The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ATLAS AIR WORLDWIDE HLDGS IN | Equity | 049164205 | 42,636 | 446,119 | SH | SOLE | 417,991 | 0 | 28,128 | ||
AERIE PHARMACEUTICALS INC | Equity | 00771V108 | 31,508 | 2,082,516 | SH | SOLE | 1,966,619 | 0 | 115,897 | ||
AEROJET ROCKETDYNE HLDGS INC | Equity | 007800105 | 25,944 | 648,755 | SH | SOLE | 602,869 | 0 | 45,886 | ||
ADVANCED MICRO DEVICES INC | Equity | 007903107 | 321 | 5,064 | SH | SOLE | 5,064 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | Equity | 00507V109 | 72,521 | 975,526 | SH | SOLE | 912,815 | 0 | 62,711 | ||
AURA BIOSCIENCES INC | Equity | 05153U107 | 194 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
BROADCOM INC | Equity Call | 11135F901 | 236 | 51,000 | SH | Call | SOLE | 48,000 | 0 | 3,000 | |
AVALARA INC | Convertible Bond | 05338GAB2 | 2,902 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
AVALARA INC | Equity | 05338G106 | 53,351 | 581,162 | SH | SOLE | 544,561 | 0 | 36,601 | ||
BIOHAVEN LTD | Equity | G1110E107 | 33,534 | 221,829 | SH | SOLE | 213,795 | 0 | 8,034 | ||
ALLBIRDS INC | Equity | 01675A109 | 30 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
BLACK KNIGHT INC | Equity | 09215C105 | 7,293 | 112,663 | SH | SOLE | 106,464 | 0 | 6,199 | ||
BLUEROCK RESIDENTIAL GWT REI | Equity | 09627J102 | 8,301 | 310,306 | SH | SOLE | 310,306 | 0 | 0 | ||
BTRS HOLDINGS INC | Equity | 11778X104 | 23,039 | 2,488,010 | SH | SOLE | 2,321,380 | 0 | 166,630 | ||
CANO HEALTH INC | Equity Call | 13781Y903 | 73 | 82,000 | SH | Call | SOLE | 82,000 | 0 | 0 | |
CANO HEALTH INC | Equity | 13781Y103 | 1,283 | 147,926 | SH | SOLE | 147,926 | 0 | 0 | ||
CHEMOCENTRYX INC | Equity | 16383L106 | 38,199 | 739,425 | SH | SOLE | 693,515 | 0 | 45,910 | ||
CHANGE HEALTHCARE INC | Equity Put | 15912K950 | 0 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CHANGE HEALTHCARE INC | Equity | 15912K100 | 93,237 | 3,391,670 | SH | SOLE | 3,179,118 | 0 | 212,552 | ||
CONTINENTAL RES INC | Equity | 212015101 | 207 | 3,100 | SH | SOLE | 3,100 | 0 | 0 | ||
COWEN INC | Equity | 223622606 | 17,365 | 449,416 | SH | SOLE | 422,039 | 0 | 27,377 | ||
CITRIX SYS INC | Equity | 177376100 | 17,585 | 169,082 | SH | SOLE | 159,815 | 0 | 9,267 | ||
COVETRUS INC | Equity | 22304C100 | 22,818 | 1,092,813 | SH | SOLE | 1,023,953 | 0 | 68,860 | ||
CYBEROPTICS CORP | Equity | 232517102 | 1,088 | 20,237 | SH | SOLE | 20,237 | 0 | 0 | ||
CAESARS ENTERTAINMENT INC NE | Equity Call | 12769G900 | 4 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
DUKE REALTY CORP | Equity | 264411505 | 32,244 | 668,956 | SH | SOLE | 628,426 | 0 | 40,530 | ||
CHANNELADVISOR CORP | Equity | 159179100 | 24,802 | 1,094,532 | SH | SOLE | 1,027,164 | 0 | 67,368 | ||
EVO PMTS INC | Equity | 26927E104 | 30,849 | 926,411 | SH | SOLE | 868,139 | 0 | 58,272 | ||
FIRST HORIZON CORPORATION | Equity | 320517105 | 59,638 | 2,604,278 | SH | SOLE | 2,451,365 | 0 | 152,913 | ||
FIVE9 INC | Equity | 338307101 | 322 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
FORMA THERAPEUTICS HLDGS INC | Equity | 34633R104 | 25,013 | 1,253,785 | SH | SOLE | 1,176,841 | 0 | 76,944 | ||
GLOBAL BLOOD THERAPEUTICS IN | Equity | 37890U108 | 44,213 | 649,242 | SH | SOLE | 608,062 | 0 | 41,180 | ||
GXO LOGISTICS INCORPORATED | Equity | 36262G101 | 240 | 6,850 | SH | SOLE | 6,850 | 0 | 0 | ||
HARTFORD FINL SVCS GROUP INC | Equity | 416515104 | 1,087 | 17,545 | SH | SOLE | 17,545 | 0 | 0 | ||
HANGER INC | Equity | 41043F208 | 1,326 | 70,814 | SH | SOLE | 70,814 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | Equity | 45686J104 | 1,319 | 97,409 | SH | SOLE | 97,409 | 0 | 0 | ||
ISHARES TR | Equity Call | 464287905 | 10 | 13,600 | SH | Call | SOLE | 12,700 | 0 | 900 | |
IROBOT CORP | Equity | 462726100 | 35,432 | 629,001 | SH | SOLE | 591,464 | 0 | 37,537 | ||
IRONSOURCE LTD | Equity Call | M5R75Y901 | 75 | 498,600 | SH | Call | SOLE | 470,000 | 0 | 28,600 | |
ISHARES TR | Equity Call | 464287908 | 31 | 12,200 | SH | Call | SOLE | 11,400 | 0 | 800 | |
KAMAN CORP | Convertible Bond | 483548AF0 | 2,856 | 3,000,000 | PRN | SOLE | 3,000,000 | 0 | 0 | ||
LHC GROUP INC | Equity | 50187A107 | 52,933 | 323,431 | SH | SOLE | 302,797 | 0 | 20,634 | ||
MONEYGRAM INTL INC | Equity | 60935Y208 | 493 | 47,446 | SH | SOLE | 47,446 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K106 | 2,915 | 3,265,994 | SH | SOLE | 3,265,994 | 0 | 0 | ||
MONEYLION INC | Equity | 60938K114 | 0 | 338,520 | SH | SOLE | 338,520 | 0 | 0 | ||
MANNING & NAPIER INC | Equity | 56382Q102 | 469 | 38,264 | SH | SOLE | 38,264 | 0 | 0 | ||
MOMENTIVE GLOBAL INC | Equity Put | 60878Y958 | 463 | 500,000 | SH | Put | SOLE | 470,200 | 0 | 29,800 | |
MOMENTIVE GLOBAL INC | Equity | 60878Y108 | 13,758 | 2,368,037 | SH | SOLE | 2,225,021 | 0 | 143,016 | ||
MAGNACHIP SEMICONDUCTOR CORP | Equity | 55933J203 | 6,588 | 643,367 | SH | SOLE | 603,041 | 0 | 40,326 | ||
NIELSEN HLDGS PLC | Equity | G6518L108 | 51,063 | 1,842,086 | SH | SOLE | 1,720,634 | 0 | 121,452 | ||
NVIDIA CORPORATION | Equity | 67066G104 | 231 | 1,900 | SH | SOLE | 1,900 | 0 | 0 | ||
1LIFE HEALTHCARE INC | Convertible Bond | 68269GAB3 | 968 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
1LIFE HEALTHCARE INC | Equity | 68269G107 | 47,963 | 2,796,663 | SH | SOLE | 2,619,404 | 0 | 177,259 | ||
PAR PAC HOLDINGS INC | Equity Call | 69888T907 | 54 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
PROFESSIONAL HLDG CORP | Equity | 743139107 | 440 | 16,962 | SH | SOLE | 16,962 | 0 | 0 | ||
PING IDENTITY HLDG CORP | Equity | 72341T103 | 43,494 | 1,549,471 | SH | SOLE | 1,452,411 | 0 | 97,060 | ||
PNM RES INC | Equity | 69349H107 | 48,590 | 1,062,545 | SH | SOLE | 991,864 | 0 | 70,681 | ||
PARATEK PHARMACEUTICALS INC | Convertible Bond | 699374AB0 | 2,035 | 2,250,000 | PRN | SOLE | 2,250,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | Equity | 699374302 | 127 | 49,510 | SH | SOLE | 49,510 | 0 | 0 | ||
PAYPAL HLDGS INC | Equity | 70450Y103 | 258 | 2,994 | SH | SOLE | 2,994 | 0 | 0 | ||
RESOLUTE FST PRODS INC | Equity | 76117W109 | 24,866 | 1,243,301 | SH | SOLE | 1,173,138 | 0 | 70,163 | ||
RINGCENTRAL INC | Convertible Bond | 76680RAF4 | 2,612 | 3,105,000 | PRN | SOLE | 3,105,000 | 0 | 0 | ||
RINGCENTRAL INC | Equity | 76680R206 | 230 | 5,750 | SH | SOLE | 5,750 | 0 | 0 | ||
ROGERS CORP | Equity | 775133101 | 52,515 | 217,111 | SH | SOLE | 204,586 | 0 | 12,525 | ||
SPIRIT AIRLS INC | Equity | 848577102 | 1,143 | 60,732 | SH | SOLE | 60,732 | 0 | 0 | ||
SIGNIFY HEALTH INC | Equity | 82671G100 | 32,329 | 1,109,065 | SH | SOLE | 1,040,962 | 0 | 68,103 | ||
SHELL MIDSTREAM PARTNERS L P | Equity | 822634101 | 7,090 | 448,439 | SH | SOLE | 428,111 | 0 | 20,328 | ||
SILICON MOTION TECHNOLOGY CO | Equity | 82706C108 | 22,291 | 341,941 | SH | SOLE | 322,123 | 0 | 19,818 | ||
SOUTH JERSEY INDS INC | Equity | 838518108 | 51,308 | 1,535,256 | SH | SOLE | 1,445,709 | 0 | 89,547 | ||
SHAW COMMUNICATIONS INC | Equity | 82028K200 | 6,995 | 287,976 | SH | SOLE | 271,106 | 0 | 16,870 | ||
SNOWFLAKE INC | Equity | 833445109 | 200 | 1,175 | SH | SOLE | 1,175 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | Equity | 83406F102 | 61 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
SPOTIFY USA INC | Convertible Bond | 84921RAB6 | 2,748 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
BLOCK INC | Convertible Bond | 852234AF0 | 1,813 | 2,000,000 | PRN | SOLE | 2,000,000 | 0 | 0 | ||
STORE CAP CORP | Equity | 862121100 | 41,076 | 1,311,076 | SH | SOLE | 1,229,788 | 0 | 81,288 | ||
SWITCH INC | Equity | 87105L104 | 43,112 | 1,279,659 | SH | SOLE | 1,200,489 | 0 | 79,170 | ||
SIERRA WIRELESS INC | Equity | 826516106 | 44,442 | 1,459,974 | SH | SOLE | 1,367,760 | 0 | 92,214 | ||
TELUS CORPORATION | Equity | 87971M103 | 792 | 39,937 | SH | SOLE | 39,937 | 0 | 0 | ||
TENNECO INC | Equity | 880349105 | 33,029 | 1,899,302 | SH | SOLE | 1,802,173 | 0 | 97,129 | ||
TEGNA INC | Equity | 87901J105 | 70,504 | 3,409,269 | SH | SOLE | 3,205,446 | 0 | 203,823 | ||
TERMINIX GLOBAL HOLDINGS INC | Equity | 88087E100 | 16,295 | 425,570 | SH | SOLE | 402,198 | 0 | 23,372 | ||
TWITTER INC | Equity Call | 90184L102 | 32 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
TWITTER INC | Equity Put | 90184L952 | 91 | 197,000 | SH | Put | SOLE | 183,700 | 0 | 13,300 | |
TWITTER INC | Convertible Bond | 90184LAF9 | 2,536 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
TWITTER INC | Equity | 90184L102 | 48,678 | 1,110,363 | SH | SOLE | 1,034,120 | 0 | 76,243 | ||
UNITY SOFTWARE INC | Equity Call | 91332U901 | 11 | 117,200 | SH | Call | SOLE | 110,400 | 0 | 6,800 | |
UNITI GROUP INC | Equity Call | 91325V908 | 3 | 32,500 | SH | Call | SOLE | 32,500 | 0 | 0 | |
UPHEALTH INC | Equity | 91532B101 | 47 | 88,750 | SH | SOLE | 88,750 | 0 | 0 | ||
MERIDIAN BIOSCIENCE INC | Equity Call | 589584901 | 5 | 200,000 | SH | Call | SOLE | 200,000 | 0 | 0 | |
MERIDIAN BIOSCIENCE INC | Equity | 589584101 | 4,848 | 153,757 | SH | SOLE | 153,757 | 0 | 0 | ||
VMWARE INC | Equity | 928563402 | 45,816 | 430,361 | SH | SOLE | 405,805 | 0 | 24,556 | ||
WESCO INTL INC | Equity Call | 95082P905 | 2 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
WISDOMTREE INVTS INC | Convertible Bond | 97717PAD6 | 1,351 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | Equity | G96629103 | 22,378 | 111,368 | SH | SOLE | 103,766 | 0 | 7,602 | ||
XPO LOGISTICS INC | Equity Call | 983793900 | 11 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
XEROX HOLDINGS CORP | Equity Call | 98421M906 | 1 | 37,500 | SH | Call | SOLE | 37,500 | 0 | 0 | |
ALLEGHANY CORP MD | Equity | 017175100 | 83,275 | 99,211 | SH | SOLE | 92,662 | 0 | 6,549 | ||
ZENDESK INC | Equity Call | 98936J901 | 9 | 374,000 | SH | Call | SOLE | 350,000 | 0 | 24,000 | |
ZENDESK INC | Convertible Bond | 98936JAD3 | 3,437 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
ZENDESK INC | Equity | 98936J101 | 73,115 | 960,775 | SH | SOLE | 899,365 | 0 | 61,410 | ||
LIGHTNING EMOTORS INC | Equity | 53228T119 | 0 | 53,913 | SH | SOLE | 53,913 | 0 | 0 | ||
ZAI LAB LTD | Equity | 98887Q104 | 354 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | ||
ZYMERGEN INC | Equity | 98985X100 | 503 | 180,999 | SH | SOLE | 180,999 | 0 | 0 |