a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Nasdaq-100 Hedged Equity Fund Class A |
ii. Class identification number, if any | C000111983 |
iii. Ticker symbol, if any | CLPAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Nasdaq-100 Hedged Equity Fund Class I |
ii. Class identification number, if any | C000142554 |
iii. Ticker symbol, if any | CLPFX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Nasdaq-100 Hedged Equity Fund Class C |
ii. Class identification number, if any | C000111984 |
iii. Ticker symbol, if any | CLPCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst/SMH Total Return Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 317439.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 99 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/Warrington Strategic Program Fund Class I |
ii. Class identification number, if any | C000130116 |
iii. Ticker symbol, if any | CWXIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/Warrington Strategic Program Fund Class C |
ii. Class identification number, if any | C000130115 |
iii. Ticker symbol, if any | CWXCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/Warrington Strategic Program Fund Class A |
ii. Class identification number, if any | C000130114 |
iii. Ticker symbol, if any | CWXAX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg LP |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | THIRD COAST CAPITAL ADVISORS |
ii. SEC file number | N/A |
iii. CRD number | 000307965 |
iv. LEI, if any | N/A |
v. State, if applicable |
MICHIGAN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 163705.38000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | US BANCORP |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 19478833.39999999 |
Principal Transactions Record:
3 |
i. Full name of dealer | FCSTONE |
ii. SEC file number | 8-49291 |
iii. CRD number | 000041025 |
iv. LEI, if any | 549300JUF07L8VF02M60 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9734077.80000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | CME GROUP |
ii. SEC file number | N/A |
iii. CRD number | N/A |
iv. LEI, if any | LCZ7XYGSLJUHFXXNXD88 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 29875.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Dynamic Alpha Fund Class A |
ii. Class identification number, if any | C000108407 |
iii. Ticker symbol, if any | CPEAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Dynamic Alpha Fund Class C |
ii. Class identification number, if any | C000108408 |
iii. Ticker symbol, if any | CPECX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Dynamic Alpha Fund Class I |
ii. Class identification number, if any | C000142551 |
iii. Ticker symbol, if any | CPEIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Income and Multi-Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/CIFC Floating Rate Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst/SMH Total Return Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 272786.30000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 3 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Energy Infrastructure Fund Class A |
ii. Class identification number, if any | C000142728 |
iii. Ticker symbol, if any | MLXAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Energy Infrastructure Fund Class I |
ii. Class identification number, if any | C000142730 |
iii. Ticker symbol, if any | MLXIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Energy Infrastructure Fund Class C |
ii. Class identification number, if any | C000142729 |
iii. Ticker symbol, if any | MLXCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | WESTMINSTER FINANCIAL |
ii. SEC file number | 8-38426 |
iii. CRD number | 000020677 |
iv. LEI, if any | N/A |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 14139.72000000 |
Brokers Record:
2 |
i. Full name of broker | Cowen Group |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 17478.18999999 |
Brokers Record:
3 |
i. Full name of broker | FCSTONE |
ii. SEC file number | 8-49291 |
iii. CRD number | 000041025 |
iv. LEI, if any | 549300JUF07L8VF02M60 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1691.35000000 |
Brokers Record:
4 |
i. Full name of broker | WELLS FARGO SECURITIES, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 37346.25000000 |
Brokers Record:
5 |
i. Full name of broker | Jones Trading |
ii. SEC file number | 8-26089 |
iii. CRD number | 000006888 |
iv. LEI, if any | 2138008JJ5PA8H5UIL69 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1581.00000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 72236.51000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | WELLS FARGO SECURITIES, LLC |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 148255.27802999 |
Principal Transactions Record:
2 |
i. Full name of dealer | WESTMINSTER FINANCIAL |
ii. SEC file number | 8-38426 |
iii. CRD number | 000020677 |
iv. LEI, if any | N/A |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 206248.35474600 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/CIFC Floating Rate Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/SMH Total Return Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Income and Multi-Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 714466.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 37 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Gilead Fund Class N |
ii. Class identification number, if any | C000065340 |
iii. Ticker symbol, if any | ETGLX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Gilead Fund Class A |
ii. Class identification number, if any | C000080457 |
iii. Ticker symbol, if any | ETAGX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Gilead Fund Class I |
ii. Class identification number, if any | C000080459 |
iii. Ticker symbol, if any | ETILX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Gilead Fund Class C |
ii. Class identification number, if any | C000080458 |
iii. Ticker symbol, if any | ETCGX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | COWEN GROUP |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 73300.88000000 |
Brokers Record:
2 |
i. Full name of broker | STRONGTOWER FINANCIAL |
ii. SEC file number | 8-46708 |
iii. CRD number | 000035504 |
iv. LEI, if any | N/A |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 58534.22000000 |
Brokers Record:
3 |
i. Full name of broker | LEERINK SWANN & CO |
ii. SEC file number | 8-48535 |
iii. CRD number | 000039011 |
iv. LEI, if any | 549300AAH7U76CEUBI94 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 57927.41000000 |
Brokers Record:
4 |
i. Full name of broker | WILLIAM BLAIR & CO |
ii. SEC file number | 008-02698 |
iii. CRD number | 000001252 |
iv. LEI, if any | 549300J0P7XYE8BMZ775 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 61941.24000000 |
Brokers Record:
5 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 362442.74000000 |
Brokers Record:
6 |
i. Full name of broker | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 62659.44000000 |
Brokers Record:
7 |
i. Full name of broker | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 58865.48000000 |
Brokers Record:
8 |
i. Full name of broker | ROYAL BANK OF CANADA CAPITAL MARKETS |
ii. SEC file number | 8-39947 |
iii. CRD number | 000022698 |
iv. LEI, if any | ES7IP3U3RHIGC71XBU11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 53186.23999999 |
Brokers Record:
9 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 145431.75000000 |
Brokers Record:
10 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 378081.09000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 1947187.43000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Buffered Shield Fund Class C |
ii. Class identification number, if any | C000192549 |
iii. Ticker symbol, if any | SHINX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Buffered Shield Fund Class A |
ii. Class identification number, if any | C000192548 |
iii. Ticker symbol, if any | SHIEX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Buffered Shield Fund Class I |
ii. Class identification number, if any | C000192550 |
iii. Ticker symbol, if any | SHIIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/SMH Total Return Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 332251.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 52 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/SMH Total Return Income Fund - Class A |
ii. Class identification number, if any | C000064377 |
iii. Ticker symbol, if any | TRIFX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/SMH Total Return Income Fund - Class I |
ii. Class identification number, if any | C000128970 |
iii. Ticker symbol, if any | TRIIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/SMH Total Return Income Fund - Class C |
ii. Class identification number, if any | C000064378 |
iii. Ticker symbol, if any | TRICX |
Pricing Services Record:
1 |
i. Full name | Bloomberg LP |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 213800BVVQOBUSJXSB53 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | BROWNSTONE INVESTMENT GROUP |
ii. SEC file number | 8-50460 |
iii. CRD number | 000043884 |
iv. LEI, if any | 549300EBC8OHVQMGF416 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4481606.50000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | OPPENHEIMER & CO |
ii. SEC file number | 8-4077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1175082.50000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SOUTHWESTSECURITIES.COM |
ii. SEC file number | 8-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 637521.50000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 184833.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 6 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/Lyons Tactical Allocation Fund Class I |
ii. Class identification number, if any | C000142553 |
iii. Ticker symbol, if any | CLTIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/Lyons Tactical Allocation Fund Class C |
ii. Class identification number, if any | C000111982 |
iii. Ticker symbol, if any | CLTCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/Lyons Tactical Allocation Fund Class A |
ii. Class identification number, if any | C000111981 |
iii. Ticker symbol, if any | CLTAX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Systematic Alpha Fund - Class C |
ii. Class identification number, if any | C000143113 |
iii. Ticker symbol, if any | ATRCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Systematic Alpha Fund - Class I |
ii. Class identification number, if any | C000143114 |
iii. Ticker symbol, if any | ATRIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Systematic Alpha Fund - Class A |
ii. Class identification number, if any | C000143112 |
iii. Ticker symbol, if any | ATRAX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 213800BVVQOBUSJXSB53 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | Dinosaur Financial Group LLC |
ii. SEC file number | 8-52908 |
iii. CRD number | 000104446 |
iv. LEI, if any | 549300CCV3H232GBUN83 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 192187454.95357001 |
Principal Transactions Record:
2 |
i. Full name of dealer | US Bancorp |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 71902004.20000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | MarketAxess Corp |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 168500292.78000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/SMH High Income Fund - Class C |
ii. Class identification number, if any | C000064376 |
iii. Ticker symbol, if any | HIICX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/SMH High Income Fund - Class I |
ii. Class identification number, if any | C000128969 |
iii. Ticker symbol, if any | HIIIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/SMH High Income Fund - Class A |
ii. Class identification number, if any | C000064375 |
iii. Ticker symbol, if any | HIIFX |
Pricing Services Record:
1 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 213800BVVQOBUSJXSB53 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg LP |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | BROWNSTONE INVESTMENT GROUP |
ii. SEC file number | 8-50460 |
iii. CRD number | 000043884 |
iv. LEI, if any | 549300EBC8OHVQMGF416 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5100620.50000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | OPPENHEIMER & CO |
ii. SEC file number | 8-4077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1322451.25000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | SOUTHWESTSECURITIES.COM |
ii. SEC file number | 8-45123 |
iii. CRD number | 000006220 |
iv. LEI, if any | 549300IXU82PMU6XZT45 |
v. State, if applicable |
TEXAS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 589447.50000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 3 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/Aspect Enhanced Multi-Asset Fund - Class A |
ii. Class identification number, if any | C000246757 |
iii. Ticker symbol, if any | CASAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/Aspect Enhanced Multi-Asset Fund - Class I |
ii. Class identification number, if any | C000246756 |
iii. Ticker symbol, if any | CASIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/Aspect Enhanced Multi-Asset Fund - Class C |
ii. Class identification number, if any | C000246758 |
iii. Ticker symbol, if any | CASCX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg LP |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 321848266.12548494 |
Principal Transactions Record:
2 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 146370932.77476999 |
Principal Transactions Record:
3 |
i. Full name of dealer | MAREX FINANCIAL |
ii. SEC file number | 8-69039 |
iii. CRD number | 000161014 |
iv. LEI, if any | 5493006BWPDUCYG6EQ34 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1044588.66669600 |
Principal Transactions Record:
4 |
i. Full name of dealer | NEWEDGE GROUP |
ii. SEC file number | 8-27663 |
iii. CRD number | 000010674 |
iv. LEI, if any | 5493006BWPDUCYG6EQ34 |
v. State, if applicable |
PENNSYLVANIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 40643573.34833000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Large Cap Focus Fund Class N |
ii. Class identification number, if any | C000236479 |
iii. Ticker symbol, if any | ETLNX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Large Cap Focus Fund Class C |
ii. Class identification number, if any | C000236481 |
iii. Ticker symbol, if any | ETLCX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Large Cap Focus Fund Class I |
ii. Class identification number, if any | C000236482 |
iii. Ticker symbol, if any | ETLIX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Large Cap Focus Fund Class A |
ii. Class identification number, if any | C000236480 |
iii. Ticker symbol, if any | ETLAX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Robert W. Baird & Co. |
ii. SEC file number | 8-00497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3126.00000000 |
Brokers Record:
2 |
i. Full name of broker | R.J. O'BRIEN |
ii. SEC file number | 8-67587 |
iii. CRD number | 000143624 |
iv. LEI, if any | 549300BSZNPQJNYIAD03 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1882.96000000 |
Brokers Record:
3 |
i. Full name of broker | WILLIAM BLAIR & CO |
ii. SEC file number | 008-02698 |
iii. CRD number | 000001252 |
iv. LEI, if any | 549300J0P7XYE8BMZ775 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1537.36000000 |
Brokers Record:
4 |
i. Full name of broker | ROYAL BANK OF CANADA CAPITAL MARKETS |
ii. SEC file number | 8-39947 |
iii. CRD number | 000022698 |
iv. LEI, if any | ES7IP3U3RHIGC71XBU11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4151.46000000 |
Brokers Record:
5 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1376.72000000 |
Brokers Record:
6 |
i. Full name of broker | Wolverine Trading LLC |
ii. SEC file number | 8-47484 |
iii. CRD number | 000036848 |
iv. LEI, if any | 549300J0EHU6M88PZ560 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5948.08000000 |
Brokers Record:
7 |
i. Full name of broker | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2768.68000000 |
Brokers Record:
8 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1671.09000000 |
Brokers Record:
9 |
i. Full name of broker | PIPER SANDLER |
ii. SEC file number | 8-15204 |
iii. CRD number | 000000665 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
MINNESOTA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1309.92000000 |
Brokers Record:
10 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7264.11000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 36880.01000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Insider Buying Fund Class A |
ii. Class identification number, if any | C000102754 |
iii. Ticker symbol, if any | INSAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Insider Buying Fund Class I |
ii. Class identification number, if any | C000142548 |
iii. Ticker symbol, if any | INSIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Insider Buying Fund Class C |
ii. Class identification number, if any | C000102755 |
iii. Ticker symbol, if any | INSCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Goldman Sachs |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 142.76000000 |
Brokers Record:
2 |
i. Full name of broker | Jones Trading |
ii. SEC file number | 8-26089 |
iii. CRD number | 000006888 |
iv. LEI, if any | 2138008JJ5PA8H5UIL69 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 28205.07000000 |
Brokers Record:
3 |
i. Full name of broker | GTS Mischler |
ii. SEC file number | 8-68126 |
iii. CRD number | 000149224 |
iv. LEI, if any | 5493005RMIRIL1NTB654 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9.60000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 28357.43000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst/CIFC Floating Rate Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst Income and Multi-Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/SMH Total Return Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 106147.39000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 49 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/CIFC Senior Secured Income Fund C-1 |
ii. Class identification number, if any | C000240463 |
iii. Ticker symbol, if any | CFRFX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/CIFC Senior Secured Income Fund A |
ii. Class identification number, if any | C000121700 |
iii. Ticker symbol, if any | CFRAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/CIFC Senior Secured Income Fund Class I |
ii. Class identification number, if any | C000121702 |
iii. Ticker symbol, if any | CFRIX |
Shares Outstanding Record:
4 |
i. Full name of Class | Catalyst/CIFC Senior Secured Income Fund C |
ii. Class identification number, if any | C000121701 |
iii. Ticker symbol, if any | CFRCX |
Pricing Services Record:
1 |
i. Full name | Refinitiv |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
3 |
i. Full name | Markit |
ii. LEI, if any, or provide and describe other
identifying number
| 213800BVVQOBUSJXSB53 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
4 |
i. Full name | Pricing Direct |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | |
iii. State, if applicable |
NEVADA
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 125438534.13002996 |
Principal Transactions Record:
2 |
i. Full name of dealer | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | NY9Q8VBNB6D1L6YV0J84 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 153767289.62753993 |
Principal Transactions Record:
3 |
i. Full name of dealer | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 201545742.64851055 |
Principal Transactions Record:
4 |
i. Full name of dealer | BARCLAYS |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 103581889.21836229 |
Principal Transactions Record:
5 |
i. Full name of dealer | UBS AG |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 54895760.63777130 |
Principal Transactions Record:
6 |
i. Full name of dealer | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 127439546.66233175 |
Principal Transactions Record:
7 |
i. Full name of dealer | BANK OF AMERICA MERRILL LYNCH |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 109951380.69770110 |
Principal Transactions Record:
8 |
i. Full name of dealer | ROYAL BANK OF CANADA CAPITAL MARKETS |
ii. SEC file number | 8-39947 |
iii. CRD number | 000022698 |
iv. LEI, if any | ES7IP3U3RHIGC71XBU11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 108563895.61989062 |
Principal Transactions Record:
9 |
i. Full name of dealer | WELLS FARGO BANK |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 44262607.28013306 |
Principal Transactions Record:
10 |
i. Full name of dealer | CITIGROUP |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 120721053.34980866 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/Millburn Dynamic Commodity Strategy Fund Class C |
ii. Class identification number, if any | C000158689 |
iii. Ticker symbol, if any | CFHCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/Millburn Dynamic Commodity Strategy Fund Class A |
ii. Class identification number, if any | C000158688 |
iii. Ticker symbol, if any | CFHAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/Millburn Dynamic Commodity Strategy Fund Class I |
ii. Class identification number, if any | C000158690 |
iii. Ticker symbol, if any | CFHIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Healthcare & Life Sciences Fund Class N |
ii. Class identification number, if any | C000121709 |
iii. Ticker symbol, if any | ETNHX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Healthcare & Life Sciences Fund Class A |
ii. Class identification number, if any | C000121707 |
iii. Ticker symbol, if any | ETAHX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Healthcare & Life Sciences Fund Class C |
ii. Class identification number, if any | C000121708 |
iii. Ticker symbol, if any | ETCHX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Healthcare & Life Sciences Fund Class I |
ii. Class identification number, if any | C000121710 |
iii. Ticker symbol, if any | ETIHX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 86898.91000000 |
Brokers Record:
2 |
i. Full name of broker | LEERINK SWANN & CO |
ii. SEC file number | 008-48535 |
iii. CRD number | 000039011 |
iv. LEI, if any | 549300AAH7U76CEUBI94 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 115133.84000000 |
Brokers Record:
3 |
i. Full name of broker | STRONGTOWER FINANCIAL |
ii. SEC file number | 8-46708 |
iii. CRD number | 000035504 |
iv. LEI, if any | N/A |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 74353.75999999 |
Brokers Record:
4 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 464016.92000000 |
Brokers Record:
5 |
i. Full name of broker | COWEN GROUP |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 131451.88000000 |
Brokers Record:
6 |
i. Full name of broker | BANK OF AMERICA MERRILL LYNCH |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 92520.66000000 |
Brokers Record:
7 |
i. Full name of broker | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 64347.83999999 |
Brokers Record:
8 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 352304.75000000 |
Brokers Record:
9 |
i. Full name of broker | PIPER SANDLER & CO. |
ii. SEC file number | 8-15204 |
iii. CRD number | 001230245 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 85025.83000000 |
Brokers Record:
10 |
i. Full name of broker | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 54901.59999999 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2144860.70000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14285000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8100000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 52194989.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | COWEN GROUP |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5700000.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6975000.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | LEERINK SWANN & CO |
ii. SEC file number | 008-48535 |
iii. CRD number | 000039011 |
iv. LEI, if any | 549300AAH7U76CEUBI94 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 36647493.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BANK OF AMERICA MERRILL LYNCH |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 20799992.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Balanced Fund Class A |
ii. Class identification number, if any | C000157835 |
iii. Ticker symbol, if any | ETAMX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Balanced Fund Class I |
ii. Class identification number, if any | C000157837 |
iii. Ticker symbol, if any | ETIMX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Balanced Fund Class C |
ii. Class identification number, if any | C000157836 |
iii. Ticker symbol, if any | ETCMX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Balanced Fund Class N |
ii. Class identification number, if any | C000157838 |
iii. Ticker symbol, if any | ETNMX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 12799.09000000 |
Brokers Record:
2 |
i. Full name of broker | UBS AG |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4521.24000000 |
Brokers Record:
3 |
i. Full name of broker | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5288.20000000 |
Brokers Record:
4 |
i. Full name of broker | Wolfe Research, LLC |
ii. SEC file number | 8-68406 |
iii. CRD number | 000151850 |
iv. LEI, if any | 25490055RCIM412FC286 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 6223.12000000 |
Brokers Record:
5 |
i. Full name of broker | Citigroup |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3223.48000000 |
Brokers Record:
6 |
i. Full name of broker | WILLIAM BLAIR & CO |
ii. SEC file number | 008-02698 |
iii. CRD number | 000001252 |
iv. LEI, if any | 549300J0P7XYE8BMZ775 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4385.60000000 |
Brokers Record:
7 |
i. Full name of broker | PIPER SANDLER & CO. |
ii. SEC file number | 8-15204 |
iii. CRD number | 001230245 |
iv. LEI, if any | 549300GRQCWQ3XGH0H10 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3606.12000000 |
Brokers Record:
8 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 10352.01000000 |
Brokers Record:
9 |
i. Full name of broker | OPPENHEIMER & CO |
ii. SEC file number | 8-4077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3190.24000000 |
Brokers Record:
10 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3239.92000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 86206.52000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6390266.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | MARKETAXESS |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9033599.44999999 |
Principal Transactions Record:
3 |
i. Full name of dealer | TD SECURITIES |
ii. SEC file number | 008-23395 |
iii. CRD number | 000007870 |
iv. LEI, if any | CWQYQU0TV2NLMLZKNB44 |
v. State, if applicable |
NEBRASKA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4490927.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6707964.61000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5426930.00000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | WELLS FARGO BANK |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22726804.83000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Stifel Nicolaus and Company, Inc. |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7521291.40079374 |
Principal Transactions Record:
8 |
i. Full name of dealer | US BANCORP |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 4737995.82249999 |
Principal Transactions Record:
9 |
i. Full name of dealer | CITIGROUP |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5033076.25213171 |
Principal Transactions Record:
10 |
i. Full name of dealer | STONEX FINANCIAL |
ii. SEC file number | 8-51269 |
iii. CRD number | 000045993 |
iv. LEI, if any | 549300LNKU6K5TJCRG93 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10835288.07000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/MAP Global Equity Fund Class I |
ii. Class identification number, if any | C000142550 |
iii. Ticker symbol, if any | CAXIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/MAP Global Equity Fund Class A |
ii. Class identification number, if any | C000102760 |
iii. Ticker symbol, if any | CAXAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/MAP Global Equity Fund Class C |
ii. Class identification number, if any | C000102761 |
iii. Ticker symbol, if any | CAXCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC. |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | Cabrera Capital |
ii. SEC file number | 8-26406 |
iii. CRD number | 000010081 |
iv. LEI, if any | 254900BIRJU76JRBK985 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1754.91000000 |
Brokers Record:
2 |
i. Full name of broker | Pershing |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 652.64000000 |
Brokers Record:
3 |
i. Full name of broker | Wall Street Access |
ii. SEC file number | 8-25936 |
iii. CRD number | 000010012 |
iv. LEI, if any | 549300Z0MOT47D6OQV22 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 11494.64000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 13902.19000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst Income and Multi-Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst/CIFC Floating Rate Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst/SMH Total Return Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 535122.60000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 4 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Core Bond Fund Class C |
ii. Class identification number, if any | C000220845 |
iii. Ticker symbol, if any | ETCRX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Core Bond Fund Class A |
ii. Class identification number, if any | C000220844 |
iii. Ticker symbol, if any | ETARX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Core Bond Fund Class I |
ii. Class identification number, if any | C000220846 |
iii. Ticker symbol, if any | ETIRX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Core Bond Fund Class N |
ii. Class identification number, if any | C000220843 |
iii. Ticker symbol, if any | ETNRX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | BANK OF MONTREAL (BMO) |
ii. SEC file number | 8-67064 |
iii. CRD number | 000137115 |
iv. LEI, if any | 3Y4U8VZURTYWI1W2K376 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10337756.99683994 |
Principal Transactions Record:
2 |
i. Full name of dealer | BOK FINANCIAL CORP |
ii. SEC file number | 8-35381 |
iii. CRD number | 000017530 |
iv. LEI, if any | 5493008UZFTI4G7UQ733 |
v. State, if applicable |
OKLAHOMA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12736243.53614343 |
Principal Transactions Record:
3 |
i. Full name of dealer | MITSUBISHI UFJ TRUST AND BANKING |
ii. SEC file number | 008-43026 |
iii. CRD number | 000019685 |
iv. LEI, if any | K5HU16E3LMSVCCJJJ255 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10730412.55932083 |
Principal Transactions Record:
4 |
i. Full name of dealer | STONEX FINANCIAL |
ii. SEC file number | 8-51269 |
iii. CRD number | 000045993 |
iv. LEI, if any | 549300LNKU6K5TJCRG93 |
v. State, if applicable |
FLORIDA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8275067.95985453 |
Principal Transactions Record:
5 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11123490.75000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 11066749.50000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | Stifel Nicolaus and Company, Inc. |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 8979552.50000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | MARKETAXESS |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12260612.00000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | DAIWA SECURITIES |
ii. SEC file number | 8-12242 |
iii. CRD number | 000001576 |
iv. LEI, if any | 549300OE1DCA4NYQ5H32 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 13739770.19947774 |
Principal Transactions Record:
10 |
i. Full name of dealer | WELLS FARGO BANK |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 31802725.87374305 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Dividend Opportunities Fund Class N |
ii. Class identification number, if any | C000193767 |
iii. Ticker symbol, if any | ETNDX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Dividend Opportunities Fund Class C |
ii. Class identification number, if any | C000193765 |
iii. Ticker symbol, if any | ETCDX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Dividend Opportunities Fund Class A |
ii. Class identification number, if any | C000193764 |
iii. Ticker symbol, if any | ETADX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Dividend Opportunities Fund Class I |
ii. Class identification number, if any | C000193766 |
iii. Ticker symbol, if any | ETIDX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | EVERCORE PARTNERS |
ii. SEC file number | 8-49830 |
iii. CRD number | 000042405 |
iv. LEI, if any | 5493008F0LRLS5N8LZ81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 10539.24000000 |
Brokers Record:
2 |
i. Full name of broker | Wolfe Research, LLC |
ii. SEC file number | 8-68406 |
iii. CRD number | 000151850 |
iv. LEI, if any | 25490055RCIM412FC286 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 12117.36000000 |
Brokers Record:
3 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 15878.74000000 |
Brokers Record:
4 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 35799.04000000 |
Brokers Record:
5 |
i. Full name of broker | UBS AG |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 12354.56000000 |
Brokers Record:
6 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 24995.91000000 |
Brokers Record:
7 |
i. Full name of broker | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9576.40000000 |
Brokers Record:
8 |
i. Full name of broker | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 10620.12000000 |
Brokers Record:
9 |
i. Full name of broker | BANK OF AMERICA MERRILL LYNCH |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9308.32000000 |
Brokers Record:
10 |
i. Full name of broker | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 13243.68000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 257665.25000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Insider Income Fund Class I |
ii. Class identification number, if any | C000143111 |
iii. Ticker symbol, if any | IIXIX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Insider Income Fund Class A |
ii. Class identification number, if any | C000143109 |
iii. Ticker symbol, if any | IIXAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Insider Income Fund Class C |
ii. Class identification number, if any | C000143110 |
iii. Ticker symbol, if any | IIXCX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | OPPENHEIMER & CO |
ii. SEC file number | 8-4077 |
iii. CRD number | 000000249 |
iv. LEI, if any | 254900VH02JQR2L8XD64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3401500.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | US BANCORP |
ii. SEC file number | 8-35359 |
iii. CRD number | 000017868 |
iv. LEI, if any | H85Z6XZP8B10ES0M2G89 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 407000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | MARKETAXESS |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 24226315.16000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | DINOSAUR FINANCIAL GROUP LLC |
ii. SEC file number | 8-52908 |
iii. CRD number | 000104446 |
iv. LEI, if any | 549300CCV3H232GBUN83 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3943376.25000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst/SMH Total Return Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 106400.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 8 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Exponential Technologies Fund Class N |
ii. Class identification number, if any | C000219891 |
iii. Ticker symbol, if any | ETNEX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Exponential Technologies Fund Class C |
ii. Class identification number, if any | C000219893 |
iii. Ticker symbol, if any | ETCEX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Exponential Technologies Fund Class A |
ii. Class identification number, if any | C000219892 |
iii. Ticker symbol, if any | ETAEX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Exponential Technologies Fund Class I |
ii. Class identification number, if any | C000219894 |
iii. Ticker symbol, if any | ETIEX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7746.34000000 |
Brokers Record:
2 |
i. Full name of broker | ADVISORS ASSET MGMT (AAM) |
ii. SEC file number | 8-51509 |
iii. CRD number | 000297305 |
iv. LEI, if any | Z75DLV0PQ63UKOGIQ572 |
v. State, if applicable |
GEORGIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4818.12000000 |
Brokers Record:
3 |
i. Full name of broker | COWEN GROUP |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 549300WR155U7DVMIW58 |
v. State, if applicable |
MASSACHUSETTS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 7132.36000000 |
Brokers Record:
4 |
i. Full name of broker | VIRTU FINANCIAL |
ii. SEC file number | 8-51262 |
iii. CRD number | 000045986 |
iv. LEI, if any | 5493006FX0HRYU3G2R47 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 29551.24000000 |
Brokers Record:
5 |
i. Full name of broker | WILLIAM BLAIR & CO |
ii. SEC file number | 8-02698 |
iii. CRD number | 000001252 |
iv. LEI, if any | 549300J0P7XYE8BMZ775 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9131.20000000 |
Brokers Record:
6 |
i. Full name of broker | ROBERT W. BAIRD & CO. |
ii. SEC file number | 8-00497 |
iii. CRD number | 000008158 |
iv. LEI, if any | 549300772UJAHRD6LO53 |
v. State, if applicable |
WISCONSIN
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 5618.20000000 |
Brokers Record:
7 |
i. Full name of broker | JEFFERIES GROUP |
ii. SEC file number | 8-15074 |
iii. CRD number | 000002347 |
iv. LEI, if any | 58PU97L1C0WSRCWADL48 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 20548.77000000 |
Brokers Record:
8 |
i. Full name of broker | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 9183.12000000 |
Brokers Record:
9 |
i. Full name of broker | ROYAL BANK OF CANADA CAPITAL MARKETS |
ii. SEC file number | 8-39947 |
iii. CRD number | 000022698 |
iv. LEI, if any | ES7IP3U3RHIGC71XBU11 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 3836.92000000 |
Brokers Record:
10 |
i. Full name of broker | STRONGTOWER FINANCIAL |
ii. SEC file number | 8-46708 |
iii. CRD number | 000035504 |
iv. LEI, if any | N/A |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4863.84000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 139338.70000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | UBS |
ii. SEC file number | 8-22651 |
iii. CRD number | 000007654 |
iv. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1950000.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | BREAN CAPITAL |
ii. SEC file number | 8-40742 |
iii. CRD number | 000023723 |
iv. LEI, if any | 254900ZZA1UBVDCNQ378 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 408000.00000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 1800000.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 150000.00000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/Millburn Hedge Strategy Fund - Class C |
ii. Class identification number, if any | C000163770 |
iii. Ticker symbol, if any | MBXCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/Millburn Hedge Strategy Fund - Class I |
ii. Class identification number, if any | C000163771 |
iii. Ticker symbol, if any | MBXIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/Millburn Hedge Strategy Fund - Class C-1 |
ii. Class identification number, if any | C000220411 |
iii. Ticker symbol, if any | MBXFX |
Shares Outstanding Record:
4 |
i. Full name of Class | Catalyst/Millburn Hedge Strategy Fund - Class A |
ii. Class identification number, if any | C000163769 |
iii. Ticker symbol, if any | MBXAX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | N/A |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Bloomberg LP |
ii. LEI, if any, or provide and describe other
identifying number
| 549300B56MD0ZC402L06 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | GOLDMAN SACHS |
ii. SEC file number | 8-129 |
iii. CRD number | 000000361 |
iv. LEI, if any | FOR8UP27PHTHYVLBNG30 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 8386375.09135585 |
Brokers Record:
2 |
i. Full name of broker | BANK OF AMERICA MERRILL LYNCH |
ii. SEC file number | 8-7221 |
iii. CRD number | 000007691 |
iv. LEI, if any | 8NAV47T0Y26Q87Y0QP81 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 2027613.19537392 |
Brokers Record:
3 |
i. Full name of broker | DEUTSCHE BANK |
ii. SEC file number | 8-17822 |
iii. CRD number | 000002525 |
iv. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 4094387.09327022 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 14508375.38000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst/MAP Global Balanced Fund Class C |
ii. Class identification number, if any | C000102759 |
iii. Ticker symbol, if any | TRXCX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst/MAP Global Balanced Fund Class A |
ii. Class identification number, if any | C000102758 |
iii. Ticker symbol, if any | TRXAX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst/MAP Global Balanced Fund Class I |
ii. Class identification number, if any | C000142549 |
iii. Ticker symbol, if any | TRXIX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Brokers Record:
1 |
i. Full name of broker | WALL STREET ACCESS |
ii. SEC file number | 8-25936 |
iii. CRD number | 000010012 |
iv. LEI, if any | 549300Z0MOT47D6OQV22 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1626.03000000 |
Brokers Record:
2 |
i. Full name of broker | CABRERA CAPITAL |
ii. SEC file number | 8-26406 |
iii. CRD number | 000010081 |
iv. LEI, if any | 254900BIRJU76JRBK985 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 1025.23000000 |
Brokers Record:
3 |
i. Full name of broker | PERSHING |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Gross commissions paid by the Fund for
the
reporting period | 17.50000000 |
b. Aggregate brokerage commissions paid by Fund
during
the reporting period:
| 2668.76000000 |
|
Principal Transactions Record:
1 |
i. Full name of dealer | PERSHING |
ii. SEC file number | 8-17574 |
iii. CRD number | 000007560 |
iv. LEI, if any | ZI8Q1A8EI8LQFJNM0D94 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 298770.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CHARLES SCHWAB |
ii. SEC file number | 8-16514 |
iii. CRD number | 000005393 |
iv. LEI, if any | 549300ZP8XN77GK5BS04 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 2550680.76000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | MONERE INVESTMENTS |
ii. SEC file number | 8-52982 |
iii. CRD number | 000105487 |
iv. LEI, if any | 2549004LPCIR92BLYF90 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 3104137.25000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst/SMH Total Return Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst Enhanced Income Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 31941.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 15 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 4 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Eventide Limited-Term Bond Fund Class N |
ii. Class identification number, if any | C000202733 |
iii. Ticker symbol, if any | ETNBX |
Shares Outstanding Record:
2 |
i. Full name of Class | Eventide Limited-Term Bond Fund Class I |
ii. Class identification number, if any | C000202732 |
iii. Ticker symbol, if any | ETIBX |
Shares Outstanding Record:
3 |
i. Full name of Class | Eventide Limited-Term Bond Fund Class C |
ii. Class identification number, if any | C000202731 |
iii. Ticker symbol, if any | ETCBX |
Shares Outstanding Record:
4 |
i. Full name of Class | Eventide Limited-Term Bond Fund Class A |
ii. Class identification number, if any | C000202730 |
iii. Ticker symbol, if any | ETABX |
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutionss, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | File Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | MARKETAXESS |
ii. SEC file number | 8-50727 |
iii. CRD number | 000044542 |
iv. LEI, if any | GPSMMRI21JE7ZCVYF972 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 14578325.00000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | JANE STREET |
ii. SEC file number | 8-69254 |
iii. CRD number | 000167280 |
iv. LEI, if any | 549300HXJLXCPDWAH070 |
v. State, if applicable |
DELAWARE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 6212177.65000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BARCLAYS CAPITAL, INC. |
ii. SEC file number | 8-41342 |
iii. CRD number | 000019714 |
iv. LEI, if any | AC28XWWI3WIBK2824319 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5628055.00000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | MORGAN STANLEY SMITH BARNEY |
ii. SEC file number | 8-68191 |
iii. CRD number | 000149777 |
iv. LEI, if any | 7PDDXEMZ0ZV0CEDU4D16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 9161919.00000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | CANTOR FITZGERALD |
ii. SEC file number | 8-00201 |
iii. CRD number | 000159296 |
iv. LEI, if any | 549300DWZ3YOKJO5X179 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 12900545.27950376 |
Principal Transactions Record:
6 |
i. Full name of dealer | KEYBANC CAPITAL MARKETS INC. |
ii. SEC file number | 008-30177 |
iii. CRD number | 000000566 |
iv. LEI, if any | 2EQWV0180Z211YVAD813 |
v. State, if applicable |
OHIO
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 18335590.00000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5792898.75000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | FIRST TENNESSEE BANK |
ii. SEC file number | 8-35061 |
iii. CRD number | 000017117 |
iv. LEI, if any | COOWI3L2W9TPYR3WJX37 |
v. State, if applicable |
TENNESSEE
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 5992015.00000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | WELLS FARGO BANK |
ii. SEC file number | 8-65876 |
iii. CRD number | 000126292 |
iv. LEI, if any | VYVVCKR63DVZZN70PB21 |
v. State, if applicable |
NORTH CAROLINA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 10857455.00000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | Stifel Nicolaus and Company, Inc. |
ii. SEC file number | 008-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 7219728.50000000 |
a. How many Classes of shares of the Fund (if
any) are
authorized?
| 3 |
b. How many new Classes of shares of the Fund
were
added
during the reporting period?
| 0 |
c. How many Classes of shares of the Fund were
terminated during the reporting period?
| 0 |
d. For each Class with shares outstanding,
provide the
information requested below: |
|
Shares Outstanding Record:
1 |
i. Full name of Class | Catalyst Enhanced Income Strategy Fund Class A |
ii. Class identification number, if any | C000206025 |
iii. Ticker symbol, if any | EIXAX |
Shares Outstanding Record:
2 |
i. Full name of Class | Catalyst Enhanced Income Strategy Fund Class I |
ii. Class identification number, if any | C000206024 |
iii. Ticker symbol, if any | EIXIX |
Shares Outstanding Record:
3 |
i. Full name of Class | Catalyst Enhanced Income Strategy Fund Class C |
ii. Class identification number, if any | C000206026 |
iii. Ticker symbol, if any | EIXCX |
Pricing Services Record:
1 |
i. Full name | ICE Data Services |
ii. LEI, if any, or provide and describe other
identifying number
| 5493000NQ9LYLDBCTL34 |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
Pricing Services Record:
2 |
i. Full name | Refinitiv |
ii. LEI, if any, or provide and describe other
identifying number
| N/A |
Description of other identifying number | |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the pricing service an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
|
Shareholder servicing agents Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or provide and describe
other
identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the shareholder servicing agent an
affiliated
person
of the
Fund or its investment adviser(s)?
|
Yes
No
|
vi. Is the shareholder servicing agent a
sub-shareholder servicing agent?
|
Yes
No
|
|
Administrators Record:
1 |
i. Full name | Ultimus Fund Solutions, LLC |
ii. LEI, if any, or other identifying number | 84-05829 |
Description of other identifying number | Filing Number |
iii. State, if applicable |
OHIO
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the administrator an affiliated person of the
Fund or its
investment adviser(s)?
|
Yes
No
|
vi. Is the administrator a sub-administrator?
|
Yes
No
|
|
Principal Transactions Record:
1 |
i. Full name of dealer | JPMORGAN CHASE |
ii. SEC file number | 8-35008 |
iii. CRD number | 000000079 |
iv. LEI, if any | ZBUT11V806EZRVTWT807 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 26196348.15000000 |
Principal Transactions Record:
2 |
i. Full name of dealer | CITIGROUP |
ii. SEC file number | 8-8177 |
iii. CRD number | 000007059 |
iv. LEI, if any | MBNUM2BPBDO7JBLYG310 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 16872019.86000000 |
Principal Transactions Record:
3 |
i. Full name of dealer | BANK OF MONTREAL |
ii. SEC file number | 8-34344 |
iii. CRD number | 000016686 |
iv. LEI, if any | NQQ6HPCNCCU6TUTQYE16 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 51213932.05000000 |
Principal Transactions Record:
4 |
i. Full name of dealer | SOCIETE GENERALE SECURITIES SERVICES |
ii. SEC file number | 8-22522 |
iii. CRD number | 000007616 |
iv. LEI, if any | 85M6SLXL8PVZZO6V3174 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 35376914.23000000 |
Principal Transactions Record:
5 |
i. Full name of dealer | MESIROW FINANCIAL |
ii. SEC file number | 8-28816 |
iii. CRD number | 000002764 |
iv. LEI, if any | 549300BIV46SUHPOFE54 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 39522300.75000000 |
Principal Transactions Record:
6 |
i. Full name of dealer | MIZUHO SECURITIES |
ii. SEC file number | 8-37710 |
iii. CRD number | 000019647 |
iv. LEI, if any | 549300IJV8X2BVHFN697 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 58875113.90000000 |
Principal Transactions Record:
7 |
i. Full name of dealer | BTIG LLC |
ii. SEC file number | 8-65473 |
iii. CRD number | 000122225 |
iv. LEI, if any | 549300GTG9PL6WO3EC51 |
v. State, if applicable |
CALIFORNIA
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 27976488.09000000 |
Principal Transactions Record:
8 |
i. Full name of dealer | STIFEL NICOLAUS |
ii. SEC file number | 8-01447 |
iii. CRD number | 000000793 |
iv. LEI, if any | 5WUVMA08EYG4KEUPW589 |
v. State, if applicable |
MISSOURI
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 49899933.54000000 |
Principal Transactions Record:
9 |
i. Full name of dealer | PERFORMANCE TRUST CAPITAL PARTNERS |
ii. SEC file number | 8-47035 |
iii. CRD number | 000036155 |
iv. LEI, if any | 549300F8NR5Q23JRIY74 |
v. State, if applicable |
ILLINOIS
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 21341106.79000000 |
Principal Transactions Record:
10 |
i. Full name of dealer | BAYCREST PARTNERS |
ii. SEC file number | 8-48931 |
iii. CRD number | 000039944 |
iv. LEI, if any | 549300CTRRO8C3BU3H64 |
v. State, if applicable |
NEW YORK
|
vi. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
vii. Total value of purchases and sales
(excluding
maturing securities) with Fund:
| 22273859.58000000 |
|
If yes, for each line of credit, provide the information
requested below:
Line of Credit details Record:
1 |
i. Is the line of credit a committed or uncommitted
line of
credit?
|
Committed
Uncommitted
|
ii. What size is the line of credit?
| 150000000.00000000 |
iii. With which institution(s) is the line of credit? |
Line Institutions Record:
1 |
Name of institution | US Bancorp |
iv. Is the line of credit just for the Fund, or is
it shared among
multiple funds?
|
Sole
Shared
|
1. If shared, list the names of other funds that may use
the line of credit.
Shared Credit Users Record:
1 |
Name of fund | Catalyst Dynamic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
2 |
Name of fund | Catalyst Buffered Shield Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
3 |
Name of fund | Catalyst Systematic Alpha Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
4 |
Name of fund | Catalyst/SMH High Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
5 |
Name of fund | Catalyst/CIFC Senior Secured Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
6 |
Name of fund | Catalyst/Lyons Tactical Allocation Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
7 |
Name of fund | Catalyst/Warrington Strategic Program Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
8 |
Name of fund | Catalyst/Aspect Enhanced Multi-Asset Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
9 |
Name of fund | Catalyst Insider Buying Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
10 |
Name of fund | Catalyst/MAP Global Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
11 |
Name of fund | Catalyst Energy Infrastructure Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
12 |
Name of fund | Catalyst Insider Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
13 |
Name of fund | Catalyst Nasdaq-100 Hedged Equity Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
14 |
Name of fund | Catalyst/MAP Global Balanced Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
15 |
Name of fund | Catalyst/Millburn Dynamic Commodity Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
16 |
Name of fund | Catalyst/SMH Total Return Income Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
Shared Credit Users Record:
17 |
Name of fund | Catalyst/Millburn Hedge Strategy Fund |
SEC File number(
e.g., 811-
)
| 811-21872 |
v. Did the Fund draw on the line of credit this period? |
Yes
No
|
vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
| 4326895.00000000 |
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
| 87 |