UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21885
ENCOMPASS FUNDS
(Exact name of registrant as specified in charter)
1700 California Street, Suite 335
San Francisco, CA 94109
(Address of principal executive offices) (Zip code)
Malcolm H. Gissen
Encompass Funds
1700 California Street, Suite 335
San Francisco, CA 94109
(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 749 6565
Date of fiscal year end: May 31
Date of reporting period: July 1, 2012 – June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Record
Account Name: Encompass Fund |
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Custodian Name: Union Bank |
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URANIUM ENERGY CORP. |
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Ticker: | UEC | Meeting Date: | 7/23/2012 | ||||||||
CUSIP | 916896103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL OF 2012 STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
ESTRELLA INTERNATIONAL ENERGY SERVICES LTD. |
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Ticker: | EEN.V | Meeting Date: | 7/25/2012 | ||||||||
CUSIP | 29758W102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO APPROVE THE PRIVATE PLACEMENT RESOLUTION. | FOR | FOR | WITH | ISSUER | |||||||
2. IF THE PRIVATE PLACEMENT RESOLUTION PASSES, TO ELECT THE | FOR | FOR | WITH | ISSUER | |||||||
PROPOSED NOMINEES FOR DIRESTOR, LEVY, MANCINI, MACDONNELL, | |||||||||||
RODRIGUEZ, REYSER, ACEVEDO, AND KOKOGIAN. | |||||||||||
3. IF THE PRIVATE PLACEMENT RESOLUTION DOES NOT PASS, TO ELECT | FOR | FOR | WITH | ISSUER | |||||||
THE PROPOSED NOMINEES FOR DIRESTOR, LEVY, MANCINI, MACDONNELL, | |||||||||||
FENTRESS, AND GARRIDO. | |||||||||||
4. APPROVE RESOLUTION APPOINTING COLLINS BARROW LLP. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVE THE RESOLUTION APPROVING OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. TO VOTE ON ANY AMENDMENTS OR VARIATIONS BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
INTERNATIONAL PBX VENTURES LTD. |
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Ticker: | PBX.V | Meeting Date: | 8/3/2012 | ||||||||
CUSIP | 668074305 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. PASS AN ORDINARY RESOLUTION APPROVING THE COMPANY'S | FOR | FOR | WITH | ISSUER | |||||||
OPTION AGREEMENT WITH OZ EXPLORATION. | |||||||||||
2. CONDUCT ANY OTHER BUSINESS BEFORE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
GEOPETRO RESOURCES COMPANY |
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Ticker: | GPR | Meeting Date: | 8/28/2012 | ||||||||
CUSIP | 37248H304 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF HEIN & ASSOCIATES AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
COREX GOLD CORPORATION |
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Ticker: | CGE.V | Meeting Date: | 8/16/2012 | ||||||||
CUSIP | 21870J101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FOUR. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF BDO LLP AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THE REMUNERATION. | |||||||||||
4. RATIFY AND CONFIREM 10% "ROLLING" STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TO APPROVE A 1:4 SHARE CONSOLIDATION. | AGAINST | AGAINST | AGAINST | ISSUER | |||||||
6. APPROVE RE-PRICING CERTAIN STOCK OPTIONS HELD BY INSIDERS. | AGAINST | AGAINST | AGAINST | ISSUER | |||||||
7. APPROVE THE ACTS, DEEDS OF DIRECTORS SINCE LAST MEETING. | FOR | FOR | WITH | ISSUER | |||||||
5. TRANSACT FURHTER BUSINESS BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
REDHAWK RESOURCES INC. |
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Ticker: | RDK.V | Meeting Date: | 8/27/2012 | ||||||||
CUSIP | 75746k106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF PRICEWATERHOUSECOOPERS AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
FIXING DIRECTORS REMUNERATION. | |||||||||||
PETRODORADO ENERGY LTD |
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Ticker: | PDQ.V | Meeting Date: | 8/28/2012 | ||||||||
CUSIP | 53750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FOUR. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF EXISTING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TO ADOPT AND RATIFY SHAREHOLDERS RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. TO APPROVE THE REDUCTION OF EXERCISE PRICE ON CERTAIN | AGAINST | AGAINST | AGAINST | ISSUER | |||||||
INCENTIVE STOCK OPTIONS HELD BY INSIDERS. | |||||||||||
L&L ENERGY INC. |
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Ticker: | LLEN | Meeting Date: | 8/31/2012 | ||||||||
CUSIP | 50162D100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE NON-BINDING ADVISORY VOTE, FY 2012 COMPENSATION | FOR | FOR | WITH | ISSUER | |||||||
PAID TO EXECUTIVE OFFICERS. | |||||||||||
3. TO CAST ADVISORY VOTE TO SEEK DUAL LISTING OUTSIDE THE USA | AGAINST | AGAINST | AGAINST | ISSUER | |||||||
WITH ONE OF THE GREATER CHINA EXCHANGES. | |||||||||||
FORBES & MANHATTAN COAL CORP. |
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Ticker: | FMC.TO | Meeting Date: | 9/17/2012 | ||||||||
CUSIP | 345117105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | AGAINST | SHAREHOLDERS | |||||||
2. APPROVE A NON-BINDING ADVISORY RESOLUTION THAT THE MAJORITY | FOR | FOR | AGAINST | SHAREHOLDERS | |||||||
OF THE DIRECTORS BE INDEPENDENT DIRECTORS. | |||||||||||
3. APPROVE A NON-BINDING ADVISORY RESOLUTION THAT THE | FOR | FOR | AGAINST | SHAREHOLDERS | |||||||
INDEPENDENT DIRECTORS REVIEW COMPENSATION OF ALL DIRECTORS. | |||||||||||
4. APPROVE A NON-BINDING ADVISORY RESOLUTION THAT THE COMPANY | FOR | FOR | AGAINST | SHAREHOLDERS | |||||||
ADOPT AN INDIVIDUAL DIRECTOR ELECTION PROCESS BY SHAREHOLDER | |||||||||||
MAJORITY AT THE NEXTAGM. | |||||||||||
5. APPOINTMENT OF MCGOVERN, HURLEY CUNNINGHAM LLP AS AUDITORS | FOR | FOR | AGAINST | SHAREHOLDERS | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
ATACAMA PACIFIC GOLD CORPORATION |
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Ticker: | ATM.V | Meeting Date: | 9/25/2012 | ||||||||
CUSIP | 045650Q107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVAL STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
EXCELSIOR MINING CORP. |
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Ticker: | MIN.V | Meeting Date: | 9/28/2012 | ||||||||
CUSIP | 300763208 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT EIGHT. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF DAVIDSON & COMPANY LLP AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THEIR REMUNERATION . | |||||||||||
4. APPROVAL AND RATIFICATION OF ACTS OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
360 VOX CORPORATION |
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Ticker: | VOX.V | Meeting Date: | 10/9/2012 | ||||||||
CUSIP | 885578104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
CROSSHAIR ENERGY CORPORATION |
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Ticker: | CXZ | Meeting Date: | 10/24/2012 | ||||||||
CUSIP | 22763F105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET NUMBER OF DIRECTORS AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF DAVIDSON & COMPANY LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
TO FIX THEIR REMUNERATION. | |||||||||||
4. APPROVE, RATIFY, AND CINFIRMING THE ACTS OF DIRECTORS SINCE | FOR | FOR | WITH | ISSUER | |||||||
THE LAST MEETING OCTOBER 28, 2011. | |||||||||||
INTERNATIONAL PBX VENTURES LTD. |
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Ticker: | PBX.V | Meeting Date: | 10/25/2012 | ||||||||
CUSIP | 668074305 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. FIX THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF MANNING ELLIOT LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
TO FIX THEIR REMUNERATION. | |||||||||||
4. APPROVAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. ADOPTION OF NEW ARTICLES OF PBX. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
DACHA STRATEGIC METALS INC. |
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Ticker: | DSM.V | Meeting Date: | 11/23/2012 | ||||||||
CUSIP | 233407105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. APPOINTMENT OF MCGOVERN, HURLEY CUNNUNGHAM AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND FIX REMUNERATION. | |||||||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVE 10% ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE AMENDMENTS TO GENERAL BY-LAW NO. 1 | FOR | FOR | WITH | ISSUER | |||||||
OF DACHA'S BY-LAWS. | |||||||||||
CONTINENTAL ENERGY CORPORATION |
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Ticker: | CPPXF | Meeting Date: | 11/28/2012 | ||||||||
CUSIP | 210909107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT FOUR. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF DALE MATHESON CARR-HILTON LABONTE LLP AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND AUTHORIZING DIRECTORS TO FIX REMUNERATION. | |||||||||||
4. TO APPROVE THE COMPANY'S PROPOSED AMENDED AND RESTATED | FOR | AGAINST | AGAINST | ISSUER | |||||||
STOCK OPTION PLAN. | |||||||||||
BRAZIL RESOURCES INC. |
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Ticker: | BRI.V | Meeting Date: | 11/29/2012 | ||||||||
CUSIP | 105865109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
TO FIX THEIR REMUNERATION. | |||||||||||
3. APPROVAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
PARAMOUNT GOLD & SILVER CORP. |
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Ticker: | PZG | Meeting Date: | 12/4/2012 | ||||||||
CUSIP | 69924P102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY THE APPOINTMENT OF MNP LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. CONSIDER AND APPROVE EXECUTIVE OFFICERS COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
SOHO RESOURCES CORP. |
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Ticker: | SOH.V | Meeting Date: | 12/12/2012 | ||||||||
CUSIP | 83408M105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO FIX THE NUMBER OF DIRECTORS TO BE ELECTED AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF DAVIDSON & COMPANY AS AUDITORS AND FIXING | FOR | FOR | WITH | ISSUER | |||||||
DIRECTORS REMUNERATION. | |||||||||||
4. CONSOLIDATION OF 8:1 NEW SHARES. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. OTHER BUSINESS. | FOR | FOR | WITH | ISSUER | |||||||
UNITED STATES ANTIMONY CORPORATION |
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Ticker: | UAMY | Meeting Date: | 12/15/2012 | ||||||||
CUSIP | 911549103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF DE CORIA, MIACHEL & TEAGUE, PS AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. ADVISORY VOTE ON FREQUENCY TO VOTE ON EXECUTIVE | 3 YRS. | 1 YEAR | AGAINST | ISSUER | |||||||
COMPENSATION. | |||||||||||
AVALON RARE METALS INC |
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Ticker: | AVL | Meeting Date: | 1/25/2013 | ||||||||
CUSIP | 53470100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY ELECTION OF AUDITORS AND FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
MAGNUM HUNTER RESOURCES CORPORATION |
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Ticker: | MHR | Meeting Date: | 1/17/2013 | ||||||||
CUSIP | NC9243667 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS | FOR | FOR | WITH | ISSUER | |||||||
LLP AS AUDITORS. | |||||||||||
3. APPROVAL OF THE AMENDMENT TO INCREASE AUTHORIZED NUMBER | FOR | FOR | WITH | ISSUER | |||||||
OF COMMON STOCK SHARES TO 350.000,000. | |||||||||||
4. APPROVAL OF THE AMENDMENT TO INCREASE AUTHORIZED NUMBER | FOR | FOR | WITH | ISSUER | |||||||
OF PREFERRED STOCK SHARES TO 15.000,000. | |||||||||||
5. APPROVAL OF THE AMENDMENT OF THE RESTATED STOCK OPTION | FOR | FOR | WITH | ISSUER | |||||||
PLAN TO INCREASE AUTHORIZED NUMBER OF SHARES UNDER THE PLAN | |||||||||||
TO 27.500,000. | |||||||||||
COREX GOLD CORPORATION |
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Ticker: | CGE.V | Meeting Date: | 1/7/2013 | ||||||||
CUSIP | 21870J101 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. APPROVAL OF PROPOSED TRANSACTION. | FOR | FOR | WITH | ISSUER | |||||||
APPLE INC. |
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Ticker: | AAPL | Meeting Date: | 2/27/2013 | ||||||||
CUSIP | 747525103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. AMENDMENT OF ARTICLES OF INCORPORATION AS DESCRIBED. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY ERNST & YOUNG LLP AS AUDITORS' | FOR | FOR | WITH | ISSUER | |||||||
4. A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
5. A SHAREHOLDER PROPOSAL ENTITLED EXECUTIVES TO RETAIN. | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
6. SHAREHOLDER PROPOSAL ENTITLED BOARD COMMITTEE ON | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
HUMAN RIGHTS. | |||||||||||
QUALCOMM INCORPORATED |
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Ticker: | QCOM | Meeting Date: | 3/5/2013 | ||||||||
CUSIP | 747525103 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1A-1K. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE 2006 LONG-TERM INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF COMPANY'S EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
RIO VERDE MINERALS DEVELOPMENT CORP. |
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Ticker: | RVD.TO | Meeting Date: | 3/6/2013 | ||||||||
CUSIP | G7708A100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1.RESOLUTION AUTHORIZING, APPROVING AND ADOPTING THE MERGER | FOR | FOR | WITH | ISSUER | |||||||
OF THE COMPANY AND B&A FERTILIZERS LTD. | |||||||||||
EUROPEAN URANIUM RESOURCES LTD. |
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Ticker: | EUU.V | Meeting Date: | 3/14/2013 | ||||||||
CUSIP | 29881T109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET NUMBER OF DIRECTORS AT EIGHT. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND AUTHORIZE DIRECTORS | FOR | FOR | WITH | ISSUER | |||||||
TO FIX THEIR REMUNERATION. | |||||||||||
4. APPROVE RENEWAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. RENEWSTOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
STANDARD GRAPHITE CORP. |
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Ticker: | SGH.V | Meeting Date: | 4/22/2013 | ||||||||
CUSIP | 853450104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET NUMBER OF DIRECTORS AT THREE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF BDO CANADA AS AUDITORS AND AUTHORIZE | FOR | FOR | WITH | ISSUER | |||||||
DIRECTORS TO FIX THEIR REMUNERATION. | |||||||||||
4. RATIFY, CONFIRM AND APPROVE 10% "ROLLING" STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TRANSACT ANY OTHER BUSINESS. | FOR | FOR | WITH | ISSUER | |||||||
UR-ENERGY INC. |
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Ticker: | URG | Meeting Date: | 4/23/2013 | ||||||||
CUSIP | 91688R108 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINT PRICEWATERHOUSWCOOPERS LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION. | |||||||||||
3. RATIFY, CONFIRM AND APPROVE THE RENEWAL OF THE RSU PLAN. | FOR | FOR | WITH | ISSUER | |||||||
PRIMERO MINING CORP. |
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Ticker: | PPP | Meeting Date: | 5/8/2013 | ||||||||
CUSIP | 74164W106 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOPINT DELOITTE LLP AS AUDITORS AND TO AUTHORIZE THE | FOR | FOR | WITH | ISSUER | |||||||
DIRECTORS TO FIX THEIR REMUNERATION. | |||||||||||
3. APPROVE THE CONTINUATION OF THE 2010 STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVE A PHANTOM SHARE UNIT PLAN FOR EMPLOYEES. | FOR | FOR | WITH | ISSUER | |||||||
GREENHUNTER ENERGY INC. |
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Ticker: | GRH | Meeting Date: | 5/8/2013 | ||||||||
CUSIP | 39530A104 | ||||||||||
Proposal | Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||||
1. CHANGE THE NAME OF THE CORPORATION TO GREENHUNTER | FOR | FOR | WITH | ISSUER | |||||||
RESOURCES INC. | |||||||||||
2. RATIFY THE 2013 LONG-TERM INCENTIVE COMPENSATION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY THE PREFERRED SHAREHOLDERS APPROVAL TO INCREASE | FOR | FOR | WITH | ISSUER | |||||||
THE NUMBER OF 10% PREFERRED STOCK ISSUED SHARES TO 8,000,000. | |||||||||||
ASHFORD HOSPITALITY TRUST INC. |
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Ticker: | AHT | Meeting Date: | 5/14/2013 | ||||||||
CUSIP | 44103109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVE EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
4. VOTE ON A STOCKHOLDER PROPOSAL TO AMEND THE BY-LAWS TO | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
INCLUDE A REQUIREMENT THAT THE CHAIRMAN OF THE BOARD BE INDEPENDENT. | |||||||||||
DELCATH SYSTEMS, INC. |
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Ticker: | DCTH | Meeting Date: | 5/16/2013 | ||||||||
CUSIP | 24661P104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFY ERNST & YUOUNG LLP AS AUDITORS FY 2013. | FOR | FOR | WITH | ISSUER | |||||||
SLIVER WHEATON CORP. |
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Ticker: | SLW | Meeting Date: | 5/21/2013 | ||||||||
CUSIP | 828336107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
A. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
B. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THEIR REMUNERATION . | |||||||||||
C. APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ACCEPTING | FOR | FOR | WITH | ISSUER | |||||||
COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | |||||||||||
BOXXER GOLD CORP. |
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Ticker: | BXX.V | Meeting Date: | 5/31/2013 | ||||||||
CUSIP | 103200101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. FIX THE NUMBER OF DIRECTORS AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KENWAY MACK SLUSARCHUK STEWART LLP AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND TO FIX REMUNERATION. | |||||||||||
4. APPROVAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. SPECILA RESOLUTION APPROVING THE CONSOLIDATION OF | FOR | FOR | WITH | ISSUER | |||||||
COMMON SHARES ON THE BASIS OF 1:5. | |||||||||||
CAZA GOLD CORP. |
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Ticker: | Meeting Date: | 6/12/2013 | |||||||||
CUSIP | 53750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF SMYTHE RATCLIFFE LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
TO FIX REMUNERATION. | |||||||||||
4. APPROVE COMPANY'S INCENTIVE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVE COMPANY'S ADVANCE NOTICE POLICY. | FOR | FOR | WITH | ISSUER | |||||||
AMERICAN VANADIUM CORP. |
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Ticker: | AVC.V | Meeting Date: | 6/15/2013 | ||||||||
CUSIP | 30370100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINT DAVIDSON & COMPANY LLP AS AUDITORS AND TO | FOR | FOR | WITH | ISSUER | |||||||
FIX REMUNERATION. | |||||||||||
3. APPROVE STOCK OPTION PLAN RENEWAL RESOLUTION. | FOR | FOR | WITH | ISSUER | |||||||
4. PASS RESOLUTION ADOPTING RESTRICTED SHARE UNIT PLAN. | FOR | FOR | WITH | ISSUER | |||||||
GOLD STANDARD VENTURES CORP. |
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Ticker: | GV.V | Meeting Date: | 6/26/2013 | ||||||||
CUSIP | 380738104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT SEVEN. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF DAVIDSON & COMPANY AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THEIR REMUNERATION. | |||||||||||
4. ANNUAL RATIFICATION OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVE COMPANY'S ADVANCE NOTICE POLICY FOR DIRECTORS | FOR | FOR | WITH | ISSUER | |||||||
NOMINATIONS. | |||||||||||
COMSTOCK MINING INC. |
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Ticker: | LODE | Meeting Date: | 6/27/2013 | ||||||||
CUSIP | 205750102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
A. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
B2. APPOINTMENT OF DELOITTE TOUCHE AS AAUDITORS FOR FY 2012. | FOR | FOR | WITH | ISSUER | |||||||
B3. APPROVE NON-BINDING RESOLUTION FOR EXECUTIVE OFFICERS | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
B4. APPROVE NON-BINDING RESOLUTION ON THE FREQUENCY OF | 3 YEARS | 1 YEAR | AGAINST | ISSUER | |||||||
SHAREHOLDER VOTING ON EXECUTIVE COMPENSATION. | |||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ENCOMPASS FUNDS
By: /s/Malcolm H. Gissen
Malcolm H. Gissen, President
Date: 8-26-13