The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN CAMPUS CMNTYS INC | Equity | 024835100 | 37,075 | 575,066 | SH | SOLE | 542,348 | 0 | 32,718 | ||
AECOM | Equity | 00766T100 | 326 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AEROJET ROCKETDYNE HLDGS INC | Equity | 007800105 | 27,250 | 671,186 | SH | SOLE | 625,300 | 0 | 45,886 | ||
ADVANCED MICRO DEVICES INC | Equity | 007903107 | 413 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
ATOTECH LTD | Equity | G0625A105 | 16,514 | 853,462 | SH | SOLE | 853,462 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | Equity | 00507V109 | 63,330 | 813,380 | SH | SOLE | 766,505 | 0 | 46,875 | ||
AURA BIOSCIENCES INC | Equity | 05153U107 | 206 | 14,541 | SH | SOLE | 14,541 | 0 | 0 | ||
YAMANA GOLD INC | Equity Put | 98462Y950 | 1,017 | 1,182,400 | SH | Put | SOLE | 1,182,400 | 0 | 0 | |
YAMANA GOLD INC | Equity | 98462Y100 | 5,498 | 1,182,400 | SH | SOLE | 1,182,400 | 0 | 0 | ||
BIOHAVEN PHARMACTL HLDG CO L | Equity | G11196105 | 28,579 | 196,133 | SH | SOLE | 185,917 | 0 | 10,216 | ||
ALLBIRDS INC | Equity | 01675A109 | 39 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACK KNIGHT INC | Equity | 09215C105 | 7,540 | 115,310 | SH | SOLE | 109,111 | 0 | 6,199 | ||
BLUEROCK RESIDENTIAL GWT REI | Equity | 09627J102 | 8,155 | 310,186 | SH | SOLE | 310,186 | 0 | 0 | ||
CMC MATERIALS INC | Equity | 12571T100 | 1,883 | 10,791 | SH | SOLE | 10,791 | 0 | 0 | ||
CDK GLOBAL INC | Equity | 12508E101 | 56,001 | 1,022,477 | SH | SOLE | 964,744 | 0 | 57,733 | ||
CHANGE HEALTHCARE INC | Equity | 15912K100 | 71,565 | 3,103,429 | SH | SOLE | 2,861,439 | 0 | 241,990 | ||
CORNERSTONE BLDG BRANDS INC | Equity | 21925D109 | 43,290 | 1,767,673 | SH | SOLE | 1,676,688 | 0 | 90,985 | ||
COHERENT INC | Equity | 192479103 | 649 | 2,439 | SH | SOLE | 2,439 | 0 | 0 | ||
CATCHMARK TIMBER TR INC | Equity | 14912Y202 | 7,581 | 753,561 | SH | SOLE | 753,561 | 0 | 0 | ||
CITRIX SYS INC | Equity | 177376100 | 51,753 | 532,601 | SH | SOLE | 502,761 | 0 | 29,840 | ||
COVETRUS INC | Equity | 22304C100 | 25,842 | 1,245,380 | SH | SOLE | 1,175,783 | 0 | 69,597 | ||
CAESARS ENTERTAINMENT INC NE | Equity Call | 12769G900 | 52 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
DUKE REALTY CORP | Equity | 264411505 | 13,952 | 253,912 | SH | SOLE | 239,482 | 0 | 14,430 | ||
FIRST HORIZON CORPORATION | Equity | 320517105 | 54,106 | 2,475,113 | SH | SOLE | 2,342,216 | 0 | 132,897 | ||
FIVE9 INC | Convertible Bond | 338307AD3 | 2,928 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
FIVE9 INC | Equity | 338307101 | 404 | 4,433 | SH | SOLE | 4,433 | 0 | 0 | ||
GCP APPLIED TECHNOLOGIES INC | Equity | 36164Y101 | 1,229 | 39,294 | SH | SOLE | 39,294 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | Equity | 362409104 | 372 | 59,465 | SH | SOLE | 59,465 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | Equity | 416515104 | 1,221 | 18,667 | SH | SOLE | 18,667 | 0 | 0 | ||
HEMISPHERE MEDIA GROUP INC | Equity | 42365Q103 | 393 | 51,447 | SH | SOLE | 51,447 | 0 | 0 | ||
KAMAN CORP | Convertible Bond | 483548AF0 | 2,821 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
LHC GROUP INC | Equity | 50187A107 | 42,768 | 274,614 | SH | SOLE | 258,675 | 0 | 15,939 | ||
MANTECH INTERNATIONAL CORP | Equity | 564563104 | 20,021 | 209,755 | SH | SOLE | 198,411 | 0 | 11,344 | ||
MONEYGRAM INTL INC | Equity | 60935Y208 | 789 | 78,911 | SH | SOLE | 78,911 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K106 | 4,310 | 3,264,860 | SH | SOLE | 3,264,860 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K114 | 0 | 338,520 | SH | SOLE | 338,520 | 0 | 0 | ||
MANNING & NAPIER INC | Equity | 56382Q102 | 410 | 32,851 | SH | SOLE | 32,851 | 0 | 0 | ||
MANDIANT INC | Equity | 562662106 | 69,761 | 3,197,128 | SH | SOLE | 3,012,691 | 0 | 184,437 | ||
MOMENTIVE GLOBAL INC | Equity | 60878Y108 | 21,410 | 2,432,967 | SH | SOLE | 2,289,951 | 0 | 143,016 | ||
MERITOR INC | Equity | 59001K100 | 1,581 | 43,527 | SH | SOLE | 43,527 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | Equity | 55933J203 | 9,574 | 658,926 | SH | SOLE | 618,600 | 0 | 40,326 | ||
NIELSEN HLDGS PLC | Equity | G6518L108 | 57,755 | 2,487,275 | SH | SOLE | 2,331,858 | 0 | 155,417 | ||
NEOPHOTONICS CORP | Equity | 64051T100 | 18,115 | 1,151,614 | SH | SOLE | 1,151,614 | 0 | 0 | ||
NOMAD ROYALTY COMPANY LTD | Equity | 65532M606 | 316 | 44,766 | SH | SOLE | 44,766 | 0 | 0 | ||
NATUS MED INC DEL | Equity | 639050103 | 13,130 | 400,667 | SH | SOLE | 379,213 | 0 | 21,454 | ||
NVIDIA CORPORATION | Equity | 67066G104 | 303 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP | Equity | 674599105 | 250 | 4,250 | SH | SOLE | 4,250 | 0 | 0 | ||
PACIFIC BIOSCIENCES CALIF IN | Equity | 69404D108 | 197 | 44,549 | SH | SOLE | 44,549 | 0 | 0 | ||
PNM RES INC | Equity | 69349H107 | 48,274 | 1,010,332 | SH | SOLE | 951,737 | 0 | 58,595 | ||
PLANTRONICS INC NEW | Equity | 727493108 | 52,515 | 1,323,459 | SH | SOLE | 1,247,543 | 0 | 75,916 | ||
PARATEK PHARMACEUTICALS INC | Convertible Bond | 699374AB0 | 1,939 | 2,250,000 | PRN | SOLE | 2,250,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 95 | 48,987 | SH | SOLE | 48,987 | 0 | 0 | ||
PS BUSINESS PKS INC CALIF | Equity | 69360J107 | 2,446 | 13,069 | SH | SOLE | 13,069 | 0 | 0 | ||
RINGCENTRAL INC | Convertible Bond | 76680RAF4 | 2,538 | 3,105,000 | PRN | SOLE | 3,105,000 | 0 | 0 | ||
ROGERS CORP | Equity | 775133101 | 55,440 | 211,530 | SH | SOLE | 200,572 | 0 | 10,958 | ||
RATTLER MIDSTREAM LP | Equity | 75419T103 | 928 | 67,973 | SH | SOLE | 67,973 | 0 | 0 | ||
SANDERSON FARMS INC | Equity | 800013104 | 36,129 | 167,628 | SH | SOLE | 157,413 | 0 | 10,215 | ||
SAILPOINT TECHNOLOGIES HLDGS | Equity | 78781P105 | 43,484 | 693,752 | SH | SOLE | 653,467 | 0 | 40,285 | ||
SILICON MOTION TECHNOLOGY CO | Equity | 82706C108 | 10,235 | 122,287 | SH | SOLE | 115,701 | 0 | 6,586 | ||
SOUTH JERSEY INDS INC | Equity | 838518108 | 51,324 | 1,503,351 | SH | SOLE | 1,423,448 | 0 | 79,903 | ||
SNOWFLAKE INC | Equity | 833445109 | 243 | 1,750 | SH | SOLE | 1,750 | 0 | 0 | ||
SPOTIFY USA INC | Convertible Bond | 84921RAB6 | 2,762 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | Equity Call | 78462F903 | 1 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
BLOCK INC | Convertible Bond | 852234AF0 | 1,876 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
SIERRA ONCOLOGY INC | Equity | 82640U404 | 1,079 | 19,613 | SH | SOLE | 19,613 | 0 | 0 | ||
SWITCH INC | Equity | 87105L104 | 33,382 | 996,469 | SH | SOLE | 939,656 | 0 | 56,813 | ||
TENNECO INC | Equity | 880349105 | 33,595 | 1,957,755 | SH | SOLE | 1,858,031 | 0 | 99,724 | ||
TEGNA INC | Equity | 87901J105 | 58,292 | 2,779,781 | SH | SOLE | 2,633,554 | 0 | 146,227 | ||
TERMINIX GLOBAL HOLDINGS INC | Equity | 88087E100 | 17,736 | 436,309 | SH | SOLE | 412,937 | 0 | 23,372 | ||
TURNING POINT THERAPEUTICS I | Equity | 90041T108 | 27,799 | 369,417 | SH | SOLE | 350,393 | 0 | 19,024 | ||
TUFIN SOFTWARE TECHNOLOGIE | Equity | M8893U102 | 10,626 | 845,985 | SH | SOLE | 845,985 | 0 | 0 | ||
TWITTER INC | Convertible Bond | 90184LAF9 | 2,453 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
TWITTER INC | Equity | 90184L102 | 27,784 | 743,099 | SH | SOLE | 701,219 | 0 | 41,880 | ||
UNITI GROUP INC | Equity Call | 91325V908 | 1 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
UPHEALTH INC | Equity | 91532B101 | 53 | 88,750 | SH | SOLE | 88,750 | 0 | 0 | ||
VONAGE HLDGS CORP | Equity | 92886T201 | 50,515 | 2,681,289 | SH | SOLE | 2,529,764 | 0 | 151,525 | ||
VMWARE INC | Equity | 928563402 | 23,508 | 206,250 | SH | SOLE | 195,647 | 0 | 10,603 | ||
WELBILT INC | Equity | 949090104 | 64,857 | 2,723,931 | SH | SOLE | 2,578,237 | 0 | 145,694 | ||
WESCO INTL INC | Equity Call | 95082P905 | 260 | 46,000 | SH | Call | SOLE | 46,000 | 0 | 0 | |
WISDOMTREE INVESTMENTS | Convertible Bond | 97717PAD6 | 1,363 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
Willis Towers Watson PLC | Equity | 948626106 | 27,518 | 139,411 | SH | SOLE | 130,745 | 0 | 8,666 | ||
XPO LOGISTICS INC | Equity Call | 983793900 | 75 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 24 | 39,500 | SH | Call | SOLE | 39,500 | 0 | 0 | |
ALLEGHANY CORP MD | Equity | 017175100 | 75,321 | 90,411 | SH | SOLE | 84,951 | 0 | 5,460 | ||
ZENDESK INC | Convertible Bond | 98936JAD3 | 3,390 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
ZENDESK INC | Equity | 98936J101 | 38,075 | 514,035 | SH | SOLE | 482,810 | 0 | 31,225 | ||
LIGHTNING EMOTORS INC | Equity | 53228T119 | 0 | 53,913 | SH | SOLE | 53,913 | 0 | 0 | ||
ZAI LAB LTD | Equity | 98887Q104 | 277 | 8,000 | SH | SOLE | 8,000 | 0 | 0 |