Report of Votes of Stockholders
The Annual Meeting of Stockholders was held on October 29, 2020. Stockholders voted to elect four Class III Directors to
serve until the Annual Meeting of Stockholders in 2023, or until their successors are elected and qualified. Class I Directors
(which include Marc Gary, Michael M. Knetter and Peter P. Trapp (preferred stock only)) and the Class II Directors (which
include Michael J. Cosgrove, Deborah C. McLean, George W. Morriss (preferred stock only) and Tom D. Seip) continue to
hold office until the Annual Meeting in 2021 and 2022, respectively.
To elect four Class III Directors to serve until the Annual Meeting of Stockholders in 2023 or until their successors
are elected and qualified.
CALIFORNIA
Shares of Common and Preferred Stock Votes For
Votes
Withheld Abstentions
Broker
Non-Votes
Joseph V. Amato 4,203,980 514,344 — —
Martha C. Goss 4,195,642 522,682 — —
James G. Stavridis 4,203,980 514,344 — —
Candace L. Straight 4,204,568 513,756 — —
MUNICIPAL
Shares of Common and Preferred Stock Votes For
Votes
Withheld Abstentions
Broker
Non-Votes
Joseph V. Amato 13,730,541 340,219 — —
Martha C. Goss 13,664,408 406,352 — —
James G. Stavridis 13,725,591 345,169 — —
Candace L. Straight 13,536,169 534,591 — —
NEW YORK
Shares of Common and Preferred Stock Votes For
Votes
Withheld Abstentions
Broker
Non-Votes
Joseph V. Amato 3,697,839 554,667 — —
Martha C. Goss 3,646,518 605,988 — —
James G. Stavridis 3,693,794 558,712 — —
Candace L. Straight 3,646,184 606,322 — —
Information Classification: Limited Access