The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 45,835 | 2,162,045 | SH | DFND | 2,162,045 | 0 | 0 | ||
CINCINNATI BELL INC NEW | COM NEW | 171871502 | 9,112 | 613,609 | SH | DFND | 613,609 | 0 | 0 | ||
GORES METROPOULOS INC | COM CL A | 382872109 | 152 | 14,250 | SH | DFND | 14,250 | 0 | 0 | ||
INSURANCE ACQUISITION CORP | CL A | 457867109 | 527 | 40,700 | SH | DFND | 40,700 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 133 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 17,272 | 1,215,511 | SH | DFND | 1,215,511 | 0 | 0 | ||
DELPHI TECHNOLOGIES PL | SHS | G2709G107 | 10 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
EVERGY INC | COM | 30034W106 | 10,406 | 175,509 | SH | DFND | 175,509 | 0 | 0 | ||
CHURCHILL CAP CORP III | COM | 17144C104 | 120 | 11,120 | SH | DFND | 11,120 | 0 | 0 | ||
QIAGEN NV | SHS NEW | N72482123 | 4,780 | 110,962 | SH | DFND | 110,962 | 0 | 0 | ||
CRAFT BREW ALLIANCE INC | COM | 224122101 | 163 | 296,400 | SH | Put | DFND | 296,400 | 0 | 0 | |
SOCIAL CAP HDOSPHIA HLDG CO | SHS CL A | G8250T109 | 235 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 556 | 417,900 | SH | Call | DFND | 417,900 | 0 | 0 | |
SIMON PPTY GROUP INC NEW | COM | 828806109 | 5,017 | 73,370 | SH | DFND | 73,370 | 0 | 0 | ||
B RILEY PRIN MERGER CORP II | CL A | 05600U106 | 1,416 | 131,972 | SH | DFND | 131,972 | 0 | 0 | ||
IBERIABANK CORP | COM | 450828108 | 4,906 | 107,720 | SH | DFND | 107,720 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 39 | 21,100 | SH | Put | DFND | 21,100 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 2,009 | 41,591 | SH | DFND | 41,591 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,492 | 76,200 | SH | DFND | 76,200 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 17,334 | 348,418 | SH | DFND | 348,418 | 0 | 0 | ||
MEET GROUP INC | COM | 58513U101 | 6,198 | 993,275 | SH | DFND | 993,275 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 39,322 | 322,472 | SH | DFND | 322,472 | 0 | 0 | ||
GENWORTH FINL INC | COM CL A | 37247D106 | 1,986 | 859,720 | SH | DFND | 859,720 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 3,033 | 71,560 | SH | DFND | 71,560 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 5 | 8,100 | SH | Put | DFND | 8,100 | 0 | 0 | |
SOCIAL CAP HEDSPIA HLDG CO I | COM CL A | G8251K107 | 224 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
FITBIT INC | CL A | 33812L102 | 17,541 | 2,715,308 | SH | DFND | 2,715,308 | 0 | 0 | ||
CENTRAL EUROPEAN MEDIA ENTRP | CL A NEW | G20045202 | 6,278 | 1,773,344 | SH | DFND | 1,773,344 | 0 | 0 | ||
FIAT CHRYSLER AUTOMOBILES N | SHS | N31738102 | 8,272 | 807,806 | SH | DFND | 807,806 | 0 | 0 | ||
LANDCADIA HLDGS II INC | CL A | 51476X105 | 313 | 19,147 | SH | DFND | 19,147 | 0 | 0 | ||
FORESCOUT TECHNOLOGIES INC | COM | 34553D101 | 33 | 94,800 | SH | Call | DFND | 94,800 | 0 | 0 | |
FLYING EAGLE ACQUISITION COR | COM | 34407Y103 | 220 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
EL PASO ELEC CO | COM NEW | 283677854 | 4,345 | 64,852 | SH | DFND | 64,852 | 0 | 0 | ||
SCHWAB CHARLES CORP | COM | 808513105 | 8,293 | 245,780 | SH | DFND | 245,780 | 0 | 0 | ||
CAESARS ENTMT CORP | COM | 127686103 | 25,058 | 2,065,804 | SH | DFND | 2,065,804 | 0 | 0 |