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Acadian International Extension Plus Equity Fund D/AIndefinite amount in investment fund, sold $577.4M, 18 investors

Filed: 23 Jul 18, 4:16pm
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    Filing exhibits
    SEC
    • D/A Exempt offering of security
    Associated filings
    • 6 Jan 23 D/A Indefinite amount in investment fund, sold $600.30 mm, 20 investors
    • 7 Jan 22 D/A Indefinite amount in investment fund, sold $600.3M, 20 investors
    • 8 Jan 21 D/A Indefinite amount in investment fund, sold $600.3M, 20 investors
    • 17 Jan 20 D/A Indefinite amount in investment fund, sold $600.3M, 20 investors
    • 7 Jun 19 D/A Indefinite amount in investment fund, sold $600.3M, 20 investors
    • 23 Jan 19 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 23 Jul 18 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 30 Jan 18 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 1 Feb 17 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 5 Feb 16 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 9 Feb 15 D/A Indefinite amount in investment fund, sold $577.4M, 18 investors
    • 10 Feb 14 D/A Indefinite amount in investment fund, sold $542.4M, 18 investors
    • 24 Feb 12 D/A Indefinite amount in investment fund, sold $599.83M, 21 investors
    • 24 Feb 11 D/A Indefinite amount in investment fund, sold $599.26M, 21 investors
    • 25 Feb 10 D/A Indefinite amount in investment fund, sold $597.64M, 21 investors
    Filing view
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    The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
    The reader should not assume that the information is accurate and complete.

    UNITED STATES SECURITIES AND EXCHANGE COMMISSION
    Washington, D.C. 20549
    FORM D

    Notice of Exempt Offering of Securities

    OMB APPROVAL
    OMB Number:3235-0076
    Estimated average burden
    hours per response:4.00

    1. Issuer's Identity

    CIK (Filer ID Number)Previous Names
      None
    Entity Type
    0001408863
    ACADIAN GLOBAL WITH OPPORTUNISTIC SHORTING FUND
      Corporation
      Limited Partnership
    XLimited Liability Company
      General Partnership
      Business Trust
      Other (Specify)

    Name of Issuer
    Acadian International Extension Plus Equity Fund
    Jurisdiction of Incorporation/Organization
    DELAWARE
    Year of Incorporation/Organization
    XOver Five Years Ago
      Within Last Five Years (Specify Year)
      Yet to Be Formed

    2. Principal Place of Business and Contact Information

    Name of Issuer
    Acadian International Extension Plus Equity Fund
    Street Address 1Street Address 2
    ACADIAN ASSET MANAGEMENT LLC260 FRANKLIN STREET
    CityState/Province/CountryZIP/PostalCodePhone Number of Issuer
    BostonMASSACHUSETTS02110617-850-3500

    3. Related Persons

    Last NameFirst NameMiddle Name
    BrightSphere Fund Management Companyn/a
    Street Address 1Street Address 2
    200 Clarendon Street, 52nd Floor
    CityState/Province/CountryZIP/PostalCode
    BostonMASSACHUSETTS02116
    Relationship:XExecutive Officer  Director  Promoter

    Clarification of Response (if Necessary):

    BrightSphere Fund Management is the manager of the Issuer.

    4. Industry Group

      Agriculture
    Banking & Financial Services
      Commercial Banking
      Insurance
      Investing
      Investment Banking
    XPooled Investment Fund
    XHedge Fund
      Private Equity Fund
      Venture Capital Fund
      Other Investment Fund
    Is the issuer registered as
    an investment company under
    the Investment Company
    Act of 1940?
      YesXNo
      Other Banking & Financial Services
      Business Services
    Energy
      Coal Mining
      Electric Utilities
      Energy Conservation
      Environmental Services
      Oil & Gas
      Other Energy
    Health Care
      Biotechnology
      Health Insurance
      Hospitals & Physicians
      Pharmaceuticals
      Other Health Care
      Manufacturing
    Real Estate
      Commercial
      Construction
      REITS & Finance
      Residential
      Other Real Estate
      
    Retailing
      
    Restaurants
    Technology
      Computers
      Telecommunications
      Other Technology
    Travel
      Airlines & Airports
      Lodging & Conventions
      Tourism & Travel Services
      Other Travel
      
    Other

    5. Issuer Size

    Revenue RangeORAggregate Net Asset Value Range
      No Revenues  No Aggregate Net Asset Value
      $1 - $1,000,000  $1 - $5,000,000
      $1,000,001 - $5,000,000  $5,000,001 - $25,000,000
      $5,000,001 - $25,000,000  $25,000,001 - $50,000,000
      $25,000,001 - $100,000,000  $50,000,001 - $100,000,000
      Over $100,000,000  Over $100,000,000
      Decline to DiscloseXDecline to Disclose
      Not Applicable  Not Applicable

    6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

      Rule 504(b)(1) (not (i), (ii) or (iii))
      Rule 504 (b)(1)(i)
      Rule 504 (b)(1)(ii)
      Rule 504 (b)(1)(iii)
    XRule 506(b)
      Rule 506(c)
      Securities Act Section 4(a)(5)
    XInvestment Company Act Section 3(c)
      Section 3(c)(1)  Section 3(c)(9)  
      Section 3(c)(2)  Section 3(c)(10)
      Section 3(c)(3)  Section 3(c)(11)
      Section 3(c)(4)  Section 3(c)(12)
      Section 3(c)(5)  Section 3(c)(13)
      Section 3(c)(6)  Section 3(c)(14)
    XSection 3(c)(7)

    7. Type of Filing

      New NoticeDate of First Sale2005-04-01  First Sale Yet to Occur
    XAmendment

    8. Duration of Offering

    Does the Issuer intend this offering to last more than one year?
    XYes  No

    9. Type(s) of Securities Offered (select all that apply)

      EquityXPooled Investment Fund Interests
      Debt  Tenant-in-Common Securities
      Option, Warrant or Other Right to Acquire Another Security  Mineral Property Securities
      Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security  Other (describe)

    10. Business Combination Transaction

    Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
      YesXNo

    Clarification of Response (if Necessary):

    11. Minimum Investment

    Minimum investment accepted from any outside investor$1,000,000USD

    12. Sales Compensation

    Recipient
    Recipient CRD Number  None
    Funds Distributor, LLC7174
    (Associated) Broker or DealerXNone
    (Associated) Broker or Dealer CRD NumberXNone
    NoneNone
    Street Address 1Street Address 2
    Three Canal Plaza3rd floor
    CityState/Province/CountryZIP/Postal Code
    PortlandMAINE04101
    State(s) of Solicitation (select all that apply)
    Check “All States” or check individual States
    XAll States
      Foreign/non-US

    13. Offering and Sales Amounts

    Total Offering AmountUSD
    orXIndefinite
    Total Amount Sold$577,396,397USD
    Total Remaining to be SoldUSD
    orXIndefinite

    Clarification of Response (if Necessary):

    14. Investors

      
    Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
    Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
    18

    15. Sales Commissions & Finder's Fees Expenses

    Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

    Sales Commissions$0USD
      Estimate
    Finders' Fees$0USD
      Estimate

    Clarification of Response (if Necessary):

    16. Use of Proceeds

    Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

    $0USD
      Estimate

    Clarification of Response (if Necessary):

    Signature and Submission

    Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

    Terms of Submission

    In submitting this notice, each issuer named above is:
    • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
    • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
    • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

    Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

    For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

    IssuerSignatureName of SignerTitleDate
    Acadian International Extension Plus Equity Fund/s/ Scott P. DiasScott P. DiasCCO & GC of Acadian Asset Managment, its Investment Manager2018-07-23

    Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

    * This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.


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