The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALTABA INC | Equity | 021346101 | 10,490 | 181,051 | SH | SOLE | 153,381 | 0 | 27,670 | ||
ASPEN INSURANCE HOLDINGS LTD | Equity | G05384105 | 34,890 | 830,910 | SH | SOLE | 762,945 | 0 | 65,917 | ||
ANTERO MIDSTREAM PARTNERS LP | Equity | 03673L103 | 1,951 | 91,200 | SH | SOLE | 90,800 | 0 | 0 | ||
ACCESS NATL CORP | Equity | 004337101 | 2,703 | 126,715 | SH | SOLE | 126,215 | 0 | 0 | ||
AIR PRODS & CHEMS INC | Equity | 009158106 | 1,890 | 11,807 | SH | SOLE | 9,446 | 0 | 2,361 | ||
APPTIO INC | Equity | 03835C108 | 27,300 | 719,175 | SH | SOLE | 715,871 | 0 | 0 | ||
ARLO TECHNOLOGIES INC | Equity Call | 04206A901 | 3 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ARLO TECHNOLOGIES INC | Equity | 04206A101 | 134 | 13,423 | SH | SOLE | 13,423 | 0 | 0 | ||
ARCONIC INC | Equity Put | 03965L950 | 101 | 156,400 | SH | Put | SOLE | 126,700 | 0 | 29,700 | |
RTI INTL METALS INC | Corporate Bond | 74973WAB3 | 16,331 | 16,298,000 | PRN | SOLE | 13,710,000 | 0 | 2,588,000 | ||
ARCONIC INC | Equity | 03965L100 | 2,709 | 160,669 | SH | SOLE | 130,605 | 0 | 30,064 | ||
AVAYA HLDGS CORP | Equity | 05351X101 | 135 | 39,900 | SH | SOLE | 30,708 | 0 | 9,192 | ||
BELMOND LTD | Equity | G1154H107 | 23,944 | 956,600 | SH | SOLE | 904,893 | 0 | 48,476 | ||
BOJANGLES INC | Equity | 097488100 | 14,930 | 928,503 | SH | SOLE | 924,417 | 0 | 0 | ||
BAYTEX ENERGY CORP | Equity | 07317Q105 | 826 | 469,467 | SH | SOLE | 469,467 | 0 | 0 | ||
CAMECO CORP | Equity | 13321L108 | 227 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CHESAPEAKE ENERGY CORP | Equity Call | 165167907 | 4 | 750,800 | SH | Call | SOLE | 747,900 | 0 | 0 | |
CIVITAS SOLUTIONS INC | Equity | 17887R102 | 9,200 | 525,410 | SH | SOLE | 523,037 | 0 | 0 | ||
CNX MIDSTREAM PARTNERS LP | Equity | 12654A101 | 260 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
CONVERGEONE HLDGS INC | Equity | 212481105 | 7,686 | 620,825 | SH | SOLE | 618,116 | 0 | 0 | ||
DISNEY WALT CO | Equity Put | 254687956 | 379 | 350,200 | SH | Put | SOLE | 330,600 | 0 | 18,600 | |
DOMINION ENERGY MIDSTRM PRTN | Equity | 257454108 | 4,546 | 251,973 | SH | SOLE | 250,874 | 0 | 0 | ||
DUN & BRADSTREET CORP DEL NE | Equity | 26483E100 | 70,498 | 493,893 | SH | SOLE | 453,794 | 0 | 38,813 | ||
ENCANA CORP | Equity | 292505104 | 7,307 | 1,264,168 | SH | SOLE | 1,159,935 | 0 | 101,049 | ||
ENGILITY HLDGS INC NEW | Equity | 29286C107 | 6,790 | 238,577 | SH | SOLE | 237,480 | 0 | 0 | ||
ENLINK MIDSTREAM PARTNERS LP | Equity | 29336U107 | 13,566 | 1,232,143 | SH | SOLE | 1,226,494 | 0 | 0 | ||
EQGP HOLDINGS LP | Equity | 26885J103 | 1,470 | 73,665 | SH | SOLE | 73,327 | 0 | 0 | ||
ELECTRO SCIENTIFIC INDS | Equity | 285229100 | 5,455 | 182,086 | SH | SOLE | 181,285 | 0 | 0 | ||
ESTERLINE TECHNOLOGIES CORP | Equity | 297425100 | 27,871 | 229,484 | SH | SOLE | 228,480 | 0 | 0 | ||
FCB FINL HLDGS INC | Equity | 30255G103 | 50,922 | 1,516,433 | SH | SOLE | 1,509,460 | 0 | 0 | ||
FINISAR CORP | Equity Call | 31787A907 | 97 | 100,300 | SH | Call | SOLE | 99,900 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | Equity Put | 90130A951 | 207 | 2,955,300 | SH | Put | SOLE | 2,797,800 | 0 | 157,300 | |
TWENTY FIRST CENTY FOX INC | Equity | 90130A101 | 135,049 | 3,194,802 | SH | SOLE | 3,018,155 | 0 | 167,371 | ||
GAMESTOP CORP NEW | Equity | 36467W109 | 2,225 | 176,305 | SH | SOLE | 141,567 | 0 | 34,738 | ||
GOGO INC | Convertible Bond | 38046CAB5 | 187 | 220,000 | PRN | SOLE | 220,000 | 0 | 0 | ||
GLOBALSTAR INC | Equity | 378973408 | 64 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
HOME DEPOT INC | Equity | 437076102 | 4,271 | 24,857 | SH | SOLE | 19,934 | 0 | 4,923 | ||
HORTONWORKS INC | Equity | 440894103 | 7,295 | 505,897 | SH | SOLE | 503,690 | 0 | 0 | ||
INFRAREIT INC | REIT | 45685L100 | 26,334 | 1,252,799 | SH | SOLE | 1,241,943 | 0 | 5,339 | ||
HERC HLDGS INC | Equity Put | 42704L954 | 110 | 68,700 | SH | Put | SOLE | 56,700 | 0 | 12,000 | |
HERC HLDGS INC | Equity | 42704L104 | 4,156 | 159,921 | SH | SOLE | 132,060 | 0 | 27,861 | ||
INTEGRATED DEVICE TECHNOLOGY | Convertible Bond | 458118AC0 | 1,548 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
INTEGRATED DEVICE TECHNOLOGY | Equity | 458118106 | 37,621 | 776,802 | SH | SOLE | 713,736 | 0 | 61,068 | ||
II VI INC | Equity | 902104108 | 651 | 20,052 | SH | SOLE | 19,972 | 0 | 0 | ||
IMPERVA INC | Equity | 45321L100 | 70,165 | 1,259,927 | SH | SOLE | 1,175,608 | 0 | 80,524 | ||
INVESTMENT TECHNOLOGY GRP NE | Equity | 46145F105 | 10,170 | 336,311 | SH | SOLE | 335,000 | 0 | 0 | ||
LEAR CORP | Equity | 521865204 | 362 | 2,947 | SH | SOLE | 2,400 | 0 | 547 | ||
L3 TECHNOLOGIES INC | Equity | 502413107 | 12,477 | 71,847 | SH | SOLE | 71,563 | 0 | 0 | ||
MACERICH CO | Equity Call | 554382901 | 5 | 100,000 | SH | Call | SOLE | 80,000 | 0 | 20,000 | |
MINDBODY INC | Equity | 60255W105 | 22,095 | 607,000 | SH | SOLE | 557,249 | 0 | 48,147 | ||
MB FINANCIAL INC NEW | Equity | 55264U108 | 55,589 | 1,402,697 | SH | SOLE | 1,396,296 | 0 | 0 | ||
MAGNA INTL INC | Equity | 559222401 | 437 | 9,604 | SH | SOLE | 7,821 | 0 | 1,783 | ||
NAVIGATORS GROUP INC | Equity | 638904102 | 37,169 | 534,876 | SH | SOLE | 532,576 | 0 | 0 | ||
NOBLE ENERGY INC | Equity | 655044105 | 300 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
NATIONAL COMM CORP | Equity | 63546L102 | 4,014 | 111,497 | SH | SOLE | 111,055 | 0 | 0 | ||
NII HLDGS INC | Equity | 62913F508 | 1,961 | 444,712 | SH | SOLE | 444,712 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | Equity | 655844108 | 2,830 | 18,924 | SH | SOLE | 15,260 | 0 | 3,664 | ||
NETGEAR INC | Equity | 64111Q104 | 12,935 | 248,614 | SH | SOLE | 199,690 | 0 | 48,924 | ||
NUTRI SYS INC NEW | Equity | 67069D108 | 16,633 | 379,051 | SH | SOLE | 348,260 | 0 | 29,806 | ||
NXP SEMICONDUCTORS N V | Convertible Bond | 62952QAB6 | 1,502 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
NXSTAGE MEDICAL INC | Equity | 67072V103 | 8,437 | 294,790 | SH | SOLE | 274,553 | 0 | 19,378 | ||
PANDORA MEDIA INC | Equity | 698354107 | 21,210 | 2,621,808 | SH | SOLE | 2,610,472 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 10,098 | 1,364,531 | SH | SOLE | 1,254,567 | 0 | 106,430 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 1,634 | 318,518 | SH | SOLE | 268,808 | 0 | 49,710 | ||
PAPA JOHNS INTL INC | Equity Put | 698813952 | 666 | 88,200 | SH | Put | SOLE | 71,400 | 0 | 16,800 | |
PAPA JOHNS INTL INC | Equity | 698813102 | 3,511 | 88,200 | SH | SOLE | 71,341 | 0 | 16,859 | ||
QUAD / GRAPHICS INC | Equity | 747301109 | 2,378 | 193,025 | SH | SOLE | 163,725 | 0 | 29,300 | ||
RENT A CTR INC NEW | Equity | 76009N100 | 39,496 | 2,439,551 | SH | SOLE | 2,309,975 | 0 | 121,533 | ||
RED HAT INC | Equity | 756577102 | 33,543 | 190,976 | SH | SOLE | 175,374 | 0 | 15,128 | ||
ROVI CORP | Convertible Bond | 779376AD4 | 950 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
RANGE RES CORP | Equity | 75281A109 | 263 | 27,500 | SH | SOLE | 27,500 | 0 | 0 | ||
SCANA CORP NEW | Equity | 80589M102 | 28,967 | 606,266 | SH | SOLE | 556,699 | 0 | 47,969 | ||
SPARTON CORP | Equity | 847235108 | 7,412 | 407,450 | SH | SOLE | 405,672 | 0 | 0 | ||
STATE BK FINL CORP | Equity | 856190103 | 28,973 | 1,341,951 | SH | SOLE | 1,269,415 | 0 | 68,004 | ||
SYNAPTICS INC | Convertible Bond | 87157DAD1 | 1,315 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
TENNECO INC | Equity | 880349105 | 341 | 12,462 | SH | SOLE | 10,148 | 0 | 2,314 | ||
TRIBUNE PUBG CO NEW | Equity | 89609W107 | 304 | 26,790 | SH | SOLE | 26,790 | 0 | 0 | ||
TRIBUNE MEDIA CO | Equity | 896047503 | 89,843 | 1,979,797 | SH | SOLE | 1,819,684 | 0 | 154,960 | ||
TRINITY INDS INC | Equity | 896522109 | 3,722 | 180,767 | SH | SOLE | 146,561 | 0 | 34,206 | ||
TRONOX LTD | Equity | Q9235V101 | 245 | 31,500 | SH | SOLE | 31,500 | 0 | 0 | ||
TESARO INC | Equity Put | 881569957 | 92 | 262,400 | SH | Put | SOLE | 240,900 | 0 | 20,900 | |
TESARO INC | Equity | 881569107 | 19,702 | 265,350 | SH | SOLE | 243,844 | 0 | 20,813 | ||
TRAVELPORT WORLDWIDE LTD | Equity | G9019D104 | 27,788 | 1,778,991 | SH | SOLE | 1,683,747 | 0 | 89,332 | ||
UNIVAR INC | Equity Call | 91336L907 | 5 | 41,500 | SH | Call | SOLE | 41,500 | 0 | 0 | |
U S G CORP | Equity | 903293405 | 23,417 | 548,917 | SH | SOLE | 546,487 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | Equity Put | 913017959 | 17 | 555,700 | SH | Put | SOLE | 553,600 | 0 | 0 | |
VISTEON CORP | Equity | 92839U206 | 262 | 4,343 | SH | SOLE | 3,537 | 0 | 806 | ||
VALERO ENERGY PARTNERS LP | Equity | 91914J102 | 48,357 | 1,146,713 | SH | SOLE | 1,141,692 | 0 | 0 | ||
VECTREN CORP | Equity | 92240G101 | 104,682 | 1,454,314 | SH | SOLE | 1,354,436 | 0 | 95,637 | ||
WYNDHAM HOTELS & RESORTS INC | Equity Put | 98311A955 | 25 | 11,100 | SH | Put | SOLE | 9,100 | 0 | 2,000 | |
WYNDHAM HOTELS & RESORTS INC | Equity | 98311A105 | 2,383 | 52,530 | SH | SOLE | 42,877 | 0 | 9,653 | ||
WILDHORSE RESOURCE DEV CORP | Equity | 96812T102 | 6,458 | 457,679 | SH | SOLE | 455,548 | 0 | 0 | ||
SELECT SECTOR SPDR TR | Equity | 81369Y704 | 3,773 | 58,583 | SH | SOLE | 47,108 | 0 | 11,475 | ||
XEROX CORP | Equity | 984121608 | 6,875 | 347,913 | SH | SOLE | 282,239 | 0 | 65,674 | ||
ZAYO GROUP HLDGS INC | Equity Put | 98919V955 | 16 | 26,000 | SH | Put | SOLE | 21,000 | 0 | 5,000 | |
ZAYO GROUP HLDGS INC | Equity | 98919V105 | 1,880 | 82,311 | SH | SOLE | 66,237 | 0 | 16,074 |