The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 646 | 28,736 | SH | DFND | 28,736 | 0 | 0 | ||
ACCELERON PHARMA INC | COM | 00434H108 | 14,093 | 373,481 | SH | DFND | 373,481 | 0 | 0 | ||
ADAPTIMMUNE THERAPEUTICS PLC | SPONDS ADR | 00653A107 | 7,835 | 731,510 | SH | DFND | 731,510 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 29,370 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
AGENUS INC | COM NEW | 00847G705 | 13,174 | 2,995,830 | SH | DFND | 2,995,830 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,302 | 93,034 | SH | DFND | 93,034 | 0 | 0 | ||
AVEXIS INC | COM | 05366U100 | 6,157 | 49,823 | SH | DFND | 49,823 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 1,153 | 14,223 | SH | DFND | 14,223 | 0 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 858 | 5,027 | SH | DFND | 5,027 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 4,497 | 102,896 | SH | DFND | 102,896 | 0 | 0 | ||
CARMAX INC | COM | 143130102 | 9,369 | 151,253 | SH | DFND | 151,253 | 0 | 0 | ||
EAGLE BULK SHIPPING INC | SHS NEW | Y2187A143 | 1,127 | 227,746 | SH | DFND | 227,746 | 0 | 0 | ||
EQT CORP | COM | 26884L109 | 3,246 | 68,323 | SH | DFND | 68,323 | 0 | 0 | ||
EURONAV NV ANTWERPEN | SHS | B38564108 | 2,968 | 361,948 | SH | DFND | 361,948 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 9,763 | 61,100 | SH | DFND | 61,100 | 0 | 0 | ||
FTS INTERNATIONAL INC | COM | 30283W104 | 14,793 | 804,386 | SH | DFND | 804,386 | 0 | 0 | ||
GDS HLDGS LTD | SPONSORED ADR | 36165L108 | 14,924 | 573,736 | SH | DFND | 573,736 | 0 | 0 | ||
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 1,919 | 134,935 | SH | DFND | 134,935 | 0 | 0 | ||
GENER8 MARITIME INC | COM | Y26889108 | 19,559 | 3,637,189 | SH | DFND | 3,637,189 | 0 | 0 | ||
GULFMARK OFFSHORE INC | COM | 402629505 | 706 | 26,980 | SH | DFND | 26,980 | 0 | 0 | ||
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 24,929 | 20,510,000 | PRN | DFND | 20,510,000 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 10,223 | 57,357 | SH | DFND | 57,357 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 9,752 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 30 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 22,972 | 1,151,464 | SH | DFND | 1,151,464 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 43,354 | 17,190,000 | PRN | DFND | 17,190,000 | 0 | 0 | ||
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 692 | 11,254 | SH | DFND | 11,254 | 0 | 0 | ||
IOVANCE BIOTHERAPEUTICS INC | COM | 462260100 | 22,534 | 1,411,695 | SH | DFND | 1,411,695 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 588 | 6,870 | SH | DFND | 6,870 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 8,341 | 75,849 | SH | DFND | 75,849 | 0 | 0 | ||
KEANE GROUP INC | COM | 48669A108 | 7,085 | 478,695 | SH | DFND | 478,695 | 0 | 0 | ||
LIBERTY OILFIELD SVCS INC | COM CL A | 53115L104 | 4,065 | 240,700 | SH | DFND | 240,700 | 0 | 0 | ||
MAKEMYTRIP LIMITED MAURITIUS | SHS | V5633W109 | 39,806 | 1,200,001 | SH | DFND | 1,200,001 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 47,099 | 26,541,000 | PRN | DFND | 26,541,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.125% 2/1 | 595112AV5 | 145,828 | 30,604,000 | PRN | DFND | 30,604,000 | 0 | 0 | ||
NEW YORK TIMES CO | CL A | 650111107 | 11,252 | 466,889 | SH | DFND | 466,889 | 0 | 0 | ||
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 3,642 | 54,767 | SH | DFND | 54,767 | 0 | 0 | ||
NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 1,564 | 806,200 | SH | Put | DFND | 806,200 | 0 | 0 | |
NORTHSTAR REALTY EUROPE CORP | COM | 66706L101 | 11,171 | 891,000 | SH | DFND | 891,000 | 0 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 5,269 | 300,933 | SH | DFND | 300,933 | 0 | 0 | ||
PDVWIRELESS INC | COM | 69290R104 | 11,930 | 514,396 | SH | DFND | 514,396 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 499 | 6,731 | SH | DFND | 6,731 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 4,761 | 152,123 | SH | DFND | 152,123 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 66,417 | 757,067 | SH | DFND | 757,067 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 174,065 | 1,984,100 | SH | Put | DFND | 1,984,100 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 4,140 | 42,344 | SH | DFND | 42,344 | 0 | 0 | ||
TESARO INC | COM | 881569107 | 343 | 6,005 | SH | DFND | 6,005 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H100 | 102 | 45,869 | SH | DFND | 45,869 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 9,544 | 235,600 | SH | DFND | 235,600 | 0 | 0 | ||
VECTOR GROUP LTD | COM | 92240M108 | 233 | 11,428 | SH | DFND | 11,428 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 672 | 467,000 | PRN | DFND | 467,000 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 91,967 | 26,624,000 | PRN | DFND | 26,624,000 | 0 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 5,152 | 98,300 | SH | DFND | 98,300 | 0 | 0 |