UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21885
ENCOMPASS FUNDS
(Exact name of registrant as specified in charter)
1700 California Street, Suite 335
San Francisco, CA 94109
(Address of principal executive offices) (Zip code)
Malcolm H. Gissen
Encompass Funds
1700 California Street, Suite 335
San Francisco, CA 94109
(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 749 6565
Date of fiscal year end: May 31
Date of reporting period: July 1, 2008 – June 30, 2009
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Record
Account Name: Encompass Fund |
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Custodian Name: Huntington Trust |
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URANIUM ENERGY CORP. |
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Ticker: | UEC | Meeting Date: | 7/24/2008 | ||||||||
CUSIP | 916896103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY AND APPROVE STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
GLOBAL HUNTER CORP. |
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Ticker: | BOB.V | Meeting Date: | 7/30/2008 | ||||||||
CUSIP | 37945M101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF MACKAY LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY AND APPROVE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE AND RATIFY THE ACTIONS OF THE DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
5. TRANSACT OTHER BUSINESS AT THE ANNUAL MEETING. | FOR | FOR | WITH | ISSUER | |||||||
SLIVER WHEATON CORP. |
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Ticker: | SLW | Meeting Date: | 8/7/2008 | ||||||||
CUSIP | 828336107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
A. RESOLUTION APPROVING THE ISSUANCE OF UP TO 3,039,423 | FOR | FOR | WITH | ISSUER | |||||||
ADDITIONAL COMMON SHARE PURCHASE WARRANTS. | |||||||||||
ELIXIR GAMING TECHNOLOGIES INC. |
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Ticker: | EGT | Meeting Date: | 9/8/2008 | ||||||||
CUSIP | 28661G105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE 2008 STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF INDEPENDENT PUBLIC ACCOUNTING FIRM. | FOR | FOR | WITH | ISSUER | |||||||
4. VOTE ON THE ADJOURNMENT OR POSTPONEMENT OF THE ANNUAL | FOR | FOR | WITH | ISSUER | |||||||
MEETING IF SUCH ACTION IS NECESSARY. | |||||||||||
5. IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON | FOR | FOR | WITH | ISSUER | |||||||
AND OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING. | |||||||||||
3S BIO INC. |
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Ticker: | SSRX | Meeting Date: | 9/12/2008 | ||||||||
CUSIP | 88575Y105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS FOR FY 2008. | FOR | FOR | WITH | ISSUER | |||||||
DAYSTAR TECHNOLOGIES INC. |
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Ticker: | DSTI | Meeting Date: | 9/22/2008 | ||||||||
CUSIP | 23962Q100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE THE AMENDMENT TO INCREASE AUTHORIZED SHARES. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVE THE AMENDMENT AND RESTATEMENT OF 2006 STOCK | FOR | FOR | WITH | ISSUER | |||||||
INCENTIVE PLAN. | |||||||||||
4. RATIFY THE SELECTION OF HEIN & ASSOCIATES LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. |
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Ticker: | TEVA | Meeting Date: | 9/25/2008 | ||||||||
CUSIP | 881624209 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. TO APPOINT MR. JOSEPH (YOSI) NITZANI AS AN INDEPENDENT | FOR | FOR | WITH | ISSUER | |||||||
DIRECTOR FOR A TERM OF THREE YEARS. | |||||||||||
COUNTERPATH CORPORATION |
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Ticker: | CPAH | Meeting Date: | 10/1/2008 | ||||||||
CUSIP | 22228P203 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. APPOINTMENT OF BDO DUNWOODY AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
2. AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
3. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
4. TO APPROVE THE EMPLOYEE SHARE PURCHASE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TO APPROVE TERRENCE MATHEWS (COB) THE RIGHT TO VOTE CERTAIN | FOR | FOR | WITH | ISSUER | |||||||
SHARES OF COMMON STOCK ISSUED TO WESLEY CLOVER CORP. | |||||||||||
DEJOUR ENTERPRISES LTD. |
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Ticker: | DEJ | Meeting Date: | 10/17/2008 | ||||||||
CUSIP | 244866208 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DALE MATHESON CARR-HILTON LABONTE AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND AUTHORIZATION TO FIX THEIR REMUNERATION. | |||||||||||
2. RATIFICATION OF EXISTING 10% ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
GOLDBROOK VENTURES INC. |
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Ticker: | GBK.V | Meeting Date: | 11/18/2008 | ||||||||
CUSIP | 38076R109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINT VILLENUVE & VENNE AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
4.RATIFY AND APPROVE ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. CONFIRM AND RATIFY THE SHAREHOLDERS RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. TRANSACT OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
CONTINENTAL ENERGY CORP. |
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Ticker: | CPPXF | Meeting Date: | 12/12/2008 | ||||||||
CUSIP | 210909107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DALE MATHESON CARR-HILTON LABONTE AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND AUTHORIZATION TO FIX THEIR REMUNERATION. | |||||||||||
3. APPROVE AMENDMENTS TO THE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE AND RATIFY INCENTIVE STOCK OPTIONS TO INSIDERS. | FOR | FOR | WITH | ISSUER | |||||||
5. CONFIRM, RATIFY AND APPROVE ALL ACTS, DEEDS, AND THINGS DONE | FOR | FOR | WITH | ISSUER | |||||||
BY THE DIRECTORS AND OFFICERS OF THE CORPORATION DURING THE | |||||||||||
PRECEDING YEAR. | |||||||||||
6. TRANSACT OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
AVALON VENTURES LTD. |
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Ticker: | AVL.TO | Meeting Date: | 1/19/2009 | ||||||||
CUSIP | 053470100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF BOLTON & BOLTON AS AUDITOR. | FOR | FOR | WITH | ISSUER | |||||||
COVIDIEN LTD. |
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Ticker: | COV | Meeting Date: | 3/18/2009 | ||||||||
CUSIP | G2552X108 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE AMENDED AND RESTATED 2007 STOCK AND INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF INDEPENDENT AUDITORS AND REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
NORTHWESTERN CORPORATION |
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Ticker: | N WE | Meeting Date: | 4/22/2009 | ||||||||
CUSIP | 668074305 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL OF EMPLOYEE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. ELECTION OF DOROTHY M. BRADLEY TO BOARD OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
PEABODY ENERGY CORPORATION |
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Ticker: | BTU | Meeting Date: | 5/7/2009 | ||||||||
CUSIP | P55934010 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FY 2008. | FOR | FOR | WITH | ISSUER | |||||||
3. PREAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE | FOR | FOR | WITH | ISSUER | |||||||
MEASURES UNDER THE COMPANY'S 2004 LONG-TERM EQUITY INCENTIVE PLAN. | |||||||||||
DAYLIGHT RESOURCES TRUST |
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Ticker: | DAY.UN.TO | Meeting Date: | 5/7/2009 | ||||||||
CUSIP | 239600109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. RESOLUTION FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT (7). | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ORDINARY RESOLUTION APPROVING THE GRANT OF UNALLOCATED | FOR | FOR | WITH | ISSUER | |||||||
UNITS UNDER THE TRUST'S AWARD INCENTIVE PLAN. | |||||||||||
4. ORDINARY RESOLUTION APPROVING THE GRANT OF UNALLOCATED | FOR | FOR | WITH | ISSUER | |||||||
UNITS UNDER THE TRUST'S EMPLOYEE BONUS PLAN. | |||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. |
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Ticker: | POT | Meeting Date: | 5/7/2009 | ||||||||
CUSIP | 73755L107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
3. RESOLUTION TO APPROVE THE ADOPTION OF A NEW PERFORMANCE | FOR | FOR | WITH | ISSUER | |||||||
OPTION PLAN. | |||||||||||
4. SHAREHOLDER PROPOSAL. | AGAINST | FOR | AGAINST | SHAREHOLDER | |||||||
FRONTEER DEVELOPMENT CORP. |
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Ticker: | FRG | Meeting Date: | 5/7/2009 | ||||||||
CUSIP | 35903Q106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. IN RESPECT ELECTION OF DIRECTORS PROPOSED BY MANAGEMENT. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
CALPINE CORPORATION |
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Ticker: | CPN | Meeting Date: | 5/7/2009 | ||||||||
CUSIP | 131347304 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. PROPOSAL TO AMEND 2005 LONG-TERM INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
FOR CY 2009. | |||||||||||
AEGEAN MARINE PETROLEUM NETWORK INC. |
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Ticker: | ANW | Meeting Date: | 5/14/2009 | ||||||||
CUSIP | Y0017S102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
CLAUDE RESOURCES INC. |
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Ticker: | CGR | Meeting Date: | 5/14/2009 | ||||||||
CUSIP | 182873109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL OF THE SHAREHOLDERS RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
ASHFORD HOSPITALITY TRUST INC. |
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Ticker: | AHT | Meeting Date: | 5/19/2009 | ||||||||
CUSIP | 44103109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
3. TO VOTE ON SHAREHOLDER PROPOSAL TO AMEND THE BYLAWS TO | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
INCLUDE A REQUIREMENT THAT THE COB BE INDEPENDENT. | |||||||||||
SLIVER WHEATON CORP. |
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Ticker: | SLW | Meeting Date: | 5/21/2009 | ||||||||
CUSIP | 828336107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
A. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
B. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THEIR REMUNERATION . | |||||||||||
C. RESOLUTION CONFIRMING SHAREHOLDER'S RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
D. RESOLUTION APPROVING AMENDMENTS TO COMPANY'S SHARE | FOR | FOR | WITH | ISSUER | |||||||
OPTION PLAN. | |||||||||||
AVION RESOURCES CORP. |
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Ticker: | AVR.V | Meeting Date: | 5/21/2009 | ||||||||
CUSIP | 053750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF MCGOVERN, HURLEY CUNNINGHAM LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION . | |||||||||||
3. APPROVAL OF A 10% ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. CHANGE THE NAME OF THE CORPORATION TO AVION GOLD CORP. | FOR | FOR | WITH | ISSUER | |||||||
5. ADOPTION AND APPROVAL OF SHARE COMPENSATION PLAN UPON | FOR | FOR | WITH | ISSUER | |||||||
GRADUATION TO THE TORONTO STOCK EXCHANGE. | |||||||||||
EXETER RESOURCE CORPORATION |
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Ticker: | XRA | Meeting Date: | 5/26/2009 | ||||||||
CUSIP | 301835104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. SET THE NUMBER OF DIRECTORS AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
4. TO APPROVE THE RELOADING OF COMMON SHARES THAT HAVE BEEN | FOR | FOR | WITH | ISSUER | |||||||
ISSUES UPON THE EXERCISE OF OPTIONS BETWEEN MAY 23, 2008 | |||||||||||
AND MAY 26, 2009 BACK INTO STOCK OPTION PLAN. | |||||||||||
5. APPROVE AN AMENDMENT TO THE COMPANY'S STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. TO APPROVE THE AMENDMENT OF THE EXERCISE PRICES OF 1,350,000 | FOR | AGAINST | AGAINST | ISSUER | |||||||
STOCK OPTIONS HELD BY OFFICERS AND DIRECTORS TO 2.85. | |||||||||||
7. TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME | FOR | FOR | WITH | ISSUER | |||||||
BEFORE THE MEETING. | |||||||||||
NOVAGOLD RESOURCES INC. |
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Ticker: | NG | Meeting Date: | 5/26/2009 | ||||||||
CUSIP | 66987 E206 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
3. APPROVE THE CONTINUATION OF THE 2004 STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. TO APPROVE THE PERFORMANCE SHARE UNIT PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TO APPROVE THE DEFERRED SHARE UNIT PLAN. | FOR | FOR | WITH | ISSUER | |||||||
HECLA MINING COMPANY |
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Ticker: | HL | Meeting Date: | 5/29/2009 | ||||||||
CUSIP | 422704106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. PROPOSAL TO RATIFY BDO SEIDMAN, LLP AS AUDITORS FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
ENDEAVOR SILVER CORP. |
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Ticker: | EXK | Meeting Date: | 6/3/2008 | ||||||||
CUSIP | 29258Y103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. TO FIX THE NUMBER OF DIRECTORS AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE AMENDMENT NO. 1 TO THE COMPANY'S STOCK OPTION PLAN | FOR | FOR | WITH | ISSUER | |||||||
AND TO CONVERT IT TO A ROLLING 10% PLAN. | |||||||||||
5. TO APPROVE A STOCK BONUS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
ZIX CORPORATION |
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Ticker: | ZIXI | Meeting Date: | 6/4/2009 | ||||||||
CUSIP | 98974P100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. PROPOSAL TO RATIFY WHITLEY PENN LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
DELCATH SYSTEMS, INC. |
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Ticker: | DCTH | Meeting Date: | 6/4/2008 | ||||||||
CUSIP | 24661P104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY CARLIN, CHARRON & ROSEN LLP AS AUDITORS FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
3. PROPOSAL TO APPROVE THE 2009 STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
FREEPORT-MCMORAN COPPER & GOLD INC. |
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Ticker: | FCX | Meeting Date: | 6/11/2009 | ||||||||
CUSIP | 35671D857 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. PROPOSAL TO APPROVE THE 2009 ANNUAL INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. SHAREHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
WITH ENVIRONMENTAL EXPERTISE TO THE BOARD OF DIRECTORS. | |||||||||||
SEABRIDGE GOLD INC. |
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Ticker: | SA | Meeting Date: | 6/18/2008 | ||||||||
CUSIP | 811916105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. FIX AUDITORS REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE INCREASE IN STOCK OPTION PLAN SHARES TO 800,000. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVE GRANTS OF 425,000 STOCK OPTIONS. | FOR | FOR | WITH | ISSUER | |||||||
6. TRANSACT OTHER BUSINESS AT THE ANNUAL MEETING. | FOR | FOR | WITH | ISSUER | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. |
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Ticker: | TEVA | Meeting Date: | 6/22/2009 | ||||||||
CUSIP | 881624209 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. APPROVE CASH DIVIDEND FOR THE YEAR ENDED 2008. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINT KESSELMAN & KESSELMAN AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION AS APPROVED BY AUDIT COMMITTEE. | |||||||||||
CRESCENT POINT ENERGY TRUST |
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Ticker: | CPG.UN.TO | Meeting Date: | 6/29/2009 | ||||||||
CUSIP | 225908102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | ||||
1. CONSIDER AND TO PASS A SPECIAL RESOLUTION TO APPROVE A PLAN | FOR | FOR | WITH | ISSUER | |||||||
OF ARRANGEMENT. | |||||||||||
2. FIX THE NUMBER OF DIRECTORS AT SEVEN. | FOR | FOR | WITH | ISSUER | |||||||
3. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
4. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
* Management Recommended Vote |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ENCOMPASS FUNDS
By: /s/ Malcolm H. Gissen
Malcolm H. Gissen, President
Date: 8/20/09