The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABB Ltd. | COM | 000375204 | 223 | 9,875 | SH | SOLE | 0 | 9,875 | 0 | 0 | |
A S E Industrial Holdi | COM | 00215W100 | 143 | 31,520 | SH | SOLE | 0 | 31,520 | 0 | 0 | |
Abbott Laboratories | COM | 002824100 | 628 | 6,864 | SH | SOLE | 0 | 6,864 | 0 | 0 | |
Abbvie Inc | COM | 00287Y109 | 674 | 6,866 | SH | SOLE | 0 | 6,866 | 0 | 0 | |
Air Products & Chemicals Inc | COM | 009158106 | 994 | 4,118 | SH | SOLE | 0 | 4,118 | 0 | 0 | |
Amgen Inc. | COM | 031162100 | 390 | 1,653 | SH | SOLE | 0 | 1,653 | 0 | 0 | |
Apple Inc | COM | 037833100 | 1,925 | 5,278 | SH | SOLE | 0 | 5,278 | 0 | 0 | |
Automatic Data Processing | COM | 053015103 | 733 | 4,923 | SH | SOLE | 0 | 4,923 | 0 | 0 | |
BCE, Inc. | COM | 05534B760 | 235 | 5,635 | SH | SOLE | 0 | 5,635 | 0 | 0 | |
Blackrock Inc | COM | 09247X101 | 892 | 1,639 | SH | SOLE | 0 | 1,639 | 0 | 0 | |
British American Tobacco PLC ADR | COM | 110448107 | 234 | 6,025 | SH | SOLE | 0 | 6,025 | 0 | 0 | |
Chevron Corp | COM | 166764100 | 794 | 8,900 | SH | SOLE | 0 | 8,900 | 0 | 0 | |
Cisco Systems | COM | 17275R102 | 1,092 | 23,413 | SH | SOLE | 0 | 23,413 | 0 | 0 | |
Coca Cola | COM | 191216100 | 340 | 7,607 | SH | SOLE | 0 | 7,607 | 0 | 0 | |
Comcast Corp Cl A | COM | 20030N101 | 422 | 10,835 | SH | SOLE | 0 | 10,835 | 0 | 0 | |
Crown Castle International Corp | COM | 22822V101 | 1,137 | 6,797 | SH | SOLE | 0 | 6,797 | 0 | 0 | |
Duke Energy Corporation | COM | 26441C105 | 414 | 5,187 | SH | SOLE | 0 | 5,187 | 0 | 0 | |
Emisphere Tech | COM | 291345106 | 117 | 21,019 | SH | SOLE | 0 | 21,019 | 0 | 0 | |
Enel-Societa Per Azion | COM | 29265W207 | 243 | 28,345 | SH | SOLE | 0 | 28,345 | 0 | 0 | |
Exxon Mobil Corp | COM | 30231G102 | 285 | 6,366 | SH | SOLE | 0 | 6,366 | 0 | 0 | |
Facebook Inc | COM | 30303M102 | 320 | 1,408 | SH | SOLE | 0 | 1,408 | 0 | 0 | |
Home Depot | COM | 437076102 | 1,538 | 6,139 | SH | SOLE | 0 | 6,139 | 0 | 0 | |
Honeywell International | COM | 438516106 | 902 | 6,240 | SH | SOLE | 0 | 6,240 | 0 | 0 | |
Iberdrola S A | COM | 450737101 | 270 | 5,820 | SH | SOLE | 0 | 5,820 | 0 | 0 | |
Illinois Tool Works | COM | 452308109 | 541 | 3,095 | SH | SOLE | 0 | 3,095 | 0 | 0 | |
Nasdaq 100 Shares | UNIT SER 1 | 46090E103 | 203 | 821 | SH | SOLE | 0 | 821 | 0 | 0 | |
iShares Mstar Large Core | LRGE CORE INDX | 464287127 | 293 | 1,679 | SH | SOLE | 0 | 1,679 | 0 | 0 | |
iShares S&P 500 Index | S&P 500 INDEX | 464287200 | 1,527 | 4,932 | SH | SOLE | 0 | 4,932 | 0 | 0 | |
iShares Barclays Agg Bond | BARCLYS US AGG B | 464287226 | 1,388 | 11,738 | SH | SOLE | 0 | 11,738 | 0 | 0 | |
Ishares S&P 500 Growth | S&P 500 GRWT ETF | 464287309 | 266 | 1,284 | SH | SOLE | 0 | 1,284 | 0 | 0 | |
iShares S&P Midcap 400 | CORE S&P MCP ETF | 464287507 | 444 | 2,497 | SH | SOLE | 0 | 2,497 | 0 | 0 | |
iShares Russell 1000 Value | RUSSELL1000VAL | 464287598 | 897 | 7,963 | SH | SOLE | 0 | 7,963 | 0 | 0 | |
iShares Russell 1000 Growth | RUS 1000 GRW ETF | 464287614 | 937 | 4,880 | SH | SOLE | 0 | 4,880 | 0 | 0 | |
iShares Russell 1000 Index | RUSSELL 1000 | 464287622 | 15,747 | 91,725 | SH | SOLE | 0 | 91,725 | 0 | 0 | |
iShares Russell 2000 Value Idx | RUSL 2000 VALU | 464287630 | 486 | 4,984 | SH | SOLE | 0 | 4,984 | 0 | 0 | |
iShares Russell 2000 Idx | RUSSELL 2000 ETF | 464287655 | 1,947 | 13,598 | SH | SOLE | 0 | 13,598 | 0 | 0 | |
iShares S&P Smallcap 600 | CORE S&P SCP ETF | 464287804 | 16,000 | 234,297 | SH | SOLE | 0 | 234,297 | 0 | 0 | |
iShares Core MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 14,251 | 249,320 | SH | SOLE | 0 | 249,320 | 0 | 0 | |
iShares Core MSCI Emerging Markets | CORE MSCI EMKT | 46434G103 | 4,372 | 91,850 | SH | SOLE | 0 | 91,850 | 0 | 0 | |
JPMorgan Chase & Co | COM | 46625H100 | 1,324 | 14,078 | SH | SOLE | 0 | 14,078 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 1,095 | 7,786 | SH | SOLE | 0 | 7,786 | 0 | 0 | |
Lilly Eli & Co | COM | 532457108 | 673 | 4,102 | SH | SOLE | 0 | 4,102 | 0 | 0 | |
Lockheed Martin Corp | COM | 539830109 | 1,074 | 2,943 | SH | SOLE | 0 | 2,943 | 0 | 0 | |
Manulife Finl | COM | 56501R106 | 173 | 12,705 | SH | SOLE | 0 | 12,705 | 0 | 0 | |
Marsh & McLennan | COM | 571748102 | 705 | 6,570 | SH | SOLE | 0 | 6,570 | 0 | 0 | |
Maxim Integrated Prods | COM | 57772K101 | 324 | 5,342 | SH | SOLE | 0 | 5,342 | 0 | 0 | |
McDonalds Corp | COM | 580135101 | 772 | 4,184 | SH | SOLE | 0 | 4,184 | 0 | 0 | |
Medical Svcs Intl Cl A | COM | 58463C101 | 0 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
Medtronic Inc. | COM | 585055106 | 655 | 7,141 | SH | SOLE | 0 | 7,141 | 0 | 0 | |
Merck & Co | COM | 589331107 | 926 | 11,980 | SH | SOLE | 0 | 11,980 | 0 | 0 | |
Microsoft | COM | 594918104 | 1,224 | 6,016 | SH | SOLE | 0 | 6,016 | 0 | 0 | |
Mondelez Intl Inc Cl A | COM | 609207105 | 880 | 17,205 | SH | SOLE | 0 | 17,205 | 0 | 0 | |
Munchener Ruckversicherungs-Gesellschaft AG ADR | COM | 626188106 | 232 | 8,885 | SH | SOLE | 0 | 8,885 | 0 | 0 | |
Nestle ADR | COM | 641069406 | 306 | 2,767 | SH | SOLE | 0 | 2,767 | 0 | 0 | |
Nextera Energy Inc | COM | 65339F101 | 1,569 | 6,533 | SH | SOLE | 0 | 6,533 | 0 | 0 | |
Nippon Teleg&Teleph | COM | 654624105 | 204 | 8,795 | SH | SOLE | 0 | 8,795 | 0 | 0 | |
NW Biotherapeutics | COM | 66737P600 | 3 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
Novartis AG | COM | 66987V109 | 238 | 2,720 | SH | SOLE | 0 | 2,720 | 0 | 0 | |
PNC Financial Services | COM | 693475105 | 499 | 4,744 | SH | SOLE | 0 | 4,744 | 0 | 0 | |
Paychex Inc | COM | 704326107 | 735 | 9,702 | SH | SOLE | 0 | 9,702 | 0 | 0 | |
Pepsico Inc | COM | 713448108 | 1,176 | 8,890 | SH | SOLE | 0 | 8,890 | 0 | 0 | |
Phillips 66 | COM | 718546104 | 260 | 3,619 | SH | SOLE | 0 | 3,619 | 0 | 0 | |
Procter & Gamble | COM | 742718109 | 13,683 | 114,435 | SH | SOLE | 0 | 114,435 | 0 | 0 | |
Prologis Inc | COM | 74340W103 | 305 | 3,266 | SH | SOLE | 0 | 3,266 | 0 | 0 | |
Realty Income Corp. | COM | 756109104 | 300 | 5,043 | SH | SOLE | 0 | 5,043 | 0 | 0 | |
Roche Hldg Ltd Spon Adrf | COM | 771195104 | 251 | 5,780 | SH | SOLE | 0 | 5,780 | 0 | 0 | |
S&P 500 Index SPDR | TR UNIT | 78462F103 | 256 | 829 | SH | SOLE | 0 | 829 | 0 | 0 | |
SPDR S&P 600 Small Cap Value | S&P 600 SMCP VAL | 78464A300 | 5,911 | 120,329 | SH | SOLE | 0 | 120,329 | 0 | 0 | |
Sanofi SA ADR | COM | 80105N105 | 262 | 5,125 | SH | SOLE | 0 | 5,125 | 0 | 0 | |
Charles Schwab Corp | COM | 808513105 | 234 | 6,941 | SH | SOLE | 0 | 6,941 | 0 | 0 | |
Schwab U.S. Broad Market ETF | US BRD MKT ETF | 808524102 | 1,586 | 21,581 | SH | SOLE | 0 | 21,581 | 0 | 0 | |
Schwab US Large Cap ETF | US LRG CAP ETF | 808524201 | 3,175 | 42,845 | SH | SOLE | 0 | 42,845 | 0 | 0 | |
Schwab U.S. Small Cap ETF | US SML CAP ETF | 808524607 | 622 | 9,519 | SH | SOLE | 0 | 9,519 | 0 | 0 | |
Schwab Fundamental International Large Cap | SCHWB FDT INT LG | 808524755 | 5,206 | 219,313 | SH | SOLE | 0 | 219,313 | 0 | 0 | |
Schwab Fundamental US Small Cap | SCHWAB FDT US SC | 808524763 | 294 | 9,258 | SH | SOLE | 0 | 9,258 | 0 | 0 | |
Schwab US Div Equity ETF | COM | 808524797 | 338 | 6,540 | SH | SOLE | 0 | 6,540 | 0 | 0 | |
Schwab International Equity ETF | INTL EQTY ETF | 808524805 | 21,411 | 719,683 | SH | SOLE | 0 | 719,683 | 0 | 0 | |
Schwab US Agg Bond ETF | US AGGREGATE B | 808524839 | 201 | 3,575 | SH | SOLE | 0 | 3,575 | 0 | 0 | |
Schwab Intermediate-Term U.S. Treasury ETF | INTRM TRM TRES | 808524854 | 1,622 | 27,591 | SH | SOLE | 0 | 27,591 | 0 | 0 | |
Sempra Energy | COM | 816851109 | 636 | 5,427 | SH | SOLE | 0 | 5,427 | 0 | 0 | |
Service Corp Int'l, Inc. | COM | 817565104 | 1,885 | 48,482 | SH | SOLE | 0 | 48,482 | 0 | 0 | |
Siemens AG ADR | COM | 826197501 | 209 | 3,550 | SH | SOLE | 0 | 3,550 | 0 | 0 | |
Smurfit Kappa Group PLC ADR | COM | 83272W106 | 211 | 6,255 | SH | SOLE | 0 | 6,255 | 0 | 0 | |
Softbank Mobile Servic | COM | 83405K102 | 234 | 18,205 | SH | SOLE | 0 | 18,205 | 0 | 0 | |
Sonic Healthcare Ltd | COM | 83546A203 | 260 | 12,455 | SH | SOLE | 0 | 12,455 | 0 | 0 | |
Starbucks Corp | COM | 855244109 | 786 | 10,686 | SH | SOLE | 0 | 10,686 | 0 | 0 | |
Texas Instruments | COM | 882508104 | 1,200 | 9,448 | SH | SOLE | 0 | 9,448 | 0 | 0 | |
Toyota Motor Corp ADR | COM | 892331307 | 212 | 1,690 | SH | SOLE | 0 | 1,690 | 0 | 0 | |
Truist Finl Corp | COM | 89832Q109 | 815 | 21,698 | SH | SOLE | 0 | 21,698 | 0 | 0 | |
US Bancorp | COM | 902973304 | 529 | 14,357 | SH | SOLE | 0 | 14,357 | 0 | 0 | |
Utd Overseas Bk | COM | 911271302 | 203 | 6,935 | SH | SOLE | 0 | 6,935 | 0 | 0 | |
Vanguard Div Apprciation | DIV APP ETF | 921908844 | 1,999 | 17,061 | SH | SOLE | 0 | 17,061 | 0 | 0 | |
Vanguard Short Term Bond Index | SHORT TRM BOND | 921937827 | 24,277 | 292,078 | SH | SOLE | 0 | 292,078 | 0 | 0 | |
Vanguard Total Bond Market | TOTAL BND MRKT | 921937835 | 32,821 | 371,536 | SH | SOLE | 0 | 371,536 | 0 | 0 | |
Vanguard FTSE Developed Markets ETF | FTSE DEV MKT ETF | 921943858 | 8,928 | 230,154 | SH | SOLE | 0 | 230,154 | 0 | 0 | |
Vanguard High Dividend Yield Indx ETF | HIGH DIV YLD | 921946406 | 19,671 | 249,690 | SH | SOLE | 0 | 249,690 | 0 | 0 | |
Vanguard FTSE All-World ex-US Sm-Cp ETF | FTSE SMCAP ETF | 922042718 | 1,121 | 11,601 | SH | SOLE | 0 | 11,601 | 0 | 0 | |
Vanguard Emerging Market | FTSE EMR MKT ETF | 922042858 | 3,994 | 100,836 | SH | SOLE | 0 | 100,836 | 0 | 0 | |
Vanguard Short Term | COM | 92206C102 | 345 | 5,548 | SH | SOLE | 0 | 5,548 | 0 | 0 | |
Vanguard Short-Term Corp Bond ETF | SHRT-TERM CORP | 92206C409 | 5,970 | 72,228 | SH | SOLE | 0 | 72,228 | 0 | 0 | |
Vanguard Russell 1000 Growth ETF | VNG RUS1000GRW | 92206C680 | 818 | 4,144 | SH | SOLE | 0 | 4,144 | 0 | 0 | |
Vanguard Russell 1000 ETF | VNG RUS1000IDX | 92206C730 | 2,840 | 20,012 | SH | SOLE | 0 | 20,012 | 0 | 0 | |
Vanguard S&P 500 ETF | S&P 500 ETF SHS | 922908363 | 43,267 | 152,654 | SH | SOLE | 0 | 152,654 | 0 | 0 | |
Vanguard Small-Cap Growth ETF | SML CP GRW ETF | 922908595 | 1,624 | 8,136 | SH | SOLE | 0 | 8,136 | 0 | 0 | |
Vanguard Large Value | VALUE ETF | 922908744 | 9,954 | 99,949 | SH | SOLE | 0 | 99,949 | 0 | 0 | |
Verizon Communications | COM | 92343V104 | 710 | 12,883 | SH | SOLE | 0 | 12,883 | 0 | 0 | |
Walgreens Boots Alliance Inc. | COM | 931427108 | 589 | 13,898 | SH | SOLE | 0 | 13,898 | 0 | 0 | |
Wisconsin Energy | COM | 976657106 | 743 | 8,473 | SH | SOLE | 0 | 8,473 | 0 | 0 | |
Wisdomtree Small Cap Dividend | SMALLCAP DIVID | 97717W604 | 5,934 | 280,164 | SH | SOLE | 0 | 280,164 | 0 | 0 | |
WisdomTree Dynamic Currency Hedged International | CURRNCY INT EQ | 97717X263 | 7,611 | 300,254 | SH | SOLE | 0 | 300,254 | 0 | 0 | |
Zurich Insurance Group | COM | 989825104 | 238 | 6,745 | SH | SOLE | 0 | 6,745 | 0 | 0 | |
GlaxoSmithKline plc (ADR) | COM | G3910J112 | 237 | 5,805 | SH | SOLE | 0 | 5,805 | 0 | 0 | |
Ubs Group Ag | COM | H42097107 | 208 | 18,065 | SH | SOLE | 0 | 18,065 | 0 | 0 | |
Broadcom Ltd | COM | Y09827109 | 661 | 2,095 | SH | SOLE | 0 | 2,095 | 0 | 0 |