeting Date | 24-Sep-2018 | ||||||||||||||||
ISIN | US31428X1063 | Agenda | 934865594 - Management | ||||||||||||||||
Record Date | 30-Jul-2018 | Holding Recon Date | 30-Jul-2018 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Sep-2018 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: John A. Edwardson | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Marvin R. Ellison | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Susan Patricia Griffith | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: John C. ("Chris") Inglis | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Kimberly A. Jabal | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Shirley Ann Jackson | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: R. Brad Martin | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Joshua Cooper Ramo | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Susan C. Schwab | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: Frederick W. Smith | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: David P. Steiner | Management | For | For | For | None | |||||||||||||
1l. | Election of Director: Paul S. Walsh | Management | For | For | For | None | |||||||||||||
2. | Advisory vote to approve named executive | Management | For | For | For | None | |||||||||||||
3. | Ratification of independent registered public | Management | For | For | For | None | |||||||||||||
4. | Stockholder proposal regarding lobbying | Shareholder | Against | Against | For | None | |||||||||||||
5. | Stockholder proposal regarding shareholder | Shareholder | Against | Against | For | None | |||||||||||||
6. | Stockholder proposal regarding shareholder | Shareholder | Against | Against | For | None | |||||||||||||
| HANESBRANDS INC. |
|
| ||||||||||||||||
Security | 410345102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | HBI | Meeting Date | 23-Apr-2019 | ||||||||||||||||
ISIN | US4103451021 | Agenda | 934934527 - Management | ||||||||||||||||
Record Date | 19-Feb-2019 | Holding Recon Date | 19-Feb-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Geralyn R. Breig | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Gerald W. Evans, Jr. | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Bobby J. Griffin | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: James C. Johnson | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Franck J. Moison | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Robert F. Moran | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Ronald L. Nelson | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: David V. Singer | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Ann E. Ziegler | Management | For | For | For | None | |||||||||||||
2. | To ratify the appointment of | Management | For | For | For | None | |||||||||||||
3. | To approve, on an advisory basis, executive | Management | For | For | For | None | |||||||||||||
| INGREDION INC |
|
| ||||||||||||||||
Security | 457187102 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | INGR | Meeting Date | 15-May-2019 | ||||||||||||||||
ISIN | US4571871023 | Agenda | 934969568 - Management | ||||||||||||||||
Record Date | 18-Mar-2019 | Holding Recon Date | 18-Mar-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Luis Aranguren-Trellez | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: David B. Fischer | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Paul Hanrahan | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Rhonda L. Jordan | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Gregory B. Kenny | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Barbara A. Klein | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Victoria J. Reich | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Jorge A. Uribe | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Dwayne A. Wilson | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: James P. Zallie | Management | For | For | For | None | |||||||||||||
2. | To approve, by advisory vote, the | Management | For | For | For | None | |||||||||||||
3. | To ratify the appointment of KPMG LLP as | Management | For | For | For | None | |||||||||||||
| INTERNATIONAL BUSINESS MACHINES CORP. |
|
| ||||||||||||||||
Security | 459200101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 30-Apr-2019 | ||||||||||||||||
ISIN | US4592001014 | Agenda | 934941849 - Management | ||||||||||||||||
Record Date | 01-Mar-2019 | Holding Recon Date | 01-Mar-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1b. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1c. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1d. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1e. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1f. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1g. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1h. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1i. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1j. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1k. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
1l. | Election of Director for a Term of One Year: | Management | For | For | For | None | |||||||||||||
2. | Ratification of Appointment of Independent | Management | For | For | For | None | |||||||||||||
3. | Advisory Vote on Executive Compensation. | Management | For | For | For | None | |||||||||||||
4. | Approval of Long-Term Incentive | Management | For | For | For | None | |||||||||||||
5. | Stockholder Proposal on the Right to Act by | Shareholder | Against | Against | For | None | |||||||||||||
6. | Stockholder Proposal to Have an | Shareholder | Against | Against | For | None | |||||||||||||
| LKQ CORPORATION |
|
| ||||||||||||||||
Security | 501889208 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | LKQ | Meeting Date | 06-May-2019 | ||||||||||||||||
ISIN | US5018892084 | Agenda | 934948110 - Management | ||||||||||||||||
Record Date | 08-Mar-2019 | Holding Recon Date | 08-Mar-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: A. Clinton Allen | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Meg A. Divitto | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Robert M. Hanser | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Joseph M. Holsten | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Blythe J. McGarvie | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: John W. Mendel | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Jody G. Miller | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: John F. O'Brien | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Guhan Subramanian | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: William M. Webster, IV | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: Dominick Zarcone | Management | For | For | For | None | |||||||||||||
2. | Ratification of the appointment of Deloitte & | Management | For | For | For | None | |||||||||||||
3. | Approval, on an advisory basis, of the | Management | For | For | For | None | |||||||||||||
| QUALCOMM INCORPORATED |
|
| ||||||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 12-Mar-2019 | ||||||||||||||||
ISIN | US7475251036 | Agenda | 934921568 - Management | ||||||||||||||||
Record Date | 14-Jan-2019 | Holding Recon Date | 14-Jan-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Mar-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Barbara T. Alexander | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Mark Fields | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Jeffrey W. Henderson | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Ann M. Livermore | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Harish Manwani | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Mark D. McLaughlin | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Steve Mollenkopf | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Clark T. Randt, Jr. | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Francisco Ros | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: Irene B. Rosenfeld | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: Neil Smit | Management | For | For | For | None | |||||||||||||
1l. | Election of Director: Anthony J. Vinciquerra | Management | For | For | For | None | |||||||||||||
2. | To ratify the selection of | Management | For | For | For | None | |||||||||||||
3. | To approve, on an advisory basis, our | Management | For | For | For | None | |||||||||||||
| SPECTRUM BRANDS HOLDINGS INC |
|
| ||||||||||||||||
Security | 84763R101 | Meeting Type | Special | ||||||||||||||||
Ticker Symbol | SPB | Meeting Date | 13-Jul-2018 | ||||||||||||||||
ISIN | US84763R1014 | Agenda | 934848649 - Management | ||||||||||||||||
Record Date | 17-May-2018 | Holding Recon Date | 17-May-2018 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Jul-2018 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1. | Adopt the Agreement and Plan of Merger, | Management | For | For | For | None | |||||||||||||
2. | Adjournment of Meeting to another date & | Management | For | For | For | None | |||||||||||||
3. | Amendment of the HRG certificate of | Management | For | For | For | None | |||||||||||||
4. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||
5. | Amendment of the HRG certificate of | Management | For | For | For | None | |||||||||||||
6. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||
7. | To approve, on a non-binding, advisory | Management | For | For | For | None | |||||||||||||
8. | Amendment of the HRG certificate of | Management | For | For | For | None | |||||||||||||
| SUNCOR ENERGY INC. |
|
| ||||||||||||||||
Security | 867224107 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | SU | Meeting Date | 02-May-2019 | ||||||||||||||||
ISIN | CA8672241079 | Agenda | 934957955 - Management | ||||||||||||||||
Record Date | 11-Mar-2019 | Holding Recon Date | 11-Mar-2019 | ||||||||||||||||
City / | Country | / | Canada | Vote Deadline Date | 29-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1 | DIRECTOR | Management | |||||||||||||||||
1 | Patricia M. Bedient | For | For | For | None | ||||||||||||||
2 | Mel E. Benson | For | For | For | None | ||||||||||||||
3 | John D. Gass | For | For | For | None | ||||||||||||||
4 | Dennis M. Houston | For | For | For | None | ||||||||||||||
5 | Mark S. Little | For | For | For | None | ||||||||||||||
6 | Brian P. MacDonald | For | For | For | None | ||||||||||||||
7 | Maureen McCaw | For | For | For | None | ||||||||||||||
8 | Eira M. Thomas | For | For | For | None | ||||||||||||||
9 | Michael M. Wilson | For | For | For | None | ||||||||||||||
2 | Appointment of KPMG LLP as auditor of | Management | For | For | For | None | |||||||||||||
3 | To accept the approach to executive | Management | For | For | For | None | |||||||||||||
| T. ROWE PRICE GROUP, INC. |
|
| ||||||||||||||||
Security | 74144T108 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | TROW | Meeting Date | 25-Apr-2019 | ||||||||||||||||
ISIN | US74144T1088 | Agenda | 934937991 - Management | ||||||||||||||||
Record Date | 22-Feb-2019 | Holding Recon Date | 22-Feb-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: Mark S. Bartlett | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Mary K. Bush | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Dr. Freeman A. | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Robert F. MacLellan | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Olympia J. Snowe | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: William J. Stromberg | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Richard R. Verma | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: Alan D. Wilson | Management | For | For | For | None | |||||||||||||
2. | To approve, by a non-binding advisory vote, | Management | For | For | For | None | |||||||||||||
3. | Ratification of the appointment of KPMG | Management | For | For | For | None | |||||||||||||
| WELLS FARGO & COMPANY |
|
| ||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2019 | ||||||||||||||||
ISIN | US9497461015 | Agenda | 934941584 - Management | ||||||||||||||||
Record Date | 26-Feb-2019 | Holding Recon Date | 26-Feb-2019 | ||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2019 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||
| Item | Proposal |
| Proposed | Vote | Management | For/Against | Preferred Provider |
| ||||||||||
1a. | Election of Director: John D. Baker II | Management | For | For | For | None | |||||||||||||
1b. | Election of Director: Celeste A. Clark | Management | For | For | For | None | |||||||||||||
1c. | Election of Director: Theodore F. Craver, Jr. | Management | For | For | For | None | |||||||||||||
1d. | Election of Director: Elizabeth A. Duke | Management | For | For | For | None | |||||||||||||
1e. | Election of Director: Wayne M. Hewett | Management | For | For | For | None | |||||||||||||
1f. | Election of Director: Donald M. James | Management | For | For | For | None | |||||||||||||
1g. | Election of Director: Maria R. Morris | Management | For | For | For | None | |||||||||||||
1h. | Election of Director: Juan A. Pujadas | Management | For | For | For | None | |||||||||||||
1i. | Election of Director: James H. Quigley | Management | For | For | For | None | |||||||||||||
1j. | Election of Director: Ronald L. Sargent | Management | For | For | For | None | |||||||||||||
1k. | Election of Director: C. Allen Parker | Management | For | For | For | None | |||||||||||||
1l. | Election of Director: Suzanne M. Vautrinot | Management | For | For | For | None | |||||||||||||
2. | Advisory resolution to approve executive | Management | For | For | For | None | |||||||||||||
3. | Approve the Company's Amended and | Management | For | For | For | None | |||||||||||||
4. | Ratify the appointment of KPMG LLP as the | Management | For | For | For | None | |||||||||||||
5. | Shareholder Proposal - Report on | Shareholder | Against | Against | For | None | |||||||||||||
6. | Shareholder Proposal - Report on Global | Shareholder | Against | Against | For | None |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BLUE CHIP INVESTOR FUNDS
By: /s/Ross C. Provence
Ross C. Provence, President
Date: 8/6/19