SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 11/23/2020 | 3. Issuer Name and Ticker or Trading Symbol lululemon athletica inc. [ LULU ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock(1) | 1,020 | D | |
Common Stock(2) | 308 | D | |
Common Stock(3) | 597 | D | |
Common Stock(4) | 260 | D | |
Common Stock(5) | 788 | D | |
Common Stock(6) | 344 | D | |
Common Stock(7) | 590 | D | |
Common Stock | 400 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | (8) | 02/16/2024 | Common Stock | 94 | 65.97 | D | |
Stock Option (Right to Buy) | (9) | 03/31/2024 | Common Stock | 1,459 | 51.87 | D | |
Stock Option (Right to Buy) | (10) | 03/28/2025 | Common Stock | 2,181 | 85.96 | D | |
Stock Option (Right to Buy) | (11) | 03/28/2026 | Common Stock | 1,364 | 167.54 | D | |
Stock Option (Right to Buy) | (11) | 03/28/2026 | Common Stock | 1,399 | 167.54 | D | |
Stock Option (Right to Buy) | (12) | 03/27/2027 | Common Stock | 1,704 | 188.84 | D |
Explanation of Responses: |
1. The reporting person received a restricted stock unit award which vested as to 33% on February 14, 2019, 33% on February 14, 2020, and will vest as to 34% on February 14, 2021, subject to the reporting person's continued employment or association with the issuer through such date. |
2. The reporting person received a restricted stock unit award which vested as to 33% on March 28, 2019, 33% on March 28, 2020, and will vest as to 34% on March 28, 2021, subject to the reporting person's continued employment or association with the issuer through such date. |
3. The reporting person received a restricted stock unit award which will vest as to 50% on each of March 28, 2021 and March 28, 2022, subject to the reporting person's continued employment or association with the issuer through such date. |
4. The reporting person received restricted stock unit awards which vested as to 33% on March 28, 2020, and will vest as to 33% on March 28, 2021 and as to 34% on March 28, 2022, subject to the reporting person's continued employment or association with the issuer through such date. |
5. The reporting person received restricted stock unit awards which will vest as to 50% on each of February 13, 2022 and February 13, 2023, subject to the reporting person's continued employment or association with the issuer through such date. |
6. The reporting person received a restricted stock unit award which will vest as to 33% on March 27, 2021, as to 33% on March 27, 2022, and as to 34% on March 27, 2023, subject to the reporting person's continued employment or association with the issuer through such date. |
7. The reporting person received a restricted stock unit award which will vest as to 33% on June 12, 2021, as to 33% on June 12, 2022, and as to 34% on June 12, 2023, subject to the reporting person's continued employment or association with the issuer through such date. |
8. These options vested as to 25% on each of February 16, 2018, February 16, 2019 and February 16, 2020, and will vest as to 25% on February 16, 2021, subject to the reporting person's continued employment or association with the issuer through such date. |
9. These options vested as to 25% on each of March 31, 2018, March 31, 2019 and March 31, 2020, and will vest as to 25% on March 31, 2021, subject to the reporting person's continued employment or association with the issuer through such date. |
10. These options vested as to 25% on each of March 28, 2019 and March 28, 2020, and will vest as to 25% on each of March 28, 2021 and March 28, 2022, subject to the reporting person's continued employment or association with the issuer through such date. |
11. Thes options vested as to 25% on March 28, 2020, and will vest as to 25% on each of March 28, 2021, March 28, 2022 and March 28, 2023, subject to the reporting person's continued employment or association with the issuer through such date. |
12. These options will vest as to 25% on each of March 27, 2021, March 27, 2022, March 27, 2023 and March 27, 2024, subject to the reporting person's continued employment or association with the issuer through such date. |
/s/ Meghan Frank by Alex Grieve, Attorney-in-Fact | 12/03/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |