UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number:
811-22175
ALPS ETF TRUST
(Exact name of registrant as specified in charter)
1290 Broadway, Suite 1100, Denver, Colorado 80203
(Address of principal executive offices) (Zip code)
Erin D. Nelson, Esq.
ALPS ETF Trust
1290 Broadway, Suite 1100
Denver, Colorado 80203
(Name and address of agent for service)
Registrant’s Telephone Number, including Area Code: (303) 623-2577
Date of fiscal year end: November 30
Date of reporting period: July 1, 2013- June 30, 2014
Item 1 – Proxy Voting Record.
US Equity High Volatility Put Write Index Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
RiverFront Strategic Income Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
-2-
<PRE> ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22175 Reporting Period: 07/01/2013 - 06/30/2014 ALPS ETF Trust ====================== Alerian Energy Infrastructure ETF ======================= ALTAGAS LTD. Ticker: ALA Security ID: 021361100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Catherine M. Best, David W. For For Management Cornhill, Allan L. Edgeworth, Hugh A. Fergusson, Daryl H. Gilbert, Robert B. Hodgins, Myron F. Kanik, David F. Mackie, and M. Neil McCrank as Directors 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director David W. Cornhill For For Management 1.3 Elect Director Allan L. Edgeworth For For Management 1.4 Elect Director Hugh A. Fergusson For For Management 1.5 Elect Director Daryl H. Gilbert For For Management 1.6 Elect Director Robert B. Hodgins For For Management 1.7 Elect Director Myron F. Kanik For For Management 1.8 Elect Director David F. Mackie For For Management 1.9 Elect Director M. Neil McCrank For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 05, 2014 Meeting Type: Annual Record Date: DEC 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Best For For Management 1b Elect Director Kim R. Cocklin For For Management 1c Elect Director Richard W. Douglas For For Management 1d Elect Director Ruben E. Esquivel For For Management 1e Elect Director Richard K. Gordon For For Management 1f Elect Director Robert C. Grable For For Management 1g Elect Director Thomas C. Meredith For For Management 1h Elect Director Nancy K. Quinn For For Management 1i Elect Director Richard A. Sampson For For Management 1j Elect Director Stephen R. Springer For For Management 1k Elect Director Richard Ware, II For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BUCKEYE PARTNERS, L.P. Ticker: BPL Security ID: 118230101 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Forrest E. Wylie For For Management 1.2 Elect Director Barbara J. Duganier For For Management 1.3 Elect Director Joseph A. LaSala, Jr. For For Management 1.4 Elect Director Martin A. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CENTERPOINT ENERGY, INC. Ticker: CNP Security ID: 15189T107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Milton Carroll For For Management 1b Elect Director Michael P. Johnson For For Management 1c Elect Director Janiece M. Longoria For For Management 1d Elect Director Scott J. McLean For For Management 1e Elect Director Scott M. Prochazka For For Management 1f Elect Director Susan O. Rheney For For Management 1g Elect Director Phillip R. Smith For For Management 1h Elect Director R. A. Walker For For Management 1i Elect Director Peter S. Wareing For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOMINION RESOURCES, INC. Ticker: D Security ID: 25746U109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William P. Barr For For Management 1.2 Elect Director Peter W. Brown For For Management 1.3 Elect Director Helen E. Dragas For For Management 1.4 Elect Director James O. Ellis, Jr. For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director John W. Harris For Against Management 1.7 Elect Director Mark J. Kington For For Management 1.8 Elect Director Pamela J. Royal For For Management 1.9 Elect Director Robert H. Spilman, Jr. For For Management 1.10 Elect Director Michael E. Szymanczyk For For Management 1.11 Elect Director David A. Wollard For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Stock Retention/Holding Period Against For Shareholder 6 Report on Financial and Physical Risks Against For Shareholder of Climate Change 7 Report on Methane Emissions Management Against For Shareholder and Reduction Targets 8 Report on Lobbying Payments and Policy Against Against Shareholder 9 Report on Environmental Impacts of Against For Shareholder Biomass and Assess Risks 10 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- EMERA INCORPORATED Ticker: EMA Security ID: 290876101 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sylvia D. Chrominska For For Management 1.2 Elect Director Allan L. Edgeworth For For Management 1.3 Elect Director James D. Eisenhauer For For Management 1.4 Elect Director Christopher G. Huskilson For For Management 1.5 Elect Director B. Lynn Loewen For For Management 1.6 Elect Director John T. McLennan For For Management 1.7 Elect Director Donald A. Pether For For Management 1.8 Elect Director Andrea S. Rosen For For Management 1.9 Elect Director Richard P. Sergel For For Management 1.10 Elect Director M. Jacqueline Sheppard For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Arledge For For Management 1.2 Elect Director James J. Blanchard For For Management 1.3 Elect Director J. Lorne Braithwaite For For Management 1.4 Elect Director J. Herb England For For Management 1.5 Elect Director Charles W. Fischer For For Management 1.6 Elect Director V. Maureen Kempston For For Management Darkes 1.7 Elect Director David A. Leslie For For Management 1.8 Elect Director Al Monaco For For Management 1.9 Elect Director George K. Petty For For Management 1.10 Elect Director Charles E. Shultz For For Management 1.11 Elect Director Dan C. Tutcher For For Management 1.12 Elect Director Catherine L. Williams For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Stock Option Plan For For Management 4 Approve Shareholder Rights Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GIBSON ENERGY INC. Ticker: GEI Security ID: 374825206 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Estey For For Management 1.2 Elect Director James J. Cleary For For Management 1.3 Elect Director Donald R. Ingram For For Management 1.4 Elect Director Marshall L. McRae For For Management 1.5 Elect Director Mary Ellen Peters For For Management 1.6 Elect Director Clayton H. Woitas For For Management 1.7 Elect Director A. Stewart Hanlon For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- INTER PIPELINE LTD. Ticker: IPL Security ID: 45833V109 Meeting Date: MAY 12, 2014 Meeting Type: Annual/Special Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Seven For For Management 2.1 Elect Director Richard Shaw For For Management 2.2 Elect Director David Fesyk For For Management 2.3 Elect Director Lorne Brown For For Management 2.4 Elect Director Duane Keinick For For Management 2.5 Elect Director William Robertson For For Management 2.6 Elect Director Brant Sangster For For Management 2.7 Elect Director Alison Taylor Love For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Authorize New Class of Preferred Stock For For Management (Class A) 5 Approve Shareholder Rights Plan For For Management -------------------------------------------------------------------------------- KEYERA CORP. Ticker: KEY Security ID: 493271100 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Deloitte LLP as Auditors For For Management 2.1 Elect Director James V. Bertram For For Management 2.2 Elect Director Robert B. Catell For For Management 2.3 Elect Director Douglas J. Haughey For For Management 2.4 Elect Director Nancy M. Laird For For Management 2.5 Elect Director Donald J. Nelson For For Management 2.6 Elect Director H. Neil Nichols For For Management 2.7 Elect Director Michael J. Norris For For Management 2.8 Elect Director Thomas O'Connor For For Management 2.9 Elect Director William R. Stedman For For Management 3 Approve Shareholder Rights Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Anthony W. Hall, Jr. For For Management 1.4 Elect Director Deborah A. Macdonald For For Management 1.5 Elect Director Michael J. Miller For For Management 1.6 Elect Director Michael C. Morgan For For Management 1.7 Elect Director Fayez Sarofim For For Management 1.8 Elect Director C. Park Shaper For For Management 1.9 Elect Director Joel V. Staff For For Management 1.10 Elect Director John M. Stokes For For Management 1.11 Elect Director Robert F. Vagt For For Management 2 Ratify Auditors For For Management 3 Report on Financial Risks of Climate Against For Shareholder Change 4 Report on Methane Emissions Against For Shareholder Management, Pipeline Maintenance and Reduction Targets 5 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Kempner For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARKWEST ENERGY PARTNERS, L.P. Ticker: MWE Security ID: 570759100 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank M. Semple For For Management 1.2 Elect Director Donald D. Wolf For For Management 1.3 Elect Director William A. Bruckmann, For For Management III 1.4 Elect Director Michael L. Beatty For Withhold Management 1.5 Elect Director Charles K. Dempster For For Management 1.6 Elect Director Donald C. Heppermann For For Management 1.7 Elect Director Randall J. Larson For For Management 1.8 Elect Director Anne E. Fox Mounsey For For Management 1.9 Elect Director William P. Nicoletti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NEW JERSEY RESOURCES CORPORATION Ticker: NJR Security ID: 646025106 Meeting Date: JAN 22, 2014 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane M. Kenny For For Management 1.2 Elect Director Sharon C. Taylor For For Management 1.3 Elect Director David A. Trice For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation For Against Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Abdoo For For Management 1.2 Elect Director Aristides S. Candris For For Management 1.3 Elect Director Sigmund L. Cornelius For For Management 1.4 Elect Director Michael E. Jesanis For For Management 1.5 Elect Director Marty R. Kittrell For For Management 1.6 Elect Director W. Lee Nutter For For Management 1.7 Elect Director Deborah S. Parker For For Management 1.8 Elect Director Robert C. Skaggs, Jr. For For Management 1.9 Elect Director Teresa A. Taylor For For Management 1.10 Elect Director Richard L. Thompson For For Management 1.11 Elect Director Carolyn Y. Woo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- OGE ENERGY CORP. Ticker: OGE Security ID: 670837103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Brandi For For Management 1.2 Elect Director Wayne H. Brunetti For For Management 1.3 Elect Director Luke R. Corbett For For Management 1.4 Elect Director Peter B. Delaney For For Management 1.5 Elect Director John D. Groendyke For For Management 1.6 Elect Director Kirk Humphreys For For Management 1.7 Elect Director Robert Kelley For For Management 1.8 Elect Director Robert O. Lorenz For For Management 1.9 Elect Director Judy R. McReynolds For For Management 1.10 Elect Director Sheila G. Talton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ONEOK, INC. Ticker: OKE Security ID: 682680103 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Day For For Management 1.2 Elect Director Julie H. Edwards For For Management 1.3 Elect Director William L. Ford For For Management 1.4 Elect Director John W. Gibson For For Management 1.5 Elect Director Bert H. Mackie For For Management 1.6 Elect Director Steven J. Malcolm For For Management 1.7 Elect Director Jim W. Mogg For For Management 1.8 Elect Director Pattye L. Moore For For Management 1.9 Elect Director Gary D. Parker For For Management 1.10 Elect Director Eduardo A. Rodriguez For For Management 1.11 Elect Director Terry K. Spencer For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- PEMBINA PIPELINE CORPORATION Ticker: PPL Security ID: 706327103 Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Grant D. Billing For For Management 1.2 Elect Director Thomas W. Buchanan For For Management 1.3 Elect Director Michael (Mick) H. Dilger For For Management 1.4 Elect Director Randall J. Findlay For For Management 1.5 Elect Director Lorne B. Gordon For For Management 1.6 Elect Director David M.B. LeGresley For For Management 1.7 Elect Director Robert B. Michaleski For For Management 1.8 Elect Director Leslie A. O'Donoghue For For Management 1.9 Elect Director Jeffrey T. Smith For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Stock Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- QUESTAR CORPORATION Ticker: STR Security ID: 748356102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Beck For For Management 1b Elect Director R. Don Cash For For Management 1c Elect Director Laurence M. Downes For For Management 1d Elect Director Christopher A. Helms For For Management 1e Elect Director Ronald W. Jibson For For Management 1f Elect Director Rebecca Ranich For For Management 1g Elect Director Harris H. Simmons For For Management 1h Elect Director Bruce A. Williamson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SPECTRA ENERGY CORP Ticker: SE Security ID: 847560109 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory L. Ebel For For Management 1b Elect Director Austin A. Adams For For Management 1c Elect Director Joseph Alvarado For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Clarence P. Cazalot, Jr. For For Management 1f Elect Director F. Anthony Comper For For Management 1g Elect Director Peter B. Hamilton For For Management 1h Elect Director Michael McShane For For Management 1i Elect Director Michael G. Morris For For Management 1j Elect Director Michael E. J. Phelps For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Methane Emissions Against For Shareholder -------------------------------------------------------------------------------- TARGA RESOURCES CORP. Ticker: TRGP Security ID: 87612G101 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles R. Crisp For For Management 1.2 Elect Director Laura C. Fulton For For Management 1.3 Elect Director James W. Whalen For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Joseph R. Cleveland For For Management 1.3 Elect Director Kathleen B. Cooper For For Management 1.4 Elect Director John A. Hagg For For Management 1.5 Elect Director Juanita H. Hinshaw For For Management 1.6 Elect Director Ralph Izzo For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Eric W. Mandelblatt For For Management 1.9 Elect Director Steven W. Nance For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director Janice D. Stoney For For Management 1.12 Elect Director Laura A. Sugg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Derek H. Burney For For Management 1.3 Elect Director Paule Gauthier For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director S. Barry Jackson For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director John Richels For For Management 1.8 Elect Director Mary Pat Salomone For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Richard E. Waugh For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- VERESEN INC. Ticker: VSN Security ID: 92340R106 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald L. Althoff For For Management 1.2 Elect Director J. Paul Charron For For Management 1.3 Elect Director Maureen E. Howe For For Management 1.4 Elect Director Robert J. Iverach For For Management 1.5 Elect Director Rebecca A. McDonald For For Management 1.6 Elect Director Stephen W.C. Mulherin For For Management 1.7 Elect Director Henry W. Sykes For For Management 1.8 Elect Director Bertrand A. Valdman For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Approve Shareholder Rights Plan For For Management =============================== ALERIAN MLP ETF ================================ BUCKEYE PARTNERS, L.P. Ticker: BPL Security ID: 118230101 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Forrest E. Wylie For For Management 1.2 Elect Director Barbara J. Duganier For For Management 1.3 Elect Director Joseph A. LaSala, Jr. For For Management 1.4 Elect Director Martin A. White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTERPRISE PRODUCTS PARTNERS L.P. Ticker: EPD Security ID: 293792107 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management 2 Amend Nonqualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Kempner For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MARKWEST ENERGY PARTNERS, L.P. Ticker: MWE Security ID: 570759100 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank M. Semple For For Management 1.2 Elect Director Donald D. Wolf For For Management 1.3 Elect Director William A. Bruckmann, For For Management III 1.4 Elect Director Michael L. Beatty For Withhold Management 1.5 Elect Director Charles K. Dempster For For Management 1.6 Elect Director Donald C. Heppermann For For Management 1.7 Elect Director Randall J. Larson For For Management 1.8 Elect Director Anne E. Fox Mounsey For For Management 1.9 Elect Director William P. Nicoletti For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PLAINS ALL AMERICAN PIPELINE LP Ticker: PAA Security ID: 726503105 Meeting Date: NOV 19, 2013 Meeting Type: Special Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PVR PARTNERS, L.P. Ticker: PVR Security ID: 693665101 Meeting Date: MAR 20, 2014 Meeting Type: Special Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For For Management ==================== ALPS Emerging Sector Dividend Dogs ETF ==================== ASSECO POLAND S.A. Ticker: ACP Security ID: X02540130 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Meeting Chairman For For Management 2 Acknowledge Proper Convening of For For Management Meeting; Elect Members of Vote Counting Commission 3 Approve Agenda of Meeting For For Management 4 Receive Management Board Report on None None Management Company's Operations 5 Receive Financial Statements None None Management 6 Receive Auditor's Opinion on Financial None None Management Statements 7 Receive Supervisory Board Reports None None Management 8.1 Approve Management Board Report on For For Management Company's Operations 8.2 Approve Financial Statements For For Management 9 Receive Consolidated Financial None None Management Statements 10 Receive Auditor's Opinion on None None Management Consolidated Financial Statements 11 Approve Consolidated Financial For For Management Statements and Management Board Report on Group's Operations 12.1 Approve Discharge of Adam Goral (CEO) For For Management 12.2 Approve Discharge of Zbigniew Pomianek For For Management (Deputy CEO) 12.3 Approve Discharge of Przemyslaw For For Management Borzestowski (Deputy CEO) 12.4 Approve Discharge of Marek Panek For For Management (Deputy CEO) 12.5 Approve Discharge of Przemyslaw For For Management Seczkowski (Deputy CEO) 12.6 Approve Discharge of Robert Smulkowski For For Management (Deputy CEO) 12.7 Approve Discharge of Wlodzimierz For For Management Serwinski (Deputy CEO) 12.8 Approve Discharge of Tadeusz Dyrga For For Management (Deputy CEO) 12.9 Approve Discharge of Pawel Piwowar For For Management (Deputy CEO) 12.10 Approve Discharge of Rafal Kozlowski For For Management (Deputy CEO) 12.11 Approve Discharge of Andrzej Dopierala For For Management (Deputy CEO) 13.1 Approve Discharge of Jacek Duch For For Management (Chairman of Supervisory Board) 13.2 Approve Discharge of Adam Noga (Deputy For For Management Chairman of Supervisory Board) 13.3 Approve Discharge of Dariusz Brzeski For For Management (Supervisory Board Member) 13.4 Approve Discharge of Artur Kucharski For For Management (Supervisory Board Member) 13.5 Approve Discharge of Dariusz For For Management Stolarczyk (Supervisory Board Member) 13.6 Approve Discharge of Piotr Augustyniak For For Management (Supervisory Board Member) 14 Approve Allocation of Income and For For Management Dividends 15 Receive Financial Statements and None None Management Management Board Report on Operations of Postinfo Sp. z.o.o. in Fiscal 2013 16 Receive Supervisory Board Report on None None Management Its Review of Financial Statements and Management Board Report on Operations of Postinfo Sp. z.o.o. in Fiscal 2013 17.1 Approve Management Board Report on For For Management Operations of Postinfo Sp. z.o.o. in Fiscal 2013 17.2 Approve Financial Statements of For For Management Postinfo Sp. z.o.o. 18.1 Approve Discharge of Tomasz Szulc (CEO For For Management of Postinfo Sp. z.o.o.) 18.2 Approve Discharge of Witold Malina For For Management (Deputy CEO of Postinfo Sp. z.o.o.) 18.3 Approve Discharge of Radoslaw Semklo For For Management (Deputy CEO of Postinfo Sp. z.o.o.) 19.1 Approve Discharge of Karol Cieslak For For Management (Chairman of Supervisory Board at Postinfo Sp. z.o.o.) 19.2 Approve Discharge of Jaroslaw Adamski For For Management (Member of Supervisory Board at Postinfo Sp. z.o.o.) 19.3 Approve Discharge of Slawomir Madej For For Management (Member of Supervisory Board at Postinfo Sp. z.o.o.) 19.4 Approve Discharge of Ewelina Eljaszuk For For Management (Member of Supervisory Board at Postinfo Sp. z.o.o.) 20 Close Meeting None None Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO BHD. Ticker: BAT Security ID: Y0971P110 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Elect Chan Choon Ngai as Director For For Management 3 Elect Zainun Aishah binti Ahmad as For For Management Director 4 Elect Lee Oi Kuan as Director For For Management 5 Elect Stefano Clini as Director For For Management 6 Approve Oh Chong Peng to Continue For For Management Office as Independent Non-Executive Director 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions 9 Approve Implementation of New For Against Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- CEZ A.S. Ticker: BAACEZ Security ID: X2337V121 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: JUN 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open meeting; Elect Meeting Chairman For For Management and Other Meeting Officials 2 Receive Board of Directors Report on None None Management Company's Operations and State of Its Assets in Fiscal 2013 3 Receive Supervisory Board Report None None Management 4 Receive Audit Committee Report None None Management 5 Amend Articles of Association For For Management 6 Approve Financial Statements and For For Management Consolidated Financial Statements 7 Approve Allocation of Income For For Management 8 Approve Update to Concept of Business For For Management Activities of CEZ Group and CEZ AS 9 Ratify Auditor For For Management 10 Approve Volume of Charitable Donations For For Management 11 Recall and Elect Supervisory Board For For Management Members 12 Recall and Elect Members of Audit For Against Management Committee 13 Approve Contracts on Performance of For For Management Functions with Members of Supervisory Board 14 Approve Contracts for Performance of For For Management Functions of Audit Committee Members 15 Close Meeting None None Management -------------------------------------------------------------------------------- CFR PHARMACEUTICALS S.A. Ticker: CFR Security ID: P2388K106 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividend Distribution 3 Approve Dividend Policy For For Management 4 Present Report on Board's Expenses None None Management 5 Elect Directors For Against Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Budget of For For Management Directors' Committee 8 Appoint Auditors For For Management 9 Receive Report Regarding Related-Party None None Management Transactions 10 Designate Risk Assessment Companies For For Management 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CFR PHARMACEUTICALS S.A. Ticker: CFR Security ID: P2388K106 Meeting Date: APR 22, 2014 Meeting Type: Special Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Previous Terms of Issuance of For Against Management Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. 2 Modify or Ratify Terms Approved by EGM For Against Management on Jan. 10, 2014 in Connection with Company's Capital Increase 3 Approve Registration of Capital For Against Management Increase Shares 4 Amend Articles to Reflect Changes in For Against Management Capital 5 Adopt All Necessary Agreements to For Against Management Carry Out Approved Resolutions -------------------------------------------------------------------------------- CHINA MOLYBDENUM CO., LTD. Ticker: 03993 Security ID: Y1503Z105 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Report for Year 2013 For For Management 2 Accept Financial Statement for Year For For Management 2013 3 Approve Budget Report for Year 2014 For For Management 4 Approve Profit Distribution Plan for For For Management Year 2013 5 Accept Report of the Board of Directors For For Management 6 Accept Report of the Supervisory For For Management Committee 7 Accept Annual Report for Year 2013 For For Management 8 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 9 Approve Proposed Renewal of Liability For Against Management Insurance for Directors, Supervisors and Senior Management 10 Approve Interim Dividend and Quarterly For For Management Dividend 11 Amend Articles of Association For For Management 12 Approve Proposed Amendments to the For For Management Rules for Shareholders' General Meetings 13 Authorize Board to Determine the For For Management Remuneration of Yuan Honglin 14 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 15 Approve Proposed Extension of the For Against Management Validity Period of Shareholders' Authorization to the Board to Issue Debt Financing Notes -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 9.38 per Share For For Management 5.1 Elect Vladimir Alisov as Director None Against Management 5.2 Elect Marat Garaev as Director None Against Management 5.3 Elect Valery Golubev as Director None Against Management 5.4 Elect Nikolay Dubik as Director None Against Management 5.5 Elect Alexander Dyukov as Director None Against Management 5.6 Elect Alexander Kalinkin as Director None Against Management 5.7 Elect Andrey Kruglov as Director None Against Management 5.8 Elect Alexey Miller as Director None Against Management 5.9 Elect Elena Mikhailova as Director None Against Management 5.10 Elect Alexander Mikheyev as Director None Against Management 5.11 Elect Kirill Seleznev as Director None Against Management 5.12 Elect Valery Serdyukov as Director None Against Management 5.13 Elect Mikhail Sereda as Director None Against Management 5.14 Elect Sergey Fursenko as Director None Against Management 5.15 Elect Vsevolod Cherepanov as Director None Against Management 6.1 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 6.2 Elect Galina Delvig as Member of Audit For For Management Commission 6.3 Elect Vitaly Kovalev as Member of For For Management Audit Commission 6.4 Elect Anatoly Kotlyar as Member of For For Management Audit Commission 6.5 Elect Alexander Frolov as Member of For For Management Audit Commission 7 Ratify ZAO PricewaterhouseCoopers For For Management Audit as Auditor 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- INVERSIONES LA CONSTRUCCION S.A. Ticker: ILC Security ID: P5817R105 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends of CLP 240 Per Share For For Management 3 Approve Dividend Policy For For Management 4 Elect Directors For Against Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Appoint Auditors and Designate Risk For For Management Assessment Companies 8 Receive Report Regarding Related-Party For For Management Transactions 9 Designate Newspaper to Publish Meeting For For Management Announcements 10 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- ITISSALAT AL-MAGHRIB (MAROC TELECOM) Ticker: IAM Security ID: V5721T117 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For Did Not Vote Management Discharge of Management Board and Supervisory Board Members 2 Accept Consolidated Financial For Did Not Vote Management Statements and Statutory Reports 3 Approve Report on Related Party For Did Not Vote Management Transactions 4 Approve Allocation of Income and For Did Not Vote Management Dividends of MAD 6.00 per Share 5 Ratify Appointment of Mohamed Boussaid For Did Not Vote Management as Supervisory Board Member 6 Ratify Appointment of Mohamed Hassad For Did Not Vote Management as Supervisory Board Member 7 Authorize Share Repurchase Program For Did Not Vote Management 8 Ratify Abdelaziz Almechatt as Auditor For Did Not Vote Management 9 Authorize Filing of Required Documents For Did Not Vote Management and Other Formalities -------------------------------------------------------------------------------- JIANGSU EXPRESSWAY CO. LTD. Ticker: 00177 Security ID: Y4443L103 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Approve Annual Budget Report for the For For Management Year 2013 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Profit Distribution Scheme in For For Management Respect of the Final Dividend 6 Appoint Deloitte Touche Tohmatsu CPA For For Management LLP as Auditors at a Remuneration of RMB 2.1 Million Per Year 7 Appoint Deloitte Touche Tohmatsu CPA For For Management LLP as Auditors for Internal Control at a Remuneration of RMB 680,000 Per Year 8 Approve Issuance of Short-Term For For Management Commercial Papers 9 Approve Adjustment of Independent For For Management Directors' Remuneration -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ S.A. Ticker: KGH Security ID: X45213109 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: JUN 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's Operations and Financial Statements 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Supervisory Board Report on None None Management Board's Review of Management Board Report on Company's Operations and Financial Statements 8.1 Receive Supervisory Board Report on None None Management Company's Standing 8.2 Receive Supervisory Board Report on None None Management Board's Work in 2013 9.1 Approve Management Board Report on For For Management Company's Operations in Fiscal 2013 9.2 Approve Financial Statements For For Management 9.3 Approve Allocation of Income For For Management 10.1a Approve Discharge of Marcin For For Management Chmielewski (Management Board Member) 10.1b Approve Discharge of Jacek Kardela For For Management (Management Board Member) 10.1c Approve Discharge of Wojciech Kedzia For For Management (Management Board Member) 10.1d Approve Discharge of Wlodzimierz For For Management Kicinski (Management Board Member) 10.1e Approve Discharge of Jaroslaw For For Management Romanowski (Management Board Member) 10.1f Approve Discharge of Adam Sawicki For For Management (Management Board Member) 10.1g Approve Discharge of Herbert Wirth For For Management (Management Board Member) 10.1h Approve Discharge of Dorota Wloch For For Management (Management Board Member) 10.2a Approve Discharge of Pawel Bialek For For Management (Supervisory Board Member) 10.2b Approve Discharge of Krzysztof For For Management Kaczmarczyk (Supervisory Board Member) 10.2c Approve Discharge of Andrzej Kidyba For For Management (Supervisory Board Member) 10.2d Approve Discharge of Dariusz Krawczyk For For Management (Supervisory Board Member) 10.2e Approve Discharge of Aleksandra For For Management Magaczewska (Supervisory Board Member) 10.2f Approve Discharge of Krzysztof Opawski For For Management (Supervisory Board Member) 10.2g Approve Discharge of Marek Panfil For For Management (Supervisory Board Member) 10.2h Approve Discharge of Ireneusz Piecuch For For Management (Supervisory Board Member) 10.2i Approve Discharge of Jacek Poswiata For For Management (Supervisory Board Member) 10.2j Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 10.2k Approve Discharge of Iwona For For Management Zatorska-Pantak (Supervisory Board Member) 11 Receive Management Board Report on None None Management Group's Operations and Consolidated Financial Statements 12 Receive Supervisory Board Report on None None Management Board's Review of Management Board Report on Group's Operations and Consolidated Financial Statements 13.1 Approve Management Board Report on For For Management Group's Operations 13.2 Approve Consolidated Financial For For Management Statements 14.1 Elect Supervisory Board Member For Against Management 14.2 Elect Supervisory Board Member For Against Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KUMBA IRON ORE LTD Ticker: KIO Security ID: S4341C103 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Sebastian Carter as the Designated Auditor 2 Elect Tony O'Neill as Director For For Management 3.1 Re-elect Gert Gouws as Director For For Management 3.2 Re-elect Khanyisile Kweyama as Director For For Management 3.3 Re-elect Litha Nyhonyha as Director For For Management 4.1 Re-elect Zarina Bassa as Member of For For Management Audit Committee 4.2 Re-elect Allen Morgan as Member of For For Management Audit Committee 4.3 Re-elect Dolly Mokgatle as Member of For For Management Audit Committee 4.4 Re-elect Litha Nyhonyha as Member of For For Management Audit Committee 5.1 Elect Dolly Mokgatle as Member of For For Management Social and Ethics Committee 5.2 Elect Allen Morgan as Member of Social For For Management and Ethics Committee 5.3 Elect Buyelwa Sonjica as Member of For For Management Social and Ethics Committee 6 Approve Remuneration Policy For For Management 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 9 Approve Remuneration of Non-Executive For For Management Directors 10 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 11 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- MAXIS BHD Ticker: MAXIS Security ID: Y58460109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividends of MYR 0.08 For For Management Per Share 2 Elect Robert William Boyle as Director For For Management 3 Elect Augustus Ralph Marshall as For For Management Director 4 Elect Hamidah Naziadin as Director For For Management 5 Elect Morten Lundal as Director For For Management 6 Approve PricewaterhouseCoopers as For Against Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- MAXIS BHD Ticker: MAXIS Security ID: Y58460109 Meeting Date: MAY 07, 2014 Meeting Type: Special Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Astro Holdings Sdn Bhd and/or its Affiliates 2 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Tanjong Public Limited Company and/or its Affiliates 3 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with MEASAT Global Berhad and/or its Affiliates 4 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Usaha Tegas Sdn Bhd and/or its Affiliates 5 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with UMTS (Malaysia) Sdn Bhd 6 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Maxis Communications Berhad and/or its Affiliates 7 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Saudi Telecom Company and/or its Affiliates 8 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with PT AXIS Telekom Indonesia 9 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Jet Services Sdn Bhd 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Malaysian Landed Property Sdn Bhd 11 Approve Implementation of For Against Management Shareholders' Mandate for Recurrent Related Party Transactions with OPCOM Cables Sdn Bhd -------------------------------------------------------------------------------- MEDIA PRIMA BHD (FMRLY SISTEM TELEVISYAN MALAYSIA BERHAD) Ticker: MEDIA Security ID: Y5946D100 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend of MYR 0.05 Per For For Management Share 2 Elect Shahril Ridza Bin Ridzuan as For For Management Director 3 Elect Mohamed Jawhar as Director For For Management 4 Elect Gumuri Bin Hussain as Director For For Management 5 Elect Lydia Anne Abraham as Director For For Management 6 Elect Abdul Kadir Bin Mohd Deen as For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Lee Lam Thye to Continue For For Management Office as Independent Non-Executive Director 10 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5.1 Elect Sergey Barbashev as Director None Against Management 5.2 Elect Alexey Bashkirov as Director None Against Management 5.3 Elect Sergey Bratukhin as Director None Against Management 5.4 Elect Andrey Bugrov as Director None Against Management 5.5 Elect Marianna Zakharova as Director None Against Management 5.6 Elect Egor Ivanov as Director None Against Management 5.7 Elect Stalbek Mishakov as Director None Against Management 5.8 Elect Ardavan Moshiri as Director None Against Management 5.9 Elect Garreth Penny as Director None For Management 5.10 Elect Gerhard Prinsloo as Director None For Management 5.11 Elect Sergei Skvorcov as Director None Against Management 5.12 Elect Maxim Sokov as Director None Against Management 5.13 Elect Vladislav Solovyev as Director None Against Management 5.14 Elect Robert Edwards as Director None For Management 6.1 Elect Ekaterina Voziyanova as Member For For Management of Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgiy Svanidze as Member of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Yanevich as Member of For For Management Audit Commission 7 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with Russian Accounting Standards (RAS) 8 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 13 Amend Charter For Against Management 14 Amend Regulations on General Meetings For For Management 15a1 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a2 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers 15a3 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a4 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Provision of Petroleum Products 15a5 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms 15a6 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services 15a7 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a8 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a9 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a10 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods 15a11 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Land Plot Lease Agreement 15a12 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a13 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a14 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a16 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a17 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a18 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a19 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Sale of Goods 15a20 Approve Related-Party Transaction with For For Management OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials 15a21 Approve Related-Party Transaction with For For Management OJSC Yenisey River Shipping Company Re: Transfer of Coal 15a22 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Placement of Industrial Wastes 15a23 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Agency Services for Organization of Training Employees 15a24 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees 15a25 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection 15a26 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Work on Projects 15a27 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Geodetic Survey Works 15a28 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control 15a29 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay 15a30 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Services 15a31 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units 15a32 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for Production Units 15a33 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators 15a34 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown 15a35 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Unforeseen Design and Survey Works 15a36 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations 15a37 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Cadastral Works 15a38 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a39 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a40 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development 15a41 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works 15a42 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Preassembly Equipment Audit Works 15a43 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Preassembly Equipment Audit Works 15a44 Approve Related-Party Transaction For For Management Norilsknickelremont LLC Re: Transfer of Goods 15a45 Approve Related-Party Transaction with For For Management Polar Contraction Company LLC Re: Lease of Movable Property 15a46 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Movable Property 15b1 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds 15b2 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts 15b3 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems 15b4 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging 15b5 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees 15b6 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries 15b7 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening of Letters of Credit 15b8 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Contracts on Placing Deposits 15b9 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Guarantee Agreements 15b10 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts 15b11 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Promissory Notes 15b12 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency 15b13 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments 15b14 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals 15b15 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs 15b16 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Securities 15c Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries -------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures, Elect For For Management Meeting Chairman 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 18.60 per Share 3.1 Elect Anton Abugov as Director None Against Management 3.2 Elect Aleksandr Gorbunov as Director None Against Management 3.3 Elect Sergey Drozdov as Director None Against Management 3.4 Elect Andrey Dubovskov as Director None Against Management 3.5 Elect Ron Sommer as Director None Against Management 3.6 Elect Michel Combes as Director None For Management 3.7 Elect Stanley Miller as Director None For Management 3.8 Elect Vsevolod Rozanov as Director None Against Management 3.9 Elect Thomas Holtrop as Director None For Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Natalia Demeshkina as Member of For Against Management Audit Commission 4.3 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.4 Elect Andrey Tverdokhleb as Member of For Against Management Audit Commission 5 Ratify Deloitte and Touche CIS as For For Management Auditor 6 Approve Reorganization of Company via For For Management Merger with Subsidiaries ZAO Elf, ZAO EFKOM, ZAO Pilot, ZAO Firma TVK i K, ZAO ZhelGorTeleCom, ZAO Intercom, ZAO TRK TVT, ZAO Kaskad-TV, ZAO Kuznetsktelemost, ZAO Systema Telecom, ZAO TZ 7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 6 -------------------------------------------------------------------------------- POWSZECHNY ZAKLAD UBEZPIECZEN SA Ticker: PZU Security ID: X6919T107 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: JUN 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Financial Statements None None Management 6 Receive Management Board Report on None None Management Company's Operations in Fiscal 2013 7 Receive Consolidated Financial None None Management Statements 8 Receive Management Board Report on None None Management Group's Operations in Fiscal 2013 9 Receive Supervisory Board Reports on None None Management Its Review of Financial Statements and Statutory Reports 10 Receive Supervisory Board Report on None None Management Board's Operations 11 Approve Financial Statements For For Management 12 Approve Management Board Report on For For Management Company's Operations in Fiscal 2013 13 Approve Consolidated Financial For For Management Statements 14 Approve Management Board Report on For For Management Group's Operations in Fiscal 2013 15 Approve Allocation of Income For For Management 16.1 Approve Discharge of Przemyslaw For For Management Dabrowski (Management Board Member) 16.2 Approve Discharge of Andrzej Klesyk For For Management (Management Board Member) 16.3 Approve Discharge of Dariusz Krzewina For For Management (Management Board Member) 16.4 Approve Discharge of Boguslaw Skuza For For Management (Management Board Member) 16.5 Approve Discharge of Barbara Smalska For For Management (Management Board Member) 16.6 Approve Discharge of Tomasz Tarkowski For For Management (Management Board Member) 16.7 Approve Discharge of Ryszard For For Management Trepczynski (Management Board Member) 17.1 Approve Discharge of Zbigniew For For Management Cwiakalski (Supervisory Board Member) 17.2 Approve Discharge of Dariusz Daniluk For For Management (Supervisory Board Member) 17.3 Approve Discharge of Zbigniew Derdziuk For For Management (Supervisory Board Member) 17.4 Approve Discharge of Dariusz Filar For For Management (Supervisory Board Member) 17.5 Approve Discharge of Wlodzimierz For For Management Kicinski (Supervisory Board Member) 17.6 Approve Discharge of Waldemar Maj For For Management (Supervisory Board Member) 17.7 Approve Discharge of Alojzy Nowak For For Management (Supervisory Board Member) 17.8 Approve Discharge of Maciej Piotrowski For For Management (Supervisory Board Member) 17.9 Approve Discharge of Tomasz Zganiacz For For Management (Supervisory Board Member) 18 Approve Changes in Composition of None Against Shareholder Supervisory Board 19 Close Meeting None None Management -------------------------------------------------------------------------------- PT ASTRA INTERNATIONAL TBK Ticker: ASII Security ID: Y7117N172 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Elect Directors and Commissioners and For Against Management Approve Their Remuneration 4 Approve Auditors For For Management -------------------------------------------------------------------------------- PT KALBE FARMA TBK Ticker: KLBF Security ID: Y71287208 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Directors' Report For For Management 2 Approve Financial Statements and For For Management Discharge of Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Elect Directors and Commissioners For Against Management 5 Approve Remuneration of Directors and For For Management Commissioners 6 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- TEKFEN HOLDING AS Ticker: TKFEN Security ID: M8788F103 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Accept Board Report For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Board For For Management 5 Approve Allocation of Income For For Management 6 Ratify Director Appointments For For Management 7 Elect Directors and Approve Their For Against Management Remuneration 8 Ratify External Auditors For Against Management 9 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 10 Approve Upper Limit of Donations for For For Management 2014 11 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 12 Wishes None None Management -------------------------------------------------------------------------------- TURK TELEKOMUNIKASYON AS Ticker: TTKOM Security ID: M9T40N131 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Elect Presiding For For Management Council of Meeting 2 Authorize Presiding Council to Sign For For Management Minutes of Meeting 3 Accept Board Report None None Management 4 Accept Internal Audit Report None None Management 5 Accept External Audit Report None None Management 6 Approve Financial Statements For For Management 7 Approve Discharge of Board For For Management 8 Ratify Director Appointments For For Management 9 Appoint Internal Auditor For For Management 10 Approve Director Remuneration For For Management 11 Approve Internal Auditors Remuneration For For Management 12 Approve Allocation of Income For For Management 13 Approve Agreement with External For For Management Auditors 14 Approve Donation Policy For For Management 15 Receive Information on Charitable None None Management Donations 16 Approve Profit Distribution Policy For For Management 17 Receive Information on the Objectivity None None Management of the External Audit Firm 18 Receive Information on Related Party None None Management Transactions 19 Receive Information on the Guarantees, None None Management Pledges, and Mortgages Provided by the Company to Third Parties 20 Receive Information on Company None None Management Disclosure Policy 21 Receive Information on Remuneration None None Management Policy 22 Receive Information on Commercial None None Management Transactions with the Company 23 Receive Information on Changes with None None Management Material Impact on the Management and Activities of the Company 24 Authorize Board to Acquire Businesses For For Management up to a EUR 300 Million Value 25 Authorize Board to Establish New For For Management Companies in Relation to Business Acquired 26 Grant Permission for Board Members to For For Management Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose 27 Wishes and Closing None None Management -------------------------------------------------------------------------------- ZHEJIANG EXPRESSWAY CO., LTD. Ticker: 00576 Security ID: Y9891F102 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept the Report of the Board of For For Management Directors 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Approve Fianancial Accounts and For For Management Financial Budget of the Company for Year 2014 6 Reappoint Deloitte Touche Tohmatsu as For For Management Hong Kong Auditors and Authorize Board to Fix Their Remuneration 7 Reappoint Pan China Certified Public For For Management Accountants as PRC Auditors and Authorize Board to Fix Their Remuneration ========================= ALPS Equal Sector Weight ETF ========================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================= ALPS International Sector Dividend Dogs ETF ================== AMCOR LIMITED Ticker: AMC Security ID: Q03080100 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: OCT 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect C I (Chris) Roberts as Director For For Management 2b Elect Armin Meyer as Director For For Management 2c Elect K J (Karen) Guerra as Director For For Management 3 Approve the Grant of Share Rights to For For Management Ken MacKenzie, Chief Executive Officer and Managing Director of the Company 4 Approve the Grant of Up to 923,700 For For Management Options and 229,700 Performance Rights to Ken MacKenzie, Chief Executive Officer and Managing Director of the Company 5 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- AMCOR LIMITED Ticker: AMC Security ID: Q03080100 Meeting Date: DEC 09, 2013 Meeting Type: Special Record Date: DEC 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Reduction of Capital For For Management -------------------------------------------------------------------------------- AMCOR LIMITED Ticker: AMC Security ID: Q03080100 Meeting Date: DEC 09, 2013 Meeting Type: Court Record Date: DEC 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Scheme of Arrangement For For Management between Amcor Ltd and Its Shareholders -------------------------------------------------------------------------------- ASAHI GLASS CO. LTD. Ticker: 5201 Security ID: J02394120 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 5 2.1 Elect Director Ishimura, Kazuhiko For For Management 2.2 Elect Director Nishimi, Yuji For For Management 2.3 Elect Director Fujino, Takashi For For Management 2.4 Elect Director Hirai, Yoshinori For For Management 2.5 Elect Director Sakane, Masahiro For For Management 2.6 Elect Director Kimura, Hiroshi For For Management 2.7 Elect Director Egawa, Masako For For Management 3 Appoint Statutory Auditor Hara, Toru For For Management 4 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Appoint KPMG LLP as Auditor For For Management 4 Authorise Board to Fix Remuneration of For For Management Auditors 5(a) Re-elect Leif Johansson as Director For For Management 5(b) Re-elect Pascal Soriot as Director For For Management 5(c) Elect Marc Dunoyer as Director For For Management 5(d) Re-elect Genevieve Berger as Director For For Management 5(e) Re-elect Bruce Burlington as Director For For Management 5(f) Elect Ann Cairns as Director For For Management 5(g) Re-elect Graham Chipchase as Director For For Management 5(h) Re-elect Jean-Philippe Courtois as For Against Management Director 5(i) Re-elect Rudy Markham as Director For For Management 5(j) Re-elect Nancy Rothwell as Director For For Management 5(k) Re-elect Shriti Vadera as Director For For Management 5(l) Re-elect John Varley as Director For For Management 5(m) Re-elect Marcus Wallenberg as Director For For Management 6 Approve Remuneration Report For Against Management 7 Approve Remuneration Policy For Abstain Management 8 Authorise EU Political Donations and For For Management Expenditure 9 Authorise Issue of Equity with For For Management Pre-emptive Rights 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 13 Approve Performance Share Plan For For Management -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA. Security ID: G06940103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Paul Anderson as Director For For Management 6 Re-elect Harriet Green as Director For For Management 7 Re-elect Ian King as Director For For Management 8 Re-elect Peter Lynas as Director For For Management 9 Re-elect Paula Rosput Reynolds as For For Management Director 10 Re-elect Nicholas Rose as Director For For Management 11 Re-elect Carl Symon as Director For For Management 12 Elect Sir Roger Carr as Director For For Management 13 Elect Jerry DeMuro as Director For For Management 14 Elect Christopher Grigg as Director For For Management 15 Elect Ian Tyler as Director For For Management 16 Appoint KPMG LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Approve EU Political Donations and For For Management Expenditure 19 Approve Long Term Incentive Plan For For Management 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BANCO SANTANDER S.A. Ticker: SAN Security ID: E19790109 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.A Approve Consolidated and Standalone For For Management Financial Statements 1.B Approve Discharge of Board For For Management 2 Approve Allocation of Income and For For Management Dividends 3.A Ratify Appointment of and Elect Jose For For Management Javier Marin Romano as Director 3.B Ratify Appointment of Juan Miguel For For Management Villar Mir as Director 3.C Ratify Appointment of and Elect Sheila For For Management Bair as Director 3.D Reelect Ana Patricia Botin-Sanz de For Against Management Sautuola y O'Shea as Director 3.E Reelect Rodrigo Echenique Gordillo as For Against Management Director 3.F Reelect Esther Gimenez-Salinas i For For Management Colomer as Director 3.G Reelect Vittorio Corbo Lioi as Director For Against Management 4 Renew Appointment of Deloitte as For For Management Auditor 5 Authorize Share Repurchase Program For For Management 6.A Amend Articles Re: Board Composition For For Management and Director Compensation 6.B Amend Articles Re: Board and Committees For For Management 7 Amend Article 18 of General Meeting For For Management Regulations Re: Audit Committee 8 Approve Capital Raising of up to EUR For For Management 500 Million 9 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent 10.A Authorize Capitalization of Reserves For For Management for Scrip Dividends 10.B Authorize Capitalization of Reserves For For Management for Scrip Dividends 10.C Authorize Capitalization of Reserves For For Management for Scrip Dividends 10.D Authorize Capitalization of Reserves For For Management for Scrip Dividends 11.A Authorize Issuance of Convertible For For Management Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion 11.B Authorize Issuance of Non-Convertible For For Management Debt Securities up to EUR 50 Billion 12 Fix Maximum Variable Compensation Ratio For For Management 13.A Approve Deferred Share Bonus Plan For For Management 13.B Approve Performance Shares Plan For For Management 13.C Approve Employee Stock Purchase Plan For For Management 13.D Approve Employee Stock Purchase Plan For For Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions 15 Advisory Vote on Remuneration Policy For For Management Report -------------------------------------------------------------------------------- BELGACOM Ticker: BELG Security ID: B10414116 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Directors' Reports (Non-Voting) None None Management 2 Receive Auditors' Reports (Non-Voting) None None Management 3 Receive Information from the Joint None None Management Committee 4 Receive Consolidated Financial None None Management Statements and Statutory Reports 5 Approve Financial Statements, For For Management Allocation of Income, and Dividends of EUR 2.18 per Share 6 Approve Remuneration Report For For Management 7 Approve Discharge of Directors For For Management 8 Approve Special Discharge of Directors For For Management Whose Mandate Ended During Fiscal Year 2013 9 Approve Discharge of Auditors For For Management 10 Approve Discharge of Deloitte as For For Management Auditor in Charge of Certifying the Consolidated Accounts 11.1 Elect Agnes Touraine as Director For For Management 11.2 Elect Catherine Vandenborre as Director For For Management 12 Transact Other Business None None Management -------------------------------------------------------------------------------- BELGACOM Ticker: BELG Security ID: B10414116 Meeting Date: APR 16, 2014 Meeting Type: Special Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Renew Authorization to Increase Share For For Management Capital within the Framework of Authorized Capital and Amend Articles Accordingly 2a Authorize Board to Issue Shares in the For Against Management Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly 2b Amend Article 5 Re: References to FSMA For For Management 3 Amend Article10 Re: Dematerialization For For Management of Bearer Shares 4 Amend Article 11 Re: References to FSMA For For Management 5 Authorize Repurchase of Up to 20 For Against Management Percent of Issued Share Capital 6 Authorize Board to Repurchase Shares For Against Management in the Event of a Serious and Imminent Harm 7 Amend Article 14 Re: Dematerialization For For Management of Bearer Shares 8 Amend Article 34 Re: Dematerialization For For Management of Bearer Shares 9a Authorize Coordination of Articles of For For Management Association 9b Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: AUG 27, 2013 Meeting Type: Special Record Date: AUG 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend of NIS 0. For For Management 3555092 Per Share -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: SEP 03, 2013 Meeting Type: Special Record Date: AUG 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: JAN 27, 2014 Meeting Type: Special Record Date: DEC 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ytzhak Edelman as an External For For Management Director for a Three Year Term 2 Approve Purchase of Additional Amount For For Management of Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder (Including Pricing and Payment Terms) 3 Approve Purchase of Additional Amount For For Management of Power Suppliers for Digital Converters by DBS of Eurocom Digital Communications Ltd., a Subsidiary of Eurocom Communications Ltd., an Indirect Shareholder A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: MAR 19, 2014 Meeting Type: Special Record Date: FEB 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Update to Compensation Policy For For Management for the Directors and Officers of the Company 2 Approve Bonus Criteria for the For For Management Performance Based Bonus of the CEO for 2014 A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager A2c If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against. -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: MAR 27, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividend Distribution of NIS 0. For For Management 29 Per Share -------------------------------------------------------------------------------- BEZEQ THE ISRAELI TELECOMMUNICATION CORP. LTD. Ticker: BEZQ Security ID: M2012Q100 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board for 2013 2.1 Reelect Shaul Elovitch, Chairman and For For Management Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.2 Reelect Or Elovitch, Son of Shaul For For Management Elovitch, Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.3 Reelect Orna Elovitch Peled, Daughter For For Management In Law of Shaul Elovitch, Controlling Shareholder, as Director Until the End of the Next Annual General Meeting 2.4 Reelect Amikam Shorer as Director For For Management Until the End of the Next Annual General Meeting 2.5 Reelect Felix Cohen as Director Until For For Management the End of the Next Annual General Meeting 2.6 Reelect Eldad Ben-Moshe as Director For For Management Until the End of the Next Annual General Meeting 2.7 Reelect Joshua Rosensweig as Director For For Management Until the End of the Next Annual General Meeting 2.8 Reelect Rami Nomkin as Director Until For For Management the End of the Next Annual General Meeting 3 Reappoint KPMG Somekh Chaikin as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Approve Cash Award to Avraham Gabbay, For For Management Outgoing CEO A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager -------------------------------------------------------------------------------- CANON INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 65 2 Amend Articles to Indemnify Directors For For Management 3.1 Elect Director Mitarai, Fujio For For Management 3.2 Elect Director Tanaka, Toshizo For For Management 3.3 Elect Director Ikoma, Toshiaki For For Management 3.4 Elect Director Adachi, Yoroku For For Management 3.5 Elect Director Mitsuhashi, Yasuo For For Management 3.6 Elect Director Matsumoto, Shigeyuki For For Management 3.7 Elect Director Homma, Toshio For For Management 3.8 Elect Director Ozawa, Hideki For For Management 3.9 Elect Director Maeda, Masaya For For Management 3.10 Elect Director Tani, Yasuhiro For For Management 3.11 Elect Director Nagasawa, Kenichi For For Management 3.12 Elect Director Otsuka, Naoji For For Management 3.13 Elect Director Yamada, Masanori For For Management 3.14 Elect Director Wakiya, Aitake For For Management 3.15 Elect Director Ono, Kazuto For For Management 3.16 Elect Director Kimura, Akiyoshi For For Management 3.17 Elect Director Osanai, Eiji For For Management 3.18 Elect Director Saida, Kunitaro For For Management 3.19 Elect Director Kato, Haruhiko For For Management 4.1 Appoint Statutory Auditor Araki, Makoto For For Management 4.2 Appoint Statutory Auditor Yoshida, For For Management Osami 4.3 Appoint Statutory Auditor Kitamura, For Against Management Kuniyoshi 5 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- E.ON SE Ticker: EOAN Security ID: D24914133 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.60 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5a Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2014 5b Ratify PricewaterhouseCoopers as For For Management Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014 6 Ammend Affiliation Agreements with For For Management Subsidiary E.ON US Holding GmbH -------------------------------------------------------------------------------- EISAI CO. LTD. Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Naito, Haruo For For Management 1.2 Elect Director Izumi, Tokuji For For Management 1.3 Elect Director Ota, Kiyochika For For Management 1.4 Elect Director Matsui, Hideaki For For Management 1.5 Elect Director Deguchi, Nobuo For For Management 1.6 Elect Director Graham Fry For For Management 1.7 Elect Director Suzuki, Osamu For For Management 1.8 Elect Director Patricia Robinson For For Management 1.9 Elect Director Yamashita, Toru For For Management 1.10 Elect Director Nishikawa, Ikuo For For Management 1.11 Elect Director Naoe, Noboru For For Management -------------------------------------------------------------------------------- ENI S.P.A. Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program For For Management 4 Amend Articles Re: Director None Against Shareholder Honorability Requirements 5 Amend Company Bylaws Re: Shareholder For For Management Meetings 6 Fix Number of Directors For For Management 7 Fix Board Terms for Directors For For Management 8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder 8.2 Slate Submitted by Institutional None For Shareholder Investors 9 Elect Board Chair None For Management 10 Approve Remuneration of Directors For Against Management 11 Approve Remuneration of Executive None For Management Directors 12.1 Slate Submitted by the Italian Treasury None Against Shareholder 12.2 Slate Submitted by Institutional None For Shareholder Investors 13 Appoint Chair of the Board of None For Shareholder Statutory Auditors 14 Approve Internal Auditors' Remuneration For For Management 15 Approve Compensation of the Judicial For For Management Officer of Corte dei Conti Responsible for Eni's Financial Control 16 Approve Long-Term Monetary Incentive For For Management Plan 2014-2016 17 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- FORTUM OYJ Ticker: FUM1V Security ID: X2978Z118 Meeting Date: APR 08, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports; Receive CEO's Review 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.10 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 75,000 for Chairman, EUR 57,000 for Deputy Chairman, and EUR 40,000 for Other Directors; Approve Committee and Meeting Fees 11 Fix Number of Directors at Eight For For Management 12 Reelect Sari Baldauf (Chairman), Kim For For Management Ignatius (Deputy Chair), Minoo Akhtarzand, Heinz-Werner Binzel, Ilona Ervasti-Vaintola, Christian Ramm-Schmidt as Directors; Elect Petteri Taalas and Jyrki Talvitie as New Directors 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte & Touch as Auditors For For Management 15 Amend Articles Re: Director Age Limit; For For Management Convocation of General Meeting; Editorial Amendments 16 Close Meeting None None Management -------------------------------------------------------------------------------- GDF SUEZ Ticker: GSZ Security ID: F42768105 Meeting Date: APR 28, 2014 Meeting Type: Annual/Special Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.50 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions Regarding New Transactions 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Renew Appointment of Ernst and Young For For Management et Autres as Auditor 7 Renew Appointment of Deloitte and For For Management Associes as Auditor 8 Renew Appointment of Auditex as For For Management Alternate Auditor 9 Renew Appointment of BEAS as Alternate For For Management Auditor 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million 12 Approve Issuance of Equity or For For Management Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million 13 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries 17 Set Total Limit for Capital Increase For For Management to Result from All Issuance Requests at EUR 265 Million 18 Authorize Capitalization of Reserves For For Management for Bonus Issue or Increase in Par Value 19 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 20 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan 21 Authorize up to 0.5 Percent of Issued For For Management Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers 22 Allow Loyalty Dividends to Long-Term For Against Management Registered Shareholders, and Amend Article 26 Accordingly 23 Authorize Filing of Required For For Management Documents/Other Formalities 24 Advisory Vote on Compensation of For Against Management Gerard Mestrallet, Chairman and CEO 25 Advisory Vote on Compensation of For Against Management Jean-Francois Cirelli, Vice-Chairman and Vice-CEO A Approve Dividends of EUR 0.83 per Share Against Against Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: G3910J112 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Sir Christopher Gent as For For Management Director 5 Re-elect Sir Andrew Witty as Director For For Management 6 Re-elect Sir Roy Anderson as Director For For Management 7 Re-elect Dr Stephanie Burns as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Sir Deryck Maughan as Director For For Management 13 Re-elect Dr Daniel Podolsky as Director For For Management 14 Re-elect Dr Moncef Slaoui as Director For For Management 15 Re-elect Tom de Swaan as Director For For Management 16 Re-elect Jing Ulrich as Director For For Management 17 Re-elect Hans Wijers as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HOYA CORP. Ticker: 7741 Security ID: J22848105 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kodama, Yukiharu For For Management 1.2 Elect Director Koeda, Itaru For For Management 1.3 Elect Director Aso, Yutaka For For Management 1.4 Elect Director Uchinaga, Yukako For For Management 1.5 Elect Director Urano, Mitsudo For For Management 1.6 Elect Director Takasu, Takeo For For Management 1.7 Elect Director Suzuki, Hiroshi For For Management 2.8 Appoint Shareholder Director Nominee Against Against Shareholder Kubozono, Yu 2.9 Appoint Shareholder Director Nominee Against Against Shareholder Yamaguchi, Mitsutaka 2.10 Appoint Shareholder Director Nominee Against Against Shareholder Yamanaka, Noriko 3 Amend Articles to Prohibit Biased Against Against Shareholder Treatment of Non-Votes on Shareholder vs. Company Proposals 4 Amend Articles to Require Disclosure Against For Shareholder of Individual Director and Executive Officer Compensation 5 Amend Articles to Require a Against For Shareholder Non-Executive Board Chairman 6 Amend Articles to Deny Reappointment Against Against Shareholder of External Audit Firm 7 Amend Articles to Increase Disclosure Against Against Shareholder of Director Term Limit 8 Amend Articles to Increase Disclosure Against Against Shareholder of Director Age Limit 9 Amend Articles to Disclose Board Against Against Shareholder Training Policy 10 Amend Articles to Increase Disclosure Against Against Shareholder of Hereditary Succession of Representative Executive Officer and Chief Executive Officer 11 Amend Articles to Add Language on Against Against Shareholder Opposing Proposals and Amendment Proposals 12 Amend Articles to Add Language on the Against Against Shareholder Length of Time for Explaining Shareholder Proposals 13 Amend Articles to Add Language on Against Against Shareholder Advisory Votes 14 Amend Articles to Establish Special Against Against Shareholder Investigation Committee regarding Expansion into Ophthalmology-Pharma Business 15 Amend Articles to Establish Special Against Against Shareholder Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition 16 Amend Articles to Establish Technology Against Against Shareholder Management Committee 17 Amend Articles to Add Language on Say Against Against Shareholder on Pay Proposals 18 Amend Articles to Prohibit Creation of Against Against Shareholder False Transcripts of General Shareholder Meeting Proceedings -------------------------------------------------------------------------------- IMPERIAL TOBACCO GROUP PLC Ticker: IMT Security ID: G4721W102 Meeting Date: FEB 05, 2014 Meeting Type: Annual Record Date: FEB 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Dr Ken Burnett as Director For For Management 6 Re-elect Alison Cooper as Director For For Management 7 Re-elect David Haines as Director For For Management 8 Re-elect Michael Herlihy as Director For For Management 9 Re-elect Susan Murray as Director For For Management 10 Re-elect Matthew Phillips as Director For For Management 11 Elect Oliver Tant as Director For For Management 12 Re-elect Mark Williamson as Director For For Management 13 Re-elect Malcolm Wyman as Director For For Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: AUG 26, 2013 Meeting Type: Annual/Special Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For Did Not Vote Management Directors and Officers of the Company 2 Update Bonus and Share-Based Payments For Did Not Vote Management Employment Agreement of Stefan Borgas, CEO 3 Approve Bonus to Stefan Borgas, CEO For Did Not Vote Management 4 Discuss Financial Statements and the None None Management Report of the Board for 2012 5 Reappoint Somekh Chaikin as Auditors For Did Not Vote Management and Discuss Compensation of 2012 6.1 Reelect Nir Gilad as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.2 Reelect Avisar Paz as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.3 Reelect Eran Sarig as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.4 Reelect Avraham (Baiga) Shochat as For Did Not Vote Management Director Until the End of the Next Annual General Meeting 6.5 Reelect Victor Medina as Director For Did Not Vote Management Until the End of the Next Annual General Meeting 6.6 Reelect Chaim Erez as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.7 Reelect Ovadia Eli as Director Until For Did Not Vote Management the End of the Next Annual General Meeting A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: MAY 08, 2014 Meeting Type: Special Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration Rights Agreement For For Management with The Israel Corporation Ltd., Controlling Shareholder, and Its Affiliated Companies 2 Approve the Switch From the Reporting For For Management Format In Accordance with Chapter VI of the Securities Law of 1968 to the Reporting Format In Accordance with Chapter III of the Securities Law of 1968 3 Approve Purchase of D&O Policy For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- JAPAN AIRLINES CO. LTD. Ticker: 9201 Security ID: J25979121 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 160 2 Amend Articles To Update Authorized For For Management Capital to Reflect Stock Split 3.1 Elect Director Onishi, Masaru For For Management 3.2 Elect Director Ueki, Yoshiharu For For Management 3.3 Elect Director Sato, Nobuhiro For For Management 3.4 Elect Director Kamikawa, Hirohide For For Management 3.5 Elect Director Okawa, Junko For For Management 3.6 Elect Director Fujita, Tadashi For For Management 3.7 Elect Director Saito, Norikazu For For Management 3.8 Elect Director Kainaka, Tatsuo For For Management 3.9 Elect Director Iwata, Kimie For For Management -------------------------------------------------------------------------------- METSO CORPORATION Ticker: MEO1V Security ID: X53579102 Meeting Date: OCT 01, 2013 Meeting Type: Special Record Date: SEP 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Approve Demerger Plan For For Management 7 Fix Number of Directors at Valmet to For For Management Seven (7) 8 Approve Remuneration of Directors at For For Management Valmet in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for Other Directors 9 Elect Jukka Viinanen (Chairman), For For Management Mikael von Frenckell (Deputy Chair), Erkki Pehu-Lehtonen, and Pia Rudengren as Transition Directors in Valmet; Elect Friederike Helfer, Pekka Lundmark, and Rogerio Ziviani as New Directors in Valmet 10 Approve Remuneration of Auditors in For For Management Valmet 11 Ratify Ernst & Young as Auditors in For For Management Valmet 12 Fix Number of Directors at Metso at For For Management Seven (7) 13 Approve Remuneration of Directors at For For Management Metso in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for New Directors 14 Elect Wilson Brumer, Lars Josefsson, For Against Management and Nina Kopola as New Directors at Metso; Elect Mikael Lilius as Chairman and Christer Gardell as Vice Chairman 15 Authorize Share Repurchase Program at For For Management Valmet 16 Approve Issuance and Reissuance of For For Management Shares without Preemptive Rights at Valmet 17 Close Meeting None None Management -------------------------------------------------------------------------------- METSO CORPORATION Ticker: MEO1V Security ID: X53579102 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.00 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 100,000 for Chairman, EUR 60,000 for Vice Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees; Approve Remuneration for Committee Work 11 Fix Number of Directors at Seven For For Management 12 Reelect Mikael Lilius (Chairman), For For Management Christer Gardell (Vice Chairman), Wilson Brumer, Ozey Horton, Lars Josefsson, Nina Kopola, and Eeva Sipila as Directors 13 Approve Remuneration of Auditors For For Management 14 Ratify Ernst & Young as Auditors For For Management 15 Authorize Share Repurchase Program For For Management 16 Approve Issuance of up to 15 Million For For Management Shares and Conveyance of up to 10 Million Treasury Shares without Preemptive Rights 17 Close Meeting None None Management -------------------------------------------------------------------------------- NATIONAL AUSTRALIA BANK LIMITED Ticker: NAB Security ID: Q65336119 Meeting Date: DEC 19, 2013 Meeting Type: Annual Record Date: DEC 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2 Ratify the Past Issuance of NAB For For Management Convertible Preference Shares to Subscribers Under a Prospectus 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Performance For For Management Rights to Cameron Clyne, Group Chief Executive Officer of the Company 5a Elect Daniel Gilbert as Director For For Management 5b Elect Jillian Segal as Director For For Management 5c Elect Anthony Kwan Tao Yuen as Director For For Management 5d Elect David Barrow as Director Against Against Shareholder -------------------------------------------------------------------------------- NIPPON ELECTRIC GLASS CO. LTD. Ticker: 5214 Security ID: J53247110 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 8 2 Amend Articles To Change Fiscal Year For For Management End 3.1 Elect Director Izutsu, Yuuzo For Against Management 3.2 Elect Director Arioka, Masayuki For Against Management 3.3 Elect Director Yamamoto, Shigeru For For Management 3.4 Elect Director Inamasu, Koichi For For Management 3.5 Elect Director Matsumoto, Motoharu For For Management 3.6 Elect Director Tomamoto, Masahiro For For Management 3.7 Elect Director Takeuchi, Hirokazu For For Management 3.8 Elect Director Saeki, Akihisa For For Management 4 Appoint Statutory Auditor Ishii, Kazuya For For Management 5 Appoint Alternate Statutory Auditor For For Management Kimura, Keijiro 6 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- NOKIAN TYRES OYJ Ticker: NRE1V Security ID: X5862L103 Meeting Date: APR 08, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 1.45 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Annual Remuneration of For For Management Directors in the Amount of EUR 80,000 for Chairman, and EUR 40,000 for Other Directors; Approve Meeting Fees 11 Fix Number of Directors at Seven For For Management 12 Reelect Kim Gran, Hille Korhonen, For Against Management Risto Murto, Hannu Penttila, and Petteri Wallden as Directors; Elect Raimo Lind and Inka Mero as New Directors 13 Approve Remuneration of Auditors For For Management 14 Ratify KPMG as Auditors For For Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA) Ticker: OPAP Security ID: X3232T104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Restated Financial Statements For For Management for 2012 2 Accept Statutory Reports for 2013 For For Management 3 Accept Financial Statements for 2013 For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Board and Auditors For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Remuneration and Compensation For For Management of Executives 8 Pre-approve Director Remuneration for For For Management 2014 9 Approve Auditors and Fix Their For For Management Remuneration 10 Amend Company Articles For For Management 11 Authorize Board to Participate in For For Management Companies with Similar Business Interests -------------------------------------------------------------------------------- ORICA LTD. Ticker: ORI Security ID: Q7160T109 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: JAN 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect Russell Caplan as Director For For Management 2.2 Elect Ian Cockerill as Director For For Management 2.3 Elect Chee Onn Lim as Director For For Management 2.4 Elect Maxine Brenner as Director For For Management 2.5 Elect Alberto Calderon as Director For For Management 2.6 Elect Gene Tilbrook as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Up to 380,000 For For Management Shares to Ian Smith, Managing Director of the Company 5 Approve the Partial Takeover Provisions For For Management -------------------------------------------------------------------------------- ORKLA ASA Ticker: ORK Security ID: R67787102 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Elect Idar Kreutzer as For Did Not Vote Management Chairman of Meeting 2 Approve Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share 3.1 Receive Information on Remuneration None None Management Policy and Other Terms of Employment for Executive Management 3.2 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 3.3 Approve Guidelines for Incentive-Based For Did Not Vote Management Compensation for Executive Management 4 Receive Company's Corporate Governance None None Management Statement 5.1 Authorize Repurchase of Shares for Use For Did Not Vote Management in Employee Incentive Programs 5.2 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 6 Authorize Company to Call EGM with Two For Did Not Vote Management Weeks' Notice 7.1 Elect Stein Hagen as Director For Did Not Vote Management 7.2 Elect Grace Skaugen as Director For Did Not Vote Management 7.3 Elect Jo Lunder as Director For Did Not Vote Management 7.4 Elect Ingrid Blank as Director For Did Not Vote Management 7.5 Elect Lisbeth Pallesen as Director For Did Not Vote Management 7.6 Elect Lars Dahlgren as Director For Did Not Vote Management 7.7 Elect Nils Selte as Director For Did Not Vote Management 8.1 Elect Stein Hagen as Chairman For Did Not Vote Management 8.2 Elect Grace Skaugen as Vice Chairman For Did Not Vote Management 9.1 Elect Leiv Askvig as Member of For Did Not Vote Management Nominating Committee 9.2 Elect Anders Ryssdal as Member of For Did Not Vote Management Nominating Committee 9.3 Elect Karin Orgland as Member of For Did Not Vote Management Nominating Committee 10 Elect Chairman of Nominating Committee For Did Not Vote Management 11 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 660,000 for Chairman, NOK 515,000 for Vice Chairman, and NOK 390,000 for the Other Directors 12 Approve Remuneration of Auditors For Did Not Vote Management -------------------------------------------------------------------------------- PORTUGAL TELECOM, SGPS S.A. Ticker: PTC Security ID: X6769Q104 Meeting Date: MAR 27, 2014 Meeting Type: Special Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Capital For For Management Increase of Oi SA through Contribution of Assets -------------------------------------------------------------------------------- PORTUGAL TELECOM, SGPS S.A. Ticker: PTC Security ID: X6769Q104 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Individual Financial Statements For For Management and Statutory Reports 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Management and For For Management Supervisory Boards 5 Authorize Repurchase and Reissuance of For For Management Shares 6 Authorize Issuance of Bonds/Debentures For Against Management 7 Authorize Repurchase and Reissuance of For For Management Debt Instruments 8 Approve Remuneration Policy For Against Management -------------------------------------------------------------------------------- RICOH CO. LTD. Ticker: 7752 Security ID: J64683105 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 16.5 2.1 Elect Director Kondo, Shiro For For Management 2.2 Elect Director Miura, Zenji For For Management 2.3 Elect Director Inaba, Nobuo For For Management 2.4 Elect Director Matsuura, Yozo For For Management 2.5 Elect Director Yamashita, Yoshinori For For Management 2.6 Elect Director Sato, Kunihiko For For Management 2.7 Elect Director Umeda, Mochio For For Management 2.8 Elect Director Noji, Kunio For For Management 2.9 Elect Director Azuma, Makoto For For Management 3 Appoint Alternate Statutory Auditor For For Management Horie, Kiyohisa 4 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: G7690A100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Euleen Goh as Director For For Management 5 Elect Patricia Woertz as Director For For Management 6 Elect Ben van Beurden as Director For For Management 7 Re-elect Guy Elliott as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Charles Holliday as Director For For Management 10 Re-elect Gerard Kleisterlee as Director For For Management 11 Re-elect Jorma Ollila as Director For For Management 12 Re-elect Sir Nigel Sheinwald as For For Management Director 13 Re-elect Linda Stuntz as Director For For Management 14 Re-elect Hans Wijers as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Long Term Incentive Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Approve Restricted Share Plan For For Management 24 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- SANDVIK AB Ticker: SAND Security ID: W74857165 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAY 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For Did Not Vote Management 3 Prepare and Approve List of For Did Not Vote Management Shareholders 4 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 5 Approve Agenda of Meeting For Did Not Vote Management 6 Acknowledge Proper Convening of Meeting For Did Not Vote Management 7 Receive Financial Statements and None None Management Statutory Reports 8 Receive President's Report None None Management 9 Accept Financial Statements and For Did Not Vote Management Statutory Reports 10 Approve Discharge of Board and For Did Not Vote Management President 11 Approve Allocation of Income and For Did Not Vote Management Dividends of SEK 3.50 Per Share; Set May16, 2014 as Record Date for Dividend 12 Determine Number of Members (7) and For Did Not Vote Management Deputy Members (0) of Board; Recieve Report of Nomination Committee 13 Approve Remuneration of Directors in For Did Not Vote Management the Amount of SEK 1.7 Million for the Chairman and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work 14 Reelect Olof Faxander, Jurgen For Did Not Vote Management Geissinger, Johan Karlstrom, Hanne de Mora, Anders Nyren (Chairman), Simon Thompson, and Lars Westerberg as Directors 15 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 16 Approve Share Matching Plan (LTI 2014) For Did Not Vote Management 17a Spin Off Group's Business into Against Did Not Vote Shareholder Different Companies and List These on the Stock Exchange; Distribute Shares to Sandvik's Shareholders 17b Appoint Independent Audit Committee Against Did Not Vote Shareholder 18 Close Meeting None None Management -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.80 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Christopher Viehbacher as For For Management Director 6 Reelect Robert Castaigne as Director For For Management 7 Reelect Christian Mulliez as Director For For Management 8 Elect Patrick Kron as Director For For Management 9 Advisory Vote on Compensation of Serge For For Management Weinberg, Chairman 10 Advisory Vote on Compensation of For For Management Christopher Viehbacher, CEO 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- SINGAPORE PRESS HOLDINGS LTD. Ticker: T39 Security ID: Y7990F106 Meeting Date: NOV 29, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend and Special For For Management Dividend 3a Elect Cham Tao Soon as Director For For Management 3b Elect Sum Soon Lim as Director For For Management 4a Elect Lee Boon Yang as Director For For Management 4b Elect Ng Ser Miang as Director For Against Management 5 Elect Quek See Tiat as Director For For Management 6 Approve Directors' Fees For For Management 7 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Other Business (Voting) For Against Management 9a Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9b Approve Grant of Awards and Issuance For For Management of Shares Under the SPH Performance Share Plan 9c Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- STATOIL ASA Ticker: STL Security ID: R8413J103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Registration of Attending Shareholders None None Management and Proxies 3 Elect Chairman of Meeting For Did Not Vote Management 4 Approve Notice of Meeting and Agenda For Did Not Vote Management 5 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 6 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share 7 Withdraw Company from Tar Sands Against Did Not Vote Shareholder Activities in Canada 8 Withdraw Company from Ice-Laden Against Did Not Vote Shareholder Activities in the Arctic 9 Approve Company's Corporate Governance For Did Not Vote Management Statement 10 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 11 Approve Remuneration of Auditors For Did Not Vote Management 12a Reelect Olaug Svarva as Member of For Did Not Vote Management Corporate Assembly 12b Reelect Idar Kreutzer as Member of For Did Not Vote Management Corporate Assembly 12c Reelect Karin Aslaksen as Member of For Did Not Vote Management Corporate Assembly 12d Reelect Greger Mannsverk as Member of For Did Not Vote Management Corporate Assembly 12e Reelect Steinar Olsen as Member of For Did Not Vote Management Corporate Assembly 12f Reelect Ingvald Strommen as Member of For Did Not Vote Management Corporate Assembly 12g Reelect Rune Bjerke as Member of For Did Not Vote Management Corporate Assembly 12h Reelect Siri Kalvig as Member of For Did Not Vote Management Corporate Assembly 12i Reelect Barbro Haetta as Member of For Did Not Vote Management Corporate Assembly 12j Elect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 12k Elect Tone Lunde Bakker as Member of For Did Not Vote Management Corporate Assembly 12l Elect Kjersti Kleven as Member of For Did Not Vote Management Corporate Assembly 12m Reelect Arthur Sletteberg as Deputy For Did Not Vote Management Member of Corporate Assembly 12n Reelect Bassim Haj as Deputy Member of For Did Not Vote Management Corporate Assembly 12o Elect Nina Kivijervi as Deputy Member For Did Not Vote Management of Corporate Assembly 12p Elect Birgitte Vartdal as Deputy For Did Not Vote Management Members of Corporate Assembly 13 Approve Remuneration of Corporate For Did Not Vote Management Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members 14.1 Reelect Olaug Svarva as Member and For Did Not Vote Management Chairman of Nominating Committee 14.2 Reelect Tom Rathe as Member of For Did Not Vote Management Nominating Committee 14.3 Reelect Elisabeth Berge as Member of For Did Not Vote Management Nominating Committee with Johan Alstad as Personal Deputy 14.4 Elect Tone Bakker as New Member of For Did Not Vote Management Nominating Committee 15 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members 16 Approve Quaterly Dividend Payment For Did Not Vote Management 17 Approve Equity Plan Financing For Did Not Vote Management 18 Authorize Share Repurchase Program and For Did Not Vote Management Cancellation of Repurchased Shares 19 Terminate Engagement in Angola and Against Did Not Vote Shareholder Azerbaijan -------------------------------------------------------------------------------- STORA ENSO OYJ Ticker: STERV Security ID: X8T9CM113 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.30 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work 11 Fix Number of Directors at Nine For For Management 12 Reelect Gunnar Brock, Anne Brunila, For For Management Elisabeth Fleuriot, Hock Goh, Birgitta Kantola, Mikael Makinen, Juha Rantanen, and Hans Straberg as Directors; Elect Richard Nilsson as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify Deloitte & Touche as Auditors For For Management 15 Elect Members of Nominating Committee For For Management 16 Approve Special Examination Concerning None Against Shareholder Acquisition of Consolidated Papers 17 Presentation of Minutes of the Meeting None None Management 18 Close Meeting None None Management -------------------------------------------------------------------------------- SWEDBANK AB Ticker: SWED A Security ID: W9423X102 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Chairman of Meeting For For Management 3 Prepare and Approve List of For For Management Shareholders 4 Approve Agenda of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Acknowledge Proper Convening of Meeting For For Management 7a Receive Financial Statements and None None Management Statutory Reports 7b Receive Auditor's Report None None Management 7c Receive President's Report None None Management 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Allocation of Income and For For Management Dividends of SEK 10.10 Per Share 10 Approve Discharge of Board and For For Management President 11 Determine Number of Members `(9) and For For Management Deputy Members of Board 12 Approve Remuneration of Directors; For For Management Approve Remuneration of Auditors 13 Reelect Ulrika Francke, Goran Hedman, For For Management Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director 14 Ratify Deloitte as Auditors For For Management 15 Authorize Chairman of Board and For For Management Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Amend Articles Re: Remove References For For Management to Preference Shares and C Shares 18 Authorize Repurchase Authorization for For For Management Trading in Own Shares 19 Authorize General Share Repurchase For For Management Program 20 Approve Issuance of Convertibles For For Management without Preemptive Rights 21a Approve Common Deferred Share Bonus For For Management Plan 21b Approve Deferred Share Bonus Plan for For For Management Key Employees 21c Approve Equity Plan Financing to For For Management Participants of 2014 and Previous Programs 22 Approve Special Investigation into None Against Shareholder Carl Erik Stalberg's Time as Chairman as well as the Reasonableness of his Pension Agreement 23 Approve Formation of a None Against Shareholder Landskrona-Ven-Copenhagen Integration Institute 24 Close Meeting None None Management -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL CO. LTD. Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 90 2 Amend Articles To Transfer Authority For For Management to Preside over Shareholder Meetings from President to Representative Director 3.1 Elect Director Hasegawa, Yasuchika For For Management 3.2 Elect Director Yamanaka, Yasuhiko For For Management 3.3 Elect Director Yamada, Tadataka For For Management 3.4 Elect Director Iwasaki, Masato For For Management 3.5 Elect Director Honda, Shinji For For Management 3.6 Elect Director Sudo, Fumio For For Management 3.7 Elect Director Kojima, Yorihiko For For Management 3.8 Elect Director Christophe Weber For For Management 3.9 Elect Director Francois Roger For For Management 3.10 Elect Director Sakane, Masahiro For For Management 4 Appoint Alternate Statutory Auditor For For Management Kuroda, Katsushi 5 Approve Adjustment to Aggregate For For Management Compensation Ceiling for Directors 6 Approve Annual Bonus Payment to For For Management Directors 7 Approve Performance-Based Equity For For Management Compensation for Directors -------------------------------------------------------------------------------- TELECOM CORPORATION OF NEW ZEALAND LTD. Ticker: TEL Security ID: Q89499109 Meeting Date: NOV 08, 2013 Meeting Type: Annual Record Date: NOV 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to Fix Remuneration of For For Management the Auditors 2 Elect Maury Leyland as Director For For Management 3 Elect Charles Sitch as Director For For Management 4 Elect Justine Smyth as Director For For Management -------------------------------------------------------------------------------- TELEFONAKTIEBOLAGET LM ERICSSON Ticker: ERIC B Security ID: W26049119 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Acknowledge Proper Convening of Meeting For For Management 5 Designate Inspector(s) of Minutes of For For Management Meeting 6 Receive Financial Statements and None None Management Statutory Reports 7 Receive President's Report None None Management 8.1 Accept Financial Statements and For For Management Statutory Reports 8.2 Approve Discharge of Board and For For Management President 8.3 Approve Allocation of Income and For For Management Dividends of SEK 3.00 Per Share 9 Presentation of Nominating Committee's None None Management Proposals 9.1 Determine Number of Members (12) and For For Management Deputy Members (0) of Board 9.2 Approve Remuneration of Directors in For For Management the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work 9.3 Reelect Leif Johansson (Chairman), For For Management Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors 9.4 Approve Remuneration of Auditors For For Management 9.5 Fix Number of Auditors at One For For Management 9.6 Ratify PricewaterhouseCoopers as For For Management Auditors 10 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 11.1 Approve 2014 Stock Purchase Plan For For Management 11.2 Approve Equity Plan Financing (2014 For For Management Stock Purchase Plan) 11.3 Approve Alternative Equity Plan For Against Management Financing (2014 Stock Purchase Plan) 11.4 Approve 2014 Key Contributor Retention For For Management Plan 11.5 Approve Equity Plan Financing (2014 For For Management Key Contributor Retention Plan) 11.6 Approve Alternative Equity Plan For Against Management Financing (2014 Key Contributor Retention Plan) 11.7 Approve 2014 Executive Performance For For Management Stock Plan 11.8 Approve Equity Plan Financing (2014 For For Management Executive Performance Stock Plan) 11.9 Approve Alternative Equity Plan For Against Management Financing (2014 Executive Performance Stock Plan) 12 Approve Equity Plan Financing For For Management (2010-2013 Long-Term Variable Remuneration Programs) 13 Request Board to Review How Shares are None For Shareholder to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM 14.1 Request Board to Take Necessary Action None Against Shareholder to Create a Shareholders Association 14.2 Request Board to Propose to the None Against Shareholder Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies 14.3 Request Board to Prepare a Proposal None Against Shareholder Regarding Board Representation for the Small and Midsize Shareholders 15 Amend Articles of Association Re: Set None Against Shareholder Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights 16 Approve Special Investigation as Per None Against Shareholder Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran 17 Close Meeting None None Management -------------------------------------------------------------------------------- TERNA SPA Ticker: TRN Security ID: T9471R100 Meeting Date: MAY 27, 2014 Meeting Type: Annual/Special Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Director None Against Shareholder Honorability Requirements 2 Amend Company Bylaws For For Management 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Fix Number of Directors For For Management 4.1 Slate Submitted by Cassa Depositi e None Did Not Vote Shareholder Prestiti SpA 4.2 Slate Submitted by Institutional None For Shareholder Shareholders 5 Elect Board Chair None For Management 6 Approve Remuneration of Directors For For Management 7.1 Slate Submitted by Cassa Depositi e None Against Shareholder Prestiti SpA 7.2 Slate Submitted by Institutional None For Shareholder Shareholders 8 Approve Internal Auditors' Remuneration For For Management 9 Approve Remuneration of Executive For For Management Directors 10 Approve Remuneration Report For Against Management -------------------------------------------------------------------------------- TESCO PLC Ticker: TSCO Security ID: G87621101 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: JUN 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Elect Mark Armour as Director For For Management 6 Re-elect Sir Richard Broadbent as For For Management Director 7 Re-elect Philip Clarke as Director For For Management 8 Re-elect Gareth Bullock as Director For For Management 9 Re-elect Patrick Cescau as Director For For Management 10 Re-elect Stuart Chambers as Director For For Management 11 Re-elect Olivia Garfield as Director For For Management 12 Re-elect Ken Hanna as Director For For Management 13 Re-elect Deanna Oppenheimer as Director For For Management 14 Re-elect Jacqueline Tammenoms Bakker For For Management as Director 15 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- UPM-KYMMENE OY Ticker: UPM1V Security ID: X9518S108 Meeting Date: APR 08, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder For For Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting For For Management 5 Prepare and Approve List of For For Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of EUR 0.60 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors; Approve Remuneration for Committee Work 11 Fix Number of Directors at Nine For For Management 12 Reelect Matti Alahuhta, Berndt Brunow, For For Management Piia-Noora Kauppi, Wendy Lane, Jussi Pesonen, Veli-Matti Reinikkala, Kim Wahl, and Bjorn Wahlroos as Directors; Elect Ari Puheloinen as New Director 13 Approve Remuneration of Auditors For For Management 14 Ratify PricewaterhouseCoopers as For For Management Auditors 15 Authorize Share Repurchase Program For For Management 16 Approve Charitable Donations of up to For For Management EUR 250,000 17 Close Meeting None None Management -------------------------------------------------------------------------------- WESFARMERS LTD. Ticker: WES Security ID: Q95870103 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: NOV 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Anthony (Tony) John Howarth as For For Management Director 2b Elect Wayne Geoffrey Osborn as Director For For Management 2c Elect Vanessa Miscamble Wallace as For For Management Director 2d Elect Jennifer Westacott as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Grant of Up to 88,000 For For Management Performance Rights to Richard Goyder, Group Managing Director of the Company 5 Approve the Grant of Up to 55,000 For For Management Performance Rights to Terry Bowen, Finance Director of the Company 6 Approve the Return of Capital For For Management 7 Approve the Consolidation of Shares For For Management -------------------------------------------------------------------------------- WESTPAC BANKING CORPORATION Ticker: WBC Security ID: Q97417101 Meeting Date: DEC 13, 2013 Meeting Type: Annual Record Date: DEC 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Remuneration Report For For Management 3 Approve the Grant of Shares and For For Management Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company 4a Approve the Selective Buy-Back of For For Management Westpac Stapled Preferred Securities on Mandatory Conversion Date 4b Approve the Selective Buy-Back of For For Management Westpac Stapled Preferred Securities Before Mandatory Conversion Date 5a Elect Elizabeth Bryan as Director For For Management 5b Elect Peter Hawkins as Director For For Management 5c Elect Ewen Crouch as Director For For Management 5d Elect Peter Marriott as Director For For Management 6 Elect David Barrow as Director Against Against Shareholder -------------------------------------------------------------------------------- WOOLWORTHS LTD. Ticker: WOW Security ID: Q98418108 Meeting Date: NOV 26, 2013 Meeting Type: Annual Record Date: NOV 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Carla (Jayne) Hrdlicka as For For Management Director 2b Elect Ian John Macfarlane as Director For For Management 3 Approve Woolworths Long Term Incentive For For Management Plan 4a Approve the Grant of Up to 161,780 For For Management Performance Rights to Grant O'Brien, Executive Director of the Company 4b Approve the Grant of Up to 84,139 For For Management Performance Rights to Tom Pockett, Executive Director of the Company 5 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For Did Not Vote Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 Per Share 4 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 5 Approve Corporate Governance Statement For Did Not Vote Management 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 500,000 for the Chairman, NOK 330,000 for the Vice Chairman, and NOK 288,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 5,500 per Meeting 9 Reelect Hilde Aasheim and Geir Isaksen For Did Not Vote Management as Directors; Elect Leif Teksum, Hilde Bakken, and John Thuestad as New Directors 10 Reelect Thorunn Bakke, Ann Brautaset, For Did Not Vote Management and Anne Tanum as Members of Nominating Committee; Elect Tom Knoff as New Member of Nominating Committee 11 Amend Articles Re: Directors' For Did Not Vote Management Retirement Age 12 Approve NOK 2.4 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 02, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management 2.1 Approve Allocation of Income For For Management 2.2 Approve Dividends of CHF 17.00 per For For Management Share from Capital Contribution Reserves 3 Approve Discharge of Board and Senior For For Management Management 4.1.1 Reelect Tom de Swaan as Board Chairman For For Management 4.1.2 Reelect Susan Bies as Director For For Management 4.1.3 Reelect Alison Carnwath as Director For For Management 4.1.4 Reelect Rafael del Pino as Director For For Management 4.1.5 Reelect Thomas Escher as Director For For Management 4.1.6 Reelect Fred Kindle as Director For For Management 4.1.7 Reelect Monica Maechler as Director For For Management 4.1.8 Reelect Don Nicolaisen as Director For For Management 4.1.9 Elect Christoph Franz as Director For For Management 4.2.1 Appoint Alison Carnwath as Member of For For Management the Compensation Committee 4.2.2 Appoint Tom de Swaan as Member of the For For Management Compensation Committee 4.2.3 Appoint Rafael del Pino as Member of For For Management the Compensation Committee 4.2.4 Appoint Thomas Escher as Member of the For For Management Compensation Committee 4.3 Designate Andreas Keller as For For Management Independent Proxy 4.4 Ratify PricewaterhouseCoopers AG as For For Management Auditors 5 Approve Creation of CHF 1 Million Pool For For Management of Capital without Preemptive Rights 6 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies ======================== ALPS Sector Dividend Dogs ETF ========================= ABBVIE INC. Ticker: ABBV Security ID: 00287Y109 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Alpern For For Management 1.2 Elect Director Edward M. Liddy For For Management 1.3 Elect Director Frederick H. Waddell For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALTRIA GROUP, INC. Ticker: MO Security ID: 02209S103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald L. Baliles For For Management 1.2 Elect Director Martin J. Barrington For For Management 1.3 Elect Director John T. Casteen, III For For Management 1.4 Elect Director Dinyar S. Devitre For For Management 1.5 Elect Director Thomas F. Farrell, II For For Management 1.6 Elect Director Thomas W. Jones For For Management 1.7 Elect Director Debra J. Kelly-Ennis For For Management 1.8 Elect Director W. Leo Kiely, III For For Management 1.9 Elect Director Kathryn B. McQuade For For Management 1.10 Elect Director George Munoz For For Management 1.11 Elect Director Nabil Y. Sakkab For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Inform Poor and Less Educated on Against Against Shareholder Health Consequences of Tobacco 5 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- AT&T INC. Ticker: T Security ID: 00206R102 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Randall L. Stephenson For For Management 1.2 Elect Director Reuben V. Anderson For For Management 1.3 Elect Director Jaime Chico Pardo For For Management 1.4 Elect Director Scott T. Ford For For Management 1.5 Elect Director James P. Kelly For For Management 1.6 Elect Director Jon C. Madonna For For Management 1.7 Elect Director Michael B. McCallister For For Management 1.8 Elect Director John B. McCoy For For Management 1.9 Elect Director Beth E. Mooney For For Management 1.10 Elect Director Joyce M. Roche For For Management 1.11 Elect Director Matthew K. Rose For For Management 1.12 Elect Director Cynthia B. Taylor For For Management 1.13 Elect Director Laura D'Andrea Tyson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Severance For For Management Agreements/Change-in-Control Agreements 5 Report on Indirect Political Against For Shareholder Contributions 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Lower Ownership Threshold for Action Against For Shareholder by Written Consent -------------------------------------------------------------------------------- BAXTER INTERNATIONAL INC. Ticker: BAX Security ID: 071813109 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wayne T. Hockmeyer For For Management 1b Elect Director Robert L. Parkinson, Jr. For For Management 1c Elect Director Thomas T. Stallkamp For For Management 1d Elect Director Albert P. L. Stroucken For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- BB&T CORPORATION Ticker: BBT Security ID: 054937107 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer S. Banner For For Management 1.2 Elect Director K. David Boyer, Jr. For For Management 1.3 Elect Director Anna R. Cablik For For Management 1.4 Elect Director Ronald E. Deal For For Management 1.5 Elect Director James A. Faulkner For For Management 1.6 Elect Director I. Patricia Henry For For Management 1.7 Elect Director John P. Howe, III For For Management 1.8 Elect Director Erick C. Kendrick For For Management 1.9 Elect Director Kelly S. King For For Management 1.10 Elect Director Louis B. Lynn For For Management 1.11 Elect Director Edward C. Milligan For For Management 1.12 Elect Director Charles A. Patton For For Management 1.13 Elect Director Nido R. Qubein For For Management 1.14 Elect Director Tollie W. Rich, Jr. For For Management 1.15 Elect Director Thomas E. Skains For For Management 1.16 Elect Director Thomas N. Thompson For For Management 1.17 Elect Director Edwin H. Welch For For Management 1.18 Elect Director Stephen T. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Report on Political Contributions and Against For Shareholder Lobbying Expenditures 6 Claw-back of Payments under Against For Shareholder Restatements -------------------------------------------------------------------------------- CA, INC. Ticker: CA Security ID: 12673P105 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUN 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Jens Alder For For Management 1B Elect Director Raymond J. Bromark For For Management 1C Elect Director Gary J. Fernandes For For Management 1D Elect Director Michael P. Gregoire For For Management 1E Elect Director Rohit Kapoor For For Management 1F Elect Director Kay Koplovitz For For Management 1G Elect Director Christopher B. Lofgren For For Management 1H Elect Director Richard Sulpizio For For Management 1I Elect Director Laura S. Unger For For Management 1J Elect Director Arthur F. Weinbach For For Management 1K Elect Director Renato (Ron) Zambonini For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Shareholder Rights Plan (Poison For For Management Pill) -------------------------------------------------------------------------------- CABLEVISION SYSTEMS CORPORATION Ticker: CVC Security ID: 12686C109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph J. Lhota For For Management 1.2 Elect Director Thomas V. Reifenheiser For Withhold Management 1.3 Elect Director John R. Ryan For Withhold Management 1.4 Elect Director Vincent Tese For Withhold Management 1.5 Elect Director Leonard Tow For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Report on Political Contributions Against For Shareholder 6 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share -------------------------------------------------------------------------------- CENTURYLINK, INC. Ticker: CTL Security ID: 156700106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Virginia Boulet For For Management 1.2 Elect Director Peter C. Brown For For Management 1.3 Elect Director Richard A. Gephardt For For Management 1.4 Elect Director W. Bruce Hanks For For Management 1.5 Elect Director Gregory J. McCray For For Management 1.6 Elect Director C. G. Melville, Jr. For For Management 1.7 Elect Director Fred R. Nichols For For Management 1.8 Elect Director William A. Owens For For Management 1.9 Elect Director Harvey P. Perry For For Management 1.10 Elect Director Glen F. Post, III For For Management 1.11 Elect Director Michael J. Roberts For For Management 1.12 Elect Director Laurie A. Siegel For For Management 1.13 Elect Director Joseph R. Zimmel For For Management 2 Ratify Auditors For For Management 3 Provide Proxy Access Right For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Stock Retention Against For Shareholder -------------------------------------------------------------------------------- CINCINNATI FINANCIAL CORPORATION Ticker: CINF Security ID: 172062101 Meeting Date: APR 26, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William F. Bahl For For Management 1b Elect Director Gregory T. Bier For For Management 1c Elect Director Linda W. Clement-Holmes For For Management 1d Elect Director Dirk J. Debbink For For Management 1e Elect Director Steven J. Johnston For For Management 1f Elect Director Kenneth C. Lichtendahl For For Management 1g Elect Director W. Rodney McMullen For For Management 1h Elect Director David P. Osborn For For Management 1i Elect Director Gretchen W. Price For For Management 1j Elect Director John J. Schiff, Jr. For For Management 1k Elect Director Thomas R. Schiff For For Management 1l Elect Director Douglas S. Skidmore For For Management 1m Elect Director Kenneth W. Stecher For For Management 1n Elect Director John F. Steele, Jr. For For Management 1o Elect Director Larry R. Webb For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard L. Armitage For For Management 1b Elect Director Richard H. Auchinleck For For Management 1c Elect Director Charles E. Bunch For For Management 1d Elect Director James E. Copeland, Jr. For For Management 1e Elect Director Jody L. Freeman For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Robert A. Niblock For For Management 1i Elect Director Harald J. Norvik For For Management 1j Elect Director William E. Wade, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: APR 30, 2014 Meeting Type: Proxy Contest Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Card) None 1 Revoke Consent to Request Special For Did Not Vote Shareholder Meeting # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Card) None 1 Consent to Request Special Meeting For For Shareholder -------------------------------------------------------------------------------- DIAMOND OFFSHORE DRILLING, INC. Ticker: DO Security ID: 25271C102 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Tisch For Against Management 1.2 Elect Director Marc Edwards For Against Management 1.3 Elect Director John R. Bolton For For Management 1.4 Elect Director Charles L. Fabrikant For For Management 1.5 Elect Director Paul G. Gaffney, II For For Management 1.6 Elect Director Edward Grebow For For Management 1.7 Elect Director Herbert C. Hofmann For Against Management 1.8 Elect Director Kenneth I. Siegel For Against Management 1.9 Elect Director Clifford M. Sobel For For Management 1.10 Elect Director Andrew H. Tisch For Against Management 1.11 Elect Director Raymond S. Troubh For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Adopt Policy and Report on Board Against For Shareholder Diversity -------------------------------------------------------------------------------- DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For For Management 1.2 Elect Director Whitney I. Gerard For For Management 1.3 Elect Director Robin A. Melvin For For Management 1.4 Elect Director Nathan Leventhal For For Management 1.5 Elect Director Roslyn M. Watson For For Management -------------------------------------------------------------------------------- E. I. DU PONT DE NEMOURS AND COMPANY Ticker: DD Security ID: 263534109 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lamberto Andreotti For For Management 1b Elect Director Richard H. Brown For For Management 1c Elect Director Robert A. Brown For For Management 1d Elect Director Bertrand P. Collomb For For Management 1e Elect Director Curtis J. Crawford For For Management 1f Elect Director Alexander M. Cutler For For Management 1g Elect Director Eleuthere I. du Pont For For Management 1h Elect Director Marillyn A. Hewson For For Management 1i Elect Director Lois D. Juliber For For Management 1j Elect Director Ellen J. Kullman For For Management 1k Elect Director Lee M. Thomas For For Management 1l Elect Director Patrick J. Ward For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prohibit Political Contributions Against Against Shareholder 5 Report on Herbicide Use on GMO Crops Against Against Shareholder 6 Establish Committee on Plant Closures Against Against Shareholder 7 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For For Management 1b Elect Director Karen N. Horn For For Management 1c Elect Director William G. Kaelin, Jr. For For Management 1d Elect Director John C. Lechleiter For For Management 1e Elect Director Marschall S. Runge For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Maureen Scannell Bateman For For Management 1b Elect Director Leo P. Denault For For Management 1c Elect Director Kirkland H. Donald For For Management 1d Elect Director Gary W. Edwards For For Management 1e Elect Director Alexis M. Herman For For Management 1f Elect Director Donald C. Hintz For For Management 1g Elect Director Stuart L. Levenick For For Management 1h Elect Director Blanche Lambert Lincoln For For Management 1i Elect Director Stewart C. Myers For For Management 1j Elect Director W.J. 'Billy' Tauzin For For Management 1k Elect Director Steven V. Wilkinson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Decommission Indian Point Nuclear Against Against Shareholder Reactors 5 Report on Major Nuclear Safety Against Against Shareholder Concerns and NRC Actions -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John A. Canning, Jr. For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Nelson A. Diaz For For Management 1h Elect Director Sue L. Gin For For Management 1i Elect Director Paul L. Joskow For For Management 1j Elect Director Robert J. Lawless For For Management 1k Elect Director Richard W. Mies For For Management 1l Elect Director William C. Richardson For For Management 1m Elect Director John W. Rogers, Jr. For For Management 1n Elect Director Mayo A. Shattuck, III For For Management 1o Elect Director Stephen D. Steinour For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- FIRSTENERGY CORP. Ticker: FE Security ID: 337932107 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Addison For For Management 1.2 Elect Director Anthony J. Alexander For For Management 1.3 Elect Director Michael J. Anderson For For Management 1.4 Elect Director William T. Cottle For For Management 1.5 Elect Director Robert B. Heisler, Jr. For For Management 1.6 Elect Director Julia L. Johnson For For Management 1.7 Elect Director Ted J. Kleisner For For Management 1.8 Elect Director Donald T. Misheff For For Management 1.9 Elect Director Ernest J. Novak, Jr. For For Management 1.10 Elect Director Christopher D. Pappas For For Management 1.11 Elect Director Catherine A. Rein For For Management 1.12 Elect Director Luis A. Reyes For For Management 1.13 Elect Director George M. Smart For For Management 1.14 Elect Director Wes M. Taylor For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Shareholder Approval of Against Against Shareholder Specific Performance Metrics in Equity Compensation Plans 5 Submit SERP to Shareholder Vote Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against For Shareholder 7 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Robert J. Allison, Jr. For For Management 1.3 Elect Director Alan R. Buckwalter, III For For Management 1.4 Elect Director Robert A. Day For For Management 1.5 Elect Director James C. Flores For For Management 1.6 Elect Director Gerald J. Ford For For Management 1.7 Elect Director Thomas A. Fry, III For For Management 1.8 Elect Director H. Devon Graham, Jr. For For Management 1.9 Elect Director Lydia H. Kennard For For Management 1.10 Elect Director Charles C. Krulak For For Management 1.11 Elect Director Bobby Lee Lackey For For Management 1.12 Elect Director Jon C. Madonna For For Management 1.13 Elect Director Dustan E. McCoy For For Management 1.14 Elect Director James R. Moffett For For Management 1.15 Elect Director Stephen H. Siegele For For Management 1.16 Elect Director Frances Fragos Townsend For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Require Director Nominee with Against Against Shareholder Environmental Experience -------------------------------------------------------------------------------- FRONTIER COMMUNICATIONS CORPORATION Ticker: FTR Security ID: 35906A108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leroy T. Barnes, Jr. For For Management 1.2 Elect Director Peter C.B. Bynoe For For Management 1.3 Elect Director Edward Fraioli For For Management 1.4 Elect Director Daniel J. McCarthy For For Management 1.5 Elect Director Pamela D.A. Reeve For For Management 1.6 Elect Director Virginia P. Ruesterholz For For Management 1.7 Elect Director Howard L. Schrott For For Management 1.8 Elect Director Larraine D. Segil For For Management 1.9 Elect Director Mark Shapiro For For Management 1.10 Elect Director Myron A. Wick, III For For Management 1.11 Elect Director Mary Agnes Wilderotter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GARMIN LTD. Ticker: GRMN Security ID: H2906T109 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Accept Consolidated Financial For For Management Statements and Statutory Reports 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Dividends For For Management 5 Approve Discharge of Board and Senior For For Management Management 6.1 Elect Director Donald H. Eller For For Management 6.2 Elect Director Joseph J. Hartnett For For Management 6.3 Elect Director Min H. Kao For For Management 6.4 Elect Director Charles W. Peffer For For Management 6.5 Elect Director Clifton A. Pemble For For Management 6.6 Elect Director Thomas P. Poberezny For For Management 7 Elect Min Kao as Board Chairman For For Management 8.1 Appoint Donald H. Eller as Member of For For Management the Compensation Committee 8.2 Appoint Joseph J. Hartnett as Member For For Management of the Compensation Committee 8.3 Appoint Charles W. Peffer as Member of For For Management the Compensation Committee 8.4 Appoint Thomas P. Poberezny as Member For For Management of the Compensation Committee 9 Designate Reiss + Preuss LLP as For For Management Independent Proxy 10 Ratify Ernst and Young LLP as Auditors For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Amend Articles Implementing For For Management Requirements Under the Swiss Ordinance Regarding Elections and Certain Other Matters 13 Amend Articles Implementing For For Management Requirements Under the Swiss Ordinance Regarding Compensation of the Board and Executive Management and Related Matters 14 Amend Articles Allowing General For For Management Meetings to be Held Online -------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Ticker: GE Security ID: 369604103 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director W. Geoffrey Beattie For For Management 2 Elect Director John J. Brennan For For Management 3 Elect Director James I. Cash, Jr. For For Management 4 Elect Director Francisco D'Souza For For Management 5 Elect Director Marijn E. Dekkers For For Management 6 Elect Director Ann M. Fudge For For Management 7 Elect Director Susan J. Hockfield For For Management 8 Elect Director Jeffrey R. Immelt For For Management 9 Elect Director Andrea Jung For For Management 10 Elect Director Robert W. Lane For For Management 11 Elect Director Rochelle B. Lazarus For For Management 12 Elect Director James J. Mulva For For Management 13 Elect Director James E. Rohr For For Management 14 Elect Director Mary L. Schapiro For For Management 15 Elect Director Robert J. Swieringa For For Management 16 Elect Director James S. Tisch For For Management 17 Elect Director Douglas A. Warner, III For For Management 18 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 19 Ratify Auditors For For Management 20 Provide for Cumulative Voting Against For Shareholder 21 Stock Retention/Holding Period Against Against Shareholder 22 Require More Director Nominations Than Against Against Shareholder Open Seats 23 Provide Right to Act by Written Consent Against Against Shareholder 24 Cessation of All Stock Options and Against Against Shareholder Bonuses 25 Seek Sale of Company Against Against Shareholder -------------------------------------------------------------------------------- H&R BLOCK, INC. Ticker: HRB Security ID: 093671105 Meeting Date: SEP 12, 2013 Meeting Type: Annual Record Date: JUL 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul J. Brown For For Management 1b Elect Director William C. Cobb For For Management 1c Elect Director Marvin R. Ellison For For Management 1d Elect Director Robert A. Gerard For For Management 1e Elect Director David Baker Lewis For For Management 1f Elect Director Victoria J. Reich For For Management 1g Elect Director Bruce C. Rohde For For Management 1h Elect Director Tom D. Seip For For Management 1i Elect Director Christianna Wood For For Management 1j Elect Director James F. Wright For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Articles For For Management 5 Amend Articles For For Management 6 Pro-rata Vesting of Equity Plans Against For Shareholder -------------------------------------------------------------------------------- INTEL CORPORATION Ticker: INTC Security ID: 458140100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Andy D. Bryant For For Management 1c Elect Director Susan L. Decker For For Management 1d Elect Director John J. Donahoe For For Management 1e Elect Director Reed E. Hundt For For Management 1f Elect Director Brian M. Krzanich For For Management 1g Elect Director James D. Plummer For For Management 1h Elect Director David S. Pottruck For For Management 1i Elect Director Frank D. Yeary For For Management 1j Elect Director David B. Yoffie For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVESCO LTD. Ticker: IVZ Security ID: G491BT108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Denis Kessler For For Management 2.2 Elect Director G. Richard ('Rick') For For Management Wagoner, Jr. 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- IRON MOUNTAIN INCORPORATED Ticker: IRM Security ID: 462846106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ted R. Antenucci For For Management 1b Elect Director Pamela M. Arway For For Management 1c Elect Director Clarke H. Bailey For For Management 1d Elect Director Kent P. Dauten For For Management 1e Elect Director Paul F. Deninger For For Management 1f Elect Director Per-Kristian Halvorsen For For Management 1g Elect Director Michael W. Lamach For For Management 1h Elect Director William L. Meaney For For Management 1i Elect Director Walter C. Rakowich For For Management 1j Elect Director Vincent J. Ryan For Against Management 1k Elect Director Alfred J. Verrecchia For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Anthony W. Hall, Jr. For For Management 1.4 Elect Director Deborah A. Macdonald For For Management 1.5 Elect Director Michael J. Miller For For Management 1.6 Elect Director Michael C. Morgan For For Management 1.7 Elect Director Fayez Sarofim For For Management 1.8 Elect Director C. Park Shaper For For Management 1.9 Elect Director Joel V. Staff For For Management 1.10 Elect Director John M. Stokes For For Management 1.11 Elect Director Robert F. Vagt For For Management 2 Ratify Auditors For For Management 3 Report on Financial Risks of Climate Against For Shareholder Change 4 Report on Methane Emissions Against For Shareholder Management, Pipeline Maintenance and Reduction Targets 5 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC. Ticker: KRFT Security ID: 50076Q106 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director L. Kevin Cox For For Management 1b Elect Director Myra M. Hart For For Management 1c Elect Director Peter B. Henry For For Management 1d Elect Director Terry J. Lundgren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Prohibit Political Contributions Against Against Shareholder 5 Adopt Policy to Ensure Consistency Against Against Shareholder between Company Values and Political Contributions 6 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 7 Report on Supply Chain and Against For Shareholder Deforestation 8 Adopt Policy to Require Suppliers to Against Against Shareholder Eliminate Cattle Dehorning 9 Support for Animal Welfare For For Shareholder Improvements in the Company's Pork Supply Chain -------------------------------------------------------------------------------- LEGGETT & PLATT, INCORPORATED Ticker: LEG Security ID: 524660107 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert E. Brunner For For Management 1b Elect Director Ralph W. Clark For For Management 1c Elect Director Robert G. Culp, III For For Management 1d Elect Director R. Ted Enloe, III For For Management 1e Elect Director Richard T. Fisher For For Management 1f Elect Director Matthew C. Flanigan For For Management 1g Elect Director Karl G. Glassman For For Management 1h Elect Director David S. Haffner For For Management 1i Elect Director Joseph W. McClanathan For For Management 1j Elect Director Judy C. Odom For For Management 1k Elect Director Phoebe A. Wood For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Amend EEO Policy to Prohibit Against For Shareholder Discrimination Based on Sexual Orientation and Gender Identity -------------------------------------------------------------------------------- LOCKHEED MARTIN CORPORATION Ticker: LMT Security ID: 539830109 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel F. Akerson For For Management 1.2 Elect Director Nolan D. Archibald For For Management 1.3 Elect Director Rosalind G. Brewer For For Management 1.4 Elect Director David B. Burritt For For Management 1.5 Elect Director James O. Ellis, Jr. For For Management 1.6 Elect Director Thomas J. Falk For For Management 1.7 Elect Director Marillyn A. Hewson For For Management 1.8 Elect Director Gwendolyn S. King For For Management 1.9 Elect Director James M. Loy For For Management 1.10 Elect Director Douglas H. McCorkindale For For Management 1.11 Elect Director Joseph W. Ralston For For Management 1.12 Elect Director Anne Stevens For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Stock Retention/Holding Period Against For Shareholder 7 Claw-back of Payments under Against Against Shareholder Restatements -------------------------------------------------------------------------------- LORILLARD, INC. Ticker: LO Security ID: 544147101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dianne Neal Blixt For For Management 1.2 Elect Director Andrew H. Card, Jr. For For Management 1.3 Elect Director Virgis W. Colbert For For Management 1.4 Elect Director David E.R. Dangoor For For Management 1.5 Elect Director Murray S. Kessler For For Management 1.6 Elect Director Jerry W. Levin For For Management 1.7 Elect Director Richard W. Roedel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Inform Poor and Less Educated on Against Against Shareholder Health Consequences of Tobacco -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b ElectionElect Director Richard H. Lenny For For Management 1c Elect Director Walter E. Massey For For Management 1d Elect Director Cary D. McMillan For For Management 1e Elect Director Sheila A. Penrose For For Management 1f Elect Director John W. Rogers, Jr. For For Management 1g Elect Director Roger W. Stone For For Management 1h Elect Director Miles D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- MICROCHIP TECHNOLOGY INCORPORATED Ticker: MCHP Security ID: 595017104 Meeting Date: AUG 16, 2013 Meeting Type: Annual Record Date: JUN 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steve Sanghi For For Management 1.2 Elect Director Matthew W. Chapman For For Management 1.3 Elect Director L.B. Day For For Management 1.4 Elect Director Albert J. Hugo-Martinez For For Management 1.5 Elect Director Wade F. Meyercord For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce R. Brook For For Management 1.2 Elect Director J. Kofi Bucknor For For Management 1.3 Elect Director Vincent A. Calarco For For Management 1.4 Elect Director Joseph A. Carrabba For For Management 1.5 Elect Director Noreen Doyle For For Management 1.6 Elect Director Gary J. Goldberg For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Jane Nelson For For Management 1.9 Elect Director Donald C. Roth For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Browning For For Management 1.2 Elect Director John J. Ferriola For For Management 1.3 Elect Director Harvey B. Gantt For For Management 1.4 Elect Director Gregory J. Hayes For For Management 1.5 Elect Director Victoria F. Haynes For For Management 1.6 Elect Director Bernard L. Kasriel For For Management 1.7 Elect Director Christopher J. Kearney For For Management 1.8 Elect Director Raymond J. Milchovich For For Management 1.9 Elect Director John H. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 16, 2013 Meeting Type: Annual Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Joseph G. Doody For For Management 1c Elect Director David J. S. Flaschen For For Management 1d Elect Director Phillip Horsley For For Management 1e Elect Director Grant M. Inman For For Management 1f Elect Director Pamela A. Joseph For For Management 1g Elect Director Martin Mucci For For Management 1h Elect Director Joseph M. Tucci For For Management 1i Elect Director Joseph M. Velli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEOPLE'S UNITED FINANCIAL, INC. Ticker: PBCT Security ID: 712704105 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Barnes For For Management 1.2 Elect Director Collin P. Baron For For Management 1.3 Elect Director Kevin T. Bottomley For For Management 1.4 Elect Director John K. Dwight For For Management 1.5 Elect Director Janet M. Hansen For For Management 1.6 Elect Director Richard M. Hoyt For For Management 1.7 Elect Director Nancy McAllister For For Management 1.8 Elect Director Mark W. Richards For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Amend Non-Employee Director Restricted For For Management Stock Plan 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEPCO HOLDINGS, INC. Ticker: POM Security ID: 713291102 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul M. Barbas For For Management 1.2 Elect Director Jack B. Dunn, IV For For Management 1.3 Elect Director H. Russell Frisby, Jr. For For Management 1.4 Elect Director Terence C. Golden For For Management 1.5 Elect Director Patrick T. Harker For For Management 1.6 Elect Director Barbara J. Krumsiek For For Management 1.7 Elect Director Lawrence C. Nussdorf For For Management 1.8 Elect Director Patricia A. Oelrich For For Management 1.9 Elect Director Joseph M. Rigby For For Management 1.10 Elect Director Lester P. Silverman For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PFIZER INC. Ticker: PFE Security ID: 717081103 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dennis A. Ausiello For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director Frances D. Fergusson For For Management 1.4 Elect Director Helen H. Hobbs For For Management 1.5 Elect Director Constance J. Horner For For Management 1.6 Elect Director James M. Kilts For For Management 1.7 Elect Director George A. Lorch For For Management 1.8 Elect Director Shantanu Narayen For For Management 1.9 Elect Director Suzanne Nora Johnson For For Management 1.10 Elect Director Ian C. Read For For Management 1.11 Elect Director Stephen W. Sanger For For Management 1.12 Elect Director Marc Tessier-Lavigne For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Review and Assess Membership of Against Against Shareholder Lobbying Organizations 7 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Jennifer Li For For Management 1.5 Elect Director Sergio Marchionne For Against Management 1.6 Elect Director Kalpana Morparia For For Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director Robert B. Polet For For Management 1.9 Elect Director Carlos Slim Helu For For Management 1.10 Elect Director Stephen M. Wolf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Adopt Policy to Restrict Non-Required Against Against Shareholder Animal Testing -------------------------------------------------------------------------------- PITNEY BOWES INC. Ticker: PBI Security ID: 724479100 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda G. Alvarado For For Management 1b Elect Director Anne M. Busquet For For Management 1c Elect Director Roger Fradin For For Management 1d Elect Director Anne Sutherland Fuchs For For Management 1e Elect Director S. Douglas Hutcheson For For Management 1f Elect Director Marc B. Lautenbach For For Management 1g Elect Director Eduardo R. Menasce For For Management 1h Elect Director Michael I. Roth For For Management 1i Elect Director David L. Shedlarz For For Management 1j Elect Director David B. Snow, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Non-Employee Director For For Management Restricted Stock Plan -------------------------------------------------------------------------------- REYNOLDS AMERICAN INC. Ticker: RAI Security ID: 761713106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan M. Cameron For For Management 1b Elect Director Luc Jobin For For Management 1c Elect Director Nana Mensah For For Management 1d Elect Director Ronald S. Rolfe For For Management 1e Elect Director John J. Zillmer For For Management 1f Elect Director Nicholas Scheele For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Policy to Restrict Non-Required Against Against Shareholder Animal Testing -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 30, 2013 Meeting Type: Annual Record Date: SEP 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Luczo For For Management 1b Elect Director Frank J. Biondi, Jr. For For Management 1c Elect Director Michael R. Cannon For For Management 1d Elect Director Mei-Wei Cheng For For Management 1e Elect Director William T. Coleman For For Management 1f Elect Director Jay L. Geldmacher For For Management 1g Elect Director Seh-Woong Jeong For For Management 1h Elect Director Lydia M. Marshall For For Management 1i Elect Director Kristen M. Onken For For Management 1j Elect Director Chong Sup Park For For Management 1k Elect Director Gregorio Reyes For For Management 1l Elect Director Edward J. Zander For For Management 2 Amend Executive Officer Performance For For Management Bonus Plan 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Authorize the Holding of the 2014 AGM For For Management at a Location Outside Ireland 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6a Amend Articles Re: Removing For For Management Restrictions on Holding AGM Outside the U.S. 6b Amend Articles Re: Clarify For For Management Shareholders' Right to Appoint Multiple Proxies 6c Amend Articles Re: Provide for For For Management Escheatment in Accordance with U.S. Laws 6d Amend Articles Re: Clarify the For For Management Company's Mechanism for Effecting Share Repurchases 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SPECTRA ENERGY CORP Ticker: SE Security ID: 847560109 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory L. Ebel For For Management 1b Elect Director Austin A. Adams For For Management 1c Elect Director Joseph Alvarado For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Clarence P. Cazalot, Jr. For For Management 1f Elect Director F. Anthony Comper For For Management 1g Elect Director Peter B. Hamilton For For Management 1h Elect Director Michael McShane For For Management 1i Elect Director Michael G. Morris For For Management 1j Elect Director Michael E. J. Phelps For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Methane Emissions Against For Shareholder -------------------------------------------------------------------------------- TECO ENERGY, INC. Ticker: TE Security ID: 872375100 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Ferman, Jr. For For Management 1.2 Elect Director Evelyn V. Follit For For Management 1.3 Elect Director John B. Ramil For For Management 1.4 Elect Director Tom L. Rankin For For Management 1.5 Elect Director William D. Rockford For For Management 1.6 Elect Director Paul L. Whiting For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Amend Omnibus Stock Plan For For Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Ticker: DOW Security ID: 260543103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold A. Allemang For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Jeff M. Fettig For For Management 1f Elect Director Andrew N. Liveris For For Management 1g Elect Director Paul Polman For For Management 1h Elect Director Dennis H. Reilley For For Management 1i Elect Director James M. Ringler For For Management 1j Elect Director Ruth G. Shaw For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Joseph R. Cleveland For For Management 1.3 Elect Director Kathleen B. Cooper For For Management 1.4 Elect Director John A. Hagg For For Management 1.5 Elect Director Juanita H. Hinshaw For For Management 1.6 Elect Director Ralph Izzo For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Eric W. Mandelblatt For For Management 1.9 Elect Director Steven W. Nance For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director Janice D. Stoney For For Management 1.12 Elect Director Laura A. Sugg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Increase Authorized Common Stock For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Richard L. Carrion For For Management 1.3 Elect Director Melanie L. Healey For For Management 1.4 Elect Director M. Frances Keeth For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Donald T. Nicolaisen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Rodney E. Slater For For Management 1.10 Elect Director Kathryn A. Tesija For For Management 1.11 Elect Director Gregory D. Wasson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management 5 Report on Net Neutrality Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 9 Provide Right to Act by Written Consent Against For Shareholder 10 Approve Proxy Voting Authority Against Against Shareholder -------------------------------------------------------------------------------- WASTE MANAGEMENT, INC. Ticker: WM Security ID: 94106L109 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bradbury H. Anderson For For Management 1b Elect Director Frank M. Clark, Jr. For For Management 1c Elect Director Patrick W. Gross For For Management 1d Elect Director Victoria M. Holt For For Management 1e Elect Director John C. Pope For For Management 1f Elect Director W. Robert Reum For For Management 1g Elect Director David P. Steiner For For Management 1h Elect Director Thomas H. Weidemeyer For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Susan E. Engel For For Management 1f Elect Director Enrique Hernandez, Jr. For For Management 1g Elect Director Donald M. James For For Management 1h Elect Director Cynthia H. Milligan For For Management 1i Elect Director Federico F. Pena For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director Judith M. Runstad For For Management 1l Elect Director Stephen W. Sanger For For Management 1m Elect Director John G. Stumpf For For Management 1n Elect Director Susan G. Swenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Review Fair Housing and Fair Lending Against For Shareholder Compliance -------------------------------------------------------------------------------- WINDSTREAM HOLDINGS, INC. Ticker: WIN Security ID: 97382A101 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol B. Armitage For Against Management 1b Elect Director Samuel E. Beall, III For For Management 1c Elect Director Dennis E. Foster For For Management 1d Elect Director Francis X. ('Skip') For For Management Frantz 1e Elect Director Jeffery R. Gardner For For Management 1f Elect Director Jeffrey T. Hinson For For Management 1g Elect Director Judy K. Jones For For Management 1h Elect Director William A. Montgomery For For Management 1i Elect Director Alan L. Wells For Against Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Certificate of Incorporation of For Against Management Windstream Corporation to Eliminate Certain Voting Provisions 5 Provide Right to Call Special Meeting For For Management 6 Eliminate Supermajority Vote For For Management Requirement 7 Ratify Auditors For For Management 8 Pro-rata Vesting of Equity Awards Against For Shareholder 9 Provide Right to Act by Written Consent Against For Shareholder ====================== ALPS Workplace Equality Portfolio ======================= 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda G. Alvarado For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Muhtar Kent For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director Robert J. Ulrich For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Ticker: ANF Security ID: 002896207 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James B. Bachmann For For Management 1b Elect Director Bonnie R. Brooks For For Management 1c Elect Director Terry L. Burman For For Management 1d Elect Director Sarah M. Gallagher For For Management 1e Elect Director Michael E. Greenlees For For Management 1f Elect Director Archie M. Griffin For For Management 1g Elect Director Michael S. Jeffries For For Management 1h Elect Director Arthur C. Martinez For For Management 1i Elect Director Diane L. Neal For For Management 1j Elect Director Charles R. Perrin For For Management 1k Elect Director Stephanie M. Shern For For Management 1l Elect Director Craig R. Stapleton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Pro-rata Vesting of Equity Awards Against For Shareholder 5 Performance-Based Equity Awards Against Against Shareholder 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- AETNA INC. Ticker: AET Security ID: 00817Y108 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Fernando Aguirre For For Management 1b Elect Director Mark T. Bertolini For For Management 1c Elect Director Frank M. Clark For For Management 1d Elect Director Betsy Z. Cohen For For Management 1e Elect Director Molly J. Coye For For Management 1f Elect Director Roger N. Farah For For Management 1g Elect Director Barbara Hackman Franklin For For Management 1h Elect Director Jeffrey E. Garten For For Management 1i Elect Director Ellen M. Hancock For For Management 1j Elect Director Richard J. Harrington For For Management 1k Elect Director Edward J. Ludwig For For Management 1l Elect Director Joseph P. Newhouse For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Amend Right to Call Special Meeting For For Management 5 Amend Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7A Require Independent Board Chairman Against Against Shareholder 7B Enhance Board Oversight of Political Against Against Shareholder Contributions 7C Amend Policy to Disclose Payments to Against For Shareholder Tax-Exempt Organizations -------------------------------------------------------------------------------- ALCATEL LUCENT Ticker: ALU Security ID: 013904305 Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Absence of Dividends 4 Elect Veronique Morali as Director For For Management 5 Elect Francesco Caio as Director For For Management 6 Reelect Kim Crawford as Director For For Management 7 Reelect Jean-Cyril Spinetta as Director For For Management 8 Advisory Vote on Compensation of For For Management Michel Combes 9 Advisory Vote on Compensation of For For Management Philippe Camus 10 Ratify Change of Registered Office to For For Management 148/152, Route de la Reine, 92100 Boulogne-Billancourt and Amend Article 4 of Bylaws Accordingly 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 46.5 Million 14 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights with a Binding Priority Right up to Aggregate Nominal Amount of EUR 28.25 Million, and up to Aggregate Nominal Amount of EUR 14.1 Million without a Binding Priority Right 15 Approve Issuance of Equity or For For Management Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 14.1 Million 16 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 17 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 18 Authorize Capitalization of Reserves For For Management of Up to EUR 5 Billion for Bonus Issue or Increase in Par Value 19 Authorize Board to Set Issue Price for For For Management 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights 20 Authorize up to 2 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 21 Authorize up to 2 Percent of Issued For For Management Capital for Use in Stock Option Plans 22 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 23 Authorize Filing of Required For For Management Documents/Other Formalities 24 Amendments or new resolutions proposed For For Management at the meeting -------------------------------------------------------------------------------- AMERICAN AIRLINES GROUP INC. Ticker: AAL Security ID: 02376R102 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James F. Albaugh For For Management 1b Elect Director Jeffrey D. Benjamin For For Management 1c Elect Director John T. Cahill For For Management 1d Elect Director Michael J. Embler For For Management 1e Elect Director Matthew J. Hart For For Management 1f Elect Director Alberto Ibarguen For For Management 1g Elect Director Richard C. Kraemer For For Management 1h Elect Director Denise M. O'Leary For For Management 1i Elect Director W. Douglas Parker For For Management 1j Elect Director Ray M. Robinson For For Management 1k Elect Director Richard P. Schifter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EAGLE OUTFITTERS, INC. Ticker: AEO Security ID: 02553E106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael G. Jesselson For For Management 1.2 Elect Director Roger S. Markfield For For Management 1.3 Elect Director Jay L. Schottenstein For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Theodore J. Leonsis For For Management 1g Elect Director Richard C. Levin For For Management 1h Elect Director Richard A. McGinn For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Steven S Reinemund For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Robert D. Walter For For Management 1m Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder 5 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 6 Provide Right to Act by Written Consent Against For Shareholder 7 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- AMERICAN INTERNATIONAL GROUP, INC. Ticker: AIG Security ID: 026874784 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert H. Benmosche For For Management 1b Elect Director W. Don Cornwell For For Management 1c Elect Director Peter R. Fisher For For Management 1d Elect Director John H. Fitzpatrick For For Management 1e Elect Director William G. Jurgensen For For Management 1f Elect Director Christopher S. Lynch For For Management 1g Elect Director Arthur C. Martinez For For Management 1h Elect Director George L. Miles, Jr. For For Management 1i Elect Director Henry S. Miller For For Management 1j Elect Director Robert S. Miller For For Management 1k Elect Director Suzanne Nora Johnson For For Management 1l Elect Director Ronald A. Rittenmeyer For For Management 1m Elect Director Douglas M. Steenland For For Management 1n Elect Director Theresa M. Stone For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Certificate of Incorporation to For For Management Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes 4 Amend Tax Asset Protection Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERIPRISE FINANCIAL, INC. Ticker: AMP Security ID: 03076C106 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James M. Cracchiolo For For Management 1b Elect Director Dianne Neal Blixt For For Management 1c Elect Director Amy DiGeso For For Management 1d Elect Director Lon R. Greenberg For For Management 1e Elect Director W. Walker Lewis For For Management 1f Elect Director Siri S. Marshall For For Management 1g Elect Director Jeffrey Noddle For For Management 1h Elect Director H. Jay Sarles For For Management 1i Elect Director Robert F. Sharpe, Jr. For For Management 1j Elect Director William H. Turner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- AON PLC Ticker: AON Security ID: G0408V102 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lester B. Knight For For Management 1.2 Elect Director Gregory C. Case For For Management 1.3 Elect Director Fulvio Conti For For Management 1.4 Elect Director Cheryl A. Francis For For Management 1.5 Elect Director Edgar D. Jannotta For For Management 1.6 Elect Director James W. Leng For For Management 1.7 Elect Director J. Michael Losh For For Management 1.8 Elect Director Robert S. Morrison For For Management 1.9 Elect Director Richard B. Myers For For Management 1.10 Elect Director Richard C. Notebaert For For Management 1.11 Elect Director Gloria Santona For For Management 1.12 Elect Director Carolyn Y. Woo For For Management 2 Accept Financial Statements and For For Management Statutory Reports 3 Ratify Ernst and Young LLP as Aon's For For Management Auditors 4 Ratify Ernst and Young LLP as Aon's U. For For Management K. Statutory Auditor 5 Authorize Board to Fix Remuneration of For For Management Internal Statutory Auditor 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Remuneration Policy For For Management 8 Advisory Vote to Ratify Directors' For For Management Remuneration Report 9 Amend Omnibus Stock Plan For Against Management 10 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AVON PRODUCTS, INC. Ticker: AVP Security ID: 054303102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas R. Conant For For Management 1.2 Elect Director W. Don Cornwell For For Management 1.3 Elect Director V. Ann Hailey For For Management 1.4 Elect Director Nancy Killefer For For Management 1.5 Elect Director Maria Elena Lagomasino For For Management 1.6 Elect Director Sara Mathew For For Management 1.7 Elect Director Sheri McCoy For For Management 1.8 Elect Director Charles H. Noski For For Management 1.9 Elect Director Gary M. Rodkin For For Management 1.10 Elect Director Paula Stern For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Pro-rata Vesting of Equity Awards Against For Shareholder 5 Report on Safer Substitutes for Against For Shareholder Product Ingredients -------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Ticker: BAC Security ID: 060505104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharon L. Allen For For Management 1.2 Elect Director Susan S. Bies For For Management 1.3 Elect Director Jack O. Bovender, Jr. For For Management 1.4 Elect Director Frank P. Bramble, Sr. For For Management 1.5 Elect Director Pierre J. P. de Weck For For Management 1.6 Elect Director Arnold W. Donald For For Management 1.7 Elect Director Charles K. Gifford For For Management 1.8 Elect Director Charles O. Holliday, Jr. For For Management 1.9 Elect Director Linda P. Hudson For For Management 1.10 Elect Director Monica C. Lozano For For Management 1.11 Elect Director Thomas J. May For For Management 1.12 Elect Director Brian T. Moynihan For For Management 1.13 Elect Director Lionel L. Nowell, III For For Management 1.14 Elect Director Clayton S. Rose For For Management 1.15 Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Certificate of Designations for For For Management Series T Preferred Stock 5 Provide for Cumulative Voting Against For Shareholder 6 Adopt Proxy Access Right Against Against Shareholder 7 Report on Climate Change Financing Risk Against For Shareholder 8 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: 06738E204 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Withhold Management 3 Approve Remuneration Policy For For Management 4 Approve Maximum Ratio of Fixed to For For Management Variable Remuneration 5 Elect Mike Ashley as Director For For Management 6 Elect Wendy Lucas-Bull as Director For For Management 7 Elect Tushar Morzaria as Director For For Management 8 Elect Frits van Paasschen as Director For For Management 9 Elect Steve Thieke as Director For For Management 10 Re-elect Tim Breedon as Director For For Management 11 Re-elect Reuben Jeffery III as Director For For Management 12 Re-elect Antony Jenkins as Director For For Management 13 Re-elect Dambisa Moyo as Director For For Management 14 Re-elect Sir Michael Rake as Director For For Management 15 Re-elect Diane de Saint Victor as For For Management Director 16 Re-elect Sir John Sunderland as For For Management Director 17 Re-elect Sir David Walker as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 24 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes 25 Authorise Market Purchase of Ordinary For For Management Shares 26 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BEST BUY CO., INC. Ticker: BBY Security ID: 086516101 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lisa M. Caputo For For Management 1b Elect Director Russell P. Fradin For For Management 1c Elect Director Kathy J. Higgins Victor For For Management 1d Elect Director Hubert Joly For For Management 1e Elect Director David W. Kenny For For Management 1f Elect Director Thomas L. 'Tommy' For For Management Millner 1g Elect Director Gerard R. Vittecoq For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline D. Dorsa For For Management 1.2 Elect Director Stelios Papadopoulos For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Lynn Schenk For For Management 1.5 Elect Director Alexander J. Denner For For Management 1.6 Elect Director Nancy L. Leaming For For Management 1.7 Elect Director Richard C. Mulligan For For Management 1.8 Elect Director Robert W. Pangia For For Management 1.9 Elect Director Brian S. Posner For For Management 1.10 Elect Director Eric K. Rowinsky For For Management 1.11 Elect Director Stephen A. Sherwin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BLACKROCK, INC. Ticker: BLK Security ID: 09247X101 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Abdlatif Yousef Al-Hamad For For Management 1b Elect Director Mathis Cabiallavetta For For Management 1c Elect Director Pamela Daley For For Management 1d Elect Director Jessica P. Einhorn For For Management 1e Elect Director Fabrizio Freda For For Management 1f Elect Director Murry S. Gerber For For Management 1g Elect Director James Grosfeld For For Management 1h Elect Director David H. Komansky For For Management 1i Elect Director Deryck Maughan For For Management 1j Elect Director Cheryl D. Mills For For Management 1k Elect Director Marco Antonio Slim Domit For For Management 1l Elect Director John S. Varley For For Management 1m Elect Director Susan L. Wagner For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Ticker: BMY Security ID: 110122108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Lamberto Andreotti For For Management 1B Elect Director Lewis B. Campbell For For Management 1C Elect Director James M. Cornelius For For Management 1D Elect Director Laurie H. Glimcher For For Management 1E Elect Director Michael Grobstein For For Management 1F Elect Director Alan J. Lacy For For Management 1G Elect Director Thomas J. Lynch, Jr. For For Management 1H Elect Director Dinesh C. Paliwal For For Management 1I Elect Director Vicki L. Sato For For Management 1J Elect Director Gerald L. Storch For For Management 1K Elect Director Togo D. West, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Simple Majority Vote None For Shareholder -------------------------------------------------------------------------------- CAESARS ENTERTAINMENT CORPORATION Ticker: CZR Security ID: 127686103 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kelvin Davis For Withhold Management 1.2 Elect Director Eric Press For Withhold Management 1.3 Elect Director David Sambur For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Patrick W. Gross For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Lewis Hay, III For For Management 1e Elect Director Benjamin P. Jenkins, III For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Mayo A. Shattuck, III For For Management 1i Elect Director Bradford H. Warner For For Management 1j Elect Director Catherine G. West For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5a Reduce Supermajority Vote Requirement For For Management 5b Reduce Supermajority Vote Requirement For For Management 5c Reduce Supermajority Vote Requirement For For Management 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CBRE GROUP, INC. Ticker: CBG Security ID: 12504L109 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Blum For For Management 1.2 Elect Director Brandon B. Boze For For Management 1.3 Elect Director Curtis F. Feeny For For Management 1.4 Elect Director Bradford M. Freeman For For Management 1.5 Elect Director Michael Kantor For For Management 1.6 Elect Director Frederic V. Malek For For Management 1.7 Elect Director Robert E. Sulentic For For Management 1.8 Elect Director Laura D. Tyson For For Management 1.9 Elect Director Gary L. Wilson For For Management 1.10 Elect Director Ray Wirta For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linnet F. Deily For For Management 1b Elect Director Robert E. Denham For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Jon M. Huntsman, Jr. For For Management 1f Elect Director George L. Kirkland For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Kevin W. Sharer For For Management 1i Elect Director John G. Stumpf For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director Carl Ware For For Management 1l Elect Director John S. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Charitable Contributions Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 7 Require Independent Board Chairman Against Against Shareholder 8 Amend Bylaws -- Call Special Meetings Against For Shareholder 9 Require Director Nominee with Against For Shareholder Environmental Experience 10 Adopt Guidelines for Country Selection Against For Shareholder -------------------------------------------------------------------------------- CHOICE HOTELS INTERNATIONAL, INC. Ticker: CHH Security ID: 169905106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stewart Bainum, Jr. For For Management 1.2 Elect Director Ervin R. Shames For For Management 1.3 Elect Director Gordon A. Smith For For Management 1.4 Elect Director Monte J. M. Koch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Sheldon M. Bonovitz For For Management 1.3 Elect Director Edward D. Breen For For Management 1.4 Elect Director Joseph J. Collins For For Management 1.5 Elect Director J. Michael Cook For For Management 1.6 Elect Director Gerald L. Hassell For For Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Ralph J. Roberts For For Management 1.11 Elect Director Johnathan A. Rodgers For For Management 1.12 Elect Director Judith Rodin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Plans Against For Shareholder -------------------------------------------------------------------------------- CORNING INCORPORATED Ticker: GLW Security ID: 219350105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephanie A. Burns For For Management 1.2 Elect Director John A. Canning, Jr. For For Management 1.3 Elect Director Richard T. Clark For For Management 1.4 Elect Director Robert F. Cummings, Jr. For For Management 1.5 Elect Director James B. Flaws For For Management 1.6 Elect Director Deborah A. Henretta For For Management 1.7 Elect Director Kurt M. Landgraf For For Management 1.8 Elect Director Kevin J. Martin For For Management 1.9 Elect Director Deborah D. Rieman For For Management 1.10 Elect Director Hansel E. Tookes, II For For Management 1.11 Elect Director Wendell P. Weeks For For Management 1.12 Elect Director Mark S. Wrighton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CREDIT SUISSE GROUP AG Ticker: CSGN Security ID: 225401108 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 1.2 Approve Remuneration Report For For Management (Non-Binding) 1.3 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3.1 Approve Allocation of Income For For Management 3.2 Approve Dividends of CHF 0.70 per For For Management Share from Capital Contributions Reserves 4 Amend Articles Re: Ordinance Against For For Management Excessive Remuneration at Listed Companies 5 Reserve Additional CHF 1.2 Million in For Against Management Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs 6.1.a Reelect Urs Rohner as Director and For For Management Board Chairman 6.1.b Reelect Jassim Al Thani as Director For For Management 6.1.c Reelect Iris Bohnet as Director For For Management 6.1.d Reelect Noreen Doyle as Director For For Management 6.1.e Reelect Jean-Daniel Gerber as Director For For Management 6.1.f Reelect Andreas Koopmann as Director For For Management 6.1.g Reelect Jean Lanier as Director For For Management 6.1.h Reelect Kai Nargolwala as Director For For Management 6.1.i Reelect Anton van Rossum as Director For For Management 6.1.j Reelect Richard Thornburgh as Director For For Management 6.1.k Reelect John Tiner as Director For For Management 6.1.l Reelect Severin Schwan as Director For For Management 6.1.m Reelect Sebastian Thrun as Director For For Management 6.2.1 Appoint Iris Bohnet as Member of the For For Management Compensation Committee 6.2.2 Appoint Andreas Koopmann as Member of For For Management the Compensation Committee 6.2.3 Appoint Jean Lanier as Member of the For For Management Compensation Committee 6.2.4 Appoint Kai Nargolwala as Member of For For Management the Compensation Committee 6.3 Ratify KPMG AG as Auditors For For Management 6.4 Ratify BDO AG as Special Auditors For For Management 6.5 Designate Andreas Keller as For For Management Independent Proxy 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director William I. Miller For For Management 3 Elect Director Alexis M. Herman For For Management 4 Elect Director Georgia R. Nelson For For Management 5 Elect Director Robert K. Herdman For For Management 6 Elect Director Robert J. Bernhard For For Management 7 Elect Director Franklin R. Chang Diaz For For Management 8 Elect Director Stephen B. Dobbs For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Ratify Auditors For For Management 11 Provide For Confidential Running Vote Against For Shareholder Tallies -------------------------------------------------------------------------------- DANAHER CORPORATION Ticker: DHR Security ID: 235851102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Lawrence Culp, Jr. For For Management 1.2 Elect Director Donald J. Ehrlich For For Management 1.3 Elect Director Linda Hefner Filler For For Management 1.4 Elect Director Teri List-Stoll For For Management 1.5 Elect Director Walter G. Lohr, Jr. For For Management 1.6 Elect Director Mitchell P. Rales For For Management 1.7 Elect Director Steven M. Rales For For Management 1.8 Elect Director John T. Schwieters For For Management 1.9 Elect Director Alan G. Spoon For For Management 1.10 Elect Director Elias A. Zerhouni For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- DARDEN RESTAURANTS, INC. Ticker: DRI Security ID: 237194105 Meeting Date: APR 30, 2014 Meeting Type: Proxy Contest Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Blue Card) None 1 Revoke Consent to Request Special For Did Not Vote Shareholder Meeting # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (White Card) None 1 Consent to Request Special Meeting For For Shareholder -------------------------------------------------------------------------------- DEUTSCHE BANK AG Ticker: DBK Security ID: D18190898 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.75 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify KPMG AG as Auditors for Fiscal For For Management 2014 6 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 7 Authorize Use of Financial Derivatives For For Management when Repurchasing Shares 8 Fix Maximum Variable Compensation For For Management Ratio for Management Board Members to 200 Percent of Fixed Remuneration 9 Fix Maximum Variable Compensation For For Management Ratio for Key Employees to 200 Percent of Fixed Remuneration 10 Approve Remuneration of Supervisory For For Management Board Committees 11 Approve Creation of EUR 256 Million For For Management Pool of Capital without Preemptive Rights 12 Approve Issuance of Convertible and For For Management Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights 13 Authorize Issuance of Participation For For Management Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion 14 Approve Affiliation Agreements with For For Management Subsidiary Deutsche Immobilien Leasing GmbH 15 Approve Affiliation Agreements with For For Management Subsidiary Deutsche Bank (Europe) GmbH -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Cynthia A. Glassman For For Management 1.6 Elect Director Richard H. Lenny For For Management 1.7 Elect Director Thomas G. Maheras For For Management 1.8 Elect Director Michael H. Moskow For For Management 1.9 Elect Director David W. Nelms For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred D. Anderson For For Management 1.2 Elect Director Edward W. Barnholt For For Management 1.3 Elect Director Scott D. Cook For For Management 1.4 Elect Director John J. Donahoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Vote on Company's Spin Off (Withdrawn) None None Shareholder -------------------------------------------------------------------------------- ECOLAB INC. Ticker: ECL Security ID: 278865100 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Election Of Director Douglas M. Baker, For For Management Jr. 1.2 Election Of Director Barbara J. Beck For For Management 1.3 Election Of Director Leslie S. Biller For For Management 1.4 Election Of Director Carl M. Casale For For Management 1.5 Election Of Director Stephen I. Chazen For For Management 1.6 Election Of Director Jerry A. For For Management Grundhofer 1.7 Election Of Director Arthur J. Higgins For For Management 1.8 Election Of Director Joel W. Johnson For For Management 1.9 Election Of Director Michael Larson For For Management 1.10 Election Of Director Jerry W. Levin For For Management 1.11 Election Of Director Robert L. Lumpkins For For Management 1.12 Election Of Director Victoria J. Reich For For Management 1.13 Election Of Director Suzanne M. For For Management Vautrinot 1.14 Election Of Director John J. Zillmer For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jagjeet S. Bindra For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director France A. Cordova - None None Management RESIGNED 1.4 Elect Director Theodore F. Craver, Jr. For For Management 1.5 Elect Director Bradford M. Freeman For For Management 1.6 Elect Director Luis G. Nogales For For Management 1.7 Elect Director Richard T. Schlosberg, For For Management III 1.8 Elect Director Linda G. Stuntz For For Management 1.9 Elect Director Thomas C. Sutton For For Management 1.10 Elect Director Ellen O. Tauscher For For Management 1.11 Elect Director Peter J. Taylor For For Management 1.12 Elect Director Brett White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For For Management 1b Elect Director Karen N. Horn For For Management 1c Elect Director William G. Kaelin, Jr. For For Management 1d Elect Director John C. Lechleiter For For Management 1e Elect Director Marschall S. Runge For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EMC CORPORATION Ticker: EMC Security ID: 268648102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Brown For For Management 1b Elect Director Randolph L. Cowen For For Management 1c Elect Director Gail Deegan For For Management 1d Elect Director James S. DiStasio For For Management 1e Elect Director John R. Egan For For Management 1f Elect Director William D. Green For For Management 1g Elect Director Edmund F. Kelly For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Paul Sagan For For Management 1j Elect Director David N. Strohm For For Management 1k Elect Director Joseph M. Tucci For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Screen Political Contributions for Against Against Shareholder Consistency with Corporate Values -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony K. Anderson For For Management 1b Elect Director Ann C. Berzin For For Management 1c Elect Director John A. Canning, Jr. For For Management 1d Elect Director Christopher M. Crane For For Management 1e Elect Director Yves C. de Balmann For For Management 1f Elect Director Nicholas DeBenedictis For For Management 1g Elect Director Nelson A. Diaz For For Management 1h Elect Director Sue L. Gin For For Management 1i Elect Director Paul L. Joskow For For Management 1j Elect Director Robert J. Lawless For For Management 1k Elect Director Richard W. Mies For For Management 1l Elect Director William C. Richardson For For Management 1m Elect Director John W. Rogers, Jr. For For Management 1n Elect Director Mayo A. Shattuck, III For For Management 1o Elect Director Stephen D. Steinour For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management 5 Limit Executive Compensation Against Against Shareholder -------------------------------------------------------------------------------- FORD MOTOR COMPANY Ticker: F Security ID: 345370860 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Butler For For Management 1.2 Elect Director Kimberly A. Casiano For For Management 1.3 Elect Director Anthony F. Earley, Jr. For For Management 1.4 Elect Director Edsel B. Ford, II For For Management 1.5 Elect Director William Clay Ford, Jr. For For Management 1.6 Elect Director Richard A. Gephardt For For Management 1.7 Elect Director James P. Hackett For For Management 1.8 Elect Director James H. Hance, Jr. For For Management 1.9 Elect Director William W. Helman, IV For For Management 1.10 Elect Director Jon M. Huntsman, Jr. For For Management 1.11 Elect Director John C. Lechleiter For For Management 1.12 Elect Director Ellen R. Marram For For Management 1.13 Elect Director Alan Mulally For For Management 1.14 Elect Director Homer A. Neal For For Management 1.15 Elect Director Gerald L. Shaheen For For Management 1.16 Elect Director John L. Thornton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 6 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- GAMESTOP CORP. Ticker: GME Security ID: 36467W109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Kelly, Jr. For For Management 1.2 Elect Director Gerald R. Szczepanski For For Management 1.3 Elect Director Lawrence S. Zilavy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Erroll B. Davis, Jr. For For Management 1d Elect Director Stephen J. Girsky For For Management 1e Elect Director E. Neville Isdell For For Management 1f Elect Director Kathryn V. Marinello For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management 7 Provide for Cumulative Voting Against For Shareholder 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GLAXOSMITHKLINE PLC Ticker: GSK Security ID: 37733W105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Re-elect Sir Christopher Gent as For For Management Director 5 Re-elect Sir Andrew Witty as Director For For Management 6 Re-elect Sir Roy Anderson as Director For For Management 7 Re-elect Dr Stephanie Burns as Director For For Management 8 Re-elect Stacey Cartwright as Director For For Management 9 Re-elect Simon Dingemans as Director For For Management 10 Re-elect Lynn Elsenhans as Director For For Management 11 Re-elect Judy Lewent as Director For For Management 12 Re-elect Sir Deryck Maughan as Director For For Management 13 Re-elect Dr Daniel Podolsky as Director For For Management 14 Re-elect Dr Moncef Slaoui as Director For For Management 15 Re-elect Tom de Swaan as Director For For Management 16 Re-elect Jing Ulrich as Director For For Management 17 Re-elect Hans Wijers as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit & Risk Committee For For Management to Fix Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Approve the Exemption from Statement For For Management of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports 25 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Paul S. Otellini For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Adopt Policy and Report on Impact of Against Against Shareholder Tax Strategy 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GROUPON, INC. Ticker: GRPN Security ID: 399473107 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric Lefkofsky For For Management 1.2 Elect Director Peter Barris For For Management 1.3 Elect Director Robert Bass For For Management 1.4 Elect Director Daniel Henry For For Management 1.5 Elect Director Jeffrey Housenbold For For Management 1.6 Elect Director Bradley Keywell For Withhold Management 1.7 Elect Director Theodore Leonsis For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- HSBC HOLDINGS PLC Ticker: HSBA Security ID: 404280406 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Variable Pay Cap For For Management 5(a) Elect Kathleen Casey as Director For For Management 5(b) Elect Sir Jonathan Evans as Director For For Management 5(c) Elect Marc Moses as Director For For Management 5(d) Elect Jonathan Symonds as Director For For Management 5(e) Re-elect Safra Catz as Director For For Management 5(f) Re-elect Laura Cha as Director For For Management 5(g) Re-elect Marvin Cheung as Director For For Management 5(h) Re-elect Joachim Faber as Director For For Management 5(i) Re-elect Rona Fairhead as Director For For Management 5(j) Re-elect Renato Fassbind as Director For For Management 5(k) Re-elect Douglas Flint as Director For For Management 5(l) Re-elect Stuart Gulliver as Director For For Management 5(m) Re-elect Sam Laidlaw as Director For For Management 5(n) Re-elect John Lipsky as Director For For Management 5(o) Re-elect Rachel Lomax as Director For For Management 5(p) Re-elect Iain Mackay as Director For For Management 5(q) Re-elect Sir Simon Robertson as For For Management Director 6 Reappoint KPMG Audit plc as Auditors For For Management 7 Authorise the Group Audit Committee to For For Management Fix Remuneration of Auditors 8 Authorise Issue of Equity with For For Management Pre-emptive Rights 9 Authorise Issue of Equity without For For Management Pre-emptive Rights 10 Authorise Directors to Allot Any For For Management Repurchased Shares 11 Authorise Market Purchase of Ordinary For For Management Shares 12 Authorise Issue of Equity with For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 13 Authorise Issue of Equity without For For Management Pre-emptive Rights in Relation to Contingent Convertible Securities 14 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HUMANA INC. Ticker: HUM Security ID: 444859102 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kurt J. Hilzinger For For Management 1b Elect Director Bruce D. Broussard For For Management 1c Elect Director Frank A. D'Amelio For For Management 1d Elect Director W. Roy Dunbar For For Management 1e Elect Director David A. Jones, Jr. For For Management 1f Elect Director William J. McDonald For For Management 1g Elect Director William E. Mitchell For For Management 1h Elect Director David B. Nash For For Management 1i Elect Director James J. O'Brien For For Management 1j Elect Director Marissa T. Peterson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- HURON CONSULTING GROUP INC. Ticker: HURN Security ID: 447462102 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Eugene Lockhart For For Management 1.2 Elect Director George E. Massaro For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- HYATT HOTELS CORPORATION Ticker: H Security ID: 448579102 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Pritzker For For Management 1.2 Elect Director Pamela M. Nicholson For For Management 1.3 Elect Director Richard C. Tuttle For For Management 1.4 Elect Director James H. Wooten, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J.P. Belda For For Management 1.2 Elect Director William R. Brody For For Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director David N. Farr For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director James W. Owens For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joan E. Spero For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KEYCORP Ticker: KEY Security ID: 493267108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph A. Carrabba For For Management 1.2 Elect Director Charles P. Cooley For For Management 1.3 Elect Director Alexander M. Cutler For For Management 1.4 Elect Director H. James Dallas For For Management 1.5 Elect Director Elizabeth R. Gile For For Management 1.6 Elect Director Ruth Ann M. Gillis For For Management 1.7 Elect Director William G. Gisel, Jr. For For Management 1.8 Elect Director Richard J. Hipple For For Management 1.9 Elect Director Kristen L. Manos For For Management 1.10 Elect Director Beth E. Mooney For For Management 1.11 Elect Director Demos Parneros For For Management 1.12 Elect Director Barbara R. Snyder For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- KRAFT FOODS GROUP, INC. Ticker: KRFT Security ID: 50076Q106 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director L. Kevin Cox For For Management 1b Elect Director Myra M. Hart For For Management 1c Elect Director Peter B. Henry For For Management 1d Elect Director Terry J. Lundgren For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Prohibit Political Contributions Against Against Shareholder 5 Adopt Policy to Ensure Consistency Against Against Shareholder between Company Values and Political Contributions 6 Assess Environmental Impact of Against For Shareholder Non-Recyclable Packaging 7 Report on Supply Chain and Against For Shareholder Deforestation 8 Adopt Policy to Require Suppliers to Against Against Shareholder Eliminate Cattle Dehorning 9 Support for Animal Welfare For For Shareholder Improvements in the Company's Pork Supply Chain -------------------------------------------------------------------------------- L BRANDS, INC. Ticker: LB Security ID: 501797104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donna A. James For For Management 1.2 Elect Director Jeffrey H. Miro For For Management 1.3 Elect Director Michael G. Morris For For Management 1.4 Elect Director Raymond Zimmerman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- LEXMARK INTERNATIONAL, INC. Ticker: LXK Security ID: 529771107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ralph E. Gomory For For Management 1b Elect Director Jared L. Cohon For For Management 1c Elect Director J. Edward Coleman For For Management 1d Elect Director Sandra L. Helton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARRIOTT INTERNATIONAL, INC. Ticker: MAR Security ID: 571903202 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.W. Marriott, Jr. For For Management 1.2 Elect Director John W. Marriott, III For For Management 1.3 Elect Director Mary K. Bush For For Management 1.4 Elect Director Frederick A. Henderson For For Management 1.5 Elect Director Lawrence W. Kellner For For Management 1.6 Elect Director Debra L. Lee For For Management 1.7 Elect Director George Munoz For For Management 1.8 Elect Director Harry J. Pearce For For Management 1.9 Elect Director Steven S Reinemund For For Management 1.10 Elect Director W. Mitt Romney For For Management 1.11 Elect Director Arne M. Sorenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Oscar Fanjul For For Management 1b Elect Director Daniel S. Glaser For For Management 1c Elect Director H. Edward Hanway For For Management 1d Elect Director Lord Lang For For Management 1e Elect Director Elaine La Roche For For Management 1f Elect Director Steven A. Mills For For Management 1g Elect Director Bruce P. Nolop For For Management 1h Elect Director Marc D. Oken For For Management 1i Elect Director Morton O. Schapiro For For Management 1j Elect Director Adele Simmons For For Management 1k Elect Director Lloyd M. Yates For For Management 1l Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Steven J. Freiberg For For Management 1f Elect Director Julius Genachowski For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Nancy J. Karch For For Management 1i Elect Director Marc Olivie For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Jackson P. Tai For For Management 1m Elect Director Edward Suning Tian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MERCK & CO., INC. Ticker: MRK Security ID: 58933Y105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Leslie A. Brun For For Management 1b Elect Director Thomas R. Cech For For Management 1c Elect Director Kenneth C. Frazier For For Management 1d Elect Director Thomas H. Glocer For For Management 1e Elect Director William B. Harrison, Jr. For For Management 1f Elect Director C. Robert Kidder For For Management 1g Elect Director Rochelle B. Lazarus For For Management 1h Elect Director Carlos E. Represas For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Craig B. Thompson For For Management 1k Elect Director Wendell P. Weeks For For Management 1l Elect Director Peter C. Wendell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings -------------------------------------------------------------------------------- METLIFE, INC. Ticker: MET Security ID: 59156R108 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl W. Grise For For Management 1.2 Elect Director Carlos M. Gutierrez For For Management 1.3 Elect Director R. Glenn Hubbard For For Management 1.4 Elect Director Steven A. Kandarian For For Management 1.5 Elect Director John M. Keane For For Management 1.6 Elect Director Alfred F. Kelly, Jr. For For Management 1.7 Elect Director William E. Kennard For For Management 1.8 Elect Director James M. Kilts For For Management 1.9 Elect Director Catherine R. Kinney For For Management 1.10 Elect Director Denise M. Morrison For For Management 1.11 Elect Director Kenton J. Sicchitano For For Management 1.12 Elect Director Lulu C. Wang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Non-Employee Director Omnibus For For Management Stock Plan -------------------------------------------------------------------------------- MGM RESORTS INTERNATIONAL Ticker: MGM Security ID: 552953101 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert H. Baldwin For For Management 1.2 Elect Director William A. Bible For For Management 1.3 Elect Director Burton M. Cohen For For Management 1.4 Elect Director Mary Chris Gay For For Management 1.5 Elect Director William W. Grounds For For Management 1.6 Elect Director Alexis M. Herman For For Management 1.7 Elect Director Roland Hernandez For For Management 1.8 Elect Director Anthony Mandekic For For Management 1.9 Elect Director Rose McKinney-James For For Management 1.10 Elect Director James J. Murren For For Management 1.11 Elect Director Gregory M. Spierkel For For Management 1.12 Elect Director Daniel J. Taylor For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MORGAN STANLEY Ticker: MS Security ID: 617446448 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erskine B. Bowles For For Management 1.2 Elect Director Howard J. Davies For For Management 1.3 Elect Director Thomas H. Glocer For For Management 1.4 Elect Director James P. Gorman For For Management 1.5 Elect Director Robert H. Herz For For Management 1.6 Elect Director C. Robert Kidder For For Management 1.7 Elect Director Klaus Kleinfeld For For Management 1.8 Elect Director Donald T. Nicolaisen For For Management 1.9 Elect Director Hutham S. Olayan For For Management 1.10 Elect Director James W. Owens For For Management 1.11 Elect Director O. Griffith Sexton For For Management 1.12 Elect Director Ryosuke Tamakoshi For For Management 1.13 Elect Director Masaaki Tanaka For For Management 1.14 Elect Director Laura D. Tyson For For Management 1.15 Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- NAVIGANT CONSULTING, INC. Ticker: NCI Security ID: 63935N107 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd H. Dean For For Management 1b Elect Director Julie M. Howard For For Management 1c Elect Director Stephan A. James For For Management 1d Elect Director Samuel K. Skinner For For Management 1e Elect Director James R. Thompson For For Management 1f Elect Director Michael L. Tipsord For For Management 2 Approve Increase in Size of Board For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NOKIA CORP. Ticker: NOK1V Security ID: 654902204 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: JUN 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Call the Meeting to Order None None Management 3 Designate Inspector or Shareholder None None Management Representative(s) of Minutes of Meeting 4 Acknowledge Proper Convening of Meeting None None Management 5 Prepare and Approve List of None None Management Shareholders 6 Receive Financial Statements and None None Management Statutory Reports 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and an For For Management Ordinary Dividend of EUR 0.11 Per Share and a Special Dividend of EUR 0. 26 Per Share 9 Approve Discharge of Board and For For Management President 10 Approve Remuneration of Directors in For For Management the Amount of EUR 440,000 for the Chairman, EUR 150,000 for the Vice Chairman, and EUR 130,000 for Other Members; Approve Remuneration for Committee Work 11 Fix Number of Directors at Nine For For Management 12.1 Elect Vivek Badrinath as Director For For Management 12.2 Elect Bruce Brown as Director For For Management 12.3 Elect Elizabeth Doherty as Director For For Management 12.4 Elect Jouko Karvinen as Director For For Management 12.5 Elect Marten Mickos as Director For For Management 12.6 Elect Elizabeth Nelson as Director For For Management 12.7 Elect Risto Siilasmaa as Director For For Management 12.8 Elect Kari Stadigh as Director For For Management 12.9 Elect Dennis Strigl as Director For For Management 13 Approve Remuneration of Auditors For For Management 14 Ratify PricewaterhouseCoopers as For For Management Auditors 15 Authorize Share Repurchase Program For For Management 16 Approve Issuance of up to 740 Million For For Management Shares without Preemptive Rights 17 Close Meeting None None Management -------------------------------------------------------------------------------- NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phyllis J. Campbell For For Management 1b Elect Director Michelle M. Ebanks For For Management 1c Elect Director Enrique Hernandez, Jr. For For Management 1d Elect Director Robert G. Miller For For Management 1e Elect Director Blake W. Nordstrom For For Management 1f Elect Director Erik B. Nordstrom For For Management 1g Elect Director Peter E. Nordstrom For For Management 1h Elect Director Philip G. Satre For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director B. Kevin Turner For For Management 1k Elect Director Robert D. Walter For For Management 1l Elect Director Alison A. Winter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- OFFICE DEPOT, INC. Ticker: ODP Security ID: 676220106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roland C. Smith For For Management 1b Elect Director Warren F. Bryant For For Management 1c Elect Director Rakesh Gangwal For For Management 1d Elect Director Cynthia T. Jamison For For Management 1e Elect Director V. James Marino For For Management 1f Elect Director Francesca Ruiz de For For Management Luzuriaga 1g Elect Director Michael J. Massey For For Management 1h Elect Director Jeffrey C. Smith For For Management 1i Elect Director David M. Szymanski For For Management 1j Elect Director Nigel Travis For For Management 1k Elect Director Joseph Vassalluzzo For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ORBITZ WORLDWIDE, INC. Ticker: OWW Security ID: 68557K109 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Britton For For Management 1.2 Elect Director Brad Gerstner For For Management 1.3 Elect Director Kris Leslie For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEARSON PLC Ticker: PSON Security ID: 705015105 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect David Arculus as Director For For Management 4 Re-elect Vivienne Cox as Director For For Management 5 Re-elect John Fallon as Director For For Management 6 Re-elect Robin Freestone as Director For For Management 7 Re-elect Ken Hydon as Director For For Management 8 Re-elect Josh Lewis as Director For For Management 9 Re-elect Glen Moreno as Director For For Management 10 Elect Linda Lorimer as Director For For Management 11 Elect Harish Manwani as Director For For Management 12 Approve Remuneration Policy For For Management 13 Approve Remuneration Report For Against Management 14 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 20 Approve UK Worldwide Save for Shares For For Management Plan -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Ian M. Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Rona A. Fairhead For For Management 1f Elect Director Ray L. Hunt For For Management 1g Elect Director Alberto Ibarguen For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Sharon Percy Rockefeller For For Management 1j Elect Director James J. Schiro For For Management 1k Elect Director Lloyd G. Trotter For For Management 1l Elect Director Daniel Vasella For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Anthony F. Earley, Jr. For For Management 1.3 Elect Director Fred J. Fowler For For Management 1.4 Elect Director Maryellen C. Herringer For For Management 1.5 Elect Director Richard C. Kelly For For Management 1.6 Elect Director Roger H. Kimmel For For Management 1.7 Elect Director Richard A. Meserve For For Management 1.8 Elect Director Forrest E. Miller For For Management 1.9 Elect Director Rosendo G. Parra For For Management 1.10 Elect Director Barbara L. Rambo For For Management 1.11 Elect Director Barry Lawson Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Ballantine For For Management 1.2 Elect Director Rodney L. Brown, Jr. For For Management 1.3 Elect Director Jack E. Davis For For Management 1.4 Elect Director David A. Dietzler For For Management 1.5 Elect Director Kirby A. Dyess For For Management 1.6 Elect Director Mark B. Ganz For For Management 1.7 Elect Director Kathryn J. Jackson For For Management 1.8 Elect Director Neil J. Nelson For For Management 1.9 Elect Director M. Lee Pelton For For Management 1.10 Elect Director James J. Piro For For Management 1.11 Elect Director Charles W. Shivery For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Ticker: PRU Security ID: 744320102 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Baltimore, Jr. For For Management 1.2 Elect Director Gordon M. Bethune For For Management 1.3 Elect Director Gilbert F. Casellas For For Management 1.4 Elect Director James G. Cullen For For Management 1.5 Elect Director Mark B. Grier For For Management 1.6 Elect Director Constance J. Horner For For Management 1.7 Elect Director Martina Hund-Mejean For For Management 1.8 Elect Director Karl J. Krapek For For Management 1.9 Elect Director Christine A. Poon For For Management 1.10 Elect Director Douglas A. Scovanner For For Management 1.11 Elect Director John R. Strangfeld For For Management 1.12 Elect Director James A. Unruh For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- RAYTHEON COMPANY Ticker: RTN Security ID: 755111507 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James E. Cartwright For For Management 1b Elect Director Vernon E. Clark For For Management 1c Elect Director Stephen J. Hadley For For Management 1d Elect Director Thomas A. Kennedy For For Management 1e Elect Director George R. Oliver For For Management 1f Elect Director Michael C. Ruettgers For For Management 1g Elect Director Ronald L. Skates For For Management 1h Elect Director William R. Spivey For For Management 1i Elect Director Linda G. Stuntz For Against Management 1j Elect Director William H. Swanson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent For For Management 5 Report on Political Contributions Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- SALESFORCE.COM, INC. Ticker: CRM Security ID: 79466L302 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Benioff For For Management 1.2 Elect Director Keith Block For For Management 1.3 Elect Director Craig Conway For For Management 1.4 Elect Director Alan Hassenfeld For For Management 1.5 Elect Director Colin Powell For For Management 1.6 Elect Director John V. Roos For For Management 1.7 Elect Director Lawrence Tomlinson For For Management 1.8 Elect Director Robin Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SEARS HOLDINGS CORPORATION Ticker: SHLD Security ID: 812350106 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cesar L. Alvarez For For Management 1.2 Elect Director Paul G. DePodesta For For Management 1.3 Elect Director William C. Kunkler, III For For Management 1.4 Elect Director Edward S. Lampert For For Management 1.5 Elect Director Steven T. Mnuchin For For Management 1.6 Elect Director Ann N. Reese For For Management 1.7 Elect Director Thomas J. Tisch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Data Used to Make Against Against Shareholder Environmental Goals and Costs and Benefits of Sustainability Program -------------------------------------------------------------------------------- SEMPRA ENERGY Ticker: SRE Security ID: 816851109 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director James G. Brocksmith, Jr. For For Management 1.3 Elect Director Kathleen L. Brown For For Management 1.4 Elect Director Pablo A. Ferrero For For Management 1.5 Elect Director William D. Jones For For Management 1.6 Elect Director William G. Ouchi For For Management 1.7 Elect Director Debra L. Reed For For Management 1.8 Elect Director William C. Rusnack For For Management 1.9 Elect Director William P. Rutledge For For Management 1.10 Elect Director Lynn Schenk For For Management 1.11 Elect Director Jack T. Taylor For For Management 1.12 Elect Director Luis M. Tellez For For Management 1.13 Elect Director James C. Yardley For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan L. Amble For For Management 1.2 Elect Director Anthony J. Bates For For Management 1.3 Elect Director George W. Bodenheimer For For Management 1.4 Elect Director David J.A. Flowers For Withhold Management 1.5 Elect Director Eddy W. Hartenstein For For Management 1.6 Elect Director James P. Holden For For Management 1.7 Elect Director Gregory B. Maffei For Withhold Management 1.8 Elect Director Evan D. Malone For For Management 1.9 Elect Director James E. Meyer For For Management 1.10 Elect Director James F. Mooney For For Management 1.11 Elect Director Carl E. Vogel For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 1.13 Elect Director David M. Zaslav For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SONY CORPORATION Ticker: 6758 Security ID: 835699307 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hirai, Kazuo For For Management 1.2 Elect Director Yoshida, Kenichiro For For Management 1.3 Elect Director Anraku, Kanemitsu For For Management 1.4 Elect Director Nagayama, Osamu For For Management 1.5 Elect Director Nimura, Takaaki For For Management 1.6 Elect Director Harada, Eiko For For Management 1.7 Elect Director Ito, Joichi For For Management 1.8 Elect Director Tim Schaaff For For Management 1.9 Elect Director Matsunaga, Kazuo For For Management 1.10 Elect Director Miyata, Koichi For For Management 1.11 Elect Director John V.Roos For For Management 1.12 Elect Director Sakurai, Eriko For For Management 2 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- STAPLES, INC. Ticker: SPLS Security ID: 855030102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Basil L. Anderson For For Management 1b Elect Director Drew G. Faust For For Management 1c Elect Director Justin King For For Management 1d Elect Director Carol Meyrowitz For For Management 1e Elect Director Rowland T. Moriarty For For Management 1f Elect Director Robert C. Nakasone For For Management 1g Elect Director Ronald L. Sargent For For Management 1h Elect Director Robert E. Sulentic For For Management 1i Elect Director Raul Vazquez For For Management 1j Elect Director Vijay Vishwanath For For Management 1k Elect Director Paul F. Walsh For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- STARWOOD HOTELS & RESORTS WORLDWIDE, INC. Ticker: HOT Security ID: 85590A401 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frits van Paasschen For For Management 1b Elect Director Bruce W. Duncan For For Management 1c Elect Director Adam M. Aron For For Management 1d Elect Director Charlene Barshefsky For For Management 1e Elect Director Thomas E. Clarke For For Management 1f Elect Director Clayton C. Daley, Jr. For For Management 1g Elect Director Lizanne Galbreath For For Management 1h Elect Director Eric Hippeau For For Management 1i Elect Director Aylwin B. Lewis For For Management 1j Elect Director Stephen R. Quazzo For For Management 1k Elect Director Thomas O. Ryder For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William D. Anderson For For Management 1.2 Elect Director Richard H. Booth For For Management 1.3 Elect Director John H. Clappison For For Management 1.4 Elect Director Dean A. Connor For For Management 1.5 Elect Director Martin J. G. Glynn For For Management 1.6 Elect Director M. Marianne Harris For For Management 1.7 Elect Director Krystyna T. Hoeg For For Management 1.8 Elect Director Real Raymond For For Management 1.9 Elect Director Hugh D. Segal For For Management 1.10 Elect Director Barbara G. Stymiest For For Management 1.11 Elect Director James H. Sutcliffe For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Approve Advance Notice Policy For For Management 4 Allow Electronic Distribution of For For Management Company Communications 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- T-MOBILE US, INC. Ticker: TMUS Security ID: 872590104 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Michael Barnes For For Management 1.2 Elect Director Thomas Dannenfeldt For Withhold Management 1.3 Elect Director Srikant M. Datar For For Management 1.4 Elect Director Lawrence H. Guffey For For Management 1.5 Elect Director Timotheus Hottges For Withhold Management 1.6 Elect Director Bruno Jacobfeuerborn For Withhold Management 1.7 Elect Director Raphael Kubler For Withhold Management 1.8 Elect Director Thorsten Langheim For Withhold Management 1.9 Elect Director John J. Legere For Withhold Management 1.10 Elect Director Teresa A. Taylor For For Management 1.11 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- TARGET CORPORATION Ticker: TGT Security ID: 87612E106 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Roxanne S. Austin For Against Management 1b Elect Director Douglas M. Baker, Jr. For For Management 1c Elect Director Calvin Darden For Against Management 1d Elect Director Henrique De Castro For Against Management 1e Elect Director James A. Johnson For Against Management 1f Elect Director Mary E. Minnick For Against Management 1g Elect Director Anne M. Mulcahy For Against Management 1h Elect Director Derica W. Rice For Against Management 1i Elect Director Kenneth L. Salazar For For Management 1j Elect Director John G. Stumpf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Eliminate Perquisites Against Against Shareholder 5 Require Independent Board Chairman Against For Shareholder 6 Cease Discrimination in Hiring, Vendor Against Against Shareholder Contracts, or Customer Relations -------------------------------------------------------------------------------- TECH DATA CORPORATION Ticker: TECD Security ID: 878237106 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Charles E. Adair For For Management 2b Elect Director Harry J. Harczak, Jr. For For Management 2c Elect Director Patrick G. Sayer For Against Management 2d Elect Director Robert M. Dutkowsky For For Management 2e Elect Director Jeffery P. Howells For For Management 2f Elect Director Savio W. Tung For Against Management 2g Elect Director David M. Upton For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Linda Z. Cook For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Edmund P. Giambastiani, For For Management Jr. 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Susan C. Schwab For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE CHARLES SCHWAB CORPORATION Ticker: SCHW Security ID: 808513105 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Frank C. Herringer For For Management 1b Elect Director Stephen T. McLin For For Management 1c Elect Director Roger O. Walther For For Management 1d Elect Director Robert N. Wilson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- THE CHUBB CORPORATION Ticker: CB Security ID: 171232101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Zoe Baird Budinger For For Management 1b Elect Director Sheila P. Burke For For Management 1c Elect Director James I. Cash, Jr. For For Management 1d Elect Director John D. Finnegan For For Management 1e Elect Director Timothy P. Flynn For For Management 1f Elect Director Karen M. Hoguet For For Management 1g Elect Director Lawrence W. Kellner For For Management 1h Elect Director Martin G. McGuinn For For Management 1i Elect Director Lawrence M. Small For For Management 1j Elect Director Jess Soderberg For For Management 1k Elect Director Daniel E. Somers For For Management 1l Elect Director William C. Weldon For For Management 1m Elect Director James M. Zimmerman For For Management 1n Elect Director Alfred W. Zollar For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- THE DOW CHEMICAL COMPANY Ticker: DOW Security ID: 260543103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arnold A. Allemang For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Jacqueline K. Barton For For Management 1d Elect Director James A. Bell For For Management 1e Elect Director Jeff M. Fettig For For Management 1f Elect Director Andrew N. Liveris For For Management 1g Elect Director Paul Polman For For Management 1h Elect Director Dennis H. Reilley For For Management 1i Elect Director James M. Ringler For For Management 1j Elect Director Ruth G. Shaw For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Domenico De Sole For For Management 1b Elect Director Robert J. Fisher For Against Management 1c Elect Director William S. Fisher For For Management 1d Elect Director Isabella D. Goren For For Management 1e Elect Director Bob L. Martin For For Management 1f Elect Director Jorge P. Montoya For For Management 1g Elect Director Glenn K. Murphy For For Management 1h Elect Director Mayo A. Shattuck, III For For Management 1i Elect Director Katherine Tsang For For Management 1j Elect Director Padmasree Warrior For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Ticker: GS Security ID: 38141G104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lloyd C. Blankfein For For Management 1b Elect Director M. Michele Burns For For Management 1c Elect Director Gary D. Cohn For For Management 1d Elect Director Claes Dahlback For For Management 1e Elect Director William W. George For For Management 1f Elect Director James A. Johnson For For Management 1g Elect Director Lakshmi N. Mittal For For Management 1h Elect Director Adebayo O. Ogunlesi For For Management 1i Elect Director Peter Oppenheimer For For Management 1j Elect Director James J. Schiro For For Management 1k Elect Director Debora L. Spar For For Management 1l Elect Director Mark E. Tucker For For Management 1m Elect Director David A. Viniar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Proxy Access Right Against Against Shareholder -------------------------------------------------------------------------------- THE HARTFORD FINANCIAL SERVICES GROUP, INC. Ticker: HIG Security ID: 416515104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert B. Allardice, III For For Management 1b Elect Director Trevor Fetter For For Management 1c Elect Director Liam E. McGee For For Management 1d Elect Director Kathryn A. Mikells For For Management 1e Elect Director Michael G. Morris For For Management 1f Elect Director Thomas A. Renyi For For Management 1g Elect Director Julie G. Richardson For For Management 1h Elect Director Virginia P. Ruesterholz For For Management 1i Elect Director Charles B. Strauss For For Management 1j Elect Director H. Patrick Swygert For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- THE INTERPUBLIC GROUP OF COMPANIES, INC. Ticker: IPG Security ID: 460690100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jocelyn Carter-Miller For For Management 1.2 Elect Director Jill M. Considine For For Management 1.3 Elect Director Richard A. Goldstein For For Management 1.4 Elect Director H. John Greeniaus For For Management 1.5 Elect Director Mary J. Steele Guilfoile For For Management 1.6 Elect Director Dawn Hudson For For Management 1.7 Elect Director William T. Kerr For For Management 1.8 Elect Director Michael I. Roth For For Management 1.9 Elect Director David M. Thomas For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- THE PROGRESSIVE CORPORATION Ticker: PGR Security ID: 743315103 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stuart B. Burgdoerfer For For Management 1.2 Elect Director Charles A. Davis For For Management 1.3 Elect Director Lawton W. Fitt For For Management 1.4 Elect Director Jeffrey D. Kelly For For Management 1.5 Elect Director Heidi G. Miller For For Management 1.6 Elect Director Patrick H. Nettles For For Management 1.7 Elect Director Glenn M. Renwick For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zein Abdalla For For Management 1.2 Elect Director Jose B. Alvarez For For Management 1.3 Elect Director Alan M. Bennett For For Management 1.4 Elect Director Bernard Cammarata For For Management 1.5 Elect Director David T. Ching For For Management 1.6 Elect Director Michael F. Hines For For Management 1.7 Elect Director Amy B. Lane For For Management 1.8 Elect Director Carol Meyrowitz For For Management 1.9 Elect Director John F. O'Brien For For Management 1.10 Elect Director Willow B. Shire For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THOMSON REUTERS CORPORATION Ticker: TRI Security ID: 884903105 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Thomson For For Management 1.2 Elect Director James C. Smith For For Management 1.3 Elect Director Sheila C. Bair For For Management 1.4 Elect Director Manvinder S. Banga For For Management 1.5 Elect Director David W. Binet For For Management 1.6 Elect Director Mary Cirillo For For Management 1.7 Elect Director Michael E. Daniels For For Management 1.8 Elect Director Steven A. Denning For For Management 1.9 Elect Director P. Thomas Jenkins For For Management 1.10 Elect Director Ken Olisa For For Management 1.11 Elect Director Vance K. Opperman For For Management 1.12 Elect Director Peter J. Thomson For For Management 1.13 Elect Director Wulf von Schimmelmann For For Management 2 Approve PricewaterhouseCoopers LLP For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carole Black For For Management 1b Elect Director Glenn A. Britt For For Management 1c Elect Director Thomas H. Castro For For Management 1d Elect Director David C. Chang For For Management 1e Elect Director James E. Copeland, Jr. For For Management 1f Elect Director Peter R. Haje For Against Management 1g Elect Director Donna A. James For For Management 1h Elect Director Don Logan For For Management 1i Elect Director Robert D. Marcus For For Management 1j Elect Director N.J. Nicholas, Jr. For For Management 1k Elect Director Wayne H. Pace For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director John E. Sununu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- TIME WARNER INC. Ticker: TWX Security ID: 887317303 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director William P. Barr For For Management 1.3 Elect Director Jeffrey L. Bewkes For For Management 1.4 Elect Director Stephen F. Bollenbach For For Management 1.5 Elect Director Robert C. Clark For For Management 1.6 Elect Director Mathias Dopfner For For Management 1.7 Elect Director Jessica P. Einhorn For For Management 1.8 Elect Director Carlos M. Gutierrez For For Management 1.9 Elect Director Fred Hassan For For Management 1.10 Elect Director Kenneth J. Novack For For Management 1.11 Elect Director Paul D. Wachter For For Management 1.12 Elect Director Deborah C. Wright For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- UBS AG Ticker: UBSN Security ID: H89231338 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1.1 Accept Financial Statements and For For Management Statutory Reports 1.2 Approve Remuneration Report For For Management (Non-Binding) 2 Approve Allocation of Income and For For Management Dividends of CHF 0.25 per Share from Capital Contribution Reserve 3 Approve Discharge of Board and Senior For For Management Management 4 Amend Articles Re: Ordinance Against For Against Management Excessive Remuneration at Listed Companies 5 Advisory Vote on the EU Capital For For Management Requirements Directive of 2013 (CRD IV) 6.1a Reelect Axel Weber as Director and For For Management Board Chairman 6.1b Reelect Michel Demare as Director For For Management 6.1c Reelect David Sidwell as Director For For Management 6.1d Reelect Reto Francioni as Director For For Management 6.1e Reelect Ann Godbehere as Director For For Management 6.1f Reelect Axel Lehmann as Director For For Management 6.1g Reelect Helmut Panke as Director For For Management 6.1h Reelect William Parrett as Director For For Management 6.1i Reelect Isabelle Romy as Director For For Management 6.1j Reelect Beatrice Weder di Mauro as For For Management Director 6.1k Reelect Joseph Yam as Director For For Management 6.2.1 Appoint Ann Godbehere as Member of the For For Management Human Resources and Compensation Committee 6.2.2 Appoint Michel Demare as Member of the For For Management Human Resources and Compensation Committee 6.2.3 Appoint Helmut Panke as Member of the For For Management Human Resources and Compensation Committee 6.2.4 Appoint Reto Francioni as Member of For For Management the Human Resources and Compensation Committee 6.3 Designate ADB Altorfer Duss & For For Management Beilstein AG as Independent Proxy 6.4 Ratify Ernst & Young AG as Auditors For For Management 7 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- UNILEVER NV Ticker: UNA Security ID: 904784709 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Report of Management Board None None Management (Non-Voting) 2 Discuss Remuneration Report Containing None None Management Remuneration Policy for Management Board Members 3 Approve Remuneration Policy For For Management 4 Approve Financial Statements and For For Management Allocation of Income 5 Approve Discharge of Executive Board For For Management Members 6 Approve Discharge of Non-Executive For For Management Board Members 7 Reelect P.G.J.M. Polman as an For For Management Executive Director 8 Relect R.J-M.S. Huet as an Executive For For Management Director 9 Reelect L.M. Cha as a Non-Executive For For Management Director 10 Reelect L.O. Fresco as a Non-Executive For For Management Director 11 Reelect A.M. Fudge as a Non-Executive For For Management Director 12 Reelect B.E. Grote as a Non-Executive For For Management Director 13 Reelect M.Ma as a Non-Executive For For Management Director 14 Reelect H. Nyasulu as a Non-Executive For For Management Director 15 Reelect M. Rifkind as a Non-Executive For For Management Director 16 Reelect J. Rishton as a Non-Executive For For Management Director 17 Reelect K.J. Storm as a Non-Executive For For Management Director 18 Reelect M. Treschow as a Non-Executive For For Management Director 19 Reelect P.S. Walsh as a Non-Executive For For Management Director 20 Elect F Sijbesma as a Non-Executive For For Management Director 21 Ratify KPMG as Auditors For For Management 22 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 23 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 24 Approve Cancellation of Repurchased For For Management Shares 25 Allow Questions and Close Meeting None None Management -------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Ticker: UTX Security ID: 913017109 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Louis R. Chenevert For For Management 1b Elect Director John V. Faraci For For Management 1c Elect Director Jean-Pierre Garnier For For Management 1d Elect Director Jamie S. Gorelick For For Management 1e Elect Director Edward A. Kangas For For Management 1f Elect Director Ellen J. Kullman For For Management 1g Elect Director Marshall O. Larsen For For Management 1h Elect Director Harold McGraw, III For For Management 1i Elect Director Richard B. Myers For For Management 1j Elect Director H. Patrick Swygert For For Management 1k Elect Director Andre Villeneuve For For Management 1l Elect Director Christine Todd Whitman For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Edson Bueno For For Management 1c Elect Director Richard T. Burke For For Management 1d Elect Directo Robert J. Darretta For For Management 1e Elect Director Stephen J. Hemsley For For Management 1f Elect Director Michele J. Hooper For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Douglas W. Leatherdale For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director Kenneth I. Shine For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide for Cumulative Voting Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- VERIZON COMMUNICATIONS INC. Ticker: VZ Security ID: 92343V104 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shellye L. Archambeau For For Management 1.2 Elect Director Richard L. Carrion For For Management 1.3 Elect Director Melanie L. Healey For For Management 1.4 Elect Director M. Frances Keeth For For Management 1.5 Elect Director Robert W. Lane For For Management 1.6 Elect Director Lowell C. McAdam For For Management 1.7 Elect Director Donald T. Nicolaisen For For Management 1.8 Elect Director Clarence Otis, Jr. For For Management 1.9 Elect Director Rodney E. Slater For For Management 1.10 Elect Director Kathryn A. Tesija For For Management 1.11 Elect Director Gregory D. Wasson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Proxy Access Right For For Management 5 Report on Net Neutrality Against For Shareholder 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Submit Severance Agreement Against For Shareholder (Change-in-Control) to Shareholder Vote 8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 9 Provide Right to Act by Written Consent Against For Shareholder 10 Approve Proxy Voting Authority Against Against Shareholder -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Susan E. Engel For For Management 1f Elect Director Enrique Hernandez, Jr. For For Management 1g Elect Director Donald M. James For For Management 1h Elect Director Cynthia H. Milligan For For Management 1i Elect Director Federico F. Pena For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director Judith M. Runstad For For Management 1l Elect Director Stephen W. Sanger For For Management 1m Elect Director John G. Stumpf For For Management 1n Elect Director Susan G. Swenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Review Fair Housing and Fair Lending Against For Shareholder Compliance -------------------------------------------------------------------------------- WYNDHAM WORLDWIDE CORPORATION Ticker: WYN Security ID: 98310W108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Buckman For For Management 1.2 Elect Director George Herrera For For Management 1.3 Elect Director Brian Mulroney For For Management 1.4 Elect Director Michael H. Wargotz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WYNN RESORTS, LIMITED Ticker: WYNN Security ID: 983134107 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert J. Miller For For Management 1.2 Elect Director D. Boone Wayson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Board Qualifications For Against Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- XEROX CORPORATION Ticker: XRX Security ID: 984121103 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn A. Britt For For Management 1.2 Elect Director Ursula M. Burns For For Management 1.3 Elect Director Richard J. Harrington For For Management 1.4 Elect Director William Curt Hunter For For Management 1.5 Elect Director Robert J. Keegan For For Management 1.6 Elect Director Robert A. McDonald For For Management 1.7 Elect Director Charles Prince For For Management 1.8 Elect Director Ann N. Reese For For Management 1.9 Elect Director Sara Martinez Tucker For For Management 1.10 Elect Director Mary Agnes Wilderotter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YAHOO! INC. Ticker: YHOO Security ID: 984332106 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Filo For For Management 1.2 Elect Director Susan M. James For For Management 1.3 Elect Director Max R. Levchin For For Management 1.4 Elect Director Marissa A. Mayer For For Management 1.5 Elect Director Thomas J. McInerney For For Management 1.6 Elect Director Charles R. Schwab For For Management 1.7 Elect Director H. Lee Scott, Jr. For For Management 1.8 Elect Director Jane E. Shaw For For Management 1.9 Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Call Special Meeting For For Management 6 Establish Board Committee on Human Against Against Shareholder Rights 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Report on Political Contributions Against Against Shareholder ========== ALPS/GS Momentum Builder Asia ex-Japan Equities and U.S. =========== ========== Treasuries Index ETF =========== DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For Did Not Vote Management 1.2 Elect Director Whitney I. Gerard For Did Not Vote Management 1.3 Elect Director Robin A. Melvin For Did Not Vote Management 1.4 Elect Director Nathan Leventhal For Did Not Vote Management 1.5 Elect Director Roslyn M. Watson For Did Not Vote Management ========== ALPS/GS Momentum Builder Growth Markets Equities and U.S. ========== ========== Treasuries Index ETF ========== DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For Did Not Vote Management 1.2 Elect Director Whitney I. Gerard For Did Not Vote Management 1.3 Elect Director Robin A. Melvin For Did Not Vote Management 1.4 Elect Director Nathan Leventhal For Did Not Vote Management 1.5 Elect Director Roslyn M. Watson For Did Not Vote Management -------------------------------------------------------------------------------- WISDOMTREE TRUST Ticker: DTD Security ID: 97717W422 Meeting Date: MAR 11, 2014 Meeting Type: Special Record Date: JAN 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David G. Chrencik For Did Not Vote Management 1.2 Elect Director Joel H. Goldberg For Did Not Vote Management 1.3 Elect Director Melinda A. Raso Kirstein For Did Not Vote Management ================ ALPS/GS Momentum Builder Multi-Asset Index ETF ================ DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For Did Not Vote Management 1.2 Elect Director Whitney I. Gerard For Did Not Vote Management 1.3 Elect Director Robin A. Melvin For Did Not Vote Management 1.4 Elect Director Nathan Leventhal For Did Not Vote Management 1.5 Elect Director Roslyn M. Watson For Did Not Vote Management ============ ALPS/GS Risk-Adjusted Return U.S. Large Cap Index ETF ============= AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless Jr. For For Management 1b Elect Director R.D. Burck For For Management 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Dennis G. Lopez For For Management 1f Elect Director Edward Lowenthal For For Management 1g Elect Director Oliver Luck For For Management 1h Elect Director C. Patrick Oles, Jr. For For Management 1i Elect Director Winston W. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Julie A. Dobson For For Management 1b Elect Director Paul J. Evanson For For Management 1c Elect Director Martha Clark Goss For For Management 1d Elect Director Richard R. Grigg For For Management 1e Elect Director Julia L. Johnson For For Management 1f Elect Director George MacKenzie For For Management 1g Elect Director William J. Marrazzo For For Management 1h Elect Director Susan N. Story For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony R. Chase For For Management 1b Elect Director Kevin P. Chilton For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director Peter J. Fluor For For Management 1e Elect Director Richard L. George For For Management 1f Elect Director Charles W. Goodyear For For Management 1g Elect Director John R. Gordon For For Management 1h Elect Director Eric D. Mullins For For Management 1i Elect Director R. A. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Financial Risks of Climate Against For Shareholder Change -------------------------------------------------------------------------------- APARTMENT INVESTMENT AND MANAGEMENT COMPANY Ticker: AIV Security ID: 03748R101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James N. Bailey For For Management 1.2 Elect Director Terry Considine For For Management 1.3 Elect Director Thomas L. Keltner For For Management 1.4 Elect Director J. Landis Martin For For Management 1.5 Elect Director Robert A. Miller For For Management 1.6 Elect Director Kathleen M. Nelson For For Management 1.7 Elect Director Michael A. Stein For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ernest G. Bachrach For For Management 1b Elect Director Enrique H. Boilini For For Management 1c Elect Director Carol M. Browner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Determine the Independent Auditor's Fees 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Bostrom For For Management 1.2 Elect Director James D. Plummer For For Management 1.3 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.4 Elect Director George M. Scalise For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Roger S. Siboni For For Management 1.7 Elect Director Young K. Sohn For For Management 1.8 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CALPINE CORPORATION Ticker: CPN Security ID: 131347304 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Cassidy For For Management 1.2 Elect Director Jack A. Fusco For For Management 1.3 Elect Director John B. (Thad) Hill For For Management 1.4 Elect Director Robert C. Hinckley For For Management 1.5 Elect Director Michael W. Hofmann For For Management 1.6 Elect Director David C. Merritt For For Management 1.7 Elect Director W. Benjamin Moreland For For Management 1.8 Elect Director Robert A. Mosbacher, Jr. For For Management 1.9 Elect Director Denise M. O'Leary For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Scott S. Ingraham For For Management 1.3 Elect Director Lewis A. Levey For For Management 1.4 Elect Director William B. McGuire, Jr. For For Management 1.5 Elect Director William F. Paulsen For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director F. Gardner Parker For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 15, 2013 Meeting Type: Annual Record Date: AUG 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director I. Martin Inglis For For Management 1.2 Elect Director Peter N. Stephans For For Management 1.3 Elect Director Kathryn C. Turner For For Management 1.4 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CATAMARAN CORPORATION Ticker: CTRX Security ID: 148887102 Meeting Date: MAY 13, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark A. Thierer For For Management 1.2 Elect Director Peter J. Bensen For For Management 1.3 Elect Director Steven D. Cosler For For Management 1.4 Elect Director William J. Davis For For Management 1.5 Elect Director Steven B. Epstein For For Management 1.6 Elect Director Betsy D. Holden For For Management 1.7 Elect Director Karen L. Katen For For Management 1.8 Elect Director Harry M. Kraemer For For Management 1.9 Elect Director Anthony Masso For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CBL & ASSOCIATES PROPERTIES, INC. Ticker: CBL Security ID: 124830100 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles B. Lebovitz For For Management 1.2 Elect Director Stephen D. Lebovitz For For Management 1.3 Elect Director Gary L. Bryenton For For Management 1.4 Elect Director A. Larry Chapman For For Management 1.5 Elect Director Thomas J. DeRosa For For Management 1.6 Elect Director Matthew S. Dominski For For Management 1.7 Elect Director Gary J. Nay For For Management 1.8 Elect Director Kathleen M. Nelson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CLEAN HARBORS, INC. Ticker: CLH Security ID: 184496107 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eugene Banucci For For Management 1.2 Elect Director Edward G. Galante For For Management 1.3 Elect Director Thomas J. Shields For For Management 1.4 Elect Director John R. Welch For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- COBALT INTERNATIONAL ENERGY, INC. Ticker: CIE Security ID: 19075F106 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth W. Moore For For Management 1.2 Elect Director Myles W. Scoggins For For Management 1.3 Elect Director Martin H. Young, Jr. For For Management 1.4 Elect Director Jack E. Golden For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMMUNITY HEALTH SYSTEMS, INC. Ticker: CYH Security ID: 203668108 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Larry Cash For For Management 1.2 Elect Director John A. Clerico For For Management 1.3 Elect Director James S. Ely, III For For Management 1.4 Elect Director John A. Fry For For Management 1.5 Elect Director William Norris Jennings For For Management 1.6 Elect Director Julia B. North For For Management 1.7 Elect Director Wayne T. Smith For For Management 1.8 Elect Director H. Mitchell Watson, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- CONAGRA FOODS, INC. Ticker: CAG Security ID: 205887102 Meeting Date: SEP 27, 2013 Meeting Type: Annual Record Date: JUL 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mogens C. Bay For For Management 1.2 Elect Director Stephen G. Butler For For Management 1.3 Elect Director Steven F. Goldstone For For Management 1.4 Elect Director Joie A. Gregor For For Management 1.5 Elect Director Rajive Johri For For Management 1.6 Elect Director W.G. Jurgensen For For Management 1.7 Elect Director Richard H. Lenny For For Management 1.8 Elect Director Ruth Ann Marshall For For Management 1.9 Elect Director Gary M. Rodkin For For Management 1.10 Elect Director Andrew J. Schindler For For Management 1.11 Elect Director Kenneth E. Stinson For For Management 2 Ratification Of The Appointment Of For For Management Independent Auditor 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- CROWN HOLDINGS, INC. Ticker: CCK Security ID: 228368106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director John W. Conway For For Management 1.3 Elect Director Arnold W. Donald For For Management 1.4 Elect Director William G. Little For For Management 1.5 Elect Director Hans J. Loliger For For Management 1.6 Elect Director James H. Miller For For Management 1.7 Elect Director Josef M. Muller For For Management 1.8 Elect Director Thomas A. Ralph For For Management 1.9 Elect Director Caesar F. Sweitzer For For Management 1.10 Elect Director Jim L. Turner For For Management 1.11 Elect Director William S. Urkiel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Share Retention Policy For Against For Shareholder Senior Executives 5 Submit SERP to Shareholder Vote Against For Shareholder -------------------------------------------------------------------------------- DENBURY RESOURCES INC. Ticker: DNR Security ID: 247916208 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wieland F. Wettstein For For Management 1.2 Elect Director Michael L. Beatty For For Management 1.3 Elect Director Michael B. Decker For For Management 1.4 Elect Director John P. Dielwart For For Management 1.5 Elect Director Ronald G. Greene For For Management 1.6 Elect Director Gregory L. McMichael For For Management 1.7 Elect Director Kevin O. Meyers For For Management 1.8 Elect Director Phil Rykhoek For For Management 1.9 Elect Director Randy Stein For For Management 1.10 Elect Director Laura A. Sugg For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Gary E. Anderson For For Management 1.3 Elect Director Brett D. Begemann For For Management 1.4 Elect Director Michael P. Connors For For Management 1.5 Elect Director Mark J. Costa For For Management 1.6 Elect Director Stephen R. Demeritt For For Management 1.7 Elect Director Robert M. Hernandez For For Management 1.8 Elect Director Julie F. Holder For For Management 1.9 Elect Director Renee J. Hornbaker For For Management 1.10 Elect Director Lewis M. Kling For For Management 1.11 Elect Director David W. Raisbeck For For Management 1.12 Elect Director James P. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EBAY INC. Ticker: EBAY Security ID: 278642103 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred D. Anderson For For Management 1.2 Elect Director Edward W. Barnholt For For Management 1.3 Elect Director Scott D. Cook For For Management 1.4 Elect Director John J. Donahoe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder 6 Vote on Company's Spin Off (Withdrawn) None None Shareholder -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jagjeet S. Bindra For For Management 1.2 Elect Director Vanessa C.L. Chang For For Management 1.3 Elect Director France A. Cordova - None None Management RESIGNED 1.4 Elect Director Theodore F. Craver, Jr. For For Management 1.5 Elect Director Bradford M. Freeman For For Management 1.6 Elect Director Luis G. Nogales For For Management 1.7 Elect Director Richard T. Schlosberg, For For Management III 1.8 Elect Director Linda G. Stuntz For For Management 1.9 Elect Director Thomas C. Sutton For For Management 1.10 Elect Director Ellen O. Tauscher For For Management 1.11 Elect Director Peter J. Taylor For For Management 1.12 Elect Director Brett White For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- EMC CORPORATION Ticker: EMC Security ID: 268648102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Brown For For Management 1b Elect Director Randolph L. Cowen For For Management 1c Elect Director Gail Deegan For For Management 1d Elect Director James S. DiStasio For For Management 1e Elect Director John R. Egan For For Management 1f Elect Director William D. Green For For Management 1g Elect Director Edmund F. Kelly For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Paul Sagan For For Management 1j Elect Director David N. Strohm For For Management 1k Elect Director Joseph M. Tucci For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Screen Political Contributions for Against Against Shareholder Consistency with Corporate Values -------------------------------------------------------------------------------- EQUINIX, INC. Ticker: EQIX Security ID: 29444U502 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Bartlett For For Management 1.2 Elect Director Gary Hromadko For For Management 1.3 Elect Director Scott Kriens For For Management 1.4 Elect Director William Luby For For Management 1.5 Elect Director Irving Lyons, III For For Management 1.6 Elect Director Christopher Paisley For For Management 1.7 Elect Director Stephen Smith For For Management 1.8 Elect Director Peter Van Camp For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Securities Transfer Restrictions For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- FEDEX CORPORATION Ticker: FDX Security ID: 31428X106 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James L. Barksdale For For Management 1.2 Elect Director John A. Edwardson For For Management 1.3 Elect Director Shirley Ann Jackson For For Management 1.4 Elect Director Steven R. Loranger For For Management 1.5 Elect Director Gary W. Loveman For For Management 1.6 Elect Director R. Brad Martin For For Management 1.7 Elect Director Joshua Cooper Ramo For For Management 1.8 Elect Director Susan C. Schwab For For Management 1.9 Elect Director Frederick W. Smith For For Management 1.10 Elect Director David P. Steiner For For Management 1.11 Elect Director Paul S. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Proxy Access Right Against Against Shareholder 7 Limit Accelerated Vesting of Awards Against For Shareholder 8 Adopt Policy Prohibiting Hedging and Against For Shareholder Pledging Transactions 9 Report on Political Contributions Against For Shareholder 10 Adopt Policy to Ensure Consistency Against Against Shareholder between Company Values and Political Contributions 11 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- FMC TECHNOLOGIES, INC. Ticker: FTI Security ID: 30249U101 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Clarence P. Cazalot, Jr. For For Management 1b Elect Director Eleazar de Carvalho For For Management Filho 1c Elect Director C. Maury Devine For For Management 1d Elect Director Claire S. Farley For For Management 1e Elect Director John T. Gremp For For Management 1f Elect Director Thomas M. Hamilton For For Management 1g Elect Director Peter Mellbye For For Management 1h Elect Director Joseph H. Netherland For For Management 1i Elect Director Richard A. Pattarozzi For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENERAL MOTORS COMPANY Ticker: GM Security ID: 37045V100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph J. Ashton For For Management 1b Elect Director Mary T. Barra For For Management 1c Elect Director Erroll B. Davis, Jr. For For Management 1d Elect Director Stephen J. Girsky For For Management 1e Elect Director E. Neville Isdell For For Management 1f Elect Director Kathryn V. Marinello For For Management 1g Elect Director Michael G. Mullen For For Management 1h Elect Director James J. Mulva For For Management 1i Elect Director Patricia F. Russo For For Management 1j Elect Director Thomas M. Schoewe For For Management 1k Elect Director Theodore M. Solso For For Management 1l Elect Director Carol M. Stephenson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Executive Incentive Bonus Plan For For Management 6 Approve Omnibus Stock Plan For For Management 7 Provide for Cumulative Voting Against For Shareholder 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. Ticker: GMCR Security ID: 393122106 Meeting Date: MAR 06, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Hayes For For Management 1.2 Elect Director A.D. David Mackay For For Management 1.3 Elect Director Michael J. Mardy For For Management 1.4 Elect Director David E. Moran For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Change Company Name For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- HOME PROPERTIES, INC. Ticker: HME Security ID: 437306103 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Barnello For For Management 1.2 Elect Director Bonnie S. Biumi For For Management 1.3 Elect Director Stephen R. Blank For For Management 1.4 Elect Director Alan L. Gosule For For Management 1.5 Elect Director Leonard F. Helbig, III For For Management 1.6 Elect Director Thomas P. Lydon, Jr. For For Management 1.7 Elect Director Edward J. Pettinella For For Management 1.8 Elect Director Clifford W. Smith, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- KBR, INC. Ticker: KBR Security ID: 48242W106 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director W. Frank Blount For For Management 1.2 Elect Director Loren K. Carroll For For Management 1.3 Elect Director Linda Z. Cook For For Management 1.4 Elect Director Jeffrey E. Curtiss For For Management 1.5 Elect Director Lester L. Lyles For For Management 1.6 Elect Director Jack B. Moore For For Management 1.7 Elect Director Richard J. Slater For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kirbyjon H. Caldwell For For Management 1.2 Elect Director Lawrence S. Coben For For Management 1.3 Elect Director David Crane For For Management 1.4 Elect Director Terry G. Dallas For For Management 1.5 Elect Director Paul W. Hobby For For Management 1.6 Elect Director Edward R. Muller For For Management 1.7 Elect Director Evan J. Silverstein For For Management 1.8 Elect Director Thomas H. Weidemeyer For For Management 1.9 Elect Director Walter R. Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Ticker: NUAN Security ID: 67020Y100 Meeting Date: FEB 03, 2014 Meeting Type: Annual Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul A. Ricci For For Management 1b Elect Director Robert J. Frankenberg For For Management 1c Elect Director Patrick T. Hackett For For Management 1d Elect Director Brett Icahn For For Management 1e Elect Director William H. Janeway For For Management 1f Elect Director Mark R. Laret For For Management 1g Elect Director Katharine A. Martin For For Management 1h Elect Director Mark B. Myers For For Management 1i Elect Director Philip J. Quigley For For Management 1j Elect Director David S. Schechter For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Ian M. Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Rona A. Fairhead For For Management 1f Elect Director Ray L. Hunt For For Management 1g Elect Director Alberto Ibarguen For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Sharon Percy Rockefeller For For Management 1j Elect Director James J. Schiro For For Management 1k Elect Director Lloyd G. Trotter For For Management 1l Elect Director Daniel Vasella For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Chew For For Management 1.2 Elect Director Anthony F. Earley, Jr. For For Management 1.3 Elect Director Fred J. Fowler For For Management 1.4 Elect Director Maryellen C. Herringer For For Management 1.5 Elect Director Richard C. Kelly For For Management 1.6 Elect Director Roger H. Kimmel For For Management 1.7 Elect Director Richard A. Meserve For For Management 1.8 Elect Director Forrest E. Miller For For Management 1.9 Elect Director Rosendo G. Parra For For Management 1.10 Elect Director Barbara L. Rambo For For Management 1.11 Elect Director Barry Lawson Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PHILIP MORRIS INTERNATIONAL INC. Ticker: PM Security ID: 718172109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harold Brown For For Management 1.2 Elect Director Andre Calantzopoulos For For Management 1.3 Elect Director Louis C. Camilleri For For Management 1.4 Elect Director Jennifer Li For For Management 1.5 Elect Director Sergio Marchionne For Against Management 1.6 Elect Director Kalpana Morparia For For Management 1.7 Elect Director Lucio A. Noto For For Management 1.8 Elect Director Robert B. Polet For For Management 1.9 Elect Director Carlos Slim Helu For For Management 1.10 Elect Director Stephen M. Wolf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Adopt Policy to Restrict Non-Required Against Against Shareholder Animal Testing -------------------------------------------------------------------------------- QUANTA SERVICES, INC. Ticker: PWR Security ID: 74762E102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James R. Ball For For Management 1.2 Elect Director J. Michal Conaway For For Management 1.3 Elect Director Vincent D. Foster For For Management 1.4 Elect Director Bernard Fried For For Management 1.5 Elect Director Louis C. Golm For For Management 1.6 Elect Director Worthing F. Jackman For For Management 1.7 Elect Director James F. O Neil, III For For Management 1.8 Elect Director Bruce Ranck For For Management 1.9 Elect Director Margaret B. Shannon For For Management 1.10 Elect Director Pat Wood, III For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RACKSPACE HOSTING, INC. Ticker: RAX Security ID: 750086100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis J. Moorman For For Management 1.2 Elect Director Graham Weston For For Management 1.3 Elect Director Ossa Fisher For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew S. Berwick, Jr. For For Management 1.2 Elect Director Harold M. Messmer, Jr. For For Management 1.3 Elect Director Barbara J. Novogradac For For Management 1.4 Elect Director Robert J. Pace For For Management 1.5 Elect Director Frederick A. Richman For For Management 1.6 Elect Director M. Keith Waddell For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2013 Meeting Type: Annual Record Date: SEP 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William M. Hayes For For Management 2 Elect Director Ronald J. Vance For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Tony Isaac For For Management 1c Elect Director K. Vaman Kamath For For Management 1d Elect Director Maureen Kempston Darkes For For Management 1e Elect Director Paal Kibsgaard For For Management 1f Elect Director Nikolay Kudryavtsev For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Lubna S. Olayan For For Management 1i Elect Director Leo Rafael Reif For For Management 1j Elect Director Tore I. Sandvold For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SIRIUS XM HOLDINGS INC. Ticker: SIRI Security ID: 82968B103 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joan L. Amble For For Management 1.2 Elect Director Anthony J. Bates For For Management 1.3 Elect Director George W. Bodenheimer For For Management 1.4 Elect Director David J.A. Flowers For Withhold Management 1.5 Elect Director Eddy W. Hartenstein For For Management 1.6 Elect Director James P. Holden For For Management 1.7 Elect Director Gregory B. Maffei For Withhold Management 1.8 Elect Director Evan D. Malone For For Management 1.9 Elect Director James E. Meyer For For Management 1.10 Elect Director James F. Mooney For For Management 1.11 Elect Director Carl E. Vogel For For Management 1.12 Elect Director Vanessa A. Wittman For For Management 1.13 Elect Director David M. Zaslav For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SIRONA DENTAL SYSTEMS, INC. Ticker: SIRO Security ID: 82966C103 Meeting Date: FEB 19, 2014 Meeting Type: Annual Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William K. Hood For For Management 1.2 Elect Director Thomas Jetter For For Management 1.3 Elect Director Harry M. Jansen For For Management Kraemer, Jr. 1.4 Elect Director Jeffrey T. Slovin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Emilio Carrillo Gamboa For Withhold Management 1.4 Elect Director Alfredo Casar Perez For Withhold Management 1.5 Elect Director Luis Castelazo Morales For Withhold Management 1.6 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.7 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.8 Elect Director Daniel Muniz Quintanilla For Withhold Management 1.9 Elect Director Luis Miguel Palomino For For Management Bonilla 1.10 Elect Director Gilberto Perezalonso For For Management Cifuentes 1.11 Elect Director Juan Rebolledo Gout For Withhold Management 1.12 Elect Director Carlos Ruiz Sacristan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE ADT CORPORATION Ticker: ADT Security ID: 00101J106 Meeting Date: MAR 13, 2014 Meeting Type: Annual Record Date: JAN 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas Colligan For For Management 1b Elect Director Richard Daly For For Management 1c Elect Director Timothy Donahue For For Management 1d Elect Director Robert Dutkowsky For For Management 1e Elect Director Bruce Gordon For For Management 1f Elect Director Naren Gursahaney For For Management 1g Elect Director Bridgette Heller For For Management 1h Elect Director Kathleen Hyle For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE COCA-COLA COMPANY Ticker: KO Security ID: 191216100 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Herbert A. Allen For For Management 1.2 Elect Director Ronald W. Allen For For Management 1.3 Elect Director Ana Botin For For Management 1.4 Elect Director Howard G. Buffett For For Management 1.5 Elect Director Richard M. Daley For For Management 1.6 Elect Director Barry Diller For For Management 1.7 Elect Director Helene D. Gayle For For Management 1.8 Elect Director Evan G. Greenberg For For Management 1.9 Elect Director Alexis M. Herman For For Management 1.10 Elect Director Muhtar Kent For For Management 1.11 Elect Director Robert A. Kotick For For Management 1.12 Elect Director Maria Elena Lagomasino For For Management 1.13 Elect Director Sam Nunn For For Management 1.14 Elect Director James D. Robinson, III For For Management 1.15 Elect Director Peter V. Ueberroth For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- THE MADISON SQUARE GARDEN COMPANY Ticker: MSG Security ID: 55826P100 Meeting Date: NOV 21, 2013 Meeting Type: Annual Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Parsons For For Management 1.2 Elect Director Alan D. Schwartz For For Management 1.3 Elect Director Vincent Tese For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Margaret G. McGlynn For For Management 1.2 Elect Director Wayne J. Riley For For Management 1.3 Elect Director William D. Young For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZOETIS INC. Ticker: ZTS Security ID: 98978V103 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory Norden For For Management 1.2 Elect Director Louise M. Parent For For Management 1.3 Elect Director Robert W. Scully For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management =============================== Barron's 400 ETF =============================== 3M COMPANY Ticker: MMM Security ID: 88579Y101 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda G. Alvarado For For Management 1b Elect Director Thomas 'Tony' K. Brown For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Michael L. Eskew For For Management 1e Elect Director Herbert L. Henkel For For Management 1f Elect Director Muhtar Kent For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director Inge G. Thulin For For Management 1i Elect Director Robert J. Ulrich For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- 8X8, INC. Ticker: EGHT Security ID: 282914100 Meeting Date: JUL 25, 2013 Meeting Type: Annual Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Guy L. Hecker, Jr. For For Management 1.2 Elect Director Bryan R. Martin For For Management 1.3 Elect Director Mansour Salame For Withhold Management 1.4 Elect Director Eric Salzman For For Management 1.5 Elect Director Vikram Verma For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ABAXIS, INC. Ticker: ABAX Security ID: 002567105 Meeting Date: OCT 23, 2013 Meeting Type: Annual Record Date: AUG 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Clinton H. Severson For For Management 1.2 Elect Director Vernon E. Altman For Withhold Management 1.3 Elect Director Richard J. Bastiani For Withhold Management 1.4 Elect Director Michael D. Casey For Withhold Management 1.5 Elect Director Henk J. Evenhuis For Withhold Management 1.6 Elect Director Prithipal Singh For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ADVANCE AUTO PARTS, INC. Ticker: AAP Security ID: 00751Y106 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Bergstrom For For Management 1.2 Elect Director John C. Brouillard For For Management 1.3 Elect Director Fiona P. Dias For For Management 1.4 Elect Director Darren R. Jackson For For Management 1.5 Elect Director William S. Oglesby For For Management 1.6 Elect Director J. Paul Raines For For Management 1.7 Elect Director Gilbert T. Ray For For Management 1.8 Elect Director Carlos A. Saladrigas For For Management 1.9 Elect Director O. Temple Sloan, III For For Management 1.10 Elect Director Jimmie L. Wade For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- AFFILIATED MANAGERS GROUP, INC. Ticker: AMG Security ID: 008252108 Meeting Date: JUN 16, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel T. Byrne For For Management 1b Elect Director Dwight D. Churchill For For Management 1c Elect Director Niall Ferguson For For Management 1d Elect Director Sean M. Healey For For Management 1e Elect Director Harold J. Meyerman For For Management 1f Elect Director William J. Nutt For For Management 1g Elect Director Tracy P. Palandjian For For Management 1h Elect Director Rita M. Rodriguez For For Management 1i Elect Director Patrick T. Ryan For For Management 1j Elect Director Jide J. Zeitlin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AFLAC INCORPORATED Ticker: AFL Security ID: 001055102 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Daniel P. Amos For For Management 1b Elect Director John Shelby Amos, II For For Management 1c Elect Director Paul S. Amos, II For For Management 1d Elect Director W. Paul Bowers For For Management 1e Elect Director Kriss Cloninger, III For For Management 1f Elect Director Elizabeth J. Hudson For For Management 1g Elect Director Douglas W. Johnson For For Management 1h Elect Director Robert B. Johnson For For Management 1i Elect Director Charles B. Knapp For For Management 1j Elect Director Barbara K. Rimer For For Management 1k Elect Director Melvin T. Stith For For Management 1l Elect Director David Gary Thompson For For Management 1m Elect Director Takuro Yoshida For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director P. George Benson For For Management 1.4 Elect Director Wolfgang Deml For For Management 1.5 Elect Director Luiz F. Furlan For For Management 1.6 Elect Director George E. Minnich For For Management 1.7 Elect Director Martin H. Richenhagen For For Management 1.8 Elect Director Gerald L. Shaheen For For Management 1.9 Elect Director Mallika Srinivasan For For Management 1.10 Elect Director Hendrikus Visser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AKAMAI TECHNOLOGIES, INC. Ticker: AKAM Security ID: 00971T101 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Monte Ford For For Management 1.2 Elect Director Frederic Salerno For For Management 1.3 Elect Director Steven Scopellite For For Management 1.4 Elect Director Bernardus Verwaayen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Declassify the Board of Directors None For Shareholder -------------------------------------------------------------------------------- AKORN, INC. Ticker: AKRX Security ID: 009728106 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John N. Kapoor For For Management 1.2 Elect Director Ronald M. Johnson For Withhold Management 1.3 Elect Director Brian Tambi For For Management 1.4 Elect Director Steven J. Meyer For Withhold Management 1.5 Elect Director Alan Weinstein For For Management 1.6 Elect Director Kenneth S. Abramowitz For Withhold Management 1.7 Elect Director Adrienne L. Graves For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALASKA AIR GROUP, INC. Ticker: ALK Security ID: 011659109 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia M. Bedient For For Management 1.2 Elect Director Marion C. Blakey For For Management 1.3 Elect Director Phyllis J. Campbell For For Management 1.4 Elect Director Jessie J. Knight, Jr. For For Management 1.5 Elect Director Dennis F. Madsen For For Management 1.6 Elect Director Byron I. Mallott For For Management 1.7 Elect Director Helvi K. Sandvik For For Management 1.8 Elect Director J. Kenneth Thompson For For Management 1.9 Elect Director Bradley D. Tilden For For Management 1.10 Elect Director Eric K. Yeaman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Adjust Par Value of Common Stock For For Management 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- ALEXION PHARMACEUTICALS, INC. Ticker: ALXN Security ID: 015351109 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leonard Bell For For Management 1.2 Elect Director Max Link For For Management 1.3 Elect Director William R. Keller For For Management 1.4 Elect Director John T. Mollen For For Management 1.5 Elect Director R. Douglas Norby For For Management 1.6 Elect Director Alvin S. Parven For For Management 1.7 Elect Director Andreas Rummelt For For Management 1.8 Elect Director Ann M. Veneman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Submit Shareholder Rights Plan (Poison Against For Shareholder Pill) to Shareholder Vote -------------------------------------------------------------------------------- ALLEGIANT TRAVEL COMPANY Ticker: ALGT Security ID: 01748X102 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Montie R. Brewer For For Management 1.2 Elect Director Andrew C. Levy For For Management 1.3 Elect Director Gary Ellmer For For Management 1.4 Elect Director Linda A. Marvin For For Management 1.5 Elect Director Maurice J. Gallagher, For For Management Jr. 1.6 Elect Director Charles W. Pollard For For Management 1.7 Elect Director John Redmond For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- ALLERGAN, INC. Ticker: AGN Security ID: 018490102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David E.I. Pyott For For Management 1b Elect Director Michael R. Gallagher For Against Management 1c Elect Director Deborah Dunsire For For Management 1d Elect Director Trevor M. Jones For For Management 1e Elect Director Louis J. Lavigne, Jr. For For Management 1f Elect Director Peter J. McDonnell For For Management 1g Elect Director Timothy D. Proctor For For Management 1h Elect Director Russell T. Ray For For Management 1i Elect Director Henri A. Termeer For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Ticker: ADS Security ID: 018581108 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce K. Anderson For For Management 1.2 Elect Director Roger H. Ballou For For Management 1.3 Elect Director Lawrence M. Benveniste For For Management 1.4 Elect Director D. Keith Cobb For For Management 1.5 Elect Director E. Linn Draper, Jr. For For Management 1.6 Elect Director Kenneth R. Jensen For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMBAC FINANCIAL GROUP, INC. Ticker: AMBC Security ID: 023139884 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: OCT 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diana N. Adams For For Management 1.2 Elect Director Eugene M. Bullis For For Management 1.3 Elect Director Victor Mandel For For Management 1.4 Elect Director Jeffrey S. Stein For For Management 1.5 Elect Director Nader Tavakoli For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HOLDING COMPANY Ticker: AEL Security ID: 025676206 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joyce A. Chapman For For Management 1.2 Elect Director James M. Gerlach For For Management 1.3 Elect Director Robert L. Howe For For Management 1.4 Elect Director Debra J. Richardson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN EXPRESS COMPANY Ticker: AXP Security ID: 025816109 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlene Barshefsky For For Management 1b Elect Director Ursula M. Burns For For Management 1c Elect Director Kenneth I. Chenault For For Management 1d Elect Director Peter Chernin For For Management 1e Elect Director Anne Lauvergeon For For Management 1f Elect Director Theodore J. Leonsis For For Management 1g Elect Director Richard C. Levin For For Management 1h Elect Director Richard A. McGinn For For Management 1i Elect Director Samuel J. Palmisano For For Management 1j Elect Director Steven S Reinemund For For Management 1k Elect Director Daniel L. Vasella For For Management 1l Elect Director Robert D. Walter For For Management 1m Elect Director Ronald A. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Prepare Employment Diversity Report Against For Shareholder 5 Report on Board Oversight of Privacy Against For Shareholder and Data Security and Requests for Customer Information 6 Provide Right to Act by Written Consent Against For Shareholder 7 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- AMERICAN PACIFIC CORPORATION Ticker: APFC Security ID: 028740108 Meeting Date: MAR 11, 2014 Meeting Type: Annual Record Date: JAN 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara Smith Campbell For For Management 1.2 Elect Director C. Keith Rooker For For Management 1.3 Elect Director Charlotte E. Sibley For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN PUBLIC EDUCATION, INC. Ticker: APEI Security ID: 02913V103 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Eric C. Andersen For For Management 1b Elect Director Wallace E. Boston, Jr. For For Management 1c Elect Director Barbara G. Fast For For Management 1d Elect Director Jean C. Halle For For Management 1e Elect Director Timothy J. Landon For For Management 1f Elect Director Westley Moore For For Management 1g Elect Director Timothy T. Weglicki For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN RAILCAR INDUSTRIES, INC. Ticker: ARII Security ID: 02916P103 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl C. Icahn For Against Management 1.2 Elect Director James C. Pontious For For Management 1.3 Elect Director J. Mike Laisure For For Management 1.4 Elect Director Harold First For For Management 1.5 Elect Director Hunter Gary For Against Management 1.6 Elect Director SungHwan Cho For Against Management 1.7 Elect Director Andrew Roberto For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN VANGUARD CORPORATION Ticker: AVD Security ID: 030371108 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott D. Baskin For For Management 1.2 Elect Director Lawrence S. Clark For For Management 1.3 Elect Director Debra F. Edwards For For Management 1.4 Elect Director Morton D. Erlich For For Management 1.5 Elect Director Alfred F. Ingulli For For Management 1.6 Elect Director John L. Killmer For For Management 1.7 Elect Director Carl R. Soderlind For For Management 1.8 Elect Director Eric G. Wintemute For For Management 1.9 Elect Director M. Esmail Zirakparvar For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Baltimore For For Management 1.2 Elect Director Frank J. Biondi, Jr. For For Management 1.3 Elect Director Robert A. Bradway For For Management 1.4 Elect Director Francois de Carbonnel For For Management 1.5 Elect Director Vance D. Coffman For For Management 1.6 Elect Director Robert A. Eckert For For Management 1.7 Elect Director Greg C. Garland For For Management 1.8 Elect Director Rebecca M. Henderson For For Management 1.9 Elect Director Frank C. Herringer For For Management 1.10 Elect Director Tyler Jacks For For Management 1.11 Elect Director Judith C. Pelham For For Management 1.12 Elect Director Ronald D. Sugar For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Vote Counting to Exclude Against Against Shareholder Abstentions -------------------------------------------------------------------------------- AMTRUST FINANCIAL SERVICES, INC. Ticker: AFSI Security ID: 032359309 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald T. DeCarlo For For Management 1.2 Elect Director Susan C. Fisch For For Management 1.3 Elect Director Abraham Gulkowitz For For Management 1.4 Elect Director George Karfunkel For For Management 1.5 Elect Director Michael Karfunkel For Withhold Management 1.6 Elect Director Jay J. Miller For For Management 1.7 Elect Director Barry D. Zyskind For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony R. Chase For For Management 1b Elect Director Kevin P. Chilton For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director Peter J. Fluor For For Management 1e Elect Director Richard L. George For For Management 1f Elect Director Charles W. Goodyear For For Management 1g Elect Director John R. Gordon For For Management 1h Elect Director Eric D. Mullins For For Management 1i Elect Director R. A. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Financial Risks of Climate Against For Shareholder Change -------------------------------------------------------------------------------- ANIKA THERAPEUTICS, INC. Ticker: ANIK Security ID: 035255108 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Wheeler For For Management 1.2 Elect Director Charles H. Sherwood For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ANN INC. Ticker: ANN Security ID: 035623107 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dale W. Hilpert For For Management 1b Elect Director Ronald W. Hovsepian For For Management 1c Elect Director Linda A. Huett For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Ticker: ARI Security ID: 03762U105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph F. Azrack For For Management 1.2 Elect Director Mark C. Biderman For For Management 1.3 Elect Director Robert A. Kasdin For For Management 1.4 Elect Director Eric L. Press For For Management 1.5 Elect Director Scott S. Prince For For Management 1.6 Elect Director Stuart A. Rothstein For For Management 1.7 Elect Director Michael E. Salvati For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- APPLE INC. Ticker: AAPL Security ID: 037833100 Meeting Date: FEB 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Campbell For For Management 1.2 Elect Director Timothy Cook For For Management 1.3 Elect Director Millard Drexler For For Management 1.4 Elect Director Al Gore For For Management 1.5 Elect Director Robert Iger For For Management 1.6 Elect Director Andrea Jung For For Management 1.7 Elect Director Arthur Levinson For For Management 1.8 Elect Director Ronald Sugar For For Management 2 Adopt Majority Voting for Uncontested For For Management Election of Directors 3 Amend Articles to Eliminate Board For For Management Blank Check Authority to Issue Preferred Stock 4 Establish a Par Value for Common Stock For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Establish Board Committee on Human Against Against Shareholder Rights 9 Report on Trade Associations and Against Against Shareholder Organizations that Promote Sustainability Practices 10 Advisory Vote to Increase Capital Against Against Shareholder Repurchase Program 11 Proxy Access Against Against Shareholder -------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Ticker: AIT Security ID: 03820C105 Meeting Date: OCT 29, 2013 Meeting Type: Annual Record Date: AUG 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director L. Thomas Hiltz For For Management 1.2 Elect Director Edith Kelly-Green For For Management 1.3 Elect Director Dan P. Komnenovich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- APPLIED MATERIALS, INC. Ticker: AMAT Security ID: 038222105 Meeting Date: JUN 23, 2014 Meeting Type: Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- APPROACH RESOURCES INC. Ticker: AREX Security ID: 03834A103 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan D. Bell For For Management 1.2 Elect Director Sheldon B. Lubar For For Management 1.3 Elect Director Christopher J. Whyte For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ARCTIC CAT INC. Ticker: ACAT Security ID: 039670104 Meeting Date: AUG 08, 2013 Meeting Type: Annual Record Date: JUN 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claude J. Jordan For For Management 1.2 Elect Director Susan E. Lester For For Management 2 Approve Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ARGAN, INC. Ticker: AGX Security ID: 04010E109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rainer H. Bosselmann For For Management 1.2 Elect Director Henry A. Crumpton For For Management 1.3 Elect Director Cynthia A. Flanders For For Management 1.4 Elect Director William F. Griffin, Jr. For For Management 1.5 Elect Director William F. Leimkuhler For For Management 1.6 Elect Director W.G. Champion Mitchell For For Management 1.7 Elect Director James W. Quinn For For Management 1.8 Elect Director Brian R. Sherras For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Ticker: AZPN Security ID: 045327103 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: OCT 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Whelan, Jr. For For Management 1.2 Elect Director Donald P. Casey For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ATWOOD OCEANICS, INC. Ticker: ATW Security ID: 050095108 Meeting Date: FEB 19, 2014 Meeting Type: Annual Record Date: DEC 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Deborah A. Beck For For Management 1.2 Elect Director George S. Dotson For For Management 1.3 Elect Director Jack E. Golden For For Management 1.4 Elect Director Hans Helmerich For For Management 1.5 Elect Director Jeffrey A. Miller For For Management 1.6 Elect Director James R. Montague For For Management 1.7 Elect Director Robert J. Saltiel For For Management 1.8 Elect Director Phil D. Wedemeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AUTOMATIC DATA PROCESSING, INC. Ticker: ADP Security ID: 053015103 Meeting Date: NOV 12, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ellen R. Alemany For For Management 1.2 Elect Director Gregory D. Brenneman For For Management 1.3 Elect Director Leslie A. Brun For For Management 1.4 Elect Director Richard T. Clark For For Management 1.5 Elect Director Eric C. Fast For For Management 1.6 Elect Director Linda R. Gooden For For Management 1.7 Elect Director R. Glenn Hubbard For For Management 1.8 Elect Director John P. Jones For For Management 1.9 Elect Director Carlos A. Rodriguez For For Management 1.10 Elect Director Gregory L. Summe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BALLY TECHNOLOGIES, INC. Ticker: BYI Security ID: 05874B107 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: OCT 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Haddrill For For Management 1.2 Elect Director Josephine Linden For For Management 1.3 Elect Director Ramesh Srinivasan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- BANK OF HAWAII CORPORATION Ticker: BOH Security ID: 062540109 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S. Haunani Apoliona For For Management 1.2 Elect Director Mary G. F. Bitterman For For Management 1.3 Elect Director Mark A. Burak For For Management 1.4 Elect Director Michael J. Chun For For Management 1.5 Elect Director Clinton R. Churchill For For Management 1.6 Elect Director David A. Heenan For For Management 1.7 Elect Director Peter S. Ho For For Management 1.8 Elect Director Robert Huret For For Management 1.9 Elect Director Kent T. Lucien For For Management 1.10 Elect Director Martin A. Stein For For Management 1.11 Elect Director Donald M. Takaki For For Management 1.12 Elect Director Barbara J. Tanabe For For Management 1.13 Elect Director Raymond P. Vara, Jr. For For Management 1.14 Elect Director Robert W. Wo For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- BANK OF THE OZARKS, INC. Ticker: OZRK Security ID: 063904106 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Gleason For For Management 1.2 Elect Director Dan Thomas For For Management 1.3 Elect Director Greg McKinney For For Management 1.4 Elect Director Jean Arehart For For Management 1.5 Elect Director Nicholas Brown For For Management 1.6 Elect Director Richard Cisne For For Management 1.7 Elect Director Robert East For For Management 1.8 Elect Director Catherine B. Freedberg For For Management 1.9 Elect Director Linda Gleason For For Management 1.10 Elect Director Peter Kenny For For Management 1.11 Elect Director Henry Mariani For For Management 1.12 Elect Director Robert Proost For For Management 1.13 Elect Director R. L. Qualls For For Management 1.14 Elect Director John Reynolds For For Management 1.15 Elect Director Sherece West-Scantlebury For For Management 2 Change Range for Size of the Board For For Management 3 Increase Authorized Common Stock For For Management 4 Approve Restricted Stock Plan For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- BANKUNITED, INC. Ticker: BKU Security ID: 06652K103 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tere Blanca For For Management 1.2 Elect Director Sue M. Cobb For Withhold Management 1.3 Elect Director Eugene F. DeMark For Withhold Management 1.4 Elect Director Michael J. Dowling For Withhold Management 1.5 Elect Director John A. Kanas For For Management 1.6 Elect Director Douglas J. Pauls For For Management 1.7 Elect Director Rajinder P. Singh For For Management 1.8 Elect Director Sanjiv Sobti For For Management 1.9 Elect Director A. Robert Towbin For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BARRETT BUSINESS SERVICES, INC. Ticker: BBSI Security ID: 068463108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Carley For For Management 1.2 Elect Director Michael L. Elich For For Management 1.3 Elect Director James B. Hicks For For Management 1.4 Elect Director Roger L. Johnson For For Management 1.5 Elect Director Jon L. Justesen For For Management 1.6 Elect Director Anthony Meeker For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BELO CORP. Ticker: BLC Security ID: 080555105 Meeting Date: SEP 25, 2013 Meeting Type: Special Record Date: AUG 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Ticker: BRK.B Security ID: 084670702 Meeting Date: MAY 03, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Warren E. Buffett For For Management 1.2 Elect Director Charles T. Munger For For Management 1.3 Elect Director Howard G. Buffett For For Management 1.4 Elect Director Stephen B. Burke For For Management 1.5 Elect Director Susan L. Decker For For Management 1.6 Elect Director William H. Gates, III For For Management 1.7 Elect Director David S. Gottesman For For Management 1.8 Elect Director Charlotte Guyman For For Management 1.9 Elect Director Donald R. Keough For For Management 1.10 Elect Director Thomas S. Murphy For For Management 1.11 Elect Director Ronald L. Olson For For Management 1.12 Elect Director Walter Scott, Jr. For For Management 1.13 Elect Director Meryl B. Witmer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Adopt Quantitative Goals for GHG and Against For Shareholder Other Air Emissions 5 Approve Annual Dividends Against Against Shareholder -------------------------------------------------------------------------------- BERKSHIRE HILLS BANCORP, INC. Ticker: BHLB Security ID: 084680107 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. Daly For For Management 1.2 Elect Director Susan M. Hill For For Management 1.3 Elect Director Cornelius D. Mahoney For For Management 1.4 Elect Director John W. Altmeyer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- BIOGEN IDEC INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caroline D. Dorsa For For Management 1.2 Elect Director Stelios Papadopoulos For For Management 1.3 Elect Director George A. Scangos For For Management 1.4 Elect Director Lynn Schenk For For Management 1.5 Elect Director Alexander J. Denner For For Management 1.6 Elect Director Nancy L. Leaming For For Management 1.7 Elect Director Richard C. Mulligan For For Management 1.8 Elect Director Robert W. Pangia For For Management 1.9 Elect Director Brian S. Posner For For Management 1.10 Elect Director Eric K. Rowinsky For For Management 1.11 Elect Director Stephen A. Sherwin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BOFI HOLDING, INC. Ticker: BOFI Security ID: 05566U108 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: AUG 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James S. Argalas For For Management 1.2 Elect Director James J. Court For For Management 1.3 Elect Director Edward J. Ratinoff For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- BOK FINANCIAL CORPORATION Ticker: BOKF Security ID: 05561Q201 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gregory S. Allen For For Management 1.2 Elect Director Alan S. Armstrong For Withhold Management 1.3 Elect Director C. Fred Ball, Jr. For Withhold Management 1.4 Elect Director Sharon J. Bell For For Management 1.5 Elect Director Peter C. Boylan, III For For Management 1.6 Elect Director Steven G. Bradshaw For Withhold Management 1.7 Elect Director Chester E. Cadieux, III For For Management 1.8 Elect Director Joseph W. Craft, III For For Management 1.9 Elect Director Daniel H. Ellinor For Withhold Management 1.10 Elect Director John W. Gibson For For Management 1.11 Elect Director David F. Griffin For For Management 1.12 Elect Director V. Burns Hargis For For Management 1.13 Elect Director Douglas D. Hawthorne For For Management 1.14 Elect Director E. Carey Joullian, IV For For Management 1.15 Elect Director George B. Kaiser For Withhold Management 1.16 Elect Director Robert J. LaFortune For For Management 1.17 Elect Director Stanley A. Lybarger For Withhold Management 1.18 Elect Director Steven J. Malcolm For For Management 1.19 Elect Director E.C. Richards For For Management 1.20 Elect Director John Richels For Withhold Management 1.21 Elect Director Michael C. Turpen For For Management 1.22 Elect Director R. A. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BONANZA CREEK ENERGY, INC. Ticker: BCEI Security ID: 097793103 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin A. Neveu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BORGWARNER INC. Ticker: BWA Security ID: 099724106 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jan Carlson For For Management 1.2 Elect Director Dennis C. Cuneo For For Management 1.3 Elect Director Vicki L. Sato For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management 6 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- BRUNSWICK CORPORATION Ticker: BC Security ID: 117043109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nancy E. Cooper For Against Management 1b Elect Director Dustan E. McCoy For For Management 1c Elect Director Ralph C. Stayer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- BUFFALO WILD WINGS, INC. Ticker: BWLD Security ID: 119848109 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sally J. Smith For For Management 1.2 Elect Director J. Oliver Maggard For For Management 1.3 Elect Director James M. Damian For For Management 1.4 Elect Director Dale M. Applequist For For Management 1.5 Elect Director Warren E. Mack For For Management 1.6 Elect Director Michael P. Johnson For For Management 1.7 Elect Director Jerry R. Rose For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan O. Dinges For For Management 1b Elect Director James R. Gibbs For For Management 1c Elect Director Robert L. Keiser For For Management 1d Elect Director W. Matt Ralls For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Approve Omnibus Stock Plan For For Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CADENCE DESIGN SYSTEMS, INC. Ticker: CDNS Security ID: 127387108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Bostrom For For Management 1.2 Elect Director James D. Plummer For For Management 1.3 Elect Director Alberto For For Management Sangiovanni-Vincentelli 1.4 Elect Director George M. Scalise For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Roger S. Siboni For For Management 1.7 Elect Director Young K. Sohn For For Management 1.8 Elect Director Lip-Bu Tan For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CAI INTERNATIONAL, INC. Ticker: CAP Security ID: 12477X106 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor M. Garcia For For Management 1.2 Elect Director Gary M. Sawka For For Management 1.3 Elect Director Marvin Dennis For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CALAMP CORP. Ticker: CAMP Security ID: 128126109 Meeting Date: JUL 25, 2013 Meeting Type: Annual Record Date: JUN 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank Perna, Jr. For For Management 1.2 Elect Director Kimberly Alexy For For Management 1.3 Elect Director Michael Burdiek For For Management 1.4 Elect Director A.J. 'Bert' Moyer For For Management 1.5 Elect Director Thomas Pardun For For Management 1.6 Elect Director Larry Wolfe For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Other Business For Against Management -------------------------------------------------------------------------------- CAPITAL ONE FINANCIAL CORPORATION Ticker: COF Security ID: 14040H105 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard D. Fairbank For For Management 1b Elect Director Patrick W. Gross For For Management 1c Elect Director Ann Fritz Hackett For For Management 1d Elect Director Lewis Hay, III For For Management 1e Elect Director Benjamin P. Jenkins, III For For Management 1f Elect Director Pierre E. Leroy For For Management 1g Elect Director Peter E. Raskind For For Management 1h Elect Director Mayo A. Shattuck, III For For Management 1i Elect Director Bradford H. Warner For For Management 1j Elect Director Catherine G. West For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5a Reduce Supermajority Vote Requirement For For Management 5b Reduce Supermajority Vote Requirement For For Management 5c Reduce Supermajority Vote Requirement For For Management 6 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- CARDINAL FINANCIAL CORPORATION Ticker: CFNL Security ID: 14149F109 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara B. Lang For For Management 1.2 Elect Director B. G. Beck For For Management 1.3 Elect Director William G. Buck For For Management 1.4 Elect Director Sidney O. Dewberry For For Management 1.5 Elect Director William E. Peterson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CARPENTER TECHNOLOGY CORPORATION Ticker: CRS Security ID: 144285103 Meeting Date: OCT 15, 2013 Meeting Type: Annual Record Date: AUG 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director I. Martin Inglis For For Management 1.2 Elect Director Peter N. Stephans For For Management 1.3 Elect Director Kathryn C. Turner For For Management 1.4 Elect Director Stephen M. Ward, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CARRIZO OIL & GAS, INC. Ticker: CRZO Security ID: 144577103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director S.P. Johnson, IV For For Management 1.2 Elect Director Steven A. Webster For For Management 1.3 Elect Director Thomas L. Carter, Jr. For For Management 1.4 Elect Director Robert F. Fulton For For Management 1.5 Elect Director F. Gardner Parker For For Management 1.6 Elect Director Roger A. Ramsey For For Management 1.7 Elect Director Frank A. Wojtek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- CBOE HOLDINGS, INC. Ticker: CBOE Security ID: 12503M108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Brodsky For For Management 1.2 Elect Director James R. Boris For For Management 1.3 Elect Director Frank E. English, Jr. For For Management 1.4 Elect Director Edward J. Fitzpatrick For For Management 1.5 Elect Director Janet P. Froetscher For For Management 1.6 Elect Director Jill R. Goodman For For Management 1.7 Elect Director R. Eden Martin For For Management 1.8 Elect Director Roderick A. Palmore For For Management 1.9 Elect Director Susan M. Phillips For For Management 1.10 Elect Director Samuel K. Skinner For For Management 1.11 Elect Director Carole E. Stone For For Management 1.12 Elect Director Eugene S. Sunshine For For Management 1.13 Elect Director Edward T. Tilly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert C. Arzbaecher For For Management 1b Elect Director William Davisson For For Management 1c Elect Director Stephen J. Hagge For For Management 1d Elect Director Robert G. Kuhbach For For Management 1e Elect Director Edward A. Schmitt For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3 Eliminate Supermajority Vote For For Management Requirement 4 Eliminate Supermajority Vote For For Management Requirement 5 Provide Right to Call Special Meeting For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHIPOTLE MEXICAN GRILL, INC. Ticker: CMG Security ID: 169656105 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Charlesworth For For Management 1.2 Elect Director Monty Moran For For Management 1.3 Elect Director Kimbal Musk For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Report on Sustainability Against For Shareholder 6 Reduce Supermajority Vote Requirement Against For Shareholder -------------------------------------------------------------------------------- CHURCHILL DOWNS INCORPORATED Ticker: CHDN Security ID: 171484108 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert L. Fealy For For Management 1.2 Elect Director Daniel P. Harrington For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- CISCO SYSTEMS, INC. Ticker: CSCO Security ID: 17275R102 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol A. Bartz For For Management 1b Elect Director Marc Benioff For For Management 1c Elect Director Gregory Q. Brown For For Management 1d Elect Director M. Michele Burns For For Management 1e Elect Director Michael D. Capellas For For Management 1f Elect Director John T. Chambers For For Management 1g Elect Director Brian L. Halla For For Management 1h Elect Director John L. Hennessy For For Management 1i Elect Director Kristina M. Johnson For For Management 1j Elect Director Roderick C. McGeary For For Management 1k Elect Director Arun Sarin For For Management 1l Elect Director Steven M. West For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Approve Proxy Advisor Competition Against Against Shareholder -------------------------------------------------------------------------------- COACH, INC. Ticker: COH Security ID: 189754104 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lew Frankfort For For Management 1.2 Elect Director Susan Kropf For For Management 1.3 Elect Director Gary Loveman For For Management 1.4 Elect Director Victor Luis For For Management 1.5 Elect Director Ivan Menezes For For Management 1.6 Elect Director Irene Miller For For Management 1.7 Elect Director Michael Murphy For For Management 1.8 Elect Director Stephanie Tilenius For For Management 1.9 Elect Director Jide Zeitlin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION Ticker: CTSH Security ID: 192446102 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Patsalos-Fox For For Management 1b Elect Director Robert E. Weissman For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMCAST CORPORATION Ticker: CMCSA Security ID: 20030N101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth J. Bacon For For Management 1.2 Elect Director Sheldon M. Bonovitz For For Management 1.3 Elect Director Edward D. Breen For For Management 1.4 Elect Director Joseph J. Collins For For Management 1.5 Elect Director J. Michael Cook For For Management 1.6 Elect Director Gerald L. Hassell For For Management 1.7 Elect Director Jeffrey A. Honickman For For Management 1.8 Elect Director Eduardo G. Mestre For For Management 1.9 Elect Director Brian L. Roberts For For Management 1.10 Elect Director Ralph J. Roberts For For Management 1.11 Elect Director Johnathan A. Rodgers For For Management 1.12 Elect Director Judith Rodin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Plans Against For Shareholder -------------------------------------------------------------------------------- COMMERCE BANCSHARES, INC. Ticker: CBSH Security ID: 200525103 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Capps For For Management 1.2 Elect Director W. Thomas Grant, II For For Management 1.3 Elect Director James B. Hebenstreit For For Management 1.4 Elect Director David W. Kemper For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- COMMUNITY BANK SYSTEM, INC. Ticker: CBU Security ID: 203607106 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian R. Ace For For Management 1.2 Elect Director James W. Gibson, Jr. For For Management 1.3 Elect Director John Parente For For Management 1.4 Elect Director John F. Whipple, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMMVAULT SYSTEMS, INC. Ticker: CVLT Security ID: 204166102 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Armando Geday For For Management 1.2 Elect Director F. Robert Kurimsky For For Management 1.3 Elect Director David F. Walker For For Management 2 Ratify Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- COMPUTER PROGRAMS AND SYSTEMS, INC. Ticker: CPSI Security ID: 205306103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Dye For For Management 1.2 Elect Director A. Robert Outlaw, Jr. For For Management 2 Approve Omnibus Stock Plan For For Management 3 Amend Restricted Stock Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONN'S, INC. Ticker: CONN Security ID: 208242107 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E.M. Jacoby For For Management 1.2 Elect Director Kelly M. Malson For For Management 1.3 Elect Director Bob L. Martin For For Management 1.4 Elect Director Douglas H. Martin For For Management 1.5 Elect Director David Schofman For For Management 1.6 Elect Director Scott L. Thompson For For Management 1.7 Elect Director Theodore M. Wright For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Boren For For Management 1.2 Elect Director William B. Berry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COOPER TIRE & RUBBER COMPANY Ticker: CTB Security ID: 216831107 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CREDIT ACCEPTANCE CORPORATION Ticker: CACC Security ID: 225310101 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald A. Foss For For Management 1.2 Elect Director Glenda J. Flanagan For For Management 1.3 Elect Director Brett A. Roberts For For Management 1.4 Elect Director Thomas N. Tryforos For For Management 1.5 Elect Director Scott J. Vassalluzzo For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- CSX CORPORATION Ticker: CSX Security ID: 126408103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Donna M. Alvarado For For Management 1b Elect Director John B. Breaux For For Management 1c Elect Director Pamela L. Carter For For Management 1d Elect Director Steven T. Halverson For For Management 1e Elect Director Edward J. Kelly, III For For Management 1f Elect Director Gilbert H. Lamphere For For Management 1g Elect Director John D. McPherson For For Management 1h Elect Director Timothy T. O'Toole For For Management 1i Elect Director David M. Ratcliffe For For Management 1j Elect Director Donald J. Shepard For For Management 1k Elect Director Michael J. Ward For For Management 1l Elect Director J.C. Watts, Jr. For For Management 1m Elect Director J. Steven Whisler For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- CUMMINS INC. Ticker: CMI Security ID: 231021106 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director N. Thomas Linebarger For For Management 2 Elect Director William I. Miller For For Management 3 Elect Director Alexis M. Herman For For Management 4 Elect Director Georgia R. Nelson For For Management 5 Elect Director Robert K. Herdman For For Management 6 Elect Director Robert J. Bernhard For For Management 7 Elect Director Franklin R. Chang Diaz For For Management 8 Elect Director Stephen B. Dobbs For For Management 9 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 10 Ratify Auditors For For Management 11 Provide For Confidential Running Vote Against For Shareholder Tallies -------------------------------------------------------------------------------- CVR ENERGY, INC. Ticker: CVI Security ID: 12662P108 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bob G. Alexander For For Management 1.2 Elect Director SungHwan Cho For Withhold Management 1.3 Elect Director Carl C. Icahn For Withhold Management 1.4 Elect Director Courtney Mather For Withhold Management 1.5 Elect Director John J. Lipinski For Withhold Management 1.6 Elect Director Samuel Merksamer For Withhold Management 1.7 Elect Director Stephen Mongillo For Withhold Management 1.8 Elect Director Andrew Roberto For Withhold Management 1.9 Elect Director James M. Strock For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CYBERONICS, INC. Ticker: CYBX Security ID: 23251P102 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Guy C. Jackson For For Management 1.2 Elect Director Joseph E. Laptewicz, Jr. For For Management 1.3 Elect Director Daniel J. Moore For For Management 1.4 Elect Director Hugh M. Morrison For For Management 1.5 Elect Director Alfred J. Novak For For Management 1.6 Elect Director Arthur L. Rosenthal For For Management 1.7 Elect Director Jon T. Tremmel For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DAVITA HEALTHCARE PARTNERS INC. Ticker: DVA Security ID: 23918K108 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pamela M. Arway For For Management 1b Elect Director Charles G. Berg For For Management 1c Elect Director Carol Anthony (John) For For Management Davidson 1d Elect Director Paul J. Diaz For For Management 1e Elect Director Peter T. Grauer For For Management 1f Elect Director Robert J. Margolis For For Management 1g Elect Director John M. Nehra For For Management 1h Elect Director William L. Roper For For Management 1i Elect Director Kent J. Thiry For For Management 1j Elect Director Roger J. Valine For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Crandall C. Bowles For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Dipak C. Jain For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director Joachim Milberg For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Thomas H. Patrick For For Management 1k Elect Director Sherry M. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Ticker: DK Security ID: 246647101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Erza Uzi Yemin For For Management 1.2 Elect Director William J. Finnerty For For Management 1.3 Elect Director Carlos E. Jorda For For Management 1.4 Elect Director Charles H. Leonard For For Management 1.5 Elect Director Philip L. Maslowe For For Management 1.6 Elect Director Shlomo Zohar For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DELTA AIR LINES, INC. Ticker: DAL Security ID: 247361702 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Anderson For For Management 1b Elect Director Edward H. Bastian For For Management 1c Elect Director Roy J. Bostock For For Management 1d Elect Director John S. Brinzo For For Management 1e Elect Director Daniel A. Carp For For Management 1f Elect Director David G. DeWalt For For Management 1g Elect Director William H. Easter, III For For Management 1h Elect Director Mickey P. Foret For For Management 1i Elect Director Shirley C. Franklin For For Management 1j Elect Director David R. Goode For For Management 1k Elect Director George N. Mattson For For Management 1l Elect Director Paula Rosput Reynolds For For Management 1m Elect Director Kenneth C. Rogers For For Management 1n Elect Director Kenneth B. Woodrow For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Increase in Size of Board For For Management 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- DELUXE CORPORATION Ticker: DLX Security ID: 248019101 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald C. Baldwin For For Management 1.2 Elect Director Charles A. Haggerty For For Management 1.3 Elect Director Cheryl E. Mayberry For For Management McKissack 1.4 Elect Director Don J. McGrath For For Management 1.5 Elect Director Neil J. Metviner For For Management 1.6 Elect Director Stephen P. Nachtsheim For For Management 1.7 Elect Director Mary Ann O'Dwyer For For Management 1.8 Elect Director Martyn R. Redgrave For For Management 1.9 Elect Director Lee J. Schram For For Management 1.10 Elect Director Thomas J. Reddin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DISCOVER FINANCIAL SERVICES Ticker: DFS Security ID: 254709108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Aronin For For Management 1.2 Elect Director Mary K. Bush For For Management 1.3 Elect Director Gregory C. Case For For Management 1.4 Elect Director Candace H. Duncan For For Management 1.5 Elect Director Cynthia A. Glassman For For Management 1.6 Elect Director Richard H. Lenny For For Management 1.7 Elect Director Thomas G. Maheras For For Management 1.8 Elect Director Michael H. Moskow For For Management 1.9 Elect Director David W. Nelms For For Management 1.10 Elect Director Mark A. Thierer For For Management 1.11 Elect Director Lawrence A. Weinbach For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- DOLLAR GENERAL CORPORATION Ticker: DG Security ID: 256677105 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Warren F. Bryant For For Management 1b Elect Director Michael M. Calbert For For Management 1c Elect Director Sandra B. Cochran For For Management 1d Elect Director Richard W. Dreiling For For Management 1e Elect Director Patricia D. Fili-Krushel For For Management 1f Elect Director William C. Rhodes, III For For Management 1g Elect Director David B. Rickard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DOLLAR TREE, INC. Ticker: DLTR Security ID: 256746108 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arnold S. Barron For For Management 1.2 Elect Director Macon F. Brock, Jr. For For Management 1.3 Elect Director Mary Anne Citrino For For Management 1.4 Elect Director H. Ray Compton For For Management 1.5 Elect Director Conrad M. Hall For For Management 1.6 Elect Director Lemuel E. Lewis For For Management 1.7 Elect Director J. Douglas Perry For For Management 1.8 Elect Director Bob Sasser For For Management 1.9 Elect Director Thomas A. Saunders III For For Management 1.10 Elect Director Thomas E. Whiddon For For Management 1.11 Elect Director Carl P. Zeithaml For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- DORMAN PRODUCTS, INC. Ticker: DORM Security ID: 258278100 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Berman For For Management 1.2 Elect Director Robert M. Lynch For For Management 1.3 Elect Director Paul R. Lederer For For Management 1.4 Elect Director Edgar W. Levin For For Management 1.5 Elect Director Richard T. Riley For For Management 1.6 Elect Director Mathias J. Barton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Bundled Compensation Plans For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- DOVER CORPORATION Ticker: DOV Security ID: 260003108 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert W. Cremin For For Management 1b Elect Director Jean-Pierre M. Ergas For For Management 1c Elect Director Peter T. Francis For For Management 1d Elect Director Kristiane C. Graham For For Management 1e Elect Director Michael F. Johnston For For Management 1f Elect Director Robert A. Livingston For For Management 1g Elect Director Richard K. Lochridge For For Management 1h Elect Director Bernard G. Rethore For For Management 1i Elect Director Michael B. Stubbs For For Management 1j Elect Director Stephen M. Todd For For Management 1k Elect Director Stephen K. Wagner For For Management 1l Elect Director Mary A. Winston For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Eliminate Supermajority Vote For For Management Requirement 6 Eliminate Supermajority Vote For For Management Requirement 7 Eliminate Supermajority Vote For For Management Requirement 8 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For For Management 1.2 Elect Director Whitney I. Gerard For For Management 1.3 Elect Director Robin A. Melvin For For Management 1.4 Elect Director Nathan Leventhal For For Management 1.5 Elect Director Roslyn M. Watson For For Management -------------------------------------------------------------------------------- DRIL-QUIP, INC. Ticker: DRQ Security ID: 262037104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Blake T. DeBerry For For Management 1.2 Elect Director John V. Lovoi For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Articles to Delete Obsolete For For Management Provisions 4 Amend Articles Deleting Exception to For For Management Business Combination Provisions for Co-founders 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DSW INC. Ticker: DSW Security ID: 23334L102 Meeting Date: OCT 14, 2013 Meeting Type: Special Record Date: AUG 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management 2 Approve Stock Split For For Management -------------------------------------------------------------------------------- DXP ENTERPRISES, INC. Ticker: DXPE Security ID: 233377407 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David R. Little For For Management 1.2 Elect Director Cletus Davis For For Management 1.3 Elect Director Timothy P. Halter For For Management 1.4 Elect Director Bryan Wimberly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EAST WEST BANCORP, INC. Ticker: EWBC Security ID: 27579R104 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iris S. Chan For For Management 1.2 Elect Director Rudolph I. Estrada For For Management 1.3 Elect Director Julia S. Gouw For For Management 1.4 Elect Director Paul H. Irving For For Management 1.5 Elect Director Tak-Chuen Clarence Kwan For For Management 1.6 Elect Director John Lee For For Management 1.7 Elect Director Herman Y. Li For For Management 1.8 Elect Director Jack C. Liu For For Management 1.9 Elect Director Dominic Ng For For Management 1.10 Elect Director Keith W. Renken For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- EASTMAN CHEMICAL COMPANY Ticker: EMN Security ID: 277432100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Humberto P. Alfonso For For Management 1.2 Elect Director Gary E. Anderson For For Management 1.3 Elect Director Brett D. Begemann For For Management 1.4 Elect Director Michael P. Connors For For Management 1.5 Elect Director Mark J. Costa For For Management 1.6 Elect Director Stephen R. Demeritt For For Management 1.7 Elect Director Robert M. Hernandez For For Management 1.8 Elect Director Julie F. Holder For For Management 1.9 Elect Director Renee J. Hornbaker For For Management 1.10 Elect Director Lewis M. Kling For For Management 1.11 Elect Director David W. Raisbeck For For Management 1.12 Elect Director James P. Rogers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EDWARDS LIFESCIENCES CORPORATION Ticker: EW Security ID: 28176E108 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John T. Cardis For For Management 1b Elect Director David E.I. Pyott For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 5 Ratify Auditors For For Management 6 Provide Right to Act by Written Consent Against Against Shareholder -------------------------------------------------------------------------------- ELI LILLY AND COMPANY Ticker: LLY Security ID: 532457108 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael L. Eskew For For Management 1b Elect Director Karen N. Horn For For Management 1c Elect Director William G. Kaelin, Jr. For For Management 1d Elect Director John C. Lechleiter For For Management 1e Elect Director Marschall S. Runge For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ELLINGTON FINANCIAL LLC Ticker: EFC Security ID: 288522303 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas F. Robards For For Management 1.2 Elect Director Michael W. Vranos For For Management 1.3 Elect Director Laurence Penn For For Management 1.4 Elect Director Ronald I. Simon For For Management 1.5 Elect Director Edward Resendez For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EMC CORPORATION Ticker: EMC Security ID: 268648102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Brown For For Management 1b Elect Director Randolph L. Cowen For For Management 1c Elect Director Gail Deegan For For Management 1d Elect Director James S. DiStasio For For Management 1e Elect Director John R. Egan For For Management 1f Elect Director William D. Green For For Management 1g Elect Director Edmund F. Kelly For For Management 1h Elect Director Jami Miscik For For Management 1i Elect Director Paul Sagan For For Management 1j Elect Director David N. Strohm For For Management 1k Elect Director Joseph M. Tucci For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Screen Political Contributions for Against Against Shareholder Consistency with Corporate Values -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director James C. Day For For Management 1d Elect Director Mark G. Papa For For Management 1e Elect Director H. Leighton Steward For For Management 1f Elect Director Donald F. Textor For For Management 1g Elect Director William R. Thomas For For Management 1h Elect Director Frank G. Wisner For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 5 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- EPAM SYSTEMS, INC. Ticker: EPAM Security ID: 29414B104 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Ronald P. Vargo For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- EVERCORE PARTNERS INC. Ticker: EVR Security ID: 29977A105 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roger C. Altman For Withhold Management 1.2 Elect Director Pedro Aspe For Withhold Management 1.3 Elect Director Richard I. Beattie For Withhold Management 1.4 Elect Director Francois de Saint Phalle For For Management 1.5 Elect Director Gail B. Harris For For Management 1.6 Elect Director Curt Hessler For For Management 1.7 Elect Director Robert B. Millard For For Management 1.8 Elect Director Ralph L. Schlosstein For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- EVEREST RE GROUP, LTD. Ticker: RE Security ID: G3223R108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dominic J. Addesso For For Management 1.2 Elect Director John J. Amore For For Management 1.3 Elect Director John R. Dunne For For Management 1.4 Elect Director William F. Galtney, Jr. For For Management 1.5 Elect Director Roger M. Singer For For Management 1.6 Elect Director Joseph V. Taranto For For Management 1.7 Elect Director John A. Weber For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Ticker: EXLS Security ID: 302081104 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAY 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Kelso For For Management 1.2 Elect Director Clyde W. Ostler For For Management 1.3 Elect Director Som Mittal For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- EXPONENT, INC. Ticker: EXPO Security ID: 30214U102 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael R. Gaulke For For Management 1.2 Elect Director Paul R. Johnston For For Management 1.3 Elect Director Karen A. Richardson For For Management 1.4 Elect Director Stephen C. Riggins For For Management 1.5 Elect Director John B. Shoven For For Management 1.6 Elect Director Debra L. Zumwalt For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- F5 NETWORKS, INC. Ticker: FFIV Security ID: 315616102 Meeting Date: MAR 13, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A. Gary Ames For For Management 1b Elect Director Stephen Smith For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FABRINET Ticker: FN Security ID: G3323L100 Meeting Date: DEC 19, 2013 Meeting Type: Annual Record Date: OCT 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Homa Bahrami as Director For For Management 1.2 Elect Rollance E. Olson as Director For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers ABAS Ltd For For Management as Auditors -------------------------------------------------------------------------------- FACTSET RESEARCH SYSTEMS INC. Ticker: FDS Security ID: 303075105 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joseph E. Laird, Jr. For For Management 1.2 Elect Director James J. McGonigle For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors -------------------------------------------------------------------------------- FAMILY DOLLAR STORES, INC. Ticker: FDO Security ID: 307000109 Meeting Date: JAN 16, 2014 Meeting Type: Annual Record Date: NOV 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark R. Bernstein For For Management 1.2 Elect Director Pamela L. Davies For For Management 1.3 Elect Director Sharon Allred Decker For For Management 1.4 Elect Director Edward C. Dolby For For Management 1.5 Elect Director Glenn A. Eisenberg For For Management 1.6 Elect Director Edward P. Garden For For Management 1.7 Elect Director Howard R. Levine For For Management 1.8 Elect Director George R. Mahoney, Jr. For For Management 1.9 Elect Director James G. Martin For For Management 1.10 Elect Director Harvey Morgan For For Management 1.11 Elect Director Dale C. Pond For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- FASTENAL COMPANY Ticker: FAST Security ID: 311900104 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Willard D. Oberton For For Management 1b Elect Director Michael M. Gostomski For For Management 1c Elect Director Michael J. Dolan For For Management 1d Elect Director Reyne K. Wisecup For For Management 1e Elect Director Hugh L. Miller For For Management 1f Elect Director Michael J. Ancius For For Management 1g Elect Director Scott A. Satterlee For For Management 1h Elect Director Rita J. Heise For For Management 1i Elect Director Darren R. Jackson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FEDERAL SIGNAL CORPORATION Ticker: FSS Security ID: 313855108 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Goodwin For For Management 1.2 Elect Director Paul W. Jones For For Management 1.3 Elect Director Bonnie C. Lind For For Management 1.4 Elect Director Dennis J. Martin For For Management 1.5 Elect Director Richard R. Mudge For For Management 1.6 Elect Director William F. Owens For For Management 1.7 Elect Director Brenda L. Reichelderfer For For Management 1.8 Elect Director John L. Workman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- FIFTH THIRD BANCORP Ticker: FITB Security ID: 316773100 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director B. Evan Bayh, III For For Management 1.3 Elect Director Ulysses L. Bridgeman, For For Management Jr. 1.4 Elect Director Emerson L. Brumback For For Management 1.5 Elect Director James P. Hackett For For Management 1.6 Elect Director Gary R. Heminger For For Management 1.7 Elect Director Jewell D. Hoover For For Management 1.8 Elect Director Kevin T. Kabat For For Management 1.9 Elect Director Mitchel D. Livingston, For For Management Ph.D. 1.10 Elect Director Michael B. McCallister For For Management 1.11 Elect Director Hendrik G. Meijer For For Management 1.12 Elect Director Marsha C. Williams For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FIRST FINANCIAL BANKSHARES, INC. Ticker: FFIN Security ID: 32020R109 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven L. Beal For For Management 1.2 Elect Director Tucker S. Bridwell For For Management 1.3 Elect Director David Copeland For For Management 1.4 Elect Director F. Scott Dueser For For Management 1.5 Elect Director Murray Edwards For For Management 1.6 Elect Director Ron Giddiens For For Management 1.7 Elect Director Tim Lancaster For For Management 1.8 Elect Director Kade L. Matthews For For Management 1.9 Elect Director Ross H. Smith, Jr. For For Management 1.10 Elect Director Johnny E. Trotter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST REPUBLIC BANK Ticker: FRC Security ID: 33616C100 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James H. Herbert, II For For Management 1.2 Elect Director Katherine August-deWilde For For Management 1.3 Elect Director Thomas J. Barrack, Jr. For For Management 1.4 Elect Director Frank J. Fahrenkopf, Jr For For Management 1.5 Elect Director William E. Ford For For Management 1.6 Elect Director L. Martin Gibbs For For Management 1.7 Elect Director Sandra R. Hernandez For For Management 1.8 Elect Director Pamela J. Joyner For For Management 1.9 Elect Director Reynold Levy For For Management 1.10 Elect Director Jody S. Lindell For For Management 1.11 Elect Director George G.C. Parker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRSTMERIT CORPORATION Ticker: FMER Security ID: 337915102 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lizabeth A. Ardisana For For Management 1.2 Elect Director Steven H. Baer For For Management 1.3 Elect Director Karen S. Belden For For Management 1.4 Elect Director R. Cary Blair For For Management 1.5 Elect Director John C. Blickle For For Management 1.6 Elect Director Robert W. Briggs For For Management 1.7 Elect Director Richard Colella For For Management 1.8 Elect Director Robert S. Cubbin For For Management 1.9 Elect Director Gina D. France For For Management 1.10 Elect Director Paul G. Greig For For Management 1.11 Elect Director Terry L. Haines For For Management 1.12 Elect Director J. Michael Hochschwender For For Management 1.13 Elect Director Clifford J. Isroff For For Management 1.14 Elect Director Philip A. Lloyd, II For For Management 1.15 Elect Director Russ M. Strobel For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FISERV, INC. Ticker: FISV Security ID: 337738108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Flink For For Management 1.2 Elect Director Dennis F. Lynch For For Management 1.3 Elect Director Denis J. O'Leary For For Management 1.4 Elect Director Glenn M. Renwick For For Management 1.5 Elect Director Kim M. Robak For For Management 1.6 Elect Director Doyle R. Simons For For Management 1.7 Elect Director Thomas C. Wertheimer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide For Confidential Running Vote Against For Shareholder Tallies -------------------------------------------------------------------------------- FLEETCOR TECHNOLOGIES, INC. Ticker: FLT Security ID: 339041105 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Buckman For For Management 1.2 Elect Director Mark A. Johnson For For Management 1.3 Elect Director Steven T. Stull For For Management 2 Ratify Auditors For For Management 3 Amend Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLIR SYSTEMS, INC. Ticker: FLIR Security ID: 302445101 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William W. Crouch For For Management 1.2 Elect Director Catherine A. Halligan For For Management 1.3 Elect Director Angus L. Macdonald For For Management 1.4 Elect Director Cathy Stauffer For For Management 1.5 Elect Director Andrew C. Teich For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FLOTEK INDUSTRIES, INC. Ticker: FTK Security ID: 343389102 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chisholm For For Management 1.2 Elect Director L. Melvin Cooper For For Management 1.3 Elect Director Kenneth T. Hern For For Management 1.4 Elect Director L.V. (Bud) McGuire For For Management 1.5 Elect Director John S. Reiland For For Management 1.6 Elect Director Carla S. Hardy For Withhold Management 1.7 Elect Director Ted D. Brown For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- FLOWERS FOODS, INC. Ticker: FLO Security ID: 343498101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Benjamin H. Griswold, IV For For Management 1.2 Elect Director Margaret G. Lewis For For Management 1.3 Elect Director Allen L. Shiver For For Management 1.4 Elect Director C. Martin Wood, III For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt Majority Voting for Uncontested For For Management Election of Directors 4 Approve Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- FLOWSERVE CORPORATION Ticker: FLS Security ID: 34354P105 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gayla J. Delly For For Management 1.2 Elect Director Rick J. Mills For For Management 1.3 Elect Director Charles M. Rampacek For For Management 1.4 Elect Director William C. Rusnack For For Management 1.5 Elect Director John R. Friedery For For Management 1.6 Elect Director Joe E. Harlan For For Management 1.7 Elect Director Leif E. Darner For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Proxy Voting Disclosure, Against For Shareholder Confidentiality, and Tabulation -------------------------------------------------------------------------------- FMC CORPORATION Ticker: FMC Security ID: 302491303 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director K'Lynne Johnson For For Management 1b Elect Director William H. Powell For For Management 1c Elect Director Vincent R. Volpe, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOOT LOCKER, INC. Ticker: FL Security ID: 344849104 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Nicholas DiPaolo For For Management 1b Elect Director Matthew M. McKenna For For Management 1c Elect Director Steven Oakland For For Management 1d Elect Director Cheryl Nido Turpin For For Management 2 Ratify Auditors For For Management 3 Declassify the Board of Directors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FORTRESS INVESTMENT GROUP LLC Ticker: FIG Security ID: 34958B106 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David B. Barry For For Management 1.2 Elect Director Richard N. Haass For For Management 1.3 Elect Director Randal A. Nardone For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FOSSIL GROUP, INC. Ticker: FOSL Security ID: 34988V106 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elaine B. Agather For For Management 1.2 Elect Director Jeffrey N. Boyer For For Management 1.3 Elect Director William B. Chiasson For For Management 1.4 Elect Director Kosta N. Kartsotis For For Management 1.5 Elect Director Diane L. Neal For For Management 1.6 Elect Director Thomas M. Nealon For For Management 1.7 Elect Director Mark D. Quick For For Management 1.8 Elect Director Elysia Holt Ragusa For For Management 1.9 Elect Director Jal S. Shroff For For Management 1.10 Elect Director James E. Skinner For For Management 1.11 Elect Director James M. Zimmerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- FRANKLIN RESOURCES, INC. Ticker: BEN Security ID: 354613101 Meeting Date: MAR 12, 2014 Meeting Type: Annual Record Date: JAN 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel H. Armacost For For Management 1b Elect Director Peter K. Barker For For Management 1c Elect Director Charles E. Johnson For For Management 1d Elect Director Gregory E. Johnson For For Management 1e Elect Director Rupert H. Johnson, Jr. For For Management 1f Elect Director Mark C. Pigott For For Management 1g Elect Director Chutta Ratnathicam For For Management 1h Elect Director Laura Stein For For Management 1i Elect Director Anne M. Tatlock For For Management 1j Elect Director Geoffrey Y. Yang For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Institute Procedures to Prevent Against Against Shareholder Investments in Companies that Contribute to Genocide or Crimes Against Humanity -------------------------------------------------------------------------------- G-III APPAREL GROUP, LTD. Ticker: GIII Security ID: 36237H101 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Morris Goldfarb For For Management 1.2 Elect Director Sammy Aaron For For Management 1.3 Elect Director Thomas J. Brosig For For Management 1.4 Elect Director Alan Feller For For Management 1.5 Elect Director Jeffrey Goldfarb For For Management 1.6 Elect Director Jeanette Nostra For For Management 1.7 Elect Director Laura Pomerantz For For Management 1.8 Elect Director Allen Sirkin For For Management 1.9 Elect Director Willem van Bokhorst For For Management 1.10 Elect Director Cheryl L. Vitali For For Management 1.11 Elect Director Richard White For For Management 2 Amend Employment Agreement with Morris For For Management Goldfarb 3 Amend Employment Agreement with Sammy For For Management Aaron 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- GAMESTOP CORP. Ticker: GME Security ID: 36467W109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas N. Kelly, Jr. For For Management 1.2 Elect Director Gerald R. Szczepanski For For Management 1.3 Elect Director Lawrence S. Zilavy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GARDNER DENVER, INC. Ticker: GDI Security ID: 365558105 Meeting Date: JUL 16, 2013 Meeting Type: Special Record Date: JUN 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- GENERAC HOLDINGS INC. Ticker: GNRC Security ID: 368736104 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bennett Morgan For For Management 1.2 Elect Director Todd A. Adams For For Management 1.3 Elect Director Ralph W. Castner For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- GENESEE & WYOMING INC. Ticker: GWR Security ID: 371559105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mortimer B. Fuller, III For For Management 1.2 Elect Director John C. Hellmann For For Management 1.3 Elect Director Robert M. Melzer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GENTHERM INCORPORATED Ticker: THRM Security ID: 37253A103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lewis Booth For For Management 1.2 Elect Director Francois J. Castaing For For Management 1.3 Elect Director Daniel R. Coker For For Management 1.4 Elect Director Sophie Desormiere For For Management 1.5 Elect Director Maurice E.P. Gunderson For For Management 1.6 Elect Director Oscar B. Marx, III For For Management 1.7 Elect Director Carlos E. Mazzorin For For Management 1.8 Elect Director Franz Scherer For For Management 1.9 Elect Director Byron T. Shaw, II For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GENUINE PARTS COMPANY Ticker: GPC Security ID: 372460105 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary B. Bullock For For Management 1.2 Elect Director Paul D. Donahue For For Management 1.3 Elect Director Jean Douville For For Management 1.4 Elect Director Gary P. Fayard For For Management 1.5 Elect Director Thomas C. Gallagher For For Management 1.6 Elect Director George C. 'Jack' Guynn For For Management 1.7 Elect Director John R. Holder For For Management 1.8 Elect Director John D. Johns For For Management 1.9 Elect Director Michael M. E. Johns For For Management 1.10 Elect Director Robert C. 'Robin' For For Management Loudermilk, Jr. 1.11 Elect Director Wendy B. Needham For For Management 1.12 Elect Director Jerry W. Nix For For Management 1.13 Elect Director Gary W. Rollins For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GEOSPACE TECHNOLOGIES CORPORATION Ticker: GEOS Security ID: 37364X109 Meeting Date: AUG 20, 2013 Meeting Type: Special Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For For Management 2 Ratify Options Granted Under the 1997 For For Management Key Employees Stock Option Plan -------------------------------------------------------------------------------- GEOSPACE TECHNOLOGIES CORPORATION Ticker: GEOS Security ID: 37364X109 Meeting Date: FEB 06, 2014 Meeting Type: Annual Record Date: DEC 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas L. Davis For For Management 1B Elect Director Richard F. Miles For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John F. Cogan For For Management 1b Elect Director Etienne F. Davignon For For Management 1c Elect Director Carla A. Hills For For Management 1d Elect Director Kevin E. Lofton For For Management 1e Elect Director John W. Madigan For For Management 1f Elect Director John C. Martin For For Management 1g Elect Director Nicholas G. Moore For For Management 1h Elect Director Richard J. Whitley For For Management 1i Elect Director Gayle E. Wilson For For Management 1j Elect Director Per Wold-Olsen For For Management 2 Ratify Auditors For For Management 3 Approve Amendment to Certificate of For Against Management Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Link CEO Compensation to Patient Against Against Shareholder Access to the Company's Medicine -------------------------------------------------------------------------------- GOOGLE INC. Ticker: GOOG Security ID: 38259P508 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry Page For For Management 1.2 Elect Director Sergey Brin For Withhold Management 1.3 Elect Director Eric E. Schmidt For For Management 1.4 Elect Director L. John Doerr For For Management 1.5 Elect Director Diane B. Greene For For Management 1.6 Elect Director John L. Hennessy For For Management 1.7 Elect Director Ann Mather For For Management 1.8 Elect Director Paul S. Otellini For For Management 1.9 Elect Director K. Ram Shriram For For Management 1.10 Elect Director Shirley M. Tilghman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Require a Majority Vote for the Against For Shareholder Election of Directors 7 Adopt Policy and Report on Impact of Against Against Shareholder Tax Strategy 8 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- GRACO INC. Ticker: GGG Security ID: 384109104 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. McHale For For Management 1b Elect Director Lee R. Mitau For For Management 1c Elect Director Martha A. Morfitt For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GRAND CANYON EDUCATION, INC. Ticker: LOPE Security ID: 38526M106 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent D. Richardson For For Management 1.2 Elect Director Brian E. Mueller For For Management 1.3 Elect Director David J. Johnson For For Management 1.4 Elect Director Jack A. Henry For For Management 1.5 Elect Director Bradley A. Casper For For Management 1.6 Elect Director Kevin F. Warren For For Management 1.7 Elect Director Sara R. Dial For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GREEN MOUNTAIN COFFEE ROASTERS, INC. Ticker: GMCR Security ID: 393122106 Meeting Date: MAR 06, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Hayes For For Management 1.2 Elect Director A.D. David Mackay For For Management 1.3 Elect Director Michael J. Mardy For For Management 1.4 Elect Director David E. Moran For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Change Company Name For For Management 4 Approve Omnibus Stock Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- GREENHILL & CO., INC. Ticker: GHL Security ID: 395259104 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Greenhill For For Management 1.2 Elect Director Scott L. Bok For For Management 1.3 Elect Director Robert T. Blakely For For Management 1.4 Elect Director Steven F. Goldstone For For Management 1.5 Elect Director Stephen L. Key For For Management 1.6 Elect Director Karen P. Robards For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- GULFMARK OFFSHORE, INC. Ticker: GLF Security ID: 402629208 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter I. Bijur For For Management 1.2 Elect Director David J. Butters For For Management 1.3 Elect Director Brian R. Ford For For Management 1.4 Elect Director Sheldon S. Gordon For For Management 1.5 Elect Director Quintin V. Kneen For For Management 1.6 Elect Director Steven W. Kohlhagen For For Management 1.7 Elect Director Rex C. Ross For For Management 1.8 Elect Director Charles K. Valutas For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- HANESBRANDS INC. Ticker: HBI Security ID: 410345102 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bobby J. Griffin For For Management 1.2 Elect Director James C. Johnson For For Management 1.3 Elect Director Jessica T. Mathews For For Management 1.4 Elect Director Robert F. Moran For For Management 1.5 Elect Director J. Patrick Mulcahy For For Management 1.6 Elect Director Ronald L. Nelson For For Management 1.7 Elect Director Richard A. Noll For For Management 1.8 Elect Director Andrew J. Schindler For For Management 1.9 Elect Director Ann E. Ziegler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HANMI FINANCIAL CORPORATION Ticker: HAFC Security ID: 410495204 Meeting Date: AUG 23, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director I Joon Ahn For For Management 1.2 Elect Director John A. Hall For For Management 1.3 Elect Director Paul Seon-Hong Kim For For Management 1.4 Elect Director Chong Guk (C.G.) Kum For For Management 1.5 Elect Director Joon Hyung Lee For For Management 1.6 Elect Director William J. Stolte For For Management 1.7 Elect Director Joseph K. Rho For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- HCI GROUP, INC. Ticker: HCI Security ID: 40416E103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wayne Burks For Withhold Management 1.2 Elect Director Sanjay Madhu For Withhold Management 1.3 Elect Director Anthony Saravanos For Withhold Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- HEALTHSOUTH CORPORATION Ticker: HLS Security ID: 421924309 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Chidsey For For Management 1.2 Elect Director Donald L. Correll For For Management 1.3 Elect Director Yvonne M. Curl For For Management 1.4 Elect Director Charles M. Elson For For Management 1.5 Elect Director Jay Grinney For For Management 1.6 Elect Director Joan E. Herman For For Management 1.7 Elect Director Leo I. Higdon, Jr. For For Management 1.8 Elect Director Leslye G. Katz For For Management 1.9 Elect Director John E. Maupin, Jr. For For Management 1.10 Elect Director L. Edward Shaw, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEARTLAND PAYMENT SYSTEMS, INC. Ticker: HPY Security ID: 42235N108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert O. Carr For For Management 1.2 Elect Director Robert H. Niehaus For For Management 1.3 Elect Director Jonathan J. Palmer For For Management 1.4 Elect Director Maureen Breakiron-Evans For For Management 1.5 Elect Director Marc J. Ostro For For Management 1.6 Elect Director Richard W. Vague For For Management 1.7 Elect Director Mitchell L. Hollin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HEICO CORPORATION Ticker: HEI Security ID: 422806109 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: JAN 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adolfo Henriques For For Management 1.2 Elect Director Samuel L. Higginbottom For For Management 1.3 Elect Director Mark H. Hildebrandt For For Management 1.4 Elect Director Wolfgang Mayrhuber For For Management 1.5 Elect Director Eric A. Mendelson For For Management 1.6 Elect Director Laurans A. Mendelson For For Management 1.7 Elect Director Victor H. Mendelson For For Management 1.8 Elect Director Alan Schriesheim For For Management 1.9 Elect Director Frank J. Schwitter For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HELEN OF TROY LIMITED Ticker: HELE Security ID: G4388N106 Meeting Date: AUG 27, 2013 Meeting Type: Annual Record Date: JUN 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Gary B. Abromovitz as Director For For Management 1.2 Elect John B. Butterworth as Director For For Management 1.3 Elect Timothy F. Meeker as Director For For Management 1.4 Elect Gerald J. Rubin as Director For For Management 1.5 Elect William F. Susetka as Director For For Management 1.6 Elect Adolpho R. Telles as Director For For Management 1.7 Elect Darren G. Woody as Director For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- HELMERICH & PAYNE, INC. Ticker: HP Security ID: 423452101 Meeting Date: MAR 05, 2014 Meeting Type: Annual Record Date: JAN 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hans Helmerich For For Management 1b Elect Director John W. Lindsay For For Management 1c Elect Director Paula Marshall For For Management 1d Elect Director Randy A. Foutch For For Management 1e Elect Director John D. Zeglis For For Management 1f Elect Director William L. Armstrong For For Management 1g Elect Director Thomas A. Petrie For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HERBALIFE LTD. Ticker: HLF Security ID: G4412G101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael O. Johnson For For Management 1.2 Elect Director John Tartol For For Management 1.3 Elect Director Hunter C. Gary For Withhold Management 1.4 Elect Director Jesse A. Lynn For For Management 1.5 Elect Director James L. Nelson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- HEXCEL CORPORATION Ticker: HXL Security ID: 428291108 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nick L. Stanage For For Management 1.2 Elect Director Joel S. Beckman For For Management 1.3 Elect Director Lynn Brubaker For For Management 1.4 Elect Director Jeffrey C. Campbell For For Management 1.5 Elect Director Sandra L. Derickson For For Management 1.6 Elect Director W. Kim Foster For For Management 1.7 Elect Director Thomas A. Gendron For For Management 1.8 Elect Director Jeffrey A. Graves For For Management 1.9 Elect Director David C. Hill For For Management 1.10 Elect Director David L. Pugh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HFF, INC. Ticker: HF Security ID: 40418F108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Gibson For For Management 1.2 Elect Director George L. Miles, Jr. For For Management 1.3 Elect Director Joe B. Thornton, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HILLTOP HOLDINGS INC. Ticker: HTH Security ID: 432748101 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charlotte Jones Anderson For For Management 1.2 Elect Director Rhodes R. Bobbitt For For Management 1.3 Elect Director Tracy A. Bolt For For Management 1.4 Elect Director W. Joris Brinkerhoff For For Management 1.5 Elect Director Charles R. Cummings For For Management 1.6 Elect Director Hill A. Feinberg For For Management 1.7 Elect Director Gerald J. Ford For For Management 1.8 Elect Director Jeremy B. Ford For For Management 1.9 Elect Director J. Markham Green For For Management 1.10 Elect Director Jess T. Hay For For Management 1.11 Elect Director William T. Hill, Jr. For For Management 1.12 Elect Director James R. Huffines For For Management 1.13 Elect Director Lee Lewis For For Management 1.14 Elect Director Andrew J. Littlefair For For Management 1.15 Elect Director W. Robert Nichols, III For For Management 1.16 Elect Director C. Clifton Robinson For For Management 1.17 Elect Director Kenneth D. Russell For For Management 1.18 Elect Director A. Haag Sherman For For Management 1.19 Elect Director Robert C. Taylor, Jr. For For Management 1.20 Elect Director Carl B. Webb For For Management 1.21 Elect Director Alan B. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HOLLYFRONTIER CORPORATION Ticker: HFC Security ID: 436106108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas Y. Bech For For Management 1b Elect Director Leldon E. Echols For For Management 1c Elect Director R. Kevin Hardage For For Management 1d Elect Director Michael C. Jennings For For Management 1e Elect Director Robert J. Kostelnik For For Management 1f Elect Director James H. Lee For For Management 1g Elect Director Franklin Myers For For Management 1h Elect Director Michael E. Rose For For Management 1i Elect Director Tommy A. Valenta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: OCT 23, 2013 Meeting Type: Special Record Date: SEP 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HOME BANCSHARES, INC. Ticker: HOMB Security ID: 436893200 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Allison For For Management 1.2 Elect Director C. Randall Sims For For Management 1.3 Elect Director Randy E. Mayor For For Management 1.4 Elect Director Milburn Adams For For Management 1.5 Elect Director Robert H. Adcock, Jr. For Withhold Management 1.6 Elect Director Richard H. Ashley For For Management 1.7 Elect Director Dale A. Bruns For For Management 1.8 Elect Director Richard A. Buckheim For For Management 1.9 Elect Director Jack E. Engelkes For For Management 1.10 Elect Director James G. Hinkle For For Management 1.11 Elect Director Alex R. Lieblong For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- HONEYWELL INTERNATIONAL INC. Ticker: HON Security ID: 438516106 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Gordon M. Bethune For For Management 1B Elect Director Kevin Burke For For Management 1C Elect Director Jaime Chico Pardo For For Management 1D Elect Director David M. Cote For For Management 1E Elect Director D. Scott Davis For For Management 1F Elect Director Linnet F. Deily For For Management 1G Elect Director Judd Gregg For For Management 1H Elect Director Clive Hollick For For Management 1I Elect Director Grace D. Lieblein For For Management 1J Elect Director George Paz For For Management 1K Elect Director Bradley T. Sheares For For Management 1L Elect Director Robin L. Washington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Provide Right to Act by Written Consent Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against For Shareholder 7 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- HORMEL FOODS CORPORATION Ticker: HRL Security ID: 440452100 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: NOV 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrell K. Crews For For Management 1.2 Elect Director Jeffrey M. Ettinger For For Management 1.3 Elect Director Jody H. Feragen For For Management 1.4 Elect Director Glenn S. Forbes For For Management 1.5 Elect Director Stephen M. Lacy For For Management 1.6 Elect Director John L. Morrison For For Management 1.7 Elect Director Elsa A. Murano For For Management 1.8 Elect Director Robert C. Nakasone For For Management 1.9 Elect Director Susan K. Nestegard For For Management 1.10 Elect Director Dakota A. Pippins For For Management 1.11 Elect Director Christopher J. For For Management Policinski 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HSN, INC. Ticker: HSNI Security ID: 404303109 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William Costello For For Management 1.2 Elect Director James M. Follo For For Management 1.3 Elect Director Mindy Grossman For For Management 1.4 Elect Director Stephanie Kugelman For For Management 1.5 Elect Director Arthur C. Martinez For For Management 1.6 Elect Director Thomas J. McInerney For For Management 1.7 Elect Director John B. (Jay) Morse, Jr. For For Management 1.8 Elect Director Matthew E. Rubel For For Management 1.9 Elect Director Ann Sarnoff For For Management 1.10 Elect Director Courtnee Ulrich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- HUBBELL INCORPORATED Ticker: HUB.B Security ID: 443510201 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carlos M. Cardoso For For Management 1.2 Elect Director Lynn J. Good For For Management 1.3 Elect Director Anthony J. Guzzi For For Management 1.4 Elect Director Neal J. Keating For For Management 1.5 Elect Director John F. Malloy For For Management 1.6 Elect Director Andrew McNally, IV For For Management 1.7 Elect Director David G. Nord For For Management 1.8 Elect Director G. Jackson Ratcliffe For For Management 1.9 Elect Director Carlos A. Rodriguez For For Management 1.10 Elect Director John G. Russell For For Management 1.11 Elect Director Steven R. Shawley For For Management 1.12 Elect Director Richard J. Swift For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HUNTINGTON BANCSHARES INCORPORATED Ticker: HBAN Security ID: 446150104 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: FEB 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Don M. Casto, III For For Management 1.2 Elect Director Ann ('Tanny') B. Crane For For Management 1.3 Elect Director Steven G. Elliott For For Management 1.4 Elect Director Michael J. Endres For For Management 1.5 Elect Director John B. Gerlach, Jr. For For Management 1.6 Elect Director Peter J. Kight For For Management 1.7 Elect Director Jonathan A. Levy For For Management 1.8 Elect Director Richard W. Neu For For Management 1.9 Elect Director David L. Porteous For For Management 1.10 Elect Director Kathleen H. Ransier For For Management 1.11 Elect Director Stephen D. Steinour For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HYSTER-YALE MATERIALS HANDLING, INC. Ticker: HY Security ID: 449172105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J.C. Butler, Jr. For For Management 1.2 Elect Director Carolyn Corvi For For Management 1.3 Elect Director John P. Jumper For For Management 1.4 Elect Director Dennis W. LaBarre For For Management 1.5 Elect Director F. Joseph Loughrey For For Management 1.6 Elect Director Alfred M. Rankin, Jr. For For Management 1.7 Elect Director Claiborne R. Rankin For For Management 1.8 Elect Director Michael E. Shannon For For Management 1.9 Elect Director John M. Stropki For For Management 1.10 Elect Director Britton T. Taplin For For Management 1.11 Elect Director Eugene Wong For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- IDEXX LABORATORIES, INC. Ticker: IDXX Security ID: 45168D104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Craig For For Management 1.2 Elect Director Rebecca M. Henderson For For Management 1.3 Elect Director Sophie V. Vandebroek For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- IDT CORPORATION Ticker: IDT Security ID: 448947507 Meeting Date: DEC 16, 2013 Meeting Type: Annual Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Chenkin For For Management 1.2 Elect Director Eric F. Cosentino For For Management 1.3 Elect Director Howard S. Jonas For Against Management 1.4 Elect Director Bill Pereira For For Management 1.5 Elect Director Judah Schorr For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- IGATE CORPORATION Ticker: IGTE Security ID: 45169U105 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Wadhwani For For Management 1.2 Elect Director Goran Lindahl For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INGRAM MICRO INC. Ticker: IM Security ID: 457153104 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Howard I. Atkins For For Management 1.2 Elect Director Leslie Stone Heisz For For Management 1.3 Elect Director John R. Ingram For For Management 1.4 Elect Director Dale R. Laurance For For Management 1.5 Elect Director Linda Fayne Levinson For For Management 1.6 Elect Director Scott A. McGregor For For Management 1.7 Elect Director Alain Monie For For Management 1.8 Elect Director Wade Oosterman For For Management 1.9 Elect Director Joe B. Wyatt For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Ilene S. Gordon For For Management 1d Elect Director Paul Hanrahan For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Rhonda L. Jordan For For Management 1g Elect Director Gregory B. Kenny For For Management 1h Elect Director Barbara A. Klein For For Management 1i Elect Director Victoria J. Reich For For Management 1j Elect Director Dwayne A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- INLAND REAL ESTATE CORPORATION Ticker: IRC Security ID: 457461200 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Thomas P. D'Arcy For For Management 1B Elect Director Daniel L. Goodwin For For Management 1C Elect Director Joel G. Herter For For Management 1D Elect Director Heidi N. Lawton For For Management 1E Elect Director Thomas H. McAuley For For Management 1F Elect Director Thomas R. McWilliams For For Management 1G Elect Director Joel D. Simmons For For Management 1H Elect Director Mark E. Zalatoris For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INNOSPEC INC. Ticker: IOSP Security ID: 45768S105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hugh G.C. Aldous For For Management 1.2 Elect Director Joachim Roeser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORPORATION Ticker: IBM Security ID: 459200101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alain J.P. Belda For For Management 1.2 Elect Director William R. Brody For For Management 1.3 Elect Director Kenneth I. Chenault For For Management 1.4 Elect Director Michael L. Eskew For For Management 1.5 Elect Director David N. Farr For For Management 1.6 Elect Director Shirley Ann Jackson For For Management 1.7 Elect Director Andrew N. Liveris For For Management 1.8 Elect Director W. James McNerney, Jr. For For Management 1.9 Elect Director James W. Owens For For Management 1.10 Elect Director Virginia M. Rometty For For Management 1.11 Elect Director Joan E. Spero For For Management 1.12 Elect Director Sidney Taurel For For Management 1.13 Elect Director Lorenzo H. Zambrano For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Approve Qualified Employee Stock For For Management Purchase Plan 6 Report on Lobbying Payments and Policy Against For Shareholder 7 Provide Right to Act by Written Consent Against For Shareholder 8 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- INTERNATIONAL PAPER COMPANY Ticker: IP Security ID: 460146103 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David J. Bronczek For For Management 1b Elect Director Ahmet C. Dorduncu For For Management 1c Elect Director John V. Faraci For For Management 1d Elect Director Ilene S. Gordon For For Management 1e Elect Director Jay L. Johnson For For Management 1f Elect Director Stacey J. Mobley For For Management 1g Elect Director Joan E. Spero For For Management 1h Elect Director John L. Townsend, III For For Management 1i Elect Director John F. Turner For For Management 1j Elect Director William G. Walter For For Management 1k Elect Director J. Steven Whisler For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- INTUIT INC. Ticker: INTU Security ID: 461202103 Meeting Date: JAN 23, 2014 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher W. Brody For For Management 1b Elect Director William V. Campbell For For Management 1c Elect Director Scott D. Cook For For Management 1d Elect Director Diane B. Greene For For Management 1e Elect Director Edward A. Kangas For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director Dennis D. Powell For For Management 1h Elect Director Brad D. Smith For For Management 1i Elect Director Jeff Weiner For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INTUITIVE SURGICAL, INC. Ticker: ISRG Security ID: 46120E602 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Amal M. Johnson For For Management 1.2 Elect Director Eric H. Halvorson For For Management 1.3 Elect Director Alan J. Levy For For Management 1.4 Elect Director Craig H. Barratt For For Management 1.5 Elect Director Floyd D. Loop For For Management 1.6 Elect Director George Stalk, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- INVENSENSE, INC. Ticker: INVN Security ID: 46123D205 Meeting Date: SEP 13, 2013 Meeting Type: Annual Record Date: JUL 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Douglas Norby For Withhold Management 1.2 Elect Director Tim Wilson For Withhold Management 2 Approve Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- J.B. HUNT TRANSPORT SERVICES, INC. Ticker: JBHT Security ID: 445658107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas G. Duncan For For Management 1.2 Elect Director Francesca M. Edwardson For For Management 1.3 Elect Director Wayne Garrison For For Management 1.4 Elect Director Sharilyn S. Gasaway For For Management 1.5 Elect Director Gary C. George For For Management 1.6 Elect Director J. Bryan Hunt, Jr. For For Management 1.7 Elect Director Coleman H. Peterson For For Management 1.8 Elect Director John N. Roberts, III For For Management 1.9 Elect Director James L. Robo For For Management 1.10 Elect Director Kirk Thompson For For Management 1.11 Elect Director John A. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- J2 GLOBAL, INC. Ticker: JCOM Security ID: 48123V102 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas Y. Bech For For Management 1b Elect Director Robert J. Cresci For For Management 1c Elect Director W. Brian Kretzmer For For Management 1d Elect Director Richard S. Ressler For For Management 1e Elect Director Stephen Ross For For Management 1f Elect Director Michael P. Schulhof For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JACK HENRY & ASSOCIATES, INC. Ticker: JKHY Security ID: 426281101 Meeting Date: NOV 13, 2013 Meeting Type: Annual Record Date: SEP 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew C. Flanigan For For Management 1.2 Elect Director Wesley A. Brown For For Management 1.3 Elect Director Marla K. Shepard For For Management 1.4 Elect Director John F. Prim For For Management 1.5 Elect Director Thomas H. Wilson For For Management 1.6 Elect Director Jacque R. Fiegel For For Management 1.7 Elect Director Thomas A. Wimsett For For Management 1.8 Elect Director Laura G. Kelly For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- JOY GLOBAL INC. Ticker: JOY Security ID: 481165108 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: JAN 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward L. Doheny, II For For Management 1.2 Elect Director Steven L. Gerard For For Management 1.3 Elect Director John T. Gremp For For Management 1.4 Elect Director John Nils Hanson For For Management 1.5 Elect Director Gale E. Klappa For For Management 1.6 Elect Director Richard B. Loynd For For Management 1.7 Elect Director P. Eric Siegert For For Management 1.8 Elect Director James H. Tate For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- JPMORGAN CHASE & CO. Ticker: JPM Security ID: 46625H100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linda B. Bammann For For Management 1b Elect Director James A. Bell For For Management 1c Elect Director Crandall C. Bowles For For Management 1d Elect Director Stephen B. Burke For For Management 1e Elect Director James S. Crown For For Management 1f Elect Director James Dimon For For Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Laban P. Jackson, Jr. For For Management 1i Elect Director Michael A. Neal For For Management 1j Elect Director Lee R. Raymond For For Management 1k Elect Director William C. Weldon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Lobbying Payments and Policy Against Against Shareholder 5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder Special Meetings 6 Provide for Cumulative Voting Against For Shareholder -------------------------------------------------------------------------------- KLA-TENCOR CORPORATION Ticker: KLAC Security ID: 482480100 Meeting Date: NOV 06, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward W. Barnholt For For Management 1.2 Elect Director Emiko Higashi For For Management 1.3 Elect Director Stephen P. Kaufman For For Management 1.4 Elect Director Richard P. Wallace For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- KODIAK OIL & GAS CORP. Ticker: KOG Security ID: 50015Q100 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn A. Peterson For For Management 1.2 Elect Director James E. Catlin For For Management 1.3 Elect Director Rodney D. Knutson For For Management 1.4 Elect Director Herrick K. Lidstone, Jr. For For Management 1.5 Elect Director William J. Krysiak For For Management 2 Approve Ernst & Young LLP asAuditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LAS VEGAS SANDS CORP. Ticker: LVS Security ID: 517834107 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles D. Forman For For Management 1.2 Elect Director George Jamieson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAPFROG ENTERPRISES, INC. Ticker: LF Security ID: 52186N106 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John Barbour For For Management 1.2 Elect Director William B. Chiasson For For Management 1.3 Elect Director Thomas J. Kalinske For Withhold Management 1.4 Elect Director Stanley E. Maron For For Management 1.5 Elect Director E. Stanton McKee, Jr. For For Management 1.6 Elect Director Joanna Rees For For Management 1.7 Elect Director Randy O. Rissman For For Management 1.8 Elect Director Caden C. Wang For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEAR CORPORATION Ticker: LEA Security ID: 521865204 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard H. Bott For For Management 1b Elect Director Thomas P. Capo For For Management 1c Elect Director Jonathan F. Foster For For Management 1d Elect Director Kathleen A. Ligocki For For Management 1e Elect Director Conrad L. Mallett, Jr. For For Management 1f Elect Director Donald L. Runkle For For Management 1g Elect Director Matthew J. Simoncini For For Management 1h Elect Director Gregory C. Smith For For Management 1i Elect Director Henry D. G. Wallace For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LIN TV CORP. Ticker: LIN Security ID: 532774106 Meeting Date: JUL 30, 2013 Meeting Type: Special Record Date: JUN 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management -------------------------------------------------------------------------------- LINCOLN ELECTRIC HOLDINGS, INC. Ticker: LECO Security ID: 533900106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David H. Gunning For For Management 1.2 Elect Director G. Russell Lincoln For For Management 1.3 Elect Director Christopher L. Mapes For For Management 1.4 Elect Director Phillip J. Mason For For Management 1.5 Elect Director Hellene S. Runtagh For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- LINDSAY CORPORATION Ticker: LNN Security ID: 535555106 Meeting Date: JAN 27, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael N. Christodolou For For Management 1.2 Elect Director W. Thomas Jagodinski For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LOUISIANA-PACIFIC CORPORATION Ticker: LPX Security ID: 546347105 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Gary Cook For For Management 1b Elect Director Kurt M. Landgraf For For Management 1c Elect Director John W. Weaver For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- LUMBER LIQUIDATORS HOLDINGS, INC. Ticker: LL Security ID: 55003T107 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Lynch For For Management 1.2 Elect Director Peter B. Robinson For For Management 1.3 Elect Director Martin F. Roper For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- M&T BANK CORPORATION Ticker: MTB Security ID: 55261F104 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brent D. Baird For For Management 1.2 Elect Director C. Angela Bontempo For For Management 1.3 Elect Director Robert T. Brady For For Management 1.4 Elect Director T. Jefferson For For Management Cunningham, III 1.5 Elect Director Mark J. Czarnecki For For Management 1.6 Elect Director Gary N. Geisel For Withhold Management 1.7 Elect Director John D. Hawke, Jr. For For Management 1.8 Elect Director Patrick W.E. Hodgson For For Management 1.9 Elect Director Richard G. King For For Management 1.10 Elect Director Jorge G. Pereira For For Management 1.11 Elect Director Melinda R. Rich For For Management 1.12 Elect Director Robert E. Sadler, Jr. For For Management 1.13 Elect Director Herbert L. Washington For For Management 1.14 Elect Director Robert G. Wilmers For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- M.D.C. HOLDINGS, INC. Ticker: MDC Security ID: 552676108 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David D. Mandarich For For Management 1.2 Elect Director Paris G. Reece, III For For Management 1.3 Elect Director David Siegel For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MACY'S, INC. Ticker: M Security ID: 55616P104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen F. Bollenbach For For Management 1b Elect Director Deirdre P. Connelly For For Management 1c Elect Director Meyer Feldberg For For Management 1d Elect Director Sara Levinson For For Management 1e Elect Director Terry J. Lundgren For For Management 1f Elect Director Joseph Neubauer For For Management 1g Elect Director Joyce M. Roche For For Management 1h Elect Director Paul C. Varga For For Management 1i Elect Director Craig E. Weatherup For For Management 1j Elect Director Marna C. Whittington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- MAGELLAN MIDSTREAM PARTNERS, L.P. Ticker: MMP Security ID: 559080106 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Kempner For For Management 1.2 Elect Director Michael N. Mears For For Management 1.3 Elect Director James R. Montague For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MAIN STREET CAPITAL CORPORATION Ticker: MAIN Security ID: 56035L104 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Appling, Jr. For For Management 1.2 Elect Director Joseph E. Canon For For Management 1.3 Elect Director Arthur L. French For For Management 1.4 Elect Director J. Kevin Griffin For For Management 1.5 Elect Director John E. Jackson For For Management 1.6 Elect Director Vincent D. Foster For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MANHATTAN ASSOCIATES, INC. Ticker: MANH Security ID: 562750109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian J. Cassidy For For Management 1.2 Elect Director Eddie Capel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- MARATHON PETROLEUM CORPORATION Ticker: MPC Security ID: 56585A102 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven A. Davis For For Management 1b Elect Director Gary R. Heminger For For Management 1c Elect Director John W. Snow For For Management 1d Elect Director John P. Surma For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- MARKETAXESS HOLDINGS INC. Ticker: MKTX Security ID: 57060D108 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard M. McVey For For Management 1b Elect Director Steven L. Begleiter For For Management 1c Elect Director Stephen P. Casper For For Management 1d Elect Director Jane Chwick For For Management 1e Elect Director William F. Cruger For For Management 1f Elect Director David G. Gomach For For Management 1g Elect Director Carlos M. Hernandez For For Management 1h Elect Director Ronald M. Hersch For For Management 1i Elect Director John Steinhardt For For Management 1j Elect Director James J. Sullivan For For Management 1k Elect Director Lesley Daniels Webster For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MARSH & MCLENNAN COMPANIES, INC. Ticker: MMC Security ID: 571748102 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Oscar Fanjul For For Management 1b Elect Director Daniel S. Glaser For For Management 1c Elect Director H. Edward Hanway For For Management 1d Elect Director Lord Lang For For Management 1e Elect Director Elaine La Roche For For Management 1f Elect Director Steven A. Mills For For Management 1g Elect Director Bruce P. Nolop For For Management 1h Elect Director Marc D. Oken For For Management 1i Elect Director Morton O. Schapiro For For Management 1j Elect Director Adele Simmons For For Management 1k Elect Director Lloyd M. Yates For For Management 1l Elect Director R. David Yost For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MASTERCARD INCORPORATED Ticker: MA Security ID: 57636Q104 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Haythornthwaite For For Management 1b Elect Director Ajay Banga For For Management 1c Elect Director Silvio Barzi For For Management 1d Elect Director David R. Carlucci For For Management 1e Elect Director Steven J. Freiberg For For Management 1f Elect Director Julius Genachowski For For Management 1g Elect Director Merit E. Janow For For Management 1h Elect Director Nancy J. Karch For For Management 1i Elect Director Marc Olivie For For Management 1j Elect Director Rima Qureshi For For Management 1k Elect Director Jose Octavio Reyes For For Management Lagunes 1l Elect Director Jackson P. Tai For For Management 1m Elect Director Edward Suning Tian For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MAXIMUS, INC. Ticker: MMS Security ID: 577933104 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: JAN 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Russell A. Beliveau For For Management 1.2 Elect Director John J. Haley For For Management 1.3 Elect Director Marilyn R. Seymann For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MCDONALD'S CORPORATION Ticker: MCD Security ID: 580135101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b ElectionElect Director Richard H. Lenny For For Management 1c Elect Director Walter E. Massey For For Management 1d Elect Director Cary D. McMillan For For Management 1e Elect Director Sheila A. Penrose For For Management 1f Elect Director John W. Rogers, Jr. For For Management 1g Elect Director Roger W. Stone For For Management 1h Elect Director Miles D. White For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management 5 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MCGRAW HILL FINANCIAL, INC. Ticker: MHFI Security ID: 580645109 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Winfried Bischoff For For Management 1.2 Elect Director William D. Green For For Management 1.3 Elect Director Charles E. Haldeman, Jr. For For Management 1.4 Elect Director Harold McGraw, III For For Management 1.5 Elect Director Robert P. McGraw For For Management 1.6 Elect Director Hilda Ochoa-Brillembourg For For Management 1.7 Elect Director Douglas L. Peterson For For Management 1.8 Elect Director Michael Rake For For Management 1.9 Elect Director Edward B. Rust, Jr. For For Management 1.10 Elect Director Kurt L. Schmoke For For Management 1.11 Elect Director Sidney Taurel For For Management 1.12 Elect Director Richard E. Thornburgh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- MEAD JOHNSON NUTRITION COMPANY Ticker: MJN Security ID: 582839106 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven M. Altschuler For For Management 1b Elect Director Howard B. Bernick For For Management 1c Elect Director Kimberly A. Casiano For For Management 1d Elect Director Anna C. Catalano For For Management 1e Elect Director Celeste A. Clark For For Management 1f Elect Director James M. Cornelius For For Management 1g Elect Director Stephen W. Golsby For For Management 1h Elect Director Michael Grobstein For For Management 1i Elect Director Peter Kasper Jakobsen For For Management 1j Elect Director Peter G. Ratcliffe For For Management 1k Elect Director Elliott Sigal For For Management 1l Elect Director Robert S. Singer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MEDIFAST INC. Ticker: MED Security ID: 58470H101 Meeting Date: SEP 17, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles P. Connolly For For Management 1.2 Elect Director Jason L. Groves For For Management 1.3 Elect Director John P. McDaniel For For Management 1.4 Elect Director Donald F. Reilly For For Management 1.5 Elect Director Carl E. Sassano For For Management 1.6 Elect Director Michael C. MacDonald For For Management 1.7 Elect Director Margaret E. Sheetz For For Management 1.8 Elect Director Harvey C. Barnum For For Management 1.9 Elect Director Jerry D. Reece For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- MEDTRONIC, INC. Ticker: MDT Security ID: 585055106 Meeting Date: AUG 22, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard H. Anderson For For Management 1.2 Elect Director Scott C. Donnelly For For Management 1.3 Elect Director Victor J. Dzau For For Management 1.4 Elect Director Omar Ishrak For For Management 1.5 Elect Director Shirley Ann Jackson For For Management 1.6 Elect Director Michael O. Leavitt For For Management 1.7 Elect Director James T. Lenehan For For Management 1.8 Elect Director Denise M. O'Leary For For Management 1.9 Elect Director Kendall J. Powell For For Management 1.10 Elect Director Robert C. Pozen For For Management 1.11 Elect Director Preetha Reddy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Adopt Majority Voting for Uncontested For For Management Election of Directors 6 Reduce Supermajority Vote Requirement For For Management for Establishing Range For Board Size 7 Reduce Supermajority Vote Requirement For For Management for Removal of Directors 8 Reduce Supermajority Vote Requirement For For Management for Amendment of Articles 9 Rescind Fair Price Provision For For Management -------------------------------------------------------------------------------- MERIDIAN BIOSCIENCE, INC. Ticker: VIVO Security ID: 589584101 Meeting Date: JAN 22, 2014 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Anderson For For Management 1.2 Elect Director John A. Kraeutler For For Management 1.3 Elect Director William J. Motto For For Management 1.4 Elect Director David C. Phillips For For Management 1.5 Elect Director Robert J. Ready For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- METTLER-TOLEDO INTERNATIONAL INC. Ticker: MTD Security ID: 592688105 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Spoerry For For Management 1.2 Elect Director Wah-Hui Chu For For Management 1.3 Elect Director Francis A. Contino For For Management 1.4 Elect Director Olivier A. Filliol For For Management 1.5 Elect Director Michael A. Kelly For For Management 1.6 Elect Director Martin D. Madaus For For Management 1.7 Elect Director Hans Ulrich Maerki For For Management 1.8 Elect Director George M. Milne, Jr. For For Management 1.9 Elect Director Thomas P. Salice For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICHAEL KORS HOLDINGS LIMITED Ticker: KORS Security ID: G60754101 Meeting Date: AUG 01, 2013 Meeting Type: Annual Record Date: JUN 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Michael Kors as a Director For For Management 1b Elect Judy Gibbons as a Director For For Management 1c Elect Lawrence Stroll as a Director For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MICROS SYSTEMS, INC. Ticker: MCRS Security ID: 594901100 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. L. Giannopoulos For For Management 1.2 Elect Director Peter A. Altabef For For Management 1.3 Elect Director Louis M. Brown, Jr. For For Management 1.4 Elect Director B. Gary Dando For For Management 1.5 Elect Director F. Suzanne Jenniches For For Management 1.6 Elect Director John G. Puente For For Management 1.7 Elect Director Dwight S. Taylor For For Management 2 Ratify Auditors For For Management 3 Amend Stock Option Plan For For Management 4 Amend Stock Option Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MICROSOFT CORPORATION Ticker: MSFT Security ID: 594918104 Meeting Date: NOV 19, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Steven A. Ballmer For For Management 2 Elect Director Dina Dublon For For Management 3 Elect Director William H. Gates For For Management 4 Elect Director Maria M. Klawe For For Management 5 Elect Director Stephen J. Luczo For For Management 6 Elect Director David F. Marquardt For For Management 7 Elect Director Charles H. Noski For For Management 8 Elect Director Helmut Panke For For Management 9 Elect Director John W. Thompson For For Management 10 Amend Executive Incentive Bonus Plan For For Management 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Ratify Auditors For For Management -------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Ticker: MNST Security ID: 611740101 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rodney C. Sacks For For Management 1.2 Elect Director Hilton H. Schlosberg For For Management 1.3 Elect Director Mark J. Hall For For Management 1.4 Elect Director Norman C. Epstein For For Management 1.5 Elect Director Benjamin M. Polk For For Management 1.6 Elect Director Sydney Selati For For Management 1.7 Elect Director Harold C. Taber, Jr. For For Management 1.8 Elect Director Mark S. Vidergauz For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Adopt Policy and Report on Board Against For Shareholder Diversity -------------------------------------------------------------------------------- MOODY'S CORPORATION Ticker: MCO Security ID: 615369105 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jorge A. Bermudez For For Management 1.2 Elect Director Kathryn M. Hill For For Management 1.3 Elect Director Leslie F. Seidman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MORNINGSTAR, INC. Ticker: MORN Security ID: 617700109 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joe Mansueto For For Management 1b Elect Director Don Phillips For For Management 1c Elect Director Cheryl Francis For For Management 1d Elect Director Steve Kaplan For For Management 1e Elect Director Gail Landis For For Management 1f Elect Director Bill Lyons For For Management 1g Elect Director Jack Noonan For For Management 1h Elect Director Paul Sturm For For Management 1i Elect Director Hugh Zentmyer For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- MULTIMEDIA GAMES HOLDING COMPANY, INC. Ticker: MGAM Security ID: 625453105 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Greathouse For For Management 1b Elect Director Stephen P. Ives For For Management 1c Elect Director Neil E. Jenkins For For Management 1d Elect Director Michael J. Maples, Sr. For For Management 1e Elect Director Justin A. Orlando For For Management 1f Elect Director Patrick J. Ramsey For For Management 1g Elect Director Robert D. Repass For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- MYLAN INC. Ticker: MYL Security ID: 628530107 Meeting Date: APR 11, 2014 Meeting Type: Annual Record Date: FEB 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Heather Bresch For For Management 1.2 Elect Director Wendy Cameron For For Management 1.3 Elect Director Robert J. Cindrich For For Management 1.4 Elect Director Robert J. Coury For For Management 1.5 Elect Director JoEllen Lyons Dillon For For Management 1.6 Elect Director Neil Dimick For For Management 1.7 Elect Director Melina Higgins For For Management 1.8 Elect Director Douglas J. Leech For For Management 1.9 Elect Director Rajiv Malik For For Management 1.10 Elect Director Joseph C. Maroon For For Management 1.11 Elect Director Mark W. Parrish For For Management 1.12 Elect Director Rodney L. Piatt For For Management 1.13 Elect Director Randall L. 'Pete' For For Management Vanderveen 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- MYRIAD GENETICS, INC. Ticker: MYGN Security ID: 62855J104 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: OCT 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter D. Meldrum For For Management 1.2 Elect Director Heiner Dreismann For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEENAH PAPER, INC. Ticker: NP Security ID: 640079109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy S. Lucas For For Management 1.2 Elect Director Philip C. Moore For For Management 1.3 Elect Director John P. O'Donnell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- NEUSTAR, INC. Ticker: NSR Security ID: 64126X201 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James G. Cullen For For Management 1b Elect Director Joel P. Friedman For For Management 1c Elect Director Mark N. Greene For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Declassify the Board of Directors Against For Shareholder -------------------------------------------------------------------------------- NEWMARKET CORPORATION Ticker: NEU Security ID: 651587107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phyllis L. Cothran For For Management 1.2 Elect Director Mark M. Gambill For For Management 1.3 Elect Director Bruce C. Gottwald For For Management 1.4 Elect Director Thomas E. Gottwald For For Management 1.5 Elect Director Patrick D. Hanley For For Management 1.6 Elect Director James E. Rogers For For Management 1.7 Elect Director Charles B. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NEXSTAR BROADCASTING GROUP, INC. Ticker: NXST Security ID: 65336K103 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director I. Martin Pompadur For For Management 1.2 Elect Director Dennis A. Miller For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- NIC INC. Ticker: EGOV Security ID: 62914B100 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Harry H. Herington For For Management 1.2 Elect Director Art N. Burtscher For For Management 1.3 Elect Director Daniel J. Evans For For Management 1.4 Elect Director Karen S. Evans For For Management 1.5 Elect Director Ross C. Hartley For Withhold Management 1.6 Elect Director C. Brad Henry For For Management 1.7 Elect Director Alexander C. Kemper For For Management 1.8 Elect Director William M. Lyons For For Management 1.9 Elect Director Pete Wilson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- NIKE, INC. Ticker: NKE Security ID: 654106103 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan B. Graf, Jr. For For Management 1.2 Elect Director John C. Lechleiter For For Management 1.3 Elect Director Phyllis M. Wise For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. Berenson For For Management 1.2 Elect Director Michael A. Cawley For For Management 1.3 Elect Director Edward F. Cox For For Management 1.4 Elect Director Charles D. Davidson For For Management 1.5 Elect Director Thomas J. Edelman For For Management 1.6 Elect Director Eric P. Grubman For For Management 1.7 Elect Director Kirby L. Hedrick For For Management 1.8 Elect Director Scott D. Urban For For Management 1.9 Elect Director William T. Van Kleef For For Management 1.10 Elect Director Molly K. Williamson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORDSTROM, INC. Ticker: JWN Security ID: 655664100 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Phyllis J. Campbell For For Management 1b Elect Director Michelle M. Ebanks For For Management 1c Elect Director Enrique Hernandez, Jr. For For Management 1d Elect Director Robert G. Miller For For Management 1e Elect Director Blake W. Nordstrom For For Management 1f Elect Director Erik B. Nordstrom For For Management 1g Elect Director Peter E. Nordstrom For For Management 1h Elect Director Philip G. Satre For For Management 1i Elect Director Brad D. Smith For For Management 1j Elect Director B. Kevin Turner For For Management 1k Elect Director Robert D. Walter For For Management 1l Elect Director Alison A. Winter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHERN OIL AND GAS, INC. Ticker: NOG Security ID: 665531109 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Reger For For Management 1.2 Elect Director Robert Grabb For For Management 1.3 Elect Director Delos Cy Jamison For For Management 1.4 Elect Director Jack King For For Management 1.5 Elect Director Lisa Bromiley For For Management 1.6 Elect Director Richard Weber For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORTHROP GRUMMAN CORPORATION Ticker: NOC Security ID: 666807102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Wesley G. Bush For For Management 1.2 Elect Director Victor H. Fazio For For Management 1.3 Elect Director Donald E. Felsinger For For Management 1.4 Elect Director Bruce S. Gordon For For Management 1.5 Elect Director William H. Hernandez For For Management 1.6 Elect Director Madeleine A. Kleiner For For Management 1.7 Elect Director Karl J. Krapek For For Management 1.8 Elect Director Richard B. Myers For For Management 1.9 Elect Director Gary Roughead For For Management 1.10 Elect Director Thomas M. Schoewe For For Management 1.11 Elect Director Kevin W. Sharer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Ticker: NUS Security ID: 67018T105 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nevin N. Andersen For For Management 1.2 Elect Director Daniel W. Campbell For For Management 1.3 Elect Director M. Truman Hunt For For Management 1.4 Elect Director Andrew D. Lipman For For Management 1.5 Elect Director Steven J. Lund For For Management 1.6 Elect Director Patricia A. Negron For For Management 1.7 Elect Director Neil H. Offen For For Management 1.8 Elect Director Thomas R. Pisano For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- O'REILLY AUTOMOTIVE, INC. Ticker: ORLY Security ID: 67103H107 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David O'Reilly For For Management 1b Elect Director Larry O'Reilly For For Management 1c Elect Director Rosalie O'Reilly Wooten For For Management 1d Elect Director Jay D. Burchfield For For Management 1e Elect Director Thomas T. Hendrickson For For Management 1f Elect Director Paul R. Lederer For For Management 2 Amend Articles of Incorporation of the For Against Management Company's Subsidiary O'Reilly Automotive Stores, Inc. 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- OASIS PETROLEUM INC. Ticker: OAS Security ID: 674215108 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ted Collins, Jr. For For Management 1.2 Elect Director Douglas E. Swanson, Jr. For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- OCEANEERING INTERNATIONAL, INC. Ticker: OII Security ID: 675232102 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director T. Jay Collins For For Management 1.2 Elect Director D. Michael Hughes For For Management 2 Increase Authorized Common Stock For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- OLD DOMINION FREIGHT LINE, INC. Ticker: ODFL Security ID: 679580100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Earl E. Congdon For For Management 1.2 Elect Director David S. Congdon For For Management 1.3 Elect Director J. Paul Breitbach For For Management 1.4 Elect Director John R. Congdon, Jr. For For Management 1.5 Elect Director Robert G. Culp, III For For Management 1.6 Elect Director John D. Kasarda For For Management 1.7 Elect Director Leo H. Suggs For For Management 1.8 Elect Director D. Michael Wray For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- OPENTABLE, INC. Ticker: OPEN Security ID: 68372A104 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. William Gurley For For Management 1.2 Elect Director Daniel Meyer For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ORACLE CORPORATION Ticker: ORCL Security ID: 68389X105 Meeting Date: OCT 31, 2013 Meeting Type: Annual Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey S. Berg For Withhold Management 1.2 Elect Director H. Raymond Bingham For Withhold Management 1.3 Elect Director Michael J. Boskin For Withhold Management 1.4 Elect Director Safra A. Catz For For Management 1.5 Elect Director Bruce R. Chizen For Withhold Management 1.6 Elect Director George H. Conrades For Withhold Management 1.7 Elect Director Lawrence J. Ellison For For Management 1.8 Elect Director Hector Garcia-Molina For Withhold Management 1.9 Elect Director Jeffrey O. Henley For Withhold Management 1.10 Elect Director Mark V. Hurd For For Management 1.11 Elect Director Naomi O. Seligman For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management 5 Establish Human Rights Committee Against Against Shareholder 6 Require Independent Board Chairman Against For Shareholder 7 Provide Vote Counting to Exclude Against Against Shareholder Abstentions 8 Adopt Multiple Performance Metrics Against For Shareholder Under Executive Incentive Plans 9 Require Shareholder Approval of Against For Shareholder Quantifiable Performance Metrics -------------------------------------------------------------------------------- OUTERWALL INC. Ticker: OUTR Security ID: 690070107 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David M. Eskenazy For For Management 1b Elect Director Robert D. Sznewajs For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- OVERSTOCK.COM, INC. Ticker: OSTK Security ID: 690370101 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Allison H. Abraham For For Management 1.2 Elect Director Stormy D. Simon For For Management 1.3 Elect Director Samuel A. Mitchell For For Management 2 Approve Amendment to Certificate of For Against Management Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PACKAGING CORPORATION OF AMERICA Ticker: PKG Security ID: 695156109 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl K. Beebe For For Management 1.2 Elect Director Hasan Jameel For For Management 1.3 Elect Director Mark W. Kowlzan For For Management 1.4 Elect Director Robert C. Lyons For For Management 1.5 Elect Director Thomas P. Maurer For For Management 1.6 Elect Director Samuel M. Mencoff For For Management 1.7 Elect Director Roger B. Porter For For Management 1.8 Elect Director Thomas S. Souleles For For Management 1.9 Elect Director Paul T. Stecko For For Management 1.10 Elect Director James D. Woodrum For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PANERA BREAD COMPANY Ticker: PNRA Security ID: 69840W108 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Fred K. Foulkes For For Management 1.2 Elect Director Ronald M. Shaich For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PAPA JOHN'S INTERNATIONAL, INC. Ticker: PZZA Security ID: 698813102 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John H. Schnatter For For Management 1b Elect Director Mark S. Shapiro For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- PATRICK INDUSTRIES, INC. Ticker: PATK Security ID: 703343103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence D. Brennan For For Management 1.2 Elect Director Joseph M. Cerulli For For Management 1.3 Elect Director Todd M. Cleveland For For Management 1.4 Elect Director John A. Forbes For For Management 1.5 Elect Director Paul E. Hassler For For Management 1.6 Elect Director Michael A. Kitson For For Management 1.7 Elect Director Andy L. Nemeth For For Management 1.8 Elect Director Larry D. Renbarger For For Management 1.9 Elect Director Walter E. Wells For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PAYCHEX, INC. Ticker: PAYX Security ID: 704326107 Meeting Date: OCT 16, 2013 Meeting Type: Annual Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director B. Thomas Golisano For For Management 1b Elect Director Joseph G. Doody For For Management 1c Elect Director David J. S. Flaschen For For Management 1d Elect Director Phillip Horsley For For Management 1e Elect Director Grant M. Inman For For Management 1f Elect Director Pamela A. Joseph For For Management 1g Elect Director Martin Mucci For For Management 1h Elect Director Joseph M. Tucci For For Management 1i Elect Director Joseph M. Velli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PDF SOLUTIONS, INC. Ticker: PDFS Security ID: 693282105 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas Caulfield For For Management 1.2 Elect Director R. Stephen Heinrichs For For Management 1.3 Elect Director Joseph R. Bronson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- PDL BIOPHARMA, INC. Ticker: PDLI Security ID: 69329Y104 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Gryska For For Management 1.2 Elect Director Paul W. Sandman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PEGASYSTEMS INC. Ticker: PEGA Security ID: 705573103 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Gyenes For For Management 1.2 Elect Director Richard H. Jones For For Management 1.3 Elect Director Steven F. Kaplan For For Management 1.4 Elect Director James P. O'Halloran For For Management 1.5 Elect Director Alan Trefler For For Management 1.6 Elect Director Larry Weber For For Management 1.7 Elect Director William W. Wyman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PEPSICO, INC. Ticker: PEP Security ID: 713448108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shona L. Brown For For Management 1b Elect Director George W. Buckley For For Management 1c Elect Director Ian M. Cook For For Management 1d Elect Director Dina Dublon For For Management 1e Elect Director Rona A. Fairhead For For Management 1f Elect Director Ray L. Hunt For For Management 1g Elect Director Alberto Ibarguen For For Management 1h Elect Director Indra K. Nooyi For For Management 1i Elect Director Sharon Percy Rockefeller For For Management 1j Elect Director James J. Schiro For For Management 1k Elect Director Lloyd G. Trotter For For Management 1l Elect Director Daniel Vasella For For Management 1m Elect Director Alberto Weisser For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For For Management 5 Require Shareholder Vote to Approve Against Against Shareholder Political Contributions Policy 6 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- PERFORMANT FINANCIAL CORPORATION Ticker: PFMT Security ID: 71377E105 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon D. Shaver For For Management 1.2 Elect Director William D. Hansen For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- PETSMART, INC. Ticker: PETM Security ID: 716768106 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angel Cabrera For For Management 1b Elect Director Rita V. Foley For For Management 1c Elect Director Rakesh Gangwal For For Management 1d Elect Director Joseph S. Hardin, Jr. For For Management 1e Elect Director Gregory P. Josefowicz For For Management 1f Elect Director David K. Lenhardt For For Management 1g Elect Director Richard K. Lochridge For For Management 1h Elect Director Barbara Munder For For Management 1i Elect Director Elizabeth A. Nickels For For Management 1j Elect Director Thomas G. Stemberg For For Management 11 Ratify Auditors For For Management 12 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PGT, INC. Ticker: PGTI Security ID: 69336V101 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brett N. Milgrim For For Management 1.2 Elect Director Richard D. Feintuch For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PHARMACYCLICS, INC. Ticker: PCYC Security ID: 716933106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert F. Booth For For Management 1.2 Elect Director Kenneth A. Clark For For Management 1.3 Elect Director Robert W. Duggan For For Management 1.4 Elect Director Eric H. Halvorson For For Management 1.5 Elect Director Minesh P. Mehta For For Management 1.6 Elect Director David D. Smith For For Management 1.7 Elect Director Richard A. van den Broek For For Management 2 Approve Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PHILLIPS 66 Ticker: PSX Security ID: 718546104 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William R. Loomis, Jr. For For Management 1b Elect Director Glenn F. Tilton For For Management 1c Elect Director Marna C. Whittington For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- PIER 1 IMPORTS, INC. Ticker: PIR Security ID: 720279108 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Claire H. Babrowski For For Management 1.2 Elect Director Cheryl A. Bachelder For For Management 1.3 Elect Director Hamish A. Dodds For For Management 1.4 Elect Director Brendan L. Hoffman For For Management 1.5 Elect Director Terry E. London For For Management 1.6 Elect Director Cynthia P. McCague For For Management 1.7 Elect Director Michael A. Peel For For Management 1.8 Elect Director Ann M. Sardini For For Management 1.9 Elect Director Alexander W. Smith For For Management 2 Amend Nonqualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PIKE ELECTRIC CORPORATION Ticker: PIKE Security ID: 721283109 Meeting Date: OCT 31, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Eric Pike For For Management 1.2 Elect Director Charles E. Bayless For For Management 1.3 Elect Director James R. Helvey III For For Management 1.4 Elect Director Peter Pace For For Management 1.5 Elect Director Daniel J. Sullivan III For For Management 1.6 Elect Director James L. Turner For For Management 2 Change State of Incorporation [from For For Management Delaware to North Carolina] 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PILGRIM'S PRIDE CORPORATION Ticker: PPC Security ID: 72147K108 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gilberto Tomazoni For Withhold Management 1.2 Elect Director Joesley Mendonca Batista For Withhold Management 1.3 Elect Director Wesley Mendonca Batista For Withhold Management 1.4 Elect Director William W. Lovette For Withhold Management 1.5 Elect Director Marcus Vinicius Pratini For For Management de Moraes 1.6 Elect Director Wallim Cruz De For For Management Vasconcellos Junior 2.1 Elect Director David E. Bell For For Management 2.2 Elect Director Michael L. Cooper For For Management 2.3 Elect Director Charles Macaluso For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Executive Incentive Bonus Plan For Against Management 5 Amend Omnibus Stock Plan For Against Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- PIONEER SOUTHWEST ENERGY PARTNERS L.P. Ticker: PSE Security ID: 72388B106 Meeting Date: DEC 17, 2013 Meeting Type: Special Record Date: OCT 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PLANTRONICS, INC. Ticker: PLT Security ID: 727493108 Meeting Date: AUG 01, 2013 Meeting Type: Annual Record Date: JUN 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marv Tseu For For Management 1.2 Elect Director Ken Kannappan For For Management 1.3 Elect Director Brian Dexheimer For For Management 1.4 Elect Director Robert Hagerty For For Management 1.5 Elect Director Gregg Hammann For For Management 1.6 Elect Director John Hart For For Management 1.7 Elect Director Marshall Mohr For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POLARIS INDUSTRIES INC. Ticker: PII Security ID: 731068102 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin M. Farr For For Management 1.2 Elect Director Gary E. Hendrickson For For Management 1.3 Elect Director R. M. (Mark) Schreck For For Management 1.4 Elect Director William G. Van Dyke For For Management 2 Amend Executive Incentive Bonus Plan For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- POPEYES LOUISIANA KITCHEN, INC. Ticker: PLKI Security ID: 732872106 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Krishnan Anand For For Management 1.2 Elect Director Victor Arias, Jr. For For Management 1.3 Elect Director Cheryl A. Bachelder For For Management 1.4 Elect Director Carolyn Hogan Byrd For For Management 1.5 Elect Director John M. Cranor, III For For Management 1.6 Elect Director R. William Ide, III For For Management 1.7 Elect Director Joel K. Manby For For Management 1.8 Elect Director Martyn R. Redgrave For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PORTFOLIO RECOVERY ASSOCIATES, INC. Ticker: PRAA Security ID: 73640Q105 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Tabakin For For Management 1.2 Elect Director James M. Voss For For Management 1.3 Elect Director Marjorie M. Connelly For For Management 1.4 Elect Director James A. Nussle For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PPG INDUSTRIES, INC. Ticker: PPG Security ID: 693506107 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Hugh Grant For For Management 1.3 Elect Director Michele J. Hooper For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Reduce Supermajority Vote Requirement For For Management in the Articles of Incorporation 4 Ratify Auditors For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- PRAXAIR, INC. Ticker: PX Security ID: 74005P104 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen F. Angel For For Management 1.2 Elect Director Oscar Bernardes For For Management 1.3 Elect Director Nance K. Dicciani For For Management 1.4 Elect Director Edward G. Galante For For Management 1.5 Elect Director Claire W. Gargalli For For Management 1.6 Elect Director Ira D. Hall For For Management 1.7 Elect Director Raymond W. LeBoeuf For For Management 1.8 Elect Director Larry D. McVay For For Management 1.9 Elect Director Denise L. Ramos For For Management 1.10 Elect Director Wayne T. Smith For For Management 1.11 Elect Director Robert L. Wood For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- PRESTIGE BRANDS HOLDINGS, INC. Ticker: PBH Security ID: 74112D101 Meeting Date: JUL 29, 2013 Meeting Type: Annual Record Date: JUN 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew M. Mannelly For For Management 1.2 Elect Director John E. Byom For For Management 1.3 Elect Director Gary E. Costley For For Management 1.4 Elect Director Charles J. Hinkaty For For Management 1.5 Elect Director Carl J. Johnson For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROSPERITY BANCSHARES, INC. Ticker: PB Security ID: 743606105 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William H. Fagan For For Management 1.2 Elect Director William T. Luedke, IV For For Management 1.3 Elect Director Perry Mueller, Jr. For For Management 1.4 Elect Director Harrison Stafford, II For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- PROTO LABS, INC. Ticker: PRLB Security ID: 743713109 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lawrence J. Lukis For For Management 1.2 Elect Director Victoria M. Holt For For Management 1.3 Elect Director Bradley A. Cleveland For For Management 1.4 Elect Director Rainer Gawlick For For Management 1.5 Elect Director John B. Goodman For For Management 1.6 Elect Director Douglas W. Kohrs For For Management 1.7 Elect Director Brian K. Smith For For Management 1.8 Elect Director Sven A. Wehrwein For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QUAKER CHEMICAL CORPORATION Ticker: KWR Security ID: 747316107 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Barry For For Management 1.2 Elect Director Robert E. Chappell For For Management 1.3 Elect Director Robert H. Rock For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- QUALCOMM INCORPORATED Ticker: QCOM Security ID: 747525103 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: JAN 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Barbara T. Alexander For For Management 1b Elect Director Donald G. Cruickshank For For Management 1c Elect Director Raymond V. Dittamore For For Management 1d Elect Director Susan Hockfield For For Management 1e Elect Director Thomas W. Horton For For Management 1f Elect Director Paul E. Jacobs For For Management 1g Elect Director Sherry Lansing For For Management 1h Elect Director Steven M. Mollenkopf For For Management 1i Elect Director Duane A. Nelles For For Management 1j Elect Director Clark T. 'Sandy' Randt, For For Management Jr. 1k Elect Director Francisco Ros For For Management 1l Elect Director Jonathan J. Rubinstein For For Management 1m Elect Director Brent Scowcroft For For Management 1n Elect Director Marc I. Stern For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- QUESTAR CORPORATION Ticker: STR Security ID: 748356102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Teresa Beck For For Management 1b Elect Director R. Don Cash For For Management 1c Elect Director Laurence M. Downes For For Management 1d Elect Director Christopher A. Helms For For Management 1e Elect Director Ronald W. Jibson For For Management 1f Elect Director Rebecca Ranich For For Management 1g Elect Director Harris H. Simmons For For Management 1h Elect Director Bruce A. Williamson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- R. R. DONNELLEY & SONS COMPANY Ticker: RRD Security ID: 257867101 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas J. Quinlan, III For For Management 1.2 Elect Director Susan M. Cameron For For Management 1.3 Elect Director Richard L. Crandall For For Management 1.4 Elect Director Susan M. Gianinno For For Management 1.5 Elect Director Judith H. Hamilton For For Management 1.6 Elect Director Jeffrey M. Katz For For Management 1.7 Elect Director Richard K. Palmer For For Management 1.8 Elect Director John C. Pope For For Management 1.9 Elect Director Michael T. Riordan For For Management 1.10 Elect Director Oliver R. Sockwell For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- RALPH LAUREN CORPORATION Ticker: RL Security ID: 751212101 Meeting Date: AUG 08, 2013 Meeting Type: Annual Record Date: JUN 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank A. Bennack, Jr. For For Management 1.2 Elect Director Joel L. Fleishman For For Management 1.3 Elect Director Hubert Joly For For Management 1.4 Elect Director Steven P. Murphy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alfred G. Gilman For For Management 1.2 Elect Director Joseph L. Goldstein For For Management 1.3 Elect Director Robert A. Ingram For For Management 1.4 Elect Director Christine A. Poon For For Management 1.5 Elect Director P. Roy Vagelos For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Ticker: REGI Security ID: 75972A301 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey Stroburg For For Management 1.2 Elect Director Christopher D. Sorrells For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- REPLIGEN CORPORATION Ticker: RGEN Security ID: 759916109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glenn L. Cooper For For Management 1.2 Elect Director John G. Cox For For Management 1.3 Elect Director Karen A. Dawes For For Management 1.4 Elect Director Alfred L. Goldberg For For Management 1.5 Elect Director Michael A. Griffith For For Management 1.6 Elect Director Walter C. Herlihy For For Management 1.7 Elect Director Thomas F. Ryan, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- RESMED INC. Ticker: RMD Security ID: 761152107 Meeting Date: NOV 14, 2013 Meeting Type: Annual Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carol Burt For For Management 1b Elect Director Richard Sulpizio For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ROBERT HALF INTERNATIONAL INC. Ticker: RHI Security ID: 770323103 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew S. Berwick, Jr. For For Management 1.2 Elect Director Harold M. Messmer, Jr. For For Management 1.3 Elect Director Barbara J. Novogradac For For Management 1.4 Elect Director Robert J. Pace For For Management 1.5 Elect Director Frederick A. Richman For For Management 1.6 Elect Director M. Keith Waddell For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROCK-TENN COMPANY Ticker: RKT Security ID: 772739207 Meeting Date: JAN 31, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenny A. Hourihan For For Management 1.2 Elect Director Steven C. Voorhees For For Management 1.3 Elect Director J. Powell Brown For Withhold Management 1.4 Elect Director Robert M. Chapman For For Management 1.5 Elect Director Terrell K. Crews For For Management 1.6 Elect Director Russell M. Currey For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ROCKWELL AUTOMATION, INC. Ticker: ROK Security ID: 773903109 Meeting Date: FEB 04, 2014 Meeting Type: Annual Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor A1 Elect Director Steven R. Kalmanson For Withhold Management A2 Elect Director James P. Keane For Withhold Management A3 Elect Director Donald R. Parfet For Withhold Management B Ratify Auditors For For Management C Advisory Vote to Ratify Named For For Management Executive Officers' Compensation D Require a Majority Vote for the None For Shareholder Election of Directors -------------------------------------------------------------------------------- ROGERS CORPORATION Ticker: ROG Security ID: 775133101 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Barry For For Management 1.2 Elect Director Bruce D. Hoechner For For Management 1.3 Elect Director Gregory B. Howey For For Management 1.4 Elect Director Carol R. Jensen For For Management 1.5 Elect Director William E. Mitchell For For Management 1.6 Elect Director Ganesh Moorthy For For Management 1.7 Elect Director Robert G. Paul For For Management 1.8 Elect Director Peter C. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- ROSETTA RESOURCES INC. Ticker: ROSE Security ID: 777779307 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James E. Craddock For For Management 1.2 Elect Director Matthew D. Fitzgerald For For Management 1.3 Elect Director Philip L. Frederickson For For Management 1.4 Elect Director Carin S. Knickel For For Management 1.5 Elect Director Holli C. Ladhani For For Management 1.6 Elect Director Donald D. Patteson, Jr. For For Management 1.7 Elect Director Jerry R. Schuyler For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- ROSS STORES, INC. Ticker: ROST Security ID: 778296103 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael Balmuth For For Management 1b Elect Director K. Gunnar Bjorklund For For Management 1c Elect Director Michael J. Bush For For Management 1d Elect Director Norman A. Ferber For For Management 1e Elect Director Sharon D. Garrett For For Management 1f Elect Director George P. Orban For For Management 1g Elect Director Lawrence S. Peiros For For Management 1h Elect Director Gregory L. Quesnel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- RPC, INC. Ticker: RES Security ID: 749660106 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director R. Randall Rollins For Withhold Management 1.2 Elect Director Henry B. Tippie For For Management 1.3 Elect Director James B. Williams For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- RPX CORPORATION Ticker: RPXC Security ID: 74972G103 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Shelby W. Bonnie For For Management 1.2 Elect Director Sanford R. Robertson For For Management 1.3 Elect Director Thomas O. Ryder For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- RUE21, INC. Ticker: RUE Security ID: 781295100 Meeting Date: SEP 19, 2013 Meeting Type: Special Record Date: AUG 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management 3 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- RUTH'S HOSPITALITY GROUP, INC. Ticker: RUTH Security ID: 783332109 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael P. O'Donnell For For Management 1.2 Elect Director Robin P. Selati For For Management 1.3 Elect Director Carla R. Cooper For For Management 1.4 Elect Director Bannus B. Hudson For For Management 1.5 Elect Director Robert S. Merritt For For Management 1.6 Elect Director Alan Vituli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SALIX PHARMACEUTICALS, LTD. Ticker: SLXP Security ID: 795435106 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Chappell For For Management 1.2 Elect Director Thomas W. D'Alonzo For For Management 1.3 Elect Director William P. Keane For For Management 1.4 Elect Director Carolyn J. Logan For For Management 1.5 Elect Director Mark A. Sirgo For For Management 2 Increase Authorized Common Stock For For Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANDERSON FARMS, INC. Ticker: SAFM Security ID: 800013104 Meeting Date: FEB 13, 2014 Meeting Type: Annual Record Date: DEC 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lampkin Butts For For Management 1.2 Elect Director Beverly Hogan For For Management 1.3 Elect Director Phil K. Livingston For For Management 1.4 Elect Director Charles W. Ritter, Jr For For Management 1.5 Elect Director Joe F. Sanderson, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency Three One Year Management Years 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- SANDISK CORPORATION Ticker: SNDK Security ID: 80004C101 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael E. Marks For For Management 1b Elect Director Irwin Federman For For Management 1c Elect Director Steven J. Gomo For For Management 1d Elect Director Eddy W. Hartenstein For For Management 1e Elect Director Chenming Hu For For Management 1f Elect Director Catherine P. Lego For For Management 1g Elect Director Sanjay Mehrotra For For Management 1h Elect Director D. Scott Mercer For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Tony Isaac For For Management 1c Elect Director K. Vaman Kamath For For Management 1d Elect Director Maureen Kempston Darkes For For Management 1e Elect Director Paal Kibsgaard For For Management 1f Elect Director Nikolay Kudryavtsev For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Lubna S. Olayan For For Management 1i Elect Director Leo Rafael Reif For For Management 1j Elect Director Tore I. Sandvold For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SCRIPPS NETWORKS INTERACTIVE, INC. Ticker: SNI Security ID: 811065101 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jarl Mohn For For Management 1.2 Elect Director Nicholas B. Paumgarten For For Management 1.3 Elect Director Jeffrey Sagansky For For Management 1.4 Elect Director Ronald W. Tysoe For For Management -------------------------------------------------------------------------------- SEAGATE TECHNOLOGY PLC Ticker: STX Security ID: G7945M107 Meeting Date: OCT 30, 2013 Meeting Type: Annual Record Date: SEP 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen J. Luczo For For Management 1b Elect Director Frank J. Biondi, Jr. For For Management 1c Elect Director Michael R. Cannon For For Management 1d Elect Director Mei-Wei Cheng For For Management 1e Elect Director William T. Coleman For For Management 1f Elect Director Jay L. Geldmacher For For Management 1g Elect Director Seh-Woong Jeong For For Management 1h Elect Director Lydia M. Marshall For For Management 1i Elect Director Kristen M. Onken For For Management 1j Elect Director Chong Sup Park For For Management 1k Elect Director Gregorio Reyes For For Management 1l Elect Director Edward J. Zander For For Management 2 Amend Executive Officer Performance For For Management Bonus Plan 3 Determine Price Range for Reissuance For For Management of Treasury Shares 4 Authorize the Holding of the 2014 AGM For For Management at a Location Outside Ireland 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6a Amend Articles Re: Removing For For Management Restrictions on Holding AGM Outside the U.S. 6b Amend Articles Re: Clarify For For Management Shareholders' Right to Appoint Multiple Proxies 6c Amend Articles Re: Provide for For For Management Escheatment in Accordance with U.S. Laws 6d Amend Articles Re: Clarify the For For Management Company's Mechanism for Effecting Share Repurchases 7 Approve Ernst & Young as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- SEI INVESTMENTS COMPANY Ticker: SEIC Security ID: 784117103 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Sarah W. Blumenstein For For Management 1b Elect Director Kathryn M. McCarthy For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- SIGMA-ALDRICH CORPORATION Ticker: SIAL Security ID: 826552101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Rebecca M. Bergman For For Management 1b Elect Director George M. Church For For Management 1c Elect Director Michael L. Marberry For For Management 1d Elect Director W. Lee McCollum For For Management 1e Elect Director Avi M. Nash For For Management 1f Elect Director Steven M. Paul For For Management 1g Elect Director J. Pedro Reinhard For For Management 1h Elect Director Rakesh Sachdev For For Management 1i Elect Director D. Dean Spatz For For Management 1j Elect Director Barrett A. Toan For For Management 2 Ratify Auditors For For Management 3 Increase Authorized Common Stock For For Management 4 Authorize New Class of Preferred Stock For For Management 5 Approve Omnibus Stock Plan For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SKYWORKS SOLUTIONS, INC. Ticker: SWKS Security ID: 83088M102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David J. McLachlan For For Management 1.2 Elect Director David J. Aldrich For For Management 1.3 Elect Director Kevin L. Beebe For For Management 1.4 Elect Director Timothy R. Furey For For Management 1.5 Elect Director Balakrishnan S. Iyer For For Management 1.6 Elect Director Christine King For For Management 1.7 Elect Director David P. McGlade For For Management 1.8 Elect Director Robert A. Schriesheim For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SMITH & WESSON HOLDING CORPORATION Ticker: SWHC Security ID: 831756101 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barry M. Monheit For For Management 1.2 Elect Director Robert L. Scott For For Management 1.3 Elect Director Michael F. Golden For For Management 1.4 Elect Director Robert H. Brust For For Management 1.5 Elect Director P. James Debney For For Management 1.6 Elect Director John B. Furman For For Management 1.7 Elect Director Mitchell A. Saltz For For Management 1.8 Elect Director I. Marie Wadecki For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- SNAP-ON INCORPORATED Ticker: SNA Security ID: 833034101 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roxanne J. Decyk For For Management 1.2 Elect Director Nicholas T. Pinchuk For For Management 1.3 Elect Director Gregg M. Sherrill For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOLARWINDS, INC. Ticker: SWI Security ID: 83416B109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Cakebread For For Management 1.2 Elect Director Roger J. Sippl For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director Catherine A. Kehr For For Management 1.3 Elect Director Greg D. Kerley For For Management 1.4 Elect Director Vello A. Kuuskraa For For Management 1.5 Elect Director Kenneth R. Mourton For For Management 1.6 Elect Director Steven L. Mueller For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Alan H. Stevens For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- SPIRIT AIRLINES, INC. Ticker: SAVE Security ID: 848577102 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Ben Baldanza For For Management 1.2 Elect Director Robert L. Fornaro For For Management 1.3 Elect Director H. McIntyre Gardner For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STAMPS.COM INC. Ticker: STMP Security ID: 852857200 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kenneth McBride For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- STANDARD PACIFIC CORP. Ticker: SPF Security ID: 85375C101 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Choate For For Management 1.2 Elect Director Ronald R. Foell For For Management 1.3 Elect Director Douglas C. Jacobs For For Management 1.4 Elect Director David J. Matlin For For Management 1.5 Elect Director John R. Peshkin For For Management 1.6 Elect Director Peter Schoels For For Management 1.7 Elect Director Scott D. Stowell For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For Against Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- STARBUCKS CORPORATION Ticker: SBUX Security ID: 855244109 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Election Of Director Howard Schultz For For Management 1b Election Of Director William W. Bradley For For Management 1c Election Of Director Robert M. Gates For For Management 1d Election Of Director Mellody Hobson For For Management 1e Election Of Director Kevin R. Johnson For For Management 1f Election Of Director Olden Lee For For Management 1g Election Of Director Joshua Cooper Ramo For For Management 1h Election Of Director James G. Shennan, For For Management Jr. 1i Election Of Director Clara Shih For For Management 1j Election Of Director Javier G. Teruel For For Management 1k Election Of Director Myron E. Ullman, For For Management III 1l Election Of Director Craig E. Weatherup For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Prohibit Political Spending Against Against Shareholder 5 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Ticker: SHOO Security ID: 556269108 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward R. Rosenfeld For For Management 1.2 Elect Director Rose Peabody Lynch For For Management 1.3 Elect Director John L. Madden For For Management 1.4 Elect Director Peter Migliorini For For Management 1.5 Elect Director Richard P. Randall For For Management 1.6 Elect Director Ravi Sachdev For For Management 1.7 Elect Director Thomas H. Schwartz For For Management 1.8 Elect Director Robert Smith For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STIFEL FINANCIAL CORP. Ticker: SF Security ID: 860630102 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce A. Beda For For Management 1.2 Elect Director Fredrick O. Hanser For For Management 1.3 Elect Director Ronald J. Kruszewski For For Management 1.4 Elect Director Thomas P. Mulroy For For Management 1.5 Elect Director Thomas W. Weisel For For Management 1.6 Elect Director Kelvin R. Westbrook For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- STURM, RUGER & COMPANY, INC. Ticker: RGR Security ID: 864159108 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. Michael Jacobi For For Management 1.2 Elect Director John A. Cosentino, Jr. For For Management 1.3 Elect Director Amir P. Rosenthal For For Management 1.4 Elect Director Ronald C. Whitaker For For Management 1.5 Elect Director Phillip C. Widman For For Management 1.6 Elect Director Michael O. Fifer For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUN HYDRAULICS CORPORATION Ticker: SNHY Security ID: 866942105 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine L. Koski For For Management 1.2 Elect Director David N. Wormley For For Management 1.3 Elect Director Alexander Schuetz For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SUNTRUST BANKS, INC. Ticker: STI Security ID: 867914103 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Beall, II For For Management 1.2 Elect Director David H. Hughes For For Management 1.3 Elect Director M. Douglas Ivester For For Management 1.4 Elect Director Kyle Prechtl Legg For For Management 1.5 Elect Director William A. Linnenbringer For For Management 1.6 Elect Director Donna S. Morea For For Management 1.7 Elect Director David M. Ratcliffe For For Management 1.8 Elect Director William H. Rogers, Jr. For For Management 1.9 Elect Director Frank P. Scruggs, Jr. For For Management 1.10 Elect Director Thomas R. Watjen For For Management 1.11 Elect Director Phail Wynn, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- SWIFT TRANSPORTATION COMPANY Ticker: SWFT Security ID: 87074U101 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerry Moyes For For Management 1.2 Elect Director Richard H. Dozer For Withhold Management 1.3 Elect Director David VanderPloeg For Withhold Management 1.4 Elect Director Glenn Brown For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Recapitalization Plan for all Against For Shareholder Stock to Have One-vote per Share 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- SYMANTEC CORPORATION Ticker: SYMC Security ID: 871503108 Meeting Date: OCT 22, 2013 Meeting Type: Annual Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen M. Bennett For For Management 1b Elect Director Michael A. Brown For For Management 1c Elect Director Frank E. Dangeard For For Management 1d Elect Director Geraldine B. Laybourne For For Management 1e Elect Director David L. Mahoney For For Management 1f Elect Director Robert S. Miller For For Management 1g Elect Director Anita M. Sands For For Management 1h Elect Director Daniel H. Schulman For For Management 1i Elect Director V. Paul Unruh For For Management 1j Elect Director Suzanne M. Vautrinot For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Amend Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- SYNCHRONOSS TECHNOLOGIES, INC. Ticker: SNCR Security ID: 87157B103 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Thomas J. Hopkins For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNERGY RESOURCES CORPORATION Ticker: SYRG Security ID: 87164P103 Meeting Date: AUG 20, 2013 Meeting Type: Annual Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Holloway For Withhold Management 1.2 Elect Director William E. Scaff, Jr. For Withhold Management 1.3 Elect Director Rick A. Wilber For Withhold Management 1.4 Elect Director Raymond E. McElhaney For Withhold Management 1.5 Elect Director Bill M. Conrad For Withhold Management 1.6 Elect Director George Seward For For Management 1.7 Elect Director R.W. 'Bud' Noffsinger, For Withhold Management III 2 Amend Quorum Requirements For Against Management 3 Amend Stock Option Plan For For Management 4 Approve Stock Award to George Seward For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- SYNERGY RESOURCES CORPORATION Ticker: SYRG Security ID: 87164P103 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward Holloway For Withhold Management 1.2 Elect Director William E. Scaff, Jr. For Withhold Management 1.3 Elect Director Rick A. Wilber For For Management 1.4 Elect Director Raymond E. McElhaney For For Management 1.5 Elect Director Bill M. Conrad For For Management 1.6 Elect Director George Seward For For Management 1.7 Elect Director R.W. 'Bud' Noffsinger, For For Management III 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- SYNTEL, INC. Ticker: SYNT Security ID: 87162H103 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paritosh K. Choksi For For Management 1.2 Elect Director Bharat Desai For For Management 1.3 Elect Director Thomas Doke For For Management 1.4 Elect Director Rajesh Mashruwala For For Management 1.5 Elect Director George R. Mrkonic, Jr. For For Management 1.6 Elect Director Prashant Ranade For For Management 1.7 Elect Director Neerja Sethi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- T. ROWE PRICE GROUP, INC. Ticker: TROW Security ID: 74144T108 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark S. Bartlett For For Management 1b Elect Director Edward C. Bernard For For Management 1c Elect Director Mary K. Bush For For Management 1d Elect Director Donald B. Hebb, Jr. For For Management 1e Elect Director Freeman A. Hrabowski, For For Management III 1f Elect Director James A.C. Kennedy For For Management 1g Elect Director Robert F. MacLellan For For Management 1h Elect Director Brian C. Rogers For For Management 1i Elect Director Olympia J. Snowe For For Management 1j Elect Director Alfred Sommer For For Management 1k Elect Director Dwight S. Taylor For For Management 1l Elect Director Anne Marie Whittemore For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TASER INTERNATIONAL, INC. Ticker: TASR Security ID: 87651B104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick W. Smith For For Management 1.2 Elect Director Mark W. Kroll For For Management 1.3 Elect Director Judy Martz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TAYLOR MORRISON HOME CORPORATION Ticker: TMHC Security ID: 87724P106 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sheryl D. Palmer For Withhold Management 1.2 Elect Director Timothy R. Eller For For Management 1.3 Elect Director Jason Keller For Withhold Management 1.4 Elect Director Peter Lane For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- TEAM HEALTH HOLDINGS, INC. Ticker: TMH Security ID: 87817A107 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Greg Roth For For Management 1.2 Elect Director James L. Bierman For For Management 1.3 Elect Director Mary R. Grealy For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TEAM, INC. Ticker: TISI Security ID: 878155100 Meeting Date: SEP 26, 2013 Meeting Type: Annual Record Date: AUG 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emmett J. Lescroart For For Management 1.2 Elect Director Sidney B. Williams For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- THE BABCOCK & WILCOX COMPANY Ticker: BWC Security ID: 05615F102 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director E. James Ferland For For Management 1.2 Elect Director Brian K. Ferraioli For For Management 1.3 Elect Director Robert L. Nardelli For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE BOEING COMPANY Ticker: BA Security ID: 097023105 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David L. Calhoun For For Management 1b Elect Director Arthur D. Collins, Jr. For For Management 1c Elect Director Linda Z. Cook For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Edmund P. Giambastiani, For For Management Jr. 1f Elect Director Lawrence W. Kellner For For Management 1g Elect Director Edward M. Liddy For For Management 1h Elect Director W. James McNerney, Jr. For For Management 1i Elect Director Susan C. Schwab For For Management 1j Elect Director Ronald A. Williams For For Management 1k Elect Director Mike S. Zafirovski For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Provide Right to Act by Written Consent Against For Shareholder 7 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE BOSTON BEER COMPANY, INC. Ticker: SAM Security ID: 100557107 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David A. Burwick For For Management 1.2 Elect Director Pearson C. Cummin, III For For Management 1.3 Elect Director Jeanne-Michel Valette For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE BUCKLE, INC. Ticker: BKE Security ID: 118440106 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel J. Hirschfeld For For Management 1.2 Elect Director Dennis H. Nelson For For Management 1.3 Elect Director Karen B. Rhoads For For Management 1.4 Elect Director James E. Shada For For Management 1.5 Elect Director Robert E. Campbell For For Management 1.6 Elect Director Bill L. Fairfield For For Management 1.7 Elect Director Bruce L. Hoberman For For Management 1.8 Elect Director John P. Peetz, III For For Management 1.9 Elect Director Michael E. Huss For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE COOPER COMPANIES, INC. Ticker: COO Security ID: 216648402 Meeting Date: MAR 17, 2014 Meeting Type: Annual Record Date: JAN 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Thomas Bender For For Management 1.2 Elect Director Michael H. Kalkstein For For Management 1.3 Elect Director Jody S. Lindell For For Management 1.4 Elect Director Gary S. Petersmeyer For For Management 1.5 Elect Director Steven Rosenberg For For Management 1.6 Elect Director Allan E. Rubenstein For For Management 1.7 Elect Director Robert S. Weiss For For Management 1.8 Elect Director Stanley Zinberg For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE ESTEE LAUDER COMPANIES INC. Ticker: EL Security ID: 518439104 Meeting Date: NOV 12, 2013 Meeting Type: Annual Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Aerin Lauder For For Management 1.2 Elect Director William P. Lauder For Withhold Management 1.3 Elect Director Richard D. Parsons For Withhold Management 1.4 Elect Director Lynn Forester de For For Management Rothschild 1.5 Elect Director Richard F. Zannino For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Executive Incentive Bonus Plan For Against Management 5 Adopt and Implement Sustainable Palm Against Against Shareholder Oil Policy -------------------------------------------------------------------------------- THE FRESH MARKET, INC. Ticker: TFM Security ID: 35804H106 Meeting Date: JUN 03, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Craig Carlock For For Management 1.2 Elect Director Richard Noll For For Management 1.3 Elect Director Michael Tucci For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE GAP, INC. Ticker: GPS Security ID: 364760108 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Domenico De Sole For For Management 1b Elect Director Robert J. Fisher For Against Management 1c Elect Director William S. Fisher For For Management 1d Elect Director Isabella D. Goren For For Management 1e Elect Director Bob L. Martin For For Management 1f Elect Director Jorge P. Montoya For For Management 1g Elect Director Glenn K. Murphy For For Management 1h Elect Director Mayo A. Shattuck, III For For Management 1i Elect Director Katherine Tsang For For Management 1j Elect Director Padmasree Warrior For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Ticker: GT Security ID: 382550101 Meeting Date: APR 14, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William J. Conaty For For Management 1b Elect Director James A. Firestone For For Management 1c Elect Director Werner Geissler For For Management 1d Elect Director Peter S. Hellman For For Management 1e Elect Director Richard J. Kramer For For Management 1f Elect Director W. Alan McCollough For For Management 1g Elect Director John E. McGlade For For Management 1h Elect Director Michael J. Morell For For Management 1i Elect Director Roderick A. Palmore For For Management 1j Elect Director Stephanie A. Streeter For For Management 1k Elect Director Thomas H. Weidemeyer For For Management 1l Elect Director Michael R. Wessel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- THE HERSHEY COMPANY Ticker: HSY Security ID: 427866108 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pamela M. Arway For For Management 1.2 Elect Director John P. Bilbrey For For Management 1.3 Elect Director Robert F. Cavanaugh For For Management 1.4 Elect Director Charles A. Davis For For Management 1.5 Elect Director Mary Kay Haben For For Management 1.6 Elect Director Robert M. Malcolm For For Management 1.7 Elect Director James M. Mead For For Management 1.8 Elect Director James E. Nevels For For Management 1.9 Elect Director Anthony J. Palmer For For Management 1.10 Elect Director Thomas J. Ridge For For Management 1.11 Elect Director David L. Shedlarz For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE HOME DEPOT, INC. Ticker: HD Security ID: 437076102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director F. Duane Ackerman For For Management 1b Elect Director Francis S. Blake For For Management 1c Elect Director Ari Bousbib For For Management 1d Elect Director Gregory D. Brenneman For For Management 1e Elect Director J. Frank Brown For For Management 1f Elect Director Albert P. Carey For For Management 1g Elect Director Armando Codina For For Management 1h Elect Director Helena B. Foulkes For For Management 1i Elect Director Wayne M. Hewett For For Management 1j Elect Director Karen L. Katen For For Management 1k Elect Director Mark Vadon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Prepare Employment Diversity Report Against For Shareholder -------------------------------------------------------------------------------- THE KROGER CO. Ticker: KR Security ID: 501044101 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Reuben V. Anderson For For Management 1b Elect Director Robert D. Beyer For For Management 1c Elect Director David B. Dillon For For Management 1d Elect Director Susan J. Kropf For For Management 1e Elect Director David B. Lewis For For Management 1f Elect Director W. Rodney McMullen For For Management 1g Elect Director Jorge P. Montoya For For Management 1h Elect Director Clyde R. Moore For For Management 1i Elect Director Susan M. Phillips For For Management 1j Elect Director Steven R. Rogel For For Management 1k Elect Director James A. Runde For For Management 1l Elect Director Ronald L. Sargent For For Management 1m Elect Director Bobby S. Shackouls For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management 5 Report on Human Rights Risk Assessment Against For Shareholder Process 6 Report on Extended Producer Against Against Shareholder Responsibility Policy Position and Assess Alternatives -------------------------------------------------------------------------------- THE MIDDLEBY CORPORATION Ticker: MIDD Security ID: 596278101 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Selim A. Bassoul For For Management 1.2 Elect Director Sarah Palisi Chapin For For Management 1.3 Elect Director Robert B. Lamb For For Management 1.4 Elect Director John R. Miller, III For For Management 1.5 Elect Director Gordon O'Brien For For Management 1.6 Elect Director Philip G. Putnam For For Management 1.7 Elect Director Sabin C. Streeter For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Increase Authorized Common Stock For Against Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE PNC FINANCIAL SERVICES GROUP, INC. Ticker: PNC Security ID: 693475105 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: JAN 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard O. Berndt For For Management 1.2 Elect Director Charles E. Bunch For For Management 1.3 Elect Director Paul W. Chellgren For For Management 1.4 Elect Director William S. Demchak For For Management 1.5 Elect Director Andrew T. Feldstein For For Management 1.6 Elect Director Kay Coles James For For Management 1.7 Elect Director Richard B. Kelson For For Management 1.8 Elect Director Anthony A. Massaro For For Management 1.9 Elect Director Jane G. Pepper For For Management 1.10 Elect Director Donald J. Shepard For For Management 1.11 Elect Director Lorene K. Steffes For For Management 1.12 Elect Director Dennis F. Strigl For For Management 1.13 Elect Director Thomas J. Usher For For Management 1.14 Elect Director George H. Walls, Jr. For For Management 1.15 Elect Director Helge H. Wehmeier For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Climate Change Financing Risk Against For Shareholder -------------------------------------------------------------------------------- THE PRICELINE GROUP INC. Ticker: PCLN Security ID: 741503403 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy M. Armstrong For For Management 1.2 Elect Director Howard W. Barker, Jr. For For Management 1.3 Elect Director Jeffery H. Boyd For For Management 1.4 Elect Director Jan L. Docter For For Management 1.5 Elect Director Jeffrey E. Epstein For For Management 1.6 Elect Director James M. Guyette For For Management 1.7 Elect Director Darren R. Huston For For Management 1.8 Elect Director Nancy B. Peretsman For For Management 1.9 Elect Director Thomas E. Rothman For For Management 1.10 Elect Director Craig W. Rydin For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent Against For Shareholder -------------------------------------------------------------------------------- THE PROCTER & GAMBLE COMPANY Ticker: PG Security ID: 742718109 Meeting Date: OCT 08, 2013 Meeting Type: Annual Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Angela F. Braly For For Management 1b Elect Director Kenneth I. Chenault For For Management 1c Elect Director Scott D. Cook For For Management 1d Elect Director Susan Desmond-Hellmann For For Management 1e Elect Director A.G. Lafley For For Management 1f Elect Director Terry J. Lundgren For For Management 1g Elect Director W. James McNerney, Jr. For For Management 1h Elect Director Margaret C. Whitman For For Management 1i Elect Director Mary Agnes Wilderotter For For Management 1j Elect Director Patricia A. Woertz For For Management 1k Elect Director Ernesto Zedillo For For Management 2 Ratify Auditors For For Management 3 Reduce Supermajority Vote Requirement For For Management 4 Approve Non-Employee Director Omnibus For For Management Stock Plan 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE RYLAND GROUP, INC. Ticker: RYL Security ID: 783764103 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: FEB 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William L. Jews For For Management 1.2 Elect Director Ned Mansour For For Management 1.3 Elect Director Robert E. Mellor For For Management 1.4 Elect Director Norman J. Metcalfe For For Management 1.5 Elect Director Larry T. Nicholson For For Management 1.6 Elect Director Charlotte St. Martin For For Management 1.7 Elect Director Thomas W. Toomey For For Management 1.8 Elect Director Robert G. van For For Management Schoonenberg 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- THE TJX COMPANIES, INC. Ticker: TJX Security ID: 872540109 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Zein Abdalla For For Management 1.2 Elect Director Jose B. Alvarez For For Management 1.3 Elect Director Alan M. Bennett For For Management 1.4 Elect Director Bernard Cammarata For For Management 1.5 Elect Director David T. Ching For For Management 1.6 Elect Director Michael F. Hines For For Management 1.7 Elect Director Amy B. Lane For For Management 1.8 Elect Director Carol Meyrowitz For For Management 1.9 Elect Director John F. O'Brien For For Management 1.10 Elect Director Willow B. Shire For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TORO COMPANY Ticker: TTC Security ID: 891092108 Meeting Date: MAR 18, 2014 Meeting Type: Annual Record Date: JAN 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey M. Ettinger For For Management 1.2 Elect Director Katherine J. Harless For For Management 1.3 Elect Director Michael J. Hoffman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE TRAVELERS COMPANIES, INC. Ticker: TRV Security ID: 89417E109 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alan L. Beller For For Management 1b Elect Director John H. Dasburg For For Management 1c Elect Director Janet M. Dolan For For Management 1d Elect Director Kenneth M. Duberstein For For Management 1e Elect Director Jay S. Fishman For For Management 1f Elect Director Patricia L. Higgins For For Management 1g Elect Director Thomas R. Hodgson For For Management 1h Elect Director William J. Kane For For Management 1i Elect Director Cleve L. Killingsworth, For For Management Jr. 1j Elect Director Philip T. (Pete) For For Management Ruegger, III 1k Elect Director Donald J. Shepard For For Management 1l Elect Director Laurie J. Thomsen For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Ticker: DIS Security ID: 254687106 Meeting Date: MAR 18, 2014 Meeting Type: Annual Record Date: JAN 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan E. Arnold For For Management 1b Elect Director John S. Chen For For Management 1c Elect Director Jack Dorsey For For Management 1d Elect Director Robert A. Iger For For Management 1e Elect Director Fred H. Langhammer For For Management 1f Elect Director Aylwin B. Lewis For For Management 1g Elect Director Monica C. Lozano For For Management 1h Elect Director Robert W. Matschullat For For Management 1i Elect Director Sheryl K. Sandberg For For Management 1j Elect Director Orin C. Smith For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management 5 Adopt Proxy Access Right Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- THIRD POINT REINSURANCE LTD. Ticker: TPRE Security ID: G8827U100 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven E. Fass For For Management 1.2 Elect Director Mary R. Hennessy For For Management 1.3 Elect Director Neil McConachie For For Management 1.4 Elect Director Gary D. Walters For For Management 1.5 Elect Director Mark Parkin For For Management 1.6 Elect Director Rafe de la Gueronniere For For Management 2 Elect Directors Christopher L. For Against Management Collins, Mary R. Hennessy, John R. Berger, Steven E. Fass, Joshua L. Targoff, William L. Spiegel, Mark Parkin, Rafe de la Gueronniere, Neil McConachie, Gary D. Walters 3 Approve Ernst & Young Ltd as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- TIME WARNER CABLE INC. Ticker: TWC Security ID: 88732J207 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Carole Black For For Management 1b Elect Director Glenn A. Britt For For Management 1c Elect Director Thomas H. Castro For For Management 1d Elect Director David C. Chang For For Management 1e Elect Director James E. Copeland, Jr. For For Management 1f Elect Director Peter R. Haje For Against Management 1g Elect Director Donna A. James For For Management 1h Elect Director Don Logan For For Management 1i Elect Director Robert D. Marcus For For Management 1j Elect Director N.J. Nicholas, Jr. For For Management 1k Elect Director Wayne H. Pace For For Management 1l Elect Director Edward D. Shirley For For Management 1m Elect Director John E. Sununu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- TOWERS WATSON & CO. Ticker: TW Security ID: 891894107 Meeting Date: NOV 15, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Victor F. Ganzi For For Management 1b Elect Director John J. Haley For For Management 1c Elect Director Leslie S. Heisz For For Management 1d Elect Director Brendan R. O'Neill For For Management 1e Elect Director Linda D. Rabbitt For For Management 1f Elect Director Gilbert T. Ray For For Management 1g Elect Director Paul Thomas For For Management 1h Elect Director Wilhelm Zeller For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRACTOR SUPPLY COMPANY Ticker: TSCO Security ID: 892356106 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia T. Jamison For For Management 1.2 Elect Director Johnston C. Adams For For Management 1.3 Elect Director Peter D. Bewley For For Management 1.4 Elect Director Jack C. Bingleman For For Management 1.5 Elect Director Richard W. Frost For For Management 1.6 Elect Director George MacKenzie For For Management 1.7 Elect Director Edna K. Morris For For Management 1.8 Elect Director Gregory A. Sandfort For For Management 1.9 Elect Director Mark J. Weikel For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRIANGLE CAPITAL CORPORATION Ticker: TCAP Security ID: 895848109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garland S. Tucker, III For For Management 1.2 Elect Director E. Ashton Poole For For Management 1.3 Elect Director Brent P.W. Burgess For For Management 1.4 Elect Director Steven C. Lilly For For Management 1.5 Elect Director W. McComb Dunwoody For For Management 1.6 Elect Director Mark M. Gambill For For Management 1.7 Elect Director Benjamin S. Goldstein For For Management 1.8 Elect Director Simon B. Rich, Jr. For For Management 1.9 Elect Director Sherwood H. Smith, Jr. For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TRINITY INDUSTRIES, INC. Ticker: TRN Security ID: 896522109 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John L. Adams For For Management 1.2 Elect Director Rhys J. Best For For Management 1.3 Elect Director David W. Biegler For For Management 1.4 Elect Director Leldon E. Echols For For Management 1.5 Elect Director Ronald J. Gafford For For Management 1.6 Elect Director Adrian Lajous For For Management 1.7 Elect Director Charles W. Matthews For For Management 1.8 Elect Director Douglas L. Rock For For Management 1.9 Elect Director Dunia A. Shive For For Management 1.10 Elect Director Timothy R. Wallace For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TRW AUTOMOTIVE HOLDINGS CORP. Ticker: TRW Security ID: 87264S106 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Francois J. Castaing For For Management 1.2 Elect Director Michael R. Gambrell For For Management 1.3 Elect Director David W. Meline For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- TUPPERWARE BRANDS CORPORATION Ticker: TUP Security ID: 899896104 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Catherine A. Bertini For For Management 1.2 Elect Director Susan M. Cameron For For Management 1.3 Elect Director Kriss Cloninger, III For For Management 1.4 Elect Director E. V. Goings For For Management 1.5 Elect Director Joe R. Lee For For Management 1.6 Elect Director Angel R. Martinez For For Management 1.7 Elect Director Antonio Monteiro de For For Management Castro 1.8 Elect Director Robert J. Murray For For Management 1.9 Elect Director David R. Parker For For Management 1.10 Elect Director Joyce M. Roche For For Management 1.11 Elect Director M. Anne Szostak For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- TYLER TECHNOLOGIES, INC. Ticker: TYL Security ID: 902252105 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald R. Brattain For For Management 1.2 Elect Director Glenn A. Carter For For Management 1.3 Elect Director Brenda A. Cline For For Management 1.4 Elect Director J. Luther King, Jr. For For Management 1.5 Elect Director John S. Marr, Jr. For For Management 1.6 Elect Director Dustin R. Womble For For Management 1.7 Elect Director John M. Yeaman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- TYSON FOODS, INC. Ticker: TSN Security ID: 902494103 Meeting Date: JAN 31, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John Tyson For For Management 1b Elect Director Kathleen M. Bader For For Management 1c Elect Director Gaurdie E. Banister, Jr. For For Management 1d Elect Director Jim Kever For For Management 1e Elect Director Kevin M. McNamara For For Management 1f Elect Director Brad T. Sauer For For Management 1g Elect Director Robert Thurber For For Management 1h Elect Director Barbara A. Tyson For For Management 1i Elect Director Albert C. Zapanta For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on the Risks Associated with Against For Shareholder Use of Gestation Crates in Supply -------------------------------------------------------------------------------- U.S. BANCORP Ticker: USB Security ID: 902973304 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas M. Baker, Jr. For For Management 1b Elect Director Y. Marc Belton For For Management 1c Elect Director Victoria Buyniski For For Management Gluckman 1d Elect Director Arthur D. Collins, Jr. For For Management 1e Elect Director Richard K. Davis For For Management 1f Elect Director Roland A. Hernandez For For Management 1g Elect Director Doreen Woo Ho For For Management 1h Elect Director Joel W. Johnson For For Management 1i Elect Director Olivia F. Kirtley For For Management 1j Elect Director Jerry W. Levin For For Management 1k Elect Director David B. O'Maley For For Management 1l Elect Director O'dell M. Owens For For Management 1m Elect Director Craig D. Schnuck For For Management 1n Elect Director Patrick T. Stokes For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- U.S. SILICA HOLDINGS, INC. Ticker: SLCA Security ID: 90346E103 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Avramovich For For Management 1.2 Elect Director Peter Bernard For For Management 1.3 Elect Director William J. Kacal For For Management 1.4 Elect Director Charles Shaver For For Management 1.5 Elect Director Bryan A. Shinn For For Management 1.6 Elect Director J. Michael Stice For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- UBIQUITI NETWORKS, INC. Ticker: UBNT Security ID: 90347A100 Meeting Date: DEC 13, 2013 Meeting Type: Annual Record Date: OCT 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Ronald A. Sege For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- ULTA SALON, COSMETICS & FRAGRANCE, INC. Ticker: ULTA Security ID: 90384S303 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary N. Dillon For For Management 1.2 Elect Director Dennis K. Eck For For Management 1.3 Elect Director Charles J. Philippin For For Management 1.4 Elect Director Vanessa A. Wittman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNDER ARMOUR, INC. Ticker: UA Security ID: 904311107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: FEB 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin A. Plank For For Management 1.2 Elect Director Byron K. Adams, Jr. For For Management 1.3 Elect Director Douglas E. Coltharp For For Management 1.4 Elect Director Anthony W. Deering For For Management 1.5 Elect Director A.B. Krongard For For Management 1.6 Elect Director William R. McDermott For For Management 1.7 Elect Director Eric T. Olson For For Management 1.8 Elect Director Harvey L. Sanders For For Management 1.9 Elect Director Thomas J. Sippel For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Ticker: UNP Security ID: 907818108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew H. Card, Jr. For For Management 1.2 Elect Director Erroll B. Davis, Jr. For For Management 1.3 Elect Director David B. Dillon For For Management 1.4 Elect Director Judith Richards Hope For For Management 1.5 Elect Director John J. Koraleski For For Management 1.6 Elect Director Charles C. Krulak For For Management 1.7 Elect Director Michael R. McCarthy For For Management 1.8 Elect Director Michael W. McConnell For For Management 1.9 Elect Director Thomas F. McLarty, III For For Management 1.10 Elect Director Steven R. Rogel For For Management 1.11 Elect Director Jose H. Villarreal For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Stock Retention/Holding Period Against For Shareholder -------------------------------------------------------------------------------- UNITED RENTALS, INC. Ticker: URI Security ID: 911363109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jenne K. Britell For For Management 1.2 Elect Director Jose B. Alvarez For For Management 1.3 Elect Director Bobby J. Griffin For For Management 1.4 Elect Director Michael J. Kneeland For For Management 1.5 Elect Director Pierre E. Leroy For For Management 1.6 Elect Director Singleton B. McAllister For For Management 1.7 Elect Director Brian D. McAuley For For Management 1.8 Elect Director John S. McKinney For For Management 1.9 Elect Director James H. Ozanne For For Management 1.10 Elect Director Jason D. Papastavrou For For Management 1.11 Elect Director Filippo Passerini For For Management 1.12 Elect Director Donald C. Roof For For Management 1.13 Elect Director Keith Wimbush For For Management 2 Approve Executive Incentive Bonus Plan For For Management 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Auditors For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Ticker: UNH Security ID: 91324P102 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director Edson Bueno For For Management 1c Elect Director Richard T. Burke For For Management 1d Elect Directo Robert J. Darretta For For Management 1e Elect Director Stephen J. Hemsley For For Management 1f Elect Director Michele J. Hooper For For Management 1g Elect Director Rodger A. Lawson For For Management 1h Elect Director Douglas W. Leatherdale For For Management 1i Elect Director Glenn M. Renwick For For Management 1j Elect Director Kenneth I. Shine For For Management 1k Elect Director Gail R. Wilensky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Provide for Cumulative Voting Against For Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- UNIVERSAL DISPLAY CORPORATION Ticker: OLED Security ID: 91347P105 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steven V. Abramson For Against Management 1b Elect Director Leonard Becker For For Management 1c Elect Director Richard C. Elias For For Management 1d Elect Director Elizabeth H. Gemmill For For Management 1e Elect Director C. Keith Hartley For For Management 1f Elect Director Lawrence Lacerte For For Management 1g Elect Director Sidney D. Rosenblatt For Against Management 1h Elect Director Sherwin I. Seligsohn For Against Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- UNIVERSAL INSURANCE HOLDINGS, INC. Ticker: UVE Security ID: 91359V107 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott P. Callahan For Withhold Management 1.2 Elect Director Sean P. Downes For For Management 1.3 Elect Director Darryl L. Lewis For For Management 1.4 Elect Director Ralph J. Palmieri For For Management 1.5 Elect Director Richard D. Peterson For For Management 1.6 Elect Director Michael A. Pietrangelo For For Management 1.7 Elect Director Ozzie A. Schindler For For Management 1.8 Elect Director Jon W. Springer For For Management 1.9 Elect Director Joel M. Wilentz For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- URBAN OUTFITTERS, INC. Ticker: URBN Security ID: 917047102 Meeting Date: MAY 27, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward N. Antoian For For Management 1.2 Elect Director Scott A. Belair For Against Management 1.3 Elect Director Margaret A. Hayne For Against Management 1.4 Elect Director Joel S. Lawson, III For For Management 1.5 Elect Director Robert H. Strouse For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Policy and Report on Board Against For Shareholder Diversity 5 Report on Human Rights Risk Assessment Against For Shareholder Process 6 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- US ECOLOGY, INC. Ticker: ECOL Security ID: 91732J102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Victor J. Barnhart For For Management 1.2 Elect Director Joe F. Colvin For For Management 1.3 Elect Director Jeffrey R. Feeler For For Management 1.4 Elect Director Daniel Fox For For Management 1.5 Elect Director Stephen A. Romano For Against Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- USANA HEALTH SCIENCES, INC. Ticker: USNA Security ID: 90328M107 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert Anciaux For For Management 1.2 Elect Director Gilbert A. Fuller For For Management 1.3 Elect Director Jerry G. McClain For For Management 1.4 Elect Director Ronald S. Poelman For Withhold Management 1.5 Elect Director Myron W. Wentz For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VALMONT INDUSTRIES, INC. Ticker: VMI Security ID: 920253101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mogens C. Bay For For Management 1.2 Elect Director Walter Scott, Jr. For For Management 1.3 Elect Director Clark T. Randt, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VARIAN MEDICAL SYSTEMS, INC. Ticker: VAR Security ID: 92220P105 Meeting Date: FEB 20, 2014 Meeting Type: Annual Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Susan L. Bostrom For For Management 1.2 Elect Director Regina E. Dugan For For Management 1.3 Elect Director Venkatraman Thyagarajan For For Management 1.4 Elect Director Dow R. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management 5 Declassify the Board of Directors For For Management 6 Eliminate Cumulative Voting For For Management -------------------------------------------------------------------------------- VERA BRADLEY, INC. Ticker: VRA Security ID: 92335C106 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Karen Kaplan For For Management 1.2 Elect Director John E. Kyees For For Management 1.3 Elect Director Matthew McEvoy For For Management 1.4 Elect Director Robert Wallstrom For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VIRTUS INVESTMENT PARTNERS, INC. Ticker: VRTS Security ID: 92828Q109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George R. Aylward For For Management 1.2 Elect Director Edward M. Swan, Jr. For For Management 1.3 Elect Director Mark C. Treanor For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- VIRTUSA CORPORATION Ticker: VRTU Security ID: 92827P102 Meeting Date: SEP 05, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kris Canekeratne For For Management 1.2 Elect Director Ronald T. Maheu For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VISA INC. Ticker: V Security ID: 92826C839 Meeting Date: JAN 29, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mary B. Cranston For For Management 1b Elect Director Francisco Javier For For Management Fernandez-Carbajal 1c Elect Director Alfred F. Kelly, Jr. For For Management 1d Elect Director Robert W. Matschullat For For Management 1e Elect Director Cathy E. Minehan For For Management 1f Elect Director Suzanne Nora Johnson For For Management 1g Elect Director David J. Pang For For Management 1h Elect Director Charles W. Scharf For For Management 1i Elect Director William S. Shanahan For For Management 1j Elect Director John A. C. Swainson For For Management 1k Elect Director Maynard G. Webb, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- VISTEON CORPORATION Ticker: VC Security ID: 92839U206 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Duncan H. Cocroft For For Management 1b Elect Director Jeffrey D. Jones For For Management 1c Elect Director Timothy D. Leuliette For For Management 1d Elect Director Robert J. Manzo For For Management 1e Elect Director Francis M. Scricco For For Management 1f Elect Director David L. Treadwell For For Management 1g Elect Director Harry J. Wilson For For Management 1h Elect Director Kam Ho George Yuen For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VITAMIN SHOPPE, INC. Ticker: VSI Security ID: 92849E101 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director B. Michael Becker For For Management 1.2 Elect Director Catherine E. Buggeln For For Management 1.3 Elect Director Deborah M. Derby For Against Management 1.4 Elect Director John H. Edmondson For For Management 1.5 Elect Director David H. Edwab For For Management 1.6 Elect Director Richard L. Markee For For Management 1.7 Elect Director Richard L. Perkal For For Management 1.8 Elect Director Beth M. Pritchard For For Management 1.9 Elect Director Katherine Savitt For For Management 1.10 Elect Director Anthony N. Truesdale For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- W.W. GRAINGER, INC. Ticker: GWW Security ID: 384802104 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian P. Anderson For For Management 1.2 Elect Director V. Ann Hailey For For Management 1.3 Elect Director William K. Hall For For Management 1.4 Elect Director Stuart L. Levenick For For Management 1.5 Elect Director Neil S. Novich For For Management 1.6 Elect Director Michael J. Roberts For For Management 1.7 Elect Director Gary L. Rogers For For Management 1.8 Elect Director James T. Ryan For For Management 1.9 Elect Director E. Scott Santi For For Management 1.10 Elect Director James D. Slavik For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WABASH NATIONAL CORPORATION Ticker: WNC Security ID: 929566107 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Richard J. Giromini For For Management 2 Elect Director Martin C. Jischke For For Management 3 Elect Director James D. Kelly For For Management 4 Elect Director John E. Kunz For For Management 5 Elect Director Larry J. Magee For For Management 6 Elect Director Ann D. Murtlow For For Management 7 Elect Director Scott K. Sorensen For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Ratify Auditors For For Management -------------------------------------------------------------------------------- WABCO HOLDINGS INC. Ticker: WBC Security ID: 92927K102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director G. Peter D'Aloia For For Management 1.2 Elect Director Juergen W. Gromer For For Management 1.3 Elect Director Mary L. Petrovich For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Ticker: WDR Security ID: 930059100 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sharilyn S. Gasaway For For Management 1.2 Elect Director Alan W. Kosloff For For Management 1.3 Elect Director Jerry W. Walton For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Executive Incentive Bonus Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- WAGEWORKS, INC. Ticker: WAGE Security ID: 930427109 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Larson For For Management 1.2 Elect Director Mariann Byerwalter For For Management 1.3 Elect Director Edward C. Nafus For For Management 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- WAL-MART STORES, INC. Ticker: WMT Security ID: 931142103 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Aida M. Alvarez For For Management 1b Elect Director James I. Cash, Jr. For For Management 1c Elect Director Roger C. Corbett For For Management 1d Elect Director Pamela J. Craig For For Management 1e Elect Director Douglas N. Daft For For Management 1f Elect Director Michael T. Duke For Against Management 1g Elect Director Timothy P. Flynn For For Management 1h Elect Director Marissa A. Mayer For For Management 1i Elect Director C. Douglas McMillon For For Management 1j Elect Director Gregory B. Penner For For Management 1k Elect Director Steven S Reinemund For For Management 1l Elect Director Jim C. Walton For For Management 1m Elect Director S. Robson Walton For Against Management 1n Elect Director Linda S. Wolf For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder 5 Disclosure of Recoupment Activity from Against For Shareholder Senior Officers 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- WALTER INVESTMENT MANAGEMENT CORP. Ticker: WAC Security ID: 93317W102 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William J. Meurer For For Management 1.2 Elect Director James L. Pappas For For Management 1.3 Elect Director Michael T. Tokarz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WARREN RESOURCES, INC. Ticker: WRES Security ID: 93564A100 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chet Borgida For For Management 1.2 Elect Director Marcus C. Rowland For For Management 2 Increase Authorized Common Stock For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Other Business For Against Management -------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Ticker: WBS Security ID: 947890109 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Becker For For Management 1.2 Elect Director John J. Crawford For For Management 1.3 Elect Director Robert A. Finkenzeller For For Management 1.4 Elect Director C. Michael Jacobi For For Management 1.5 Elect Director Laurence C. Morse For For Management 1.6 Elect Director Karen R. Osar For For Management 1.7 Elect Director Mark Pettie For For Management 1.8 Elect Director Charles W. Shivery For For Management 1.9 Elect Director James C. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WELLS FARGO & COMPANY Ticker: WFC Security ID: 949746101 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John D. Baker, II For For Management 1b Elect Director Elaine L. Chao For For Management 1c Elect Director John S. Chen For For Management 1d Elect Director Lloyd H. Dean For For Management 1e Elect Director Susan E. Engel For For Management 1f Elect Director Enrique Hernandez, Jr. For For Management 1g Elect Director Donald M. James For For Management 1h Elect Director Cynthia H. Milligan For For Management 1i Elect Director Federico F. Pena For For Management 1j Elect Director James H. Quigley For For Management 1k Elect Director Judith M. Runstad For For Management 1l Elect Director Stephen W. Sanger For For Management 1m Elect Director John G. Stumpf For For Management 1n Elect Director Susan G. Swenson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Review Fair Housing and Fair Lending Against For Shareholder Compliance -------------------------------------------------------------------------------- WESCO AIRCRAFT HOLDINGS, INC. Ticker: WAIR Security ID: 950814103 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: DEC 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adam J. Palmer For Withhold Management 1.2 Elect Director Norton A. Schwartz For Withhold Management 1.3 Elect Director Randy J. Snyder For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For Against Management -------------------------------------------------------------------------------- WESTERN DIGITAL CORPORATION Ticker: WDC Security ID: 958102105 Meeting Date: NOV 14, 2013 Meeting Type: Annual Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen A. Cote For For Management 1b Elect Director Henry T. DeNero For For Management 1c Elect Director William L. Kimsey For For Management 1d Elect Director Michael D. Lambert For For Management 1e Elect Director Len J. Lauer For For Management 1f Elect Director Matthew E. Massengill For For Management 1g Elect Director Stephen D. Milligan For For Management 1h Elect Director Roger H. Moore For For Management 1i Elect Director Thomas E. Pardun For For Management 1j Elect Director Arif Shakeel For For Management 1k Elect Director Akio Yamamoto For For Management 1l Elect Director Masahiro Yamamura For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WESTERN REFINING, INC. Ticker: WNR Security ID: 959319104 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2.1 Elect Director Carin Marcy Barth For For Management 2.2 Elect Director Paul L. Foster For For Management 2.3 Elect Director L. Frederick Francis For Withhold Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION Ticker: WAB Security ID: 929740108 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Emilio A. Fernandez For For Management 1.2 Elect Director Lee B. Foster, II For For Management 1.3 Elect Director Gary C. Valade For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WESTLAKE CHEMICAL CORPORATION Ticker: WLK Security ID: 960413102 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorothy C. Jenkins For Withhold Management 1.2 Elect Director Max L. Lukens For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 4 Increase Authorized Common Stock For For Management 5 Ratify Auditors For For Management -------------------------------------------------------------------------------- WEX INC. Ticker: WEX Security ID: 96208T104 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael E. Dubyak For For Management 1.2 Elect Director Eric Duprat For For Management 1.3 Elect Director Ronald T. Maheu For For Management 1.4 Elect Director Rowland T. Moriarty For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WHITING PETROLEUM CORPORATION Ticker: WLL Security ID: 966387102 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director D. Sherwin Artus For For Management 1.2 Elect Director Philip E. Doty For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WILLIAMS-SONOMA, INC. Ticker: WSM Security ID: 969904101 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura J. Alber For For Management 1.2 Elect Director Adrian D.P. Bellamy For For Management 1.3 Elect Director Rose Marie Bravo For For Management 1.4 Elect Director Patrick J. Connolly For For Management 1.5 Elect Director Adrian T. Dillon For For Management 1.6 Elect Director Anthony A. Greener For For Management 1.7 Elect Director Ted W. Hall For For Management 1.8 Elect Director Michael R. Lynch For For Management 1.9 Elect Director Lorraine Twohill For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Ticker: WGO Security ID: 974637100 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert M. Chiusano For For Management 1.2 Elect Director Jerry N. Currie For For Management 1.3 Elect Director Lawrence A. Erickson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- WISDOMTREE INVESTMENTS, INC. Ticker: WETF Security ID: 97717P104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director R. Jarrett Lilien For For Management 1b Elect Director Frank Salerno For For Management 1c Elect Director Jonathan L. Steinberg For For Management 2 Ratify Auditors For For Management 3 Approve Executive Incentive Bonus Plan For For Management -------------------------------------------------------------------------------- WORLD ACCEPTANCE CORPORATION Ticker: WRLD Security ID: 981419104 Meeting Date: AUG 29, 2013 Meeting Type: Annual Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director A. Alexander McLean, III For For Management 1.2 Elect Director James R. Gilreath For For Management 1.3 Elect Director William S. Hummers, III For Withhold Management 1.4 Elect Director Charles D. Way For Withhold Management 1.5 Elect Director Ken R. Bramlett, Jr. For Withhold Management 1.6 Elect Director Scott J. Vassalluzzo For Withhold Management 1.7 Elect Director Darrell E. Whitaker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WORLD FUEL SERVICES CORPORATION Ticker: INT Security ID: 981475106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Kasbar For For Management 1.2 Elect Director Paul H. Stebbins For For Management 1.3 Elect Director Ken Bakshi For For Management 1.4 Elect Director Richard A. Kassar For For Management 1.5 Elect Director Myles Klein For For Management 1.6 Elect Director John L. Manley For For Management 1.7 Elect Director J. Thomas Presby For For Management 1.8 Elect Director Stephen K. Roddenberry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- WORTHINGTON INDUSTRIES, INC. Ticker: WOR Security ID: 981811102 Meeting Date: SEP 26, 2013 Meeting Type: Annual Record Date: AUG 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kerrii B. Anderson For Against Management 1b Elect Director John P. McConnell For For Management 1c Elect Director Mary Schiavo For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Omnibus Stock Plan For Against Management 5 Amend Executive Incentive Bonus Plan For For Management 6 Ratify Auditors For For Management -------------------------------------------------------------------------------- ZUMIEZ INC. Ticker: ZUMZ Security ID: 989817101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas D. Campion For For Management 1b Elect Director Sarah (Sally) G. McCoy For For Management 1c Elect Director Ernest R. Johnson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For For Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify Auditors For For Management =================== Cohen & Steers Global Realty Majors ETF ==================== ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joel S. Marcus For For Management 1.2 Elect Director Richard B. Jennings For For Management 1.3 Elect Director John L. Atkins, III For For Management 1.4 Elect Director Maria C. Freire For For Management 1.5 Elect Director Steven R. Hash For For Management 1.6 Elect Director Richard H. Klein For For Management 1.7 Elect Director James H. Richardson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN CAMPUS COMMUNITIES, INC. Ticker: ACC Security ID: 024835100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Bayless Jr. For For Management 1b Elect Director R.D. Burck For For Management 1c Elect Director G. Steven Dawson For For Management 1d Elect Director Cydney C. Donnell For For Management 1e Elect Director Dennis G. Lopez For For Management 1f Elect Director Edward Lowenthal For For Management 1g Elect Director Oliver Luck For For Management 1h Elect Director C. Patrick Oles, Jr. For For Management 1i Elect Director Winston W. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Reappoint KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-linked Securities With or Without Preemptive Rights -------------------------------------------------------------------------------- AVALONBAY COMMUNITIES, INC. Ticker: AVB Security ID: 053484101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Glyn F. Aeppel For For Management 1.2 Elect Director Alan B. Buckelew For For Management 1.3 Elect Director Bruce A. Choate For For Management 1.4 Elect Director John J. Healy, Jr. For For Management 1.5 Elect Director Timothy J. Naughton For For Management 1.6 Elect Director Lance R. Primis For For Management 1.7 Elect Director Peter S. Rummell For For Management 1.8 Elect Director H. Jay Sarles For For Management 1.9 Elect Director W. Edward Walter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Require Independent Board Chairman Against Against Shareholder -------------------------------------------------------------------------------- BOARDWALK REAL ESTATE INVESTMENT TRUST Ticker: BEI.UN Security ID: 096631106 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Trustees at Not More For For Management Than Seven 2.1 Elect Trustee James R. Dewald For For Management 2.2 Elect Trustee Gary Goodman For For Management 2.3 Elect Trustee Arthur L. Havener, Jr. For For Management 2.4 Elect Trustee Sam Kolias For For Management 2.5 Elect Trustee Samantha Kolias For For Management 2.6 Elect Trustee Al W. Mawani For For Management 2.7 Elect Trustee Andrea M. Stephen For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Trustees to Fix Their Remuneration 4 Allow Electronic Distribution of For For Management Company Communications 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BOSTON PROPERTIES, INC. Ticker: BXP Security ID: 101121101 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carol B. Einiger For For Management 1.2 Elect Director Jacob A. Frenkel For For Management 1.3 Elect Director Joel I. Klein For For Management 1.4 Elect Director Douglas T. Linde For For Management 1.5 Elect Director Matthew J. Lustig For For Management 1.6 Elect Director Alan J. Patricof For For Management 1.7 Elect Director Ivan G. Seidenberg For For Management 1.8 Elect Director Owen D. Thomas For For Management 1.9 Elect Director Martin Turchin For For Management 1.10 Elect Director David A. Twardock For For Management 1.11 Elect Director Mortimer B. Zuckerman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Require Independent Board Chairman Against Against Shareholder 5 Adopt Proxy Access Right Against For Shareholder 6 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES S.A. Ticker: BRML3 Security ID: P1908S102 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Board Size and Elect Directors For For Management 4 Approve Remuneration of Company's For For Management Management 5 Amend Article 5 to Reflect Changes in For For Management Capital 6 Amend Articles 20, 23, and 24 For For Management -------------------------------------------------------------------------------- BR MALLS PARTICIPACOES S.A. Ticker: BRML3 Security ID: P1908S102 Meeting Date: MAY 30, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Reflect Changes in For For Management Capital 2 Amend Articles 20, 23, and 24 For For Management -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Campo For For Management 1.2 Elect Director Scott S. Ingraham For For Management 1.3 Elect Director Lewis A. Levey For For Management 1.4 Elect Director William B. McGuire, Jr. For For Management 1.5 Elect Director William F. Paulsen For For Management 1.6 Elect Director D. Keith Oden For For Management 1.7 Elect Director F. Gardner Parker For For Management 1.8 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.9 Elect Director Steven A. Webster For For Management 1.10 Elect Director Kelvin R. Westbrook For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CAPITALAND LIMITED Ticker: C31 Security ID: Y10923103 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect John Powell Morschel as Director For For Management 5a Elect James Koh Cher Siang as Director For For Management 5b Elect Simon Claude Israel as Director For For Management 6 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Elect Philip Nalliah Pillai as Director For For Management 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 9 Approve Issuance of Shares and Grant For For Management of Awards Pursuant to CapitaLand Performance Share Plan 2010 and CapitaLand Restricted Share Plan 2010 -------------------------------------------------------------------------------- CAPITALAND LIMITED Ticker: C31 Security ID: Y10923103 Meeting Date: APR 25, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CAPITAMALL TRUST LTD Ticker: C38U Security ID: Y1100L160 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Report of the Trustee, Statement For For Management by the Manager, Audited Financial Statements and Auditors' Report 2 Reappoint KPMG LLP as Auditors and For For Management Authorize Manager to Fix Their Remuneration 3 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 4 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- CASTELLUM AB Ticker: CAST Security ID: W2084X107 Meeting Date: MAR 20, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Prepare and Approve List of For For Management Shareholders 3 Approve Agenda of Meeting For For Management 4 Designate Inspector(s) of Minutes of For For Management Meeting 5 Acknowledge Proper Convening of Meeting For For Management 6a Receive Financial Statements and None None Management Statutory Reports 6b Receive Auditor's Report on None None Management Application of Guidelines for Remuneration for Executive Management 7 Accept Financial Statements and For For Management Statutory Reports 8 Approve Allocation of Income and For For Management Dividends of SEK 4.25 Per Share 9 Approve Discharge of Board and For For Management President 10 Receive Election Committee's Report on None None Management Activities and Statement Concerning the Proposal Regarding the Board of Directors 11 Determine Number of Members (7) and For For Management Deputy Members (0) of Board; Determine Number of Auditors (2) and Deputy Auditors (1) 12 Approve Remuneration of Directors in For For Management the Amount of SEK 585,000 for Chairman, and SEK 275,000 for Other Directors; Approve Remuneration for Committee Work 13 Reelect Charlotte Stromberg (Chair), For For Management Per Berggren, Marianne Alexandersson, Christer Jacobson, Jan-Ake Jonsson, And Johan Skoglund as Directors; Elect Nina Linander as New Director 14 Appoint Magnus Fredmer (Ernst & Young) For For Management And Hans Waren (Deliotte) as Auditors and Fredrik Walmeus (Deloitte) as Deputy Auditor 15 Authorize Chairman of Board and For For Management Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee 16 Approve Remuneration Policy And Other For For Management Terms of Employment For Executive Management 17 Authorize Share Repurchase Program and For For Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- CHINA OVERSEAS LAND & INVESTMENT LTD. Ticker: 00688 Security ID: Y15004107 Meeting Date: MAY 26, 2014 Meeting Type: Annual Record Date: MAY 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Chen Yi as Director For Against Management 3b Elect Luo Liang as Director For Against Management 3c Elect Nip Yun Wing as Director For Against Management 3d Elect Zheng Xuexuan as Director For Against Management 3e Elect Lam Kwong Siu as Director For For Management 4 Authorize Board to Fix Remuneration of For For Management Directors 5 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Adopt New Articles of Association For For Management -------------------------------------------------------------------------------- CHINA RESOURCES LAND LTD. Ticker: 01109 Security ID: G2108Y105 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: JUN 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Wu Xiangdong as Director For For Management 3b Elect Tang Yong as Director For For Management 3c Elect Du Wenmin as Director For Against Management 3d Elect Wang Shi as Director For Against Management 3e Elect Ho Hin Ngai, Bosco as Director For For Management 3f Elect Wan Kam To, Peter as Director For Against Management 3g Elect Ma Weihua as Director For For Management 3h Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CITY DEVELOPMENTS LTD. Ticker: C09 Security ID: V23130111 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees and Audit & For For Management Risk Committee Fees 4a Elect Kwek Leng Joo as Director For For Management 4b Elect Kwek Leng Peck as Director For For Management 5a Elect Kwek Leng Beng as Director For For Management 5b Elect Foo See Juan as Director For For Management 5c Elect Tang See Chim as Director For For Management 6 Reappoint KPMG LLP Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 8 Authorize Share Repurchase Program For For Management 9 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- CORIO NV Ticker: CORA Security ID: N2273C104 Meeting Date: APR 17, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Discuss Remuneration Policy 2013 None None Management 4 Adopt Financial Statements For For Management 5a Approve Dividends of EUR 2.13 Per Share For For Management 5b Approve Offering Optional Dividend in For For Management Stock 6 Approve Discharge of Management Board For For Management 7 Approve Discharge of Supervisory Board For For Management 8 Reelect B.A. van der Klift to For For Management Management Board 9 Ratify PricewaterhouseCoopers as For For Management Auditors 10 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Approve Cancellation of Repurchased For For Management Shares 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- DERWENT LONDON PLC Ticker: DLN Security ID: G27300105 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect Robert Rayne as Director For For Management 6 Re-elect John Burns as Director For For Management 7 Re-elect Simon Silver as Director For For Management 8 Re-elect Damian Wisniewski as Director For For Management 9 Re-elect Nigel George as Director For For Management 10 Re-elect David Silverman as Director For For Management 11 Re-elect Paul Williams as Director For For Management 12 Re-elect Stuart Corbyn as Director For For Management 13 Re-elect Robert Farnes as Director For For Management 14 Re-elect June de Moller as Director For For Management 15 Re-elect Stephen Young as Director For For Management 16 Re-elect Simon Fraser as Director For For Management 17 Elect Richard Dakin as Director For For Management 18 Appoint PricewaterhouseCoopers LLP as For For Management Auditors 19 Authorise Board to Fix Remuneration of For For Management Auditors 20 Approve Performance Share Plan For For Management 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- DEUTSCHE EUROSHOP AG Ticker: DEQ Security ID: D1854M102 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 1.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify BDO AG as Auditors for Fiscal For For Management 2014 6a Elect Thomas Armbrust to the For Against Management Supervisory Board 6b Elect Beate Bell to the Supervisory For Against Management Board 6c Elect Manuela Better to the For For Management Supervisory Board -------------------------------------------------------------------------------- DEUTSCHE WOHNEN AG Ticker: DWNI Security ID: D2046U176 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Up to 128.8 Million New Shares For For Management in Connection with Acquisition of GSW Immobilien AG 2 Issue Up to 6.6 Million New Shares in For For Management Connection with Acquisition of GSW Immobilien AG -------------------------------------------------------------------------------- DEUTSCHE WOHNEN AG Ticker: DWNI Security ID: D2046U176 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.34 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal 2014 6 Elect Claus Wisser to the Supervisory For For Management Board 7 Approve Remuneration System for For Against Management Management Board Members 8 Approve Creation of EUR 85 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 950 Million; Approve Creation of EUR 50 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreement with For For Management Subsidiary GSW Immobilien AG; Approve Creation of EUR 15 Million Pool of Capital Reserved for Cash Compensation for Settlement of GSW Immobilien AG Shares Held by Minority Shareholders 11 Approve Affiliation Agreement with For For Management Subsidiary Deutsche Wohnen Management GmbH 12 Approve Affiliation Agreement with For For Management Subsidiary Deutsche Wohnen Immobilien Management GmbH 13 Approve Affiliation Agreements with For For Management Subsidiary Deutsche Wohnen Constructions and Facilities GmbH 14 Authorize Share Repurchase Program and For For Management Reissuance or Cancellation of Repurchased Shares 15 Approve Conversion of Registered For For Management Shares into Bearer Shares 16 Approve Stock Option Plan for Key For For Management Employees; Approve Creation of EUR 12. 9 Million Pool of Conditional Capital to Guarantee Conversion Rights -------------------------------------------------------------------------------- DEXUS PROPERTY GROUP Ticker: DXS Security ID: Q3190P100 Meeting Date: OCT 29, 2013 Meeting Type: Annual Record Date: OCT 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Elect Craig Mitchell as Director For For Management 3.1 Approve the Grant of Performance For For Management Rights to Darren Steinberg, Chief Executive Officer and Executive Director of the Company 3.2 Approve the Grant of Performance For For Management Rights to Craig Mitchell, Chief Financial Officer and Executive Director of the Company -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Dennis E. Singleton For For Management 1B Elect Director Laurence A. Chapman For For Management 1C Elect Director Kathleen Earley For For Management 1D Elect Director Ruann F. Ernst For For Management 1E Elect Director Kevin J. Kennedy For For Management 1F Elect Director William G. LaPerch For For Management 1G Elect Director Robert H. Zerbst For For Management 2 Ratify Auditors For For Management 3 Approve Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DOUGLAS EMMETT, INC. Ticker: DEI Security ID: 25960P109 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dan A. Emmett For For Management 1.2 Elect Director Jordan L. Kaplan For For Management 1.3 Elect Director Kenneth M. Panzer For For Management 1.4 Elect Director Christopher H. Anderson For For Management 1.5 Elect Director Leslie E. Bider For For Management 1.6 Elect Director David T. Feinberg For For Management 1.7 Elect Director Thomas E. O'Hern For For Management 1.8 Elect Director William E. Simon, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DUNDEE REAL ESTATE INVESTMENT TRUST Ticker: D.UN Security ID: 265270207 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Detlef Bierbaum For For Management 1.2 Elect Trustee Donald Charter For For Management 1.3 Elect Trustee Michael J. Cooper For For Management 1.4 Elect Trustee Peter Crossgrove For For Management 1.5 Elect Trustee Joanne Ferstman For For Management 1.6 Elect Trustee Robert Goodall For For Management 1.7 Elect Trustee Duncan Jackman For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Trustees to Fix Their Remuneration -------------------------------------------------------------------------------- EQUITY RESIDENTIAL Ticker: EQR Security ID: 29476L107 Meeting Date: JUN 12, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John W. Alexander For For Management 1.2 Elect Director Charles L. Atwood For For Management 1.3 Elect Director Linda Walker Bynoe For For Management 1.4 Elect Director Mary Kay Haben For For Management 1.5 Elect Director Bradley A. Keywell For For Management 1.6 Elect Director John E. Neal For For Management 1.7 Elect Director David J. Neithercut For For Management 1.8 Elect Director Mark S. Shapiro For For Management 1.9 Elect Director Gerald A. Spector For For Management 1.10 Elect Director B. Joseph White For For Management 1.11 Elect Director Samuel Zell For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAR 28, 2014 Meeting Type: Special Record Date: JAN 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with For For Management Acquisition 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David W. Brady For For Management 1.2 Elect Director Keith R. Guericke For For Management 1.3 Elect Director Irving F. Lyons, III For For Management 1.4 Elect Director George M. Marcus For For Management 1.5 Elect Director Gary P. Martin For For Management 1.6 Elect Director Issie N. Rabinovitch For For Management 1.7 Elect Director Thomas E. Randlett For For Management 1.8 Elect Director Thomas E. Robinson For For Management 1.9 Elect Director Michael J. Schall For For Management 1.10 Elect Director Byron A. Scordelis For For Management 1.11 Elect Director Janice L. Sears For For Management 1.12 Elect Director Thomas P. Sullivan For For Management 1.13 Elect Director Claude J. Zinngrabe, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FEDERAL REALTY INVESTMENT TRUST Ticker: FRT Security ID: 313747206 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jon E. Bortz For For Management 1.2 Elect Director David W. Faeder For For Management 1.3 Elect Director Kristin Gamble For For Management 1.4 Elect Director Gail P. Steinel For For Management 1.5 Elect Director Warren M. Thompson For For Management 1.6 Elect Director Joseph S. Vassalluzzo For For Management 1.7 Elect Director Donald C. Wood For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GECINA Ticker: GFC Security ID: F4268U171 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Transfer of Revaluation Gains For For Management to Corresponding Reserves Account 4 Approve Allocation of Income and For For Management Dividends of EUR 4.60 per Share 5 Approve Severance Payment Agreement For Against Management with Philippe Depoux, CEO 6 Advisory Vote on Compensation of For Against Management Bernard Michel, Chairman and CEO up to June 3, 2013 7 Advisory Vote on Compensation of For For Management Bernard Michel, Chairman as of June 3, 2013 8 Advisory Vote on Compensation of For Against Management Philippe Depoux, CEO as of June 3, 2013 9 Ratify Appointment of Eduardo Paraja For Against Management Quiros as Director 10 Ratify Appointment of Sylvia Fonseca For For Management as Director 11 Reelect Bernard Michel as Director For Against Management 12 Reelect Jacques-Yves Nicol as Director For For Management 13 Reelect Eduardo Paraja Quiros as For Against Management Director 14 Elect Meka Brunel as Director For Against Management 15 Revoke Victoria Soler Lujan as Director For For Management 16 Revoke Vicente Fons Carrion as Director For For Management 17 Elect Anthony Myers as Director For Against Management 18 Elect Claude Gendron as Director For Against Management 19 Authorize Repurchase of Up to 10 For Against Management Percent of Issued Share Capital 20 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- GENERAL GROWTH PROPERTIES, INC. Ticker: GGP Security ID: 370023103 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard B. Clark For Against Management 1b Elect Director Mary Lou Fiala For For Management 1c Elect Director J. Bruce Flatt For For Management 1d Elect Director John K. Haley For For Management 1e Elect Director Daniel B. Hurwitz For For Management 1f Elect Director Brian W. Kingston For For Management 1g Elect Director Sandeep Mathrani For For Management 1h Elect Director David J. Neithercut For For Management 1i Elect Director Mark R. Patterson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- GLOBAL LOGISTIC PROPERTIES LTD. Ticker: MC0 Security ID: Y27187106 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Elect Jeffrey H. Schwartz as Director For For Management 4 Elect Steven Lim Kok Hoong as Director For For Management 5 Elect Dipak Chand Jain as Director For For Management 6 Elect Wei Benhua as Director For For Management 7 Elect Lim Swe Guan as Director For For Management 8 Elect Paul Cheng Ming Fun as Director For For Management 9 Elect Yoichiro Furuse as Director For For Management 10 Approve Directors' Fees For For Management 11 Reappoint KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 12 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 13 Approve Grant of Awards and Issuance For Against Management of Shares under the GLP Performance Share Plan and GLP Restricted Share Plan 14 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- GLOBAL LOGISTIC PROPERTIES LTD. Ticker: MC0 Security ID: Y27187106 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Issuance of Shares For For Management -------------------------------------------------------------------------------- GOODMAN GROUP Ticker: GMG Security ID: Q4229W132 Meeting Date: NOV 22, 2013 Meeting Type: Annual/Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports of Goodman Logistics (HK) Limited 2 Appoint KPMG as Auditor of Goodman For For Management Logistics (HK) Limited 3 Elect Phillip Pryke as Director For For Management 4 Elect Philip Pearce as Director For For Management 5 Elect Danny Peeters as Director For For Management 6 Elect Anthony Rozic as Director For For Management 7 Approve the Remuneration Report For For Management 8 Approve the Grant of 947,368 For For Management Performance Rights to Gregory Goodman, Executive Director of the Company 9 Approve the Grant of 394,737 For For Management Performance Rights to Philip Pearce, Executive Director of the Company 10 Approve the Grant of 421,053 For For Management Performance Rights to Danny Peeters, Executive Director of the Company 11 Approve the Grant of 421,053 For For Management Performance Rights to Anthony Rozic, Executive Director of the Company 12 Approve the Amendments to the Goodman For For Management Industrial Trust Constitution -------------------------------------------------------------------------------- GPT GROUP Ticker: GPT Security ID: Q4252X155 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Gene Tilbrook as Director For For Management 2 Approve the Remuneration Report For For Management 3 Approve the Amendment of the GPT Group For For Management Stapled Securities Rights Plan 4 Approve the Grant of Performance For For Management Rights (Deferred Short Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company 5 Approve the Grant of Performance For For Management Rights (Long Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company 6 Approve the Amendments to the Trust For For Management Constitution -------------------------------------------------------------------------------- GREAT PORTLAND ESTATES PLC Ticker: GPOR Security ID: G40712179 Meeting Date: JUL 04, 2013 Meeting Type: Annual Record Date: JUL 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Re-elect Toby Courtauld as Director For For Management 5 Re-elect Nick Sanderson as Director For For Management 6 Re-elect Neil Thompson as Director For For Management 7 Re-elect Martin Scicluna as Director For For Management 8 Re-elect Charles Irby as Director For For Management 9 Re-elect Jonathan Nicholls as Director For For Management 10 Re-elect Jonathan Short as Director For For Management 11 Elect Elizabeth Holden as Director For For Management 12 Reappoint Deloitte LLP as Auditors For For Management 13 Authorise Board to Fix Remuneration of For For Management Auditors 14 Authorise Issue of Equity with For For Management Pre-emptive Rights 15 Authorise Issue of Equity without For For Management Pre-emptive Rights 16 Authorise Market Purchase of Ordinary For For Management Shares 17 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- HAMMERSON PLC Ticker: HMSO Security ID: G4273Q107 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Approve Final Dividend For For Management 5 Re-elect David Atkins as Director For For Management 6 Re-elect Gwyn Burr as Director For For Management 7 Re-elect Peter Cole as Director For For Management 8 Re-elect Timon Drakesmith as Director For For Management 9 Re-elect Terry Duddy as Director For For Management 10 Re-elect Jacques Espinasse as Director For For Management 11 Re-elect Judy Gibbons as Director For For Management 12 Re-elect Jean-Philippe Mouton as For For Management Director 13 Re-elect David Tyler as Director For For Management 14 Re-elect Anthony Watson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- HANG LUNG PROPERTIES LTD. Ticker: 00101 Security ID: Y30166105 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Nelson Wai Leung Yuen as Director For For Management 3b Elect Hon Kwan Cheng as Director For For Management 3c Elect Laura Lok Yee Chen as Director For Against Management 3d Elect Pak Wai Liu as Director For For Management 3e Approve Remuneration of Directors For For Management 4 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Articles of Association and For For Management Amend Memorandum of Association of the Company -------------------------------------------------------------------------------- HCP, INC. Ticker: HCP Security ID: 40414L109 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Brian G. Cartwright For For Management 1b Elect Director Christine N. Garvey For For Management 1c Elect Director David B. Henry For For Management 1d Elect Director Lauralee E. Martin For For Management 1e Elect Director Michael D. McKee For For Management 1f Elect Director Peter L. Rhein For For Management 1g Elect Director Joseph P. Sullivan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- HEALTH CARE REIT, INC. Ticker: HCN Security ID: 42217K106 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William C. Ballard, Jr. For For Management 1b Elect Director George L. Chapman For For Management 1c Elect Director Thomas J. DeRosa For For Management 1d Elect Director Jeffrey H. Donahue For For Management 1e Elect Director Peter J. Grua For For Management 1f Elect Director Fred S. Klipsch For For Management 1g Elect Director Timothy J. Naughton For For Management 1h Elect Director Sharon M. Oster For For Management 1i Elect Director Judith C. Pelham For For Management 1j Elect Director R. Scott Trumbull For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- HIGHWOODS PROPERTIES, INC. Ticker: HIW Security ID: 431284108 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Anderson For For Management 1.2 Elect Director Gene H. Anderson For For Management 1.3 Elect Director Edward J. Fritsch For For Management 1.4 Elect Director David J. Hartzell For For Management 1.5 Elect Director Sherry A. Kellett For For Management 1.6 Elect Director Mark F. Mulhern For For Management 1.7 Elect Director L. Glenn Orr, Jr. For For Management 1.8 Elect Director O. Temple Sloan, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: APR 08, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Transfer of Listing Segment For For Management from Premium to Standard on the London Stock Exchange -------------------------------------------------------------------------------- HONGKONG LAND HOLDINGS LTD. Ticker: H78 Security ID: G4587L109 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Auditors' Report and Declare Final Dividend 2 Re-elect Charles Allen-Jones as For Against Management Director 3 Re-elect Jenkin Hui as Director For Against Management 4 Re-elect Henry Keswick as Director For Against Management 5 Re-elect Simon Keswick as Director For Against Management 6 Re-elect Lord Powell of Bayswater as For For Management Director 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities with and without Preemptive Rights 9 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- HOST HOTELS & RESORTS, INC. Ticker: HST Security ID: 44107P104 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mary L. Baglivo For For Management 1.2 Elect Director Sheila C. Bair For For Management 1.3 Elect Director Terence C. Golden For For Management 1.4 Elect Director Ann M. Korologos For For Management 1.5 Elect Director Richard E. Marriott For For Management 1.6 Elect Director John B. Morse, Jr. For For Management 1.7 Elect Director Walter C. Rakowich For For Management 1.8 Elect Director Gordon H. Smith For For Management 1.9 Elect Director W. Edward Walter For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ICADE Ticker: ICAD Security ID: F4931M119 Meeting Date: DEC 27, 2013 Meeting Type: Special Record Date: DEC 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of Silic For For Management by Icade 2 Issue Shares in Connection with Merger For For Management Above 3 Transfer to Icade Silic's Outstanding For For Management Stock-Options at the Date of the Completion of the Merger, and Eliminate Preemptive Rights in Favor of Beneficiaries of Stock-Options 4 Transfer to Icade Silic's Restricted For For Management Shares to be Acquired at the Date of the Completion of the Merger, and Eliminate Preemptive Rights in Favor of Beneficiaries of Restricted Shares 5 Transfer to Icade Silic's Outstanding For For Management Convertible Bonds at the Date of the Completion of the Merger and Eliminate Preemptive Rights in Favor of Holders of Bonds 6 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ICADE Ticker: ICAD Security ID: F4931M119 Meeting Date: APR 29, 2014 Meeting Type: Annual/Special Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Auditors' Special Report on For For Management Related-Party Transactions 3 Approve Discharge of Directors and For For Management Chairman/CEO 4 Approve Treatment of Losses and For For Management Dividends of EUR 3.67 per Share 5 Approve Consolidated Financial For For Management Statements and Statutory Reports 6 Advisory Vote on Compensation of Serge For Against Management Grzybowski, Chairman and CEO 7 Ratify Appointment of Franck Silvent For Against Management as Director 8 Reelect Franck Silvent as Director For Against Management 9 Reelect Olivier de Poulpiquet as For For Management Director 10 Approve Remuneration of Directors in For For Management the Aggregate Amount of EUR 250,000 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 13 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 38 Million 14 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 16 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- INTU PROPERTIES PLC Ticker: INTU Security ID: G18687106 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Re-elect Patrick Burgess as Director For For Management 4 Re-elect John Whittaker as Director For For Management 5 Re-elect David Fischel as Director For For Management 6 Re-elect Matthew Roberts as Director For For Management 7 Re-elect Adele Anderson as Director For For Management 8 Re-elect Richard Gordon as Director For For Management 9 Re-elect Andrew Huntley as Director For For Management 10 Re-elect Louise Patten as Director For For Management 11 Re-elect Neil Sachdev as Director For For Management 12 Re-elect Andrew Strang as Director For For Management 13 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors and Authorise Their Remuneration 14 Approve Remuneration Report For For Management 15 Approve Remuneration Policy For For Management 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- JAPAN REAL ESTATE INVESTMENT CORP. Ticker: 8952 Security ID: J27523109 Meeting Date: FEB 19, 2014 Meeting Type: Special Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Authorize Unit For For Management Buybacks 2 Amend Articles to Amend Incentive For For Management Compensation for Asset Management Company 3 Amend Articles to Introduce Asset For For Management Management Compensation Related to Merger -------------------------------------------------------------------------------- JAPAN RETAIL FUND INVESTMENT CORP. Ticker: 8953 Security ID: J27544105 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: AUG 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles to Authorize Unit For For Management Buybacks 2 Elect Executive Director Namba, Shuichi For For Management 3.1 Appoint Supervisory Director Nishida, For For Management Masahiko 3.2 Appoint Supervisory Director Usuki, For For Management Masaharu 4 Elect Alternate Executive Director For For Management Imanishi, Fuminori 5 Appoint Alternate Supervisory Director For For Management Murayama, Shuhei -------------------------------------------------------------------------------- KILROY REALTY CORPORATION Ticker: KRC Security ID: 49427F108 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Kilroy, Jr. For For Management 1.2 Elect Director Edward F. Brennan For For Management 1.3 Elect Director Scott S. Ingraham For For Management 1.4 Elect Director Dale F. Kinsella For For Management 1.5 Elect Director Peter B. Stoneberg For For Management 1.6 Elect Director Gary R. Stevenson For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Majority Voting for Uncontested For For Management Election of Directors 5 Ratify Auditors For For Management 6 Adopt Proxy Access Right Against For Shareholder -------------------------------------------------------------------------------- KIMCO REALTY CORPORATION Ticker: KIM Security ID: 49446R109 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Milton Cooper For For Management 1.2 Elect Director Phillip E. Coviello For For Management 1.3 Elect Director Richard G. Dooley For For Management 1.4 Elect Director Joe Grills For For Management 1.5 Elect Director David B. Henry For For Management 1.6 Elect Director F. Patrick Hughes For For Management 1.7 Elect Director Frank Lourenso For For Management 1.8 Elect Director Colombe M. Nicholas For For Management 1.9 Elect Director Richard B. Saltzman For For Management 2 Reduce Supermajority Vote Requirement For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- KLEPIERRE Ticker: LI Security ID: F5396X102 Meeting Date: APR 10, 2014 Meeting Type: Annual/Special Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 1.55 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Reelect Dominique Aubernon as For Against Management Supervisory Board Member 6 Reelect Catherine Simoni as For For Management Supervisory Board Member 7 Advisory Vote on Compensation of For Against Management Laurent Morel, Chairman of the Management Board 8 Advisory Vote on Compensation of For Against Management Jean-Michel Gault, and Jean-Marc Jestin, Members of the Management Board 9 Approve Remuneration of Supervisory For For Management Board Members in the Aggregate Amount of EUR 300,000 10 Authorize Repurchase of Up to 5 For Against Management Percent of Issued Share Capital 11 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 12 Authorize up to 0.5 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 13 Amend Articles 26 and 28 of Bylaws Re: For Against Management Attendance to General Meetings, Proxy Voting, Quorum, and Voting Rights 14 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- LAND SECURITIES GROUP PLC Ticker: LAND Security ID: G5375M118 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: JUL 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Policy Report For For Management 4 Approve Implementation Report For For Management 5 Re-elect Alison Carnwath as Director For For Management 6 Re-elect Robert Noel as Director For For Management 7 Re-elect Martin Greenslade as Director For For Management 8 Re-elect Richard Akers as Director For For Management 9 Re-elect Kevin O'Byrne as Director For For Management 10 Re-elect Sir Stuart Rose as Director For For Management 11 Re-elect Simon Palley as Director For For Management 12 Re-elect David Rough as Director For For Management 13 Re-elect Christopher Bartram as For For Management Director 14 Re-elect Stacey Rauch as Director For For Management 15 Appoint Ernst & Young LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise EU Political Donations and For For Management Expenditure 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- MIRVAC GROUP LTD. Ticker: MGR Security ID: Q62377108 Meeting Date: NOV 14, 2013 Meeting Type: Annual/Special Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2.1 Elect James Millar as Director For For Management 2.2 Elect John Mulcahy as Director For For Management 3 Approve the Remuneration Report For For Management 4 Approve the Amendments to the Mirvac For For Management Limited Constitution 5 Approve the Amendments to the Mirvac For For Management Limited Constitution 6 Approve the Amendments to the Mirvac For For Management Property Trust Constitution 7 Approve the Amendments to the Mirvac For For Management Property Trust Constitution 8.1 Approve the Long Term Performance Plan For For Management 8.2 Approve the General Employee Exemption For For Management Plan 9 Approve the Grant of Performance For For Management Rights to Susan Lloyd-Hurwitz, CEO and Managing Director of the Company 10 Ratify the Past Issuance of 236.69 For For Management Million Stapled Securities to Institutional, Professional and Other Wholesale Investors -------------------------------------------------------------------------------- MITSUBISHI ESTATE CO LTD Ticker: 8802 Security ID: J43916113 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 6 2.1 Elect Director Kimura, Keiji For For Management 2.2 Elect Director Sugiyama, Hirotaka For For Management 2.3 Elect Director Yanagisawa, Yutaka For For Management 2.4 Elect Director Kazama, Toshihiko For For Management 2.5 Elect Director Kato, Jo For For Management 2.6 Elect Director Aiba, Naoto For For Management 2.7 Elect Director Ono, Masamichi For For Management 2.8 Elect Director Okusa, Toru For For Management 2.9 Elect Director Tanisawa, Junichi For For Management 2.10 Elect Director Matsuhashi, Isao For For Management 2.11 Elect Director Tokiwa, Fumikatsu For For Management 2.12 Elect Director Gomi, Yasumasa For For Management 2.13 Elect Director Tomioka, Shuu For For Management 3 Appoint Statutory Auditor Matsuo, Kenji For Against Management -------------------------------------------------------------------------------- MITSUI FUDOSAN CO. LTD. Ticker: 8801 Security ID: J4509L101 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 11 2 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- NOMURA REAL ESTATE HOLDINGS, INC. Ticker: 3231 Security ID: J5893B104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kutsukake, Eiji For For Management 2.2 Elect Director Miyajima, Seiichi For For Management 2.3 Elect Director Seki, Toshiaki For For Management 2.4 Elect Director Kimura, Hiroyuki For For Management 2.5 Elect Director Shinohara, Satoko For For Management 3 Appoint Statutory Auditor Orihara, For For Management Takao -------------------------------------------------------------------------------- PROLOGIS, INC. Ticker: PLD Security ID: 74340W103 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Hamid R. Moghadam For For Management 1b Elect Director George L. Fotiades For For Management 1c Elect Director Christine N. Garvey For For Management 1d Elect Director Lydia H. Kennard For For Management 1e Elect Director J. Michael Losh For For Management 1f Elect Director Irving F. Lyons, III For For Management 1g Elect Director Jeffrey L. Skelton For For Management 1h Elect Director D. Michael Steuert For For Management 1i Elect Director Carl B. Webb For For Management 1j Elect Director William D. Zollars For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- PUBLIC STORAGE Ticker: PSA Security ID: 74460D109 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ronald L. Havner, Jr. For For Management 1.2 Elect Director Tamara Hughes Gustavson For For Management 1.3 Elect Director Uri P. Harkham For For Management 1.4 Elect Director B. Wayne Hughes, Jr. For For Management 1.5 Elect Director Avedick B. Poladian For For Management 1.6 Elect Director Gary E. Pruitt For For Management 1.7 Elect Director Ronald P. Spogli For For Management 1.8 Elect Director Daniel C. Staton For For Management 2 Ratify Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REALTY INCOME CORPORATION Ticker: O Security ID: 756109104 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kathleen R. Allen For For Management 1b Elect Director John P. Case For For Management 1c Elect Director A. Larry Chapman For For Management 1d Elect Director Priya Cherian Huskins For For Management 1e Elect Director Michael D. McKee For For Management 1f Elect Director Gregory T. McLaughlin For For Management 1g Elect Director Ronald L. Merriman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENCY CENTERS CORPORATION Ticker: REG Security ID: 758849103 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin E. Stein, Jr. For For Management 1.2 Elect Director Raymond L. Bank For For Management 1.3 Elect Director C. Ronald Blankenship For For Management 1.4 Elect Director A. R. Carpenter For For Management 1.5 Elect Director J. Dix Druce, Jr. For For Management 1.6 Elect Director Mary Lou Fiala For For Management 1.7 Elect Director Douglas S. Luke For For Management 1.8 Elect Director David P. O'Connor For For Management 1.9 Elect Director John C. Schweitzer For For Management 1.10 Elect Director Brian M. Smith For For Management 1.11 Elect Director Thomas G. Wattles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- RIOCAN REAL ESTATE INVESTMENT TRUST Ticker: REI.UN Security ID: 766910103 Meeting Date: MAY 28, 2014 Meeting Type: Annual/Special Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Trustee Bonnie Brooks For For Management 1.2 Elect Trustee Clare R. Copeland For For Management 1.3 Elect Trustee Raymond M. Gelgoot For For Management 1.4 Elect Trustee Paul Godfrey For For Management 1.5 Elect Trustee Dale H. Lastman For For Management 1.6 Elect Trustee Sharon Sallows For For Management 1.7 Elect Trustee Edward Sonshine For For Management 1.8 Elect Trustee Luc Vanneste For For Management 1.9 Elect Trustee Charles M. Winograd For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Trustees to Fix Their Remuneration 3 Approve Deferred Unit Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- SEGRO PLC Ticker: SGRO Security ID: G80277141 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For Abstain Management 4 Approve Remuneration Policy For For Management 5 Re-elect Nigel Rich as Director For For Management 6 Re-elect Christopher Fisher as Director For For Management 7 Re-elect Baroness Ford as Director For For Management 8 Re-elect Justin Read as Director For For Management 9 Re-elect Mark Robertshaw as Director For For Management 10 Re-elect David Sleath as Director For For Management 11 Re-elect Doug Webb as Director For For Management 12 Elect Andy Gulliford as Director For For Management 13 Elect Phil Redding as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- SIMON PROPERTY GROUP, INC. Ticker: SPG Security ID: 828806109 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Melvyn E. Bergstein For For Management 1.2 Elect Director Larry C. Glasscock For For Management 1.3 Elect Director Karen N. Horn For For Management 1.4 Elect Director Allan Hubbard For For Management 1.5 Elect Director Reuben S. Leibowitz For For Management 1.6 Elect Director Daniel C. Smith For For Management 1.7 Elect Director J. Albert Smith, Jr. For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- SINO LAND COMPANY LTD. Ticker: 00083 Security ID: Y80267126 Meeting Date: OCT 23, 2013 Meeting Type: Annual Record Date: OCT 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend with Scrip For For Management Option 3a Elect Daryl Ng Win Kong as Director For Against Management 3b Elect Ringo Chan Wing Kwong as Director For Against Management 3c Elect Gordon Lee Ching Keung as For Against Management Director 3d Authorize Board to Fix Remuneration of For For Management Directors 4 Approve Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SL GREEN REALTY CORP. Ticker: SLG Security ID: 78440X101 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marc Holliday For For Management 1.2 Elect Director John S. Levy For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 29, 2013 Meeting Type: Annual/Special Record Date: OCT 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Remuneration Report For For Management 3 Approve the Grant of Up to 528,000 For For Management Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2013 Fiscal Year Remuneration 4 Approve the Grant of Up to 915,000 For For Management Performance Rights to Mark Steinert, Managing Director of the Company as Part of His 2014 Fiscal Year Remuneration 5 Elect Carol Schwartz as Director For For Management 6 Elect Duncan Boyle as Director For For Management 7 Elect Barry Neil as Director For For Management 8 Elect Graham Bradley as Director For For Management 9.1 Approve the Amendments to the For For Management Stockland Corporation Limited Constitution to Enable the Capital Reallocation 9.2 Approve the Amendments to the For For Management Stockland Trust Constitution to Enable the Capital Reallocation 10.1 Approve the Distribution of Capital by For For Management Stockland Trust 10.2 Approve the Distribution of Capital For For Management from Stockland Trust as an Additional Capital Payment in Each Share of Stockland Corporation Limited 11 Approve the Amendments to the For For Management Stockland Corporation Limited Constitution 12 Approve the Amendments to the For For Management Stockland Trust Constitution -------------------------------------------------------------------------------- SUMITOMO REALTY & DEVELOPMENT CO. LTD. Ticker: 8830 Security ID: J77841112 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 10 2 Appoint Statutory Auditor Izuhara, Yozo For For Management -------------------------------------------------------------------------------- SUN HUNG KAI PROPERTIES LTD. Ticker: 00016 Security ID: Y82594121 Meeting Date: NOV 14, 2013 Meeting Type: Annual Record Date: NOV 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Elect Leung Ko May-yee, Margaret as For For Management Director 3a2 Elect Kwok Ping-luen, Raymond as For Against Management Director 3a3 Elect Wong Chik-wing, Mike as Director For For Management 3a4 Elect Li Ka-cheung, Eric as Director For Against Management 3a5 Elect Kwok Ping-sheung, Walter as For Against Management Director 3a6 Elect Po-shing Woo as Director For Against Management 3a7 Elect Chan Kui-yuen, Thomas as Director For Against Management 3a8 Elect Kwong Chun as Director For For Management 3b Approve Directors' Fees For For Management 4 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- SWIRE PROPERTIES LTD. Ticker: 01972 Security ID: Y83191109 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAY 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Low Mei Shuen Michelle as For Against Management Director 1b Elect John Robert Slosar as Director For For Management 1c Elect Lim Siang Keat Raymond as For For Management Director 2 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- TANGER FACTORY OUTLET CENTERS, INC. Ticker: SKT Security ID: 875465106 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William G. Benton For For Management 1.2 Elect Director Bridget Ryan Berman For For Management 1.3 Elect Director Donald G. Drapkin For For Management 1.4 Elect Director Thomas J. Reddin For For Management 1.5 Elect Director Thomas E. Robinson For For Management 1.6 Elect Director Allan L. Schuman For For Management 1.7 Elect Director Steven B. Tanger For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- THE BRITISH LAND COMPANY PLC Ticker: BLND Security ID: G15540118 Meeting Date: JUL 19, 2013 Meeting Type: Annual Record Date: JUL 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Re-elect Aubrey Adams as Director For For Management 4 Re-elect Lucinda Bell as Director For For Management 5 Re-elect Simon Borrows as Director For For Management 6 Re-elect John Gildersleeve as Director For For Management 7 Re-elect Chris Grigg as Director For For Management 8 Re-elect Dido Harding as Director For For Management 9 Re-elect William Jackson as Director For For Management 10 Re-elect Charles Maudsley as Director For For Management 11 Re-elect Richard Pym as Director For For Management 12 Re-elect Tim Roberts as Director For For Management 13 Re-elect Lord Turnbull as Director For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Authorise EU Political Donations and For For Management Expenditure 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares 20 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 21 Approve Long-Term Incentive Plan For For Management 22 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST Ticker: 00823 Security ID: Y5281M111 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUL 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Note the Financial Statements and None None Management Statutory Reports 2 Note the Appointment of Auditor of The None None Management Link REIT and the Fixing of Their Remuneration 3a Elect Ian Keith Griffiths as Director For For Management 3b Elect Nicholas Robert Sallnow-Smith as For For Management Director 3c Elect Richard Wong Yue Chim as Director For For Management 3d Elect Patrick Fung Yuk Bun as Director For For Management 4a Elect May Siew Boi Tan as Director For Against Management 4b Elect Elaine Carole Young as Director For For Management 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Units -------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST Ticker: 00823 Security ID: Y5281M111 Meeting Date: FEB 18, 2014 Meeting Type: Special Record Date: FEB 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Expanded Geographical For For Management Investment Scope 2 Amend Trust Deed Re: Investment Scope For For Management Trust Deed Amendments 3 Amend Trust Deed Re: Authorized For For Management Investments and Related Activities 4 Amend Trust Deed Re: Issuance of Units For Against Management and/or Convertible Instruments to a Connected Person 5 Amend Trust Deed Re: Manager's and For For Management Trustee's Ability to Borrow or Raise Money for The Link Real Estate Investment Trust 6 Amend Trust Deed Re: Voting by a Show For For Management of Hands 7 Amend Trust Deed Re: Other For For Management Miscellaneous Amendments -------------------------------------------------------------------------------- THE MACERICH COMPANY Ticker: MAC Security ID: 554382101 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglas D. Abbey For For Management 1b Elect Director Dana K. Anderson For For Management 1c Elect Director Arthur M. Coppola For For Management 1d Elect Director Edward C. Coppola For For Management 1e Elect Director Fred S. Hubbell For For Management 1f Elect Director Diana M. Laing For For Management 1g Elect Director Stanley A. Moore For For Management 1h Elect Director Mason G. Ross For For Management 1i Elect Director William P. Sexton For For Management 1j Elect Director Steven L. Soboroff For For Management 1k Elect Director Andrea M. Stephen For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Eliminate Supermajority Vote For For Management Requirement -------------------------------------------------------------------------------- THE WHARF (HOLDINGS) LTD. Ticker: 00004 Security ID: Y8800U127 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2a Elect Vincent K. Fang as Director For For Management 2b Elect Hans Michael Jebsen as Director For For Management 2c Elect Wyman Li as Director For For Management 2d Elect David M. Turnbull as Director For For Management 3 Reappoint KPMG as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Adopt Official Chinese Company Name For For Management 5 Adopt New Articles of Association For For Management 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- UDR, INC. Ticker: UDR Security ID: 902653104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Katherine A. Cattanach For For Management 1.2 Elect Director Eric J. Foss For For Management 1.3 Elect Director Robert P. Freeman For For Management 1.4 Elect Director Jon A. Grove For For Management 1.5 Elect Director James D. Klingbeil For For Management 1.6 Elect Director Robert A. McNamara For For Management 1.7 Elect Director Mark R. Patterson For For Management 1.8 Elect Director Lynne B. Sagalyn For For Management 1.9 Elect Director Thomas W. Toomey For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- UNIBAIL RODAMCO SE Ticker: UL Security ID: F95094110 Meeting Date: APR 23, 2014 Meeting Type: Annual/Special Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 8.90 per Share 4 Approve Auditors' Special Report on For For Management Related-Party Transactions 5 Advisory Vote on Compensation of For For Management Christophe Cuvillier, Chairman of the Management Board 6 Advisory Vote on Compensation of For For Management Olivier Bossard, Armelle Carminati-Rabasse, Fabrice Mouchel, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board 7 Advisory Vote on Compensation of For For Management Guillaume Poitrinal, Chairman of the Management Board from Jan. 1, 2013 to April 25, 2013 8 Advisory Vote on Compensation of For For Management Catherine Pourre, Member of the Management Board from Jan. 1, 2013 to Sept. 1, 2013 9 Reelect Rob Ter Haar as Supervisory For For Management Board Member 10 Reelect Jose Luis Duran as Supervisory For For Management Board Member 11 Reelect Yves Lyon-Caen as Supervisory For For Management Board Member 12 Elect Dagmar Kollmann as Supervisory For For Management Board Member 13 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 14 Authorize Decrease in Share Capital For For Management via Cancellation of Repurchased Shares 15 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million 16 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million 17 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above 18 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 19 Authorize up to 3 Percent of Issued For For Management Capital for Use in Stock Option Plans 20 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 21 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- VENTAS, INC. Ticker: VTR Security ID: 92276F100 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Debra A. Cafaro For For Management 1b Elect Director Douglas Crocker, II For For Management 1c Elect Director Ronald G. Geary For For Management 1d Elect Director Jay M. Gellert For For Management 1e Elect Director Richard I. Gilchrist For For Management 1f Elect Director Matthew J. Lustig For For Management 1g Elect Director Douglas M. Pasquale For For Management 1h Elect Director Robert D. Reed For For Management 1i Elect Director Glenn J. Rufrano For For Management 1j Elect Director James D. Shelton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VORNADO REALTY TRUST Ticker: VNO Security ID: 929042109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael Lynne For Withhold Management 1.2 Elect Director David Mandelbaum For Withhold Management 1.3 Elect Director Daniel R. Tisch For Withhold Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Require Independent Board Chairman Against For Shareholder 6 Declassify the Board of Directors Against For Shareholder 7 Pro-rata Vesting of Equity Awards Against For Shareholder -------------------------------------------------------------------------------- WEINGARTEN REALTY INVESTORS Ticker: WRI Security ID: 948741103 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew M. Alexander For For Management 1.2 Elect Director Stanford Alexander For For Management 1.3 Elect Director Shelaghmichael Brown For For Management 1.4 Elect Director James W. Crownover For For Management 1.5 Elect Director Robert J. Cruikshank For For Management 1.6 Elect Director Melvin A. Dow For For Management 1.7 Elect Director Stephen A. Lasher For For Management 1.8 Elect Director Thomas L. Ryan For Withhold Management 1.9 Elect Director Douglas W. Schnitzer For For Management 1.10 Elect Director C. Park Shaper For For Management 1.11 Elect Director Marc J. Shapiro For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- WESTFIELD GROUP Ticker: WDC Security ID: Q97062105 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Remuneration Report For For Management 3 Elect Frank P. Lowy as Director For For Management 4 Elect Brian M. Schwartz as Director For For Management 5 Elect Steven M. Lowy as Director For For Management 6 Elect Ilana R. Atlas as Director For For Management -------------------------------------------------------------------------------- WESTFIELD GROUP Ticker: WDC Security ID: Q97062105 Meeting Date: MAY 29, 2014 Meeting Type: Court Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Scheme of Arrangement For For Management Between Westfield Holdings and the Holders of Its Fully Paid Ordinary Shares -------------------------------------------------------------------------------- WESTFIELD GROUP Ticker: WDC Security ID: Q97062105 Meeting Date: MAY 29, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Capital Reduction For For Management 2 Approve the Capital Conversion For For Management Resolution 3 Approve the Westfield Trust For For Management Constitution Amendments 4 Approve the Westfield America Trust For For Management Constitution Amendments 5 Authorize the Board to Ratify and For For Management Execute Approved Resolutions 6 Approve the Westfield Holdings For For Management Constitution Amendments 7 Approve the Stapling Deed Resolution For For Management 8 Approve the Change of Company Name to For For Management Scentre Group Limited ============ Global Commodity Equity ETF ============= AGCO CORPORATION Ticker: AGCO Security ID: 001084102 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy V. Armes For For Management 1.2 Elect Director Michael C. Arnold For For Management 1.3 Elect Director P. George Benson For For Management 1.4 Elect Director Wolfgang Deml For For Management 1.5 Elect Director Luiz F. Furlan For For Management 1.6 Elect Director George E. Minnich For For Management 1.7 Elect Director Martin H. Richenhagen For For Management 1.8 Elect Director Gerald L. Shaheen For For Management 1.9 Elect Director Mallika Srinivasan For For Management 1.10 Elect Director Hendrikus Visser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- AGNICO EAGLE MINES LIMITED Ticker: AEM Security ID: 008474108 Meeting Date: MAY 02, 2014 Meeting Type: Annual/Special Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leanne M. Baker For For Management 1.2 Elect Director Sean Boyd For For Management 1.3 Elect Director Martine A. Celej For For Management 1.4 Elect Director Clifford J. Davis For For Management 1.5 Elect Director Robert J. Gemmell For For Management 1.6 Elect Director Bernard Kraft For For Management 1.7 Elect Director Mel Leiderman For For Management 1.8 Elect Director Deborah A. McCombe For For Management 1.9 Elect Director James D. Nasso For For Management 1.10 Elect Director Sean Riley For For Management 1.11 Elect Director J. Merfyn Roberts For For Management 1.12 Elect Director Howard R. Stockford For For Management 1.13 Elect Director Pertti Voutilainen For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Amend Incentive Share Purchase Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- AGRIUM INC. Ticker: AGU Security ID: 008916108 Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect David C. Everitt, Russell K. For For Management Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, Charles V. Magro, A. Anne McLellan, Derek G. Pannell, Mayo M. Schmidt and Victor J. Zaleschuk as Directors 1.1 Elect Director David C. Everitt For For Management 1.2 Elect Director Russell K. Girling For For Management 1.3 Elect Director Susan A. Henry For For Management 1.4 Elect Director Russell J. Horner For For Management 1.5 Elect Director David J. Lesar For For Management 1.6 Elect Director John E. Lowe For For Management 1.7 Elect Director Charles (Chuck) V. Magro For For Management 1.8 Elect Director A. Anne McLellan For For Management 1.9 Elect Director Derek G. Pannell For For Management 1.10 Elect Director Mayo M. Schmidt For For Management 1.11 Elect Director Victor J. Zaleschuk For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend General By-Law No. 1 For For Management 5 Approve Advance Notice Policy For For Management 6 Amend Stock Option Plan For For Management -------------------------------------------------------------------------------- ALAMOS GOLD INC. Ticker: AGI Security ID: 011527108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Six For For Management 2.1 Elect Director Anthony Garson For For Management 2.2 Elect Director David Gower For For Management 2.3 Elect Director John A. McCluskey For For Management 2.4 Elect Director Paul J. Murphy For For Management 2.5 Elect Director Kenneth G. Stowe For For Management 2.6 Elect Director David Fleck For For Management 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ALCOA INC. Ticker: AA Security ID: 013817101 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: FEB 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Klaus Kleinfeld For For Management 1.2 Elect Director James W. Owens For For Management 1.3 Elect Director Martin S. Sorrell For For Management 1.4 Elect Director Ratan N. Tata For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Adopt Share Retention Policy For Against For Shareholder Senior Executives -------------------------------------------------------------------------------- ALLEGHENY TECHNOLOGIES INCORPORATED Ticker: ATI Security ID: 01741R102 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Diggs For For Management 1.2 Elect Director J. Brett Harvey For For Management 1.3 Elect Director Louis J. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Declassify the Board of Directors For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- AMERICAN VANGUARD CORPORATION Ticker: AVD Security ID: 030371108 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott D. Baskin For For Management 1.2 Elect Director Lawrence S. Clark For For Management 1.3 Elect Director Debra F. Edwards For For Management 1.4 Elect Director Morton D. Erlich For For Management 1.5 Elect Director Alfred F. Ingulli For For Management 1.6 Elect Director John L. Killmer For For Management 1.7 Elect Director Carl R. Soderlind For For Management 1.8 Elect Director Eric G. Wintemute For For Management 1.9 Elect Director M. Esmail Zirakparvar For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- ANADARKO PETROLEUM CORPORATION Ticker: APC Security ID: 032511107 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Anthony R. Chase For For Management 1b Elect Director Kevin P. Chilton For For Management 1c Elect Director H. Paulett Eberhart For For Management 1d Elect Director Peter J. Fluor For For Management 1e Elect Director Richard L. George For For Management 1f Elect Director Charles W. Goodyear For For Management 1g Elect Director John R. Gordon For For Management 1h Elect Director Eric D. Mullins For For Management 1i Elect Director R. A. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Financial Risks of Climate Against For Shareholder Change -------------------------------------------------------------------------------- ANGLO AMERICAN PLATINUM LTD Ticker: AMS Security ID: S9122P108 Meeting Date: APR 02, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Richard Dunne as Director For For Management 1.2 Re-elect Khanyisile Kweyama as Director For For Management 1.3 Re-elect Rene Medori as Director For For Management 1.4 Re-elect Bongani Nqwababa as Director For For Management 2.1 Elect Mark Cutifani as Director For For Management 2.2 Elect Peter Mageza as Director For For Management 2.3 Elect Nombulelo Moholi as Director For For Management 2.4 Elect Daisy Naidoo as Director For For Management 2.5 Elect Anthony O'Neill as Director For For Management 3.1 Re-elect Richard Dunne as Chairman of For For Management the Audit and Risk Committee 3.2 Elect Peter Mageza as Member of the For For Management Audit and Risk Committee 3.3 Elect Daisy Naidoo as Member of the For For Management Audit and Risk Committee 3.4 Re-elect John Vice as Member of the For For Management Audit and Risk Committee 4 Reappoint Deloitte & Touche as For For Management Auditors of the Company and James Welch as the Designated Audit Partner 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6 Authorise Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Remuneration Policy For Against Management 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance to For For Management Related or Inter-related Parties 3 Approve Reduction of Authorised For For Management Securities and Amend to the Memorandum of Incorporation 4 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- ANGLO AMERICAN PLC Ticker: AAL Security ID: G03764134 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Elect Judy Dlamini as Director For For Management 4 Elect Mphu Ramatlapeng as Director For For Management 5 Elect Jim Rutherford as Director For For Management 6 Re-elect Mark Cutifani as Director For For Management 7 Re-elect Byron Grote as Director For For Management 8 Re-elect Sir Philip Hampton as Director For For Management 9 Re-elect Rene Medori as Director For For Management 10 Re-elect Phuthuma Nhleko as Director For For Management 11 Re-elect Ray O'Rourke as Director For For Management 12 Re-elect Sir John Parker as Director For For Management 13 Re-elect Anne Stevens as Director For For Management 14 Re-elect Jack Thompson as Director For For Management 15 Reappoint Deloitte LLP as Auditors For For Management 16 Authorise Board to Fix Remuneration of For For Management Auditors 17 Approve Remuneration Policy For For Management 18 Approve Remuneration Report For For Management 19 Approve Bonus Share Plan For For Management 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD Ticker: ANG Security ID: 035128206 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2 Elect Richard Duffy as Director For For Management 3 Re-elect Rhidwaan Gasant as Director For For Management 4 Re-elect Sipho Pityana as Director For For Management 5 Re-elect Wiseman Nkuhlu as Member of For For Management the Audit and Risk Committee 6 Re-elect Michael Kirkwood as Member of For For Management the Audit and Risk Committee 7 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 8 Elect Rodney Ruston as Member of the For For Management Audit and Risk Committee 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Approve Remuneration Policy For For Management 11 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 12 Approve Non-executive Directors' For For Management Remuneration for their Service as Directors 13 Approve Non-executive Directors' For For Management Remuneration for Board Committee Meetings 14 Amend Memorandum of Incorporation For For Management 15 Amend Long Term Incentive Plan For For Management 16 Amend Bonus Share Plan For For Management 17 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 18 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 19 Elect David Hodgson as Director For For Management -------------------------------------------------------------------------------- ANTOFAGASTA PLC Ticker: ANTO Security ID: G0398N128 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For Against Management 3 Approve Remuneration Report For Abstain Management 4 Approve Final Dividend For For Management 5 Re-elect Jean-Paul Luksic as Director For Against Management 6 Re-elect William Hayes as Director For For Management 7 Re-elect Gonzalo Menendez as Director For For Management 8 Re-elect Ramon Jara as Director For For Management 9 Re-elect Juan Claro as Director For For Management 10 Re-elect Hugo Dryland as Director For For Management 11 Re-elect Tim Baker as Director For For Management 12 Re-elect Manuel De Sousa-Oliveira as For For Management Director 13 Re-elect Nelson Pizarro as Director For For Management 14 Re-elect Andronico Luksic as Director For For Management 15 Elect Vivianne Blanlot as Director For For Management 16 Reappoint Deloitte LLP as Auditors For For Management 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- APACHE CORPORATION Ticker: APA Security ID: 037411105 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director G. Steven Farris For For Management 2 Elect Director A.D. Frazier, Jr. For For Management 3 Elect Director Amy H. Nelson For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- ARCELORMITTAL Ticker: MT Security ID: L0302D129 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Board's and Auditor's Reports None None Management I Approve Consolidated Financial For For Management Statements II Approve Financial Statements For For Management III Approve Allocation of Income and For For Management Dividends IV Approve Remuneration of Directors For For Management V Approve Discharge of Directors For For Management VI Reelect Lakshmi N. Mittal as Director For Against Management VII Reelect Lewis B. Kaden as Director For For Management VIII Reelect Antoine Spillman as Director For For Management IX Reelect Bruno Lafont as Director For For Management X Elect Michel Wurth as Director For For Management XI Appoint Deloitte as Auditor For For Management XII Approve 2014 Performance Share Unit For For Management Plan -------------------------------------------------------------------------------- ARCHER-DANIELS-MIDLAND COMPANY Ticker: ADM Security ID: 039483102 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan L. Boeckmann For For Management 1.2 Elect Director Mollie Hale Carter For For Management 1.3 Elect Director Terrell K. Crews For For Management 1.4 Elect Director Pierre Dufour For For Management 1.5 Elect Director Donald E. Felsinger For For Management 1.6 Elect Director Antonio Maciel Neto For For Management 1.7 Elect Director Patrick J. Moore For For Management 1.8 Elect Director Thomas F. O'Neill For For Management 1.9 Elect Director Francisco Sanchez For For Management 1.10 Elect Director Daniel Shih For For Management 1.11 Elect Director Kelvin R. Westbrook For For Management 1.12 Elect Director Patricia A. Woertz For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require Independent Board Chairman Against For Shareholder -------------------------------------------------------------------------------- B2GOLD CORP. Ticker: BTO Security ID: 11777Q209 Meeting Date: JUN 13, 2014 Meeting Type: Annual/Special Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Clive Johnson For For Management 2.2 Elect Director Robert Cross For For Management 2.3 Elect Director Robert Gayton For For Management 2.4 Elect Director Barry Rayment For For Management 2.5 Elect Director Jerry Korpan For For Management 2.6 Elect Director John Ivany For For Management 2.7 Elect Director Bongani Mtshisi For For Management 2.8 Elect Director Michael Carrick For For Management 2.9 Elect Director Kevin Bullock For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Re-approve Stock Option Plan For For Management 5 Amend Restricted Share Unit Plan For Against Management 6 Approve Advance Notice Policy For Against Management -------------------------------------------------------------------------------- BAKER HUGHES INCORPORATED Ticker: BHI Security ID: 057224107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Larry D. Brady For For Management 1.2 Elect Director Clarence P. Cazalot, Jr. For For Management 1.3 Elect Director Martin S. Craighead For For Management 1.4 Elect Director Lynn L. Elsenhans For For Management 1.5 Elect Director Anthony G. Fernandes For For Management 1.6 Elect Director Claire W. Gargalli For For Management 1.7 Elect Director Pierre H. Jungels For For Management 1.8 Elect Director James A. Lash For For Management 1.9 Elect Director J. Larry Nichols For For Management 1.10 Elect Director James W. Stewart For Withhold Management 1.11 Elect Director Charles L. Watson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director C. William D. Birchall For For Management 1.2 Elect Director Gustavo Cisneros For For Management 1.3 Elect Director Ned Goodman For For Management 1.4 Elect Director J. Brett Harvey For For Management 1.5 Elect Director Nancy H.O. Lockhart For For Management 1.6 Elect Director Dambisa Moyo For For Management 1.7 Elect Director Anthony Munk For For Management 1.8 Elect Director David Naylor For For Management 1.9 Elect Director Steven J. Shapiro For For Management 1.10 Elect Director Jamie C. Sokalsky For For Management 1.11 Elect Director John L. Thornton For For Management 1.12 Elect Director Ernie L. Thrasher For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Advance Notice Policy For For Management -------------------------------------------------------------------------------- BG GROUP PLC Ticker: BG. Security ID: G1245Z108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For Against Management 4 Approve Final Dividend For For Management 5 Elect Simon Lowth as Director For For Management 6 Elect Pam Daley as Director For For Management 7 Elect Martin Ferguson as Director For For Management 8 Re-elect Vivienne Cox as Director For For Management 9 Re-elect Chris Finlayson as Director None None Management 10 Re-elect Andrew Gould as Director For For Management 11 Re-elect Baroness Hogg as Director For For Management 12 Re-elect Dr John Hood as Director For For Management 13 Re-elect Caio Koch-Weser as Director For For Management 14 Re-elect Lim Haw-Kuang as Director For For Management 15 Re-elect Sir David Manning as Director For For Management 16 Re-elect Mark Seligman as Director For For Management 17 Re-elect Patrick Thomas as Director For For Management 18 Reappoint Ernst & Young LLP as Auditors For For Management 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise EU Political Donations and For For Management Expenditure 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BHP BILLITON PLC Ticker: BLT Security ID: G10877101 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: OCT 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Appoint KPMG LLP as Auditors For For Management 3 Authorise the Risk and Audit Committee For For Management to Fix Remuneration of Auditors 4 Authorise Issue of Equity with For For Management Pre-emptive Rights 5 Authorise Issue of Equity without For For Management Pre-emptive Rights 6 Authorise Market Purchase of Ordinary For For Management Shares 7 Approve Remuneration Report For For Management 8 Approve Long Term Incentive Plan For For Management 9 Approve Grant of Deferred Shares and For For Management Performance Shares under the Group's Employee Equity Plans to Andrew Mackenzie 10 Elect Andrew Mackenzie as Director For For Management 11 Re-elect Malcolm Broomhead as Director For For Management 12 Re-elect Sir John Buchanan as Director For For Management 13 Re-elect Carlos Cordeiro as Director For For Management 14 Re-elect David Crawford as Director For For Management 15 Re-elect Pat Davies as Director For For Management 16 Re-elect Carolyn Hewson as Director For For Management 17 Re-elect Lindsay Maxsted as Director For For Management 18 Re-elect Wayne Murdy as Director For For Management 19 Re-elect Keith Rumble as Director For For Management 20 Re-elect John Schubert as Director For For Management 21 Re-elect Shriti Vadera as Director For For Management 22 Re-elect Jac Nasser as Director For For Management 23 Elect Ian Dunlop, a Shareholder Against Against Shareholder Nominee to the Board -------------------------------------------------------------------------------- BP PLC Ticker: BP. Security ID: G12793108 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Abstain Management 3 Approve Remuneration Policy For For Management 4 Re-elect Bob Dudley as Director For For Management 5 Re-elect Iain Conn as Director For For Management 6 Re-elect Dr Brian Gilvary as Director For For Management 7 Re-elect Paul Anderson as Director For For Management 8 Re-elect Frank Bowman as Director For For Management 9 Re-elect Antony Burgmans as Director For For Management 10 Re-elect Cynthia Carroll as Director For For Management 11 Re-elect George David as Director For For Management 12 Re-elect Ian Davis as Director For For Management 13 Re-elect Dame Ann Dowling as Director For For Management 14 Re-elect Brendan Nelson as Director For For Management 15 Re-elect Phuthuma Nhleko as Director For For Management 16 Re-elect Andrew Shilston as Director For For Management 17 Re-elect Carl-Henric Svanberg as For For Management Director 18 Reappoint Ernst & Young LLP as For For Management Auditors and Authorise Their Remuneration 19 Approve Executive Directors' Incentive For For Management Plan 20 Approve Remuneration of Non-Executive For For Management Directors 21 Authorise Issue of Equity with For For Management Pre-emptive Rights 22 Authorise Issue of Equity without For For Management Pre-emptive Rights 23 Authorise Market Purchase of Ordinary For For Management Shares 24 Authorise the Company to Call EGM with For For Management Two Weeks' Notice -------------------------------------------------------------------------------- BUNGE LIMITED Ticker: BG Security ID: G16962105 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ernest G. Bachrach For For Management 1b Elect Director Enrique H. Boilini For For Management 1c Elect Director Carol M. Browner For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors and Authorize Board to Determine the Independent Auditor's Fees 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CABOT OIL & GAS CORPORATION Ticker: COG Security ID: 127097103 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dan O. Dinges For For Management 1b Elect Director James R. Gibbs For For Management 1c Elect Director Robert L. Keiser For For Management 1d Elect Director W. Matt Ralls For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Approve Omnibus Stock Plan For For Management 6 Report on Political Contributions Against For Shareholder -------------------------------------------------------------------------------- CAMECO CORPORATION Ticker: CCO Security ID: 13321L108 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor A The Undersigned Hereby Certifies that None Against Management the Shares Represented by this Proxy are Owned and Controlled by a Canadian B1 Elect Director Ian Bruce For For Management B2 Elect Director Daniel Camus For For Management B3 Elect Director John Clappison For For Management B4 Elect Director Joe Colvin For For Management B5 Elect Director James Curtiss For For Management B6 Elect Director Donald Deranger For For Management B7 Elect Director Catherine Gignac For For Management B8 Elect Director Tim Gitzel For For Management B9 Elect Director James Gowans For For Management B10 Elect Director Nancy Hopkins For For Management B11 Elect Director Anne McLellan For For Management B12 Elect Director Neil McMillan For For Management B13 Elect Director Victor Zaleschuk For For Management C Ratify KPMG LLP as Auditors For For Management D Advisory Vote on Executive For For Management Compensation Approach E Amend Bylaws For For Management -------------------------------------------------------------------------------- CAMERON INTERNATIONAL CORPORATION Ticker: CAM Security ID: 13342B105 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director H. Paulett Eberhart For For Management 1.2 Elect Director Peter J. Fluor For For Management 1.3 Elect Director James T. Hackett For For Management 1.4 Elect Director Jack B. Moore For For Management 1.5 Elect Director Michael E. Patrick For For Management 1.6 Elect Director Jon Erik Reinhardsen For For Management 1.7 Elect Director Bruce W. Wilkinson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CANADIAN NATURAL RESOURCES LIMITED Ticker: CNQ Security ID: 136385101 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Catherine M. Best, N. Murray For For Management Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Keith A. J. MacPhail, Frank J. McKenna, Eldon R. Smith, and David A. Tuer as Directors 1.1 Elect Director Catherine M. Best For For Management 1.2 Elect Director N. Murray Edwards For For Management 1.3 Elect Director Timothy W. Faithfull For For Management 1.4 Elect Director Gary A. Filmon For For Management 1.5 Elect Director Christopher L. Fong For For Management 1.6 Elect Director Gordon D. Giffin For For Management 1.7 Elect Director Wilfred A. Gobert For For Management 1.8 Elect Director Steve W. Laut For For Management 1.9 Elect Director Keith A. J. MacPhail For For Management 1.10 Elect Director Frank J. McKenna For For Management 1.11 Elect Director Eldon R. Smith For For Management 1.12 Elect Director David A. Tuer For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CF INDUSTRIES HOLDINGS, INC. Ticker: CF Security ID: 125269100 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert C. Arzbaecher For For Management 1b Elect Director William Davisson For For Management 1c Elect Director Stephen J. Hagge For For Management 1d Elect Director Robert G. Kuhbach For For Management 1e Elect Director Edward A. Schmitt For For Management 2 Eliminate Supermajority Vote For For Management Requirement 3 Eliminate Supermajority Vote For For Management Requirement 4 Eliminate Supermajority Vote For For Management Requirement 5 Provide Right to Call Special Meeting For For Management 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHAODA MODERN AGRICULTURE (HOLDINGS) LIMITED Ticker: 00682 Security ID: G2046Q107 Meeting Date: DEC 30, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Li Yan as Director For Against Management 1b Elect Huang Xie Ying as Director For Against Management 1c Elect Ip Chi Ming as Director For Against Management 1d Elect Luan Yue Wen as Director For Against Management 2 Reappoint Crowe Horwath (HK) CPA For For Management Limited as Auditors and Authorize Board to Fix Their Remuneration 3 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHESAPEAKE ENERGY CORPORATION Ticker: CHK Security ID: 165167107 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Vincent J. Intrieri For For Management 1b Elect Director Robert D. (Doug) Lawler For For Management 1c Elect Director John J. (Jack) Lipinski For For Management 1d Elect Director Frederic M. Poses For For Management 1e Elect Director Archie W. Dunham For For Management 1f Elect Director R. Brad Martin For For Management 1g Elect Director Louis A. Raspino For For Management 1h Elect Director Merrill A. (Pete) For For Management Miller, Jr. 1i Elect Director Thomas L. Ryan For Against Management 2 Declassify the Board of Directors For For Management 3 Approve Increase in Size of Board For For Management 4 Provide Proxy Access Right For For Management 5 Eliminate Supermajority Vote For For Management Requirement 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 7 Approve Omnibus Stock Plan For For Management 8 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHEVRON CORPORATION Ticker: CVX Security ID: 166764100 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Linnet F. Deily For For Management 1b Elect Director Robert E. Denham For For Management 1c Elect Director Alice P. Gast For For Management 1d Elect Director Enrique Hernandez, Jr. For For Management 1e Elect Director Jon M. Huntsman, Jr. For For Management 1f Elect Director George L. Kirkland For For Management 1g Elect Director Charles W. Moorman, IV For For Management 1h Elect Director Kevin W. Sharer For For Management 1i Elect Director John G. Stumpf For For Management 1j Elect Director Ronald D. Sugar For For Management 1k Elect Director Carl Ware For For Management 1l Elect Director John S. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Charitable Contributions Against Against Shareholder 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 7 Require Independent Board Chairman Against Against Shareholder 8 Amend Bylaws -- Call Special Meetings Against For Shareholder 9 Require Director Nominee with Against For Shareholder Environmental Experience 10 Adopt Guidelines for Country Selection Against For Shareholder -------------------------------------------------------------------------------- CHINA AGRI-INDUSTRIES HOLDINGS LTD. Ticker: 00606 Security ID: Y1375F104 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a Elect Yue Guojun as Director For For Management 3b Elect Shi Bo as Director For Against Management 3c Elect Wang Zhiying as Director For Against Management 3d Elect Patrick Vincent Vizzone as For Against Management Director 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5a Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5b Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CHINA BLUECHEMICAL LTD. Ticker: 03983 Security ID: Y14251105 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of Directors For For Management 2 Accept Report of Supervisory Committee For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan and For For Management Declare Final Dividend 5 Approve Budget Proposals for Fiscal For For Management Year 2014 6 Reappoint Deloitte Touche Tohmatsu as For For Management the Overseas Auditors and Deloitte Touche Tohmatsu LLP as Domestic Auditors of the Company and Authorize Board to Fix Their Remuneration 7 Elect Zhou Dechun as Director and For For Management Approve Director's Remuneration 8 Approve Issuance of Shares without For Against Management Preemptive Rights -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: Y15010104 Meeting Date: NOV 26, 2013 Meeting Type: Special Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Term of For For Management Validity of the Proposal Regarding the Issuance of A Share Convertible Bonds and Other Related Matters -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: Y15010104 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2013 5 Approve Interim Profit Distribution For For Management Plan for the Year 2014 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Authorize Board to Determine the For Against Management Proposed Plan for the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Board of For For Management Supervisors 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP and Deloitte Touche Tohmatsu as the PRC and International Auditors and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued A Share and H Share Capital 9 Approve Issuance of Debt Financing For Against Management Instruments -------------------------------------------------------------------------------- CHINA SHENHUA ENERGY CO., LTD. Ticker: 01088 Security ID: Y1504C113 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: 2002 Security ID: Y15041109 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2013 Profit 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Director Jo-Chi, Tsou 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Jyh-Yuh, Sung 8 Approve Release of Restrictions of For For Management Competitive Activities of Director Horng-Nan, Lin 9 Approve Release of Restrictions of For For Management Competitive Activities of Director Jih-Gang, Liu -------------------------------------------------------------------------------- CNH GLOBAL NV Ticker: NHL Security ID: N20935206 Meeting Date: JUL 23, 2013 Meeting Type: Special Record Date: JUN 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting and Call to Order None None Management 2 Approve Merger Agreement Fiat For For Management Industrial S.p.A, and CNH Global 3 Close Meeting None None Management -------------------------------------------------------------------------------- CNH INDUSTRIAL N.V. Ticker: CNHI Security ID: N20944109 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Discuss Remuneration Report None None Management 2b Receive Explanation on Company's None None Management Reserves and Dividend Policy 2c Adopt Financial Statements and For For Management Statutory Reports 2d Approve Dividends of EUR 0.20 Per Share For For Management 2e Approve Discharge of Directors For For Management 3a Reelect Sergio Marchionne as Executive For Against Management Director 3b Reelect Richard J. Tobin as Executive For For Management Director 3c Reelect Richard John P. Elkann as For Against Management Non-Executive Director 3d Reelect Richard Mina Gerowin as For For Management Non-Executive Director 3e Reelect Maria Patrizia Grieco as For For Management Non-Executive Director 3f Reelect Leo W. Houle as Non-Executive For For Management Director 3g Reelect Peter Kalantzis as For Against Management Non-Executive Director 3h Reelect John B. Lanaway as For For Management Non-Executive Director 3i Reelect Guido Tabellini as For For Management Non-Executive Director 3j Reelect Jacqueline Tammenoms Bakker as For For Management Non-Executive Director 3k Reelect Jacques Theurillat as For For Management Non-Executive Director 4a Approve Remuneration Policy for For Against Management Executive and Non-Executive Directors 4b Approve Omnibus Stock Plan For Against Management 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Close Meeting None None Management -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: Y1662W117 Meeting Date: NOV 27, 2013 Meeting Type: Special Record Date: NOV 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: Y1662W117 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Accept Financial Statements and For For Management Statutory Reports 1b Declare Final Dividend For For Management 1c Elect Li Fanrong as Director For For Management 1d Elect Wang Yilin as Director For For Management 1e Elect Lv Bo as Director For For Management 1f Elect Zhang Jianwei as Director For For Management 1g Elect Wang Jiaxiang as Director For For Management 1h Elect Lawrence J. Lau as Director For For Management 1i Elect Kevin G. Lynch as Director For For Management 1j Authorize Board to Fix Directors' For For Management Remuneration 1k Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration 2a Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 2b Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 2c Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COEUR MINING, INC. Ticker: CDE Security ID: 192108504 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Linda L. Adamany For For Management 1.2 Elect Director Kevin S. Crutchfield For For Management 1.3 Elect Director Sebastian Edwards For For Management 1.4 Elect Director Randolph E. Gress For For Management 1.5 Elect Director Mitchell J. Krebs For For Management 1.6 Elect Director Robert E. Mellor For For Management 1.7 Elect Director John H. Robinson For For Management 1.8 Elect Director J. Kenneth Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA S.A. Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Appoint Auditors For For Management 4 Ratify Amendments to Dividend Policy For For Management 5 Approve Dividends For For Management 6 Elect Directors For For Management -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard L. Armitage For For Management 1b Elect Director Richard H. Auchinleck For For Management 1c Elect Director Charles E. Bunch For For Management 1d Elect Director James E. Copeland, Jr. For For Management 1e Elect Director Jody L. Freeman For For Management 1f Elect Director Gay Huey Evans For For Management 1g Elect Director Ryan M. Lance For For Management 1h Elect Director Robert A. Niblock For For Management 1i Elect Director Harald J. Norvik For For Management 1j Elect Director William E. Wade, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Adopt Quantitative GHG Goals for Against For Shareholder Operations -------------------------------------------------------------------------------- CONTINENTAL RESOURCES, INC. Ticker: CLR Security ID: 212015101 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David L. Boren For For Management 1.2 Elect Director William B. Berry For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DEERE & COMPANY Ticker: DE Security ID: 244199105 Meeting Date: FEB 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Crandall C. Bowles For For Management 1c Elect Director Vance D. Coffman For For Management 1d Elect Director Charles O. Holliday, Jr. For For Management 1e Elect Director Dipak C. Jain For For Management 1f Elect Director Clayton M. Jones For For Management 1g Elect Director Joachim Milberg For For Management 1h Elect Director Richard B. Myers For For Management 1i Elect Director Gregory R. Page For For Management 1j Elect Director Thomas H. Patrick For For Management 1k Elect Director Sherry M. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- DETOUR GOLD CORPORATION Ticker: DGC Security ID: 250669108 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Crossgrove For For Management 1.2 Elect Director Louis Dionne For For Management 1.3 Elect Director Robert E. Doyle For For Management 1.4 Elect Director Andre Falzon For For Management 1.5 Elect Director Ingrid J. Hibbard For For Management 1.6 Elect Director J. Michael Kenyon For For Management 1.7 Elect Director Paul Martin For For Management 1.8 Elect Director Alex G. Morrison For For Management 1.9 Elect Director Jonathan Rubenstein For For Management 1.10 Elect Director Graham Wozniak For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Robert H. Henry For For Management 1.4 Elect Director John A. Hill For For Management 1.5 Elect Director Michael M. Kanovsky For For Management 1.6 Elect Director Robert A. Mosbacher, Jr. For For Management 1.7 Elect Director J. Larry Nichols For For Management 1.8 Elect Director Duane C. Radtke For For Management 1.9 Elect Director Mary P. Ricciardello For For Management 1.10 Elect Director John Richels For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Financial Risks of Climate Against For Shareholder Change 5 Report on Lobbying Payments and Policy Against For Shareholder 6 Review Public Policy Advocacy on Against For Shareholder Climate Change -------------------------------------------------------------------------------- ELDORADO GOLD CORPORATION Ticker: ELD Security ID: 284902103 Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director K. Ross Cory For For Management 1.2 Elect Director Robert R. Gilmore For For Management 1.3 Elect Director Geoffrey A. Handley For For Management 1.4 Elect Directo Michael A. Price For For Management 1.5 Elect Director Steven P. Reid For For Management 1.6 Elect Director Jonathan A. Rubenstein For For Management 1.7 Elect Director Donald M. Shumka For For Management 1.8 Elect Director Paul N. Wright For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Adopt By-Law No.1 For For Management 5 Eliminate Class of Convertible For For Management Non-Voting Shares 6 Amend Officers and Directors Plan For For Management 7 Amend Employee Plan For For Management 8 Approve Performance Share Unit Plan For For Management -------------------------------------------------------------------------------- ENCANA CORPORATION Ticker: ECA Security ID: 292505104 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter A. Dea For For Management 1.2 Elect Director Claire S. Farley For For Management 1.3 Elect Director Fred J. Fowler For For Management 1.4 Elect Director Suzanne P. Nimocks For For Management 1.5 Elect Director Jane L. Peverett For For Management 1.6 Elect Director Brian G. Shaw For For Management 1.7 Elect Director Douglas J. Suttles For For Management 1.8 Elect Director Bruce G. Waterman For For Management 1.9 Elect Director Clayton H. Woitas For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Approve Advance Notice Policy For For Management -------------------------------------------------------------------------------- ENI S.P.A. Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Share Repurchase Program For For Management 4 Amend Articles Re: Director None Against Shareholder Honorability Requirements 5 Amend Company Bylaws Re: Shareholder For For Management Meetings 6 Fix Number of Directors For For Management 7 Fix Board Terms for Directors For For Management 8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder 8.2 Slate Submitted by Institutional None For Shareholder Investors 9 Elect Board Chair None For Management 10 Approve Remuneration of Directors For Against Management 11 Approve Remuneration of Executive None For Management Directors 12.1 Slate Submitted by the Italian Treasury None Against Shareholder 12.2 Slate Submitted by Institutional None For Shareholder Investors 13 Appoint Chair of the Board of None For Shareholder Statutory Auditors 14 Approve Internal Auditors' Remuneration For For Management 15 Approve Compensation of the Judicial For For Management Officer of Corte dei Conti Responsible for Eni's Financial Control 16 Approve Long-Term Monetary Incentive For For Management Plan 2014-2016 17 Approve Remuneration Report For For Management -------------------------------------------------------------------------------- ENSCO PLC Ticker: ESV Security ID: G3157S106 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Re-elect J. Roderick Clark as Director For For Management 1b Re-elect Roxanne J. Decyk as Director For For Management 1c Re-elect Mary E. Francis CBE as For For Management Director 1d Re-elect C. Christopher Gaut as For For Management Director 1e Re-elect Gerald W. Haddock as Director For For Management 1f Re-elect Francis S. Kalman as Director For For Management 1g Re-elect Daniel W. Rabun as Director For For Management 1h Re-elect Keith O. Rattie as Director For For Management 1i Re-elect Paul E. Rowsey, III as For For Management Director 2 Issue of Equity or Equity-Linked For For Management Securities with Pre-emptive Rights 3 Reappoint KPMG LLP as Auditors of the For For Management Company 4 Reappoint KPMG Audit Plc as Auditors For For Management of the Company 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Approve Remuneration Policy For For Management 7 Approve Remuneration Report For For Management 8 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 9 Accept Financial Statements and For For Management Statutory Reports 10 Approve Capital Reorganisation For For Management Converting Undistributable Reserves to Distributable Reserves 11 Issue of Equity or Equity-Linked For For Management Securities without Pre-emptive Rights -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director James C. Day For For Management 1d Elect Director Mark G. Papa For For Management 1e Elect Director H. Leighton Steward For For Management 1f Elect Director Donald F. Textor For For Management 1g Elect Director William R. Thomas For For Management 1h Elect Director Frank G. Wisner For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 5 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Ticker: XOM Security ID: 30231G102 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Boskin For For Management 1.2 Elect Director Peter Brabeck-Letmathe For For Management 1.3 Elect Director Ursula M. Burns For For Management 1.4 Elect Director Larry R. Faulkner For For Management 1.5 Elect Director Jay S. Fishman For For Management 1.6 Elect Director Henrietta H. Fore For For Management 1.7 Elect Director Kenneth C. Frazier For For Management 1.8 Elect Director William W. George For For Management 1.9 Elect Director Samuel J. Palmisano For For Management 1.10 Elect Director Steven S Reinemund For For Management 1.11 Elect Director Rex W. Tillerson For For Management 1.12 Elect Director William C. Weldon For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Require a Majority Vote for the Against For Shareholder Election of Directors 5 Limit Directors to a Maximum of Three Against Against Shareholder Board Memberships in Companies with Sales over $500 Million Annually 6 Amend EEO Policy to Prohibit Against Against Shareholder Discrimination Based on Sexual Orientation and Gender Identity 7 Report on Lobbying Payments and Policy Against For Shareholder 8 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations -------------------------------------------------------------------------------- FIRST QUANTUM MINERALS LTD. Ticker: FM Security ID: 335934105 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Philip K. R. Pascall For For Management 2.2 Elect Director G. Clive Newall For For Management 2.3 Elect Director Martin R. Rowley For For Management 2.4 Elect Director Peter St. George For For Management 2.5 Elect Director Andrew B. Adams For For Management 2.6 Elect Director Michael Martineau For For Management 2.7 Elect Director Paul Brunner For For Management 2.8 Elect Director Michael Hanley For For Management 2.9 Elect Director Robert Harding For For Management 3 Approve PricewaterhouseCoopers LLP For For Management (UK) as Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LTD. Ticker: FMG Security ID: Q39360104 Meeting Date: NOV 13, 2013 Meeting Type: Annual Record Date: NOV 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Remuneration Report For For Management 2 Elect Elizabeth Gaines as Director For For Management 3 Elect Peter Meurs as Director For For Management 4 Elect Sharon Warburton as Director For For Management 5 Elect Mark Barnaba as Director For For Management 6 Approve the Grant of Up to 5.50 For For Management Million Performance Rights to Executive Directors -------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUL 16, 2013 Meeting Type: Annual Record Date: MAY 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Robert J. Allison, Jr. For For Management 1.3 Elect Director Alan R. Buckwalter, III For For Management 1.4 Elect Director Robert A. Day For For Management 1.5 Elect Director James C. Flores For For Management 1.6 Elect Director Gerald J. Ford For For Management 1.7 Elect Director Thomas A. Fry, III For For Management 1.8 Elect Director H. Devon Graham, Jr. For For Management 1.9 Elect Director Charles C. Krulak For For Management 1.10 Elect Director Bobby Lee Lackey For For Management 1.11 Elect Director Jon C. Madonna For For Management 1.12 Elect Director Dustan E. McCoy For For Management 1.13 Elect Director James R. Moffett For For Management 1.14 Elect Director B. M. Rankin, Jr. For For Management 1.15 Elect Director Stephen H. Siegele For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Request Director Nominee with Against For Shareholder Environmental Qualifications 5 Require Independent Board Chairman Against For Shareholder 6 Adopt Policy and Report on Board Against For Shareholder Diversity 7 Amend Bylaws-- Call Special Meetings Against For Shareholder -------------------------------------------------------------------------------- FREEPORT-MCMORAN COPPER & GOLD INC. Ticker: FCX Security ID: 35671D857 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard C. Adkerson For For Management 1.2 Elect Director Robert J. Allison, Jr. For For Management 1.3 Elect Director Alan R. Buckwalter, III For For Management 1.4 Elect Director Robert A. Day For For Management 1.5 Elect Director James C. Flores For For Management 1.6 Elect Director Gerald J. Ford For For Management 1.7 Elect Director Thomas A. Fry, III For For Management 1.8 Elect Director H. Devon Graham, Jr. For For Management 1.9 Elect Director Lydia H. Kennard For For Management 1.10 Elect Director Charles C. Krulak For For Management 1.11 Elect Director Bobby Lee Lackey For For Management 1.12 Elect Director Jon C. Madonna For For Management 1.13 Elect Director Dustan E. McCoy For For Management 1.14 Elect Director James R. Moffett For For Management 1.15 Elect Director Stephen H. Siegele For For Management 1.16 Elect Director Frances Fragos Townsend For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Approve Executive Incentive Bonus Plan For For Management 5 Require Director Nominee with Against Against Shareholder Environmental Experience -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management Commission 13.13 Elect Sergey Platonov as Member of For Did Not Vote Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Did Not Vote Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Did Not Vote Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Did Not Vote Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Did Not Vote Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Against Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Against Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Against Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Against Management Commission 13.13 Elect Sergey Platonov as Member of For Against Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Against Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Against Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Against Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Against Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GENTING PLANTATIONS BHD. Ticker: GENP Security ID: Y26930100 Meeting Date: NOV 01, 2013 Meeting Type: Special Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Renounceable Restricted For For Management Issue of Warrants -------------------------------------------------------------------------------- GLENCORE XSTRATA PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAY 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Change of Company Name to For For Management Glencore plc 2 Adopt New Articles of Association For For Management 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Final Distribution For For Management 5 Re-elect Anthony Hayward as Director For For Management 6 Re-elect Leonhard Fischer as Director For For Management 7 Re-elect William Macaulay as Director For For Management 8 Re-elect Ivan Glasenberg as Director For For Management 9 Re-elect Peter Coates as Director For For Management 10 Elect John Mack as Director For For Management 11 Elect Peter Grauer as Director For For Management 12 Approve Remuneration Report For For Management 13 Approve Remuneration Policy For For Management 14 Reappoint Deloitte LLP as Auditors For For Management 15 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Approve Scrip Dividend Program For For Management 18 Authorise Issue of Equity without For For Management Pre-emptive Rights 19 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- GOLD FIELDS LTD Ticker: GFI Security ID: S31755101 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors of the For For Management Company 2 Re-elect Kofi Ansah as Director For For Management 3 Re-elect Nick Holland as Director For For Management 4 Re-elect Paul Schmidt as Director For For Management 5 Re-elect Gayle Wilson as Member of the For For Management Audit Committee 6 Re-elect Richard Menell as Member of For For Management the Audit Committee 7 Re-elect Donald Ncube as Member of the For For Management Audit Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 1 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance to For For Management Related or Inter-related Company 4 Authorise Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GOLDCORP INC. Ticker: G Security ID: 380956409 Meeting Date: MAY 01, 2014 Meeting Type: Annual/Special Record Date: MAR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director John P. Bell For For Management a2 Elect Director Beverley A. Briscoe For For Management a3 Elect Director Peter J. Dey For For Management a4 Elect Director Douglas M. Holtby For For Management a5 Elect Director Charles A. Jeannes For For Management a6 Elect Director Clement A. Pelletier For For Management a7 Elect Director P. Randy Reifel For For Management a8 Elect Director Ian W. Telfer For For Management a9 Elect Director Blanca Trevino For For Management a10 Elect Director Kenneth F. Williamson For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Amend Restricted Share Unit Plan For For Management d Amend Stock Option Plan For For Management e Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- GOLDEN AGRI-RESOURCES LTD Ticker: E5H Security ID: V39076134 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Frankle (Djafar) Widjaja as For For Management Director 5 Elect Lew Syn Pau as Director For For Management 6 Elect Jacques Desire Laval Elliah as For For Management Director 7 Reappoint Moore Stephens LLP Auditors For For Management and Authorize Board to Fix Their Remuneration 8 Approve Issuance of Equity or Equity For For Management Linked Securities with or without Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Approve Mandate for Transactions with For For Management Related Parties -------------------------------------------------------------------------------- GRAINCORP LTD. Ticker: GNC Security ID: Q42655102 Meeting Date: FEB 25, 2014 Meeting Type: Annual Record Date: FEB 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve Remuneration Report For For Management 3.1 Elect Peter J Housden as Director For For Management 3.2 Elect Simon L Tregoning as Director For For Management -------------------------------------------------------------------------------- GRUPO MEXICO S.A.B. DE C.V. Ticker: GMEXICOB Security ID: P49538112 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Approve Policy Related to Acquisition For For Management of Own Shares for 2013; Set Aggregate Nominal Amount of Share Repurchase Reserve for 2014 5 Approve Discharge of Board of For For Management Directors, Executive Chairman and Board Committees 6 Elect or Ratify Directors; Verify For Against Management Independence of Board Members; Elect or Ratify Chairmen and Members of Board Committees 7 Approve Remuneration of Directors and For For Management Members of Board Committees 8 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- HALLIBURTON COMPANY Ticker: HAL Security ID: 406216101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan M. Bennett For For Management 1.2 Elect Director James R. Boyd For For Management 1.3 Elect Director Milton Carroll For For Management 1.4 Elect Director Nance K. Dicciani For For Management 1.5 Elect Director Murry S. Gerber For For Management 1.6 Elect Director Jose C. Grubisich For For Management 1.7 Elect Director Abdallah S. Jum'ah For For Management 1.8 Elect Director David J. Lesar For For Management 1.9 Elect Director Robert A. Malone For For Management 1.10 Elect Director J. Landis Martin For For Management 1.11 Elect Director Debra L. Reed For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Human Rights Risk Assessment Against For Shareholder Process -------------------------------------------------------------------------------- HARMONY GOLD MINING COMPANY LTD Ticker: HAR Security ID: S34320101 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: NOV 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Joaquim Chissano as Director For For Management 2 Re-elect Cathie Markus as Director For For Management 3 Re-elect Andre Wilkens as Director For For Management 4 Elect Karabo Nondumo as Director For For Management 5 Elect Vishnu Pillay as Director For For Management 6 Re-elect John Wetton as Member of the For For Management Audit and Risk Committee 7 Re-elect Fikile De Buck as Member of For For Management the Audit and Risk Committee 8 Re-elect Simo Lushaba as Member of the For For Management Audit and Risk Committee 9 Re-elect Modise Motloba as Member of For For Management the Audit and Risk Committee 10 Elect Karabo Nondumo as Member of the For For Management Audit and Risk Committee 11 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company 12 Approve Remuneration Policy For Against Management 13 Approve Non-executive Directors' For For Management Remuneration 14 Approve Financial Assistance to For For Management Related or Inter-related Companies 15 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- HECLA MINING COMPANY Ticker: HL Security ID: 422704106 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Phillips S. Baker, Jr. For For Management 1.2 Elect Director Anthony P. Taylor For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Provide Right to Call Special Meeting For For Management -------------------------------------------------------------------------------- HESS CORPORATION Ticker: HES Security ID: 42809H107 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terrence J. Checki For For Management 1.2 Elect Director Edith E. Holiday For For Management 1.3 Elect Director John H. Mullin, III For For Management 1.4 Elect Director James H. Quigley For For Management 1.5 Elect Director Robert N. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4a Eliminate Supermajority Vote For For Management Requirement in Certificate of Incorporation and Bylaws 4b Eliminate Supermajority Vote For For Management Requirement in Certificate of Incorporation 5 Amend Certificate of Incorporation For For Management Removing Provisions of $3.50 Cumulative Convertible Preferred Stock 6 Report on Financial Risks of Climate Against Against Shareholder Change -------------------------------------------------------------------------------- HYUNDAI STEEL CO. Ticker: 004020 Security ID: Y38383108 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 500 per Share 2 Elect Kang Hak-Seo as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- IAMGOLD CORPORATION Ticker: IMG Security ID: 450913108 Meeting Date: MAY 07, 2014 Meeting Type: Annual/Special Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Caldwell For For Management 1.2 Elect Director Donald K. Charter For For Management 1.3 Elect Director W. Robert Dengler For For Management 1.4 Elect Director Guy G. Dufresne For For Management 1.5 Elect Director Richard J. Hall For For Management 1.6 Elect Director Stephen J. J. Letwin For For Management 1.7 Elect Director Mahendra Naik For For Management 1.8 Elect Director William D. Pugliese For For Management 1.9 Elect Director John T. Shaw For For Management 1.10 Elect Director Timothy R. Snider For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Share Incentive Plan For For Management -------------------------------------------------------------------------------- IMPALA PLATINUM HOLDINGS LTD Ticker: IMP Security ID: S37840113 Meeting Date: OCT 23, 2013 Meeting Type: Annual Record Date: OCT 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Re-elect Hugh Cameron as Chairman of For For Management the Audit Committee 2.2 Re-elect Almorie Maule as Member of For For Management the Audit Committee 2.3 Elect Thabo Mokgatlha as Member of the For For Management Audit Committee 2.4 Re-elect Babalwa Ngonyama as Member of For For Management the Audit Committee 3 Approve Remuneration Policy For Against Management 4.1 Re-elect Hugh Cameron as Director For For Management 4.2 Elect Peter Davey as Director For For Management 4.3 Re-elect Mandla Gantsho as Director For For Management 4.4 Elect Albertinah Kekana as Director For For Management 4.5 Elect Alastair Macfarlane as Director For For Management 4.6 Re-elect Thabo Mokgatlha as Director For For Management 4.7 Elect Brett Nagle as Director For For Management 1 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 2 Approve Financial Assistance to For For Management Related or Inter-related Company -------------------------------------------------------------------------------- INCITEC PIVOT LTD Ticker: IPL Security ID: Q4887E101 Meeting Date: DEC 19, 2013 Meeting Type: Annual Record Date: DEC 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect John Marlay as Director For For Management 2 Approve the Grant of Performance For For Management Rights to James Fazzino, Managing Director and Chief Executive Officer of the Company 3 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- INDUSTRIAS PENOLES S.A.B DE C.V. Ticker: PE&OLES Security ID: P55409141 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Individual and Consolidated For For Management Financial Statements; Approve Report of Board, CEO, External Auditors, Audit and Corporate Practices Committee and Fiscal Obligation Compliance 2 Approve Allocation of Income For For Management 3 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve 4 Elect or Ratify Directors; Verify For Against Management Director's Independence Classification; Approve Their Respective Remuneration 5 Elect or Ratify Chairman of Audit and For Against Management Corporate Governance Committee 6 Appoint Legal Representatives For For Management 7 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- INGREDION INCORPORATED Ticker: INGR Security ID: 457187102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Luis Aranguren-Trellez For For Management 1b Elect Director David B. Fischer For For Management 1c Elect Director Ilene S. Gordon For For Management 1d Elect Director Paul Hanrahan For For Management 1e Elect Director Wayne M. Hewett For For Management 1f Elect Director Rhonda L. Jordan For For Management 1g Elect Director Gregory B. Kenny For For Management 1h Elect Director Barbara A. Klein For For Management 1i Elect Director Victoria J. Reich For For Management 1j Elect Director Dwayne A. Wilson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management -------------------------------------------------------------------------------- INPEX CORPORATION Ticker: 1605 Security ID: J2467E101 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 9 2.1 Elect Director Kuroda, Naoki For For Management 2.2 Elect Director Sugioka, Masatoshi For For Management 2.3 Elect Director Kitamura, Toshiaki For For Management 2.4 Elect Director Yui, Seiji For For Management 2.5 Elect Director Sano, Masaharu For For Management 2.6 Elect Director Sugaya, Shunichiro For For Management 2.7 Elect Director Murayama, Masahiro For For Management 2.8 Elect Director Ito, Seiya For For Management 2.9 Elect Director Tanaka, Wataru For For Management 2.10 Elect Director Ikeda, Takahiko For For Management 2.11 Elect Director Kurasawa, Yoshikazu For For Management 2.12 Elect Director Wakasugi, Kazuo For For Management 2.13 Elect Director Kagawa, Yoshiyuki For For Management 2.14 Elect Director Kato, Seiji For For Management 2.15 Elect Director Tonoike, Rentaro For For Management 2.16 Elect Director Okada, Yasuhiko For For Management 3 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- INTREPID POTASH, INC. Ticker: IPI Security ID: 46121Y102 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert P. Jornayvaz, III For For Management 1.2 Elect Director Hugh E. Harvey, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IOI CORPORATION BERHAD Ticker: IOICORP Security ID: Y41763106 Meeting Date: OCT 19, 2013 Meeting Type: Annual Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Karownakaran @ Karunakaran a/l For For Management Ramasamy as Director 2 Elect Lim Tuang Ooi as Director For For Management 3 Elect Lee Shin Cheng as Director For For Management 4 Elect Mohd Khalil b Dato' Hj Mohd Noor For For Management as Director 5 Approve Mohd Khalil b Dato' Hj Mohd For For Management Noor to Continue Office as Independent Non-Executive Director 6 Approve Remuneration of Directors For For Management 7 Approve BDO as Auditors and Authorize For For Management Board to Fix Their Remuneration 8 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 9 Approve Share Repurchase Program For For Management 10 Approve Renewal of Shareholders' For For Management Mandate for Recurrent Related Party Transactions and Implementation of New Shareholders' Mandate for Additional Recurrent Related Party Transactions 1 Amend Articles of Association For For Management -------------------------------------------------------------------------------- IOI CORPORATION BERHAD Ticker: IOICORP Security ID: Y41763106 Meeting Date: OCT 29, 2013 Meeting Type: Special Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in IOI For For Management Properties Group Bhd. (IOIPG) to Summervest Sdn. Bhd. Pursuant to the Proposed Acquisition of 10 Percent Equity Interest Each in Property Village Bhd. and Property Skyline Sdn. Bhd. 2 Approve Non-Renounceable Restricted For For Management Offer for Sale of IOIPG Shares to Entitled Shareholders of the Company 3 Approve Listing of IOIPG on the For For Management Official List of the Main Market of Bursa Malaysia Securities Bhd. 1 Approve Distribution of IOIPG Shares For For Management to be Held by the Company to the Entitled Shareholders of the Company by Way of Distribution-in-Specie -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: AUG 26, 2013 Meeting Type: Annual/Special Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For Did Not Vote Management Directors and Officers of the Company 2 Update Bonus and Share-Based Payments For Did Not Vote Management Employment Agreement of Stefan Borgas, CEO 3 Approve Bonus to Stefan Borgas, CEO For Did Not Vote Management 4 Discuss Financial Statements and the None None Management Report of the Board for 2012 5 Reappoint Somekh Chaikin as Auditors For Did Not Vote Management and Discuss Compensation of 2012 6.1 Reelect Nir Gilad as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.2 Reelect Avisar Paz as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.3 Reelect Eran Sarig as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.4 Reelect Avraham (Baiga) Shochat as For Did Not Vote Management Director Until the End of the Next Annual General Meeting 6.5 Reelect Victor Medina as Director For Did Not Vote Management Until the End of the Next Annual General Meeting 6.6 Reelect Chaim Erez as Director Until For Did Not Vote Management the End of the Next Annual General Meeting 6.7 Reelect Ovadia Eli as Director Until For Did Not Vote Management the End of the Next Annual General Meeting A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- ISRAEL CHEMICALS LTD. Ticker: ICL Security ID: M5920A109 Meeting Date: MAY 08, 2014 Meeting Type: Special Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Registration Rights Agreement For For Management with The Israel Corporation Ltd., Controlling Shareholder, and Its Affiliated Companies 2 Approve the Switch From the Reporting For For Management Format In Accordance with Chapter VI of the Securities Law of 1968 to the Reporting Format In Accordance with Chapter III of the Securities Law of 1968 3 Approve Purchase of D&O Policy For For Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CORPORATION (THE) Ticker: ILCO Security ID: M8785N109 Meeting Date: JUL 11, 2013 Meeting Type: Special Record Date: JUN 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Gideon Lengholtz as External For For Management Director 2 Reelect Ofer Termechi as External For For Management Director A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. -------------------------------------------------------------------------------- ISRAEL CORPORATION (THE) Ticker: ILCO Security ID: M8785N109 Meeting Date: FEB 18, 2014 Meeting Type: Annual Record Date: JAN 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Discuss Financial Statements and the None None Management Report of the Board for 2012 2 Reappoint KPMG Somekh Chaikin as For Against Management Auditors and Authorize Board to Fix Their Remuneration 3.1 Reelect Ron Moskovitz as Director For For Management Until the End of the Next Annual General Meeting 3.2 Reelect Amnon Lion as Director Until For Against Management the End of the Next Annual General Meeting 3.3 Reelect Zeev Nahari as Director Until For Against Management the End of the Next Annual General Meeting 3.4 Reelect Zehavit Cohen as Director For For Management Until the End of the Next Annual General Meeting 3.5 Reelect Yoav Doppelt as Director Until For For Management the End of the Next Annual General Meeting 3.6 Reelect Aviad Kaufman as Director For For Management Until the End of the Next Annual General Meeting 3.7 Reelect Eitan Raff as Director Until For For Management the End of the Next Annual General Meeting 3.8 Reelect Dan Suesskind as Director For For Management Until the End of the Next Annual General Meeting 3.9 Reelect Michael Bricker as Director For For Management Until the End of the Next Annual General Meeting 4 Approve Directors' Compensation For Against Management A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager A2a If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against. A2b If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against. A2c If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against. -------------------------------------------------------------------------------- ISRAEL CORPORATION (THE) Ticker: ILCO Security ID: M8785N109 Meeting Date: MAR 24, 2014 Meeting Type: Special Record Date: FEB 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Oded Degani as External Director For For Management for a Three Year Term A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager A2a If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise vote against. A2b If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise vote against. A2c If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise vote against. -------------------------------------------------------------------------------- ISRAEL CORPORATION (THE) Ticker: ILCO Security ID: M8785N109 Meeting Date: MAY 01, 2014 Meeting Type: Special Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Compensation Policy for the For For Management Directors and Officers of the Company A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- ISRAEL CORPORATION (THE) Ticker: ILCO Security ID: M8785N109 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Part in the For For Management Settlement between ZIM Integrated Shipping Services, Subsidiary, and its Creditors and Minority Shareholders A Vote FOR if you are a controlling None Against Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Against Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Against Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Against Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- JFE HOLDINGS, INC. Ticker: 5411 Security ID: J2817M100 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2 Approve Annual Bonus Payment to For For Management Directors and Statutory Auditors 3.1 Elect Director Bada, Hajime For For Management 3.2 Elect Director Hayashida, Eiji For For Management 3.3 Elect Director Okada, Shinichi For For Management 3.4 Elect Director Ashida, Akimitsu For For Management 3.5 Elect Director Maeda, Masafumi For For Management 4.1 Appoint Statutory Auditor Itami, For For Management Hiroyuki 4.2 Appoint Statutory Auditor Oyagi, Shigeo For For Management 5 Appoint Alternate Statutory Auditor For For Management Saiki, Isao -------------------------------------------------------------------------------- JIANGXI COPPER COMPANY LTD. Ticker: 00358 Security ID: Y4446C100 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management and Auditors' Report 4 Approve Profit Distribution Proposal For For Management 5 Approve Plan of Incentive Award Fund For For Management Reserve for Senior Management for the Year of 2013 and Authorize Two Directors of the Company to Form a Sub-Committee to Determine Reward for Each Senior Management 6 Appoint Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP (Special General Partnership) and Deloitte Touche Tohmatsu as the Company's Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration 7 Approve Resignationl of Wu Jianchang For For Management as Independent Non-Executive Director 8 Elect Qiu Guanzhou as Director For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Amend Articles of Association For For Management -------------------------------------------------------------------------------- K+S AKTIENGESELLSCHAFT Ticker: SDF Security ID: D48164129 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 0.25 per Share 3 Approve Discharge of Management Board For For Management for Fiscal 2013 4 Approve Discharge of Supervisory Board For For Management for Fiscal 2013 5 Ratify Deloitte and Touche GmbH as For For Management Auditors for Fiscal 2014 6.a Amend Affiliation Agreements with For For Management Subsidiary K+S Beteiligungs GmbH 6.b Amend Affiliation Agreements with For For Management Subsidiary K+S Consulting GmbH 6.c Amend Affiliation Agreements with For For Management Subsidiary K+S Entsorgung GmbH 6.d Amend Affiliation Agreements with For For Management Subsidiary K+S IT-Services GmbH 6.e Amend Affiliation Agreements with For For Management Subsidiary K+S Kali GmbH 6.f Amend Affiliation Agreements with For For Management Subsidiary K+S Salz GmbH 6.g Amend Affiliation Agreements with For For Management Subsidiary K+S Transport GmbH 6.h Amend Affiliation Agreements with For For Management Subsidiary K+S Versicherungsvermittlungs GmbH 6.i Amend Affiliation Agreements with For For Management Subsidiary Wohnbau Salzdetfurth GmbH -------------------------------------------------------------------------------- KAZAKHMYS PLC Ticker: KAZ Security ID: G5221U108 Meeting Date: AUG 02, 2013 Meeting Type: Special Record Date: JUL 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Disposal of 26 Per Cent For For Management Holding in Eurasian Natural Resources Corporation plc and Any Other Connected Matters 2 Approve Repurchase by the Company of For For Management Kazakhmys Shares in Accordance with the Share Repurchase Agreement 3 Approve Waiver on Tender-Bid For For Management Requirement -------------------------------------------------------------------------------- KGHM POLSKA MIEDZ S.A. Ticker: KGH Security ID: X45213109 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: JUN 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Meeting Chairman For For Management 3 Acknowledge Proper Convening of Meeting None None Management 4 Approve Agenda of Meeting For For Management 5 Receive Management Board Report on None None Management Company's Operations and Financial Statements 6 Receive Management Board Proposal on None None Management Allocation of Income 7 Receive Supervisory Board Report on None None Management Board's Review of Management Board Report on Company's Operations and Financial Statements 8.1 Receive Supervisory Board Report on None None Management Company's Standing 8.2 Receive Supervisory Board Report on None None Management Board's Work in 2013 9.1 Approve Management Board Report on For For Management Company's Operations in Fiscal 2013 9.2 Approve Financial Statements For For Management 9.3 Approve Allocation of Income For For Management 10.1a Approve Discharge of Marcin For For Management Chmielewski (Management Board Member) 10.1b Approve Discharge of Jacek Kardela For For Management (Management Board Member) 10.1c Approve Discharge of Wojciech Kedzia For For Management (Management Board Member) 10.1d Approve Discharge of Wlodzimierz For For Management Kicinski (Management Board Member) 10.1e Approve Discharge of Jaroslaw For For Management Romanowski (Management Board Member) 10.1f Approve Discharge of Adam Sawicki For For Management (Management Board Member) 10.1g Approve Discharge of Herbert Wirth For For Management (Management Board Member) 10.1h Approve Discharge of Dorota Wloch For For Management (Management Board Member) 10.2a Approve Discharge of Pawel Bialek For For Management (Supervisory Board Member) 10.2b Approve Discharge of Krzysztof For For Management Kaczmarczyk (Supervisory Board Member) 10.2c Approve Discharge of Andrzej Kidyba For For Management (Supervisory Board Member) 10.2d Approve Discharge of Dariusz Krawczyk For For Management (Supervisory Board Member) 10.2e Approve Discharge of Aleksandra For For Management Magaczewska (Supervisory Board Member) 10.2f Approve Discharge of Krzysztof Opawski For For Management (Supervisory Board Member) 10.2g Approve Discharge of Marek Panfil For For Management (Supervisory Board Member) 10.2h Approve Discharge of Ireneusz Piecuch For For Management (Supervisory Board Member) 10.2i Approve Discharge of Jacek Poswiata For For Management (Supervisory Board Member) 10.2j Approve Discharge of Boguslaw Szarek For For Management (Supervisory Board Member) 10.2k Approve Discharge of Iwona For For Management Zatorska-Pantak (Supervisory Board Member) 11 Receive Management Board Report on None None Management Group's Operations and Consolidated Financial Statements 12 Receive Supervisory Board Report on None None Management Board's Review of Management Board Report on Group's Operations and Consolidated Financial Statements 13.1 Approve Management Board Report on For For Management Group's Operations 13.2 Approve Consolidated Financial For For Management Statements 14.1 Elect Supervisory Board Member For Against Management 14.2 Elect Supervisory Board Member For Against Management 15 Close Meeting None None Management -------------------------------------------------------------------------------- KINDER MORGAN, INC. Ticker: KMI Security ID: 49456B101 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard D. Kinder For For Management 1.2 Elect Director Steven J. Kean For For Management 1.3 Elect Director Anthony W. Hall, Jr. For For Management 1.4 Elect Director Deborah A. Macdonald For For Management 1.5 Elect Director Michael J. Miller For For Management 1.6 Elect Director Michael C. Morgan For For Management 1.7 Elect Director Fayez Sarofim For For Management 1.8 Elect Director C. Park Shaper For For Management 1.9 Elect Director Joel V. Staff For For Management 1.10 Elect Director John M. Stokes For For Management 1.11 Elect Director Robert F. Vagt For For Management 2 Ratify Auditors For For Management 3 Report on Financial Risks of Climate Against For Shareholder Change 4 Report on Methane Emissions Against For Shareholder Management, Pipeline Maintenance and Reduction Targets 5 Report on Sustainability Against For Shareholder -------------------------------------------------------------------------------- KINROSS GOLD CORPORATION Ticker: K Security ID: 496902404 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John A. Brough For For Management 1.2 Elect Director John K. Carrington For For Management 1.3 Elect Director John M. H. Huxley For For Management 1.4 Elect Director Kenneth C. Irving For For Management 1.5 Elect Director John A. Keyes For For Management 1.6 Elect Director John A. Macken For For Management 1.7 Elect Director Catherine McLeod-Seltzer For For Management 1.8 Elect Director John E. Oliver For For Management 1.9 Elect Director Una M. Power For For Management 1.10 Elect Director Terence C. W. Reid For For Management 1.11 Elect Director J. Paul Rollinson For For Management 1.12 Elect Director Ruth G. Woods For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Amend Share Option Plan For For Management 4 Amend Restricted Share Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- KOBE STEEL LTD. Ticker: 5406 Security ID: J34555144 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sato, Hiroshi For For Management 1.2 Elect Director Kawasaki, Hiroya For For Management 1.3 Elect Director Tanaka, Jun For For Management 1.4 Elect Director Naraki, Kazuhide For For Management 1.5 Elect Director Kasuya, Tsuyoshi For For Management 1.6 Elect Director Kitabata, Takao For For Management 1.7 Elect Director Onoe, Yoshinori For For Management 1.8 Elect Director Kaneko, Akira For For Management 1.9 Elect Director Umehara, Naoto For For Management 1.10 Elect Director Sugizaki, Yasuaki For For Management 1.11 Elect Director Ochi, Hiroshi For For Management 2.1 Appoint Statutory Auditor Fujiwara, For For Management Hiroaki 2.2 Appoint Statutory Auditor For For Management Yamamoto,Yoshimasa -------------------------------------------------------------------------------- KUALA LUMPUR KEPONG BHD. Ticker: KLK Security ID: Y47153104 Meeting Date: FEB 19, 2014 Meeting Type: Annual Record Date: FEB 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Final Dividend of MYR 0.35 Per For For Management Share 2 Elect Roy Lim Kiam Chye as Director For For Management 3 Elect Lee Hau Hian as Director For For Management 4 Elect Azlan Bin Mohd Zainol as Director For For Management 5 Elect Thong Yaw Hong as Director For For Management 6 Elect R. M. Alias as Director For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Auditors and Authorize Board For Against Management to Fix Their Remuneration 9 Approve Share Repurchase Program For For Management 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions -------------------------------------------------------------------------------- KUMBA IRON ORE LTD Ticker: KIO Security ID: S4341C103 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Deloitte & Touche as For For Management Auditors of the Company and Sebastian Carter as the Designated Auditor 2 Elect Tony O'Neill as Director For For Management 3.1 Re-elect Gert Gouws as Director For For Management 3.2 Re-elect Khanyisile Kweyama as Director For For Management 3.3 Re-elect Litha Nyhonyha as Director For For Management 4.1 Re-elect Zarina Bassa as Member of For For Management Audit Committee 4.2 Re-elect Allen Morgan as Member of For For Management Audit Committee 4.3 Re-elect Dolly Mokgatle as Member of For For Management Audit Committee 4.4 Re-elect Litha Nyhonyha as Member of For For Management Audit Committee 5.1 Elect Dolly Mokgatle as Member of For For Management Social and Ethics Committee 5.2 Elect Allen Morgan as Member of Social For For Management and Ethics Committee 5.3 Elect Buyelwa Sonjica as Member of For For Management Social and Ethics Committee 6 Approve Remuneration Policy For For Management 7 Place Authorised but Unissued Shares For For Management under Control of Directors 8 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 9 Approve Remuneration of Non-Executive For For Management Directors 10 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 11 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- LONMIN PLC Ticker: LMI Security ID: G56350112 Meeting Date: JAN 30, 2014 Meeting Type: Annual Record Date: JAN 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Appoint KPMG LLP as Auditors For For Management 5 Authorise Board to Fix Remuneration of For For Management Auditors 6 Re-elect Roger Phillimore as Director For For Management 7 Re-elect Len Konar as Director For For Management 8 Re-elect Jonathan Leslie as Director For For Management 9 Re-elect Simon Scott as Director For For Management 10 Re-elect Karen de Segundo as Director For For Management 11 Re-elect Jim Sutcliffe as Director For For Management 12 Elect Brian Beamish as Director For For Management 13 Elect Ben Magara as Director For For Management 14 Elect Phuti Mahanyele as Director For For Management 15 Elect Gary Nagle as Director For For Management 16 Elect Paul Smith as Director For For Management 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares 19 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 20 Amend Long Term Incentive Plan For For Management -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 50 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Charter For For Management 3 Amend Regulations on Board of Directors For For Management -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 110 Per Share for 2013 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None For Management 2.3 Elect Valery Grayfer as Director None Against Management 2.4 Elect Igor Ivanov as Director None For Management 2.5 Elect Sergey Kochkurov as Director None Against Management 2.6 Elect Ravil Maganov as Director None Against Management 2.7 Elect Richard Matzke as Director None Against Management 2.8 Elect Sergey Mikhaylov as Director None Against Management 2.9 Elect Mark Mobius as Director None For Management 2.10 Elect Guglielmo Antonio Claudio None For Management Moscato as Director 2.11 Elect Ivan Pictet as Director None For Management 2.12 Elect Leonid Fedun as Director None Against Management 3.1 Elect Mikhail Maksimov as Member of For For Management Audit Commission 3.2 Elect Pavel Suloev as Member of Audit For For Management Commission 3.3 Elect Aleksandr Surkov as Member of For For Management Audit Commission 4.1 Approve Remuneration of Directors for For For Management Their Service until 2014 AGM 4.2 Approve Remuneration of Newly Elected For For Management Directors 5.1 Approve Remuneration of Members of For For Management Audit Commission for Their Service until 2014 AGM 5.2 Approve Remuneration of Newly Elected For For Management Members of Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9.1 Approve Related-Party Transaction with For For Management OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations 9.2 Approve Related-Party Transaction Re: For For Management Supplement to Loan Agreement with OAO RITEK -------------------------------------------------------------------------------- MARATHON OIL CORPORATION Ticker: MRO Security ID: 565849106 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Pierre Brondeau For For Management 1c Elect Director Linda Z. Cook For For Management 1d Elect Director Chadwick C. Deaton For For Management 1e Elect Director Shirley Ann Jackson For For Management 1f Elect Director Philip Lader For For Management 1g Elect Director Michael E. J. Phelps For For Management 1h Elect Director Dennis H. Reilley For For Management 1i Elect Director Lee M. Tillman For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Lobbying Payments and Policy Against For Shareholder 5 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: OCT 15, 2013 Meeting Type: Special Record Date: AUG 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For For Management -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 220. For For Management 70 per Share for First Nine Months of Fiscal 2013 2.1 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Processing of Industrial Products 2.2 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Security Services 2.3 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transportation and Construction Services, Remodeling and Technologic Assignments 2.4 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Construction Services 2.5 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.6 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Mechanized Services 2.7 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Servicing of Fixed Assets and Metrological Services 2.8 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Drafting Project and Estimate Documentation 2.9 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Weighing Mine Cars 2.10 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Repair Works at the Facilities of the Polar Division of MMC Norilsk Nickel 2.11 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.12 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Energy Resources 2.13 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Cargo Handling and Goods Storage Services 2.14 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Water Treatment and Transportation Services 2.15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Construction and Installation Works 2.16 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Mechanized Services 2.17 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources 2.18 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Equipment 2.19 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.20 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Tinting of Diesel Fuel 2.21 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Laboratory Analyses of Waste Oil Products 2.22 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Services Related to Operation of Fixed Assets 2.23 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Shaft Sinking Services 2.24 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Repair Works 2.25 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials and Equipment to MMC Norilsk Nickel 2.26 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.27 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Buildings, Constructions and Equipment to MMC Norilsk Nickel 2.28 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Commissioning Works at Facilities 2.29 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Construction and Installation Works 2.30 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Prepare Land Plots Cadaster Catalogues 2.31 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Services Related to Drafting Project, Estimate and Technical Documentation 2.32 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Design Works at the Facility Komsomolsky Mine Management Office 2.33 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Scientific and Technical Services 2.34 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Accreditation, Certification and Control Services 2.35 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Subscription Information and Library Services 2.36 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Design, Exploration, Technology, Scientific Research and Feasibility Studies 2.37 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Services Related to Operation of Fixed Assets 2.38 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.39 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Supply of Energy Resources 2.40 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Cargo Handling and Goods Storage Services 2.41 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Supply of Fuel Resources 2.42 Approve Related-Party Transaction with For For Management OJSC Taimyrgaz Re: Supply of Fuel Resources 2.43 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Transportation Services 2.44 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Cargo Transportation, Mechanized Construction and Remodeling Works, Logistic Cargo Handling 2.45 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Adjusting and Repair of Measurement Instruments 2.46 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Works Related to Repair of Mechanical and Power equipment 2.47 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Materials and Equipment to MMC Norilsk Nickel 2.48 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Equipment Installation Services 2.49 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources; Refueling, Transportation and Dispensing of Fuels and Lubricants 2.50 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.51 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.52 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.53 Approve Related-Party Transaction Re: For For Management Providing Goods Transportation and Mechanized Services to Norilsknickelremont LLC 2.54 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to Norilsknickelremont LLC 2.55 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to CJSC Taimyr Fuel Company 2.56 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to Polar Construction Company 2.57 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to OJSC NTEK 2.58 Approve Related-Party Transaction Re: For For Management Lease of Property to OJSC NTEK 2.59 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Coal and Other Goods to OJSC Yenisey River Shipping Company 2.60 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilskpromtransport LLC 2.61 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilskpromtransport LLC 2.62 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilskpromtransport LLC 2.63 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilsknickelremont LLC 2.64 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilsknickelremont LLC 2.65 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilsknickelremont LLC 2.66 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to CJSC Taimyr Fuel Company 2.67 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to CJSC Taimyr Fuel Company 2.68 Approve Related-Party Transaction Re: For For Management Lease of Property to CJSC Taimyr Fuel Company 2.69 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Polar Construction Company 2.70 Approve Related-Party Transaction Re: For For Management Providing Loading and Unloading of Materials, Fire Safety Services, and Transportation Services to Polar Construction Company 2.71 Approve Related-Party Transaction Re: For For Management Lease of Property to Polar Construction Company 2.72 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment, Unfinished Construction Objects and Goods to Gipronickel Institute LLC 2.73 Approve Related-Party Transaction Re: For For Management Provide Services on Fire Safety Supervision to Gipronickel Institute LLC 2.74 Approve Related-Party Transaction Re: For For Management Lease of Property to Gipronickel Institute LLC 2.75 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment and Unfinished Construction Objects OJSC NTEK 2.76 Approve Related-Party Transaction Re: For For Management Transportation and Weightbridge Services; Fire Safety Supervision and Road Maintenance Services to OJSC NTEK 2.77 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to OJSC Norilskgazprom 2.78 Approve Related-Party Transaction Re: For For Management Providing Technical Railway Transportation Services to OJSC Norilskgazprom 2.79 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods and Other Products to OJSC Taimyrgaz -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5.1 Elect Sergey Barbashev as Director None Against Management 5.2 Elect Alexey Bashkirov as Director None Against Management 5.3 Elect Sergey Bratukhin as Director None Against Management 5.4 Elect Andrey Bugrov as Director None Against Management 5.5 Elect Marianna Zakharova as Director None Against Management 5.6 Elect Egor Ivanov as Director None Against Management 5.7 Elect Stalbek Mishakov as Director None Against Management 5.8 Elect Ardavan Moshiri as Director None Against Management 5.9 Elect Garreth Penny as Director None For Management 5.10 Elect Gerhard Prinsloo as Director None For Management 5.11 Elect Sergei Skvorcov as Director None Against Management 5.12 Elect Maxim Sokov as Director None Against Management 5.13 Elect Vladislav Solovyev as Director None Against Management 5.14 Elect Robert Edwards as Director None For Management 6.1 Elect Ekaterina Voziyanova as Member For For Management of Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgiy Svanidze as Member of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Yanevich as Member of For For Management Audit Commission 7 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with Russian Accounting Standards (RAS) 8 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 13 Amend Charter For Against Management 14 Amend Regulations on General Meetings For For Management 15a1 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a2 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers 15a3 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a4 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Provision of Petroleum Products 15a5 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms 15a6 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services 15a7 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a8 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a9 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a10 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods 15a11 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Land Plot Lease Agreement 15a12 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a13 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a14 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a16 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a17 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a18 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a19 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Sale of Goods 15a20 Approve Related-Party Transaction with For For Management OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials 15a21 Approve Related-Party Transaction with For For Management OJSC Yenisey River Shipping Company Re: Transfer of Coal 15a22 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Placement of Industrial Wastes 15a23 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Agency Services for Organization of Training Employees 15a24 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees 15a25 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection 15a26 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Work on Projects 15a27 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Geodetic Survey Works 15a28 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control 15a29 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay 15a30 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Services 15a31 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units 15a32 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for Production Units 15a33 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators 15a34 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown 15a35 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Unforeseen Design and Survey Works 15a36 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations 15a37 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Cadastral Works 15a38 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a39 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a40 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development 15a41 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works 15a42 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Preassembly Equipment Audit Works 15a43 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Preassembly Equipment Audit Works 15a44 Approve Related-Party Transaction For For Management Norilsknickelremont LLC Re: Transfer of Goods 15a45 Approve Related-Party Transaction with For For Management Polar Contraction Company LLC Re: Lease of Movable Property 15a46 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Movable Property 15b1 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds 15b2 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts 15b3 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems 15b4 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging 15b5 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees 15b6 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries 15b7 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening of Letters of Credit 15b8 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Contracts on Placing Deposits 15b9 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Guarantee Agreements 15b10 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts 15b11 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Promissory Notes 15b12 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency 15b13 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments 15b14 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals 15b15 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs 15b16 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Securities 15c Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries -------------------------------------------------------------------------------- MONSANTO COMPANY Ticker: MON Security ID: 61166W101 Meeting Date: JAN 28, 2014 Meeting Type: Annual Record Date: DEC 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory H. Boyce For For Management 1b Elect Director Laura K. Ipsen For For Management 1c Elect Director William U. Parfet For For Management 1d Elect Director George H. Poste For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Risk of Genetic Engineering Against Against Shareholder in Order to Work with Regulators 5 Report on Risk of Genetically Against Against Shareholder Engineered Products -------------------------------------------------------------------------------- NATIONAL OILWELL VARCO, INC. Ticker: NOV Security ID: 637071101 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Merrill A. Miller, Jr. For For Management 1B Elect Director Clay C. Williams For For Management 1C Elect Director Greg L. Armstrong For For Management 1D Elect Director Robert E. Beauchamp For For Management 1E Elect Director Marcela E. Donadio For For Management 1F Elect Director Ben A. Guill For For Management 1G Elect Director David D. Harrison For For Management 1H Elect Director Roger L. Jarvis For For Management 1I Elect Director Eric L. Mattson For For Management 1K Elect Director Jeffery A. Smisek For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEW GOLD INC. Ticker: NGD Security ID: 644535106 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Emerson For For Management 1.2 Elect Director James Estey For For Management 1.3 Elect Director Robert Gallagher For For Management 1.4 Elect Director Vahan Kololian For For Management 1.5 Elect Director Martyn Konig For For Management 1.6 Elect Director Pierre Lassonde For For Management 1.7 Elect Director Randall Oliphant For For Management 1.8 Elect Director Raymond Threlkeld For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Re-approve Stock Option Plan For For Management 4 Approve Long Term Incentive Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- NEWCREST MINING LTD. Ticker: NCM Security ID: Q6651B114 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: OCT 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Philip Aiken as Director For For Management 2b Elect Peter Hay as Director For For Management 2c Elect Richard Lee as Director For Against Management 2d Elect Tim Poole as Director For Against Management 2e Elect John Spark as Director For Against Management 3 Approve the Remuneration Report For For Management -------------------------------------------------------------------------------- NEWMONT MINING CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: FEB 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce R. Brook For For Management 1.2 Elect Director J. Kofi Bucknor For For Management 1.3 Elect Director Vincent A. Calarco For For Management 1.4 Elect Director Joseph A. Carrabba For For Management 1.5 Elect Director Noreen Doyle For For Management 1.6 Elect Director Gary J. Goldberg For For Management 1.7 Elect Director Veronica M. Hagen For For Management 1.8 Elect Director Jane Nelson For For Management 1.9 Elect Director Donald C. Roth For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against Against Shareholder -------------------------------------------------------------------------------- NIPPON STEEL & SUMITOMO METAL CORP. Ticker: 5401 Security ID: J55678106 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 3 2 Amend Articles To Indemnify Directors For For Management 3.1 Elect Director Muneoka, Shoji For Against Management 3.2 Elect Director Tomono, Hiroshi For For Management 3.3 Elect Director Shindo, Kosei For Against Management 3.4 Elect Director Higuchi, Shinya For For Management 3.5 Elect Director Ota, Katsuhiko For For Management 3.6 Elect Director Miyasaka, Akihiro For For Management 3.7 Elect Director Yanagawa, Kinya For For Management 3.8 Elect Director Sakuma, Soichiro For For Management 3.9 Elect Director Saeki, Yasumitsu For For Management 3.10 Elect Director Morinobu, Shinji For For Management 3.11 Elect Director Fujino, Shinji For For Management 3.12 Elect Director Iwai, Ritsuya For For Management 3.13 Elect Director Otsuka, Mutsutake For For Management 3.14 Elect Director Fujisaki, Ichiro For For Management 4.1 Appoint Statutory Auditor Obayashi, For For Management Hiroshi 4.2 Appoint Statutory Auditor Makino, Jiro For For Management -------------------------------------------------------------------------------- NOBLE ENERGY, INC. Ticker: NBL Security ID: 655044105 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey L. Berenson For For Management 1.2 Elect Director Michael A. Cawley For For Management 1.3 Elect Director Edward F. Cox For For Management 1.4 Elect Director Charles D. Davidson For For Management 1.5 Elect Director Thomas J. Edelman For For Management 1.6 Elect Director Eric P. Grubman For For Management 1.7 Elect Director Kirby L. Hedrick For For Management 1.8 Elect Director Scott D. Urban For For Management 1.9 Elect Director William T. Van Kleef For For Management 1.10 Elect Director Molly K. Williamson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NORSK HYDRO ASA Ticker: NHY Security ID: R61115102 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Notice of Meeting and Agenda For Did Not Vote Management 2 Designate Inspector(s) of Minutes of For Did Not Vote Management Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 0.75 Per Share 4 Approve Remuneration of Auditors For Did Not Vote Management 5 Discuss Company's Corporate Governance None None Management Statement 6 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 7a Amend Articles Re: Board-Related For Did Not Vote Management 7b Amend Articles Re: Nomination Committee For Did Not Vote Management 7c Amend Articles Re: Corporate Assembly For Did Not Vote Management 7d Amend Articles Re: Removal of Age Limit For Did Not Vote Management 8a Elect Leif Teksum as Member of For Did Not Vote Management Corporate Assembly 8b Elect Idar Kreutzer as Member of For Did Not Vote Management Corporate Assembly 8c Elect Sten-Arthur Saelor as Member of For Did Not Vote Management Corporate Assembly 8d Elect Anne-Margrethe Firing as Member For Did Not Vote Management of Corporate Assembly 8e Elect Terje Venold as Member of For Did Not Vote Management Corporate Assembly 8f Elect Unni Steinsmo as Member of For Did Not Vote Management Corporate Assembly 8g Elect Tove Wangensten as Member of For Did Not Vote Management Corporate Assembly 8h Elect Anne Bogsnes as Member of For Did Not Vote Management Corporate Assembly 8i Elect Birger Solberg as Member of For Did Not Vote Management Corporate Assembly 8j Elect Susanne Thore as Member of For Did Not Vote Management Corporate Assembly 8k Elect Nils Bastiansen as Member of For Did Not Vote Management Corporate Assembly 8l Elect Shahzad Abid as Member of For Did Not Vote Management Corporate Assembly 8m Elect Jan Meling as Deputy Member of For Did Not Vote Management Corporate Assembly 8n Elect Ylva Lindberg as Deputy Member For Did Not Vote Management of Corporate Assembly 8o Elect Berit Henriksen as Deputy Member For Did Not Vote Management of Corporate Assembly 8p Elect Jorunn Saetre as Deputy Member For Did Not Vote Management of Corporate Assembly 9a Elect Leif Teksum as Member of For Did Not Vote Management Nominating Committee 9b Elect Terje Venold as Member of For Did Not Vote Management Nominating Committee 9c Elect Mette Wikborg as Member of For Did Not Vote Management Nominating Committee 9d Elect Susanne Thore as Member of For Did Not Vote Management Nominating Committee 10a Approve Remuneration of Corporate For Did Not Vote Management Assembly 10b Approve Remuneration of Nomination For Did Not Vote Management Committee -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.40 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, Allocation of Income and Terms of Dividends Payment 2.1 Elect Andrei Akimov as Director None Against Management 2.2 Elect Burckhard Bergmann as Director None Against Management 2.3 Elect Yves Louis Darricarrere as None Against Management Director 2.4 Elect Vladimir Dmitriyev as Director None For Management 2.5 Elect Leonid Mikhelson as Director None Against Management 2.6 Elect Alexander Natalenko as Director None For Management 2.7 Elect Viktor Orlov as Director None Against Management 2.8 Elect Gennady Timchenko as Director None Against Management 2.9 Elect Andrey Sharonov as Director None Against Management 3.1 Elect Olga Belyaeva as Member of Audit For For Management Commission 3.2 Elect Maria Panasenko as Member of For For Management Audit Commission 3.3 Elect Igor Ryaskov as Member of Audit For For Management Commission 3.4 Elect Nikolai Shulikin as Member of For For Management Audit Commission 4 Ratify Auditor For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- NUCOR CORPORATION Ticker: NUE Security ID: 670346105 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter C. Browning For For Management 1.2 Elect Director John J. Ferriola For For Management 1.3 Elect Director Harvey B. Gantt For For Management 1.4 Elect Director Gregory J. Hayes For For Management 1.5 Elect Director Victoria F. Haynes For For Management 1.6 Elect Director Bernard L. Kasriel For For Management 1.7 Elect Director Christopher J. Kearney For For Management 1.8 Elect Director Raymond J. Milchovich For For Management 1.9 Elect Director John H. Walker For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management 5 Require a Majority Vote for the Against For Shareholder Election of Directors -------------------------------------------------------------------------------- NUFARM LIMITED Ticker: NUF Security ID: Q7007B105 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 2 Approve the Remuneration Report For For Management 3a Elect Donald McGauchie as Director For For Management 3b Elect Toshikazu Takasaki as Director For For Management 4 Approve the Grant of Performance For For Management Rights to Doug Rathbone, Managing Director and Chief Executive Officer of the Company 5 Approve the Renewal of the For For Management Proportional Takeover Provisions 6 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- NUTRECO NV Ticker: NUO Security ID: N6509P151 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: FEB 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Open Meeting None None Management 1.2 Receive Announcements None None Management 2.1 Receive Report of Supervisory Board None None Management (Non-Voting) 2.2 Discuss Remuneration Report None None Management 3 Receive Report of Management Board None None Management (Non-Voting) 4.1 Adopt Financial Statements For For Management 4.2 Approve Dividends of EUR 1 Per Share For For Management 5.1 Approve Discharge of Management Board For For Management 5.2 Approve Discharge of Supervisory Board For For Management 6.1 Ratify KPMG Accountants as Auditors For For Management Re: Financial Year 2015 6.2 Receive Announcements Re: Mandatory None None Management Auditor Rotation 7.1 Acknowledge Resignation of R.J. Frohn None None Management as Supervisory Board Member 7.2 Elect P.S. Overmars to Supervisory For For Management Board 7.3 Reelect H.W.P.M.A. Verhagen to For For Management Supervisory Board 8.1 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger 8.2 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 8.1 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- OCCIDENTAL PETROLEUM CORPORATION Ticker: OXY Security ID: 674599105 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer Abraham For For Management 1.2 Elect Director Howard I. Atkins For For Management 1.3 Elect Director Eugene L. Batchelder For For Management 1.4 Elect Director Stephen I. Chazen For For Management 1.5 Elect Director Edward P. Djerejian For For Management 1.6 Elect Director John E. Feick For For Management 1.7 Elect Director Margaret M. Foran For For Management 1.8 Elect Director Carlos M. Gutierrez For For Management 1.9 Elect Director William R. Klesse For For Management 1.10 Elect Director Avedick B. Poladian For For Management 1.11 Elect Director Elisse B. Walter For For Management 2 Remove Age Restriction for Directors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Provide Right to Act by Written Consent For For Management 5 Separate the Roles of the Chairman of For For Management the Board and the Chief Executive Officer 6 Ratify Auditors For For Management 7 Stock Retention/Holding Period Against For Shareholder 8 Review and Assess Membership of Against For Shareholder Lobbying Organizations 9 Report on Management of Hydraulic Against For Shareholder Fracturing Risks and Opportunities 10 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- OLAM INTERNATIONAL LTD. Ticker: O32 Security ID: Y6421B106 Meeting Date: OCT 30, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare First and Final Dividend For For Management 3 Reelect R. Jayachandran as Director For For Management 4 Reelect Robert Michael Tomlin as For For Management Director 5 Reelect Jean-Paul Pinard as Director For For Management 6 Reelect Sunny George Verghese as For For Management Director 7 Approve Directors' Fees For For Management 8 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities with or without Preemptive Rights 10 Approve Grant of Options and Issuance For Against Management of Shares Under the Olam Employee Share Option Scheme 11 Authorize Share Repurchase Program For For Management 12 Approve Issuance of Shares Under the For For Management Olam Scrip Dividend Scheme -------------------------------------------------------------------------------- OSISKO MINING CORPORATION Ticker: OSK Security ID: 688278100 Meeting Date: MAY 30, 2014 Meeting Type: Annual/Special Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Agnico Eagle For For Management Mines Limited and Yamana Gold Inc. 2 Approve Out-of-the-Money Consideration For Against Management Resolution 3 Approve Stock Option Plan For For Management 4 Approve Shareholder Rights Plan For For Management 5 Approve Stock Consolidation For For Management 6.1 Elect Director Victor H. Bradley For For Management 6.2 Elect Director John F. Burzynski For For Management 6.3 Elect Director Marcel Cote For For Management 6.4 Elect Director Michele Darling For For Management 6.5 Elect Director Joanne Ferstman For For Management 6.6 Elect Director Staph Leavenworth Bakali For For Management 6.7 Elect Director William A. MacKinnon For For Management 6.8 Elect Director Charles E. Page For For Management 6.9 Elect Director Sean Roosen For For Management 6.10 Elect Director Gary A. Sugar For For Management 6.11 Elect Director Serge Vezina For For Management 7 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Re-approve Employee Share Purchase Plan For For Management 9 Re-approve Stock Option Plan For For Management 10 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Ticker: PAA Security ID: 697900108 Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ross J. Beaty For For Management 1.2 Elect Director Geoffrey A. Burns For For Management 1.3 Elect Director Michael L. Carroll For For Management 1.4 Elect Director Christopher Noel Dunn For For Management 1.5 Elect Director Neil de Gelder For For Management 1.6 Elect Director Robert P. Pirooz For For Management 1.7 Elect Director David C. Press For For Management 1.8 Elect Director Walter T. Segsworth For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 00857 Security ID: Y6883Q104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2014 6 Appoint KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors, and Authorize Board to Fix Their Remuneration 7a Elect Zhou Jiping as Director For Against Management 7b Elect Liao Yongyuan as Director For Against Management 7c Elect Wang Dongjin as Director For For Management 7d Elect Yu Baocai as Director For Against Management 7e Elect Shen Diancheng as Director For For Management 7f Elect Liu Yuezhen as Director For For Management 7g Elect Liu Hongbin as Director For Against Management 7h Elect Chen Zhiwu as Director For For Management 7i Elect Richard H. Matzke as Director For For Management 7j Elect Lin Boqiang as Director None For Shareholder 8a Elect Wang Lixin as Supervisor For For Management 8b Elect Guo Jinping as Supervisor For For Management 8c Elect Li Qingyi as Supervisor For For Management 8d Elect Jia Yimin as Supervisor For For Management 8e Elect Zhang Fengshan as Supervisor For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Innova SA For For Management 2 Approve Absorption of Comperj For For Management Participacoes S.A. (COMPERJPAR) 3 Approve Absorption of Comperj For For Management Estirenicos S.A. (EST) 4 Approve Absorption of Comperj Meg S.A. For For Management (MEG) 5 Approve Absorption of Comperj For For Management Poliolefinas S.A.(POL) 6 Approve Absorption of SFE - Sociedade For For Management Fluminense de Energia Ltda. (SFE) 7 Waive Petrobras' Preemptive Rights to For For Management Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: DEC 16, 2013 Meeting Type: Special Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Refinaria Abreu For For Management e Lima S.A. (RNEST) 2 Approve Absorption of Companhia de For For Management Recuperacao Secundaria (CRSec) 3 Approve Partial Spin-Off of Petrobras For For Management International Finance Company S.A. (PIIFCO) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 02, 2014 Meeting Type: Annual/Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4.a Elect Directors Appointed by For For Management Controlling Shareholder 4.b Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Director Appointed by Minority Ordinary Shareholders 5 Elect Board Chairman For For Management 6.a Elect Fiscal Council Members Appointed For For Management by Controlling Shareholder 6.b Elect Reginaldo Ferreira Alexandre and None For Shareholder Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders 1 Approve Remuneration of Company's For For Management Management 2 Authorize Capitalization of Reserves For For Management 3 Approve Absorption of Termoacu S.A. For For Management (Termoacu) 4 Approve Absorption of Termoceara Ltda For For Management (Termoceara) 5 Approve Absorption of Companhia For For Management Locadora de Equipamentos Petroliferos (CLEP) -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 12, 2013 Meeting Type: Special Record Date: SEP 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.45 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Regulations on Board of Directors For For Management 3 Approve Related-Party Transaction For Against Management Re:Supplement to Guarantee Agreement with ZAO Natiksis Bank 4 Approve Related-Party Transaction Re: For For Management Loan Agreement with OAO Apatit 5 Approve Large-Scale Related-Party For For Management Transaction Re: Loan Agreement 6 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Nordea Bank for Securing Obligations of OAO PhosAgro-Tscherepovets 7 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO AKB Rosbank for Securing Obligations of OAO PhosAgro-Tscherepovets -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: DEC 31, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Related-Party For For Management Transaction 2 Approve Large-Scale Related-Party For For Management Transaction -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: FEB 12, 2014 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Early Termination of Powers of For For Management Board of Directors 1b1 Elect Igor Antoshin as Director None Against Management 1b2 Elect Andrey Andreevich Guriev as None Against Management Director 1b3 Elect Andrey Grigoryevich Guriev as None Against Management Director 1b4 Elect Evgeny Ivin as Director None Against Management 1b5 Elect Yury Krugovykh as Director None Against Management 1b6 Elect Sven Ombudstvedt as Director None For Management 1b7 Elect Roman Osipov as Director None Against Management 1b8 Elect Marcus Rhodes as Director None For Management 1b9 Elect Ivan Rodionov as Director None Against Management 1b10 Elect Mikhail Rybnikov as Director None Against Management 1b11 Elect Aleksandr Semenov as Director None Against Management 1b12 Elect Aleksandr Sharabaiko as Director None Against Management 2 Approve Remuneration of Directors For For Management Elected at This EGM 3 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.30 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Andrey Andreevich Guryev as None Against Management Director 4.3 Elect Andrey Grigoryevich Guryev as None Against Management Director 4.4 Elect Evgeny Ivin as Director None Against Management 4.5 Elect Yury Krugovykh as Director None Against Management 4.6 Elect Sven Ombudstvedt as Director None For Management 4.7 Elect Roman Osipov as Director None Against Management 4.8 Elect Marcus Rhodes as Director None For Management 4.9 Elect Ivan Rodionov as Director None Against Management 4.10 Elect Mikhail Rybnikov as Director None Against Management 4.11 Elect Aleksandr Semenov as Director None Against Management 4.12 Elect Aleksandr Sharabaiko as Director None Against Management 5.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 5.2 Elect Galina Kalinina as Member of For For Management Audit Commission 5.3 Elect Lyubov Nesterova as Member of For For Management Audit Commission 6 Ratify Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Related-Party Transactions For For Management with OAO Nordea Bank Re: Guarantee Agreements 9 Approve Related-Party Transaction(s) For For Management with OJSC CSB Investtradebank Re: Deposit Agreement 10 Approve Related-Party Transaction with For For Management ING Bank N.V. Re: Guarantee Agreement -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Timothy L. Dove For For Management 1.2 Elect Director Stacy P. Methvin For For Management 1.3 Elect Director Charles E. Ramsey, Jr. For For Management 1.4 Elect Director Frank A. Risch For For Management 1.5 Elect Director Edison C. Buchanan For For Management 1.6 Elect Director Larry R. Grillot For For Management 1.7 Elect Director J. Kenneth Thompson For For Management 1.8 Elect Director Jim A. Watson For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- POLYMETAL INTERNATIONAL PLC Ticker: POLY Security ID: G7179S101 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For For Management 3 Approve Remuneration Policy For For Management 4 Approve Final Dividend For For Management 5 Re-elect Bobby Godsell as Director For For Management 6 Re-elect Vitaly Nesis as Director For For Management 7 Re-elect Konstantin Yanakov as Director For For Management 8 Re-elect Marina Gronberg as Director For For Management 9 Re-elect Jean-Pascal Duvieusart as For For Management Director 10 Re-elect Jonathan Best as Director For For Management 11 Re-elect Russell Skirrow as Director For For Management 12 Re-elect Leonard Homeniuk as Director For For Management 13 Reappoint Deloitte LLP as Auditors For For Management 14 Authorise Board to Fix Remuneration of For For Management Auditors 15 Amend Long-Term Incentive Plan For For Management 16 Authorise Issue of Equity with For For Management Pre-emptive Rights 17 Authorise Issue of Equity without For For Management Pre-emptive Rights 18 Authorise Market Purchase of Ordinary For For Management Shares -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: Y70750115 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 6,000 per Share 2.1.1 Elect Kim Il-Sup as Outside Director For For Management 2.1.2 Elect Seon Woo-Young as Outside For For Management Director 2.1.3 Elect Ahn Dong-Hyun as Outside Director For For Management 2.2.1 Elect Kim Il-Sup as Member of Audit For For Management Committee 2.2.2 Elect Seon Woo-Young as Member of For For Management Audit Committee 2.3.1 Elect Kwon Oh-Joon as Inside Director For For Management 2.3.2 Elect Kim Jin-Il as Inside Director For For Management 2.3.3 Elect Lee Young-Hoon as Inside Director For For Management 2.3.4 Elect Yoon Dong-Joon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- POTASH CORPORATION OF SASKATCHEWAN INC. Ticker: POT Security ID: 73755L107 Meeting Date: MAY 15, 2014 Meeting Type: Annual/Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher M. Burley For For Management 1.2 Elect Director Donald G. Chynoweth For For Management 1.3 Elect Director William J. Doyle For For Management 1.4 Elect Director John W. Estey For For Management 1.5 Elect Director Gerald W. Grandey For For Management 1.6 Elect Director C. Steven Hoffman For For Management 1.7 Elect Director Dallas J. Howe For For Management 1.8 Elect Director Alice D. Laberge For For Management 1.9 Elect Director Consuelo E. Madere For For Management 1.10 Elect Director Keith G. Martell For For Management 1.11 Elect Director Jeffrey J. McCaig For For Management 1.12 Elect Director Mary Mogford For For Management 1.13 Elect Director Elena Viyella de Paliza For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Approve 2014 Performance Option Plan For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- PPB GROUP BHD Ticker: PPB Security ID: Y70879104 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of MYR 0.17 Per For For Management Share 3 Approve Remuneration of Directors For For Management 4 Elect Ahmad Riza bin Basir as Director For For Management 5 Elect Tam Chiew Lin as Director For For Management 6 Elect Lim Soon Huat as Director For For Management 7 Elect Oh Siew Nam as Director For For Management 8 Approve Mazars as Auditors and For For Management Authorize Board to Fix Their Remuneration 9 Approve Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights 10 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Persons Connected to PGEO Group Sdn Bhd 11 Approve Implementation of For For Management Shareholders' Mandate for Recurrent Related Party Transactions with Persons Connected to Kuok Brothers Sdn Berhad 12 Approve Share Repurchase Program For For Management -------------------------------------------------------------------------------- RANDGOLD RESOURCES LTD Ticker: RRS Security ID: G73740113 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend For For Management 3 Approve Remuneration Report For For Management 4 Approve Remuneration Policy For For Management 5 Re-elect Mark Bristow as Director For For Management 6 Re-elect Norborne Cole Jr as Director For For Management 7 Re-elect Christopher Coleman as For For Management Director 8 Re-elect Kadri Dagdelen as Director For For Management 9 Elect Jamil Kassum as Director For For Management 10 Re-elect Jeanine Mabunda Lioko as For For Management Director 11 Re-elect Andrew Quinn as Director For For Management 12 Re-elect Graham Shuttleworth as For For Management Director 13 Re-elect Karl Voltaire as Director For For Management 14 Reappoint BDO LLP as Auditors For For Management 15 Authorise Board to Fix Remuneration of For For Management Auditors 16 Approve Increase in Authorised For For Management Ordinary Shares 17 Authorise Issue of Equity with For For Management Pre-emptive Rights 18 Approve Awards of Ordinary Shares to For For Management Non-executive Directors 19 Approve Increase in the Aggregate For For Management Limit of Fees Payable to Directors 20 Authorise Issue of Equity without For For Management Pre-emptive Rights 21 Authorise Market Purchase of Ordinary For For Management Shares 22 Amend Articles of Association For For Management 23 Approve Scrip Dividend For For Management 24 Authorise the Company to Use For For Management Electronic Communications -------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Ticker: RS Security ID: 759509102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sarah J. Anderson For For Management 1.2 Elect Director John G. Figueroa For For Management 1.3 Elect Director Thomas W. Gimbel For For Management 1.4 Elect Director David H. Hannah For For Management 1.5 Elect Director Douglas M. Hayes For For Management 1.6 Elect Director Mark V. Kaminski For For Management 1.7 Elect Director Gregg J. Mollins For For Management 1.8 Elect Director Andrew G. Sharkey, III For For Management 1.9 Elect Director Leslie A. Waite For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Auditors For For Management -------------------------------------------------------------------------------- REPSOL SA Ticker: REP Security ID: E8471S130 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated and Standalone For For Management Financial Statements, and Treatment of Net Loss 2 Approve Discharge of Board For For Management 3 Renew Appointment of Deloitte as For For Management Auditor 4 Ratify Agreement between Repsol and For For Management the Republic of Argentina 5 Authorize Capitalization of Reserves For For Management for Scrip Dividends 6 Authorize Capitalization of Reserves For For Management for Scrip Dividends 7 Authorize Share Repurchase and Capital For For Management Reduction via Amortization of Repurchased Shares 8 Amend Articles Re: General Meeting For Against Management Regulations and Special Agreements 9 Amend Articles Re: Nomination and For For Management Remuneration Committee 10 Amend Article 53 Re: Dividend Payments For For Management 11 Amend Articles Re: General Meeting For For Management Regulations 12 Amend Article Re: Annual Remuneration For For Management Report 13 Reelect Paulina Beato Blanco as For For Management Director 14 Reelect Artur Carulla Font as Director For For Management 15 Reelect Javier Echenique Landiribar as For For Management Director 16 Reelect Henri Philippe Reichstul as For For Management Director 17 Reelect Pemex Internacional Espana SA For For Management as Director 18 Advisory Vote on Remuneration Policy For For Management Report 19 Authorize Increase in Capital up to 50 For For Management Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent 20 Authorize Share Repurchase Program For For Management 21 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report for UK Law For For Management Purposes 4 Approve Remuneration Report for For For Management Australian Law Purposes 5 Approve Potential Termination Benefits For For Management 6 Elect Anne Lauvergeon as Director For For Management 7 Elect Simon Thompson as Director For For Management 8 Re-elect Robert Brown as Director For For Management 9 Re-elect Jan du Plessis as Director For For Management 10 Re-elect Michael Fitzpatrick as For For Management Director 11 Re-elect Ann Godbehere as Director For For Management 12 Re-elect Richard Goodmanson as Director For For Management 13 Re-elect Lord Kerr as Director For For Management 14 Re-elect Chris Lynch as Director For For Management 15 Re-elect Paul Tellier as Director For For Management 16 Re-elect John Varley as Director For For Management 17 Re-elect Sam Walsh as Director For For Management 18 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 19 Authorise the Audit Committee to Fix For For Management Remuneration of Auditors 20 Authorise Issue of Equity with For For Management Pre-emptive Rights 21 Authorise Issue of Equity without For For Management Pre-emptive Rights 22 Authorise Market Purchase of Ordinary For For Management Shares 23 Authorise the Company to Call EGM with For For Management Two Weeks' Notice 24 Approve Scrip Dividend For For Management -------------------------------------------------------------------------------- ROSNEFT OIL COMPANY OJSC Ticker: ROSN Security ID: 67812M207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 12.85 per For For Management Share 5 Approve Remuneration of Directors For Against Management 6.1 Elect Andrey Akimov as Director None Against Management 6.2 Elect Andrey Bokarev as Director None Against Management 6.3 Elect Matthias Warnig as Director None Against Management 6.4 Elect Robert Dudley as Director None Against Management 6.5 Elect Nikolay Laverov as Director None Against Management 6.6 Elect Alexandr Nekipelov as Director None Against Management 6.7 Elect Igor Sechin as Director None Against Management 6.8 Elect Donald Humphreys as Director None Against Management 6.9 Elect Artur Chilingarov as Director None Against Management 7.1 Elect Oleg Zenkov as Member of Audit For For Management Commission 7.2 Elect Sergey Poma as Member of Audit For For Management Commission 7.3 Elect Zakhar Sabantsev as Member of For For Management Audit Commission 7.4 Elect Tatyana Fisenko as Member of For For Management Audit Commission 7.5 Elect Alan Khadziev as Member of Audit For For Management Commission 8 Ratify Ernst & Young as Auditor For For Management 9a1 Approve Related-Party Transactions For For Management with OOO RN-Yuganskneftegas Re: Production of Oil and Gas 9a2 Approve Related-Party Transactions For For Management with ZAO Vankorneft Re: Oil Supply 9a3 Approve Related-Party Transactions For For Management with OAO AK Transneft Re: Transportation of Oil 9a4 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Deposit Agreements 9a5 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Deposit Agreements 9a6 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Deposit Agreements 9a7 Approve Related-Party Transactions For For Management with OAO Bank Moskvy Re: Deposit Agreements 9a8 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Foreign Currency Exchange Agreements 9a9 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Foreign Currency Exchange Agreements 9a10 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Foreign Currency Exchange Agreements 9a11 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Loan Agreements 9a12 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Loan Agreements 9a13 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Loan Agreements 9a14 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a15 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a16 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a17 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Currency/Interest Swap 9a18 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Currency/Interest Swap 9a19 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Repurchase Agreements (REPO) 9a20 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Repurchase Agreements (REPO) 9a21 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Repurchase Agreements (REPO) 9a22 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Bonds and Promissory Notes 9a23 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Bonds and Promissory Notes 9a24 Approve Related-Party Transactions For For Management with OAO Bank VTB Re: Sale/Purchase of Bonds and Promissory Notes 9a25 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Credit Linked Notes 9a26 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Credit Linked Notes 9a27 Approve Related-Party Transactions For For Management with OAO RN Holding Re: Loan Agreements 9b Approve Amendments to Related-Party For For Management Transaction with OAO AK Transneft Re: Transportation of Oil 9c1 Approve Cost of Related-Party For For Management Transaction with OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 9c2 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 10 Approve New Edition of Charter For Against Management 11 Approve New Edition of Regulations on For For Management General Meetings 12 Approve New Edition of Regulations on For For Management Board of Directors 13 Approve New Edition of Regulations on For For Management Management 14 Approve New Edition of Regulations on For For Management President 15 Approve New Edition of Regulations on For For Management Audit Commission -------------------------------------------------------------------------------- ROYAL DUTCH SHELL PLC Ticker: RDSA Security ID: G7690A100 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Policy For For Management 3 Approve Remuneration Report For For Management 4 Elect Euleen Goh as Director For For Management 5 Elect Patricia Woertz as Director For For Management 6 Elect Ben van Beurden as Director For For Management 7 Re-elect Guy Elliott as Director For For Management 8 Re-elect Simon Henry as Director For For Management 9 Re-elect Charles Holliday as Director For For Management 10 Re-elect Gerard Kleisterlee as Director For For Management 11 Re-elect Jorma Ollila as Director For For Management 12 Re-elect Sir Nigel Sheinwald as For For Management Director 13 Re-elect Linda Stuntz as Director For For Management 14 Re-elect Hans Wijers as Director For For Management 15 Re-elect Gerrit Zalm as Director For For Management 16 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 17 Authorise Board to Fix Remuneration of For For Management Auditors 18 Authorise Issue of Equity with For For Management Pre-emptive Rights 19 Authorise Issue of Equity without For For Management Pre-emptive Rights 20 Authorise Market Purchase of Ordinary For For Management Shares 21 Approve Long Term Incentive Plan For For Management 22 Approve Deferred Bonus Plan For For Management 23 Approve Restricted Share Plan For For Management 24 Approve EU Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- ROYAL GOLD, INC. Ticker: RGLD Security ID: 780287108 Meeting Date: NOV 20, 2013 Meeting Type: Annual Record Date: SEP 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director William M. Hayes For For Management 2 Elect Director Ronald J. Vance For For Management 3 Ratify Auditors For For Management 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- SASOL LTD Ticker: SOL Security ID: 803866102 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nolitha Fakude as Director For For Management 1.2 Re-elect Mandla Gantsho as Director For For Management 1.3 Re-elect Imogen Mkhize as Director For For Management 1.4 Re-elect JJ Njeke as Director For For Management 2 Elect Paul Victor as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company 4.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 4.2 Elect Imogen Mkhize as Member of the For For Management Audit Committee 4.3 Re-elect JJ Njeke as Member of the For For Management Audit Committee 4.4 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Non-Executive Directors' For For Management Remuneration 7 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital 8 Authorise Repurchase of Issued Share For For Management Capital from a Director and/or a Prescribed Officer of the Company -------------------------------------------------------------------------------- SCHLUMBERGER LIMITED Ticker: SLB Security ID: 806857108 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: FEB 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter L.S. Currie For For Management 1b Elect Director Tony Isaac For For Management 1c Elect Director K. Vaman Kamath For For Management 1d Elect Director Maureen Kempston Darkes For For Management 1e Elect Director Paal Kibsgaard For For Management 1f Elect Director Nikolay Kudryavtsev For For Management 1g Elect Director Michael E. Marks For For Management 1h Elect Director Lubna S. Olayan For For Management 1i Elect Director Leo Rafael Reif For For Management 1j Elect Director Tore I. Sandvold For For Management 1k Elect Director Henri Seydoux For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Adopt and Approve Financials and For For Management Dividends 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- SEABOARD CORPORATION Ticker: SEB Security ID: 811543107 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: FEB 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven J. Bresky For Withhold Management 1.2 Elect Director David A. Adamsen For For Management 1.3 Elect Director Douglas W. Baena For For Management 1.4 Elect Director Edward I. Shifman, Jr. For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Auditors For For Management 4 Report on Charitable, Political and Against For Shareholder Lobbying Contributions -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Aleksey Mordashov as Director None Against Management 2.2 Elect Mikhail Noskov as Director None Against Management 2.3 Elect Vadim Larin as Director None Against Management 2.4 Elect Aleksey Kulichenko as Director None Against Management 2.5 Elect Vladimir Lukin as Director None Against Management 2.6 Elect Christopher Clark as Director None Against Management 2.7 Elect Rolf Stomberg as Director None For Management 2.8 Elect Martin Angle as Director None For Management 2.9 Elect Ronald Freeman as Director None For Management 2.10 Elect Peter Kraljic as Director None For Management 3 Approve Interim Dividends of RUB 2.03 For For Management per Share for First Six Months of Fiscal 2013 4 Amend Remuneration of Directors For For Management -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: DEC 17, 2013 Meeting Type: Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2013 -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksey Mordashov as Director None Against Management 1.2 Elect Mikhail Noskov as Director None Against Management 1.3 Elect Vadim Larin as Director None Against Management 1.4 Elect Aleksey Kulichenko as Director None Against Management 1.5 Elect Vladimir Lukin as Director None Against Management 1.6 Elect Christopher Clark as Director None Against Management 1.7 Elect Rolf Stomberg as Director None For Management 1.8 Elect Martin Angle as Director None For Management 1.9 Elect Philip Dayer as Director None Against Management 1.10 Elect Alun Bowen as Director None Against Management 2 Approve Annual Report For For Management 3 Approve Allocation of Income and For For Management Dividends for Fiscal 2013 4 Approve Interim Dividends of RUB 2.43 For For Management per Share for First Quarter of Fiscal 2014 5.1 Elect Roman Antonov as Member of Audit For For Management Commission 5.2 Elect Svetlana Guseva as Member of For For Management Audit Commission 5.3 Elect Nikolay Lavrov as Member of For For Management Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SILVER WHEATON CORP. Ticker: SLW Security ID: 828336107 Meeting Date: MAY 09, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor a1 Elect Director Lawrence I. Bell For For Management a2 Elect Director George L. Brack For For Management a3 Elect Director John A. Brough For For Management a4 Elect Director R. Peter Gillin For For Management a5 Elect Director Chantal Gosselin For For Management a6 Elect Director Douglas M. Holtby For For Management a7 Elect Director Eduardo Luna For For Management a8 Elect Director Wade D. Nesmith For For Management a9 Elect Director Randy V.J. Smallwood For For Management b Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration c Advisory Vote on Executive For For Management Compensation Approach d Amend Share Option Plan For For Management e Approve Advance Notice Policy For For Management f Amend Quorum Requirements For For Management g Allow Electronic Distribution of For For Management Company Communications -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM Ticker: SQM-B Security ID: 833635105 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, Internal Statutory Auditors' Report and External Auditors' Reports, and Statutory Reports 2 Appoint Auditors and Internal For For Management Statutory Auditors 3 Approve Report Regarding Related-Party For For Management Transactions 4 Approve Investment and Financing Policy For For Management 5 Approve Allocation of Income and For For Management Dividends, and Dividend Policy 6 Receive Report on Board's Expenses For For Management 7 Approve Remuneration of Directors For For Management 8 Receive Issues Related to Directors' For For Management and Audit Committees and Health, Safety and Environmental Committee 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Emilio Carrillo Gamboa For Withhold Management 1.4 Elect Director Alfredo Casar Perez For Withhold Management 1.5 Elect Director Luis Castelazo Morales For Withhold Management 1.6 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.7 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.8 Elect Director Daniel Muniz Quintanilla For Withhold Management 1.9 Elect Director Luis Miguel Palomino For For Management Bonilla 1.10 Elect Director Gilberto Perezalonso For For Management Cifuentes 1.11 Elect Director Juan Rebolledo Gout For Withhold Management 1.12 Elect Director Carlos Ruiz Sacristan For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SOUTHWESTERN ENERGY COMPANY Ticker: SWN Security ID: 845467109 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John D. Gass For For Management 1.2 Elect Director Catherine A. Kehr For For Management 1.3 Elect Director Greg D. Kerley For For Management 1.4 Elect Director Vello A. Kuuskraa For For Management 1.5 Elect Director Kenneth R. Mourton For For Management 1.6 Elect Director Steven L. Mueller For For Management 1.7 Elect Director Elliott Pew For For Management 1.8 Elect Director Alan H. Stevens For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Bylaws -- Call Special Meetings Against For Shareholder 5 Report on Methane Emissions Management Against For Shareholder and Reduction Targets -------------------------------------------------------------------------------- SPECTRA ENERGY CORP Ticker: SE Security ID: 847560109 Meeting Date: APR 15, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gregory L. Ebel For For Management 1b Elect Director Austin A. Adams For For Management 1c Elect Director Joseph Alvarado For For Management 1d Elect Director Pamela L. Carter For For Management 1e Elect Director Clarence P. Cazalot, Jr. For For Management 1f Elect Director F. Anthony Comper For For Management 1g Elect Director Peter B. Hamilton For For Management 1h Elect Director Michael McShane For For Management 1i Elect Director Michael G. Morris For For Management 1j Elect Director Michael E. J. Phelps For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Report on Political Contributions Against For Shareholder 5 Report on Methane Emissions Against For Shareholder -------------------------------------------------------------------------------- SUMITOMO METAL MINING CO. LTD. Ticker: 5713 Security ID: J77712123 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Allocation of Income, with a For For Management Final Dividend of JPY 20 2.1 Elect Director Kemori, Nobumasa For For Management 2.2 Elect Director Nakazato, Yoshiaki For For Management 2.3 Elect Director Kubota, Takeshi For For Management 2.4 Elect Director Tsuchida, Naoyuki For For Management 2.5 Elect Director Ogata, Mikinobu For For Management 2.6 Elect Director Ushirone, Norifumi For For Management 2.7 Elect Director Nozaki, Akira For For Management 2.8 Elect Director Ushijima, Tsutomu For For Management 3 Appoint Statutory Auditor Sato, Hajime For For Management 4 Appoint Alternate Statutory Auditor For For Management Taimatsu, Hitoshi 5 Approve Annual Bonus Payment to For For Management Directors -------------------------------------------------------------------------------- SUNCOR ENERGY INC Ticker: SU Security ID: 867224107 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mel E. Benson For For Management 1.2 Elect Director Dominic D'Alessandro For For Management 1.3 Elect Director W. Douglas Ford For For Management 1.4 Elect Director John D. Gass For For Management 1.5 Elect Director Paul Haseldonckx For For Management 1.6 Elect Director John R. Huff For For Management 1.7 Elect Director Jacques Lamarre For For Management 1.8 Elect Director Maureen McCaw For For Management 1.9 Elect Director Michael W. O'Brien For For Management 1.10 Elect Director James W. Simpson For For Management 1.11 Elect Director Eira M. Thomas For For Management 1.12 Elect Director Steven W. Williams For For Management 1.13 Elect Director Michael M. Wilson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TAIWAN FERTILIZER CO., LTD. Ticker: 1722 Security ID: Y84171100 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Financial Statements For For Management 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve Amendments to Articles of For For Management Association 4 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 5 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 6 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors 7 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- TECK RESOURCES LIMITED Ticker: TCK.B Security ID: 878742204 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mayank M. Ashar For For Management 1.2 Elect Director Jalynn H. Bennett For For Management 1.3 Elect Director Hugh J. Bolton For For Management 1.4 Elect Director Felix P. Chee For For Management 1.5 Elect Director Jack L. Cockwell For For Management 1.6 Elect Director Edward C. Dowling For For Management 1.7 Elect Director Norman B. Keevil For For Management 1.8 Elect Director Norman B. Keevil, III For For Management 1.9 Elect Director Takeshi Kubota For For Management 1.10 Elect Director Takashi Kuriyama For For Management 1.11 Elect Director Donald R. Lindsay For For Management 1.12 Elect Director Janice G. Rennie For For Management 1.13 Elect Director Warren S.R. Seyffert For For Management 1.14 Elect Director Chris M.T. Thompson For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: OCT 03, 2013 Meeting Type: Annual Record Date: AUG 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Timothy S. Gitzel For For Management 1b Elect Director William R. Graber For For Management 1c Elect Director Emery N. Koenig For For Management 1d Elect Director David T. Seaton For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE MOSAIC COMPANY Ticker: MOS Security ID: 61945C103 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Declassify the Board of Directors For For Management 2a Elect Director Denise C. Johnson For For Management 2b Elect Director Nancy E. Cooper For For Management 2c Elect Director James L. Popowich For For Management 2d Elect Director James T. Prokopanko For For Management 2e Elect Director Steven M. Seibert For For Management 3 Approve Omnibus Stock Plan For For Management 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THE WILLIAMS COMPANIES, INC. Ticker: WMB Security ID: 969457100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan S. Armstrong For For Management 1.2 Elect Director Joseph R. Cleveland For For Management 1.3 Elect Director Kathleen B. Cooper For For Management 1.4 Elect Director John A. Hagg For For Management 1.5 Elect Director Juanita H. Hinshaw For For Management 1.6 Elect Director Ralph Izzo For For Management 1.7 Elect Director Frank T. MacInnis For For Management 1.8 Elect Director Eric W. Mandelblatt For For Management 1.9 Elect Director Steven W. Nance For For Management 1.10 Elect Director Murray D. Smith For For Management 1.11 Elect Director Janice D. Stoney For For Management 1.12 Elect Director Laura A. Sugg For For Management 2 Amend Omnibus Stock Plan For For Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- THYSSENKRUPP AG Ticker: TKA Security ID: D8398Q119 Meeting Date: JAN 17, 2014 Meeting Type: Annual Record Date: DEC 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal 2012/2013 (Non-Voting) 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Approve Discharge of Management Board For For Management Member Hiesinger for Fiscal 2012/2013 3.2 Approve Discharge of Management Board For For Management Member Berlien for Fiscal 2012/2013 3.3 Approve Discharge of Management Board For For Management Member Burkhard for Fiscal 2012/2013 3.4 Approve Discharge of Management Board For Against Management Member Claasen for Fiscal 2012/2013 3.5 Approve Discharge of Management Board For For Management Member Eichler for Fiscal 2012/2013 3.6 Approve Discharge of Management Board For For Management Member Kerkhoff for Fiscal 2012/2013 3.7 Approve Discharge of Management Board For For Management Member Labonte for Fiscal 2012/2013 4.1 Approve Discharge of Supervisory Board For For Management Member Cromme for Fiscal 2012/2013 4.2 Approve Discharge of Supervisory Board For For Management Member Lehner for Fiscal 2012/2013 4.3 Approve Discharge of Supervisory Board For For Management Member Eichler for Fiscal 2012/2013 4.4 Approve Discharge of Supervisory Board For For Management Member Dreher for Fiscal 2012/2013 4.5 Approve Discharge of Supervisory Board For For Management Member Grolms for Fiscal 2012/2013 4.6 Approve Discharge of Supervisory Board For For Management Member Herberger for Fiscal 2012/2013 4.7 Approve Discharge of Supervisory Board For For Management Member Kalwa for Fiscal 2012/2013 4.8 Approve Discharge of Supervisory Board For For Management Member Keitel for Fiscal 2012/2013 4.9 Approve Discharge of Supervisory Board For For Management Member Kiel for Fiscal 2012/2013 4.10 Approve Discharge of Supervisory Board For For Management Member Maassen for Fiscal 2012/2013 4.11 Approve Discharge of Supervisory Board For For Management Member Nentwig for Fiscal 2012/2013 4.12 Approve Discharge of Supervisory Board For For Management Member Pellens for Fiscal 2012/2013 4.13 Approve Discharge of Supervisory Board For For Management Member Remmler for Fiscal 2012/2013 4.14 Approve Discharge of Supervisory Board For For Management Member von Schenck for Fiscal 2012/2013 4.15 Approve Discharge of Supervisory Board For For Management Member Schmettow for Fiscal 2012/2013 4.16 Approve Discharge of Supervisory Board For For Management Member Segerath for Fiscal 2012/2013 4.17 Approve Discharge of Supervisory Board For For Management Member Spohr for Fiscal 2012/2013 4.18 Approve Discharge of Supervisory Board For For Management Member Steinbrueck for Fiscal 2012/2013 4.19 Approve Discharge of Supervisory Board For For Management Member Steinebach for Fiscal 2012/2013 4.20 Approve Discharge of Supervisory Board For For Management Member Streiff for Fiscal 2012/2013 4.21 Approve Discharge of Supervisory Board For For Management Member Thumann for Fiscal 2012/2013 4.22 Approve Discharge of Supervisory Board For For Management Member Weber for Fiscal 2012/2013 4.23 Approve Discharge of Supervisory Board For For Management Member Weder di Mauro for Fiscal 2012/2013 4.24 Approve Discharge of Supervisory Board For For Management Member Wiercimok for Fiscal 2012/2013 5 Elect Rene Obermann to the Supervisory For For Management Board 6 Ratify PricewaterhouseCoopers as For For Management Auditors for Fiscal 2013/2014 7 Amend Articles Re: Remuneration of For For Management the Supervisory Board 8 Approve Creation of EUR 370 Million For For Management Pool of Capital with Partial Exclusion of Preemptive Rights 9 Approve Issuance of Warrants/Bonds For For Management with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights 10 Approve Affiliation Agreements with For For Management Krupp Hoesch Stahl GmbH 11 Amend Nine Existing Affiliation For For Management Agreements with Subsidiaries -------------------------------------------------------------------------------- TOTAL SA Ticker: FP Security ID: F92124100 Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Consolidated Financial For For Management Statements and Statutory Reports 3 Approve Allocation of Income and For For Management Dividends of EUR 2.38 per Share 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 5 Reelect Patricia Barbizet as Director For For Management 6 Reelect Marie-Christine For For Management Coisne-Roquette as Director 7 Reelect Paul Desmarais Jr as Director For Against Management 8 Reelect Barbara Kux as Director For For Management 9 Advisory Vote on Compensation of For For Management Christophe de Margerie 10 Authorize Issuance of Equity or For For Management Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value 11 Authorize Issuance of Equity or For For Management Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million 12 Authorize Board to Increase Capital in For For Management the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 13 Authorize Capital Increase of up to 10 For For Management Percent of Issued Capital for Contributions in Kind 14 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans 15 Authorize Capital Issuances for Use in For For Management Employee Stock Purchase Plans Reserved for International Subsidiaries 16 Authorize up to 0.8 Percent of Issued For Against Management Capital for Use in Restricted Stock Plans 17 Amend Article 11 of Bylaws Re: For For Management Employee Representatives and Employee Shareholder Representatives 18 Amend Article 12 of Bylaws Re: Age For For Management Limit for Chairman of the Board 19 Amend Article 15 of Bylaws Re: Age For For Management Limit for CEO 20 Amend Article 17 of Bylaws Re: Proxy For For Management Voting A Amend Board Internal Rules Re: Against Against Shareholder Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives B Amend the Social Criteria that are Against Against Shareholder Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator C Allow Loyalty Dividends to Long-Term Against Against Shareholder Registered Shareholders and Amend Article 20 of Bylaws D Approve Appointment of Employee Against Against Shareholder Representatives to the Board Committees and Amend Article 12.5 of Bylaws E Amend Article 12.7 of Bylaws: Against Against Shareholder Remuneration of Directors -------------------------------------------------------------------------------- TRANSCANADA CORPORATION Ticker: TRP Security ID: 89353D107 Meeting Date: MAY 02, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin E. Benson For For Management 1.2 Elect Director Derek H. Burney For For Management 1.3 Elect Director Paule Gauthier For For Management 1.4 Elect Director Russell K. Girling For For Management 1.5 Elect Director S. Barry Jackson For For Management 1.6 Elect Director Paula Rosput Reynolds For For Management 1.7 Elect Director John Richels For For Management 1.8 Elect Director Mary Pat Salomone For For Management 1.9 Elect Director D. Michael G. Stewart For For Management 1.10 Elect Director Siim A. Vanaselja For For Management 1.11 Elect Director Richard E. Waugh For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TRANSOCEAN LTD. Ticker: RIG Security ID: H8817H100 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Board and Senior For For Management Management 3 Appropriation of Available Earnings For For Management for Fiscal Year 2013 4 Approve Dividends of USD 3.00 per For For Management Share from Capital Contribution Reserves 5 Approve Renewal of the Authorized For For Management Share Capital 6 Approve Decrease in Size of Board For For Management 7a Declassify the Board of Directors For For Management 7b Amend Articles Re: Binding Shareholder For For Management Ratification of the Compensation of the Board of Directors and the Executive Management Team 7c Amend Articles Re: Supplementary For For Management Amount for Persons Assuming Executive Management Team Positions During a Compensation Period for which Shareholder Ratification has Already been Granted 7d Amend Articles Re: Principles For For Management Applicable to the Compensation of the Members of the Board of Directors and the Executive Management Team 7e Amend Articles Re: Maximum Term and For For Management Termination Notice Period of Members of the Board of Directors and the Executive Management Team and Non-Competition Agreements with Members of the Executive Management Team 7f Amend Articles Re: Permissible For For Management Mandates of Members of the Board of Directors and the Executive Management Team 7g Amend Articles Re: Loans and For For Management Post-Retirement Benefits 8 Require Majority Vote for the Election For For Management of Directors 9 Amend Articles Re: Shareholder Agenda For For Management Item Requests Pursuant to Swiss Law 10a Elect Ian C. Strachan as Director For For Management 10b Elect Glyn A. Barker as Director For For Management 10c Elect Vanessa C. L. Chang as Director For For Management 10d Elect Frederico F. Curado as Director For For Management 10e Elect Chad Deaton as Director For For Management 10f Elect Martin B. McNamara as Director For For Management 10g Elect Samuel Merksamer as Director For For Management 10h Elect Edward R. Muller as Director For For Management 10i Elect Steven L. Newman as Director For For Management 10j Elect Tan Ek Kia as Director For For Management 10k Elect Vincent J. Intrieri as Director For For Management 11 Elect Ian C. Strachan as Board Chairman For For Management 12a Appoint Frederico F. Curado as Member For For Management of the Compensation Committee 12b Appoint Martin B. McNamara as Member For For Management of the Compensation Committee 12c Appoint Tan Ek Kia as Member of the For For Management Compensation Committee 12d Appoint Vincent J. Intrieri as Member For For Management of the Compensation Committee 13 Designate Schweiger Advokatur/Notariat For For Management as Independent Proxy 14 Appointment Of Ernst & Young LLP as For For Management Independent Registered Public Accounting Firm for Fiscal Year 2014 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term 15 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 16 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TURQUOISE HILL RESOURCES LTD. Ticker: TRQ Security ID: 900435108 Meeting Date: MAY 08, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rowena Albones For For Management 1.2 Elect Director Jill Gardiner For For Management 1.3 Elect Director R. Peter Gillin For For Management 1.4 Elect Director David Klingner For For Management 1.5 Elect Director Kay Priestly For For Management 1.6 Elect Director Russel C. Robertson For For Management 1.7 Elect Director Jeffery D. Tygesen For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- UNITED STATES STEEL CORPORATION Ticker: X Security ID: 912909108 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard A. Gephardt For For Management 1.2 Elect Director Murry S. Gerber For For Management 1.3 Elect Director Glenda G. McNeal For For Management 1.4 Elect Director Patricia A. Tracey For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management 5 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Sberbank of Russia 2 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Bank VTB -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Anton Averin as Director None Against Management 3.2 Elect Vladislav Baumgertner as Director None Against Management 3.3 Elect Viktor Belyakov as Director None Against Management 3.4 Elect Alexandr Voloshin as Director None Against Management 3.5 Elect Pavel Grachev as Director None Against Management 3.6 Elect Anna Kolonchina as Director None Against Management 3.7 Elect Oleg Petrov as Director None Against Management 3.8 Elect Robert John Margetts as Director None For Management 3.9 Elect Paul James Ostling as Director None For Management 3.10 Elect Mikhail Stiskin as Director None Against Management 3.11 Elect Gordon Holden Sage as Director None For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: DEC 18, 2013 Meeting Type: Special Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.21 For For Management per Share 2 Approve New Edition of Charter For For Management 3 Amend Terms of Large-Scale Transaction For For Management Re: Loan Agreement with OAO Sberbank of Russia -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: MAR 24, 2014 Meeting Type: Special Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Dmitry Konyaev as Director None Against Management 3.2 Elect Dmitry Mazepin as Director None Against Management 3.3 Elect Robert John Margetts as Director None For Management 3.4 Elect Dmitry Osipov as Director None Against Management 3.5 Elect Paul James Ostling as Director None For Management 3.6 Elect Dmitry Razumov as Director None Against Management 3.7 Elect Valery Senko as Director None Against Management 3.8 Elect Mikhail Sosnovsky as Director None Against Management 3.9 Elect Gordon Holden Sage as Director None For Management 3.10 Elect Dmitry Tatyanin as Director None Against Management 3.11 Elect Sergey Chemezov as Director None Against Management 3.12 Elect Christophe Charlier as Director None Against Management 3.13 Elect Jian Chen as Director None Against Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: APR 04, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction with For For Management Sberbank of Russia Re: Debt Financing 2 Amend Charter For For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends of RUB 1.63 per Share 5.1 Elect Natalia Zhuravleva as Member of For For Management Audit Commission 5.2 Elect Andrey Kononov as Member of For For Management Audit Commission 5.3 Elect Maria Kuzmina as Member of Audit For For Management Commission 5.4 Elect Maria Risuhina as Member of For For Management Audit Commission 5.5 Elect Irina Sharandina as Member of For For Management Audit Commission 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve New Edition on Regulations on For For Management Remuneration of Directors 9 Determine Cost of Indemnification For For Management Agreements with Directors 10 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors 11.1 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Service Agreements 11.2 Approve Related-Party Transactions For For Management with ZAO VNII Galurgii Re: Service Agreements 11.3 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Service Agreements 11.4 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.5 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Lease Agreements 11.6 Approve Related-Party Transactions For For Management with OOO Silvinit-Transport Re: Lease Agreements 11.7 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Lease Agreements 11.8 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.9 Approve Related-Party Transactions For For Management with Uralchem Re: Sale/Purchase and Supply Contracts 11.10 Approve Related-Party Transactions For For Management with Kirovo-Chepetzkii Chemical Plant Re: Sale/Purchase and Supply Contracts 11.11 Approve Related-Party Transactions For For Management with OAO Voskresenskie Mineralniye Udobrenija Re: Sale/Purchase and Supply Contracts 11.12 Approve Related-Party Transactions For For Management with VSMPO-AVISMA Corp. Re: Sale/Purchase and Supply Contracts 11.13 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Sale/Purchase and Supply Contracts 11.14 Approve Related-Party Transactions Re: For For Management Capital Contributions to Subsidiaries 12.1 Elect Dmitry Konyaev as Director None Against Management 12.2 Elect Dmitry Mazepin as Director None Against Management 12.3 Elect Robert John Margetts as Director None For Management 12.4 Elect Dmitry Osipov as Director None Against Management 12.5 Elect Paul James Ostling as Director None For Management 12.6 Elect Dmitry Razumov as Director None Against Management 12.7 Elect Valery Senko as Director None Against Management 12.8 Elect Mikhail Sosnovsky as Director None Against Management 12.9 Elect Gordon Holden Sage as Director None For Management 12.10 Elect Dmitry Tatyanin as Director None Against Management 12.11 Elect Sergey Chemezov as Director None For Management 12.12 Elect Christophe Charlier as Director None Against Management 12.13 Elect Chen Jian as Director None Against Management 13 Ratify IFRS Auditor For For Management 14 Approve Auditor for Company's IFRS For For Management Consolidated Financial Statements 15 Ratify RAS Auditor For For Management 16 Determine Cost of Liability Insurance For For Management for Directors and Officers 17 Approve Related-Party Transactions Re: For For Management Liability Insurance for Directors and Officers -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE5 Security ID: 91912E105 Meeting Date: APR 17, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Alternate Directors For For Management 4 Elect Fiscal Council Members For For Management 5 Approve Remuneration of Company's For Against Management Management 6 Approve Cancellation of Treasury Shares For For Management 7 Authorize Capitalization of Reserves For For Management 8 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- VALERO ENERGY CORPORATION Ticker: VLO Security ID: 91913Y100 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: MAR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jerry D. Choate For For Management 1b Elect Director Joseph W. Gorder For For Management 1c Elect Director William R. Klesse For For Management 1d Elect Director Deborah P. Majoras For For Management 1e Elect Director Donald L. Nickles For For Management 1f Elect Director Philip J. Pfeiffer For For Management 1g Elect Director Robert A. Profusek For For Management 1h Elect Director Susan Kaufman Purcell For For Management 1i Elect Director Stephen M. Waters For For Management 1j Elect Director Randall J. Weisenburger For For Management 1k Elect Director Rayford Wilkins, Jr. For For Management 2 Ratify Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Pro-rata Vesting of Equity Awards Against For Shareholder 5 Adopt Quantitative GHG Goals for Against For Shareholder Products and Operations 6 Report on Lobbying Payments and Policy Against For Shareholder -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD. Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 25, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- WILMAR INTERNATIONAL LTD. Ticker: F34 Security ID: Y9586L109 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Directors' and Auditors' Reports 2 Declare Final Dividend For For Management 3 Approve Directors' Fees For For Management 4 Elect Kuok Khoon Hong as Director For For Management 5 Elect Teo Kim Yong as Director For For Management 6 Elect Kwah Thiam Hock as Director For For Management 7 Elect Yeo Teng Yang as Director For For Management 8 Reappoint Ernst & Young LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 9 Approve Mandate for Transactions with For For Management Related Parties 10 Approve Issuance of Equity or Equity For For Management Linked Securities with or without Preemptive Rights 11 Approve Issuance of Shares and Grant For Against Management of Options Under Wilmar Executives Share Option Scheme 2009 -------------------------------------------------------------------------------- WOODSIDE PETROLEUM LTD. Ticker: WPL Security ID: 980228100 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 2a Elect Michael Alfred Chaney as Director For For Management 2b Elect David Ian McEvoy as Director For For Management 3 Approve Adoption of Remuneration Report For For Management 4 Approve the Increase in Maximum For Against Management Aggregate Remuneration of Non-Executive Directors 5 Approve the Amendments to the For For Management Company's Constitution -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Marrone For For Management 1.2 Elect Director Patrick J. Mars For For Management 1.3 Elect Director John Begeman For For Management 1.4 Elect Director Alexander Davidson For For Management 1.5 Elect Director Richard Graff For For Management 1.6 Elect Director Nigel Lees For For Management 1.7 Elect Director Carl Renzoni For For Management 1.8 Elect Director Dino Titaro For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Adopt By-Law No. 1 For For Management 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: MAY 05, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting; Approve Notice of For Did Not Vote Management Meeting and Agenda 2 Elect Chairman of Meeting; Designate For Did Not Vote Management Inspector(s) of Minutes of Meeting 3 Accept Financial Statements and For Did Not Vote Management Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 Per Share 4 Approve Remuneration Policy And Other For Did Not Vote Management Terms of Employment For Executive Management 5 Approve Corporate Governance Statement For Did Not Vote Management 6 Approve Remuneration of Auditors For Did Not Vote Management 7 Approve Remuneration of Directors in For Did Not Vote Management the Amount of NOK 500,000 for the Chairman, NOK 330,000 for the Vice Chairman, and NOK 288,000 for the Other Directors; Approve Committee Fees 8 Approve Remuneration of Nominating For Did Not Vote Management Committee in the Amount of NOK 5,500 per Meeting 9 Reelect Hilde Aasheim and Geir Isaksen For Did Not Vote Management as Directors; Elect Leif Teksum, Hilde Bakken, and John Thuestad as New Directors 10 Reelect Thorunn Bakke, Ann Brautaset, For Did Not Vote Management and Anne Tanum as Members of Nominating Committee; Elect Tom Knoff as New Member of Nominating Committee 11 Amend Articles Re: Directors' For Did Not Vote Management Retirement Age 12 Approve NOK 2.4 Million Reduction in For Did Not Vote Management Share Capital via Share Cancellation 13 Authorize Share Repurchase Program and For Did Not Vote Management Reissuance of Repurchased Shares -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 601899 Security ID: Y9892H107 Meeting Date: OCT 25, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Chen Jinghe as Director For Against Management 1b Elect Wang Jianhua as Director For For Management 1c Elect Qiu Xiaohua as Director For For Management 1d Elect Lan Fusheng as Director For For Management 1e Elect Zou Laichang as Director For For Management 1f Elect Lin Hongfu as Director For For Management 1g Elect Li Jian as Director For For Management 1h Elect Lu Shihua as Director For For Management 1i Elect Ding Shida as Director For For Management 1j Elect Jiang Yuzhi as Director For For Management 1k Elect Sit Hoi Wah, Kenneth as Director For For Management 2a Elect Lin Shuiqing as Supervisor For For Management 2b Elect Xu Qiang as Supervisor For For Management 2c Elect Fan Wensheng as Supervisor For For Management 3 Approve Remuneration Proposal of For For Management Directors and Supervisors and Authorize Board to Enter into Service Contracts or Appointment Letters with Each Newly Elected Directors and Supervisors Respectively -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 601899 Security ID: Y9892H107 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Completion of Repurchase of H For For Management Shares Its Change in the Registered Capital of the Company 2 Amend Articles of Association For For Management 3 Approve Issuance of Debt Financing For For Management Instruments 4 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital 5 Approve Provision of Guarantee to For Against Management Overseas Subsidiaries 6 Accept Report of the Board of Directors For For Management 7 Accept Report of Independent Directors For For Management 8 Accept Report of Supervisory Committee For For Management 9 Accept Company's Financial Report For For Management 10 Accept 2013 Annual Report and Summary For For Management Report 11 Approve Profit Distribution Proposal For For Management 12 Approve Remuneration of Executive For For Management Directors and Chairman of the Supervisory Comittee 13 Reappoint Ernst & Young Hua Ming (LLP) For For Management as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- ZIJIN MINING GROUP CO., LTD. Ticker: 601899 Security ID: Y9892H107 Meeting Date: MAY 28, 2014 Meeting Type: Special Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital ===================== VelocityShares Emerging Asia DR ETF ====================== 21VIANET GROUP INC. Ticker: VNET Security ID: 90138A103 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management 2 Approve Share Incentive Plan For For Management -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: NOV 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Mr. David K. Chao as Director For For Management 2 Elect Mr. Li-Lan Cheng as Director For For Management 3 Reelect Mr. James Jianzhang Liang as For For Management Director 4 Reelect Mr. Kazumasa Watanabe as For For Management Director 5 Reelect Mr. Rick Yan as Director For For Management -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: JUN 20, 2014 Meeting Type: Special Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to be Granted All For For Management Powers to Repurchase Up to an Additional $75 Million of the Company's Shares Under the Share Repurchase Program Approved by the Company on September 30, 2008 2 Amend Article 22(b) of the Company's For For Management Articles of Association -------------------------------------------------------------------------------- ACER INC. Ticker: 2353 Security ID: 004434205 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for GDR Holders None None Management 2.1 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 3.1 Elect Stan Shih, with Shareholder No. For For Management 2, as Non-Independent Director 3.2 Elect George Huang, with Shareholder For For Management No. 5, as Non-Independen Director 3.3 Elect Hsin-I Lin, with Shareholder No. For For Management 620875, as Non-Independen Director 3.4 Elect Carolyn Yeh, a Representative of For For Management Hung Rouan Investment Corp. with Shareholder No. 5978, as Non-Independen Director 3.5 Elect Philip Peng, a Representative of For For Management Smart Capital Corp. with Shareholder No. 545878, as Non-Independen Director 3.6 Elect Jason C.S. Chen, with For For Management Shareholder No. 857788, as Non-Independen Director 3.7 Elect F. C. Tseng, with Shareholder No. For For Management 771487, as Independent Director 3.8 Elect Ji-Ren Lee, with Shareholder No. For For Management 857786, as Independent Director 3.9 Elect Chin-Cheng Wu, with Shareholder For For Management No. 857787, as Independent Director 4.2 Approve 2013 Business Operations For For Management Report and Financial Statements 4.3 Approve 2013 Statement of Profit and For For Management Loss Appropriation 4.4 Approve Amendments to Articles of For For Management Association 4.5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets/Amend Trading Procedures Governing Derivatives Products/Amend Procedures for Lending Funds to Other Parties/Amend Procedures for Endorsement and Guarantees 4.6 Approve Issuance of Restricted Stocks For Against Management to Important Employee 4.7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ACORN INTERNATIONAL, INC. Ticker: ATV Security ID: 004854105 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: SEP 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Mr. Jing Wang For For Management as a Director of the Company 2 Approve Appointment of Deloitte Touche For For Management Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- ACQUITY GROUP LTD. Ticker: AQ Security ID: 00489C103 Meeting Date: JUL 03, 2013 Meeting Type: Special Record Date: JUN 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with For For Management Accenture Holdings B.V. 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACTIONS SEMICONDUCTOR CO., LTD. Ticker: ACTS Security ID: 00507E107 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang, Jun-Tse (Walter) as For For Management Director 2 Adopt New Articles of Association For Against Management 3 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- ADVANCED SEMICONDUCTOR ENGINEERING INC. Ticker: 2311 Security ID: 00756M404 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 6.1 Approve 2013 Financial Statements For For Management 6.2 Approve 2013 Plan on Profit For For Management Distribution 7.1 Approve One or a Combination of For For Management Methods for Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Ordinary Shares or Issuance of Overseas Convertible Bonds via Private Placement 7.2 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7.3 Approve Amendments to Articles of For For Management Association 7.4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors and Change the Regulation Title to Election Method of Directors 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- AIRMEDIA GROUP INC. Ticker: AMCN Security ID: 009411109 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2a Approve XIANG Songzuo to Retire from For For Management Office and Cease to be a Director at the AGM 2b Approve DING Junjie to Retire from For For Management Office and Cease to be a Director at the AGM 2c Approve XU Qing to Retire from Office For For Management and Cease to be a Director at the AGM 2d Approve XIA Donglin to Retire from For For Management Office and Cease to be a Director at the AGM 3 Approve XIANG Songzuo to Be Re-elected For For Management to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 4 Approve DING Junjie to Be Re-elected For For Management to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 5 Approve XU Qing to Be Re-elected to For For Management Serve an Additional Term of Office Which Shall Expire on 31 July 2015 6a Approve GUO Herman Man to Serve a Term For For Management of Office Which Shall Expire on 31 July 2014 6b Approve FENG James Zhonghua to Serve a For For Management Term of Office Which Shall Expire on 31 July 2014 6c Approve SHAN Shichong to Serve a Term For For Management of Office Which Shall Expire on 31 July 2014 6d Approve YANG Conor Chia-Hung to Serve For For Management a Term of Office Which Shall Expire on 31 July 2014 -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: AUG 30, 2013 Meeting Type: Special Record Date: JUL 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhenfang as Director For For Management 2.1 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 30 Million 2.2 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 20 Million 2.3 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 40 Million 2.4 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 25 Million 2.5 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 15 Million 2.6 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Wind Power Equipment Manufacturing Co., Ltd. 2.7 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. 2.8 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd. 2.9 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Ning Electric Silicon Materials Co., Ltd. 2.10 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. 2.11 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 30 Million 2.12 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 20 Million 2.13 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 60 Million 2.14 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Zhongwei Ningdian New Energy Co., Ltd. 2.15 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. 2.16 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd. 2.17 Approve Provision of Guarantee by For Against Management Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan for the Sunjiatan Phase II Project of Ningxia Yinxing Energy Co., Ltd. 2.18 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 40 Million 2.19 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 60 Million -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: OCT 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal of the 65 For For Management Percent Equity Interest in Chalco Iron Ore Holdings Ltd. by Chalco Hong Kong Ltd. 2 Approve Proposed Transfer of Bank For For Management Loans by Chalco Hong Kong Ltd. to Aluminum Corporation of China Overseas Holdings Ltd. -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: JUN 27, 2014 Meeting Type: Annual/Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisory Committee's Report For For Management 3 Approve Independent Auditor's Report For For Management and Audited Financial Report 4 Approve Non-Distribution of Final For For Management Dividend and Non-Transfer of Reserves to Increase Share Capital 5 Reappoint Auditors and Authorize Audit For For Management Committee to Fix Their Remuneration 6 Elect Sun Zhaoxue as Director For For Management 7 Approve Remuneration Standards for For For Management Directors and Supervisors 8 Approve Renewal of Liability Insurance For Against Management for Directors, Supervisors and Other Senior Management Member 9 Approve Extension of Term of Provision For For Management of Guarantees to Chalco Trading Hong Kong Co., Ltd. 10 Approve Provision of Guarantees by For Against Management Chalco Ningxia Energy Group Limited and Its Subsidiaries to Its Subsidiaries for Bank Loans 11 Approve Provision of Guarantees to the For For Management Company's Subsidiary(ies) for Overseas Bonds 12 Approve Provision of Guarantees by For Against Management Shanxi Huasheng Aluminum Co., Ltd. to Huozhou Coal Group Xingshengyuan Coal Industrial Co., Ltd. for Bank Loans 13 Approve Connected Transaction with For For Management Jiaozuo Wanfang Aluminum Company Limited 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Overseas Bond(s) For For Management 17 Approve Extension of the Period of For For Management Authorization for the Board to Deal with Specific Matters Relating to the Proposed A Share Issue 1 Approve Adjustment in Authorization For For Management Period of Resolutions Under the A Share Issue -------------------------------------------------------------------------------- ATA INC. Ticker: ATAI Security ID: 00211V106 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Hope Ni and Alec For For Management Tsui as Directors 2 Approve Re-appointment of KPMG as For For Management Auditor for the Fiscal Year Ending March 31, 2014 -------------------------------------------------------------------------------- AU OPTRONICS CORP Ticker: 2409 Security ID: 002255107 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 4.1 Approve Cash Distribution with Capital For For Management Reserves 4.2 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets, Amend Trading Procedures Governing Derivatives Products and Amend Procedures for Lending Funds to Other Parties 4.4 Approve Issuance of Ordinary Shares to For For Management Sponsor Issuance of Overseas Depositary Shares and/or Issuance of Ordinary Shares for Cash in Public Offering and/or in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4.5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- AUTONAVI HOLDINGS LTD. Ticker: AMAP Security ID: 05330F106 Meeting Date: DEC 27, 2013 Meeting Type: Annual Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- BONA FILM GROUP LTD. Ticker: BONA Security ID: 09777B107 Meeting Date: DEC 27, 2013 Meeting Type: Annual Record Date: NOV 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of Audited Financial For For Management Statements 2 Approve Ratification of the For For Management Appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- CAMELOT INFORMATION SYSTEMS INC Ticker: CIS Security ID: 13322V105 Meeting Date: MAR 25, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For For Management 2 Approve Authorization of Chairman of For For Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Pass Proposal One -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: SEP 27, 2013 Meeting Type: Annual Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For Against Management 1.2 Elect Tao Wang as Director For Against Management 1.3 Elect Dave De Yang as Director For For Management 1.4 Elect Xiao Chen as Director For For Management 1.5 Elect Charles Sheung Wai Chan as For For Management Director 2 Approve to Ratify the Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as the Company's Auditor for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Zhang For Against Management 1.2 Elect Director Tao Wang For Against Management 1.3 Elect Director Dave De Yang For For Management 1.4 Elect Director Xiao Chen For For Management 1.5 Elect Director Charles Sheung Wai Chan For For Management 2 Ratify the Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as 2014 Independent Auditors 3 Approve 2014 Share Incentive Plan For For Management -------------------------------------------------------------------------------- CHINA DIGITAL TV HOLDING CO., LTD. Ticker: STV Security ID: 16938G107 Meeting Date: DEC 30, 2013 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Songzuo Xiang as For For Management Director 2 Approve to Re-elect Jianyue Pan as For For Management Director 3 Approve to Re-elect Eric Xu as Director For For Management -------------------------------------------------------------------------------- CHINA DISTANCE EDUCATION HOLDINGS LIMITED Ticker: DL Security ID: 16944W104 Meeting Date: AUG 22, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Annabelle Yu Long and Xiaoshu For Against Management Chen as Directors 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA DISTANCE EDUCATION HOLDINGS LIMITED Ticker: DL Security ID: 16944W104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Carol Yu and Liankui Hu as For Against Management Directors 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 00670 Security ID: 16937R104 Meeting Date: OCT 29, 2013 Meeting Type: Special Record Date: SEP 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Renewal For Against Management Agreement 2 Approve Catering Services Renewal For For Management Agreement 3 Elect Ma Weihua as Director None For Shareholder -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 00670 Security ID: 16937R104 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Plan For For Management 5 Appoint PRC Domestic and International For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Auditors for Internal Control For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Instruments For Against Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association For For Management 10 Approve Mandate to Conduct of Asset For For Management Transactions -------------------------------------------------------------------------------- CHINA FINANCE ONLINE CO., LTD. Ticker: JRJC Security ID: 169379104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Rongquan Leng as Director For For Management 2 Re-elect Jun Wang as Director For For Management 3 Approve to Appoint Grant Thornton For For Management China as Independent Auditors and to Authorize the Board of Directors to Determine the Remuneration 4 Approve Audited Consolidated Financial For For Management Statements for the Fiscal Year Ended on December 31, 2013 Together with the Reports of the Directors and the Auditors 5 Approve Company's 2014 Stock Incentive For Against Management Plan and Authorize the Board to Handle Matters Relating to the Proposal 6 Approve Amendment to the Company's For Against Management 2007 Equity Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal 7 Authorize the Board of Directors to For Against Management Exercise All the Powers of the Company to Allot, Issue or Deal with Additional Ordinary Shares or Preferred Shares and to Make or Grant Offers, Agreements and Options which Might Require the Exercise of Such Powers -------------------------------------------------------------------------------- CHINA HYDROELECTRIC CORPORATION Ticker: CHC Security ID: 16949D101 Meeting Date: OCT 17, 2013 Meeting Type: Annual Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Mr. Amit Gupta as For For Management Director 2 Approve to Re-elect Ms. Moonkyung Kim For For Management as Director 3 Approve to Re-elect Mr. Shadron Lee For For Management Stastney as Director 4 Approve to Re-elect Mr. Allard Nooy as For For Management Director 5 Approve Appointment of Ernst & Young For For Management Hua Ming as the Auditor of the Company -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: 16939P106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Report for the Year For For Management 2013 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Elect Su Hengxuan as Director For For Management 8 Elect Miao Ping as Director For For Management 9 Approve Cap Amounts in Respect of the For For Management Framework Agreement with China Guangfa Bank Co. Ltd. 10 Approve Capital Injection to China For For Management Life Property and Casualty Insurance Company Limited 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Extension of the Validity For For Management Period of the Resolution on the Issue of Subordinated Debt Financing Instruments Outside the PRC 13 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, and Annual Caps 14 Approve CLIC Framework Agreement, the For For Management P&C Company Framework Agreement, and Annual Caps 15 Amend Articles of Association of the For For Management Company -------------------------------------------------------------------------------- CHINA LODGING GROUP, LIMITED Ticker: HTHT Security ID: 16949N109 Meeting Date: NOV 13, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte Touche Tohmatsu CPA For For Management Ltd as Auditors -------------------------------------------------------------------------------- CHINA MING YANG WIND POWER GROUP LTD Ticker: MY Security ID: 16951C108 Meeting Date: NOV 18, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Appoint KPMG as Auditors For For Management -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: 16941M109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3.1 Elect Xi Guohua as Director For For Management 3.2 Elect Sha Yuejia as Director For For Management 3.3 Elect Liu Aili as Director For For Management 4.1 Elect Lo Ka Shui as Director For For Management 4.2 Elect Paul Chow Man Yiu as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA NEW BORUN CORPORATION Ticker: BORN Security ID: 16890T105 Meeting Date: JAN 10, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Hengxiu Song as For For Management Director 2 Approve to Re-elect Jinmiao Wang as For For Management Director 3 Approve to Re-elect Binbin Jiang as For For Management Director 4 Approve to Re-elect Wen Jiang as For For Management Director 5 Approve to Re-elect Xisheng Lu as For For Management Director 6 Approve to Appoint BDO China Shu Lun For For Management Pan Certified Public Accountants LLP as the Auditor for the Fiscal Year Ending Dec. 31, 2013 -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: 16941R108 Meeting Date: NOV 26, 2013 Meeting Type: Special Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Term of For For Management Validity of the Proposal Regarding the Issuance of A Share Convertible Bonds and Other Related Matters -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: 16941R108 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2013 5 Approve Interim Profit Distribution For For Management Plan for the Year 2014 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Authorize Board to Determine the For Against Management Proposed Plan for the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: DEC 26, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Si Xian Min as Director For For Management 1.2 Elect Wang Quan Hua as Director For For Management 1.3 Elect Yuan Xin An as Director For For Management 1.4 Elect Yang Li Hua as Director For For Management 1.5 Elect Tan Wan Geng as Director For For Management 1.6 Elect Zhang Zi Fang as Director For For Management 1.7 Elect Xu Jie Bo as Director For For Management 1.8 Elect Li Shao Bin as Director For For Management 1.9 Elect Wei Jin Cai as Director For For Management 1.10 Elect Ning Xing Dong as Director For For Management 1.11 Elect Liu Chang Le as Director For For Management 1.12 Elect Tan Jin Song as Director For For Management 2.1 Elect Pan Fu as Supervisor For For Management 2.2 Elect Li Jia Shi as Supervisor For For Management 2.3 Elect Zhang Wei as Supervisor For For Management 3 Approve Financial Services Framework For Against Management Agreement 4 Amend Articles of Association and its For For Management Appendixes -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Increase in Registered Capital For Against Management 8 Approve Issue of Debt Financing For Against Management Instruments 9 Approve Acquisition of 80 New Airbus For For Management Aircraft -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: 2002 Security ID: Y15041125 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2013 Profit 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Director Jo-Chi, Tsou 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Jyh-Yuh, Sung 8 Approve Release of Restrictions of For For Management Competitive Activities of Director Horng-Nan, Lin 9 Approve Release of Restrictions of For For Management Competitive Activities of Director Jih-Gang, Liu -------------------------------------------------------------------------------- CHINA SUNERGY CO., LTD. Ticker: CSUN Security ID: 16942X302 Meeting Date: SEP 05, 2013 Meeting Type: Annual Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Mr. Xiaoqian For For Management Zhou as Director of the Company 2 Approve Re-election of Mr. Wenze Wang For For Management as Director of the Company 3 Approve Re-election of Mr. Shiliang For For Management Guo as Director of the Company 4 Approve Appointment of Deloitte Touche For For Management Tohmatsu Certified Accountants LLP as the Auditor for the Fiscal Year 2013 5 Approve to Authorize the Board of For For Management Directors to Fix the Remuneration of Auditors 6 Authorize Board to Take Action that For For Management Might Be Necessary to Effect the Foregoing Resolutions -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 00728 Security ID: 169426103 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declare Final Dividend 3 Reappoint Deloitte Touche Tohmatsu as For For Management International Auditors and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 4a Elect Wang Xiaochu as Director For For Management 4b Elect Yang Jie as Director For For Management 4c Elect Wu Andi as Director For For Management 4d Elect Zhang Jiping as Director For Against Management 4e Elect Yang Xiaowei as Director For For Management 4f Elect Sun Kangmin as Director For For Management 4g Elect Ke Ruiwen as Director For Against Management 4h Elect Zhu Wei as Director For For Management 4i Elect Tse Hau Yin, Aloysius as Director For For Management 4j Elect Cha May Lung, Laura as Director For For Management 4k Elect Xu Erming as Director For For Management 4l Elect Wang Hsuehming as Director For For Management 5a Elect Shao Chunbao as Supervisor For For Management 5b Elect Hu Jing as Supervisor For For Management 5c Elect Du Zuguo as Supervisor For For Management 6a Amend Articles Re: Board Composition For For Management 6b Amend Articles Re: Supervisory For For Management Committee Composition 6c Amend Articles Re: Representation of For For Management Supervisors 6d Authorize Board to Deal with Matters For For Management Relating to the Proposed Amendments to the Articles of Association 7a Approve Issuance of Debentures For Against Management 7b Authorize Board to Deal with Matters For Against Management Relating to the Issuance of Debentures 8a Approve Issuance of Company Bonds For For Management 8b Authorize Board to Deal with Matters For For Management Relating to the Issuance of Company Bonds 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Increase Registered Capital of the For Against Management Company and Amend Articles of Association -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: 16945R104 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Elect Lu Yimin as Director For For Management 3a2 Elect Cheung Wing Lam Linus as Director For For Management 3a3 Elect Wong Wai Ming as Director For Against Management 3a4 Elect John Lawson Thornton as Director For Against Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- CHINA ZENIX AUTO INTERNATIONAL LTD. Ticker: ZX Security ID: 16951E104 Meeting Date: NOV 21, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jianhui Lai as a Director For Against Management 1b Elect Junqiu Gao as a Director For Against Management 1c Elect William John Sharp as a Director For For Management 1d Elect Ian Frances Wade as a Director For For Management 1e Elect Yichun Zhang as a Director For For Management 2 Ratify Deloitte Touche Tohmatsu as For For Management Auditors -------------------------------------------------------------------------------- CHINAEDU CORPORATION Ticker: CEDU Security ID: 16945L107 Meeting Date: DEC 29, 2013 Meeting Type: Annual Record Date: NOV 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Min Fan as Director For For Management 2 Approve Annual Report, Directors For For Management Report and Auditors Report 3 Appoint Deloitte Touche Tohmatsu CPA For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHINAEDU CORPORATION Ticker: CEDU Security ID: 16945L107 Meeting Date: APR 18, 2014 Meeting Type: Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For For Management 2 Authorize Board and Officers to Handle For For Management Matters Regarding the Merger 3 Approve Authorization of Chairman of For For Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Special Resolutions of this Meeting -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: 17133Q502 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Cash Dividend Distribution For For Management from Capital Reserve 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6.1 Approve Release of Restrictions of For For Management Competitive Activities of Director Chich-Chiang Fan 6.2 Approve Release of Restrictions of For For Management Competitive Activities of Director Lih-Shyng Tsai -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: 126132109 Meeting Date: NOV 27, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: 126132109 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Declare Final Dividend For For Management A3 Elect Li Fanrong as Director For For Management A4 Elect Wang Yilin as Director For For Management A5 Elect Lv Bo as Director For For Management A6 Elect Zhang Jianwei as Director For For Management A7 Elect Wang Jiaxiang as Director For For Management A8 Elect Lawrence J. Lau as Director For For Management A9 Elect Kevin G. Lynch as Director For For Management A10 Authorize Board to Fix Directors' For For Management Remuneration A11 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- CONCORD MEDICAL SERVICES HOLDING LIMITED Ticker: CCM Security ID: 206277105 Meeting Date: DEC 21, 2013 Meeting Type: Annual Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Ernst & Young Hua For For Management Ming as the Auditor for the Fiscal Year 2012 and Authorize the Board to Fix the Audit Fee 2 Approve to Appoint Ernst & Young Hua For For Management Ming as the Auditor for the Fiscal Year 2013 and Authorize the Board to Fix the Audit Fee 3 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUN 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of INR 15.00 Per Share For For Management 3 Reelect A.S. Ganguly as Director For For Management 4 Reelect J.P. Moreau as Director For For Management 5 Reelect K. Morparia as Director For For Management 6 Approve BSR & Co. as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Redesignation of G.V. Prasad For For Management as Chairman and CEO 8 Approve Redesignation of S. Reddy as For For Management Vice Chairman, Managing Director, and COO -------------------------------------------------------------------------------- DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For For Management 1.2 Elect Director Whitney I. Gerard For For Management 1.3 Elect Director Robin A. Melvin For For Management 1.4 Elect Director Nathan Leventhal For For Management 1.5 Elect Director Roslyn M. Watson For For Management -------------------------------------------------------------------------------- ELONG, INC. Ticker: LONG Security ID: 290138205 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fernando Gil de Bernabe as For For Management Director 1.2 Elect Guangfu Cui as Director For Withhold Management 1.3 Elect Dhiren Fonseca as Director For Withhold Management 1.4 Elect Thomas Gurnee as Director For For Management 1.5 Elect Dara Khosrowshahi as Director For Withhold Management 1.6 Elect Henrik Kjellberg as Director For Withhold Management 1.7 Elect Dan Lynn as Director For Withhold Management 1.8 Elect Cyril Ranque as Director For Withhold Management 1.9 Elect Michael Scown as Director For For Management 1.10 Elect Johan Svanstrom as Director For Withhold Management 1.11 Elect Xiaoguang Wu as Director For Withhold Management 2 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- GIANT INTERACTIVE GROUP INC. Ticker: GA Security ID: 374511103 Meeting Date: SEP 16, 2013 Meeting Type: Annual Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Mr. Yuzhu Shi as Director For Against Management 2 Reelect Mr. Andrew Y. Yan as Director For For Management 3 Approve Appointment of Ernst & Young For For Management Hua Ming as Auditor for Fiscal Year 2013 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GRAVITY CO. LTD. Ticker: GRVY Security ID: 38911N107 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-consolidated and For For Management Consolidated Financial Statements 2.1 Reelect Park Hyun-Chul as Inside For For Management Director 2.2 Reelect Kitamura Yoshinori as Inside For For Management Director 2.3 Reelect Morishita Kazuki as Inside For For Management Director 2.4 Reelect Sakai Kazuya as Inside Director For For Management 2.5 Reelect Hwang Jong-Gyu as Outside For For Management Director 2.6 Reelect Ryu Doo-Hyun as Outside For For Management Director 2.7 Reelect Yoo Jung as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: 40065W107 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Comprehensive For For Management Services Agreement and Related Transactions -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: 40065W107 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Financial Budget Proposal for For For Management 2014 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 8.1 Elect Li Wenxin as Director For For Management 8.2 Elect Shen Yi as Director For For Management 8.3 Elect Luo Qing as Director For Against Management 8.4 Elect Sun Jing as Director For For Management 8.5 Elect Yu Zhiming as Director For For Management 8.6 Elect Huang Xin as Director For For Management 9.1 Elect Chen Song as Director For For Management 9.2 Elect Jia Jianmin as Director For For Management 9.3 Elect Wang Yunting as Director For For Management 10.1 Elect Liu Mengshu as Shareholder For For Management Representative Supervisor 10.2 Elect Chen Shaohong as Shareholder For For Management Representative Supervisor 10.3 Elect Shen Jiancong as Shareholder For For Management Representative Supervisor 10.4 Elect Li Zhiming as Shareholder For For Management Representative Supervisor 11 Approve Remuneration and Allowances of For For Management Directors 12 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- HANWHA SOLARONE CO., LTD. Ticker: HSOL Security ID: 41135V103 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Thomas J. Toy as For For Management Director 2 Approve to Re-Elect Ernst A. Butler as For For Management Director 3 Approve to Re-Elect Ki-Joon Hong as For Against Management Director and Board Chairman 4 Approve to Appoint Ernst & Young Hua For For Management Ming as Auditor -------------------------------------------------------------------------------- HIMAX TECHNOLOGIES INC. Ticker: HIMX Security ID: 43289P106 Meeting Date: SEP 04, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adopt Audited Financial For For Management Reports of the Company for the Fiscal Year Ended December 31, 2012 2 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: 438090201 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for GDR Holders None None Management 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 3.3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 3.4 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt 3.5 Approve Release of Restrictions of For For Management Competitive Activities of Directors 3.6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3.7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 00902 Security ID: 443304100 Meeting Date: FEB 11, 2014 Meeting Type: Special Record Date: JAN 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 00902 Security ID: 443304100 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Board of For For Management Directors 2 Accept Working Report of the For For Management Supervisory Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Appoint Auditors for 2014 For For Management 6 Approve Connected Transaction with For Against Management China Huaneng Finance Corporation Limited 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- IFM INVESTMENTS LTD Ticker: CTC Security ID: 45172L209 Meeting Date: NOV 25, 2013 Meeting Type: Annual Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements and Reports of the Directors and Auditors for the Year Ended December 31, 2012 2a Approve Re-election of Donald Zhang as For Against Management Director 2b Approve Re-election of Bo Ren (Dick) For For Management Kwan as Director 2c Approve Re-election of Liang Pei as For For Management Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: AUG 03, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment and Remuneration For For Management of N.R.N. Murthy as Executive Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 14, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of INR 43.00 For For Management Per Share and Confirm Interim Dividend of INR 20.00 Per Share 3 Reelect B.G. Srinivas as Director None None Management 4 Reelect S. Gopalakrishnan as Director For For Management 5 Approve BSR & Co. LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Elect U.B.P. Rao as Director and For For Management Approve Appointment and Remuneration of U.B.P. Rao as Executive Director 7 Elect K. Mazumdar-Shaw as Independent For For Management Non-Executive Director 8 Elect C.M. Browner as Independent For For Management Non-Executive Director 9 Elect R. Venkatesan as Independent For For Management Non-Executive Director 10 Approve Sale, Transfer, and/or For For Management Disposal of the Products, Platforms and Solutions Business to Edgeverve Systems Ltd., a Wholly-Owned Subsidiary of the Company, for a Consideration of USD 80 Million 11 Approve Vacancy on the Board Resulting For For Management from the Retirement of A.M. Fudge -------------------------------------------------------------------------------- JA SOLAR HOLDINGS CO. LTD. Ticker: JASO Security ID: 466090206 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve to Re-elect Erying Jia as For Against Management Director and Authorize Board to Fix His Remuneration 3 Approve to Re-elect Yong Liu as For Against Management Director and Authorize Board to Fix His Remuneration 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO. LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: NOV 18, 2013 Meeting Type: Annual Record Date: OCT 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Haitao Jin as Director For For Management 2 Reelect Zibin Li as Director For For Management 3 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: JUL 12, 2013 Meeting Type: Special Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Young-Rok as CEO For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 500 per Share 2.a Elect Cho Jae-Ho as Outside Director For For Management 2.b Elect Kim Myung-Jig as Outside Director For For Management 2.c Elect Shin Sung-Hwan as Outside For For Management Director 2.d Reelect Lee Kyung-Jae as Outside For For Management Director 2.e Reelect Kim Young-Jin as Outside For For Management Director 2.f Reelect Hwang Gun-Ho as Outside For For Management Director 2.g Reelect Lee Jong-Chun as Outside For For Management Director 2.h Reelect Koh Seung-Eui as Outside For For Management Director 3.a Elect Shin Sung-Hwan as Member of For For Management Audit Committee 3.b Reelect Lee Kyung-Jae as Member of For For Management Audit Committee 3.c Reelect Kim Young-Jin as Member of For For Management Audit Committee 3.d Reelect Lee Jong-Chun as Member of For For Management Audit Committee 3.e Reelect Koh Seung-Eui as Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KINGTONE WIRELESSINFO SOLUTION HOLDING LTD Ticker: KONE Security ID: 496880204 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Tao Li as Director For For Management 1.b Elect Li Wu as Director For For Management 1.c Elect Lili Dong as Director For For Management 1.d Elect Xianyun Zhang as Director For For Management 1.e Elect Junwei Wang as Director For For Management -------------------------------------------------------------------------------- KONGZHONG CORPORATION Ticker: KONG Security ID: 50047P104 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Leilei Wang as For For Management Director for an Additional Three-year Term 2 Approve to Re-Elect Xiaoxin Chen as For For Management Independent Director for an Additional Three-year Term 3 Approve to Elect Xiaolong Li as For For Management Independent Director for One-year Term 4 Approve the KongZhong Corporation 2013 For Against Management Equity Incentive Plan 5 Approve to Re-appoint Deloitte Touche For For Management Tohmatsu as Auditor -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: OCT 29, 2013 Meeting Type: Special Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Dismiss Inside Director Lee Jong-Chan For For Management 3a Elect Park Jeong-Geun as Inside None For Management Director 3b Elect Lee Hee-Yong as Inside Director None Against Management 3c Elect Heo Kyung-Goo as Inside Director None Against Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: MAR 14, 2014 Meeting Type: Special Record Date: FEB 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Koo Bon-Woo as Inside Director For For Management 2.1 Elect Cho Jeon-Hyuk as Member of Audit For For Management Committee 2.2 Elect Choi Kyo-Il as Member of Audit For For Management Committee -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: JAN 27, 2014 Meeting Type: Special Record Date: DEC 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hwang, Chang-Gyu as President For For Management 2 Approve Employment Contract with For For Management President -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 800 per Share 2.1 Elect Han Hoon as Inside Director For For Management 2.2 Elect Lim Heon-Moon as Inside Director For For Management 2.3 Elect Kim Jong-Gu as Outside Director For For Management 2.4 Elect Park Dae-Geun as Outside Director For For Management 2.5 Elect Lim Joo-Hwan as Outside Director For For Management 2.6 Elect Yoo Pil-Hwa as Outside Director For For Management 2.7 Elect Jang Suk-Kwon as Outside Director For For Management 3.1 Elect Sung Keuk-Je as Member of Audit For For Management Committee 3.2 Elect Kim Jong-Gu as Member of Audit For For Management Committee 3.3 Elect Yoo Pil-Hwa as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KU6 MEDIA CO. LTD. Ticker: KUTV Security ID: 48274B103 Meeting Date: NOV 08, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bruno Wu as Director For For Management 2 Elect Tianqiao Chen as Director For Against Management 3 Elect Danian Chen as Director For Against Management 4 Elect Robert Chiu as Director For Against Management 5 Elect Haifa Zhu as Director For Against Management 6 Elect Tuoc Luong as Director For Against Management 7 Elect Tongyu Zhou as Director For For Management 8 Elect Wenwen Niu as Director For For Management 9 Elect Fang Du as Director For Against Management 10 Approve PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LDK SOLAR CO., LTD. Ticker: LDK Security ID: 50183L107 Meeting Date: JUL 10, 2013 Meeting Type: Annual Record Date: JUN 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve to Re-elect Mr. Xiaofeng Peng For Against Management as Director 3 Approve to Re-elect Mr. Zhibin Liu as For Against Management Director 4 Approve to Re-elect Mr. Xuezhi Liu as For Against Management Director 5 Approve to Re-elect Mr. Junwu Liang as For For Management Director 6 Approve 2013 Stock Incentive Plan of For Against Management the Company 7 Approve Issuance of Warrants to CAI For Against Management Global Master Fund, LP for an Aggregate of 4,153,588 Ordinary Shares Exercisable at $1.25 Per Share 8 Approve to Appoint KPMG as Auditor For For Management -------------------------------------------------------------------------------- LE GAGA HOLDINGS LIMITED Ticker: GAGA Security ID: 521168104 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Na Lai Chiu as Director For For Management 2 Reelect Gordon Xiaogang Wang as For For Management Director 3 Ratify KPMG as Auditors For For Management 4 Authorize Shing Yung Ma to Ratify and For For Management Execute Approved Resolutions as He Sees Fit -------------------------------------------------------------------------------- LG DISPLAY CO. Ticker: 034220 Security ID: 50186V102 Meeting Date: MAR 07, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.a Re-elect Kang Yoo-Sik as For For Management Non-Independent Non-Executive Director 2.b Elect Kim Sang-Don as Inside Director For For Management 2.c Re-elect Jang Jin as Outside Director For For Management 3.a Re-elect Jang Jin as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LIGHTINTHEBOX HOLDING CO., LTD. Ticker: LITB Security ID: 53225G102 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend 2008 Share Incentive Plan For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LINKTONE LTD. Ticker: LTON Security ID: 535925101 Meeting Date: NOV 20, 2013 Meeting Type: Annual Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Hary Tanoesoedibjo as Director For Against Management 1b Elect Peck Joo Tan as Director For Against Management -------------------------------------------------------------------------------- LOTTE SHOPPING CO. Ticker: 023530 Security ID: 54569T106 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 1,500 per Share 2 Amend Articles of Incorporation For For Management 3.1 Reelect Three Inside Directors and One For For Management Non-independent Non-executive director (Bundled) 3.2 Elect Four Outside Directors (Bundled) For For Management 3.3 Elect Three Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Amend Terms of Severance Payments to For Against Management Executives -------------------------------------------------------------------------------- LOTTE SHOPPING CO. Ticker: 023530 Security ID: 54569T106 Meeting Date: JUN 10, 2014 Meeting Type: Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Won-Joon as Inside Director For For Management -------------------------------------------------------------------------------- MECOX LANE LIMITED Ticker: MCOX Security ID: 58403M201 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bin Chen as Director For Against Management 2 Elect Ye Wang as Director For Against Management 3 Elect Yifan Li as Director For Against Management 4 Elect Fan Zhang as Director For For Management 5 Elect Yanshi Jin as Director For Against Management 6 Elect Xiongsheng Yang as Director For Against Management 7 Elect Xiaohua Li as Director For Against Management 8 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- MINDRAY MEDICAL INTERNATIONAL LIMITED Ticker: MR Security ID: 602675100 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Ms. Joyce I-Yin For Against Management Hsu as Director 2 Approve Re-election of Mr. Wu Qiyao as For For Management Director 3 Approve to Ratify the Appointment of For For Management PricewaterhouseCoopers as the Company's Auditor for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- NETEASE INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 05, 2013 Meeting Type: Annual Record Date: JUL 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve to Re-elect William Lei Ding For For Management as Director 1b Approve to Re-elect Alice Cheng as For For Management Director 1c Approve to Re-elect Denny Lee as For For Management Director 1d Approve to Re-elect Joseph Tong as For For Management Director 1e Approve to Re-elect Lun Feng as For For Management Director 1f Approve to Re-elect Michael Leung as For For Management Director 1g Approve to Re-elect Michael Tong as For For Management Director 2 Approve to Appoint For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- NINETOWNS INTERNET TECHNOLOGY GROUP COMPANY LIMITED Ticker: NINE Security ID: 654407105 Meeting Date: DEC 06, 2013 Meeting Type: Annual Record Date: NOV 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint GHP Horwath, P.C. For For Management as the Company's Auditor and to Fix the Remuneration of the Auditor 2 Approve to Adopt the Audited Statement For For Management of Accounts and Report of the Auditors for the Fiscal Year Ended December 31, 2012 3 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- NINETOWNS INTERNET TECHNOLOGY GROUP COMPANY LIMITED Ticker: NINE Security ID: 654407105 Meeting Date: MAY 29, 2014 Meeting Type: Special Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For Against Management 2 Approve Authorization of the Board and For Against Management Officers of the Company to Handle All Matters Related to the Merger Agreement 3 Approve Authorization of Chairman of For Against Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Pass the Special Resolutions -------------------------------------------------------------------------------- NOAH EDUCATION HOLDINGS LTD. Ticker: NED Security ID: 65487R303 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Appointment of Deloitte For For Management Touche Tohmatsu as the Auditor of the Company for the Fiscal Year Ending June 30, 2014 2 Approve Financial Statements and For For Management Statutory Reports for the Fiscal Year Ended June 30, 2013 -------------------------------------------------------------------------------- NQ MOBILE INC. Ticker: NQ Security ID: 64118U108 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- OSSEN INNOVATION CO LTD Ticker: OSN Security ID: 688410109 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dr. Liang Tang as Director For For Management 1.2 Elect Mr. Wei Hua as Director For For Management 1.3 Elect Mr. Junhong Li as Director For For Management 1.4 Elect Mr. Xiaobing Liu as Director For For Management 1.5 Elect Ms. Yingli Pan as Director For For Management 1.6 Elect Mr. Zhongcai Wu as Director For For Management 2 Approve to Ratify the Appointment of For For Management BDO China Shu Lun Pan Certified Public Accountants LLP as the Company's Auditor -------------------------------------------------------------------------------- PACTERA TECHNOLOGY INTERNATIONAL LTD. Ticker: PACT Security ID: 695255109 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ruby Rong Lu as Director and For For Management Authorize the Board to Fix the Director's Remuneration 2 Reelect Venkatachalam Krishnakumar as For For Management Director and Authorize the Board to Fix the Director's Remuneration 3 Approve Deloitte Touche Tohmatsu LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Accept Financial Statements and For For Management Statutory Reports (Voting) 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PACTERA TECHNOLOGY INTERNATIONAL LTD. Ticker: PACT Security ID: 695255109 Meeting Date: MAR 06, 2014 Meeting Type: Special Record Date: JAN 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: PWRD Security ID: 71372U104 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve and Ratify the 2013 Share For Against Management Incentive Plan 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 00857 Security ID: 71646E100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2014 6 Appoint KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors, and Authorize Board to Fix Their Remuneration 7a Elect Zhou Jiping as Director For Against Management 7b Elect Liao Yongyuan as Director For Against Management 7c Elect Wang Dongjin as Director For For Management 7d Elect Yu Baocai as Director For Against Management 7e Elect Shen Diancheng as Director For For Management 7f Elect Liu Yuezhen as Director For For Management 7g Elect Liu Hongbin as Director For Against Management 7h Elect Chen Zhiwu as Director For For Management 7i Elect Richard H. Matzke as Director For For Management 7j Elect Lin Boqiang as Director None For Shareholder 8a Elect Wang Lixin as Supervisor For For Management 8b Elect Guo Jinping as Supervisor For For Management 8c Elect Li Qingyi as Supervisor For For Management 8d Elect Jia Yimin as Supervisor For For Management 8e Elect Zhang Fengshan as Supervisor For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PHILIPPINE LONG DISTANCE TELEPHONE CO. Ticker: TEL Security ID: 718252604 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements for the Fiscal Year Ended Dec. 31, 2013 2.1 Elect Artemio V. Panganiban as a For For Management Director 2.2 Elect Pedro E. Roxas as a Director For For Management 2.3 Elect Alfred V. Ty as a Director For For Management 2.4 Elect Helen Y. Dee as a Director For For Management 2.5 Elect Ray C. Espinosa as a Director For For Management 2.6 Elect James L. Go as a Director For For Management 2.7 Elect Setsuya Kimura as a Director For For Management 2.8 Elect Napoleon L. Nazareno as a For For Management Director 2.9 Elect Manuel V. Pangilinan as a For For Management Director 2.10 Elect Hideaki Ozaki as a Director For For Management 2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management Director 2.12 Elect Juan B. Santos as a Director For For Management 2.13 Elect Tony Tan Caktiong as a Director For For Management 3 Amend the Third Article of the For For Management Articles of Incorporation to Specify the Complete Principal Office Address of the Company -------------------------------------------------------------------------------- PHOENIX NEW MEDIA LTD Ticker: FENG Security ID: 71910C103 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2013 Audited Consolidated For For Management Financial Statements 2 Approve Re-appointment of For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as 2014 Independent Auditor 3 Authorize the Board of Directors to For For Management Fix Remuneration of the Independent Auditor 4 Re-elect Mr. Jerry J. Zhang as For For Management Independent Director 5 Approve the 2014 Refreshment of the For Against Management Company's Share Option Scheme 6 Authorize Directors or Officers of the For Against Management Company to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: 693483109 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 6,000 per Share 2.1.a Elect Kim Il-Sup as Outside Director For For Management 2.1.b Elect Seon Woo-Young as Outside For For Management Director 2.1.c Elect Ahn Dong-Hyun as Outside Director For For Management 2.2.a Elect Kim Il-Sup as Member of Audit For For Management Committee 2.2.b Elect Seon Woo-Young as Member of For For Management Audit Committee 2.3.a Elect Kwon Oh-Joon as Inside Director For For Management 2.3.b Elect Kim Jin-Il as Inside Director For For Management 2.3.c Elect Lee Young-Hoon as Inside Director For For Management 2.3.d Elect Yoon Dong-Joon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: 715684106 Meeting Date: APR 04, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, including For For Management Commissioners' Supervisory Report 2 Ratify Company's Financial Statements For For Management and Report of Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management PCDP 6 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- RDA MICROELECTRONICS INC. Ticker: RDA Security ID: 749394102 Meeting Date: DEC 27, 2013 Meeting Type: Special Record Date: NOV 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RENESOLA LTD Ticker: SOL Security ID: 75971T103 Meeting Date: AUG 26, 2013 Meeting Type: Annual Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the Number of For Against Management Authorized Shares 2 Approve to Amend and Restate the For Against Management Memorandum of Association of The Company 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve to Re-elect Mr. Tan Wee Seng For For Management as Director 5 Approve to Re-Appoint Deloitte Touche For For Management Tohmatsu Certified Public Accountants LLP as Auditors -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. Ticker: 005930 Security ID: 796050888 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 13,800 per Share 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 00981 Security ID: 81663N206 Meeting Date: FEB 17, 2014 Meeting Type: Special Record Date: FEB 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Datang Further Subscription For For Management Agreement, Issue of the Datang Pre-emptive Bonds, Issue of Datang Conversion Shares, and Related Transactions 2 Approve Country Hill Further For For Management Subscription Agreement, Issue of the Country Hill Pre-emptive Bonds, Issue of Country Hill Conversion Shares, and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 00981 Security ID: 81663N206 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Wenyi as Director For For Management 2b Elect Tzu-Yin Chiu as Director For For Management 2c Elect Gao Yonggang as Director For For Management 2d Elect William Tudor Brown as Director For For Management 2e Elect Sean Maloney as Director For For Management 2f Authorize Board to Fix Directors' For For Management Remuneration 3 Appoint PricewaterhouseCoopers as For For Management Auditors for Hong Kong Financial Reporting and PricewaterhouseCoopers Zhong Tian LLP as Auditors for U.S. Financial Reporting and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Authorize Grant of Restriced Share For Against Management Units Pursuant to the 2014 Equity Incentive Plan -------------------------------------------------------------------------------- SHANDA GAMES LIMITED Ticker: GAME Security ID: 81941U105 Meeting Date: NOV 11, 2013 Meeting Type: Annual Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Mr. Tianqiao Chen For Against Management as Director 2 Approve to Re-Elect Mr. Xiangdong For Against Management Zhang as Director 3 Approve to Re-Elect Mr. Danian Chen as For Against Management Director 4 Approve to Re-Elect Mr. Li Yao as For Against Management Director 5 Approve to Re-Elect Mr. Andy Lin as For For Management Director 6 Approve to Re-Elect Mr. Heng Wing Chan For For Management as Director 7 Approve to Re-Elect Mr. Yong Gui as For For Management Director 8 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company's Auditor for the Year Ending December 31, 2013 -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO. LTD. Ticker: 055550 Security ID: 824596100 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 650 per Share 2.1 Reelect Han Dong-Woo as Inside Director For For Management 2.2 Reelect Kwon Tae-Eun as Outside For For Management Director 2.3 Reelect Kim Gi-Young as Outside For For Management Director 2.4 Reelect Kim Suk-Won as Outside Director For For Management 2.5 Reelect Namgoong Hoon as Outside For For Management Director 2.6 Elect Lee Man-Woo as Outside Director For For Management 2.7 Reelect Lee Sang-Gyung as Outside For For Management Director 2.8 Elect Chung Jin as Outside Director For For Management 2.9 Reelect Hirakawa Haruki as Outside For For Management Director 2.10 Reelect Philippe Aguignier as Outside For For Management Director 3.1 Reelect Kwon Tae-Eun as Member of For For Management Audit Committee 3.2 Reelect Kim Suk-Won as Member of For For Management Audit Committee 3.3 Elect Lee Man-Woo as Member of Audit For For Management Committee 3.4 Reelect Lee Sang-Gyung as Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SIFY TECHNOLOGIES LIMITED Ticker: SIFY Security ID: 82655M107 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: AUG 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect T.H. Chowdary as Director For For Management 3 Approve ASA & Associates as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Elect C.E.S. Azariah as Director For For Management -------------------------------------------------------------------------------- SIFY TECHNOLOGIES LIMITED Ticker: SIFY Security ID: 82655M107 Meeting Date: NOV 11, 2013 Meeting Type: Court Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- SILICON MOTION TECHNOLOGY CORPORATION Ticker: SIMO Security ID: 82706C108 Meeting Date: SEP 25, 2013 Meeting Type: Annual Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ms. Lien-Chun Liu as Director For For Management 2 Approve to Appoint Deloitte & Touche For For Management as the Audit Firm and Authorize the Board to Fix the Audit Fee -------------------------------------------------------------------------------- SILICONWARE PRECISION INDUSTRIES CO., LTD. Ticker: 2325 Security ID: 827084864 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for ADR Holders None None Management 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 4.1 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.2.1 Elect Bough Lin, with ID No. For For Management C10051****, as Non-Independent Director 4.2.2 Elect Chi-Wen Tsai, with ID No. For For Management M10004****, as Non-Independent Director 4.2.3 Elect Wen-Lung Lin, with ID No. For For Management L10023****, as Non-Independent Director 4.2.4 Elect Yen-Chun Chang, with ID No. For For Management L10028****, as Non-Independent Director 4.2.5 Elect Randy Hsiao-Yu Lo, with ID No. For For Management A11004****, as Non-Independent Director 4.2.6 Elect a Representative of Yang Fong For For Management Investment co., Ltd. with ID No. 0019****, as Non-Independent Director 4.2.7 Elect John Hsuan, with ID No. For For Management F10058****, as Independent Director 4.2.8 Elect Tsai-Ding Lin, with ID No. For For Management F10092****, as Independent Director 4.2.9 Elect William W.Sheng, with ID No. For For Management A12024****, as Independent Director 4.3 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives 5 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SIMCERE PHARMACEUTICAL GROUP CO., LTD. Ticker: SCR Security ID: 82859P104 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve The Agreement And Plan Of For For Management Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yimin as Director For For Management 2 Approve Distribution of 2013 Interim For For Management Cash Dividend, and Capitalization of Capital Fund and Surplus Reserve Fund 1 Approve Distribution of 2013 Interim For For Management Cash Dividend, and Capitalization of Capital Fund and Surplus Reserve Fund -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: DEC 11, 2013 Meeting Type: Special Record Date: NOV 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2014-2016) and the Related Transactions 2 Approve Comprehensive Services For Against Management Framework Agreement (2014-2016) and the Related Transactions 3 Amend Articles of Associated of the For For Management Company -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAY 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Accept Profit Distribution Plan For For Management 5 Accept 2014 Financial Budget Report of For For Management the Company 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7.1A Elect Wang Zhiqing as Director For For Management 7.1B Elect Wu Haijun as Director For Against Management 7.1C Elect Gao Jinping as Director For Against Management 7.1D Elect Ye Guohua as Director For Against Management 7.1E Elect Jin Qiang as Director For Against Management 7.1F Elect Guo Xiaojun as Director For Against Management 7.1G Elect Lei Dianwu as Director For Against Management 7.1H Elect Mo Zhenglin as Director For Against Management 7.2A Elect Shen Liqiang as Director For Against Management 7.2B Elect Jin Mingda as Director For For Management 7.2C Elect Cai Tingji as Director For For Management 7.2D Elect Zhang Yimin as Director For For Management 8.A Elect Zhai Yalin as Supervisor For For Management 8.B Elect Wang Liqun as Supervisor For For Management 8.C Elect Chen Xinyuan as Supervisor For For Management 8.D Elect Zhou Yunnong as Supervisor For For Management -------------------------------------------------------------------------------- SK TELECOM CO. Ticker: 017670 Security ID: 78440P108 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation For For Management 3.1 Reelect Ha Sung-Min as Inside Director For For Management 3.2 Reelect Chung Jay-Young as Outside For For Management Director 3.3 Elect Lee Jae-Hoon as Outside Director For For Management 3.4 Elect Ahn Jae-Hyun as Outside Director For For Management 4 Elect Ahn Jae-Hyun as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SKY-MOBI LTD. Ticker: MOBI Security ID: 83084G109 Meeting Date: DEC 06, 2013 Meeting Type: Annual Record Date: OCT 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jimmy Lai as Director For For Management 2 Elect Carl Yeung as Director For Against Management 3 Ratify Deloitte Touche Tohmatsu as For For Management Auditors 4 Authorize Michael Tao Song to Ratify For Against Management and Execute Approved Resolutions as He Sees Fit -------------------------------------------------------------------------------- SPREADTRUM COMMUNICATIONS INC. Ticker: SPRD Security ID: 849415203 Meeting Date: JUL 26, 2013 Meeting Type: Annual Record Date: JUN 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Reelect Datong Chen as a For Against Management Director 2 Approve to Reelect Scott Sandell as a For Against Management Director 3 Approve to Re-Appoint For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor -------------------------------------------------------------------------------- SPREADTRUM COMMUNICATIONS INC. Ticker: SPRD Security ID: 849415203 Meeting Date: SEP 04, 2013 Meeting Type: Special Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement and Plan of Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products -------------------------------------------------------------------------------- TAL EDUCATION GROUP Ticker: XRS Security ID: 874080104 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TAOMEE HOLDINGS LTD Ticker: TAOM Security ID: 87600Y106 Meeting Date: JUL 23, 2013 Meeting Type: Annual Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Crow Zhen Wei as Director For For Management 2 Reelect Shengwen Rong as Director For For Management 3 Reelect George Kuan as Director For For Management 4 Ratify Deloitte Touche Tohmatsu For For Management Certified Publilc Accountants LLP as Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of INR 2.00 Per For For Management Ordinary Share and INR 2.10 Per 'A' Ordinary Share 3 Reelect N.N. Wadia as Director For For Management 4 Reelect R.A. Mashelkar as Director For For Management 5 Approve Deloitte Haskins and Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect F.S. Nayar as Director For For Management 7 Elect K.J. Slym as Director For For Management 8 Approve Appointment and Remuneration For For Management of K.J. Slym as Managing Director 9 Approve Commission Remuneration for For For Management Non-Executive Directors 10 Approve Increase in Limit on Foreign For For Management Shareholdings on 'A' Ordinary Shares -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Minimum For Against Management Remuneration to R. Pisharody, Executive Director (Commercial Vehicles) 2 Approve Payment of Minimum For Against Management Remuneration to S. Borwankar, Executive Director (Quality) 3 Ratify Excess Remuneration Paid to K. For Against Management Slym, Managing Director 4 Approve Increase in Borrowing Powers For For Management 5 Approve Pledging of Assets for Debt For For Management 6 Approve Issuance of Non-Convertible For For Management Debentures -------------------------------------------------------------------------------- THE9 LIMITED Ticker: NCTY Security ID: 88337K104 Meeting Date: OCT 28, 2013 Meeting Type: Annual Record Date: SEP 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Jun ZHU as For Against Management Director of the Company 2 Approve Re-election of Cheung Kin For Against Management AU-YEUNG as Director of the Company -------------------------------------------------------------------------------- TRINA SOLAR LTD. Ticker: TSL Security ID: 89628E104 Meeting Date: SEP 03, 2013 Meeting Type: Annual Record Date: JUL 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-Election of Mr. Qian ZHAO For For Management as Director 2 Approve Re-Election of Mr. Kwok On For For Management YEUNG as Director 3 Approve to Appoint KPMG as Auditor and For For Management Authorize Board to Fix the Remuneration -------------------------------------------------------------------------------- VISIONCHINA MEDIA INC. Ticker: VISN Security ID: 92833U202 Meeting Date: DEC 09, 2013 Meeting Type: Annual Record Date: NOV 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Ratify the Appointment of For For Management Deloitte Touche Tohmatsu CPA Ltd. as the Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- VISIONCHINA MEDIA INC. Ticker: VISN Security ID: 92833U202 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Settlement Documents and For For Management the Settlement Transaction 2 Approve the Increase of the Number of For For Management Available Shares Under 2006 Share Incentive Plan -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 25, 2013 Meeting Type: Annual Record Date: JUN 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend of INR 2.00 For For Management Per Share and Approve Final Dividend of INR 5.00 Per Share 3 Reelect N. Vaghul as Director For For Management 4 Reelect A.S. Ganguly as Director For For Management 5 Approve BSR & Co. as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Elect V. Joshi as Director For For Management 7 Approve Reappointment and Remuneration For For Management of A.H. Premji as Chairman and Managing Director 8 Approve Reappointment and Remuneration For For Management of S.C. Senapaty as CFO and Executive Director -------------------------------------------------------------------------------- WNS HOLDINGS LTD. Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 25, 2013 Meeting Type: Annual Record Date: AUG 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Anthony A. Greener as a Class For For Management I Director 5 Reelect Richard Bernays as a Class I For For Management Director 6 Reelect Adrian T. Dillon as a Class I For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve Increase in Ordinary For For Management Shares/American Depositary Shares (ADSs) and Adopt Third Amended and Restated 2006 Incentive Award Plan -------------------------------------------------------------------------------- WOORI FINANCE HOLDINGS CO. LTD. Ticker: 053000 Security ID: 981063100 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- WOORI FINANCE HOLDINGS CO. LTD. Ticker: 053000 Security ID: 981063100 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Sang-Geun as Outside Director For For Management 2.2 Elect Choi Gang-Sik as Outside Director For For Management 2.3 Elect Lim Sung-Yeol as Outside Director For For Management 2.4 Elect Jang Min as Outside Director For For Management 3.1 Elect Chae Hee-Yul as Member of Audit For For Management Committee 3.2 Elect Oh Sang-Geun as Member of Audit For For Management Committee 3.3 Elect Choi Gang-Sik as Member of Audit For For Management Committee 3.4 Elect Lim Sung-Yeol as Member of Audit For For Management Committee 3.5 Elect Jang Min as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WSP HOLDINGS LIMITED Ticker: WH Security ID: 92934F203 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Mr. Badrul Feisal For For Management bin Abdul Rahim as Director 2 Approve to Re-elect Mr. Dennis D. Zhu For For Management as Director 3 Approve to Re-elect Mr. Michael Muhan For For Management Liu as Director 4 Approve to Re-elect Mr. Jing Lu as For For Management Director 5 Approve to Appoint Malonebailey, LLP For For Management as the Auditor for the Fiscal Year Ending December 31, 2013 6 Authorize Each of Mr. Longhua Piao and For For Management Mr. Choon Hoi Then(each, An Officer) to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- WUXI PHARMATECH (CAYMAN) INC. Ticker: WX Security ID: 929352102 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Ge Li as Director For Against Management 2 Approve to Re-elect Stewart Hen as For For Management Director -------------------------------------------------------------------------------- XINYUAN REAL ESTATE CO. LTD. Ticker: XIN Security ID: 98417P105 Meeting Date: DEC 04, 2013 Meeting Type: Annual Record Date: NOV 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young Hua Ming as 2013 For For Management Auditor 2 Approve to Increase the Limit on the For Against Management Size of Board of Directors from 9 to 11 -------------------------------------------------------------------------------- XUEDA EDUCATION GROUP Ticker: XUE Security ID: 98418W109 Meeting Date: NOV 26, 2013 Meeting Type: Annual Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of Consolidated For For Management Financial Statements 2 Approve Ratification of the For For Management Appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Company's Auditors -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: 984846105 Meeting Date: SEP 09, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xinwen as Director For For Management 2 Elect Li Xiyong as Director For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: 984846105 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Board of Directors' Report For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Distribution of Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 6 Approve Renewal of the Liability For For Management Insurance of Directors, Supervisors and Senior Officers 7 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Approve Revision of Annual Cap Under For For Management the Products, Materials and Equipment Leasing Agreement 9.1 Elect Li Xiyong as Director For For Management 9.2 Elect Zhang Xinwen as Director For For Management 9.3 Elect Yin Mingde as Director For For Management 9.4 Elect Wu Yuxiang as Director For For Management 9.5 Elect Zhang Baocai as Director For For Management 9.6 Elect Wu Xiangqian as Director For For Management 10.1 Elect Wang Lijie as Director For For Management 10.2 Elect Jia Shaohua as Director For For Management 10.3 Elect Wang Xiaojun as Director For For Management 10.4 Elect Xue Youzhi as Director For For Management 11.1 Elect Shi Xuerang as Supervisor For For Management 11.2 Elect Zhang Shengdong as Supervisor For For Management 11.3 Elect Gu Shisheng as Supervisor For For Management 11.4 Elect Zhen Ailan as Supervisor For For Management 12.1 Amend Articles of Association For For Management 12.2 Amend Rules of Procedures for the For For Management Shareholders' General Meeting 12.3 Amend Rules of Procedures for the Board For For Management 12.4 Amend Rules of Procedures for the For For Management Supervisory Committee 13 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Activities 14 Approve Provision of Financial For For Management Guarantees to the Company's Wholly-Owned Subsidiaries 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital 17 Authorize Repurchase of Up to 10 For For Management Percent of H Shares -------------------------------------------------------------------------------- YINGLI GREEN ENERGY HOLDINGS CO LTD. Ticker: YGE Security ID: 98584B103 Meeting Date: NOV 08, 2013 Meeting Type: Annual Record Date: OCT 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zongwei Li as Director For Against Management 1.2 Elect Junmin Liu as Director For For Management 2 Approve Ratification of the For For Management Appointment of KPMG as the Company's Auditor -------------------------------------------------------------------------------- ZUOAN FASHION LTD. Ticker: ZA Security ID: 98982X103 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Frank Zhao as For For Management Director 2 Approve to Re-elect Wenxin Zhu as For For Management Director 3 Approve to Ratify the Appointment of For For Management GHP Horwath, P.C. as the Company's Auditor ==================== VelocityShares Emerging Markets DR ETF ==================== 21VIANET GROUP INC. Ticker: VNET Security ID: 90138A103 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For Against Management 2 Approve Share Incentive Plan For For Management -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: NOV 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Mr. David K. Chao as Director For For Management 2 Elect Mr. Li-Lan Cheng as Director For For Management 3 Reelect Mr. James Jianzhang Liang as For For Management Director 4 Reelect Mr. Kazumasa Watanabe as For For Management Director 5 Reelect Mr. Rick Yan as Director For For Management -------------------------------------------------------------------------------- 51JOB, INC. Ticker: JOBS Security ID: 316827104 Meeting Date: JUN 20, 2014 Meeting Type: Special Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Board to be Granted All For For Management Powers to Repurchase Up to an Additional $75 Million of the Company's Shares Under the Share Repurchase Program Approved by the Company on September 30, 2008 2 Amend Article 22(b) of the Company's For For Management Articles of Association -------------------------------------------------------------------------------- ACER INC. Ticker: 2353 Security ID: 004434205 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for GDR Holders None None Management 2.1 Amend Rules and Procedures for For For Management Election of Directors and Supervisors 3.1 Elect Stan Shih, with Shareholder No. For For Management 2, as Non-Independent Director 3.2 Elect George Huang, with Shareholder For For Management No. 5, as Non-Independen Director 3.3 Elect Hsin-I Lin, with Shareholder No. For For Management 620875, as Non-Independen Director 3.4 Elect Carolyn Yeh, a Representative of For For Management Hung Rouan Investment Corp. with Shareholder No. 5978, as Non-Independen Director 3.5 Elect Philip Peng, a Representative of For For Management Smart Capital Corp. with Shareholder No. 545878, as Non-Independen Director 3.6 Elect Jason C.S. Chen, with For For Management Shareholder No. 857788, as Non-Independen Director 3.7 Elect F. C. Tseng, with Shareholder No. For For Management 771487, as Independent Director 3.8 Elect Ji-Ren Lee, with Shareholder No. For For Management 857786, as Independent Director 3.9 Elect Chin-Cheng Wu, with Shareholder For For Management No. 857787, as Independent Director 4.2 Approve 2013 Business Operations For For Management Report and Financial Statements 4.3 Approve 2013 Statement of Profit and For For Management Loss Appropriation 4.4 Approve Amendments to Articles of For For Management Association 4.5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets/Amend Trading Procedures Governing Derivatives Products/Amend Procedures for Lending Funds to Other Parties/Amend Procedures for Endorsement and Guarantees 4.6 Approve Issuance of Restricted Stocks For Against Management to Important Employee 4.7 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives -------------------------------------------------------------------------------- ACORN INTERNATIONAL, INC. Ticker: ATV Security ID: 004854105 Meeting Date: OCT 24, 2013 Meeting Type: Annual Record Date: SEP 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Mr. Jing Wang For For Management as a Director of the Company 2 Approve Appointment of Deloitte Touche For For Management Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- ACQUITY GROUP LTD. Ticker: AQ Security ID: 00489C103 Meeting Date: JUL 03, 2013 Meeting Type: Special Record Date: JUN 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement with For For Management Accenture Holdings B.V. 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ACRON JSC Ticker: AKRN Security ID: 00501T209 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Treatment of Net Loss For For Management 4 Approve Dividends of RUB 152.00 per For For Management Share Paid from Retained Earnings of Previous Years 5 Approve New Edition of Charter For For Management 6 Approve New Edition of Regulations on For For Management General Meeting 7 Ratify Auditors For For Management 8.1 Elect Igor Belikov as Director None For Management 8.2 Elect Vladimir Gavrikov as Director None Against Management 8.3 Elect Egor Gissin as Director None Against Management 8.4 Elect Aleksandr Dynkin as Director None Against Management 8.5 Elect Viktor Kochubey as Director None Against Management 8.6 Elect Aleksandr Popov as Director None Against Management 8.7 Elect Igor Repin as Director None For Management 8.8 Elect Arkady Sverdlov as Director None Against Management 8.9 Elect Valery Shvalyuk as Director None Against Management 9 Approve Remuneration of Directors For For Management 10 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Executives, and Company 11.1 Elect Valentina Alexandrova as Member For For Management of Audit Commission 11.2 Elect Irina Klassen as Member of Audit For For Management Commission 11.3 Elect Nadezhda Preobrazhenskaya as For For Management Member of Audit Commission 11.4 Elect Tatyana Strigalyova as Member of For For Management Audit Commission 11.5 Elect Tatyana Khrapova as Member of For For Management Audit Commission 12 Preapprove Related-Party Transactions For Against Management -------------------------------------------------------------------------------- ACTIONS SEMICONDUCTOR CO., LTD. Ticker: ACTS Security ID: 00507E107 Meeting Date: MAY 06, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Huang, Jun-Tse (Walter) as For For Management Director 2 Adopt New Articles of Association For Against Management 3 Authorize Share Repurchase Program For Against Management -------------------------------------------------------------------------------- ADVANCED SEMICONDUCTOR ENGINEERING INC. Ticker: 2311 Security ID: 00756M404 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 6.1 Approve 2013 Financial Statements For For Management 6.2 Approve 2013 Plan on Profit For For Management Distribution 7.1 Approve One or a Combination of For For Management Methods for Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of Ordinary Shares or Issuance of Overseas Convertible Bonds via Private Placement 7.2 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 7.3 Approve Amendments to Articles of For For Management Association 7.4 Approve Amendment to Rules and For For Management Procedures for Election of Directors and Supervisors and Change the Regulation Title to Election Method of Directors 8 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- AFI DEVELOPMENT PLC Ticker: AFRB Security ID: 00106J200 Meeting Date: OCT 16, 2013 Meeting Type: Annual Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect Lev Leviev as Director For For Management 3 Reelect Mark Groysman as Director For For Management 4 Reelect Avraham Novogrocki as Director For For Management 5 Reelect Christakis Klerides as Director For For Management 6 Reelect Moshe Amit as Director For For Management 7 Reelect John Porter as Director For For Management 8 Reelect Panayiotis Demetriou as For For Management Director 9 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 10 Authorize Allotment of Shares Pursuant For Against Management to Employee Share Scheme -------------------------------------------------------------------------------- AFP PROVIDA SA Ticker: PROVIDA Security ID: 00709P108 Meeting Date: AUG 27, 2013 Meeting Type: Special Record Date: AUG 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of CLP 82.92 Per For For Management Share 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AIRMEDIA GROUP INC. Ticker: AMCN Security ID: 009411109 Meeting Date: JUL 18, 2013 Meeting Type: Annual Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Amendments to Articles of For For Management Association 2a Approve XIANG Songzuo to Retire from For For Management Office and Cease to be a Director at the AGM 2b Approve DING Junjie to Retire from For For Management Office and Cease to be a Director at the AGM 2c Approve XU Qing to Retire from Office For For Management and Cease to be a Director at the AGM 2d Approve XIA Donglin to Retire from For For Management Office and Cease to be a Director at the AGM 3 Approve XIANG Songzuo to Be Re-elected For For Management to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 4 Approve DING Junjie to Be Re-elected For For Management to Serve an Additional Term of Office Which Shall Expire on 31 July 2015 5 Approve XU Qing to Be Re-elected to For For Management Serve an Additional Term of Office Which Shall Expire on 31 July 2015 6a Approve GUO Herman Man to Serve a Term For For Management of Office Which Shall Expire on 31 July 2014 6b Approve FENG James Zhonghua to Serve a For For Management Term of Office Which Shall Expire on 31 July 2014 6c Approve SHAN Shichong to Serve a Term For For Management of Office Which Shall Expire on 31 July 2014 6d Approve YANG Conor Chia-Hung to Serve For For Management a Term of Office Which Shall Expire on 31 July 2014 -------------------------------------------------------------------------------- ALTO PALERMO S.A. APSA Ticker: APSA Security ID: 02151P107 Meeting Date: OCT 31, 2013 Meeting Type: Annual/Special Record Date: OCT 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Ratify Standard Accounting Adjustment For For Management 3 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended June 30, 2013 4 Approve Discharge of Directors For For Management 5 Approve Discharge of Internal For For Management Statutory Auditors Committee 6 Approve Treatment of Unassigned For For Management Results and Reverse Account for New Projects 7 Approve Allocation of Income and For For Management Distribution of Dividends 8 Approve Remuneration of Directors for For For Management Fiscal Year Ended June 30, 2013 in the Amount of ARS 42.57 Million, Exceeding the Limit of 5 Percent of Profits by ARS 23.93 Million; Approve Audit Committee's Budget 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee for Fiscal Year Ended June 30, 2013 10 Fix Number of and Elect Directors and For Against Management Alternates 11 Elect Principal and Alternate Members For For Management of the Internal Statutory Auditors Committee 12 Approve Auditors for Next Fiscal Year For For Management and Authorize Board to Fix Their Remuneration 13 Approve Amendments to Shared Services For Against Management Agreement Report 14 Approve Treatment of Provisions for For For Management Tax on Shareholders' Personal Assets 15 Approve Amendments to the Report on For Against Management Employee Incentive Plan as Approved by Previous General Meetings 16 Approve Merger Agreement by For For Management Absorption of Apsamedia SA by Apsa, a company Wholly-Owned Subsidiary 17 Authorize Extension of Global Program For For Management for Bond Issuance up to USD 300 Million 18 Renew Authority of Board to Set For For Management Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 50 Million as Approved by General Meeting on Oct. 29, 2009 and Oct. 31, 2011 -------------------------------------------------------------------------------- ALTO PALERMO S.A. APSA Ticker: APSA Security ID: 02151P107 Meeting Date: JUN 13, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Cash Dividends Payment Up to For For Management a Maximum of ARS 240 Million -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: AUG 30, 2013 Meeting Type: Special Record Date: JUL 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wu Zhenfang as Director For For Management 2.1 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 30 Million 2.2 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 20 Million 2.3 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 40 Million 2.4 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 25 Million 2.5 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 15 Million 2.6 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Wind Power Equipment Manufacturing Co., Ltd. 2.7 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. 2.8 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd. 2.9 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Ning Electric Silicon Materials Co., Ltd. 2.10 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. 2.11 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 30 Million 2.12 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 20 Million 2.13 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 60 Million 2.14 Approve Provision of Guarantee by For Against Management Chalco Ningxia Energy Group Limited to Zhongwei Ningdian New Energy Co., Ltd. 2.15 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. 2.16 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd. 2.17 Approve Provision of Guarantee by For Against Management Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan for the Sunjiatan Phase II Project of Ningxia Yinxing Energy Co., Ltd. 2.18 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 40 Million 2.19 Approve Provision of Guarantee by For Against Management Ningxia Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 60 Million -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: OCT 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Proposed Disposal of the 65 For For Management Percent Equity Interest in Chalco Iron Ore Holdings Ltd. by Chalco Hong Kong Ltd. 2 Approve Proposed Transfer of Bank For For Management Loans by Chalco Hong Kong Ltd. to Aluminum Corporation of China Overseas Holdings Ltd. -------------------------------------------------------------------------------- ALUMINUM CORPORATION OF CHINA LTD. Ticker: 02600 Security ID: 022276109 Meeting Date: JUN 27, 2014 Meeting Type: Annual/Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Directors' Report For For Management 2 Approve Supervisory Committee's Report For For Management 3 Approve Independent Auditor's Report For For Management and Audited Financial Report 4 Approve Non-Distribution of Final For For Management Dividend and Non-Transfer of Reserves to Increase Share Capital 5 Reappoint Auditors and Authorize Audit For For Management Committee to Fix Their Remuneration 6 Elect Sun Zhaoxue as Director For For Management 7 Approve Remuneration Standards for For For Management Directors and Supervisors 8 Approve Renewal of Liability Insurance For Against Management for Directors, Supervisors and Other Senior Management Member 9 Approve Extension of Term of Provision For For Management of Guarantees to Chalco Trading Hong Kong Co., Ltd. 10 Approve Provision of Guarantees by For Against Management Chalco Ningxia Energy Group Limited and Its Subsidiaries to Its Subsidiaries for Bank Loans 11 Approve Provision of Guarantees to the For For Management Company's Subsidiary(ies) for Overseas Bonds 12 Approve Provision of Guarantees by For Against Management Shanxi Huasheng Aluminum Co., Ltd. to Huozhou Coal Group Xingshengyuan Coal Industrial Co., Ltd. for Bank Loans 13 Approve Connected Transaction with For For Management Jiaozuo Wanfang Aluminum Company Limited 14 Approve Issuance of Debt Financing For For Management Instruments 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Approve Issuance of Overseas Bond(s) For For Management 17 Approve Extension of the Period of For For Management Authorization for the Board to Deal with Specific Matters Relating to the Proposed A Share Issue 1 Approve Adjustment in Authorization For For Management Period of Resolutions Under the A Share Issue -------------------------------------------------------------------------------- AMBEV SA Ticker: ABEV3 Security ID: 02319V103 Meeting Date: JAN 02, 2014 Meeting Type: Special Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement to Absorb Companhia For For Management de Bebidas das Americas - Ambev 2 Appoint Independent Firm to Appraise For For Management Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Absorption of Companhia de For For Management Bebidas das Americas - Ambev 5 Approve Acquisition Agreement between For For Management the Company and Ambev Brasil Bebidas S. A. (Ambev Brasil) 6 Appoint Independent Firm to Appraise For For Management Proposed Transaction 7 Approve Independent Firm's Appraisal For For Management 8 Approve Acquisition of Ambev Brasil For For Management and Issuance of Shares in Connection with Acquisition 9 Amend Article 5 to Reflect Changes in For For Management Capital 10 Amend Corporate Purpose For For Management 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 12.1 Elect Victorio Carlos de Marchi as For For Management Director 12.2 Elect Carlos Alves de Brito as Director For For Management 12.3 Elect Marcel Herrmann Telles as For For Management Director 12.4 Elect Jose Heitor Attilio Gracioso as For For Management Director 12.5 Elect Vicente Falconi Campos as For For Management Director 12.6 Elect Luis Felipe Pedreira Dutra Leite For For Management as Director 12.7 Elect Roberto Moses Thompson Motta as For For Management Director 12.8 Elect Alvaro Antonio Cardoso de Sousa For For Management as Director 12.9 Elect Paulo Alberto Lemman as Director For For Management 12.10 Elect Antonio Carlos Augusto Ribeiro For For Management Bonchristiano as Director 12.11 Elect Marcos de Barros Lisboa as For For Management Director 12.12 Elect Luiz Fernando Ziegler de Saint For For Management Edmond as Alternate Director 13 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- AMERICA MOVIL S.A.B. DE C.V. Ticker: AMXL Security ID: 02364W204 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve CEO and Auditors' Report on For For Management Financial Statements and Statutory Reports 1.2 Approve Board's Report on Accounting For For Management Criteria Policy and Disclosure Policy in Accordance with Article 172-B of Company Law 1.3 Approve Report on Activities and For For Management Operations Undertaken by Board in Accordance with Article 28 IV (E) of Company Law 1.4 Approve Audit and Corporate Practices For For Management Committee's Report on Their Activities and on Company's Subsidiaries in Accordance with Article 43 of Company Law 1.5 Approve Consolidated Financial For For Management Statements, Allocation of Income and Distribution of Dividends 1.6 Approve Report on Repurchased Shares For For Management Program 1.7 Approve Report on Compliance with For For Management Fiscal Obligations 2 Elect or Ratify Directors, Elect For Against Management Company Secretary and Deputy Secretary, Elect Chairman of Audit Committee; Approve Their Remuneration, and Approve Discharge of Board of Directors and CEO 3 Elect or Ratify Members to Key Board For Against Management Committees and Approve Their Remuneration, and Approve Discharge of Key Board Committees 4 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve at MXN 30 Billion 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- AMERICA MOVIL S.A.B. DE C.V. Ticker: AMXL Security ID: 02364W105 Meeting Date: APR 28, 2014 Meeting Type: Special Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors for Series L Shares For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD Ticker: ANG Security ID: 035128206 Meeting Date: MAY 14, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint Ernst & Young Inc as For For Management Auditors of the Company 2 Elect Richard Duffy as Director For For Management 3 Re-elect Rhidwaan Gasant as Director For For Management 4 Re-elect Sipho Pityana as Director For For Management 5 Re-elect Wiseman Nkuhlu as Member of For For Management the Audit and Risk Committee 6 Re-elect Michael Kirkwood as Member of For For Management the Audit and Risk Committee 7 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 8 Elect Rodney Ruston as Member of the For For Management Audit and Risk Committee 9 Place Authorised but Unissued Shares For For Management under Control of Directors 10 Approve Remuneration Policy For For Management 11 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 12 Approve Non-executive Directors' For For Management Remuneration for their Service as Directors 13 Approve Non-executive Directors' For For Management Remuneration for Board Committee Meetings 14 Amend Memorandum of Incorporation For For Management 15 Amend Long Term Incentive Plan For For Management 16 Amend Bonus Share Plan For For Management 17 Authorise Repurchase of Up to Five For For Management Percent of Issued Share Capital 18 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 19 Elect David Hodgson as Director For For Management -------------------------------------------------------------------------------- ATA INC. Ticker: ATAI Security ID: 00211V106 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Hope Ni and Alec For For Management Tsui as Directors 2 Approve Re-appointment of KPMG as For For Management Auditor for the Fiscal Year Ending March 31, 2014 -------------------------------------------------------------------------------- AU OPTRONICS CORP Ticker: 2409 Security ID: 002255107 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 4.1 Approve Cash Distribution with Capital For For Management Reserves 4.2 Approve Amendments to Rules and For For Management Procedures Regarding Shareholder's General Meeting 4.3 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets, Amend Trading Procedures Governing Derivatives Products and Amend Procedures for Lending Funds to Other Parties 4.4 Approve Issuance of Ordinary Shares to For For Management Sponsor Issuance of Overseas Depositary Shares and/or Issuance of Ordinary Shares for Cash in Public Offering and/or in Private Placement and/or Issuance of Overseas or Domestic Convertible Bonds in Private Placement 4.5 Approve Release of Restrictions of For For Management Competitive Activities of Directors -------------------------------------------------------------------------------- AUTONAVI HOLDINGS LTD. Ticker: AMAP Security ID: 05330F106 Meeting Date: DEC 27, 2013 Meeting Type: Annual Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Omnibus Stock Plan For Against Management 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- AVANGARDCO INVESTMENTS PUBLIC LTD Ticker: AVGR Security ID: 05349V209 Meeting Date: SEP 12, 2013 Meeting Type: Annual Record Date: AUG 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Annual Report For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Resignation of Director For For Management 5 Approve Dividend Policy For Against Management -------------------------------------------------------------------------------- BANCO DE CHILE Ticker: CHILE Security ID: 059520106 Meeting Date: MAR 27, 2014 Meeting Type: Annual/Special Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 3.48 Per Share 3 Elect Directors For Against Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration and Budget of For For Management Directors and Audit Committee 6 Appoint Auditors For For Management 7 Present Directors and Audit None None Management Committee's Report 8 Receive Report Regarding Related-Party None None Management Transactions 9 Transact Other Business (Non-Voting) None None Management 1 Authorize Increase in Capital via For For Management Capitalization of 30 Percent of Distributable Net Income for FY 2013; Amend Articles to Reflect Changes in Capital; Authorize Board to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- BANCO MACRO S.A. Ticker: BMA Security ID: 05961W105 Meeting Date: APR 29, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee 4 Allocate Non-Assigned Income For For Management 5 Approve Dividends Charged to Special For For Management Reserve Account in the Amount of ARS 596.25 Million 6 Consider Remuneration of Directors For For Management 7 Consider Remuneration of Members of For For Management Internal Statutory Auditors Committee 8 Approve Remuneration of Auditors For For Management 9 Elect Three Directors for a Three-Year For Against Management Term and Elect One Alternate Director for a Period Determined by AGM 10 Fix Number of and Elect Members of For For Management Internal Statutory Auditors Committee and Alternates for a One-Year Term 11 Appoint Auditors For For Management 12 Approve Budget of Audit Committee For For Management 13 Consider Reform of Articles 3 and 23 For Against Management of Company's Bylaws 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: NOV 01, 2013 Meeting Type: Special Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction of BRL 6 Billion in For For Management Share Capital and Amend Article 5 to Reflect the Change 2 Amend Article 17 For For Management 3 Elect Board Chairman, Vice-Chairman, For For Management and Ratify Board Composition -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: MAR 18, 2014 Meeting Type: Special Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue 2 Approve Reverse Stock Split For For Management 3 Amend Composition of Units Re: Reverse For For Management Stock Split 4 Amend Articles 5, 53, 56, and 57 to For For Management Reflect Changes in Capital 5 Amend Article 11 For For Management 6 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- BANCO SANTANDER BRASIL SA Ticker: SANB11 Security ID: 05967A107 Meeting Date: JUN 09, 2014 Meeting Type: Special Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Delisting from the For Against Management Nivel 2 Segment of the Sao Paulo Stock Exchange 2.1 Appoint Bank of America Merrill Lynch None Abstain Management Banco Multiplo S.A. to Prepare Valuation Report for Delisting Tender Offer 2.2 Appoint N M Rothschild & Sons (Brasil) None For Management Ltda. to Prepare Valuation Report for Delisting Tender Offer 2.3 Appoint KPMG Corporate Finance Ltda. None Abstain Management to Prepare Valuation Report for Delisting Tender Offer 2.4 Appoint Goldman Sachs do Brasil Banco None Abstain Management Multiplo S.A. to Prepare Valuation Report for Delisting Tender Offer -------------------------------------------------------------------------------- BANCO SANTANDER CHILE Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: DEC 05, 2013 Meeting Type: Special Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Offer by Banco Santander SA to For For Management Acquire Shares of Company Subsidiary Santander Asset Management SA Administradora General de Fondos (SAM); Approve Service Contract between Company and SAM 2 Receive Report Regarding Related-Party For For Management Transactions 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BANCO SANTANDER CHILE Ticker: BSANTANDER Security ID: 05965X109 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends of CLP 1.41 Per Share 3 Appoint Auditors For For Management 4 Designate Risk Assessment Companies For For Management 5.1 Reelect Mauricio Larrain as Director For For Management 5.2 Reelect Carlos Olivos as Director For For Management 5.3 Reelect Oscar von Chrismar as Director For For Management 5.4 Reelect Vittorio Corbo as Director For For Management 5.5 Reelect Victor Arbulu as Director For For Management 5.6 Reelect Marco Colodro as Director For For Management 5.7 Reelect Roberto Mendez as Director For For Management 5.8 Reelect Lucia Santa Cruz as Director For For Management 5.9 Reelect Lisandro Serrano as Director For For Management 5.10 Reelect Roberto Zahler as Director For For Management 5.11 Reelect Juan Pedro Santa Maria as For For Management Director 5.12 Elect Alfredo Ergas as Director None For Shareholder 6 Elect Raimundo Monge as Alternate For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve Remuneration and Budget of For For Management Directors' Committee and Audit Committee; Receive Directors and Audit Committee's Report 9 Receive Report Regarding Related-Party None None Management Transactions 10 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- BANK AUDI SAL Ticker: AUDI Security ID: 066705302 Meeting Date: AUG 30, 2013 Meeting Type: Special Record Date: AUG 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Issuance of Unsecured For For Management Subordinated Notes 2 Approve Submission of Issuance under For For Management Item 1 Above for Approval of the Central Bank of Lebanon 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- BBVA BANCO FRANCES S.A. Ticker: FRAN Security ID: 07329M100 Meeting Date: APR 10, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors, For For Management General Manager and Internal Statutory Auditors Committee 4 Consider Allocation of Income and For For Management Dividends 5 Consider Remuneration of Directors For For Management 6 Consider Remuneration of Internal For For Management Statutory Auditors Committee 7 Fix Number of and Elect Directors for For Against Management a Three-Year Term 8 Elect Three Members of Internal For For Management Statutory Auditors Committee and their Alternates 9 Approve Remuneration of Auditors For For Management 10 Appoint Auditors For For Management 11 Approve Budget of Audit Committee For For Management 12 Amend Articles 1 and 3 of Bylaws in For Against Management Compliance with Capital Market Law No. 26.831 -------------------------------------------------------------------------------- BONA FILM GROUP LTD. Ticker: BONA Security ID: 09777B107 Meeting Date: DEC 27, 2013 Meeting Type: Annual Record Date: NOV 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of Audited Financial For For Management Statements 2 Approve Ratification of the For For Management Appointment of Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- BRASILAGRO - COMPANHIA BRASILEIRA DE PROPRIEDADES AGRICOLAS Ticker: AGRO3 Security ID: 10554B104 Meeting Date: NOV 11, 2013 Meeting Type: Annual/Special Record Date: OCT 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended June 30, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For Against Management 4 Approve Remuneration of Company's For Against Management Management 5 Elect Fiscal Council Members and For For Management Approve their Remuneration 1 Amend Article 36 For For Management -------------------------------------------------------------------------------- BRF SA Ticker: BRFS3 Security ID: 10552T107 Meeting Date: APR 03, 2014 Meeting Type: Annual/Special Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles For For Management 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Attilio Guaspari as Fiscal For For Management Council Member 3.2 Elect Susana Hanna Stiphan Jabra as For For Management Fiscal Council Member 3.3 Elect Decio Magno Andrade Stochiero as For For Management Fiscal Council Member 3.4 Elect Agenor Azevedo dos Santos as For For Management Alternate Fiscal Council Member 3.5 Elect Paula Rocha Ferreira as For For Management Alternate Fiscal Council Member 3.6 Elect Tarcisio Luiz Silva Fontenele as For For Management Alternate Fiscal Council Member 1 Elect Director For For Management 2 Approve Remuneration of Company's For For Management Management 3 Amend Stock Option Plan For For Management 4 Approve Stock Option Performance Plan For Against Management -------------------------------------------------------------------------------- CAMELOT INFORMATION SYSTEMS INC Ticker: CIS Security ID: 13322V105 Meeting Date: MAR 25, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For For Management 2 Approve Authorization of Chairman of For For Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Pass Proposal One -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Corporate Purpose For For Management 2 Designate Delegates to Ratify and For For Management Execute Approved Resolutions -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: DEC 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Simple Reorganization Plan by For For Management Segregating a Portion of Company Equity to be Contributed to Calizas del Norte SAC; Authorize Board to Execute Approved Resolutions 2 Amend Article 51 Re: Board-Related For For Management 3 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- CEMENTOS PACASMAYO S.A.A. Ticker: CPACASC1 Security ID: 15126Q109 Meeting Date: MAR 25, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, and For For Management Discharge Directors 2 Appoint Auditors For For Management 3 Ratify Distributions of Dividends for For For Management FY 2013 4 Approve Allocation of Income for FY For For Management 2013 and Payment of Dividends for FY 2014 5 Fix Number of and Elect Directors For Against Management -------------------------------------------------------------------------------- CEMEX S.A.B. DE C.V. Ticker: CEMEXCPO Security ID: 151290889 Meeting Date: MAR 20, 2014 Meeting Type: Annual/Special Record Date: FEB 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Authorize Increase in Variable Portion For For Management of Capital via Capitalization of Reserves and Issuance of Treasury Shares 4 Elect Directors, Members and Chairmen For Against Management of Audit, Corporate Practices and Finance Committees 5 Approve Remuneration of Directors and For For Management Members of Audit, Corporate Practices and Finance Committees 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Expand Corporate Purpose and Amend For Against Management Article 2 Accordingly 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS Ticker: CMIG4 Security ID: 204409882 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Approve Dividends and Dividend Payment For For Management Date 4 Elect Fiscal Council Members and For For Management Approve their Remuneration 5 Elect Directors For For Management 6 Approve Remuneration of Company's For For Management Management 7.a Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2014: Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 7.b Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2014: Approve Allocation of Income and Dividends 7.c Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2014: Approve Dividends and Dividend Payment Date 7.d Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2014: Elect Directors 7.e Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Distribuicao S.A. Being Held on April 30, 2014: Elect Fiscal Council Members 8.a Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 8.b Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Approve Allocation of Income and Dividends 8.c Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Approve Dividends and Dividend Payment Date 8.d Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Authorize Capitalization of Reserves without Issuance of Shares 8.e Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Elect Directors 8.f Determine How the Company Will Vote on For For Management the Shareholders' Meeting for Cemig Geracao e Transmissao S.A. Being Held on April 30, 2014: Elect Fiscal Council Members -------------------------------------------------------------------------------- CENCOSUD S.A. Ticker: CENCOSUD Security ID: 15132H101 Meeting Date: APR 25, 2014 Meeting Type: Annual/Special Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For Against Management Dividends of CLP 20.60 Per Share 3 Present Dividend Policy None None Management 4 Approve Remuneration of Directors For For Management 5 Approve Remuneration of Directors' For For Management Committee and its Consultants and Their Budget 6 Receive Report of Directors and None None Management Directors' Committee Expenses 7 Appoint Auditors For For Management 8 Designate Risk Assessment Companies For For Management 9 Receive Report Regarding Related-Party None None Management Transactions 10 Receive Report on Activities Carried None None Management Out by Directors' Committee 11 Designate Newspaper to Publish Meeting For For Management Announcements 12 Other Business (Voting) For Against Management 1 Approve Placement Price of Reserved For Against Management Shares for Executive Compensation Plan in Connection with Company's Capital Increase Approved on April 29, 2011 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: SEP 27, 2013 Meeting Type: Annual Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Charles Zhang as Director For Against Management 1.2 Elect Tao Wang as Director For Against Management 1.3 Elect Dave De Yang as Director For For Management 1.4 Elect Xiao Chen as Director For For Management 1.5 Elect Charles Sheung Wai Chan as For For Management Director 2 Approve to Ratify the Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as the Company's Auditor for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- CHANGYOU.COM LTD. Ticker: CYOU Security ID: 15911M107 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles Zhang For Against Management 1.2 Elect Director Tao Wang For Against Management 1.3 Elect Director Dave De Yang For For Management 1.4 Elect Director Xiao Chen For For Management 1.5 Elect Director Charles Sheung Wai Chan For For Management 2 Ratify the Appointment of For For Management PricewaterhouseCoopers Zhong Tian LLP as 2014 Independent Auditors 3 Approve 2014 Share Incentive Plan For For Management -------------------------------------------------------------------------------- CHELYABINSK ZINC PLANT JSC Ticker: CHZN Security ID: 163523202 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends 3.1 Elect Vladimir Bublik as Director None For Management 3.2 Elect Sergey Grudin as Director None Against Management 3.3 Elect Viktor Dolzhenko as Director None Against Management 3.4 Elect Yuriy Kachuro as Director None Against Management 3.5 Elect Aleksandr Koval as Director None Against Management 3.6 Elect Oleg Melyukhov as Director None Against Management 3.7 Elect Igor Myskin as Director None Against Management 3.8 Elect Stanislav Naboychenko as Director None For Management 3.9 Elect Andrey Panshin as Director None Against Management 3.10 Elect Dmitriy Tolstopyatenko as None Against Management Director 3.11 Elect Mikhail Trofimov as Director None Against Management 3.12 Elect Vladislav Tyan as Director None Against Management 3.13 Elect Rinat Shakirzyanov as Director None Against Management 3.14 Elect Iliya Scherbovich as Director None Against Management 4.1 Elect Tatyana Knyazheva as Member of For Against Management Audit Commission 4.2 Elect Tatyana Kurkova as Member of For For Management Audit Commission 4.3 Elect Andrey Marchenko as Member of For Against Management Audit Commission 4.4 Elect Gulnara Mingazova as Member of For For Management Audit Commission 5 Ratify Auditor For For Management 6 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Officials 7 Determine Cost of Liability Insurance For For Management for Directors and Executives 8 Amend Charter For For Management 9 Amend Regulations on General Meetings For For Management 10 Amend Regulations on Board of Directors For For Management -------------------------------------------------------------------------------- CHERKIZOVO GROUP Ticker: GCHE Security ID: 68371H209 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Members of Counting Commission For For Management 2 Approve Annual Report For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Omission of Dividends For For Management 6 Fix Number of Directors at Seven For For Management 7.1 Elect Igor Babayev as Director None Against Management 7.2 Elect Musheg Mamikonyan as Director None For Management 7.3 Elect Evgeny Mikhaylov as Director None Against Management 7.4 Elect Sergey Mikhaylov as Director None Against Management 7.5 Elect Samuel Lipman as Director None For Management 7.6 Elect Marcus James Rhodes as Director None For Management 7.7 Elect Yuriy Dyachuk as Director None Against Management 7.8 Elect Vitaly Podolsky as Director None For Management 7.9 Elect Ekaterina Azimina as Director None Against Management 7.10 Elect Aleksey Krivoshapko as Director None Against Management 7.11 Elect Denis Spirin as Director None Against Management 7.12 Elect Aleksandr Shevchuk as Director None Against Management 8 Elect Ekaterina Kolesnikova, Elena For For Management Kozhukalova, and Evgeny Filippov as Members of Audit Commission 9 Ratify OOO Baker Tilly Rusaudit as For For Management Auditor 10 Approve New Edition of Charter For Against Management 11 Approve New Edition of Regulations on For Against Management Management -------------------------------------------------------------------------------- CHINA DIGITAL TV HOLDING CO., LTD. Ticker: STV Security ID: 16938G107 Meeting Date: DEC 30, 2013 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Songzuo Xiang as For For Management Director 2 Approve to Re-elect Jianyue Pan as For For Management Director 3 Approve to Re-elect Eric Xu as Director For For Management -------------------------------------------------------------------------------- CHINA DISTANCE EDUCATION HOLDINGS LIMITED Ticker: DL Security ID: 16944W104 Meeting Date: AUG 22, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Annabelle Yu Long and Xiaoshu For Against Management Chen as Directors 2 Approve Deloitte Touche Tohmatsu For For Management Certified Public Accountants LLP as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- CHINA DISTANCE EDUCATION HOLDINGS LIMITED Ticker: DL Security ID: 16944W104 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Carol Yu and Liankui Hu as For Against Management Directors 2 Ratify Auditors For For Management -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 00670 Security ID: 16937R104 Meeting Date: OCT 29, 2013 Meeting Type: Special Record Date: SEP 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Services Renewal For Against Management Agreement 2 Approve Catering Services Renewal For For Management Agreement 3 Elect Ma Weihua as Director None For Shareholder -------------------------------------------------------------------------------- CHINA EASTERN AIRLINES CORPORATION LTD. Ticker: 00670 Security ID: 16937R104 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Supervisory For For Management Committee 3 Approve Financial Reports For For Management 4 Approve Profit Distribution Plan For For Management 5 Appoint PRC Domestic and International For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Approve Auditors for Internal Control For For Management and Authorize Board to Fix Their Remuneration 7 Approve Issuance of Debt Instruments For Against Management 8 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 9 Amend Articles of Association For For Management 10 Approve Mandate to Conduct of Asset For For Management Transactions -------------------------------------------------------------------------------- CHINA FINANCE ONLINE CO., LTD. Ticker: JRJC Security ID: 169379104 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Rongquan Leng as Director For For Management 2 Re-elect Jun Wang as Director For For Management 3 Approve to Appoint Grant Thornton For For Management China as Independent Auditors and to Authorize the Board of Directors to Determine the Remuneration 4 Approve Audited Consolidated Financial For For Management Statements for the Fiscal Year Ended on December 31, 2013 Together with the Reports of the Directors and the Auditors 5 Approve Company's 2014 Stock Incentive For Against Management Plan and Authorize the Board to Handle Matters Relating to the Proposal 6 Approve Amendment to the Company's For Against Management 2007 Equity Incentive Plan and Authorize the Board to Handle Matters Relating to the Proposal 7 Authorize the Board of Directors to For Against Management Exercise All the Powers of the Company to Allot, Issue or Deal with Additional Ordinary Shares or Preferred Shares and to Make or Grant Offers, Agreements and Options which Might Require the Exercise of Such Powers -------------------------------------------------------------------------------- CHINA HYDROELECTRIC CORPORATION Ticker: CHC Security ID: 16949D101 Meeting Date: OCT 17, 2013 Meeting Type: Annual Record Date: SEP 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Mr. Amit Gupta as For For Management Director 2 Approve to Re-elect Ms. Moonkyung Kim For For Management as Director 3 Approve to Re-elect Mr. Shadron Lee For For Management Stastney as Director 4 Approve to Re-elect Mr. Allard Nooy as For For Management Director 5 Approve Appointment of Ernst & Young For For Management Hua Ming as the Auditor of the Company -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO. LIMITED Ticker: 02628 Security ID: 16939P106 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Report for the Year For For Management 2013 4 Approve Profit Distribution Plan For For Management 5 Approve Remuneration of Directors and For For Management Supervisors 6 Appoint Auditors and Authorize Board For For Management to Fix Their Remuneration 7 Elect Su Hengxuan as Director For For Management 8 Elect Miao Ping as Director For For Management 9 Approve Cap Amounts in Respect of the For For Management Framework Agreement with China Guangfa Bank Co. Ltd. 10 Approve Capital Injection to China For For Management Life Property and Casualty Insurance Company Limited 11 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 12 Approve Extension of the Validity For For Management Period of the Resolution on the Issue of Subordinated Debt Financing Instruments Outside the PRC 13 Approve Company Framework Agreement, For For Management Pension Company Framework Agreement, and Annual Caps 14 Approve CLIC Framework Agreement, the For For Management P&C Company Framework Agreement, and Annual Caps 15 Amend Articles of Association of the For For Management Company -------------------------------------------------------------------------------- CHINA LODGING GROUP, LIMITED Ticker: HTHT Security ID: 16949N109 Meeting Date: NOV 13, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Deloitte Touche Tohmatsu CPA For For Management Ltd as Auditors -------------------------------------------------------------------------------- CHINA MING YANG WIND POWER GROUP LTD Ticker: MY Security ID: 16951C108 Meeting Date: NOV 18, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Appoint KPMG as Auditors For For Management -------------------------------------------------------------------------------- CHINA MOBILE LIMITED Ticker: 00941 Security ID: 16941M109 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3.1 Elect Xi Guohua as Director For For Management 3.2 Elect Sha Yuejia as Director For For Management 3.3 Elect Liu Aili as Director For For Management 4.1 Elect Lo Ka Shui as Director For For Management 4.2 Elect Paul Chow Man Yiu as Director For For Management 5 Approve PricewaterhouseCoopers and For For Management PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 8 Authorize Reissuance of Repurchased For Against Management Shares 9 Amend Articles of Association For For Management -------------------------------------------------------------------------------- CHINA NEW BORUN CORPORATION Ticker: BORN Security ID: 16890T105 Meeting Date: JAN 10, 2014 Meeting Type: Annual Record Date: DEC 03, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Hengxiu Song as For For Management Director 2 Approve to Re-elect Jinmiao Wang as For For Management Director 3 Approve to Re-elect Binbin Jiang as For For Management Director 4 Approve to Re-elect Wen Jiang as For For Management Director 5 Approve to Re-elect Xisheng Lu as For For Management Director 6 Approve to Appoint BDO China Shu Lun For For Management Pan Certified Public Accountants LLP as the Auditor for the Fiscal Year Ending Dec. 31, 2013 -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: 16941R108 Meeting Date: NOV 26, 2013 Meeting Type: Special Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extension of the Term of For For Management Validity of the Proposal Regarding the Issuance of A Share Convertible Bonds and Other Related Matters -------------------------------------------------------------------------------- CHINA PETROLEUM & CHEMICAL CORP. Ticker: 00386 Security ID: 16941R108 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Report of the Board of For For Management Directors 2 Approve Report of the Board of For For Management Supervisors 3 Approve Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Plan for For For Management the Year Ended Dec. 31, 2013 5 Approve Interim Profit Distribution For For Management Plan for the Year 2014 6 Approve PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 7 Amend Articles of Association For For Management 8 Authorize Board to Determine the For Against Management Proposed Plan for the Issuance of Debt Financing Instruments 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: DEC 26, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Si Xian Min as Director For For Management 1.2 Elect Wang Quan Hua as Director For For Management 1.3 Elect Yuan Xin An as Director For For Management 1.4 Elect Yang Li Hua as Director For For Management 1.5 Elect Tan Wan Geng as Director For For Management 1.6 Elect Zhang Zi Fang as Director For For Management 1.7 Elect Xu Jie Bo as Director For For Management 1.8 Elect Li Shao Bin as Director For For Management 1.9 Elect Wei Jin Cai as Director For For Management 1.10 Elect Ning Xing Dong as Director For For Management 1.11 Elect Liu Chang Le as Director For For Management 1.12 Elect Tan Jin Song as Director For For Management 2.1 Elect Pan Fu as Supervisor For For Management 2.2 Elect Li Jia Shi as Supervisor For For Management 2.3 Elect Zhang Wei as Supervisor For For Management 3 Approve Financial Services Framework For Against Management Agreement 4 Amend Articles of Association and its For For Management Appendixes -------------------------------------------------------------------------------- CHINA SOUTHERN AIRLINES CO., LTD. Ticker: 600029 Security ID: 169409109 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Profit Distribution Proposal For For Management 5 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Approve Increase in Registered Capital For Against Management 8 Approve Issue of Debt Financing For Against Management Instruments 9 Approve Acquisition of 80 New Airbus For For Management Aircraft -------------------------------------------------------------------------------- CHINA STEEL CORPORATION Ticker: 2002 Security ID: Y15041125 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve Plan on 2013 Profit For For Management Distribution 3 Approve the Issuance of New Shares by For For Management Capitalization of 2013 Profit 4 Amend Articles of Association For For Management 5 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 6 Approve Release of Restrictions of For For Management Competitive Activities of Director Jo-Chi, Tsou 7 Approve Release of Restrictions of For For Management Competitive Activities of Director Jyh-Yuh, Sung 8 Approve Release of Restrictions of For For Management Competitive Activities of Director Horng-Nan, Lin 9 Approve Release of Restrictions of For For Management Competitive Activities of Director Jih-Gang, Liu -------------------------------------------------------------------------------- CHINA SUNERGY CO., LTD. Ticker: CSUN Security ID: 16942X302 Meeting Date: SEP 05, 2013 Meeting Type: Annual Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Mr. Xiaoqian For For Management Zhou as Director of the Company 2 Approve Re-election of Mr. Wenze Wang For For Management as Director of the Company 3 Approve Re-election of Mr. Shiliang For For Management Guo as Director of the Company 4 Approve Appointment of Deloitte Touche For For Management Tohmatsu Certified Accountants LLP as the Auditor for the Fiscal Year 2013 5 Approve to Authorize the Board of For For Management Directors to Fix the Remuneration of Auditors 6 Authorize Board to Take Action that For For Management Might Be Necessary to Effect the Foregoing Resolutions -------------------------------------------------------------------------------- CHINA TELECOM CORPORATION LTD Ticker: 00728 Security ID: 169426103 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Profit Distribution Proposal For For Management and Declare Final Dividend 3 Reappoint Deloitte Touche Tohmatsu as For For Management International Auditors and Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 4a Elect Wang Xiaochu as Director For For Management 4b Elect Yang Jie as Director For For Management 4c Elect Wu Andi as Director For For Management 4d Elect Zhang Jiping as Director For Against Management 4e Elect Yang Xiaowei as Director For For Management 4f Elect Sun Kangmin as Director For For Management 4g Elect Ke Ruiwen as Director For Against Management 4h Elect Zhu Wei as Director For For Management 4i Elect Tse Hau Yin, Aloysius as Director For For Management 4j Elect Cha May Lung, Laura as Director For For Management 4k Elect Xu Erming as Director For For Management 4l Elect Wang Hsuehming as Director For For Management 5a Elect Shao Chunbao as Supervisor For For Management 5b Elect Hu Jing as Supervisor For For Management 5c Elect Du Zuguo as Supervisor For For Management 6a Amend Articles Re: Board Composition For For Management 6b Amend Articles Re: Supervisory For For Management Committee Composition 6c Amend Articles Re: Representation of For For Management Supervisors 6d Authorize Board to Deal with Matters For For Management Relating to the Proposed Amendments to the Articles of Association 7a Approve Issuance of Debentures For Against Management 7b Authorize Board to Deal with Matters For Against Management Relating to the Issuance of Debentures 8a Approve Issuance of Company Bonds For For Management 8b Authorize Board to Deal with Matters For For Management Relating to the Issuance of Company Bonds 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 10 Increase Registered Capital of the For Against Management Company and Amend Articles of Association -------------------------------------------------------------------------------- CHINA UNICOM (HONG KONG) LTD Ticker: 00762 Security ID: 16945R104 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Declare Final Dividend For For Management 3a1 Elect Lu Yimin as Director For For Management 3a2 Elect Cheung Wing Lam Linus as Director For For Management 3a3 Elect Wong Wai Ming as Director For Against Management 3a4 Elect John Lawson Thornton as Director For Against Management 3b Authorize Board to Fix Directors' For For Management Remuneration 4 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 7 Authorize Reissuance of Repurchased For Against Management Shares 8 Adopt New Share Option Scheme For Against Management -------------------------------------------------------------------------------- CHINA ZENIX AUTO INTERNATIONAL LTD. Ticker: ZX Security ID: 16951E104 Meeting Date: NOV 21, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Jianhui Lai as a Director For Against Management 1b Elect Junqiu Gao as a Director For Against Management 1c Elect William John Sharp as a Director For For Management 1d Elect Ian Frances Wade as a Director For For Management 1e Elect Yichun Zhang as a Director For For Management 2 Ratify Deloitte Touche Tohmatsu as For For Management Auditors -------------------------------------------------------------------------------- CHINAEDU CORPORATION Ticker: CEDU Security ID: 16945L107 Meeting Date: DEC 29, 2013 Meeting Type: Annual Record Date: NOV 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Min Fan as Director For For Management 2 Approve Annual Report, Directors For For Management Report and Auditors Report 3 Appoint Deloitte Touche Tohmatsu CPA For For Management LLP as Auditors and Authorize Board to Fix Their Remuneration 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CHINAEDU CORPORATION Ticker: CEDU Security ID: 16945L107 Meeting Date: APR 18, 2014 Meeting Type: Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For For Management 2 Authorize Board and Officers to Handle For For Management Matters Regarding the Merger 3 Approve Authorization of Chairman of For For Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Special Resolutions of this Meeting -------------------------------------------------------------------------------- CHUNGHWA TELECOM CO., LTD. Ticker: 2412 Security ID: 17133Q502 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Cash Dividend Distribution For For Management from Capital Reserve 4 Approve Amendments to Articles of For For Management Association 5 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets 6.1 Approve Release of Restrictions of For For Management Competitive Activities of Director Chich-Chiang Fan 6.2 Approve Release of Restrictions of For For Management Competitive Activities of Director Lih-Shyng Tsai -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: 126132109 Meeting Date: NOV 27, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Non-exempt Continuing For For Management Connected Transactions 2 Approve Proposed Caps for Each For For Management Category of the Non-exempt Continuing Connected Transactions -------------------------------------------------------------------------------- CNOOC LTD. Ticker: 00883 Security ID: 126132109 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor A1 Accept Financial Statements and For For Management Statutory Reports A2 Declare Final Dividend For For Management A3 Elect Li Fanrong as Director For For Management A4 Elect Wang Yilin as Director For For Management A5 Elect Lv Bo as Director For For Management A6 Elect Zhang Jianwei as Director For For Management A7 Elect Wang Jiaxiang as Director For For Management A8 Elect Lawrence J. Lau as Director For For Management A9 Elect Kevin G. Lynch as Director For For Management A10 Authorize Board to Fix Directors' For For Management Remuneration A11 Reappoint Deloitte Touche Tohmatsu as For For Management Auditors and Authorize Board to Fix Their Remuneration B1 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital B2 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights B3 Authorize Reissuance of Repurchased For Against Management Shares -------------------------------------------------------------------------------- COCA-COLA FEMSA S.A.B. DE C.V. Ticker: KOFL Security ID: 191241108 Meeting Date: MAR 06, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and None None Management Statutory Reports 2 Accept Report on Adherence to Fiscal None None Management Obligations 3 Approve Allocation of Income and Cash None None Management Dividends 4 Set Maximum Nominal Amount of Share None None Management Repurchase Reserve 5 Elect Directors and Secretaries; For For Management Verify Director's Independence Classification as Per Mexican Securities Law; Approve Their Respective Remuneration 6 Elect Members of Financing and None None Management Planning Committee, Audit Committee and Corporate Practices Committee; Elect Chairman of Committees and Fix their Respective Remuneration 7 Authorize Board to Ratify and Execute None None Management Approved Resolutions 8 Approve Minutes of Meeting None None Management -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: 201712205 Meeting Date: JUL 01, 2013 Meeting Type: Annual/Special Record Date: JUN 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize Capitalization of Reserves For For Management for Bonus Issue 2 Approve Changes in the Composition of For For Management the Board 1 Approve Amendment of Articles 6 and 7 For For Management to Reflect Changes in Capital 2 Amend Articles 6 and 7 : Authorise The For For Management Board to Amend Articles of bylaws Every Time The Board Decide To Increase The Capital 3 Authorize Issuance of Bonds or Loans For For Management -------------------------------------------------------------------------------- COMMERCIAL INTERNATIONAL BANK (EGYPT) SAE Ticker: COMI Security ID: 201712205 Meeting Date: MAR 04, 2014 Meeting Type: Annual Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations 2 Approve Auditors' Report on Company For For Management Financial Statements 3 Accept Financial Statements For For Management 4 Approve Allocation of Income For For Management 5 Approve Discharge of Chairman and For For Management Directors and Fix Their Remuneration 6 Ratify Auditors and Fix Their For For Management Remuneration 7 Approve Charitable Donations For Against Management 8 Approve Remuneration Policy of For For Management Directors for the Year 2014 9 Elect Directors (Bundled) For Against Management 10 Approve Related Party Transactions For For Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: AMBV4 Security ID: 20441W104 Meeting Date: JUL 30, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Reorganization Plan For For Management and Stock Swap Merger 2 Amend Articles to Reflect Changes in For For Management Capital 3 Approve Cancellation of Treasury Shares For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: AMBV4 Security ID: 20441W203 Meeting Date: JUL 30, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Company's Reorganization Plan For For Management and Stock Swap Merger 2 Amend Articles to Reflect Changes in For For Management Capital 3 Approve Cancellation of Treasury Shares For For Management 4 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- COMPANHIA DE BEBIDAS DAS AMERICAS - AMBEV Ticker: ABEV3 Security ID: 02319V103 Meeting Date: APR 28, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Ratify Remuneration Paid for Fiscal For For Management Year 2013 and Approve Remuneration of Company's Management 1 Authorize Capitalization of Fiscal For For Management Benefits and Issue New Shares 2 Authorize Capitalization of Fiscal For For Management Benefits without Issuing New Shares 3 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA - COPEL Ticker: CPLE6 Security ID: 20441B407 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 3 Elect Fiscal Council Member(s) None Abstain Shareholder Nominated by Preferred Shareholders -------------------------------------------------------------------------------- COMPANHIA SANEAMENTO BASICO DO ESTADO DE SAO PAULO - SABESP Ticker: SBSP3 Security ID: 20441A102 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors and Appoint Chairman For For Management for Two-Year Term 5 Elect Fiscal Council Members for For For Management One-Year Term 6 Approve Remuneration of Company's For For Management Management 1 Authorize Capitalization of Reserves For For Management 2 Approve Increase in Authorized Capital For For Management -------------------------------------------------------------------------------- COMPANIA CERVECERIAS UNIDAS S.A. Ticker: CCU Security ID: 204429104 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Present Chairman's Report None None Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Dividend Policy None None Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Approve Remuneration and Budget of For For Management Audit Committee 8 Appoint Auditors For For Management 9 Present Directors' Committee Report on None None Management Activities 10 Receive Report Regarding Related-Party None None Management Transactions 11 Other Business (Voting) None None Management -------------------------------------------------------------------------------- COMPANIA DE MINAS BUENAVENTURA S.A. Ticker: BUENAVC1 Security ID: 204448104 Meeting Date: MAR 27, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements and For For Management Statutory Reports 3 Appoint Auditors For For Management 4 Ratify Amendments to Dividend Policy For For Management 5 Approve Dividends For For Management 6 Elect Directors For For Management -------------------------------------------------------------------------------- CONCORD MEDICAL SERVICES HOLDING LIMITED Ticker: CCM Security ID: 206277105 Meeting Date: DEC 21, 2013 Meeting Type: Annual Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint Ernst & Young Hua For For Management Ming as the Auditor for the Fiscal Year 2012 and Authorize the Board to Fix the Audit Fee 2 Approve to Appoint Ernst & Young Hua For For Management Ming as the Auditor for the Fiscal Year 2013 and Authorize the Board to Fix the Audit Fee 3 Accept Financial Statements and For For Management Statutory Reports -------------------------------------------------------------------------------- CORPBANCA Ticker: CORPBANCA Security ID: 21987A209 Meeting Date: MAR 13, 2014 Meeting Type: Annual Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Appoint Auditors For Against Management 3 Approve Remuneration of Directors For For Management 4 Receive Report Regarding Related-Party None None Management Transactions 5 Approve Dividends of CLP 0.26 Per Share For For Management 6 Approve Company's Future Dividend For For Management Policy 7 Approve Remuneration and Budget of For For Management Directors' Committee; Receive Activity Reports of Directors' and Audit Committees 8 Designate Newspaper to Publish Meeting For For Management Announcements -------------------------------------------------------------------------------- CPFL ENERGIA S.A. Ticker: CPFE3 Security ID: 126153105 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors and Alternates For Against Management 5 Elect Fiscal Council Members and For For Management Alternates 6 Approve Remuneration of Company's For Against Management Management 7 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- CRESUD S.A.C.I.F. Y A. Ticker: CRES Security ID: 226406106 Meeting Date: OCT 31, 2013 Meeting Type: Annual/Special Record Date: OCT 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Creation of a Special Reserve For For Management Account 3 Approve Financial Statements and For For Management Statutory Reports for Fiscal Year Ended June 30, 2013 4 Approve Treatment of Loss For For Management 5 Approve Dividends Charged to Special For For Management Reserve Account 6 Approve Discharge of Directors For For Management 7 Approve Discharge of Internal For For Management Statutory Auditors Committee 8 Approve Remuneration of Directors for For For Management Fiscal Year Ended June 30, 2013 in the Amount of ARS 17.54 Million; Approve Audit Committee's Budget 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee for Fiscal Year Ended June 30, 2013 10 Fix Number of and Elect Directors and For Against Management Alternates 11 Elect Principal and Alternate Members For For Management of the Internal Statutory Auditors Committee 12 Approve Auditors for Next Fiscal Year For For Management and Authorize Board to Fix Their Remuneration 13 Approve Amendments to Shared Services For Against Management Agreement Report 14 Approve Treatment of Provisions for For For Management Tax on Shareholders' Personal Assets 15 Approve Amendments to the Report on For Against Management Employee Incentive Plan as Approved by Previous General Meetings 16 Renew Authority of Board to Set For For Management Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 30 Million as Approved by General Meeting on Oct. 31, 2011 -------------------------------------------------------------------------------- CRESUD S.A.C.I.F. Y A. Ticker: CRES Security ID: 226406106 Meeting Date: APR 11, 2014 Meeting Type: Special Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Standard Accounting Transfer For For Management to Create a Special Reserve Account 3 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- DESARROLLADORA HOMEX S.A.B. DE C.V. Ticker: HOMEX Security ID: 25030W100 Meeting Date: OCT 25, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For For Management 2 Elect Members and Chairmen of Audit For For Management and Corporate Practices Committees 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DR. REDDY'S LABORATORIES Ticker: 500124 Security ID: 256135203 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUN 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividend of INR 15.00 Per Share For For Management 3 Reelect A.S. Ganguly as Director For For Management 4 Reelect J.P. Moreau as Director For For Management 5 Reelect K. Morparia as Director For For Management 6 Approve BSR & Co. as Auditors and For For Management Authorize Board to Fix Their Remuneration 7 Approve Redesignation of G.V. Prasad For For Management as Chairman and CEO 8 Approve Redesignation of S. Reddy as For For Management Vice Chairman, Managing Director, and COO -------------------------------------------------------------------------------- DRDGOLD LTD Ticker: DRD Security ID: 26152H301 Meeting Date: NOV 29, 2013 Meeting Type: Annual Record Date: OCT 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors of the For For Management Company with Jacob Le Roux as the Designated Auditor 2 Re-elect Geoffrey Campbell as Director For For Management 3 Re-elect Edmund Jeneker as Director For For Management 4 Re-elect Daniel Pretorius as Director For For Management 5 Re-elect Craig Barnes as Director None None Management 6 Authorise Board to Issue Securities For Against Management for Cash 7 Re-elect Robert Hume (Chairman), For For Management Edmund Jeneker and James Turk as Members of the Audit Committee 8 Authorise Board to Ratify and Execute For For Management Approved Resolutions 9 Approve Remuneration Policy For For Management 1 Authorise Repurchase of Issued For For Management Securities 2 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 3 Approve Remuneration of Non-executive For For Management Directors 4 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- DRDGOLD LTD Ticker: DRD Security ID: 26152H301 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition of 200,000 Issued For For Management Ordinary Shares in Ergo Mining Operations Proprietary Limited from Khumo Gold SPV Proprietary Limited 2 Authorise Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For For Management 1.2 Elect Director Whitney I. Gerard For For Management 1.3 Elect Director Robin A. Melvin For For Management 1.4 Elect Director Nathan Leventhal For For Management 1.5 Elect Director Roslyn M. Watson For For Management -------------------------------------------------------------------------------- ECOPETROL S.A. Ticker: ECOPETROL Security ID: 279158109 Meeting Date: JAN 23, 2014 Meeting Type: Special Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Appoint Chairman of the Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Appoint Committee to Approve Minutes For For Management of Meeting 8 Elect Directors For For Management -------------------------------------------------------------------------------- ECOPETROL S.A. Ticker: ECOPETROL Security ID: 279158109 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: FEB 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Safety Guidelines/Open Meeting None None Management 2 Verify Quorum None None Management 3 Opening by Chief Executive Officer None None Management 4 Approve Meeting Agenda For For Management 5 Appoint Chairman of the Meeting For For Management 6 Appoint Committee in Charge of For For Management Scrutinizing Elections and Polling 7 Appoint Committee to Approve Minutes For For Management of Meeting 8 Present Board of Directors' Report Re: None None Management CEO's Evaluation and Corporate Governance Compliance Code 9 Present Directors' and CEO's Reports None None Management 10 Receive Report from Representative of None None Management Minority Shareholders 11 Receive Consolidated and Individual None None Management Financial Statements 12 Receive Auditor's Report None None Management 13 Approve of Management's and External For For Management Auditor's Reports as well as Financial Statements 14 Approve Dividends For For Management 15 Appoint Auditors and Fix Their For For Management Remuneration 16 Elect Directors (Bundled) For For Management 17 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EFG HERMES HOLDING SAE Ticker: HRHO Security ID: 268425402 Meeting Date: JUL 07, 2013 Meeting Type: Annual/Special Record Date: JUN 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations 2 Approve Auditors' Report on Company For For Management Financial Statements 3 Accept Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income For For Management 5 Authorize 1:5 Bonus Share Issue For For Management 6 Approve Discharge of Directors For For Management 7 Approve Remuneration of Directors For For Management 8 Ratify Auditors and Fix Their For For Management Remuneration 9 Approve Charitable Donations For Against Management 1 Approve Reduction in Share Capital For For Management through Cancellation of 391,000 Treasury Shares 2 Authorize Capitalization of Reserves For For Management for Bonus Issue 3 Amend Articles 6 and 7 of Bylaws to For For Management Reflect Changes in Capital -------------------------------------------------------------------------------- EFG HERMES HOLDING SAE Ticker: HRHO Security ID: 268425402 Meeting Date: JUL 25, 2013 Meeting Type: Special Record Date: JUN 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reduction in Share Capital For Did Not Vote Management through Cancellation of 391,000 Treasury Shares 2 Authorize Capitalization of Reserves For Did Not Vote Management for Bonus Issue 3 Amend Articles 6 and 7 of Bylaws to For Did Not Vote Management Reflect Changes in Capital -------------------------------------------------------------------------------- ELETROBRAS, CENTRAIS ELETRICAS BRASILEIRAS S.A. Ticker: ELET6 Security ID: 15234Q207 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors and Chairman of the For For Management Board 4 Elect Fiscal Council Members and For For Management Alternates 5 Approve Remuneration of Company's For For Management Management -------------------------------------------------------------------------------- ELONG, INC. Ticker: LONG Security ID: 290138205 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Fernando Gil de Bernabe as For For Management Director 1.2 Elect Guangfu Cui as Director For Withhold Management 1.3 Elect Dhiren Fonseca as Director For Withhold Management 1.4 Elect Thomas Gurnee as Director For For Management 1.5 Elect Dara Khosrowshahi as Director For Withhold Management 1.6 Elect Henrik Kjellberg as Director For Withhold Management 1.7 Elect Dan Lynn as Director For Withhold Management 1.8 Elect Cyril Ranque as Director For Withhold Management 1.9 Elect Michael Scown as Director For For Management 1.10 Elect Johan Svanstrom as Director For Withhold Management 1.11 Elect Xiaoguang Wu as Director For Withhold Management 2 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA S.A. Ticker: ANDINA-B Security ID: 29081P204 Meeting Date: APR 21, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee Members 5 Appoint Auditors For For Management 6 Inform Designation of Fitch Ratings For For Management and ICR Humphreys as Risk Assessment Companies 7 Present Report Regarding Related-Party For For Management Transactions 8 Designate Newspaper to Publish Meeting For For Management Announcements 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- EMBOTELLADORA ANDINA S.A. Ticker: ANDINA-B Security ID: 29081P303 Meeting Date: APR 21, 2014 Meeting Type: Annual Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Present Dividend Policy For For Management 4 Approve Remuneration of Directors, For For Management Directors' Committee and Audit Committee Members 5 Appoint Auditors For For Management 6 Inform Designation of Fitch Ratings For For Management and ICR Humphreys as Risk Assessment Companies 7 Present Report Regarding Related-Party For For Management Transactions 8 Designate Newspaper to Publish Meeting For For Management Announcements 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- EMBRAER SA Ticker: EMBR3 Security ID: 29082A107 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Fiscal Council Members For For Management 4 Approve Remuneration of Company's For Against Management Management 5 Approve Remuneration of Fiscal Council For For Management -------------------------------------------------------------------------------- EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. EDENOR Ticker: EDN Security ID: 29244A102 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: DEC 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Void Standard Accounting Adjustment For Against Management Approved on April 25, 2013 3 Approve Absorption of Emdersa Holding For For Management SA 4 Approve Individual and Consolidated For For Management Balance Sheets of Absorption 5 Authorize Signing on Behalf of the For For Management Company of Definite Absorption Agreement 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EMPRESA DISTRIBUIDORA Y COMERCIALIZADORA NORTE S.A. EDENOR Ticker: EDN Security ID: 29244A102 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Individual and Consolidated For For Management Financial Statements and Statutory Reports 3 Approve Allocation of Income For For Management 4 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee 5 Approve Remuneration of Directors and For For Management Internal Statutory Auditors Committee Members for Fiscal Year 2013 6 Elect 12 Principal and 12 Alternate For Against Management Directors: Seven Principal and Seven Alternate Directors for Class A Shares, and Five Principal and Five Alternate Directors for Class B and C Shares 7 Elect Three Members of Internal For For Management Statutory Auditors Committee and Their Alternates: Two Members and Their Alternates for Class A Shares, and One Member and Alternate for Class B and C Shares 8 Approve Remuneration of Auditors for For For Management Fiscal Year 2013 9 Appoint Auditors and Fix Their For For Management Remuneration for Fiscal Year 2014 10 Approve Budget of Audit and Executive For For Management Committees 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- EMPRESA NACIONAL DE ELECTRICIDAD S.A. ENDESA Ticker: ENDESA Security ID: 29244T101 Meeting Date: APR 22, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve their 2014 Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Auditors and their For For Management Respective Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Receive Report Regarding Related-Party None None Management Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business (Voting) For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ENERSIS S.A. Ticker: ENERSIS Security ID: 29274F104 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration of Directors' For For Management Committee and Approve their 2014 Budget 5 Present Board's Report on Expenses; None None Management Present Directors' Committee Report on Activities and Expenses 6 Appoint Auditors For For Management 7 Elect Two Auditors and their For For Management Respective Alternates; Approve their Remuneration 8 Designate Risk Assessment Companies For For Management 9 Approve Investment and Financing Policy For For Management 10 Present Dividend Policy and None None Management Distribution Procedures 11 Approve Special Auditors' Report None None Management Regarding Related-Party Transactions 12 Present Report on Processing, None None Management Printing, and Mailing Information Required by Chilean Law 13 Other Business (Voting) For Against Management 14 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ETALON GROUP LTD. Ticker: ETLN Security ID: 29760G103 Meeting Date: NOV 15, 2013 Meeting Type: Annual Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports (Voting) 2 Ratify KPMG Channel Islands Limited as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Boris Svetlichniy as a Director For For Management 5 Reelect Martin Cocker as a Director For For Management 6 Reelect Anton Poryadin as a Director For For Management -------------------------------------------------------------------------------- EURASIA DRILLING COMPANY LTD. Ticker: EDCL Security ID: 29843U202 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: AUG 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Richard Anderson as Director For Against Management 1b Reelect Rene Huck as Director For For Management 1c Reelect Richard Matzke as Director For Against Management 1d Elect Igor Belikov as Director For Against Management 1e Elect Edward J. DiPaolo as Director For Against Management 2 Reappoint KPMG Limited as Auditors For For Management -------------------------------------------------------------------------------- FIBRIA CELULOSE SA Ticker: FIBR3 Security ID: 31573A109 Meeting Date: APR 25, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor a Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 b Approve Allocation of Income and For For Management Dividends c Approve Capital Budget For For Management d Elect Fiscal Council Members For For Management e Approve Remuneration of Company's For Against Management Management f Elect One Director and Two Alternate For For Management Directors -------------------------------------------------------------------------------- FIBRIA CELULOSE SA Ticker: FIBR3 Security ID: 31573A109 Meeting Date: APR 25, 2014 Meeting Type: Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Stock Option Plan For For Management -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Ticker: FEMSAUBD Security ID: 344419106 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 0.33 per For For Management Class B Share, MXN 0.42 per Class D Share, MXN 1.67 per B Unit and MXN 2 per BD Unit 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- FOMENTO ECONOMICO MEXICANO S.A.B. DE C.V. FEMSA Ticker: FEMSAUBD Security ID: 344419106 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: FEB 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Accept Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Set Aggregate Nominal Share Repurchase For For Management Reserve 5 Elect Directors and Secretaries, For For Management Verify Independence of Directors, and Approve their Remuneration 6 Elect Members and Chairmen of Finance For For Management and Planning, Audit, and Corporate Practices Committees; Approve Their Remuneration 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GAFISA S.A Ticker: GFSA3 Security ID: 362607301 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Fix Number of Directors For For Management 4 Elect Directors For For Management 5 Approve Remuneration of Company's For For Management Management 6 Install Fiscal Council and Fix Number For For Management of Fiscal Council Members 7 Elect Fiscal Council Members For For Management 8 Approve Remuneration of Fiscal Council For For Management Members -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2013 -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: OCT 24, 2013 Meeting Type: Special Record Date: SEP 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related-Party Transaction with For For Management OAO Tomskneft Re: Purchase of Oil 1.2 Approve Related-Party Transaction with For For Management OAO SN-MNG Re: Purchase of Oil 1.3 Approve Related-Party Transaction with For For Management Salym Petroleum Development N.V. Re: Purchase of Oil 1.4 Approve Related-Party Transaction with For For Management OAO Gazpromneft-Noyabrskneftegaz Re: Purchase of Oil 1.5 Approve Related-Party Transaction with For For Management OOO Zapolyarneft Re: Purchase of Oil 1.6 Approve Related-Party Transaction with For For Management Gazprom Neft Trading Gmbh Re: Sale of Oil 1.7 Approve Related-Party Transaction with For For Management Sberbank of Russia Re: Currency Conversion 1.8 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Currency Conversion 1.9 Approve Related-Party Transaction with For For Management Sberbank of Russia Re: Cash Deposits 1.10 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Cash Deposits 1.11 Approve Related-Party Transaction with For For Management OAO Gazprom Re: Supply of Oil 1.12 Approve Related-Party Transaction with For For Management ZAO Gazprom Neft Orenburg Re: Supply of Oil 1.13 Approve Related-Party Transaction with For For Management OOO ITSK Re: IT Services -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: NOV 12, 2013 Meeting Type: Special Record Date: OCT 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For Against Management -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: DEC 24, 2013 Meeting Type: Special Record Date: OCT 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2.1 Elect Vladimir Alisov as Director None Against Management 2.2 Elect Marat Garayev as Director None Against Management 2.3 Elect Valery Golubev as Director None Against Management 2.4 Elect Nikolay Dubik as Director None Against Management 2.5 Elect Aleksandr Dyukov as Director None Against Management 2.6 Elect Aleksandr Kalinkin as Director None Against Management 2.7 Elect Andrey Kruglov as Director None Against Management 2.8 Elect Aleksey Miller as Director None Against Management 2.9 Elect Elena Mikhaylova as Director None Against Management 2.10 Elect Aleksandr Mikheev as Director None Against Management 2.11 Elect Valery Serdyukov as Director None Against Management 2.12 Elect Kirill Seleznev as Director None Against Management 2.13 Elect Sergey Fursenko as Director None Against Management 2.14 Elect Vsevolod Cherepanov as Director None Against Management 2.15 Elect Mikhail Sereda as Director None Against Management -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 9.38 per Share For For Management 5.1 Elect Vladimir Alisov as Director None Against Management 5.2 Elect Marat Garaev as Director None Against Management 5.3 Elect Valery Golubev as Director None Against Management 5.4 Elect Nikolay Dubik as Director None Against Management 5.5 Elect Alexander Dyukov as Director None Against Management 5.6 Elect Alexander Kalinkin as Director None Against Management 5.7 Elect Andrey Kruglov as Director None Against Management 5.8 Elect Alexey Miller as Director None Against Management 5.9 Elect Elena Mikhailova as Director None Against Management 5.10 Elect Alexander Mikheyev as Director None Against Management 5.11 Elect Kirill Seleznev as Director None Against Management 5.12 Elect Valery Serdyukov as Director None Against Management 5.13 Elect Mikhail Sereda as Director None Against Management 5.14 Elect Sergey Fursenko as Director None Against Management 5.15 Elect Vsevolod Cherepanov as Director None Against Management 6.1 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 6.2 Elect Galina Delvig as Member of Audit For For Management Commission 6.3 Elect Vitaly Kovalev as Member of For For Management Audit Commission 6.4 Elect Anatoly Kotlyar as Member of For For Management Audit Commission 6.5 Elect Alexander Frolov as Member of For For Management Audit Commission 7 Ratify ZAO PricewaterhouseCoopers For For Management Audit as Auditor 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Against Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Against Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Against Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Against Management Commission 13.13 Elect Sergey Platonov as Member of For Against Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Against Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Against Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Against Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Against Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management Commission 13.13 Elect Sergey Platonov as Member of For Did Not Vote Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Did Not Vote Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Did Not Vote Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Did Not Vote Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Did Not Vote Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GIANT INTERACTIVE GROUP INC. Ticker: GA Security ID: 374511103 Meeting Date: SEP 16, 2013 Meeting Type: Annual Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Mr. Yuzhu Shi as Director For Against Management 2 Reelect Mr. Andrew Y. Yan as Director For For Management 3 Approve Appointment of Ernst & Young For For Management Hua Ming as Auditor for Fiscal Year 2013 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: Security ID: 37951Q202 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: SEP 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Capital For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Approve Resignation of Director For For Management 4 Ratify Director Appointment For For Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Constantinos Economides as For For Management Director and Approve his Remuneration 4 Approve Dividends For For Management -------------------------------------------------------------------------------- GLOBALTRANS INVESTMENT PLC Ticker: GLTR Security ID: 37949E204 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Termination of Powers of Board For For Management of Directors 5 Elect Alexander Eliseev as Director For For Management 6 Elect Michael Zampelas as Director and For For Management Approve His Remuneration 7 Elect George Papaioannou as Director For For Management and Approve His Remuneration 8 Elect J. Carroll Colley as Director For For Management and Approve His Remuneration 9 Elect Johann Franz Durrer as Director For For Management and Approve His Remuneration 10 Elect Sergey Maltsev as Director For For Management 11 Elect Michael Thomaides as Director For For Management 12 Elect Elia Nicoalou as Director and For For Management Approve His Remuneration 13 Elect Konstantin Shirokov as Director For For Management 14 Elect Andrey Gomon as Director For For Management 15 Elect Alexander Storozhev as Director For For Management 16 Elect Alexander Tarasov as Director For For Management 17 Elect Marios Tofaros as Director and For For Management Approve His Remuneration 18 Elect Sergey Tolmachev as Director For For Management 19 Elect Melina Pyrgou as Director For For Management -------------------------------------------------------------------------------- GOLD FIELDS LTD Ticker: GFI Security ID: 38059T106 Meeting Date: MAY 09, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors of the For For Management Company 2 Re-elect Kofi Ansah as Director For For Management 3 Re-elect Nick Holland as Director For For Management 4 Re-elect Paul Schmidt as Director For For Management 5 Re-elect Gayle Wilson as Member of the For For Management Audit Committee 6 Re-elect Richard Menell as Member of For For Management the Audit Committee 7 Re-elect Donald Ncube as Member of the For For Management Audit Committee 8 Place Authorised but Unissued Shares For For Management under Control of Directors 1 Approve Remuneration Policy For For Management 1 Authorise Board to Issue Shares for For For Management Cash up to a Maximum of Five Percent of Issued Share Capital 2 Approve Remuneration of Non-Executive For For Management Directors 3 Approve Financial Assistance to For For Management Related or Inter-related Company 4 Authorise Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- GRANA Y MONTERO SAA Ticker: GRAMONC1 Security ID: 38500P208 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: MAR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Corporate Governance For For Management Report and Audited Individual and Consolidated Financial Statements for Fiscal Year 2013 2 Approve Allocation of Income For For Management 3 Approve Remuneration of Directors For For Management 4 Appoint Auditors For For Management 5.1 Elect Jose Grana Miro Quesada as For For Management Director 5.2 Elect Carlos Montero Grana as Director For For Management 5.3 Elect Hernando Grana Acuna as Director For For Management 5.4 Elect Mario Alvarado Pflucker as For For Management Director 5.5 Elect Jose Chlimper Ackerman as For For Management Director 5.6 Elect Hugo Santa Maria as Director For For Management 5.7 Elect Pedro Pablo Errazuriz as Director For For Management 5.8 Elect Federico Cuneo de la Piedra as For For Management Director 5.9 Elect Mark Hoffmann Rosas as Director For For Management -------------------------------------------------------------------------------- GRAVITY CO. LTD. Ticker: GRVY Security ID: 38911N107 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-consolidated and For For Management Consolidated Financial Statements 2.1 Reelect Park Hyun-Chul as Inside For For Management Director 2.2 Reelect Kitamura Yoshinori as Inside For For Management Director 2.3 Reelect Morishita Kazuki as Inside For For Management Director 2.4 Reelect Sakai Kazuya as Inside Director For For Management 2.5 Reelect Hwang Jong-Gyu as Outside For For Management Director 2.6 Reelect Ryu Doo-Hyun as Outside For For Management Director 2.7 Reelect Yoo Jung as Outside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- GRUMA S.A.B. DE C.V. Ticker: GRUMAB Security ID: 400131306 Meeting Date: MAR 21, 2014 Meeting Type: Special Record Date: FEB 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger by Absorption of For For Management Company Subsidiary Investigacion de Tecnologia Avanzada SA de CV by Company 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUMA S.A.B. DE C.V. Ticker: GRUMAB Security ID: 400131306 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Allocation of Income For For Management 4 Set Aggregate Nominal Amount of Share For For Management Repurchase Reserve and Present Report of Operations with Treasury Shares 5 Elect Directors, Secretary, and For Against Management Alternates; Verify Independence Classification of Directors; Approve Their Remuneration 6 Elect Chairmen of Audit and Corporate For Against Management Practices Committees 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions 8 Approve Minutes of Meeting For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL CENTRO NORTE S.A.B. DE C.V. Ticker: OMAB Security ID: 400501102 Meeting Date: APR 10, 2014 Meeting Type: Annual/Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and None None Management Statutory Reports 2 Present CEO and External Auditor Report None None Management 3 Present Board of Directors' Report in None None Management Accordance with Art. 28, Section IV of Stock Market Law Including Tax Report 4 Authorize Board to Ratify and Execute For For Management Approved Resolutions in Proposals 1 and 2 of this Agenda 5 Approve Allocation of Income, Increase For For Management in Reserves and Set Aggregate Nominal Amount of Share Repurchase 6 Elect or Ratify Directors and Chairmen For For Management of Audit, Corporate Practices, Finance, Planning and Sustainability Committees 7 Approve Remuneration of Directors and For For Management Other Committees 8 Approve Reduction in Share Capital and For For Management Consequently Amend Article 6 of Bylaws 9 Appoint Legal Representatives For For Management -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. Ticker: GAPB Security ID: 400506101 Meeting Date: DEC 03, 2013 Meeting Type: Special Record Date: NOV 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Non-Renewal of Technical None For Shareholder Assistance and Technology Transfer Contract Signed by Grupo Aeroportuario del Pacifico SAB de CV on Aug. 25, 1999 2 Appoint Legal Representatives None For Shareholder -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL PACIFICO S.A.B. DE C.V. Ticker: GAPB Security ID: 400506101 Meeting Date: APR 23, 2014 Meeting Type: Proxy Contest Record Date: MAR 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Unknown Card) None 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Individual and Consolidated For For Management Financial Statements and Statutory Reports 3 Approve Allocation of Income in the For For Management Amount of MXN 1.99 Billion 4 Approve Two Dividends of MXN 1.19 For For Management Billion and MXN 397.50 Million to be Distributed on May 31, 2014 and Nov. 30, 2014 Respectively 5 Cancel Pending Amount of MXN 280.73 For For Management Million of Share Repurchase Approved at AGM on April 16, 2013; Set Nominal Amount of Share Repurchase of up to a Maximum of MXN 400 Million 6 Elect or Ratify Four Directors and None None Management Their Respective Alternates of Series BB Shareholders 7 Elect or Ratify Directors of Series B None None Management Shareholders that Hold 10 Percent of Share Capital 8 Elect or Ratify Directors of Series B For For Management Shareholders 9 Elect or Ratify Board Chairman For For Management 10 Approve Remuneration of Directors for For For Management FY 2013 and 2014 11 Elect or Ratify Director of Series B For For Management Shareholders and Member of Nomination and Remuneration Committee 12 Elect or Ratify Chairman of Audit and For For Management Corporate Practices Committee 13 Present Report Regarding Individual or None None Management Accumulated Operations Greater Than USD 3 Million 14 Authorize Board to Ratify and Execute None None Management Approved Resolutions 1 Approve Reduction in Fixed Capital by For For Management MXN 1.51 Billion; Amend Article 6 of Company's Bylaws Accordingly 2 Approve Proposal to Change Company For For Management Headquarters; Amend Articles 3 and 52 of Company's Bylaws Accordingly 3 Authorize Board to Ratify and Execute None None Management Approved Resolutions # Proposal Diss Rec Vote Cast Sponsor Dissident Proxy (Gold Card) None 1.a Accept CEO Report on Financial None Did Not Vote Management Statements and Statutory Reports 1.b Approve Board's Opinion on CEO's Report None Did Not Vote Management 1.c Approve Board's Report on Principal None Did Not Vote Management Accounting Policy and Criteria, and Disclosure Policy in Accordance with Article 172-B of Company Law 1.d Accept Report on Activities and None Did Not Vote Management Operations Undertaken by Board 1.e.1 Approve Audit and Corporate Practices None Did Not Vote Management Committees' Report in Accordance with Article 43 of Securities Market Law 1.e.2 Approve Report on Activities Against Did Not Vote Management Undertaken by Various Committees 1.f Present Report on Compliance with None Did Not Vote Management Fiscal Obligations 1.g.1 Approve Discharge of Board of Directors Against Did Not Vote Management 1.g.2 Approve Discharge of President and Against Did Not Vote Management Officers 2 Approve Individual and Consolidated Against Did Not Vote Management Financial Statements and Statutory Reports 3 Approve Allocation of Income in the None Did Not Vote Management Amount of MXN 1.99 Billion 4 Approve Two Dividends of MXN 1.19 None Did Not Vote Management Billion and MXN 397.50 Million to be Distributed on May 31, 2014 and Nov. 30, 2014 Respectively 5 Cancel Pending Amount of MXN 280.73 None Did Not Vote Management Million of Share Repurchase Approved at AGM on April 16, 2013; Set Nominal Amount of Share Repurchase of up to a Maximum of MXN 400 Million 6 Elect or Ratify Four Directors and None None Management Their Respective Alternates of Series BB Shareholders 7 Elect or Ratify Directors of Series B None None Management Shareholders that Hold 10 Percent of Share Capital 8 Elect or Ratify Directors of Series B None Did Not Vote Management Shareholders 9 Elect or Ratify Board Chairman None Did Not Vote Management 10 Approve Remuneration of Directors for None Did Not Vote Management FY 2013 and 2014 11 Elect or Ratify Director of Series B None Did Not Vote Shareholder Shareholders and Member of Nomination and Remuneration Committee 12 Elect or Ratify Chairman of Audit and None Did Not Vote Management Corporate Practices Committee 13 Present Report Regarding Individual or None None Management Accumulated Operations Greater Than USD 3 Million 14 Authorize Board to Ratify and Execute None None Management Approved Resolutions 1 Approve Reduction in Fixed Capital by None Did Not Vote Management MXN 1.51 Billion; Amend Article 6 of Company's Bylaws Accordingly 2 Approve Proposal to Change Company Against Did Not Vote Management Headquarters; Amend Articles 3 and 52 of Company's Bylaws Accordingly 3 Authorize Board to Ratify and Execute None None Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. Ticker: ASURB Security ID: 40051E202 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Extraordinary Dividends of MXN For For Management 4.40 per Class B and BB Shares -------------------------------------------------------------------------------- GRUPO AEROPORTUARIO DEL SURESTE S.A.B. DE C.V. Ticker: ASURB Security ID: 40051E202 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: MAR 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve CEO's and Auditor's Report on For For Management Financial Statements and Statutory Reports 1b Approve Board's Report on Accounting For For Management Criteria Policy and Disclosure Policy Law 1c Approve Report Re: Activities and For For Management Operations Undertaken by the Board 1d Approve Individual and Consolidated For For Management Financial Statements 1e Approve Audit Committee's Report For For Management Regarding Company's Subsidiaries 1f Approve Report on Adherence to Fiscal For For Management Obligations 2a Approve Increase in Legal Reserves For For Management 2b Set Maximum Nominal Amount of Share For For Management Repurchase Reserve; Approve Policy Related to Acquisition of Own Shares 3a Approve Discharge of Board of For For Management Directors and CEO 3b.1 Elect/Ratify Fernando Chico Pardo as For For Management Director 3b.2 Elect/Ratify Jose Antonio Perez Anton For For Management as Director 3b.3 Elect/Ratify Luis Chico Pardo as For For Management Director 3b.4 Elect/Ratify Aurelio Perez Alonso as For For Management Director 3b.5 Elect/Ratify Rasmus Christiansen as For For Management Director 3b.6 Elect/Ratify Francisco Garza Zambrano For For Management as Director 3b.7 Elect/Ratify Ricardo Guajardo Touche For For Management as Director 3b.8 Elect/Ratify Guillermo Ortiz Martinez For For Management as Director 3b.9 Elect/Ratify Roberto Servitje Sendra For For Management as Director 3c.1 Elect/Ratify Ricardo Guajardo Touche For For Management as Chairman of Audit Committee 3d.1 Elect/Ratify Fernando Chico Pardo, For For Management Jose Antonio Perez Anton and Roberto Servitje Sendra as Members of Nominations and Compensations Committee 3e.1 Approve Remuneration of Directors in For For Management the Amount of MXN 50,000 3e.2 Approve Remuneration of Operations For For Management Committee in the Amount of MXN 50,000 3e.3 Approve Remuneration of Nominations For For Management and Compensations Committee in the Amount of MXN 50,000 3e.4 Approve Remuneration of Audit For For Management Committee in the Amount of MXN 70,000 3e.5 Approve Remuneration of Acquisitions For For Management and Contracts Committee in the Amount of MXN 15,000 4a Authorize Claudio R. Gongora Morales For For Management to Ratify and Execute Approved Resolutions 4b Authorize Rafael Robles Miaja to For For Management Ratify and Execute Approved Resolutions 4c Authorize Ana Maria Poblanno Chanona For For Management to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- GRUPO CLARIN S.A. Ticker: GCLA Security ID: 40052A209 Meeting Date: MAR 20, 2014 Meeting Type: Special Record Date: FEB 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Resolution No. 193/AFSCA/2014 For For Management Issued by Federal Authority of Audiovisual Communication Services 3 Authorize Board to Implement Company's For For Management Adequacy Plan 4 Approve Actions Taken by Adequacy Work For For Management Group; Grant Powers to Act to Courts and Regulatory Entities 5 Designate Representatives to Vote in For For Management Subsidiaries' Shareholder Meetings to Approve Adequacy Plan -------------------------------------------------------------------------------- GRUPO CLARIN S.A. Ticker: GCLA Security ID: 40052A209 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports 3 Consider Discharge of Directors For For Management 4 Consider Remuneration of Directors; For For Management Authorize Advance Remuneration of Directors 5 Consider Discharge of Internal For For Management Statutory Auditors Committee 6 Consider Remuneration of Members of For For Management Internal Statutory Auditors Committee; Authorize Advance Remuneration of Internal Statutory Auditors Committee 7 Consider Allocation of Income and For For Management Distribution of Dividends 8 Elect Directors and Their Alternates For Against Management 9 Elect Members of Internal Statutory For For Management Auditors Committee and Their Alternates 10 Approve Budget of Audit Committee For For Management 11 Consider Remuneration of Auditors For For Management 12 Appoint Auditors For For Management -------------------------------------------------------------------------------- GRUPO CLARIN S.A. Ticker: GCLA Security ID: 40052A209 Meeting Date: JUN 30, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Alternatives Analyzed by For For Management Board on Units 1 and 2 of Plan to Conform; Consider Irrevocable Offers Received by Company; Consider Company's Partial Spin-Off Proposal Approved by Board on May 13, 2014 3 Approve Creation of New Company with For Against Management Assets to be Spun Off; Approve New Company's Bylaws; Elect Members of Board and Internal Statutory Auditors Committee; Elect Auditor; Approve Listing of Shares on Buenos Aires Stock Exchange and London Stock Exchange 4 Consider Irrevocable Offers Received For For Management by Company in Connection with Acquisition of Shares of Unit 3 of Plan to Conform 5 Consider Irrevocable Offers Received For Against Management by Company in Connection with Acquisition of Shares and or Assets of Unit 4 of Plan to Conform 6 Consider Irrevocable Offers Received For Against Management by Company in Connection with Acquisition of Assets of Unit 5 of Plan to Conform 7 Consider Irrevocable Offers Received For Against Management by Company in Connection with Acquisition of Assets of Unit 6 of Plan to Conform 8 Approve Task Force's Performance For For Management Created to Implement Plan to Conform 9 Designate Representatives to Vote in For For Management Subsidiaries' Shareholder Meetings to Implement Plan to Conform -------------------------------------------------------------------------------- GRUPO FINANCIERO GALICIA S.A. Ticker: GGAL Security ID: 399909100 Meeting Date: NOV 21, 2013 Meeting Type: Special Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Acquisition of Lagarcue SA For For Management and Theseus SA; Approve Preliminary Acquisition Agreement Subscribed on Sep. 10, 2013 3 Consider Acquisition and Consolidated For For Management Balance Sheets as of June 30, 2013 4 Consider Share Exchange Ratio and For For Management Capital Increase in the Amount of ARS 58.86 Million 5 Consider Issuance of Shares in For For Management Connection with Acquisition 6 Authorize Subscription of Final For For Management Acquisition Agreement with Lagarcue SA and Theseus SA -------------------------------------------------------------------------------- GRUPO FINANCIERO GALICIA S.A. Ticker: GGAL Security ID: 399909100 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2a To Vote For on Proposals from Banco de For For Management Galicia y Buenos Aires S.A.'s Board of Directors When Voting Items 1, 2, 3, 5, 6, 7, 10 and 11 of Agenda 2b To Vote For on Item 4 of the Agenda; For For Management to Approve Performance of Board of Directors and of Internal Statutory Auditors Committee 2c To Vote For on Item 8 to Fix 7 For For Management Directors and 5 Alternate Directors; To Vote i. Accept Resignation of Luis Maria Ribaya and Raul H. Seoane as Directors ii. Reelection of Pablo Gutierrez, Luis M. Ribaya and Raul H. Seoane as Directors 2d When Voting Item 9, to vote i. to For For Management Re-elect Enrique M. Garda Olaciregui, Norberto D. Corizzo and Luis A. Diaz as Internal Statutory Auditors and, ii. to Re-elect Miguel N. Armando, Fernando Noetinger, and Horacio Tedin as Alternate Statutory Auditors 3 Consider Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Discharge of Directors and For For Management Internal Statutory Auditors Committee 6 Approve Remuneration of Internal For For Management Statutory Auditors Committee 7 Approve Remuneration of Directors For For Management 8 Approve Advance Remuneration of For For Management Directors up to the Amount Determined by AGM 9 Elect Three Internal Statutory For For Management Auditors and Their Respective Alternates for a One-Year Term 10 Fix Number of and Elect Directors and For For Management Their Alternates 11 Approve Remuneration of Auditors For For Management 12 Elect Principal and Alternate Auditors For For Management 13 Delegate Board to Set Terms of Global For For Management Program and Debenture Issuance -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Ticker: SANMEXB Security ID: 40053C105 Meeting Date: DEC 13, 2013 Meeting Type: Special Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Resolutions Related to Dividend For For Management Payment Date of Feb. 25, 2014 as Approved at Aug. 20, 2013 Ordinary Shareholder Meeting 2 Approve Cash Dividends For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Spin-Off of Gestion Santander For Against Management SA de CV, Sociedad Operadora de Sociedades de Inversion; Approve Termination of Sole Responsibility Agreement 2 Approve Modifications of Sole For Against Management Responsibility Agreement 3 Reform Articles of Association For Against Management 4 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Ticker: SANMEXB Security ID: 40053C105 Meeting Date: APR 25, 2014 Meeting Type: Annual/Special Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Allocation of Income For For Management 3 Accept Chairman's and CEO's Report For For Management 4 Accept Board's Opinion on President's For For Management and CEO Report 5 Accept Board Report on Major For For Management Accounting and Disclosure Criteria and Policies 6 Accept Report on Adherence to Fiscal For For Management Obligations for Fiscal Year 2012 7 Accept Report on Board Operations and For For Management Activities 8 Accept Board Report on Audit and For For Management Corporate Governance Committees' Activities 9 Elect Chairman of Corporate Practice, For For Management Nominating and Remuneration Committee 10 Elect and Ratify Directors and Their For For Management Respective Alternate Representatives of Class F and B Shareholders; Fix Their Remuneration 11 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Elect or Ratify Directors Representing For Against Management Class B Shares 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V. Ticker: SANMEXB Security ID: 40053C105 Meeting Date: JUN 19, 2014 Meeting Type: Special Record Date: JUN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for ADR Holders None None Management 1 Amend Bylaws in Order to Comply with For Against Management Law Regulating of Financial Institutions Published on Jan. 10, 2014 2 Approve Modifications of Sole For Against Management Responsibility Agreement 3 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO FINANCIERO SANTANDER MEXICO SAB DE CV Ticker: SANMEXB Security ID: 40053C105 Meeting Date: AUG 20, 2013 Meeting Type: Special Record Date: AUG 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Resolutions 9 and 10 as Stated For For Management in Minutes of April 18, 2013 AGM 2 Elect and Ratify Directors and Their For For Management Respective Alternate Representatives of Class F Shareholders 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO SIMEC S.A.B. DE C.V. Ticker: SIMECB Security ID: 400491106 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Appoint Ballot Recorder for For For Management Shareholder Attendance and Acknowledge Proper Convening of Meeting 2 Present CEO's Report For For Management 3 Present Consolidated and Individual For For Management Financial Statements 4 Present Board of Directors' Report For For Management 5 Present Audit and Corporate Practices For For Management Committee's Report 6 Present External Auditor's Report on For For Management Company's Tax Obligations 7 Approve Allocation of Income For For Management 8 Elect Directors, Audit and Corporate For Against Management Practices Committee Chairman and Members, and Secretary; Approve Their Remuneration 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA S.A.B. Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: DEC 09, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends of MXN 0.35 per CPO For For Management 2 Approve Granting of Powers For For Management 3 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GRUPO TELEVISA S.A.B. Ticker: TLEVISACPO Security ID: 40049J206 Meeting Date: APR 29, 2014 Meeting Type: Annual/Special Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect or Ratify Directors Representing For For Management Series L Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Elect or Ratify Directors Representing For For Management Series D Shareholders 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 1 Approve Financial Statements and For For Management Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements; Approve Discharge of Directors, CEO and Board Committees 2 Present Report on Compliance with For For Management Fiscal Obligations 3 Approve Allocation of Income For For Management 4 Set Aggregate Nominal Amount for Share For For Management Repurchase and Receive Report on Board's Decision on Share Repurchase, Sale of Treasury Shares, and Share Plan 5 Elect or Ratify Members of Board, For For Management Secretary and Other Officers 6 Elect or Ratify Members of Executive For For Management Committee 7 Elect or Ratify Chairman of Audit For For Management Committee and Corporate Practices Committee 8 Approve Remuneration of Board Members, For For Management Executive, Audit and Corporate Practices Committees, and Secretary 9 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: 40065W107 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Framework Comprehensive For For Management Services Agreement and Related Transactions -------------------------------------------------------------------------------- GUANGSHEN RAILWAY CO., LTD. Ticker: 00525 Security ID: 40065W107 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Work Report of the Board of For For Management Directors 2 Accept Work Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Proposal For For Management 5 Approve Financial Budget Proposal for For For Management 2014 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP as PRC Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 7 Reappoint PricewaterhouseCoopers as For For Management International Auditors and Authorize Board and the Audit Committee to Fix Their Remuneration 8.1 Elect Li Wenxin as Director For For Management 8.2 Elect Shen Yi as Director For For Management 8.3 Elect Luo Qing as Director For Against Management 8.4 Elect Sun Jing as Director For For Management 8.5 Elect Yu Zhiming as Director For For Management 8.6 Elect Huang Xin as Director For For Management 9.1 Elect Chen Song as Director For For Management 9.2 Elect Jia Jianmin as Director For For Management 9.3 Elect Wang Yunting as Director For For Management 10.1 Elect Liu Mengshu as Shareholder For For Management Representative Supervisor 10.2 Elect Chen Shaohong as Shareholder For For Management Representative Supervisor 10.3 Elect Shen Jiancong as Shareholder For For Management Representative Supervisor 10.4 Elect Li Zhiming as Shareholder For For Management Representative Supervisor 11 Approve Remuneration and Allowances of For For Management Directors 12 Approve Allowance of Supervisors For For Management -------------------------------------------------------------------------------- GUARANTY TRUST BANK PLC Ticker: GUARANTY Security ID: 40124Q208 Meeting Date: APR 14, 2014 Meeting Type: Annual Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Elect Osaretin Afusat Demuren as For For Management Director 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Elect Members of Audit Committee For Against Management -------------------------------------------------------------------------------- HALS-DEVELOPMENT OJSC Ticker: HALS Security ID: 40637J204 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Fix Number of Directors at Seven For For Management 5.1 Elect Herbert Moos as Director None Against Management 5.2 Elect Alyona Deryabina as Director None Against Management 5.3 Elect Viktor Adamov as Director None Against Management 5.4 Elect Andrey Luginin as Director None Against Management 5.5 Elect Konstantin Lapin as Director None Against Management 5.6 Elect Andrey Puchkov as Director None Against Management 5.7 Elect Evgeny Plaksenkov as Director None For Management 6 Elect Members of Audit Commission For For Management 7 Ratify ZAO ENERGY CONSALTING/Audit as For For Management RAS Auditor 8 Ratify OOO Ernst & Young as IFRS For For Management Auditor 9 Approve Related-Party Transaction For Against Management 10 Approve Remuneration of Independent For For Management Director for Service in 2013-2014 -------------------------------------------------------------------------------- HALYK SAVINGS BANK OF KAZAKHSTAN OJSC Ticker: HSBK Security ID: 46627J302 Meeting Date: SEP 10, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Elect Director For For Management -------------------------------------------------------------------------------- HALYK SAVINGS BANK OF KAZAKHSTAN OJSC Ticker: HSBK Security ID: 46627J302 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Approve Consolidated Financial For For Management Statements for 2013 3 Approve Allocation of Income and For For Management Dividends of KZT 1.70 per Share 4 Approve Board of Directors Report For For Management 5 Fix Number of Directors For For Management 6 Fix Length of Directors' Term of Office For For Management 7.1 Elect Arman Dunayev as a Director None For Management 7.2 Elect Mazhit Yessenbayev as as Director None Against Management 7.3 Elect Christof Ruehl as a Director None For Management 7.4 Elect Alexander Pavlov as a Director None For Management 7.5 Elect Ulf Wokurka as a Director None For Management 7.6 Elect Frank Kuijlaars as a Director None For Management 7.7 Elect Umut Shayakhmetova as a Director None Against Management 8 Approve Acquisition of SB HSBC Bank For For Management Kazakhstan JSC 9 Amend Redemption Price Estimation For For Management Methodology 10 Approve Information on Remuneration of For For Management Directors and Members of Management Board 11 Approve Results of Shareholders For For Management Appeals on Actions of Company and Its Officials 12 Fix Size and Term of Office of Vote For For Management Counting Commission; Elect New Members of Vote Counting Commission -------------------------------------------------------------------------------- HANWHA SOLARONE CO., LTD. Ticker: HSOL Security ID: 41135V103 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Thomas J. Toy as For For Management Director 2 Approve to Re-Elect Ernst A. Butler as For For Management Director 3 Approve to Re-Elect Ki-Joon Hong as For Against Management Director and Board Chairman 4 Approve to Appoint Ernst & Young Hua For For Management Ming as Auditor -------------------------------------------------------------------------------- HARMONY GOLD MINING COMPANY LTD Ticker: HAR Security ID: 413216300 Meeting Date: DEC 05, 2013 Meeting Type: Annual Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Joaquim Chissano as Director For For Management 2 Re-elect Cathie Markus as Director For For Management 3 Re-elect Andre Wilkens as Director For For Management 4 Elect Karabo Nondumo as Director For For Management 5 Elect Vishnu Pillay as Director For For Management 6 Re-elect John Wetton as Member of the For For Management Audit and Risk Committee 7 Re-elect Fikile De Buck as Member of For For Management the Audit and Risk Committee 8 Re-elect Simo Lushaba as Member of the For For Management Audit and Risk Committee 9 Re-elect Modise Motloba as Member of For For Management the Audit and Risk Committee 10 Elect Karabo Nondumo as Member of the For For Management Audit and Risk Committee 11 Reappoint PricewaterhouseCoopers For For Management Incorporated as Auditors of the Company 12 Approve Remuneration Policy For Against Management 13 Approve Non-executive Directors' For For Management Remuneration 14 Approve Financial Assistance to For For Management Related or Inter-related Companies 15 Amend Memorandum of Incorporation For For Management -------------------------------------------------------------------------------- HIMAX TECHNOLOGIES INC. Ticker: HIMX Security ID: 43289P106 Meeting Date: SEP 04, 2013 Meeting Type: Annual Record Date: JUL 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Adopt Audited Financial For For Management Reports of the Company for the Fiscal Year Ended December 31, 2012 2 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- HMS HYDRAULIC MACHINES & SYSTEMS GROUP PLC Ticker: HMSG Security ID: 40425X209 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report For For Management 2 Accept Consolidated Financial For For Management Statements 3 Accept Financial Statements For For Management 4 Re-elect Vladimir Lukyanenko as For For Management Director 5 Re-elect German Tsoy as Director For For Management 6 Re-elect Philippe Delpal as Director For For Management 7 Approve Dividends For For Management 8 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration -------------------------------------------------------------------------------- HON HAI PRECISION INDUSTRY CO., LTD. Ticker: 2317 Security ID: 438090201 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for GDR Holders None None Management 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 3.3 Approve the Issuance of New Shares by For For Management Capitalization of Profit 3.4 Approve Issuance of Ordinary Shares to For For Management Participate in the Issuance of Global Depository Receipt 3.5 Approve Release of Restrictions of For For Management Competitive Activities of Directors 3.6 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 3.7 Approve Amendments to Articles of For For Management Association -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 00902 Security ID: 443304100 Meeting Date: FEB 11, 2014 Meeting Type: Special Record Date: JAN 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Connected Transaction with a For For Management Related Party -------------------------------------------------------------------------------- HUANENG POWER INTERNATIONAL, INC. Ticker: 00902 Security ID: 443304100 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Working Report of the Board of For For Management Directors 2 Accept Working Report of the For For Management Supervisory Committee 3 Accept Audited Financial Statements For For Management 4 Approve Profit Distribution Plan For For Management 5 Appoint Auditors for 2014 For For Management 6 Approve Connected Transaction with For Against Management China Huaneng Finance Corporation Limited 7 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- IFM INVESTMENTS LTD Ticker: CTC Security ID: 45172L209 Meeting Date: NOV 25, 2013 Meeting Type: Annual Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements and Reports of the Directors and Auditors for the Year Ended December 31, 2012 2a Approve Re-election of Donald Zhang as For Against Management Director 2b Approve Re-election of Bo Ren (Dick) For For Management Kwan as Director 2c Approve Re-election of Liang Pei as For For Management Director -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO S.A.B. DE C.V. Ticker: BACHOCOB Security ID: 456463108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Dividends For For Management -------------------------------------------------------------------------------- INDUSTRIAS BACHOCO S.A.B. DE C.V. Ticker: BACHOCOB Security ID: 456463108 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Statutory Reports, and Allocation of Income 2 Present Report on Adherence to Fiscal For For Management Obligations 3 Approve Report on Share Repurchase For For Management Policies and Set Maximum Amount for Share Repurchase Reserve 4 Elect or Ratify Directors and Board For Against Management Secretary 5 Elect or Ratify Chairman and Members For Against Management of Audit and Corporate Practices Committee 6 Approve Remuneration of Directors, For For Management Board Secretary, and Audit and Corporate Practices Committee Chairman and Members 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: AUG 03, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Appointment and Remuneration For For Management of N.R.N. Murthy as Executive Director -------------------------------------------------------------------------------- INFOSYS LTD. Ticker: 500209 Security ID: 456788108 Meeting Date: JUN 14, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Final Dividend of INR 43.00 For For Management Per Share and Confirm Interim Dividend of INR 20.00 Per Share 3 Reelect B.G. Srinivas as Director None None Management 4 Reelect S. Gopalakrishnan as Director For For Management 5 Approve BSR & Co. LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Elect U.B.P. Rao as Director and For For Management Approve Appointment and Remuneration of U.B.P. Rao as Executive Director 7 Elect K. Mazumdar-Shaw as Independent For For Management Non-Executive Director 8 Elect C.M. Browner as Independent For For Management Non-Executive Director 9 Elect R. Venkatesan as Independent For For Management Non-Executive Director 10 Approve Sale, Transfer, and/or For For Management Disposal of the Products, Platforms and Solutions Business to Edgeverve Systems Ltd., a Wholly-Owned Subsidiary of the Company, for a Consideration of USD 80 Million 11 Approve Vacancy on the Board Resulting For For Management from the Retirement of A.M. Fudge -------------------------------------------------------------------------------- INTEGRA GROUP Ticker: INTE Security ID: 45822B304 Meeting Date: MAY 21, 2014 Meeting Type: Special Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- IRSA INVERSIONES Y REPRESENTACIONES S.A. Ticker: IRSA Security ID: 450047204 Meeting Date: OCT 31, 2013 Meeting Type: Annual/Special Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Ratify Standard Accounting Adjustment For For Management 3 Approve Financial Statements and For For Management Statutory Reports for Fiscal Year Ended June 30, 2013 4 Approve Discharge of Directors For For Management 5 Approve Discharge of Internal For For Management Statutory Auditors Committee 6 Approve Treatment of Unassigned For For Management Results and Reverse Account for New Projects 7 Approve Allocation of Income of ARS For For Management 238.73 Million for Fiscal Year Ended June 30, 2013; Approve Dividends up to the Amount of ARS 250 Million 8 Approve Remuneration of Directors for For For Management Fiscal Year Ended June 30, 2012 in the Amount of ARS 19.83 Million, Exceeding the Limit of 5 Percent of Profits by ARS 7.50 Million; Approve Audit Committee's Budget 9 Approve Remuneration of Internal For For Management Statutory Auditors Committee for Fiscal Year Ended June 30, 2013 10 Fix Number of and Elect Directors and For Against Management Alternates 11 Elect Principal and Alternate Members For For Management of the Internal Statutory Auditors Committee 12 Approve Auditors for Next Fiscal Year For For Management and Authorize Board to Fix Their Remuneration 13 Approve Amendments to the Shared For Against Management Services Agreement Report 14 Approve Treatment of Provisions for For For Management Tax on Shareholders' Personal Assets 15 Treatment of Convertible Negotiable For Against Management Bonds Issued by Alto Palermo SA (APSA); Consider Repurchase and Set Terms 16 Approve Amendments to the Report on For Against Management Employee Incentive Plan as Approved by Previous General Meetings 17 Approve Public Offering of Shares in For Against Management Subsidiary 18 Authorize Extension of Global Program For For Management for Bond Issuance up to USD 300 Million 19 Renew Authority of Board to Set For For Management Issuance Terms for Short-Term Non-Convertible Debt Securities (VCP) up to USD 50 Million as Approved by General Meeting on Oct. 31, 2011 -------------------------------------------------------------------------------- IRSA INVERSIONES Y REPRESENTACIONES S.A. Ticker: IRSA Security ID: 450047204 Meeting Date: JUN 19, 2014 Meeting Type: Special Record Date: JUN 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Approve Partial Use of Funds Allocated For For Management Under Reserve Account for New Projects Up to a Maximum of ARS 56.63 million 3 Consider Cash Dividends Payment Up to For For Management a Maximum of ARS 56.63 Million -------------------------------------------------------------------------------- JA SOLAR HOLDINGS CO. LTD. Ticker: JASO Security ID: 466090206 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Approve to Re-elect Erying Jia as For Against Management Director and Authorize Board to Fix His Remuneration 3 Approve to Re-elect Yong Liu as For Against Management Director and Authorize Board to Fix His Remuneration 4 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- JINKOSOLAR HOLDING CO. LTD. Ticker: JKS Security ID: 47759T100 Meeting Date: NOV 18, 2013 Meeting Type: Annual Record Date: OCT 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Haitao Jin as Director For For Management 2 Reelect Zibin Li as Director For For Management 3 Ratify PricewaterhouseCoopers Zhong For For Management Tian LLP as Auditors 4 Authorize Board to Fix Remuneration of For For Management Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- KAZKOMMERTSBANK JSC Ticker: KKGB Security ID: 48666E608 Meeting Date: FEB 21, 2014 Meeting Type: Special Record Date: JAN 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Approve Date of Dividend Payment on For For Management Preferred Shares 3 Approve Remuneration of Directors For Against Management 4 Approve Acquisition of Stake in BTA For Against Management Bank -------------------------------------------------------------------------------- KAZKOMMERTSBANK JSC Ticker: KKGB Security ID: 48666E608 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 18, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Agenda For For Management 2 Approve Management Board Report on For For Management Company's Operations in Fiscal 2013 3 Approve Standalone and Consolidated For For Management Financial Statements 4 Approve Allocation of Income For For Management 5 Ratify TOO Deloitte as Auditor For For Management 6 Approve Information on Remuneration of For Against Management Directors and Members of Management Board 7 Approve Results of Shareholders For For Management Appeals on Actions of Company and Its Officials -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: Security ID: 48666V204 Meeting Date: JUL 09, 2013 Meeting Type: Special Record Date: JUN 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Recall Member of Board of Directors For For Management 2 Elect One New Director For For Management -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: RDGZ Security ID: 48666V204 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors via Cumulative Voting For Against Management 2 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: RDGZ Security ID: 48666V204 Meeting Date: FEB 25, 2014 Meeting Type: Special Record Date: JAN 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For For Management -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: RDGZ Security ID: 48666V204 Meeting Date: APR 14, 2014 Meeting Type: Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Appointment of members of Company's For Against Management Board of Directors 2 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- KAZMUNAIGAS EXPLORATION PRODUCTION JSC Ticker: RDGZ Security ID: 48666V204 Meeting Date: MAY 13, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends 3 Approve Annual Report For For Management 4 Receive Results of Shareholders For For Management Appeals on Actions of Company and Its Officials 5 Receive Report on Remuneration of For For Management Directors and Members of Management Board in 2013 6 Approve Report on Activities of Board For For Management of Directors and Management Board in Fiscal 2013 7 Ratify Auditor For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: JUL 12, 2013 Meeting Type: Special Record Date: JUN 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lim Young-Rok as CEO For For Management -------------------------------------------------------------------------------- KB FINANCIAL GROUP INC. Ticker: 105560 Security ID: 48241A105 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 500 per Share 2.a Elect Cho Jae-Ho as Outside Director For For Management 2.b Elect Kim Myung-Jig as Outside Director For For Management 2.c Elect Shin Sung-Hwan as Outside For For Management Director 2.d Reelect Lee Kyung-Jae as Outside For For Management Director 2.e Reelect Kim Young-Jin as Outside For For Management Director 2.f Reelect Hwang Gun-Ho as Outside For For Management Director 2.g Reelect Lee Jong-Chun as Outside For For Management Director 2.h Reelect Koh Seung-Eui as Outside For For Management Director 3.a Elect Shin Sung-Hwan as Member of For For Management Audit Committee 3.b Reelect Lee Kyung-Jae as Member of For For Management Audit Committee 3.c Reelect Kim Young-Jin as Member of For For Management Audit Committee 3.d Reelect Lee Jong-Chun as Member of For For Management Audit Committee 3.e Reelect Koh Seung-Eui as Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KCELL JSC Ticker: KCEL Security ID: 48668G205 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman and Secretary of For For Management Meeting; Approve Meeting Procedures 2 Approve Meeting Agenda For For Management 3 Fix Size and Term of Office of Vote For For Management Counting Commission; Elect New Members of Vote Counting Commission 4 Ratify Auditor For Against Management 5 Approve Annual Financial Statements For For Management 6 Approve Allocation of Income and For For Management Dividends 7 Elect Directors; Fix Their Term of None Against Management Office and Remuneration 8 Approve Results of Shareholders For For Management Appeals on Actions of Company and Its Officials 9 Approve Information on Remuneration of For Against Management Directors and Members of Management Board in 2013 -------------------------------------------------------------------------------- KINGTONE WIRELESSINFO SOLUTION HOLDING LTD Ticker: KONE Security ID: 496880204 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.a Elect Tao Li as Director For For Management 1.b Elect Li Wu as Director For For Management 1.c Elect Lili Dong as Director For For Management 1.d Elect Xianyun Zhang as Director For For Management 1.e Elect Junwei Wang as Director For For Management -------------------------------------------------------------------------------- KONGZHONG CORPORATION Ticker: KONG Security ID: 50047P104 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Leilei Wang as For For Management Director for an Additional Three-year Term 2 Approve to Re-Elect Xiaoxin Chen as For For Management Independent Director for an Additional Three-year Term 3 Approve to Elect Xiaolong Li as For For Management Independent Director for One-year Term 4 Approve the KongZhong Corporation 2013 For Against Management Equity Incentive Plan 5 Approve to Re-appoint Deloitte Touche For For Management Tohmatsu as Auditor -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: OCT 29, 2013 Meeting Type: Special Record Date: SEP 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Incorporation For For Management 2 Dismiss Inside Director Lee Jong-Chan For For Management 3a Elect Park Jeong-Geun as Inside None For Management Director 3b Elect Lee Hee-Yong as Inside Director None Against Management 3c Elect Heo Kyung-Goo as Inside Director None Against Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: MAR 14, 2014 Meeting Type: Special Record Date: FEB 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Koo Bon-Woo as Inside Director For For Management 2.1 Elect Cho Jeon-Hyuk as Member of Audit For For Management Committee 2.2 Elect Choi Kyo-Il as Member of Audit For For Management Committee -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: JAN 27, 2014 Meeting Type: Special Record Date: DEC 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Hwang, Chang-Gyu as President For For Management 2 Approve Employment Contract with For For Management President -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 800 per Share 2.1 Elect Han Hoon as Inside Director For For Management 2.2 Elect Lim Heon-Moon as Inside Director For For Management 2.3 Elect Kim Jong-Gu as Outside Director For For Management 2.4 Elect Park Dae-Geun as Outside Director For For Management 2.5 Elect Lim Joo-Hwan as Outside Director For For Management 2.6 Elect Yoo Pil-Hwa as Outside Director For For Management 2.7 Elect Jang Suk-Kwon as Outside Director For For Management 3.1 Elect Sung Keuk-Je as Member of Audit For For Management Committee 3.2 Elect Kim Jong-Gu as Member of Audit For For Management Committee 3.3 Elect Yoo Pil-Hwa as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KU6 MEDIA CO. LTD. Ticker: KUTV Security ID: 48274B103 Meeting Date: NOV 08, 2013 Meeting Type: Annual Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bruno Wu as Director For For Management 2 Elect Tianqiao Chen as Director For Against Management 3 Elect Danian Chen as Director For Against Management 4 Elect Robert Chiu as Director For Against Management 5 Elect Haifa Zhu as Director For Against Management 6 Elect Tuoc Luong as Director For Against Management 7 Elect Tongyu Zhou as Director For For Management 8 Elect Wenwen Niu as Director For For Management 9 Elect Fang Du as Director For Against Management 10 Approve PricewaterhouseCoopers Zhong For For Management Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- LATAM AIRLINES GROUP S.A. Ticker: LAN Security ID: 51817R106 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Elect Directors For Against Management 3 Approve Remuneration of Directors For For Management 4 Approve Remuneration and Budget of For For Management Directors' Committee 5 Appoint Auditors, Designate For For Management Risk-Assessment Companies; Present Special Auditors' Report Regarding Related-Party 6 Approve Report on Processing, For For Management Printing, and Mailing Information To Shareholders Required by Chilean Law 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- LDK SOLAR CO., LTD. Ticker: LDK Security ID: 50183L107 Meeting Date: JUL 10, 2013 Meeting Type: Annual Record Date: JUN 10, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve to Re-elect Mr. Xiaofeng Peng For Against Management as Director 3 Approve to Re-elect Mr. Zhibin Liu as For Against Management Director 4 Approve to Re-elect Mr. Xuezhi Liu as For Against Management Director 5 Approve to Re-elect Mr. Junwu Liang as For For Management Director 6 Approve 2013 Stock Incentive Plan of For Against Management the Company 7 Approve Issuance of Warrants to CAI For Against Management Global Master Fund, LP for an Aggregate of 4,153,588 Ordinary Shares Exercisable at $1.25 Per Share 8 Approve to Appoint KPMG as Auditor For For Management -------------------------------------------------------------------------------- LE GAGA HOLDINGS LIMITED Ticker: GAGA Security ID: 521168104 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Na Lai Chiu as Director For For Management 2 Reelect Gordon Xiaogang Wang as For For Management Director 3 Ratify KPMG as Auditors For For Management 4 Authorize Shing Yung Ma to Ratify and For For Management Execute Approved Resolutions as He Sees Fit -------------------------------------------------------------------------------- LG DISPLAY CO. Ticker: 034220 Security ID: 50186V102 Meeting Date: MAR 07, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.a Re-elect Kang Yoo-Sik as For For Management Non-Independent Non-Executive Director 2.b Elect Kim Sang-Don as Inside Director For For Management 2.c Re-elect Jang Jin as Outside Director For For Management 3.a Re-elect Jang Jin as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- LIGHTINTHEBOX HOLDING CO., LTD. Ticker: LITB Security ID: 53225G102 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend 2008 Share Incentive Plan For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LINKTONE LTD. Ticker: LTON Security ID: 535925101 Meeting Date: NOV 20, 2013 Meeting Type: Annual Record Date: OCT 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Hary Tanoesoedibjo as Director For Against Management 1b Elect Peck Joo Tan as Director For Against Management -------------------------------------------------------------------------------- LOTTE SHOPPING CO. Ticker: 023530 Security ID: 54569T106 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 1,500 per Share 2 Amend Articles of Incorporation For For Management 3.1 Reelect Three Inside Directors and One For For Management Non-independent Non-executive director (Bundled) 3.2 Elect Four Outside Directors (Bundled) For For Management 3.3 Elect Three Members of Audit Committee For For Management 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 5 Amend Terms of Severance Payments to For Against Management Executives -------------------------------------------------------------------------------- LOTTE SHOPPING CO. Ticker: 023530 Security ID: 54569T106 Meeting Date: JUN 10, 2014 Meeting Type: Special Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Lee Won-Joon as Inside Director For For Management -------------------------------------------------------------------------------- LSR GROUP Ticker: LSRG Security ID: 50218G206 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 40 per Share 4 Fix Number of Directors at Nine For For Management 5.1 Elect Ilgiz Valitov as Director None Against Management 5.2 Elect Aleksandr Vakhmistrov as Director None Against Management 5.3 Elect Dmitry Goncharov as Director None Against Management 5.4 Elect Yury Kudimov as Director None Against Management 5.5 Elect Andrey Molchanov as Director None Against Management 5.6 Elect Yury Osipov as Director None For Management 5.7 Elect Sergey Skatershchikov as Director None Against Management 5.8 Elect Elena Tumanova as Director None Against Management 5.9 Elect Olga Sheikina as Director None Against Management 6.1 Elect Natalya Klevtsova as Member of For For Management Audit Commission 6.2 Elect Yury Terentyev as Member of For For Management Audit Commission 6.3 Elect Ludmila Fradina as Member of For For Management Audit Commission 7.1 Ratify ZAO Audit-Service as RAS Auditor For For Management 7.2 Ratify ZAO KPMG as IFRS Auditor For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve New Edition of Regulations on For For Management General Meetings 11 Approve Future Related-Party For Against Management Transactions -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 50 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Charter For For Management 3 Amend Regulations on Board of Directors For For Management -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 110 Per Share for 2013 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None For Management 2.3 Elect Valery Grayfer as Director None Against Management 2.4 Elect Igor Ivanov as Director None For Management 2.5 Elect Sergey Kochkurov as Director None Against Management 2.6 Elect Ravil Maganov as Director None Against Management 2.7 Elect Richard Matzke as Director None Against Management 2.8 Elect Sergey Mikhaylov as Director None Against Management 2.9 Elect Mark Mobius as Director None For Management 2.10 Elect Guglielmo Antonio Claudio None For Management Moscato as Director 2.11 Elect Ivan Pictet as Director None For Management 2.12 Elect Leonid Fedun as Director None Against Management 3.1 Elect Mikhail Maksimov as Member of For For Management Audit Commission 3.2 Elect Pavel Suloev as Member of Audit For For Management Commission 3.3 Elect Aleksandr Surkov as Member of For For Management Audit Commission 4.1 Approve Remuneration of Directors for For For Management Their Service until 2014 AGM 4.2 Approve Remuneration of Newly Elected For For Management Directors 5.1 Approve Remuneration of Members of For For Management Audit Commission for Their Service until 2014 AGM 5.2 Approve Remuneration of Newly Elected For For Management Members of Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9.1 Approve Related-Party Transaction with For For Management OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations 9.2 Approve Related-Party Transaction Re: For For Management Supplement to Loan Agreement with OAO RITEK -------------------------------------------------------------------------------- MAGNIT OAO Ticker: MGNT Security ID: 55953Q202 Meeting Date: SEP 26, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 46.06 For For Management for First Six Months of Fiscal 2013 2 Approve Related-Party Transaction Re: For For Management Loan Agreement with ZAO Tander -------------------------------------------------------------------------------- MAGNIT OAO Ticker: MGNT Security ID: 55953Q202 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 89.15 per Share 3.1 Elect Andrey Aroutuniyan as Director None Against Management 3.2 Elect Sergey Galitskiy as Director None Against Management 3.3 Elect Alexander Zayonts as Director None For Management 3.4 Elect Alexey Makhnev as Director None Against Management 3.5 Elect Khachatur Pombukhchan as Director None Against Management 3.6 Elect Alexey Pshenichnyy as Director None Against Management 3.7 Elect Aslan Shkhachemukov as Director None Against Management 4.1 Elect Roman Efimenko as Member of For For Management Audit Commission 4.2 Elect Angela Udovichenko as Member of For For Management Audit Commission 4.3 Elect Denis Fedotov as Member of Audit For For Management Commission 5 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with Russian Accounting Standards (RAS) 6 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with IFRS 7 Elect Members of Counting Commission For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management General Meetings 10.1 Approve Large-Scale Related-Party For For Management Transaction Re: Loan Agreement with ZAO Tander 10.2 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander 10.3 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander 10.4 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander 11.1 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander 11.2 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander 11.3 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander 11.4 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander 11.5 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS Ticker: MAGN Security ID: 559189204 Meeting Date: FEB 26, 2014 Meeting Type: Special Record Date: JAN 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Powers of Boris For For Management Dubrovsky as General Director; Elect Pavel Shilyaev as General Director (CEO) -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS Ticker: MAGN Security ID: 559189204 Meeting Date: MAR 31, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For Against Management -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS Ticker: MAGN Security ID: 559189204 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report For For Management 1.2 Approve Financial Statements For For Management 1.3 Approve Allocation of Income For For Management 1.4 Approve Omission of Dividends For For Management 2.1 Elect Victor Rashnikov as Director None Against Management 2.2 Elect Ruben Aganbegyan as Director None For Management 2.3 Elect Vitaly Bakhmetyev as Director None Against Management 2.4 Elect Kirill Lyovin as Director None For Management 2.5 Elect Nikolai Lyadov as Director None Against Management 2.6 Elect Valery Martzinovich as Director None For Management 2.7 Elect Olga Rashnikova as Director None Against Management 2.8 Elect Zumrud Rustamova as Director None For Management 2.9 Elect Peter Charow as Director None For Management 2.10 Elect Pavel Shilyaev as Director None Against Management 3.1 Elect Alexander Maslennikov as Member For For Management of Audit Commission 3.2 Elect Oksana Dyuldina as Member of For For Management Audit Commission 3.3 Elect Galina Akimova as Member of For For Management Audit Commission 3.4 Elect Andrei Fokin as Member of Audit For For Management Commission 4 Ratify KPMG CJSC as Auditor For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Audit For Against Management Commission Members -------------------------------------------------------------------------------- MD MEDICAL GROUP INVESTMENTS PLC Ticker: MDMG Security ID: 55279C200 Meeting Date: MAY 23, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Re-elect Apollon Athanasiades as For For Management Director and Approve His Remuneration 4 Re-elect Elia Nicolaou as Director and For For Management Approve Her Remuneration 5 Re-elect Angelos Paphitis as Director For For Management and Approve His Remuneration 6 Re-elect Andreas Petrides as Director For For Management and Approve His Remuneration 7 Re-elect Marios Tofaros as Director For For Management and Approve His Remuneration 8 Approve Dividends For For Management 9 Approve Share Buyback For For Management -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: OCT 15, 2013 Meeting Type: Special Record Date: AUG 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For For Management -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: MAR 05, 2014 Meeting Type: Special Record Date: JAN 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Collateral Agreement with Sberbank of Russia -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Arthur Johnson as Director None Against Management 4.2 Elect Vladimir Gusev as Director None For Management 4.3 Elect Igor Zyuzun as Director None Against Management 4.4 Elect Igor Kozhukhovsky as Director None For Management 4.5 Elect Yuri Malyshev as Director None For Management 4.6 Elect Oleg Korzhov as Director None Against Management 4.7 Elect Alexey Ivanushkin as Director None Against Management 4.8 Elect Vladimir Korovkin as Director None Against Management 4.9 Elect Viktor Trigubko as Director None Against Management 5.1 Elect Denis Shamne as Members of Audit For For Management Commission 5.2 Elect Natalia Zykova as Members of For For Management Audit Commission 5.3 Elect Andrei Stepanov as Members of For For Management Audit Commission 6 Ratify Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MECOX LANE LIMITED Ticker: MCOX Security ID: 58403M201 Meeting Date: JUN 05, 2014 Meeting Type: Annual Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Bin Chen as Director For Against Management 2 Elect Ye Wang as Director For Against Management 3 Elect Yifan Li as Director For Against Management 4 Elect Fan Zhang as Director For For Management 5 Elect Yanshi Jin as Director For Against Management 6 Elect Xiongsheng Yang as Director For Against Management 7 Elect Xiaohua Li as Director For Against Management 8 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 12, 2013 Meeting Type: Special Record Date: AUG 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2 Approve Related-Party Transaction Re: For For Management Acquisition of 100 percent of Share Capital of Maxiten Co Limited 3 Approve Regulations on General Meetings For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Per-Arne Blomquist as Director None Against Management 2.2 Elect Kenneth Karlberg as Director None Against Management 2.3 Elect Johan Dennelind as Director None Against Management 2.4 Elect Christian Luiga as Director None Against Management 2.5 Elect Jan Rudberg as Director None For Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Erixon as Director None Against Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Vladimir Streshinsky as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: OCT 30, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Liability Insurance for Company, Directors, General Directors and Other Officials 2 Fix Size of Management Board; Elect For For Management Members of Management Board -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: FEB 07, 2014 Meeting Type: Special Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Purchase of Property from OOO Skartel -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: MAR 17, 2014 Meeting Type: Special Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Gustav Bengtsson as Director None Against Management 2.2 Elect Berndt Karlberg as Director None Against Management 2.3 Elect Sergey Kulikov as Director None Against Management 2.4 Elect Nikolay Krylov as Director None Against Management 2.5 Elect Carl Luiga as Director None Against Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Rudberg as Director None For Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Ingrid Stenmark as Director None Against Management 2.10 Elect Vladimir Streshinsky as Director None Against Management 2.11 Elect Bjorn Hannervall as Director None Against Management 2.12 Elect Erik Hallberg as Director None Against Management 2.13 Elect Jan Erixon as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 05, 2014 Meeting Type: Special Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 64.51 per Share 4.1 Elect Gustav Bengtsson as Director None Against Management 4.2 Elect Berndt Karlberg as Director None Against Management 4.3 Elect Sergey Kulikov as Director None Against Management 4.4 Elect Nikolay Krylov as Director None Against Management 4.5 Elect Carl Luiga as Director None Against Management 4.6 Elect Paul Myners as Director None For Management 4.7 Elect Jan Rudberg as Director None For Management 4.8 Elect Sergey Soldatenkov as Director None Against Management 4.9 Elect Ingrid Stenmark as Director None Against Management 4.10 Elect Vladimir Streshinsky as Director None Against Management 4.11 Elect Bjorn Hannervall as Director None Against Management 4.12 Elect Erik Hallberg as Director None Against Management 4.13 Elect Jan Erixon as Director None Against Management 5 Fix Size of Management Board at 17; For For Management Elect Members of Management Board 6 Ratify Ernst & Young as Auditor For For Management 7.1 Elect Yuriy Zheymo as Member of Audit For For Management Commission 7.2 Elect Pavel Kaplun as Member of Audit For For Management Commission 7.3 Elect Sami Haavisto as Member of Audit For For Management Commission 8 Approve Remuneration and Reimbursement For For Management of Expenses of Directors -------------------------------------------------------------------------------- MHP SA Ticker: MHPC Security ID: 55302T204 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive and Approve Board's and For Did Not Vote Management Auditor's Reports 2 Accept Consolidated and Standalone For Did Not Vote Management Financial Statements and Statutory Reports 3 Approve Allocation of Income For Did Not Vote Management 4 Approve Allocation of Part of Share For Did Not Vote Management Premium to Non-Distributable Reserve for Own Shares 5 Approve Discharge of Auditors For Did Not Vote Management 6 Approve Discharge of Directors For Did Not Vote Management 7 Approve Remuneration of Directors For Did Not Vote Management 8 Renew Appointment of Auditor For Did Not Vote Management 9 Approve Interim Dividends For Did Not Vote Management -------------------------------------------------------------------------------- MINDRAY MEDICAL INTERNATIONAL LIMITED Ticker: MR Security ID: 602675100 Meeting Date: DEC 17, 2013 Meeting Type: Annual Record Date: NOV 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Ms. Joyce I-Yin For Against Management Hsu as Director 2 Approve Re-election of Mr. Wu Qiyao as For For Management Director 3 Approve to Ratify the Appointment of For For Management PricewaterhouseCoopers as the Company's Auditor for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 220. For For Management 70 per Share for First Nine Months of Fiscal 2013 2.1 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Processing of Industrial Products 2.2 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Security Services 2.3 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transportation and Construction Services, Remodeling and Technologic Assignments 2.4 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Construction Services 2.5 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.6 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Mechanized Services 2.7 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Servicing of Fixed Assets and Metrological Services 2.8 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Drafting Project and Estimate Documentation 2.9 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Weighing Mine Cars 2.10 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Repair Works at the Facilities of the Polar Division of MMC Norilsk Nickel 2.11 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.12 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Energy Resources 2.13 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Cargo Handling and Goods Storage Services 2.14 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Water Treatment and Transportation Services 2.15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Construction and Installation Works 2.16 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Mechanized Services 2.17 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources 2.18 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Equipment 2.19 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.20 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Tinting of Diesel Fuel 2.21 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Laboratory Analyses of Waste Oil Products 2.22 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Services Related to Operation of Fixed Assets 2.23 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Shaft Sinking Services 2.24 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Repair Works 2.25 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials and Equipment to MMC Norilsk Nickel 2.26 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.27 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Buildings, Constructions and Equipment to MMC Norilsk Nickel 2.28 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Commissioning Works at Facilities 2.29 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Construction and Installation Works 2.30 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Prepare Land Plots Cadaster Catalogues 2.31 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Services Related to Drafting Project, Estimate and Technical Documentation 2.32 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Design Works at the Facility Komsomolsky Mine Management Office 2.33 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Scientific and Technical Services 2.34 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Accreditation, Certification and Control Services 2.35 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Subscription Information and Library Services 2.36 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Design, Exploration, Technology, Scientific Research and Feasibility Studies 2.37 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Services Related to Operation of Fixed Assets 2.38 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.39 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Supply of Energy Resources 2.40 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Cargo Handling and Goods Storage Services 2.41 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Supply of Fuel Resources 2.42 Approve Related-Party Transaction with For For Management OJSC Taimyrgaz Re: Supply of Fuel Resources 2.43 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Transportation Services 2.44 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Cargo Transportation, Mechanized Construction and Remodeling Works, Logistic Cargo Handling 2.45 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Adjusting and Repair of Measurement Instruments 2.46 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Works Related to Repair of Mechanical and Power equipment 2.47 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Materials and Equipment to MMC Norilsk Nickel 2.48 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Equipment Installation Services 2.49 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources; Refueling, Transportation and Dispensing of Fuels and Lubricants 2.50 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.51 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.52 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.53 Approve Related-Party Transaction Re: For For Management Providing Goods Transportation and Mechanized Services to Norilsknickelremont LLC 2.54 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to Norilsknickelremont LLC 2.55 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to CJSC Taimyr Fuel Company 2.56 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to Polar Construction Company 2.57 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to OJSC NTEK 2.58 Approve Related-Party Transaction Re: For For Management Lease of Property to OJSC NTEK 2.59 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Coal and Other Goods to OJSC Yenisey River Shipping Company 2.60 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilskpromtransport LLC 2.61 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilskpromtransport LLC 2.62 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilskpromtransport LLC 2.63 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilsknickelremont LLC 2.64 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilsknickelremont LLC 2.65 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilsknickelremont LLC 2.66 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to CJSC Taimyr Fuel Company 2.67 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to CJSC Taimyr Fuel Company 2.68 Approve Related-Party Transaction Re: For For Management Lease of Property to CJSC Taimyr Fuel Company 2.69 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Polar Construction Company 2.70 Approve Related-Party Transaction Re: For For Management Providing Loading and Unloading of Materials, Fire Safety Services, and Transportation Services to Polar Construction Company 2.71 Approve Related-Party Transaction Re: For For Management Lease of Property to Polar Construction Company 2.72 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment, Unfinished Construction Objects and Goods to Gipronickel Institute LLC 2.73 Approve Related-Party Transaction Re: For For Management Provide Services on Fire Safety Supervision to Gipronickel Institute LLC 2.74 Approve Related-Party Transaction Re: For For Management Lease of Property to Gipronickel Institute LLC 2.75 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment and Unfinished Construction Objects OJSC NTEK 2.76 Approve Related-Party Transaction Re: For For Management Transportation and Weightbridge Services; Fire Safety Supervision and Road Maintenance Services to OJSC NTEK 2.77 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to OJSC Norilskgazprom 2.78 Approve Related-Party Transaction Re: For For Management Providing Technical Railway Transportation Services to OJSC Norilskgazprom 2.79 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods and Other Products to OJSC Taimyrgaz -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5.1 Elect Sergey Barbashev as Director None Against Management 5.2 Elect Alexey Bashkirov as Director None Against Management 5.3 Elect Sergey Bratukhin as Director None Against Management 5.4 Elect Andrey Bugrov as Director None Against Management 5.5 Elect Marianna Zakharova as Director None Against Management 5.6 Elect Egor Ivanov as Director None Against Management 5.7 Elect Stalbek Mishakov as Director None Against Management 5.8 Elect Ardavan Moshiri as Director None Against Management 5.9 Elect Garreth Penny as Director None For Management 5.10 Elect Gerhard Prinsloo as Director None For Management 5.11 Elect Sergei Skvorcov as Director None Against Management 5.12 Elect Maxim Sokov as Director None Against Management 5.13 Elect Vladislav Solovyev as Director None Against Management 5.14 Elect Robert Edwards as Director None For Management 6.1 Elect Ekaterina Voziyanova as Member For For Management of Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgiy Svanidze as Member of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Yanevich as Member of For For Management Audit Commission 7 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with Russian Accounting Standards (RAS) 8 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 13 Amend Charter For Against Management 14 Amend Regulations on General Meetings For For Management 15a1 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a2 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers 15a3 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a4 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Provision of Petroleum Products 15a5 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms 15a6 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services 15a7 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a8 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a9 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a10 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods 15a11 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Land Plot Lease Agreement 15a12 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a13 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a14 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a16 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a17 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a18 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a19 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Sale of Goods 15a20 Approve Related-Party Transaction with For For Management OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials 15a21 Approve Related-Party Transaction with For For Management OJSC Yenisey River Shipping Company Re: Transfer of Coal 15a22 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Placement of Industrial Wastes 15a23 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Agency Services for Organization of Training Employees 15a24 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees 15a25 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection 15a26 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Work on Projects 15a27 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Geodetic Survey Works 15a28 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control 15a29 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay 15a30 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Services 15a31 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units 15a32 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for Production Units 15a33 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators 15a34 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown 15a35 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Unforeseen Design and Survey Works 15a36 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations 15a37 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Cadastral Works 15a38 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a39 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a40 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development 15a41 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works 15a42 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Preassembly Equipment Audit Works 15a43 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Preassembly Equipment Audit Works 15a44 Approve Related-Party Transaction For For Management Norilsknickelremont LLC Re: Transfer of Goods 15a45 Approve Related-Party Transaction with For For Management Polar Contraction Company LLC Re: Lease of Movable Property 15a46 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Movable Property 15b1 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds 15b2 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts 15b3 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems 15b4 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging 15b5 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees 15b6 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries 15b7 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening of Letters of Credit 15b8 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Contracts on Placing Deposits 15b9 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Guarantee Agreements 15b10 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts 15b11 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Promissory Notes 15b12 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency 15b13 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments 15b14 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals 15b15 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs 15b16 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Securities 15c Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries -------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends for First For For Management Six Months of Fiscal 2013 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures, Elect For For Management Meeting Chairman 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 18.60 per Share 3.1 Elect Anton Abugov as Director None Against Management 3.2 Elect Aleksandr Gorbunov as Director None Against Management 3.3 Elect Sergey Drozdov as Director None Against Management 3.4 Elect Andrey Dubovskov as Director None Against Management 3.5 Elect Ron Sommer as Director None Against Management 3.6 Elect Michel Combes as Director None For Management 3.7 Elect Stanley Miller as Director None For Management 3.8 Elect Vsevolod Rozanov as Director None Against Management 3.9 Elect Thomas Holtrop as Director None For Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Natalia Demeshkina as Member of For Against Management Audit Commission 4.3 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.4 Elect Andrey Tverdokhleb as Member of For Against Management Audit Commission 5 Ratify Deloitte and Touche CIS as For For Management Auditor 6 Approve Reorganization of Company via For For Management Merger with Subsidiaries ZAO Elf, ZAO EFKOM, ZAO Pilot, ZAO Firma TVK i K, ZAO ZhelGorTeleCom, ZAO Intercom, ZAO TRK TVT, ZAO Kaskad-TV, ZAO Kuznetsktelemost, ZAO Systema Telecom, ZAO TZ 7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 6 -------------------------------------------------------------------------------- NETEASE INC. Ticker: NTES Security ID: 64110W102 Meeting Date: SEP 05, 2013 Meeting Type: Annual Record Date: JUL 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve to Re-elect William Lei Ding For For Management as Director 1b Approve to Re-elect Alice Cheng as For For Management Director 1c Approve to Re-elect Denny Lee as For For Management Director 1d Approve to Re-elect Joseph Tong as For For Management Director 1e Approve to Re-elect Lun Feng as For For Management Director 1f Approve to Re-elect Michael Leung as For For Management Director 1g Approve to Re-elect Michael Tong as For For Management Director 2 Approve to Appoint For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- NINETOWNS INTERNET TECHNOLOGY GROUP COMPANY LIMITED Ticker: NINE Security ID: 654407105 Meeting Date: DEC 06, 2013 Meeting Type: Annual Record Date: NOV 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Appoint GHP Horwath, P.C. For For Management as the Company's Auditor and to Fix the Remuneration of the Auditor 2 Approve to Adopt the Audited Statement For For Management of Accounts and Report of the Auditors for the Fiscal Year Ended December 31, 2012 3 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- NINETOWNS INTERNET TECHNOLOGY GROUP COMPANY LIMITED Ticker: NINE Security ID: 654407105 Meeting Date: MAY 29, 2014 Meeting Type: Special Record Date: APR 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Plan and Agreement For Against Management 2 Approve Authorization of the Board and For Against Management Officers of the Company to Handle All Matters Related to the Merger Agreement 3 Approve Authorization of Chairman of For Against Management the Meeting to Adjourn or Postpone the Meeting to Allow the Company to Solicit Additional Proxies to Pass the Special Resolutions -------------------------------------------------------------------------------- NOAH EDUCATION HOLDINGS LTD. Ticker: NED Security ID: 65487R303 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Appointment of Deloitte For For Management Touche Tohmatsu as the Auditor of the Company for the Fiscal Year Ending June 30, 2014 2 Approve Financial Statements and For For Management Statutory Reports for the Fiscal Year Ended June 30, 2013 -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: SEP 09, 2013 Meeting Type: Special Record Date: AUG 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For Against Management -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: OCT 28, 2013 Meeting Type: Special Record Date: AUG 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2 Fix Number of Directors For For Management 3.1 Elect Ruben Aganbegyan as Director None Against Management 3.2 Elect Vadim Belyaev as Director None Against Management 3.3 Elect Dmitry Vasilyev as Director None Against Management 3.4 Elect Alexander Zelenov as Director None Against Management 3.5 Elect Aleksey Karakhan as Director None Against Management 3.6 Elect Dmitry Mizgulin as Director None Against Management 3.7 Elect Dmitry Romaev as Director None Against Management 3.8 Elect Denis Stepanov as Director None Against Management -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: FEB 03, 2014 Meeting Type: Special Record Date: DEC 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Edition of Charter For Against Management 2 Approve Company's Membership in an For For Management Association of Factoring Companies -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: APR 08, 2014 Meeting Type: Special Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Edition of Charter For Against Management -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Ratify Deloitte & Touche as Auditor For For Management 5.1 Fix Number of Directors at Eight For For Management 5.2a Elect Ruben Aganbegyan as Director None Against Management 5.2b Elect Vadim Belyaev as Director None Against Management 5.2c Elect Dmitry Vasilyev as Director None Against Management 5.2d Elect Alexander Zelenov as Director None Against Management 5.2e Elect Aleksey Karakhan as Director None Against Management 5.2f Elect Dmitry Mizgulin as Director None Against Management 5.2g Elect Dmitry Romaev as Director None Against Management 5.2h Elect Denis Stepanov as Director None For Management 6 Elect Nataliya Andreeva and Svetlana For For Management Tselminysh as Members of Audit Commission 7 Approve Remuneration of Directors For Against Management 8.1 Approve Related-Party Transactions For Against Management 8.2 Approve Related-Party Transactions For Against Management 8.3 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- NORD GOLD NV Ticker: NORD Security ID: 65557T205 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: JUN 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Discussion of the Annual Report None None Management 2b Discuss Remuneration Report None None Management 3 Adopt Financial Statements For For Management 4a Approve Discharge of Executive For For Management Directors 4b Approve Discharge of Non-Executive For For Management Directors 5 Approve Allocation of Income For For Management 6a Reelect Nikolay Zelenskiy as CEO For For Management 6b Reelect Evgeny Tulubensky as Executive For For Management Director 6c Reelect David Morgan as Non-Executive For For Management Director and Board Chairman 6d Reelect Peter Lester as Non-Executive For For Management Director 6e Elect Michael Nossal as Non-Executive For For Management Director 6f Elect Alexey Mordashov as For For Management Non-Executive Director 6g Elect Roman Yelkin as Non-Executive For For Management Director 6h Elect Peter Bacchus as Non-Executive For For Management Director 6i Fix Number of Directors For For Management 7 Ratify Deloitte as Auditors For For Management 8 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 9a Grant Board Authority to Issue Shares For For Management 9b Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9a 10 Other Business (Non-Voting) None None Management 11 Close Meeting None None Management -------------------------------------------------------------------------------- NOSTRUM OIL & GAS L.P. Ticker: Security ID: 66978B203 Meeting Date: JUN 17, 2014 Meeting Type: Special Record Date: MAY 19, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Reorganization For For Management 1 Adopt Amended Limited Partnership For For Management Agreement 2 Approve Dissolution of Partnership and For For Management Appoint the General Partner as Dissolution Agent -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.40 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, Allocation of Income and Terms of Dividends Payment 2.1 Elect Andrei Akimov as Director None Against Management 2.2 Elect Burckhard Bergmann as Director None Against Management 2.3 Elect Yves Louis Darricarrere as None Against Management Director 2.4 Elect Vladimir Dmitriyev as Director None For Management 2.5 Elect Leonid Mikhelson as Director None Against Management 2.6 Elect Alexander Natalenko as Director None For Management 2.7 Elect Viktor Orlov as Director None Against Management 2.8 Elect Gennady Timchenko as Director None Against Management 2.9 Elect Andrey Sharonov as Director None Against Management 3.1 Elect Olga Belyaeva as Member of Audit For For Management Commission 3.2 Elect Maria Panasenko as Member of For For Management Audit Commission 3.3 Elect Igor Ryaskov as Member of Audit For For Management Commission 3.4 Elect Nikolai Shulikin as Member of For For Management Audit Commission 4 Ratify Auditor For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Dividends of RUB 0.67 per Share For For Management 2.1 Elect Oleg Bagrin as Director None Against Management 2.2 Elect Helmut Wieser as Director None For Management 2.3 Elect Nikolay Gagarin as Director None Against Management 2.4 Elect Karl Doering as Director None Against Management 2.5 Elect Vladimir Lisin as Director None Against Management 2.6 Elect Karen Sarkisov as Director None Against Management 2.7 Elect Vladimir Skorokhodov as Director None Against Management 2.8 Elect Benedict Sciortino as Director None Against Management 2.9 Elect Franz Struzl as Director None For Management 3 Elect Elect Oleg Bagrin as General For For Management Director 4.1 Elect Vladislav Yershov as Member of For For Management Audit Commission 4.2 Elect Nataliya Krasnykh as Member of For For Management Audit Commission 4.3 Elect Valery Kulikov as Member of For For Management Audit Commission 4.4 Elect Sergey Nesmeyanov as Member of For For Management Audit Commission 4.5 Elect Galina Shipilova as Member of For For Management Audit Commission 5.1 Ratify PricewaterhouseCoopers as For For Management Auditor 5.2 Ratify PricewaterhouseCoopers as US For For Management GAAP Auditor 6.1 Approve New Edition of Charter For For Management 6.2 Approve New Edition of Regulations on For For Management General Meetings 6.3 Approve New Edition of Dividend Policy For For Management 7 Approve Related-Party Transaction with For For Management OAO Stoylenskiy GOK Re: Purchase of Iron Ore 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- NOVOROSSIYSK COMMERCIAL SEA PORT OJSC Ticker: NMTP Security ID: 67011U208 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.023364 per For For Management Share 5.1 Elect Marat Shaidaev as Director None Against Management 5.2 Elect Aleksander Vinokurov as Director None Against Management 5.3 Elect Igor Kamenskoy as Director None Against Management 5.4 Elect Maksim Grishanin as Director None Against Management 5.5 Elect Mikhail Barkov as Director None Against Management 5.6 Elect Vitaly Sergeichuk as Director None Against Management 5.7 Elect Aleksandr Tikhonov as Director None Against Management 5.8 Elect Sergey Kireev as Director None Against Management 6.1 Elect Ekaterina Vlasova as Member of For For Management Audit Commission 6.2 Elect Tatyana Nesmeyanova as Member of For For Management Audit Commission 6.3 Elect Margarita Russkih as Member of For For Management Audit Commission 6.4 Elect Aleksey Mitioglo as Member of For Against Management Audit Commission 6.5 Elect Irina Timofeeva as Member of For Did Not Vote Management Audit Commission 6.6 Elect Evgeniy Stolyarov as Member of For Did Not Vote Management Audit Commission 7 Ratify Auditor For Against Management 8 Approve Remuneration of Non-Government For Against Management Related Members of Board of Directors 9 Approve Remuneration of Non-Government For Against Management Related Members of Audit Commission 10 Amend Charter For Against Management 11 Approve New Edition of Regulations on For Against Management Board of Directors 12 Approve New Edition of Regulations on For Against Management General Meetings -------------------------------------------------------------------------------- NQ MOBILE INC. Ticker: NQ Security ID: 64118U108 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles of Association For Against Management 2 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- O'KEY GROUP SA Ticker: OKEY Security ID: 670866201 Meeting Date: OCT 28, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Terminate Mandates of Incumbent For For Management Directors Effective on Oct. 28, 2013 2 Elect Dmitry Troitckii, Dmitry For For Management Korzhev, Heigo Kera, Tony Denis Maher, and Caraden Limited Appointee Boris Volchek as Directors from Oct. 28, 2013 EGM until 2018 AGM -------------------------------------------------------------------------------- O'KEY GROUP SA Ticker: OKEY Security ID: 670866201 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Board's Reports None None Management 3 Receive Auditor's Reports None None Management 4 Approve Financial Statements For For Management 5 Approve Consolidated Financial For For Management Statements and Statutory Reports 6 Approve Allocation of Income For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Discharge of Directors For For Management 9 Renew Appointment of KPMG as Auditor For For Management 10 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- OI S.A. Ticker: OIBR4 Security ID: 670851104 Meeting Date: MAR 27, 2014 Meeting Type: Special Record Date: MAR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Increase in Authorized Capital For Against Management 2 Ratify Banco Santander (Brasil) S.A. For Against Management as the Independent Firm to Appraise Assets of Portugal Telecom SGPS S.A. (PT) to be Contributed to the Company's Capital 3 Approve Independent Firm's Appraisal For Against Management (PT Assets) 4 Approve Proposed Value of PT Assets For Against Management -------------------------------------------------------------------------------- OI S.A. Ticker: OIBR4 Security ID: 670851203 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 5 Elect Director and Alternate Nominated None Abstain Shareholder by Preferred Shareholders 6 Elect Fiscal Council Member and None Abstain Shareholder Alternate Nominated by Preferred Shareholders -------------------------------------------------------------------------------- OI S.A. Ticker: OIBR4 Security ID: 670851104 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Remuneration of Company's For Against Management Management 5 Elect Directors and Alternates For For Management 6 Elect Fiscal Council Members and For For Management Alternates -------------------------------------------------------------------------------- ORASCOM TELECOM MEDIA AND TECHNOLOGY HOLDING SAE Ticker: OTMT Security ID: 68555D206 Meeting Date: MAR 30, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations 2 Approve Auditors' Report on Company For For Management Financial Statements 3 Accept Standalone and Consolidated For For Management Financial Statements and Statutory Reports 4 Approve Discharge of Chairman and For For Management Directors 5 Approve Changes in The Board of For Against Management Directors 6 Approve Addition of Signature Powers For Against Management to the Executive Chairman 7 Approve Remuneration of Directors For For Management 8 Ratify Auditors and Fix Their For For Management Remuneration 9 Ratify Resolutions of The Board of For Against Management Directors During FY2013 10 Approve Related Party Transactions For For Management 11 Approve Related Party Transactions For For Management 12 Approve Charitable Donations For For Management -------------------------------------------------------------------------------- OSSEN INNOVATION CO LTD Ticker: OSN Security ID: 688410109 Meeting Date: DEC 18, 2013 Meeting Type: Annual Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Dr. Liang Tang as Director For For Management 1.2 Elect Mr. Wei Hua as Director For For Management 1.3 Elect Mr. Junhong Li as Director For For Management 1.4 Elect Mr. Xiaobing Liu as Director For For Management 1.5 Elect Ms. Yingli Pan as Director For For Management 1.6 Elect Mr. Zhongcai Wu as Director For For Management 2 Approve to Ratify the Appointment of For For Management BDO China Shu Lun Pan Certified Public Accountants LLP as the Company's Auditor -------------------------------------------------------------------------------- PACTERA TECHNOLOGY INTERNATIONAL LTD. Ticker: PACT Security ID: 695255109 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Ruby Rong Lu as Director and For For Management Authorize the Board to Fix the Director's Remuneration 2 Reelect Venkatachalam Krishnakumar as For For Management Director and Authorize the Board to Fix the Director's Remuneration 3 Approve Deloitte Touche Tohmatsu LLP For For Management as Auditors and Authorize Board to Fix Their Remuneration 4 Accept Financial Statements and For For Management Statutory Reports (Voting) 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PACTERA TECHNOLOGY INTERNATIONAL LTD. Ticker: PACT Security ID: 695255109 Meeting Date: MAR 06, 2014 Meeting Type: Special Record Date: JAN 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Authorize Board to Ratify and Execute For For Management Approved Resolutions 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Ticker: PAMP Security ID: 697660207 Meeting Date: APR 30, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Individual and Consolidated For For Management Financial Statements, Statutory Reports 3 Consider Allocation of Income For For Management 4 Consider Discharge of Internal For For Management Statutory Auditors Committee 5 Consider Discharge of Directors For For Management 6 Consider Remuneration of Members of For For Management Internal Statutory Auditors Committee in the Amount of ARS 252,000 7 Consider Remuneration of Directors in For For Management the Amount of ARS 12.07 Million 8 Consider Remuneration of Auditor For For Management 9 Elect Three Directors and One For For Management Alternate Statutory Auditor 10 Appoint Auditor and Alternate For For Management 11 Determine Remuneration of Auditor and For For Management Alternate for Fiscal Year 2014 12 Consider Budget for Audit Committee For For Management 13 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- PAMPA ENERGIA S.A. Ticker: PAMP Security ID: 697660207 Meeting Date: JUN 17, 2014 Meeting Type: Special Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Shareholders to Sign Minutes For For Management of Meeting 2 Elect Alternate Directors For For Management -------------------------------------------------------------------------------- PERFECT WORLD CO., LTD. Ticker: PWRD Security ID: 71372U104 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve and Ratify the 2013 Share For Against Management Incentive Plan 2 Authorize Board to Ratify and Execute For Against Management Approved Resolutions -------------------------------------------------------------------------------- PETROBRAS ARGENTINA S.A. Ticker: PESA Security ID: 71646J109 Meeting Date: MAR 27, 2014 Meeting Type: Annual/Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Consider Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Directors and For For Management Internal Statutory Auditors Committee 3 Consider Allocation of Income For For Management 4 Resolution Re: Balance of Future For For Management Investments Reserve and Future Dividends Reserve 5 Elect Directors and Their Alternates For Against Management 6 Elect Members of Internal Statutory For For Management Auditors Committee and Alternates 7 Consider Remuneration of Directors and For For Management Members of Internal Statutory Auditors Committee 8 Approve Remuneration of Auditors for For For Management FY 2013 and Appoint Auditors for FY 2014 9 Consider Budget of Audit Committee For For Management 10 Designate Two Shareholders to Sign For For Management Minutes of Meeting -------------------------------------------------------------------------------- PETROCHINA COMPANY LIMITED Ticker: 00857 Security ID: 71646E100 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board of Directors For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Audited Financial Statements For For Management 4 Declare Final Dividend For For Management 5 Authorize Board to Determine the For For Management Distribution of Interim Dividends for the Year 2014 6 Appoint KPMG Huazhen as Domestic For For Management Auditors and KPMG as International Auditors, and Authorize Board to Fix Their Remuneration 7a Elect Zhou Jiping as Director For Against Management 7b Elect Liao Yongyuan as Director For Against Management 7c Elect Wang Dongjin as Director For For Management 7d Elect Yu Baocai as Director For Against Management 7e Elect Shen Diancheng as Director For For Management 7f Elect Liu Yuezhen as Director For For Management 7g Elect Liu Hongbin as Director For Against Management 7h Elect Chen Zhiwu as Director For For Management 7i Elect Richard H. Matzke as Director For For Management 7j Elect Lin Boqiang as Director None For Shareholder 8a Elect Wang Lixin as Supervisor For For Management 8b Elect Guo Jinping as Supervisor For For Management 8c Elect Li Qingyi as Supervisor For For Management 8d Elect Jia Yimin as Supervisor For For Management 8e Elect Zhang Fengshan as Supervisor For For Management 9 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sale of Innova SA For For Management 2 Approve Absorption of Comperj For For Management Participacoes S.A. (COMPERJPAR) 3 Approve Absorption of Comperj For For Management Estirenicos S.A. (EST) 4 Approve Absorption of Comperj Meg S.A. For For Management (MEG) 5 Approve Absorption of Comperj For For Management Poliolefinas S.A.(POL) 6 Approve Absorption of SFE - Sociedade For For Management Fluminense de Energia Ltda. (SFE) 7 Waive Petrobras' Preemptive Rights to For For Management Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: DEC 16, 2013 Meeting Type: Special Record Date: NOV 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Absorption of Refinaria Abreu For For Management e Lima S.A. (RNEST) 2 Approve Absorption of Companhia de For For Management Recuperacao Secundaria (CRSec) 3 Approve Partial Spin-Off of Petrobras For For Management International Finance Company S.A. (PIIFCO) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 02, 2014 Meeting Type: Annual/Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4.a Elect Directors Appointed by For For Management Controlling Shareholder 4.b Elect Mauro Gentile Rodrigues da Cunha None For Shareholder as Director Appointed by Minority Ordinary Shareholders 5 Elect Board Chairman For For Management 6.a Elect Fiscal Council Members Appointed For For Management by Controlling Shareholder 6.b Elect Reginaldo Ferreira Alexandre and None For Shareholder Mario Cordeiro Filho (Alternate) as Fiscal Council Members Appointed by Minority Ordinary Shareholders 1 Approve Remuneration of Company's For For Management Management 2 Authorize Capitalization of Reserves For For Management 3 Approve Absorption of Termoacu S.A. For For Management (Termoacu) 4 Approve Absorption of Termoceara Ltda For For Management (Termoceara) 5 Approve Absorption of Companhia For For Management Locadora de Equipamentos Petroliferos (CLEP) -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA-PETROBRAS Ticker: PETR4 Security ID: 71654V101 Meeting Date: APR 02, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 4.b.1 Elect Jose Guimaraes Monforte as None For Shareholder Director Nominated by Preferred Shareholders 4.b.2 Elect Jose Gerdau Johannpeter as None Against Shareholder Director Nominated by Preferred Shareholders 6.b.1 Elect Walter Luis Bernardes Albertoni None For Shareholder and Roberto Lamb (Alternate) as Fiscal Council Members Nominated by Preferred Shareholders -------------------------------------------------------------------------------- PHARMSTANDARD OJSC Ticker: PHST Security ID: 717140206 Meeting Date: AUG 17, 2013 Meeting Type: Special Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For Against Management Acquisition of Bever Pharmaceutical PTE Ltd -------------------------------------------------------------------------------- PHARMSTANDARD OJSC Ticker: PHST Security ID: 717140206 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Spin-Off For For Management 2.1 Elect Sergey Ageev as Director None For Management 2.2 Elect Irina Bakhturina as Director None For Management 2.3 Elect Svetlana Kalinina as Director None For Management 2.4 Elect Olga Mednikova as Director None For Management 2.5 Elect Stanislav Reshetnikov as Director None For Management -------------------------------------------------------------------------------- PHILIPPINE LONG DISTANCE TELEPHONE CO. Ticker: TEL Security ID: 718252604 Meeting Date: JUN 10, 2014 Meeting Type: Annual Record Date: APR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve the Audited Financial For For Management Statements for the Fiscal Year Ended Dec. 31, 2013 2.1 Elect Artemio V. Panganiban as a For For Management Director 2.2 Elect Pedro E. Roxas as a Director For For Management 2.3 Elect Alfred V. Ty as a Director For For Management 2.4 Elect Helen Y. Dee as a Director For For Management 2.5 Elect Ray C. Espinosa as a Director For For Management 2.6 Elect James L. Go as a Director For For Management 2.7 Elect Setsuya Kimura as a Director For For Management 2.8 Elect Napoleon L. Nazareno as a For For Management Director 2.9 Elect Manuel V. Pangilinan as a For For Management Director 2.10 Elect Hideaki Ozaki as a Director For For Management 2.11 Elect Ma. Lourdes C. Rausa-Chan as a For For Management Director 2.12 Elect Juan B. Santos as a Director For For Management 2.13 Elect Tony Tan Caktiong as a Director For For Management 3 Amend the Third Article of the For For Management Articles of Incorporation to Specify the Complete Principal Office Address of the Company -------------------------------------------------------------------------------- PHOENIX NEW MEDIA LTD Ticker: FENG Security ID: 71910C103 Meeting Date: JUN 04, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept 2013 Audited Consolidated For For Management Financial Statements 2 Approve Re-appointment of For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as 2014 Independent Auditor 3 Authorize the Board of Directors to For For Management Fix Remuneration of the Independent Auditor 4 Re-elect Mr. Jerry J. Zhang as For For Management Independent Director 5 Approve the 2014 Refreshment of the For Against Management Company's Share Option Scheme 6 Authorize Directors or Officers of the For Against Management Company to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 12, 2013 Meeting Type: Special Record Date: SEP 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.45 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Regulations on Board of Directors For For Management 3 Approve Related-Party Transaction For Against Management Re:Supplement to Guarantee Agreement with ZAO Natiksis Bank 4 Approve Related-Party Transaction Re: For For Management Loan Agreement with OAO Apatit 5 Approve Large-Scale Related-Party For For Management Transaction Re: Loan Agreement 6 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Nordea Bank for Securing Obligations of OAO PhosAgro-Tscherepovets 7 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO AKB Rosbank for Securing Obligations of OAO PhosAgro-Tscherepovets -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: DEC 31, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Related-Party For For Management Transaction 2 Approve Large-Scale Related-Party For For Management Transaction -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: FEB 12, 2014 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Early Termination of Powers of For For Management Board of Directors 1b1 Elect Igor Antoshin as Director None Against Management 1b2 Elect Andrey Andreevich Guriev as None Against Management Director 1b3 Elect Andrey Grigoryevich Guriev as None Against Management Director 1b4 Elect Evgeny Ivin as Director None Against Management 1b5 Elect Yury Krugovykh as Director None Against Management 1b6 Elect Sven Ombudstvedt as Director None For Management 1b7 Elect Roman Osipov as Director None Against Management 1b8 Elect Marcus Rhodes as Director None For Management 1b9 Elect Ivan Rodionov as Director None Against Management 1b10 Elect Mikhail Rybnikov as Director None Against Management 1b11 Elect Aleksandr Semenov as Director None Against Management 1b12 Elect Aleksandr Sharabaiko as Director None Against Management 2 Approve Remuneration of Directors For For Management Elected at This EGM 3 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.30 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Andrey Andreevich Guryev as None Against Management Director 4.3 Elect Andrey Grigoryevich Guryev as None Against Management Director 4.4 Elect Evgeny Ivin as Director None Against Management 4.5 Elect Yury Krugovykh as Director None Against Management 4.6 Elect Sven Ombudstvedt as Director None For Management 4.7 Elect Roman Osipov as Director None Against Management 4.8 Elect Marcus Rhodes as Director None For Management 4.9 Elect Ivan Rodionov as Director None Against Management 4.10 Elect Mikhail Rybnikov as Director None Against Management 4.11 Elect Aleksandr Semenov as Director None Against Management 4.12 Elect Aleksandr Sharabaiko as Director None Against Management 5.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 5.2 Elect Galina Kalinina as Member of For For Management Audit Commission 5.3 Elect Lyubov Nesterova as Member of For For Management Audit Commission 6 Ratify Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Related-Party Transactions For For Management with OAO Nordea Bank Re: Guarantee Agreements 9 Approve Related-Party Transaction(s) For For Management with OJSC CSB Investtradebank Re: Deposit Agreement 10 Approve Related-Party Transaction with For For Management ING Bank N.V. Re: Guarantee Agreement -------------------------------------------------------------------------------- PIK GROUP Ticker: PIKK Security ID: 69338N206 Meeting Date: FEB 05, 2014 Meeting Type: Special Record Date: DEC 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related-Party Transaction Re: For Against Management Supplementary Agreement to Guarantee Agreement with OAO Sberbank of Russia 1.2 Approve Related-Party Transaction Re: For Against Management Supplementary Agreement to Guarantee Agreement with OAO Sberbank of Russia 1.3 Approve Related-Party Transaction Re: For Against Management Supplementary Agreement to Guarantee Agreement with OAO Sberbank of Russia -------------------------------------------------------------------------------- PIK GROUP Ticker: PIKK Security ID: 69338N206 Meeting Date: MAR 11, 2014 Meeting Type: Special Record Date: DEC 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2.1 Elect Pavel Poselenov as Director None Against Management 2.2 Elect Marina Zinovina as Director None Against Management 2.3 Elect Dmitry Kanushkin as Director None Against Management 2.4 Elect Ilya Stepanischev as Director None Against Management 2.5 Elect Marina Gryonberg as Director None Against Management 2.6 Elect Aleksey Blanin as Director None Against Management 2.7 Elect Zumrud Rustamova as Director None Against Management 2.8 Elect Jean Pierre Saltiel as Director None For Management 2.9 Elect Dmitry Pleskonos as Director None Against Management -------------------------------------------------------------------------------- PIK GROUP Ticker: PIKK Security ID: 69338N206 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Elect Dmitry Pleskonos as Director None For Management 3.2 Elect Pavel Poselenov as Director None Against Management 3.3 Elect Marina Zinovina as Director None Against Management 3.4 Elect Dmitry Kanushkin as Director None Against Management 3.5 Elect Ilya Stepanischev as Director None Against Management 3.6 Elect Marina Grenberg as Director None Against Management 3.7 Elect Aleksey Blanin as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Jean Pierre Saltiel as Director None For Management 3.10 Elect Alexander Gubarev as Director None Against Management 3.11 Elect Kirill Pisarev as Director None Against Management 4 Approve Remuneration of Directors For For Management 5.1 Elect Lyudmila Monetova as Member of For For Management Audit Commission 5.2 Elect Elena Ivanova as Member of Audit For For Management Commission 5.3 Elect Anna Antonova as Members of For For Management Audit Commission 6 Ratify ZAO BDO as Auditor for Russian For For Management Accounting Standards 7 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 8 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- POSCO Ticker: 005490 Security ID: 693483109 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 6,000 per Share 2.1.a Elect Kim Il-Sup as Outside Director For For Management 2.1.b Elect Seon Woo-Young as Outside For For Management Director 2.1.c Elect Ahn Dong-Hyun as Outside Director For For Management 2.2.a Elect Kim Il-Sup as Member of Audit For For Management Committee 2.2.b Elect Seon Woo-Young as Member of For For Management Audit Committee 2.3.a Elect Kwon Oh-Joon as Inside Director For For Management 2.3.b Elect Kim Jin-Il as Inside Director For For Management 2.3.c Elect Lee Young-Hoon as Inside Director For For Management 2.3.d Elect Yoon Dong-Joon as Inside Director For For Management 3 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- PT TELEKOMUNIKASI INDONESIA TBK Ticker: TLKM Security ID: 715684106 Meeting Date: APR 04, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, including For For Management Commissioners' Supervisory Report 2 Ratify Company's Financial Statements For For Management and Report of Partnership and Community Development Program (PCDP) and Discharge Directors and Commissioners 3 Approve Allocation of Income For For Management 4 Approve Remuneration of Directors and For For Management Commissioners 5 Approve Auditors of the Company and For For Management PCDP 6 Elect Directors and Commissioners For Against Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor A.1 Accept Financial Statements of 2012 For For Management A.2 Accept Financial Statements of 2013 For For Management B.1 Approve Dividends For For Management B.2 Confirm Dividend Record Date For For Management C.1 Ratify Auditors For For Management C.2 Approve Remuneration of External For For Management Auditors D.1.A Elect Andrey Romanenko as Director None For Management D.1.B Elect Igor Mikhaylov as Director None For Management D.1.C Elect Andrey Muraviev as Director None For Management D.1.D Elect Matthew Hammond as Director None For Management D.1.E Elect Boris Kim as Director None For Management D.1.F Elect Andrey Shemetov as Director None Against Management D.1.G Elect Sergey Solonin as Director None For Management D.1.H Elect Alexey Rasskazov as Director None For Management D.1.I Elect Nilesh Lakhani as Director None For Management D.1.J Elect Denis Yarotskiy as Director None Against Management D.1.K Elect Dickson Chu as Director None Against Management D.1.L Elect Osama Bedier as Director None Against Management D.1.M Elect Ron Khalifa as Director None Against Management D.1.N Elect Sergey Vibornov as Director None Against Management D.2.A ELect Markus Rhodes as Director None For Management D.2.B Elect Dmitry Pleskonos as Director None For Management D.2.C Elect Alexey Savatygin as Director None For Management E.1 Approve Remuneration of Non Executive For For Management Directors E.2 Approve Remuneration of Executive For For Management Directors F.1 Amend Company Bylaws For Against Management -------------------------------------------------------------------------------- RDA MICROELECTRONICS INC. Ticker: RDA Security ID: 749394102 Meeting Date: DEC 27, 2013 Meeting Type: Special Record Date: NOV 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- RENESOLA LTD Ticker: SOL Security ID: 75971T103 Meeting Date: AUG 26, 2013 Meeting Type: Annual Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Increase the Number of For Against Management Authorized Shares 2 Approve to Amend and Restate the For Against Management Memorandum of Association of The Company 3 Approve Consolidated Financial For For Management Statements and Statutory Reports 4 Approve to Re-elect Mr. Tan Wee Seng For For Management as Director 5 Approve to Re-Appoint Deloitte Touche For For Management Tohmatsu Certified Public Accountants LLP as Auditors -------------------------------------------------------------------------------- ROMGAZ SA Ticker: SNG Security ID: 83367U205 Meeting Date: JAN 30, 2014 Meeting Type: Special Record Date: JAN 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Facilities Agreement for For For Management Letters of Credit and Bank Guarantees of up to USD 14 Million 2 Delegation of Powers to Executives to For For Management Complete Formalities for Facilities Agreement Above 3 Approve Opening of New Worksite "7 For For Management Caragele Well Cluster" 4 Approve Opening of New Worksite "4 For For Management Faurei Well Cluster" 5 Approve Closing and Opening of For For Management Worksites and their Registration or Deregistration 6 Approve Record Date for Effectiveness For For Management of This Meeting's Resolutions 7 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ROMGAZ SA Ticker: SNG Security ID: 83367U205 Meeting Date: MAR 17, 2014 Meeting Type: Special Record Date: MAR 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Participation in Capital For Did Not Vote Management Increase of Hidro Tarnita SA 2 Include Funding for Operation under For Did Not Vote Management Item 1 Above in Provisionary Budget for 2014 3 Approve in Principle Agreement Related For Did Not Vote Management to Project "Submarine Interconnection Cable of 400 Kv High Voltage Direct Current Cable Romania - Turkey" 4 Approve Participation in Creation of For Did Not Vote Management New Company for Project under Item 3 Above via Capital Subscription 5 Include Funding for Operation under For Did Not Vote Management Item 4 Above in Provisionary Budget for 2014 6 Amend Article V of Resolution no.1 of None Did Not Vote Shareholder General Meeting Held on Jan. 30, 2014 7 Amend Annex 2 of Resolution no.1 of None Did Not Vote Shareholder General Meeting Held on Jan. 30, 2014 8 Approve Record Date for Effectiveness For Did Not Vote Management of This Meeting's Resolutions 9 Authorize Filing of Required For Did Not Vote Management Documents/Other Formalities -------------------------------------------------------------------------------- ROMGAZ SA Ticker: SNG Security ID: 83367U205 Meeting Date: APR 28, 2014 Meeting Type: Annual/Special Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Article V of Decision no.1 of For For Management General Meeting Held on Jan. 30, 2014 2 Amend Appendix 2 of Decision no.1 of For For Management General Meeting Held on Jan. 30, 2014 3 Approve Record Date for Effectiveness For For Management of This Meeting's Resolutions 4 Authorize Filing of Required For For Management Documents/Other Formalities 1 Approve Financial Statements for For For Management Fiscal Year 2013 2 Approve Allocation of Income For For Management 3 Approve Dividends' Distribution For For Management 4 Approve Accounting Transfers Pursuant For For Management to First Time Adoption of IAS 29 5 Approve Reported Income, Pursuant to For For Management Item Above 6 Approve Discharge of Directors For For Management 7 Receive Report on Director and For Against Management Executive Remuneration for Fiscal Year 2013 8 Receive Report on Level of Completion For For Management of Performance Criteria and Objectives Set in the CEO Contract 9 Approve Corporate Govenance Code For For Management 10 Approve Record Date for Effectiveness For For Management of This Meeting's Resolutions 11 Authorize Filing of Required For For Management Documents/Other Formalities -------------------------------------------------------------------------------- ROMGAZ SA Ticker: SNG Security ID: 83367U205 Meeting Date: JUN 12, 2014 Meeting Type: Special Record Date: JUN 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect One Director For Did Not Vote Management 2 Empower Majority Shareholder For Did Not Vote Management Representative to Sign Contract with New Director 3 Approve Documents Prepared to Obtain For Did Not Vote Management Ownership Certificate for Land Plot 4 Approve Record Date for Effectiveness For Did Not Vote Management of This Meeting's Resolutions 5 Authorize Filing of Required For Did Not Vote Management Documents/Other Formalities -------------------------------------------------------------------------------- ROS AGRO PLC. Ticker: 62UL Security ID: 749655205 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements For For Management 2 Accept IFRS Financial Statements For For Management 3 Accept Board Report For For Management 4 Accept Audit Report For For Management 5 Accept Annual Report For For Management 6 Ratify Auditors For For Management 7 Approve Remuneration of External For For Management Auditors 8 Approve Dividends For For Management 9 Elect Directors For For Management 10 Approve Director Remuneration For For Management 11 Amend Company Bylaws For For Management 12 Closing Meetiing; Any other Item None None Management -------------------------------------------------------------------------------- ROSNEFT OIL COMPANY OJSC Ticker: ROSN Security ID: 67812M207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 12.85 per For For Management Share 5 Approve Remuneration of Directors For Against Management 6.1 Elect Andrey Akimov as Director None Against Management 6.2 Elect Andrey Bokarev as Director None Against Management 6.3 Elect Matthias Warnig as Director None Against Management 6.4 Elect Robert Dudley as Director None Against Management 6.5 Elect Nikolay Laverov as Director None Against Management 6.6 Elect Alexandr Nekipelov as Director None Against Management 6.7 Elect Igor Sechin as Director None Against Management 6.8 Elect Donald Humphreys as Director None Against Management 6.9 Elect Artur Chilingarov as Director None Against Management 7.1 Elect Oleg Zenkov as Member of Audit For For Management Commission 7.2 Elect Sergey Poma as Member of Audit For For Management Commission 7.3 Elect Zakhar Sabantsev as Member of For For Management Audit Commission 7.4 Elect Tatyana Fisenko as Member of For For Management Audit Commission 7.5 Elect Alan Khadziev as Member of Audit For For Management Commission 8 Ratify Ernst & Young as Auditor For For Management 9a1 Approve Related-Party Transactions For For Management with OOO RN-Yuganskneftegas Re: Production of Oil and Gas 9a2 Approve Related-Party Transactions For For Management with ZAO Vankorneft Re: Oil Supply 9a3 Approve Related-Party Transactions For For Management with OAO AK Transneft Re: Transportation of Oil 9a4 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Deposit Agreements 9a5 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Deposit Agreements 9a6 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Deposit Agreements 9a7 Approve Related-Party Transactions For For Management with OAO Bank Moskvy Re: Deposit Agreements 9a8 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Foreign Currency Exchange Agreements 9a9 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Foreign Currency Exchange Agreements 9a10 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Foreign Currency Exchange Agreements 9a11 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Loan Agreements 9a12 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Loan Agreements 9a13 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Loan Agreements 9a14 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a15 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a16 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a17 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Currency/Interest Swap 9a18 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Currency/Interest Swap 9a19 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Repurchase Agreements (REPO) 9a20 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Repurchase Agreements (REPO) 9a21 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Repurchase Agreements (REPO) 9a22 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Bonds and Promissory Notes 9a23 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Bonds and Promissory Notes 9a24 Approve Related-Party Transactions For For Management with OAO Bank VTB Re: Sale/Purchase of Bonds and Promissory Notes 9a25 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Credit Linked Notes 9a26 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Credit Linked Notes 9a27 Approve Related-Party Transactions For For Management with OAO RN Holding Re: Loan Agreements 9b Approve Amendments to Related-Party For For Management Transaction with OAO AK Transneft Re: Transportation of Oil 9c1 Approve Cost of Related-Party For For Management Transaction with OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 9c2 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 10 Approve New Edition of Charter For Against Management 11 Approve New Edition of Regulations on For For Management General Meetings 12 Approve New Edition of Regulations on For For Management Board of Directors 13 Approve New Edition of Regulations on For For Management Management 14 Approve New Edition of Regulations on For For Management President 15 Approve New Edition of Regulations on For For Management Audit Commission -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: DEC 30, 2013 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Spin-Off of For Against Management ZAO RT-Mobile -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: APR 02, 2014 Meeting Type: Special Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Ruben Aganbegyan as Director None Against Management 3.2 Elect David Benello as Director None For Management 3.3 Elect Kirill Dmitriev as Director None Against Management 3.4 Elect Anton Zlatopolsky as Director None Against Management 3.5 Elect Sergey Kalugin as Director None Against Management 3.6 Elect Igor Kozlov as Director None Against Management 3.7 Elect Yury Kudimov as Director None Against Management 3.8 Elect Mikhail Lesin as Director None Against Management 3.9 Elect Anatoly Milyukov as Director None Against Management 3.10 Elect Mikhail Poluboyarinov as Director None Against Management 3.11 Elect Aleksandr Pchelintsev as Director None Against Management 3.12 Elect Vadim Semenov as Director None Against Management 3.13 Elect Vitaly Sergeichuk as Director None Against Management -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5.1 Elect Ruben Aganbegyan as Director None Against Management 5.2 Elect David Benello as Director None For Management 5.3 Elect Kirill Dmitriev as Director None Against Management 5.4 Elect Anton Zlatopolsky as Director None Against Management 5.5 Elect Sergey Kalugin as Director None Against Management 5.6 Elect Igor Kozlov as Director None Against Management 5.7 Elect Yury Kudimov as Director None Against Management 5.8 Elect Mikhail Lesin as Director None Against Management 5.9 Elect Anatoly Milyukov as Director None Against Management 5.10 Elect Mikhail Poluboyarinov as Director None Against Management 5.11 Elect Aleksandr Pchelintsev as Director None Against Management 5.12 Elect Vadim Semenov as Director None Against Management 5.13 Elect Vitaly Sergeychuk as Director None Against Management 6.1 Elect Valentina Veremyanina as Member For For Management of Audit Commission 6.2 Elect Vasily Garshin as Member of For For Management Audit Commission 6.3 Elect Denis Kant Mandal as Member of For For Management Audit Commission 6.4 Elect Anna Lerner as Member of Audit For For Management Commission 6.5 Elect Aleksandr Ponkin as Member of For For Management Audit Commission 6.6 Elect Vyacheslav Ulupov as Member of For For Management Audit Commission 6.7 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission 7 Ratify ZAO KPMG as Auditor For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve Remuneration of Directors For For Management 11 Approve Related-Party Transactions For For Management with OAO Bank VTB Re: Loan Agreements 12 Approve Related-Party Transactions For For Management with OAO Russian Agricultural Bank Re: Loan Agreements 13 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Officers and Companies with OAO SOGAZ -------------------------------------------------------------------------------- RUSHYDRO JSC Ticker: HYDR Security ID: 466294105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.01358751 For For Management per Share 5 Approve Remuneration of Directors For For Management 6.1 Elect Boris Ayuev as Director None Against Management 6.2 Elect Maxim Bystrov as Director None Against Management 6.3 Elect Viktor Danilov-Danilyan as None Against Management Director 6.4 Elect Evgeny Dod as Director None Against Management 6.5 Elect Viktor Zimin as Director None Against Management 6.6 Elect Vyacheslav Kravchenko as Director None Against Management 6.7 Elect Denis Morozov as Director None Against Management 6.8 Elect Vyacheslav Pivovarov as Director None Against Management 6.9 Elect Mikhail Poluboyarinov as Director None Against Management 6.10 Elect Vladimir Stolyarenko as Director None Against Management 6.11 Elect Christian Berndt as Director None For Management 6.12 Elect Eduard Volkov as Director None Against Management 6.13 Elect Sergey Ivanov as Director None For Management 6.14 Elect Larisa Kalanda as Director None Against Management 6.15 Elect Sergey Shishin as Director None Against Management 6.16 Elect Andrey Shishkin as Director None Against Management 7.1 Elect Aleksandr Bogashov as Member of For For Management Audit Commission 7.2 Elect Denis Kant Mandal as Member of For For Management Audit Commission 7.3 Elect Igor Repin as Member of Audit For For Management Commission 7.4 Elect Vladimir Khvorov as Member of For For Management Audit Commission 7.5 Elect Andrey Yudin as Member of Audit For For Management Commission 8 Ratify PricewaterhouseCoopers as For For Management Auditor 9 Approve New Edition of Charter For For Management 10 Approve New Edition of Regulations on For For Management General Meetings 11 Approve Company's Membership in For For Management Siberian Energy Association 12 Approve Related-Party Transaction with For For Management OJSIC Ingosstrah Re: Liability Insurance for Directors, Officers and Companies 13 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement with Vneshekonombank 14 Approve Related-Party Transaction Re: For For Management Supplement to Agreement on Pledge of Shares with Vneshekonombank 15 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement with Vneshekonombank 16 Approve Related-Party Transaction Re: For For Management Loan Agreement with OAO Sberbank of Russia 17 Approve Future Related-Party For For Management Transactions with OAO VTB Bank -------------------------------------------------------------------------------- SAMSUNG ELECTRONICS CO. LTD. Ticker: 005930 Security ID: 796050888 Meeting Date: MAR 14, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 13,800 per Share 2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SASOL LTD Ticker: SOL Security ID: 803866300 Meeting Date: NOV 22, 2013 Meeting Type: Annual Record Date: NOV 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Nolitha Fakude as Director For For Management 1.2 Re-elect Mandla Gantsho as Director For For Management 1.3 Re-elect Imogen Mkhize as Director For For Management 1.4 Re-elect JJ Njeke as Director For For Management 2 Elect Paul Victor as Director For For Management 3 Appoint PricewaterhouseCoopers Inc as For For Management Auditors of the Company 4.1 Re-elect Colin Beggs as Member of the For For Management Audit Committee 4.2 Elect Imogen Mkhize as Member of the For For Management Audit Committee 4.3 Re-elect JJ Njeke as Member of the For For Management Audit Committee 4.4 Re-elect Stephen Westwell as Member of For For Management the Audit Committee 5 Approve Remuneration Policy For For Management 6 Approve Non-Executive Directors' For For Management Remuneration 7 Authorise Repurchase of Up to Ten For For Management Percent of Issued Share Capital 8 Authorise Repurchase of Issued Share For For Management Capital from a Director and/or a Prescribed Officer of the Company -------------------------------------------------------------------------------- SBERBANK OF RUSSIA Ticker: SBER Security ID: 80585Y308 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Ratify Auditor For For Management 5.1 Elect Martin Gilman Grant as Director None For Management 5.2 Elect Valery Goreglyad as Director None Against Management 5.3 Elect German Gref as Director None Against Management 5.4 Elect Yevsey Gurvich as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Peter Kralich as Director None For Management 5.9 Elect Alexei Kudrin as Director None Against Management 5.10 Elect Georgy Luntovsky as Director None Against Management 5.11 Elect Vladimir Mau as Director None For Management 5.12 Elect Gennady Melikyan as Director None Against Management 5.13 Elect Leif Pagrotski as Director None For Management 5.14 Elect Alessandro Profumo as Director None Against Management 5.15 Elect Sergey Sinelnikov-Murylev as None For Management Director 5.16 Elect Dmitriy Tulin as Member as None For Management Director 5.17 Elect Nadia Wells as Member as Director None For Management 5.18 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Natalya Borodina as Member of For For Management Audit Commission 6.2 Elect Vladimir Volkov as Member of For For Management Audit Commission 6.3 Elect Tatiyana Domanskaya as Member of For For Management Audit Commission 6.4 Elect Yuliya Isakhanova as Member of For For Management Audit Commission 6.5 Elect Aleksey Minenko as Member of For For Management Audit Commission 6.6 Elect Olga Polyakova as Member of For For Management Audit Commission 6.7 Elect Natalia Revina as Member of For For Management Audit Commission 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve New Edition of Regulations on For For Management Audit Commission 11 Approve New Edition of Regulations on For For Management Management 12 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 00981 Security ID: 81663N206 Meeting Date: FEB 17, 2014 Meeting Type: Special Record Date: FEB 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Datang Further Subscription For For Management Agreement, Issue of the Datang Pre-emptive Bonds, Issue of Datang Conversion Shares, and Related Transactions 2 Approve Country Hill Further For For Management Subscription Agreement, Issue of the Country Hill Pre-emptive Bonds, Issue of Country Hill Conversion Shares, and Related Transactions -------------------------------------------------------------------------------- SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION Ticker: 00981 Security ID: 81663N206 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2a Elect Zhang Wenyi as Director For For Management 2b Elect Tzu-Yin Chiu as Director For For Management 2c Elect Gao Yonggang as Director For For Management 2d Elect William Tudor Brown as Director For For Management 2e Elect Sean Maloney as Director For For Management 2f Authorize Board to Fix Directors' For For Management Remuneration 3 Appoint PricewaterhouseCoopers as For For Management Auditors for Hong Kong Financial Reporting and PricewaterhouseCoopers Zhong Tian LLP as Auditors for U.S. Financial Reporting and Authorize Board to Fix Their Remuneration 4 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 5 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 6 Authorize Reissuance of Repurchased For Against Management Shares 7 Authorize Grant of Restriced Share For Against Management Units Pursuant to the 2014 Equity Incentive Plan -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Aleksey Mordashov as Director None Against Management 2.2 Elect Mikhail Noskov as Director None Against Management 2.3 Elect Vadim Larin as Director None Against Management 2.4 Elect Aleksey Kulichenko as Director None Against Management 2.5 Elect Vladimir Lukin as Director None Against Management 2.6 Elect Christopher Clark as Director None Against Management 2.7 Elect Rolf Stomberg as Director None For Management 2.8 Elect Martin Angle as Director None For Management 2.9 Elect Ronald Freeman as Director None For Management 2.10 Elect Peter Kraljic as Director None For Management 3 Approve Interim Dividends of RUB 2.03 For For Management per Share for First Six Months of Fiscal 2013 4 Amend Remuneration of Directors For For Management -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: DEC 17, 2013 Meeting Type: Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2013 -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksey Mordashov as Director None Against Management 1.2 Elect Mikhail Noskov as Director None Against Management 1.3 Elect Vadim Larin as Director None Against Management 1.4 Elect Aleksey Kulichenko as Director None Against Management 1.5 Elect Vladimir Lukin as Director None Against Management 1.6 Elect Christopher Clark as Director None Against Management 1.7 Elect Rolf Stomberg as Director None For Management 1.8 Elect Martin Angle as Director None For Management 1.9 Elect Philip Dayer as Director None Against Management 1.10 Elect Alun Bowen as Director None Against Management 2 Approve Annual Report For For Management 3 Approve Allocation of Income and For For Management Dividends for Fiscal 2013 4 Approve Interim Dividends of RUB 2.43 For For Management per Share for First Quarter of Fiscal 2014 5.1 Elect Roman Antonov as Member of Audit For For Management Commission 5.2 Elect Svetlana Guseva as Member of For For Management Audit Commission 5.3 Elect Nikolay Lavrov as Member of For For Management Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SHANDA GAMES LIMITED Ticker: GAME Security ID: 81941U105 Meeting Date: NOV 11, 2013 Meeting Type: Annual Record Date: OCT 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-Elect Mr. Tianqiao Chen For Against Management as Director 2 Approve to Re-Elect Mr. Xiangdong For Against Management Zhang as Director 3 Approve to Re-Elect Mr. Danian Chen as For Against Management Director 4 Approve to Re-Elect Mr. Li Yao as For Against Management Director 5 Approve to Re-Elect Mr. Andy Lin as For For Management Director 6 Approve to Re-Elect Mr. Heng Wing Chan For For Management as Director 7 Approve to Re-Elect Mr. Yong Gui as For For Management Director 8 Approve Appointment of For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as the Company's Auditor for the Year Ending December 31, 2013 -------------------------------------------------------------------------------- SHINHAN FINANCIAL GROUP CO. LTD. Ticker: 055550 Security ID: 824596100 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 650 per Share 2.1 Reelect Han Dong-Woo as Inside Director For For Management 2.2 Reelect Kwon Tae-Eun as Outside For For Management Director 2.3 Reelect Kim Gi-Young as Outside For For Management Director 2.4 Reelect Kim Suk-Won as Outside Director For For Management 2.5 Reelect Namgoong Hoon as Outside For For Management Director 2.6 Elect Lee Man-Woo as Outside Director For For Management 2.7 Reelect Lee Sang-Gyung as Outside For For Management Director 2.8 Elect Chung Jin as Outside Director For For Management 2.9 Reelect Hirakawa Haruki as Outside For For Management Director 2.10 Reelect Philippe Aguignier as Outside For For Management Director 3.1 Reelect Kwon Tae-Eun as Member of For For Management Audit Committee 3.2 Reelect Kim Suk-Won as Member of For For Management Audit Committee 3.3 Elect Lee Man-Woo as Member of Audit For For Management Committee 3.4 Reelect Lee Sang-Gyung as Member of For For Management Audit Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SIBANYE GOLD LTD Ticker: SGL Security ID: 825724206 Meeting Date: NOV 05, 2013 Meeting Type: Special Record Date: SEP 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of the Consideration For For Management Shares to Gold One International Limited 2 Elect Robert Chan as Director For For Management 3 Elect Christopher Chadwick as Director For For Management -------------------------------------------------------------------------------- SIBANYE GOLD LTD Ticker: SGL Security ID: 825724206 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint KPMG Inc as Auditors of the For For Management Company 2 Elect Zola Skweyiya as Director For For Management 3 Re-elect Sello Moloko as Director For For Management 4 Re-elect Neal Froneman as Director For For Management 5 Re-elect Charl Keyter as Director For For Management 6 Re-elect Keith Rayner as Director For For Management 7 Re-elect Keith Rayner as Chairman of For For Management the Audit Committee 8 Re-elect Rick Menell as Member of the For For Management Audit Committee 9 Re-elect Nkosemntu Nika as Member of For For Management the Audit Committee 10 Re-elect Susan van der Merwe as Member For For Management of the Audit Committee 11 Place Authorised but Unissued Shares For For Management under Control of Directors 12 Approve Remuneration Policy For For Management 1 Approve Remuneration of Non-Executive For For Management Directors 2 Approve Financial Assistance to For For Management Related or Inter-related Company or Corporation 3 Authorise Repurchase of Up to 20 For For Management Percent of Issued Share Capital -------------------------------------------------------------------------------- SIFY TECHNOLOGIES LIMITED Ticker: SIFY Security ID: 82655M107 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: AUG 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Reelect T.H. Chowdary as Director For For Management 3 Approve ASA & Associates as Auditors For For Management and Authorize Board to Fix Their Remuneration 4 Elect C.E.S. Azariah as Director For For Management -------------------------------------------------------------------------------- SIFY TECHNOLOGIES LIMITED Ticker: SIFY Security ID: 82655M107 Meeting Date: NOV 11, 2013 Meeting Type: Court Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Scheme of Amalgamation For For Management -------------------------------------------------------------------------------- SILICON MOTION TECHNOLOGY CORPORATION Ticker: SIMO Security ID: 82706C108 Meeting Date: SEP 25, 2013 Meeting Type: Annual Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Ms. Lien-Chun Liu as Director For For Management 2 Approve to Appoint Deloitte & Touche For For Management as the Audit Firm and Authorize the Board to Fix the Audit Fee -------------------------------------------------------------------------------- SILICONWARE PRECISION INDUSTRIES CO., LTD. Ticker: 2325 Security ID: 827084864 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor - Meeting for ADR Holders None None Management 3.1 Approve 2013 Business Operations For For Management Report and Financial Statements 3.2 Approve Plan on 2013 Profit For For Management Distribution 4.1 Amend Procedures Governing the For For Management Acquisition or Disposal of Assets 4.2.1 Elect Bough Lin, with ID No. For For Management C10051****, as Non-Independent Director 4.2.2 Elect Chi-Wen Tsai, with ID No. For For Management M10004****, as Non-Independent Director 4.2.3 Elect Wen-Lung Lin, with ID No. For For Management L10023****, as Non-Independent Director 4.2.4 Elect Yen-Chun Chang, with ID No. For For Management L10028****, as Non-Independent Director 4.2.5 Elect Randy Hsiao-Yu Lo, with ID No. For For Management A11004****, as Non-Independent Director 4.2.6 Elect a Representative of Yang Fong For For Management Investment co., Ltd. with ID No. 0019****, as Non-Independent Director 4.2.7 Elect John Hsuan, with ID No. For For Management F10058****, as Independent Director 4.2.8 Elect Tsai-Ding Lin, with ID No. For For Management F10092****, as Independent Director 4.2.9 Elect William W.Sheng, with ID No. For For Management A12024****, as Independent Director 4.3 Approve Release of Restrictions on For For Management Competitive Activities of Newly Appointed Directors and Representatives 5 Transact Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- SIMCERE PHARMACEUTICAL GROUP CO., LTD. Ticker: SCR Security ID: 82859P104 Meeting Date: DEC 19, 2013 Meeting Type: Special Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve The Agreement And Plan Of For For Management Merger 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 13, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Yimin as Director For For Management 2 Approve Distribution of 2013 Interim For For Management Cash Dividend, and Capitalization of Capital Fund and Surplus Reserve Fund 1 Approve Distribution of 2013 Interim For For Management Cash Dividend, and Capitalization of Capital Fund and Surplus Reserve Fund -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: DEC 11, 2013 Meeting Type: Special Record Date: NOV 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Mutual Product Supply and Sale For For Management Services Framework Agreement (2014-2016) and the Related Transactions 2 Approve Comprehensive Services For Against Management Framework Agreement (2014-2016) and the Related Transactions 3 Amend Articles of Associated of the For For Management Company -------------------------------------------------------------------------------- SINOPEC SHANGHAI PETROCHEMICAL CO. LTD. Ticker: 00338 Security ID: 82935M109 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAY 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Report of the Board For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements and For For Management Statutory Reports 4 Accept Profit Distribution Plan For For Management 5 Accept 2014 Financial Budget Report of For For Management the Company 6 Reappoint PricewaterhouseCoopers Zhong For For Management Tian LLP (Special General Partnership) as Domestic Auditors and PricewaterhouseCoopers as International Auditors and Authorize Board to Fix Their Remuneration 7.1A Elect Wang Zhiqing as Director For For Management 7.1B Elect Wu Haijun as Director For Against Management 7.1C Elect Gao Jinping as Director For Against Management 7.1D Elect Ye Guohua as Director For Against Management 7.1E Elect Jin Qiang as Director For Against Management 7.1F Elect Guo Xiaojun as Director For Against Management 7.1G Elect Lei Dianwu as Director For Against Management 7.1H Elect Mo Zhenglin as Director For Against Management 7.2A Elect Shen Liqiang as Director For Against Management 7.2B Elect Jin Mingda as Director For For Management 7.2C Elect Cai Tingji as Director For For Management 7.2D Elect Zhang Yimin as Director For For Management 8.A Elect Zhai Yalin as Supervisor For For Management 8.B Elect Wang Liqun as Supervisor For For Management 8.C Elect Chen Xinyuan as Supervisor For For Management 8.D Elect Zhou Yunnong as Supervisor For For Management -------------------------------------------------------------------------------- SISTEMA JSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: JUN 28, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report and Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of RUB 2.06 per Share 4.1 Elect Aleksey Guryev as Member of For For Management Audit Commission 4.2 Elect Natalia Demeshkina as Member of For For Management Audit Commission 4.3 Elect Ekaterina Kuznetsova as Member For For Management of Audit Commission 5.1 Elect Sergey Boev as Director None Against Management 5.2 Elect Aleksandr Goncharuk as Director None Against Management 5.3 Elect Brian Dickie as Director None For Management 5.4 Elect Vladimir Evtushenkov as Director None Against Management 5.5 Elect Dmitry Zubov as Director None Against Management 5.6 Elect Robert Kocharyan as Director None For Management 5.7 Elect Jeannot Krecke as Director None For Management 5.8 Elect Peter Mandelson as Director None For Management 5.9 Elect Roger Munnings as Director None For Management 5.10 Elect Marc Holtzman as Director None For Management 5.11 Elect Serge Tchuruk as Director None For Management 5.12 Elect Mikhail Shamolin as Director None Against Management 5.13 Elect David Yakobashvili as Director None For Management 6.1 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for Russian Accounting Standards 6.2 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for US GAAP -------------------------------------------------------------------------------- SK TELECOM CO. Ticker: 017670 Security ID: 78440P108 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements, For For Management Allocation of Income, and Dividend of KRW 8,400 per Share 2 Amend Articles of Incorporation For For Management 3.1 Reelect Ha Sung-Min as Inside Director For For Management 3.2 Reelect Chung Jay-Young as Outside For For Management Director 3.3 Elect Lee Jae-Hoon as Outside Director For For Management 3.4 Elect Ahn Jae-Hyun as Outside Director For For Management 4 Elect Ahn Jae-Hyun as Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SKY-MOBI LTD. Ticker: MOBI Security ID: 83084G109 Meeting Date: DEC 06, 2013 Meeting Type: Annual Record Date: OCT 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jimmy Lai as Director For For Management 2 Elect Carl Yeung as Director For Against Management 3 Ratify Deloitte Touche Tohmatsu as For For Management Auditors 4 Authorize Michael Tao Song to Ratify For Against Management and Execute Approved Resolutions as He Sees Fit -------------------------------------------------------------------------------- SOCIEDAD QUIMICA Y MINERA DE CHILE S.A. SQM Ticker: SQM-B Security ID: 833635105 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 26, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Annual Report, Financial For For Management Statements, Internal Statutory Auditors' Report and External Auditors' Reports, and Statutory Reports 2 Appoint Auditors and Internal For For Management Statutory Auditors 3 Approve Report Regarding Related-Party For For Management Transactions 4 Approve Investment and Financing Policy For For Management 5 Approve Allocation of Income and For For Management Dividends, and Dividend Policy 6 Receive Report on Board's Expenses For For Management 7 Approve Remuneration of Directors For For Management 8 Receive Issues Related to Directors' For For Management and Audit Committees and Health, Safety and Environmental Committee 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- SOLIDERE Ticker: SOLA Security ID: 522386200 Meeting Date: JUL 29, 2013 Meeting Type: Annual Record Date: JUN 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Board Report on Company For For Management Operations 2 Approve Auditors' Report on Company For For Management Financial Statements 3 Accept Financial Statements For For Management 4 Approve Board and Auditors' Special For Against Management Report on Related Party Transactions 5 Approve Discharge of Directors For For Management -------------------------------------------------------------------------------- SPREADTRUM COMMUNICATIONS INC. Ticker: SPRD Security ID: 849415203 Meeting Date: JUL 26, 2013 Meeting Type: Annual Record Date: JUN 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Reelect Datong Chen as a For Against Management Director 2 Approve to Reelect Scott Sandell as a For Against Management Director 3 Approve to Re-Appoint For For Management PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditor -------------------------------------------------------------------------------- SPREADTRUM COMMUNICATIONS INC. Ticker: SPRD Security ID: 849415203 Meeting Date: SEP 04, 2013 Meeting Type: Special Record Date: JUL 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Agreement and Plan of Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SURGUTNEFTEGAZ Ticker: SNGS Security ID: 868861204 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 0.60 per Common Share and RUB 2.36 per Preferred Share 4.1 Elect Vladimir Bogdanov as Director None Against Management 4.2 Elect Aleksandr Bulanov as Director None Against Management 4.3 Elect Ivan Dinichenko as Director None Against Management 4.4 Elect Vladimir Erokhin as Director None Against Management 4.5 Elect Viktor Krivosheev as Director None Against Management 4.6 Elect Nikolay Matveev as Director None Against Management 4.7 Elect Vladimir Raritskiy as Director None Against Management 4.8 Elect Ildus Usmanov as Director None Against Management 4.9 Elect Aleksandr Fesenko as Director None Against Management 4.10 Elect Vladimir Shashkov as Director None Against Management 5.1 Elect Taisiya Klinovskaya as Member of For For Management Audit Commission 5.2 Elect Valentina Musikhina as Member For For Management of Audit Commission 5.3 Elect Tamara Oleynik as Member of For For Management Audit Commission 6 Ratify OOO Rosekspertiza as Auditor For For Management 7 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: 874039100 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve 2013 Business Operations For For Management Report and Financial Statements 2 Approve 2013 Plan on Profit For For Management Distribution 3 Approve Amendments to Procedures For For Management Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products -------------------------------------------------------------------------------- TAL EDUCATION GROUP Ticker: XRS Security ID: 874080104 Meeting Date: AUG 30, 2013 Meeting Type: Annual Record Date: JUL 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- TAOMEE HOLDINGS LTD Ticker: TAOM Security ID: 87600Y106 Meeting Date: JUL 23, 2013 Meeting Type: Annual Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Reelect Crow Zhen Wei as Director For For Management 2 Reelect Shengwen Rong as Director For For Management 3 Reelect George Kuan as Director For For Management 4 Ratify Deloitte Touche Tohmatsu For For Management Certified Publilc Accountants LLP as Auditors 5 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: AUG 21, 2013 Meeting Type: Annual Record Date: JUL 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends of INR 2.00 Per For For Management Ordinary Share and INR 2.10 Per 'A' Ordinary Share 3 Reelect N.N. Wadia as Director For For Management 4 Reelect R.A. Mashelkar as Director For For Management 5 Approve Deloitte Haskins and Sells as For For Management Auditors and Authorize Board to Fix Their Remuneration 6 Elect F.S. Nayar as Director For For Management 7 Elect K.J. Slym as Director For For Management 8 Approve Appointment and Remuneration For For Management of K.J. Slym as Managing Director 9 Approve Commission Remuneration for For For Management Non-Executive Directors 10 Approve Increase in Limit on Foreign For For Management Shareholdings on 'A' Ordinary Shares -------------------------------------------------------------------------------- TATA MOTORS LTD. Ticker: 500570 Security ID: 876568502 Meeting Date: JUN 27, 2014 Meeting Type: Special Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Payment of Minimum For Against Management Remuneration to R. Pisharody, Executive Director (Commercial Vehicles) 2 Approve Payment of Minimum For Against Management Remuneration to S. Borwankar, Executive Director (Quality) 3 Ratify Excess Remuneration Paid to K. For Against Management Slym, Managing Director 4 Approve Increase in Borrowing Powers For For Management 5 Approve Pledging of Assets for Debt For For Management 6 Approve Issuance of Non-Convertible For For Management Debentures -------------------------------------------------------------------------------- TATNEFT OAO Ticker: TATN Security ID: 670831205 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5.1 Elect Nail Maganov as Director None Against Management 5.2 Elect Radik Gaizatullin as Director None Against Management 5.3 Elect Sushovan Ghosh as Director None Against Management 5.4 Elect Nail Ibragimov as Director None Against Management 5.5 Elect Rais Khisamov as Director None Against Management 5.6 Elect Vladimir Lavushchenko as Director None Against Management 5.7 Elect Renat Muslimov as Director None Against Management 5.8 Elect Renat Sabirov as Director None Against Management 5.9 Elect Valery Sorokin as Director None Against Management 5.10 Elect Shafagat Takhautdinov as Director None Against Management 5.11 Elect Mirgaziyan Taziev as Director None Against Management 5.12 Elect Azat Khamaev as Director None Against Management 5.13 Elect Mariya Voskresenskaya as Director None Against Management 5.14 Elect Rene Steiner as Director None For Management 6.1 Elect Ksenia Borzunova as Member of For For Management Audit Commission 6.2 Elect Nazilya Farkhutdinova as Member For For Management of Audit Commission 6.3 Elect Ranilya Gizatova as Member of For For Management Audit Commission 6.4 Elect Venera Kuzmina as Member of For For Management Audit Commission 6.5 Elect Nikolai Lapin as Member of Audit For For Management Commission 6.6 Elect Oleg Matveev as Member of Audit For For Management Commission 6.7 Elect Liliya Rakhimzyanova as Member For For Management of Audit Commission 6.8 Elect Tatiana Tsyganova as Member of For For Management Audit Commission 7 Ratify Auditor For For Management 8 Amend Charter For For Management -------------------------------------------------------------------------------- TCS GROUP HOLDINGS PLC Ticker: Security ID: 87238U203 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Receive Financial Statements None None Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Re-elect Martin Robert Cocker as For For Management Director 5 Re-elect Philippe Delpal as Director For For Management 6 Approve Director Remuneration For For Management 7 Approve Allotment, Issuance, or For Against Management Disposal of Shares to Trustee of Employee Stock Option Plan and Long Term Incentive Plan 8 Approve Share Buyback For For Management 9 Amend Stock Option Plan For Against Management 10 Confirm Terms of Issuance of Shares to For Against Management Trustee of of Employee Stock Option Plan -------------------------------------------------------------------------------- TELECOM ARGENTINA S.A. Ticker: TECO2 Security ID: 879273209 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Financial Statements and For For Management Statutory Reports Including English Version 3 Consider Allocation of Income For For Management 4 Consider Discharge of Directors and For For Management Auditors from April 23, 2013 Up to this AGM date 5 Consider Remuneration of Directors For For Management Appointed from April 23, 2013 Up to this AGM Date in the Amount of ARS 13. 30 Million 6 Authorize Board to Allocate Allowance For For Management Up to ARS 11 Million to Directors Appointed for Fiscal Year 2014 7 Consider Remuneration of Auditors For For Management Appointed from April 23, 2013 Up to this AGM Date in the Amount of ARS 2. 96 Million 8 Fix Number of Auditors and Their For For Management Alternates 9 Elect Principal Auditors For For Management 10 Elect Alternate Auditors For For Management 11 Authorize Board to Allocate Allowance For For Management Up ARS 2.96 Million to Auditors for Fiscal Year 2014 12 Appoint External Auditors for Fiscal For For Management Year 2014; Authorize Board to Fix Their Remuneration for Fiscal Year 2013 13 Consider Budget for Audit Committee For For Management for Fiscal Year 2014 14 Modify Resolution Approved at Ordinary For For Management Meeting on April 23, 2013 Re: Alternate Directors Nominated by Shareholder FGS-ANSeS Can Replace Principal Directors Nominated by Such Shareholder -------------------------------------------------------------------------------- TERNIUM S.A. Ticker: TX Security ID: 880890108 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors For For Management 5 Elect Directors For For Management 6 Approve Remuneration of Directors For For Management 7 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Allow Board to Delegate Company's For For Management Day-to-Day Management to One or More of its Members 9 Allow Board to Appoint One or More of For For Management its Members as Company?s Attorney-in-Fact -------------------------------------------------------------------------------- THE9 LIMITED Ticker: NCTY Security ID: 88337K104 Meeting Date: OCT 28, 2013 Meeting Type: Annual Record Date: SEP 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-election of Jun ZHU as For Against Management Director of the Company 2 Approve Re-election of Cheung Kin For Against Management AU-YEUNG as Director of the Company -------------------------------------------------------------------------------- TIM PARTICIPACOES S.A. Ticker: TIMP3 Security ID: 88706P205 Meeting Date: DEC 12, 2013 Meeting Type: Special Record Date: NOV 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Audit Committee For For Management 2 Amend Corporate Purpose For For Management -------------------------------------------------------------------------------- TIM PARTICIPACOES S.A. Ticker: TIMP3 Security ID: 88706P205 Meeting Date: APR 10, 2014 Meeting Type: Annual/Special Record Date: MAR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Capital Budget for Upcoming For For Management Fiscal Year 3 Approve Allocation of Income and For For Management Dividends 4 Elect Fiscal Council Members For For Management 5 Approve Remuneration of Company's For Against Management Management 1 Approve Stock Option Plan For Against Management 2 Approve Prolonging of Cooperation and For For Management Support Agreement between Telecom Italia S.p.A., and Tim Celular S.A. and Intelig Telecomunicacoes Ltda. -------------------------------------------------------------------------------- TMK OAO Ticker: TRMK Security ID: 87260R201 Meeting Date: NOV 11, 2013 Meeting Type: Special Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 1.04 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- TMK OAO Ticker: TRMK Security ID: 87260R201 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.78 3.1 Elect Dmitry Pumpyansky as Director None Against Management 3.2 Elect Aleksandr Shiryayev as Director None Against Management 3.3 Elect Andrey Kaplunov as Director None Against Management 3.4 Elect Igor Khmelevsky as Director None Against Management 3.5 Elect Mikhail Alekseev as Director None For Management 3.6 Elect Aleksandr Shokhin as Director None For Management 3.7 Elect Robert Foresman as Director None For Management 3.8 Elect Peter O`Brien as Director None For Management 3.9 Elect Elena Blagova as Director None Against Management 3.10 Elect Oleg Shchegolev as Director None For Management 3.11 Elect Sergey Papin as Director None Against Management 3.12 Elect Anatoly Chubays as Director None Against Management 4.1 Elect Aleksandr Maksimenko as Member For For Management of Audit Commission 4.2 Elect Aleksandr Vorobyev as Member of For For Management Audit Commission 4.3 Elect Nina Pozdnyakova as Member of For For Management Audit Commission 5 Ratify OOO Ernst & Young as Auditor For For Management 6 Approve Related-Party Transactions Re: For For Management Loan and Guarantee Agreements -------------------------------------------------------------------------------- TRANSPORTADORA DE GAS DEL SUR S.A. Ticker: TGSU2 Security ID: 893870204 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Amend Articles 20, 24, 26 bis, 29 bis For Against Management and 43 bis of Bylaws 3 Consolidate Bylaws For Against Management 4 Authorize Board to Execute Approved For Against Management Resolutions in Items 2 and 3 5 Consider Financial Statements and For For Management Statutory Reports Including English Version 6 Consider Allocation of Income For For Management 7 Resolution on Reserves for Future For For Management Investments 8 Consider Discharge of Directors and For For Management Internal Statutory Auditors Committee and Fix Their Respective Remuneration 9 Consider Budget of Audit Committee For For Management 10 Fix Number of and Elect Directors and For Against Management Their Alternates 11 Fix Board Terms for Directors For Against Management 12 Elect Members of Internal Statutory For For Management Auditors Comittee and Their Alternates 13 Consider Remuneration of Auditors For For Management 14 Appoint Auditors and Alternate For For Management -------------------------------------------------------------------------------- TRINA SOLAR LTD. Ticker: TSL Security ID: 89628E104 Meeting Date: SEP 03, 2013 Meeting Type: Annual Record Date: JUL 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Re-Election of Mr. Qian ZHAO For For Management as Director 2 Approve Re-Election of Mr. Kwok On For For Management YEUNG as Director 3 Approve to Appoint KPMG as Auditor and For For Management Authorize Board to Fix the Remuneration -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. Ticker: UGPA3 Security ID: 90400P101 Meeting Date: JAN 31, 2014 Meeting Type: Special Record Date: DEC 30, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement between the For For Management Company and Imifarma Produtos Farmaceuticos S.A. 2 Appoint Independent Firm to Appraise For For Management Proposed Transaction 3 Approve Independent Firm's Appraisal For For Management 4 Approve Issuance of Shares in For For Management Connection with Merger 5 Amend Articles to Reflect Changes in For For Management Capital 6 Approve Issuance of Subscription For For Management Warrants in Connection with Merger 7 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES S.A. Ticker: UGPA3 Security ID: 90400P101 Meeting Date: APR 16, 2014 Meeting Type: Annual Record Date: MAR 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Approve Remuneration of Company's For For Management Management 4 Elect Fiscal Council Members For For Management 4.1 Approve Fiscal Council Remuneration For For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Sberbank of Russia 2 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Bank VTB -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Anton Averin as Director None Against Management 3.2 Elect Vladislav Baumgertner as Director None Against Management 3.3 Elect Viktor Belyakov as Director None Against Management 3.4 Elect Alexandr Voloshin as Director None Against Management 3.5 Elect Pavel Grachev as Director None Against Management 3.6 Elect Anna Kolonchina as Director None Against Management 3.7 Elect Oleg Petrov as Director None Against Management 3.8 Elect Robert John Margetts as Director None For Management 3.9 Elect Paul James Ostling as Director None For Management 3.10 Elect Mikhail Stiskin as Director None Against Management 3.11 Elect Gordon Holden Sage as Director None For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: DEC 18, 2013 Meeting Type: Special Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.21 For For Management per Share 2 Approve New Edition of Charter For For Management 3 Amend Terms of Large-Scale Transaction For For Management Re: Loan Agreement with OAO Sberbank of Russia -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: MAR 24, 2014 Meeting Type: Special Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Dmitry Konyaev as Director None Against Management 3.2 Elect Dmitry Mazepin as Director None Against Management 3.3 Elect Robert John Margetts as Director None For Management 3.4 Elect Dmitry Osipov as Director None Against Management 3.5 Elect Paul James Ostling as Director None For Management 3.6 Elect Dmitry Razumov as Director None Against Management 3.7 Elect Valery Senko as Director None Against Management 3.8 Elect Mikhail Sosnovsky as Director None Against Management 3.9 Elect Gordon Holden Sage as Director None For Management 3.10 Elect Dmitry Tatyanin as Director None Against Management 3.11 Elect Sergey Chemezov as Director None Against Management 3.12 Elect Christophe Charlier as Director None Against Management 3.13 Elect Jian Chen as Director None Against Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: APR 04, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction with For For Management Sberbank of Russia Re: Debt Financing 2 Amend Charter For For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends of RUB 1.63 per Share 5.1 Elect Natalia Zhuravleva as Member of For For Management Audit Commission 5.2 Elect Andrey Kononov as Member of For For Management Audit Commission 5.3 Elect Maria Kuzmina as Member of Audit For For Management Commission 5.4 Elect Maria Risuhina as Member of For For Management Audit Commission 5.5 Elect Irina Sharandina as Member of For For Management Audit Commission 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve New Edition on Regulations on For For Management Remuneration of Directors 9 Determine Cost of Indemnification For For Management Agreements with Directors 10 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors 11.1 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Service Agreements 11.2 Approve Related-Party Transactions For For Management with ZAO VNII Galurgii Re: Service Agreements 11.3 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Service Agreements 11.4 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.5 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Lease Agreements 11.6 Approve Related-Party Transactions For For Management with OOO Silvinit-Transport Re: Lease Agreements 11.7 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Lease Agreements 11.8 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.9 Approve Related-Party Transactions For For Management with Uralchem Re: Sale/Purchase and Supply Contracts 11.10 Approve Related-Party Transactions For For Management with Kirovo-Chepetzkii Chemical Plant Re: Sale/Purchase and Supply Contracts 11.11 Approve Related-Party Transactions For For Management with OAO Voskresenskie Mineralniye Udobrenija Re: Sale/Purchase and Supply Contracts 11.12 Approve Related-Party Transactions For For Management with VSMPO-AVISMA Corp. Re: Sale/Purchase and Supply Contracts 11.13 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Sale/Purchase and Supply Contracts 11.14 Approve Related-Party Transactions Re: For For Management Capital Contributions to Subsidiaries 12.1 Elect Dmitry Konyaev as Director None Against Management 12.2 Elect Dmitry Mazepin as Director None Against Management 12.3 Elect Robert John Margetts as Director None For Management 12.4 Elect Dmitry Osipov as Director None Against Management 12.5 Elect Paul James Ostling as Director None For Management 12.6 Elect Dmitry Razumov as Director None Against Management 12.7 Elect Valery Senko as Director None Against Management 12.8 Elect Mikhail Sosnovsky as Director None Against Management 12.9 Elect Gordon Holden Sage as Director None For Management 12.10 Elect Dmitry Tatyanin as Director None Against Management 12.11 Elect Sergey Chemezov as Director None For Management 12.12 Elect Christophe Charlier as Director None Against Management 12.13 Elect Chen Jian as Director None Against Management 13 Ratify IFRS Auditor For For Management 14 Approve Auditor for Company's IFRS For For Management Consolidated Financial Statements 15 Ratify RAS Auditor For For Management 16 Determine Cost of Liability Insurance For For Management for Directors and Officers 17 Approve Related-Party Transactions Re: For For Management Liability Insurance for Directors and Officers -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE5 Security ID: 91912E105 Meeting Date: APR 17, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Alternate Directors For For Management 4 Elect Fiscal Council Members For For Management 5 Approve Remuneration of Company's For Against Management Management 6 Approve Cancellation of Treasury Shares For For Management 7 Authorize Capitalization of Reserves For For Management 8 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- VALE S.A. Ticker: VALE5 Security ID: 91912E204 Meeting Date: APR 17, 2014 Meeting Type: Annual/Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2013 2 Approve Allocation of Income and For For Management Dividends 3 Elect Alternate Directors None None Management 4 Elect Fiscal Council Member(s) None Abstain Shareholder Nominated by Preferred Shareholders 5 Approve Remuneration of Company's For Against Management Management 1 Approve Cancellation of Treasury Shares For For Management 2 Authorize Capitalization of Reserves For For Management 3 Amend Article 5 to Reflect Changes in For For Management Capital -------------------------------------------------------------------------------- VIMPELCOM LTD. Ticker: VIP Security ID: 92719A106 Meeting Date: SEP 25, 2013 Meeting Type: Special Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For Against Management -------------------------------------------------------------------------------- VINA CONCHA Y TORO S.A. Ticker: CONCHATORO Security ID: 927191106 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Statutory Reports 2 Approve Dividends and Dividends Policy For For Management 3 Elect Directors For Against Management 4 Appoint Auditors and Designate Risk For For Management Assessment Companies 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration and Budget of For For Management Directors' Committee 7 Designate Newspaper to Publish Meeting For For Management Announcements 8 Receive Report Regarding Related-Party For For Management Transactions 9 Other Business (Voting) For Against Management -------------------------------------------------------------------------------- VISIONCHINA MEDIA INC. Ticker: VISN Security ID: 92833U202 Meeting Date: DEC 09, 2013 Meeting Type: Annual Record Date: NOV 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Ratify the Appointment of For For Management Deloitte Touche Tohmatsu CPA Ltd. as the Auditor of the Company for the Fiscal Year Ending December 31, 2013 -------------------------------------------------------------------------------- VISIONCHINA MEDIA INC. Ticker: VISN Security ID: 92833U202 Meeting Date: APR 24, 2014 Meeting Type: Special Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Authorize the Settlement Documents and For For Management the Settlement Transaction 2 Approve the Increase of the Number of For For Management Available Shares Under 2006 Share Incentive Plan -------------------------------------------------------------------------------- VTB BANK JSC. Ticker: VTBR Security ID: 46630Q202 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.00116 per For For Management Share 5 Approve Remuneration of Directors For For Management 6 Fix Number of Directors at 11 For For Management 7.1 Elect Matthias Warnig as Director None Against Management 7.2 Elect Yves-Thibauil de Silguy as None For Management Director 7.3 Elect Sergey Dubinin as Director None Against Management 7.4 Elect Simeon Dyankov as Director None For Management 7.5 Elect Mikhail Kopeykin as Director None Against Management 7.6 Elect Andrey Kostin as Director None Against Management 7.7 Elect Nikolay Kropachev as Director None Against Management 7.8 Elect Shahmar Movsumov as Director None Against Management 7.9 Elect Aleksey Moiseev as Director None Against Management 7.10 Elect Elena Popova as Director None Against Management 7.11 Elect Vladimir Chistyukhin as Director None Against Management 8 Fix Number of Audit Commission Members For For Management at Six 9 Elect Six Members of Audit Commission For For Management 10 Ratify Ernst & Young LLC Auditor For For Management 11 Approve New Edition of Charter For Against Management 12 Approve New Edition of Regulations on For For Management General Meetings 13 Approve New Edition of Regulations on For For Management Supervisory Board 14 Approve New Edition of Regulations on For For Management Management 15 Approve Termination of Company's For For Management Membership in Association of Bill Market Participants (AUVER) 16.1 Approve Related-Party Transactions For For Management with Airport Alliance (Netherlands) B. V. 16.2 Approve Related-Party Transactions For For Management with Gazprom Schweiz AG 16.3 Approve Related-Party Transactions For For Management with Nord Stream AG 16.4 Approve Loan Agreement with Tele2 For For Management Russia Holding AB 16.5 Approve Related-Party Transactions For For Management with UC RUSAL plc 16.6 Approve Related-Party Transactions For For Management with VTB Bank (Austria) AG 16.7 Approve Related-Party Transactions For For Management with VTB Bank (France) SA 16.8 Approve Related-Party Transactions For For Management with VTB Capital Plc (United Kingdom) 16.9 Approve Related-Party Transactions For For Management with OJSC ALROSA 16.10 Approve Related-Party Transactions For For Management with AVTOTOR Holding LLC 16.11 Approve Related-Party Transactions For For Management with OJSC Transneft 16.12 Approve Related-Party Transactions For For Management with OJSC Rossiya Bank 16.13 Approve Related-Party Transactions For For Management with CJSC VTB24 16.14 Approve Related-Party Transactions For For Management with OJSC VTB Bank (Azerbaijan) 16.15 Approve Related-Party Transactions For For Management with CJSC VTB Bank (Belarus) 16.16 Approve Related-Party Transactions For For Management with JSC VTB Bank (Belgrade) 16.17 Approve Related-Party Transactions For For Management with JSC VTB Bank (Georgia) 16.18 Approve Related-Party Transactions For For Management with OJSC Bank Moscow-Minsk 16.19 Approve Related-Party Transactions For For Management with Bank of Moscow 16.20 Approve Related-Party Transactions For For Management with PJSC VTB Bank (Ukraine) 16.21 Approve Related-Party Transactions For For Management with CJSC VTB Development 16.22 Approve Related-Party Transactions For For Management with VTB Debt Center Ltd 16.23 Approve Related-Party Transactions For For Management with CJSC VTB Capital 16.24 Approve Related-Party Transactions For For Management with VTB Capital Investment Management Ltd. 16.25 Approve Related-Party Transactions For For Management with JSC VTB Leasing 16.26 Approve Related-Party Transactions For For Management with CJSC VTB Specialized Depository 16.27 Approve Related-Party Transactions For For Management with VTB Insurance Ltd. 16.28 Approve Related-Party Transactions For For Management with OJSC Hals-Development 16.29 Approve Related-Party Transactions For For Management with Joint-Stock Commercial Bank Evrofinance Mosnarbank 16.30 Approve Related-Party Transactions For For Management with OJSC Leto Bank 16.31 Approve Related-Party Transactions For For Management with OJSC Rosneft Oil Company 16.32 Approve Related-Party Transactions For For Management with JSC United Aircraft Corporation 16.33 Approve Related-Party Transactions For For Management with OJSC Sberbank Rossii 16.34 Approve Related-Party Transactions For For Management with CJSC Dynamo Management Company 16.35 Approve Related-Party Transactions For For Management with VTB Factoring Ltd. 16.36 Approve Related-Party Transactions For For Management with The Artistic Gymnastic Federation of Russia 16.37 Approve Related-Party Transactions For For Management with CJSC Dynamo Moscow Football Club 16.38 Approve Related-Party Transactions For For Management with CJSC VTB Capital Holding 16.39 Approve Related-Party Transactions For For Management with VTB Capital IB Holding Ltd. 16.40 Approve Related-Party Transactions For For Management with The Bank of Russia -------------------------------------------------------------------------------- WIPRO LIMITED Ticker: 507685 Security ID: 97651M109 Meeting Date: JUL 25, 2013 Meeting Type: Annual Record Date: JUN 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Confirm Interim Dividend of INR 2.00 For For Management Per Share and Approve Final Dividend of INR 5.00 Per Share 3 Reelect N. Vaghul as Director For For Management 4 Reelect A.S. Ganguly as Director For For Management 5 Approve BSR & Co. as Auditors and For For Management Authorize Board to Fix Their Remuneration 6 Elect V. Joshi as Director For For Management 7 Approve Reappointment and Remuneration For For Management of A.H. Premji as Chairman and Managing Director 8 Approve Reappointment and Remuneration For For Management of S.C. Senapaty as CFO and Executive Director -------------------------------------------------------------------------------- WNS HOLDINGS LTD. Ticker: WNS Security ID: 92932M101 Meeting Date: SEP 25, 2013 Meeting Type: Annual Record Date: AUG 22, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports (Voting) 2 Ratify Grant Thornton India LLP as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Reelect Anthony A. Greener as a Class For For Management I Director 5 Reelect Richard Bernays as a Class I For For Management Director 6 Reelect Adrian T. Dillon as a Class I For For Management Director 7 Approve Remuneration of Directors For For Management 8 Approve Increase in Ordinary For For Management Shares/American Depositary Shares (ADSs) and Adopt Third Amended and Restated 2006 Incentive Award Plan -------------------------------------------------------------------------------- WOORI FINANCE HOLDINGS CO. LTD. Ticker: 053000 Security ID: 981063100 Meeting Date: JAN 28, 2014 Meeting Type: Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Spin-Off Agreement For For Management -------------------------------------------------------------------------------- WOORI FINANCE HOLDINGS CO. LTD. Ticker: 053000 Security ID: 981063100 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Elect Oh Sang-Geun as Outside Director For For Management 2.2 Elect Choi Gang-Sik as Outside Director For For Management 2.3 Elect Lim Sung-Yeol as Outside Director For For Management 2.4 Elect Jang Min as Outside Director For For Management 3.1 Elect Chae Hee-Yul as Member of Audit For For Management Committee 3.2 Elect Oh Sang-Geun as Member of Audit For For Management Committee 3.3 Elect Choi Gang-Sik as Member of Audit For For Management Committee 3.4 Elect Lim Sung-Yeol as Member of Audit For For Management Committee 3.5 Elect Jang Min as Member of Audit For For Management Committee 4 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- WSP HOLDINGS LIMITED Ticker: WH Security ID: 92934F203 Meeting Date: DEC 20, 2013 Meeting Type: Annual Record Date: DEC 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Mr. Badrul Feisal For For Management bin Abdul Rahim as Director 2 Approve to Re-elect Mr. Dennis D. Zhu For For Management as Director 3 Approve to Re-elect Mr. Michael Muhan For For Management Liu as Director 4 Approve to Re-elect Mr. Jing Lu as For For Management Director 5 Approve to Appoint Malonebailey, LLP For For Management as the Auditor for the Fiscal Year Ending December 31, 2013 6 Authorize Each of Mr. Longhua Piao and For For Management Mr. Choon Hoi Then(each, An Officer) to Ratify and Execute Approved Resolutions -------------------------------------------------------------------------------- WUXI PHARMATECH (CAYMAN) INC. Ticker: WX Security ID: 929352102 Meeting Date: NOV 07, 2013 Meeting Type: Annual Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Ge Li as Director For Against Management 2 Approve to Re-elect Stewart Hen as For For Management Director -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: JUL 19, 2013 Meeting Type: Special Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect Alexander Malis to Supervisory For For Management Board 2b Elect Igor Shekhterman to Supervisory For For Management Board 3 Approve Remuneration of Supervisory For For Management Board 4 Elect Vladlena Yavorskaya to For For Management Executive Board 5 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: SEP 06, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Pawel Musial to Supervisory Board For For Management 3a Approve Remuneration of Supervisory For For Management Board 3b Approve Restricted Stock Grants to For For Management Independent Supervisory Board Members 4 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3a Discuss Remuneration Report None None Management 3b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3c Approve Allocation of Income For For Management 3d Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Reelect David Gould to Supervisory For Against Management Board 7 Reelect Christian Couvreux to For For Management Supervisory Board 8 Approve Remuneration of Supervisory For Against Management Board 9 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 10 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles Re: Composition, For For Management Decision-making, Delegation of Powers and Representation of the Management Board 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Close Meeting None None Management -------------------------------------------------------------------------------- XINYUAN REAL ESTATE CO. LTD. Ticker: XIN Security ID: 98417P105 Meeting Date: DEC 04, 2013 Meeting Type: Annual Record Date: NOV 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Ratify Ernst & Young Hua Ming as 2013 For For Management Auditor 2 Approve to Increase the Limit on the For Against Management Size of Board of Directors from 9 to 11 -------------------------------------------------------------------------------- XUEDA EDUCATION GROUP Ticker: XUE Security ID: 98418W109 Meeting Date: NOV 26, 2013 Meeting Type: Annual Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Adoption of Consolidated For For Management Financial Statements 2 Approve Ratification of the For For Management Appointment of Deloitte Touche Tohmatsu CPA Ltd. as the Company's Auditors -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: 984846105 Meeting Date: SEP 09, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Zhang Xinwen as Director For For Management 2 Elect Li Xiyong as Director For For Management -------------------------------------------------------------------------------- YANZHOU COAL MINING COMPANY LIMITED Ticker: 01171 Security ID: 984846105 Meeting Date: MAY 14, 2014 Meeting Type: Annual/Special Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Board of Directors' Report For For Management 2 Accept Report of the Supervisory For For Management Committee 3 Accept Financial Statements For For Management 4 Approve Profit Distribution Plan and For For Management Distribution of Dividend 5 Authorize Board to Fix Remuneration of For For Management Directors and Supervisors 6 Approve Renewal of the Liability For For Management Insurance of Directors, Supervisors and Senior Officers 7 Reappoint Auditors and Authorize Board For For Management to Fix Their Remuneration 8 Approve Revision of Annual Cap Under For For Management the Products, Materials and Equipment Leasing Agreement 9.1 Elect Li Xiyong as Director For For Management 9.2 Elect Zhang Xinwen as Director For For Management 9.3 Elect Yin Mingde as Director For For Management 9.4 Elect Wu Yuxiang as Director For For Management 9.5 Elect Zhang Baocai as Director For For Management 9.6 Elect Wu Xiangqian as Director For For Management 10.1 Elect Wang Lijie as Director For For Management 10.2 Elect Jia Shaohua as Director For For Management 10.3 Elect Wang Xiaojun as Director For For Management 10.4 Elect Xue Youzhi as Director For For Management 11.1 Elect Shi Xuerang as Supervisor For For Management 11.2 Elect Zhang Shengdong as Supervisor For For Management 11.3 Elect Gu Shisheng as Supervisor For For Management 11.4 Elect Zhen Ailan as Supervisor For For Management 12.1 Amend Articles of Association For For Management 12.2 Amend Rules of Procedures for the For For Management Shareholders' General Meeting 12.3 Amend Rules of Procedures for the Board For For Management 12.4 Amend Rules of Procedures for the For For Management Supervisory Committee 13 Authorize the Company to Carry Out For For Management Domestic and Overseas Financing Activities 14 Approve Provision of Financial For For Management Guarantees to the Company's Wholly-Owned Subsidiaries 15 Approve Issuance of Equity or For Against Management Equity-Linked Securities without Preemptive Rights 16 Authorize Repurchase of Up to 10 For For Management Percent of Issued H Share Capital 17 Authorize Repurchase of Up to 10 For For Management Percent of H Shares -------------------------------------------------------------------------------- YINGLI GREEN ENERGY HOLDINGS CO LTD. Ticker: YGE Security ID: 98584B103 Meeting Date: NOV 08, 2013 Meeting Type: Annual Record Date: OCT 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Zongwei Li as Director For Against Management 1.2 Elect Junmin Liu as Director For For Management 2 Approve Ratification of the For For Management Appointment of KPMG as the Company's Auditor -------------------------------------------------------------------------------- YPF SOCIEDAD ANONIMA Ticker: YPFD Security ID: 984245100 Meeting Date: APR 30, 2014 Meeting Type: Annual/Special Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Designate Two Shareholders to Sign For For Management Minutes of Meeting 2 Consider Employee Stock Option Plan For Against Management Funded by Repurchase Shares 3 Consider Financial Statements and For For Management Statutory Reports 4 Approve Allocation of Income and For For Management Dividends 5 Approve Remuneration of Auditors for For For Management Fiscal Year 2013 6 Approve Auditors for Fiscal Year 2014 For For Management and Fix Their Remuneration 7 Extend Authorization Granted to Board For For Management to Set Terms and Conditions in Connection with Global Program for Debt Issuance 8 Consider Discharge of Directors and For For Management Members of Internal Statutory Auditors Committee 9 Approve Remuneration of Directors For For Management 10 Approve Remuneration of Internal For For Management Statutory Auditors Committee 11 Fix Number of Internal Statutory For For Management Auditors Committee Members and Alternates 12 Elect One Member of Internal Statutory For For Management Auditors Committee and Alternate for Class A Shares 13 Elect One Member of Internal Statutory For For Management Auditors Committee and Alternate for Class D Shares 14 Fix Number of Directors and Alternates For For Management 15 Elect One Director and Alternate for For Against Management Class A Shares 16 Elect Directors and Their Alternates For For Management for Class D Shares 17 Authorize Advance Remuneration of For For Management Directors and Internal Statutory Auditors Committee Members for 2014 18 Consider Withdrawal of Corporate For For Management Liability Action Initiated by Company Against Antonio Brufau Niubo -------------------------------------------------------------------------------- ZHAIKMUNAI L.P. Ticker: ZKM Security ID: 98952U204 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: NOV 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Change Name of the Partnership From For For Management Zhaikmunai L.P. to Nostrum Oil & Gas L. P. 2 Approve the Amended and Restated For For Management Limited Partnership Agreement -------------------------------------------------------------------------------- ZUOAN FASHION LTD. Ticker: ZA Security ID: 98982X103 Meeting Date: DEC 23, 2013 Meeting Type: Annual Record Date: NOV 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve to Re-elect Frank Zhao as For For Management Director 2 Approve to Re-elect Wenxin Zhu as For For Management Director 3 Approve to Ratify the Appointment of For For Management GHP Horwath, P.C. as the Company's Auditor ===================== VelocityShares Russia Select DR ETF ====================== DREYFUS FUNDS Ticker: DPRXX Security ID: 261941108 Meeting Date: DEC 06, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gordon J. Davis For For Management 1.2 Elect Director Whitney I. Gerard For For Management 1.3 Elect Director Robin A. Melvin For For Management 1.4 Elect Director Nathan Leventhal For For Management 1.5 Elect Director Roslyn M. Watson For For Management -------------------------------------------------------------------------------- ETALON GROUP LTD. Ticker: ETLN Security ID: 29760G103 Meeting Date: NOV 15, 2013 Meeting Type: Annual Record Date: OCT 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For Against Management Statutory Reports (Voting) 2 Ratify KPMG Channel Islands Limited as For For Management Auditors 3 Authorize Board to Fix Remuneration of For For Management Auditors 4 Elect Boris Svetlichniy as a Director For For Management 5 Reelect Martin Cocker as a Director For For Management 6 Reelect Anton Poryadin as a Director For For Management -------------------------------------------------------------------------------- EURASIA DRILLING COMPANY LTD. Ticker: EDCL Security ID: 29843U202 Meeting Date: SEP 23, 2013 Meeting Type: Annual Record Date: AUG 08, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Reelect Richard Anderson as Director For Against Management 1b Reelect Rene Huck as Director For For Management 1c Reelect Richard Matzke as Director For Against Management 1d Elect Igor Belikov as Director For Against Management 1e Elect Edward J. DiPaolo as Director For Against Management 2 Reappoint KPMG Limited as Auditors For For Management -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Six Months of Fiscal 2013 -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: OCT 24, 2013 Meeting Type: Special Record Date: SEP 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Related-Party Transaction with For For Management OAO Tomskneft Re: Purchase of Oil 1.2 Approve Related-Party Transaction with For For Management OAO SN-MNG Re: Purchase of Oil 1.3 Approve Related-Party Transaction with For For Management Salym Petroleum Development N.V. Re: Purchase of Oil 1.4 Approve Related-Party Transaction with For For Management OAO Gazpromneft-Noyabrskneftegaz Re: Purchase of Oil 1.5 Approve Related-Party Transaction with For For Management OOO Zapolyarneft Re: Purchase of Oil 1.6 Approve Related-Party Transaction with For For Management Gazprom Neft Trading Gmbh Re: Sale of Oil 1.7 Approve Related-Party Transaction with For For Management Sberbank of Russia Re: Currency Conversion 1.8 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Currency Conversion 1.9 Approve Related-Party Transaction with For For Management Sberbank of Russia Re: Cash Deposits 1.10 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Cash Deposits 1.11 Approve Related-Party Transaction with For For Management OAO Gazprom Re: Supply of Oil 1.12 Approve Related-Party Transaction with For For Management ZAO Gazprom Neft Orenburg Re: Supply of Oil 1.13 Approve Related-Party Transaction with For For Management OOO ITSK Re: IT Services -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: NOV 12, 2013 Meeting Type: Special Record Date: OCT 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For Against Management -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: DEC 24, 2013 Meeting Type: Special Record Date: OCT 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For Against Management Board of Directors 2.1 Elect Vladimir Alisov as Director None Against Management 2.2 Elect Marat Garayev as Director None Against Management 2.3 Elect Valery Golubev as Director None Against Management 2.4 Elect Nikolay Dubik as Director None Against Management 2.5 Elect Aleksandr Dyukov as Director None Against Management 2.6 Elect Aleksandr Kalinkin as Director None Against Management 2.7 Elect Andrey Kruglov as Director None Against Management 2.8 Elect Aleksey Miller as Director None Against Management 2.9 Elect Elena Mikhaylova as Director None Against Management 2.10 Elect Aleksandr Mikheev as Director None Against Management 2.11 Elect Valery Serdyukov as Director None Against Management 2.12 Elect Kirill Seleznev as Director None Against Management 2.13 Elect Sergey Fursenko as Director None Against Management 2.14 Elect Vsevolod Cherepanov as Director None Against Management 2.15 Elect Mikhail Sereda as Director None Against Management -------------------------------------------------------------------------------- GAZPROM NEFT JSC Ticker: SIBN Security ID: 36829G107 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 9.38 per Share For For Management 5.1 Elect Vladimir Alisov as Director None Against Management 5.2 Elect Marat Garaev as Director None Against Management 5.3 Elect Valery Golubev as Director None Against Management 5.4 Elect Nikolay Dubik as Director None Against Management 5.5 Elect Alexander Dyukov as Director None Against Management 5.6 Elect Alexander Kalinkin as Director None Against Management 5.7 Elect Andrey Kruglov as Director None Against Management 5.8 Elect Alexey Miller as Director None Against Management 5.9 Elect Elena Mikhailova as Director None Against Management 5.10 Elect Alexander Mikheyev as Director None Against Management 5.11 Elect Kirill Seleznev as Director None Against Management 5.12 Elect Valery Serdyukov as Director None Against Management 5.13 Elect Mikhail Sereda as Director None Against Management 5.14 Elect Sergey Fursenko as Director None Against Management 5.15 Elect Vsevolod Cherepanov as Director None Against Management 6.1 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 6.2 Elect Galina Delvig as Member of Audit For For Management Commission 6.3 Elect Vitaly Kovalev as Member of For For Management Audit Commission 6.4 Elect Anatoly Kotlyar as Member of For For Management Audit Commission 6.5 Elect Alexander Frolov as Member of For For Management Audit Commission 7 Ratify ZAO PricewaterhouseCoopers For For Management Audit as Auditor 8 Approve Remuneration of Directors For Against Management 9 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Against Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Against Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Against Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Against Management Commission 13.13 Elect Sergey Platonov as Member of For Against Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Against Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Against Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Against Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Against Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GAZPROM OAO Ticker: GAZP Security ID: 368287207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 7.20 per Share For For Management 5 Ratify ZAO PricewaterhouseCoopers as For For Management Auditor 6 Approve Remuneration of Directors For Against Management 7 Approve Remuneration of Members of For For Management Audit Commission 8 Amend Charter For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Large-Scale Related-Party For For Management Transaction with South Stream Transport B.V.: Guarantee Agreement for Securing Obligations of LLC Gazprom Export 11.1 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Agreements 11.2 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Agreements 11.3 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Agreements 11.4 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Loan Facility Agreement 11.5 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Loan Facility Agreement 11.6 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Loan Facility Agreement 11.7 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Loan Facility Agreement 11.8 Approve Related-Party Transaction with For For Management OAO Gazprombank and OAO Sberbank of Russia Re: Agreements on Transfer of Funds and Maintaining Minimum Balance on Bank Accounts 11.9 Approve Related-Party Transaction with For For Management OAO AB ROSSIYA Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts 11.10 Approve Related-Party Transaction with For For Management OAO Gazprombank, OAO Sberbank of Russia, and OAO AB ROSSIYA Re: Agreements on Using Electronic Payments System 11.11 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale 11.12 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Foreign Currency Purchase/Sale 11.13 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreement on Forward/Swap Conversion Operations 11.14 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Foreign Currency Purchase/Sale 11.15 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Deposit Agreements 11.16 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Deposit Agreements 11.17 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Deposit Agreements 11.18 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.19 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.20 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Guarantee Agreements for Securing Obligations of Gazprom's Subsidiaries 11.21 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Guarantees to Tax Authorities 11.22 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Guarantees to Tax Authorities 11.23 Approve Related-Party Transaction with For For Management OAO Sberbank of Russia Re: Agreements on Guarantees to Tax Authorities 11.24 Approve Related-Party Transaction with For For Management DOAO Tsentrenergogaz Re: Agreements on Temporary Possession and Use of Building and Equipment 11.25 Approve Related-Party Transaction with For For Management OAO Tsentrgaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.26 Approve Related-Party Transaction with For For Management OAO Gazprombank Re: Agreements on Temporary Possession and Use of Non-residential Premises 11.27 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.28 Approve Related-Party Transaction with For For Management OAO Gazpromneft Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions, and Special-Purpose Telecommunications 11.29 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.30 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.31 Approve Related-Party Transaction with For For Management OOO Gazprom Export Re: Agreements on Sale of Commercial Products Owned by Gazprom 11.32 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.33 Approve Related-Party Transaction with For For Management OAO Gazprom Gazoraspredeleniye Re: Agreements on Temporary Possession and Use of Gas Distribution System, Software and Hardware Solutions 11.34 Approve Related-Party Transaction with For For Management OAO Druzhba Re: Agreements on Temporary Possession and Use of Facilities of Druzhba Vacation Cente 11.35 Approve Related-Party Transaction with For For Management OOO Gazprom Investproyekt Re: Provision of Consulting Services 11.36 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Arranging of Injection and Storage of Gas 11.37 Approve Related-Party Transaction with For For Management OOO Gazprom Komplektatsiya Re: Agreements on Temporary Possession and Use of Software and Hardware Solutions 11.38 Approve Related-Party Transaction with For For Management OAO Severneftegazprom Re: Agreements on Delivery of Gas 11.39 Approve Related-Party Transaction with For For Management OAO Tomskgazprom Re: Agreements on Transportation of Gas 11.40 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Transportation of Gas 11.41 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Environment, Life, Health, and Individual Property Insurance 11.42 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Agreements on Sale/Purchase of Gas 11.43 Approve Related-Party Transaction with For For Management A/S Latvijas Gaze Re: Agreements on Sale of Gas, Arranging of Injection, and Storage of Gas 11.44 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Transfer of Funds 11.45 Approve Related-Party Transaction with For For Management AB Lietuvos Dujos Re: Agreements on Sale of Gas 11.46 Approve Related-Party Transaction with For For Management AO Moldovagaz Re: Agreements on Sale and Transportation of Gas 11.47 Approve Related-Party Transaction with For For Management KazRosGaz LLP Re: Agreements on Transportation of Gas 11.48 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Agreements on Transportation of Gas 11.49 Approve Related-Party Transaction with For For Management OAO AK Transneft Re: Agreements on Transportation of Oil and Storage of Oil 11.50 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.51 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.52 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.53 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.54 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.55 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.56 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Transfer of Funds and Maintaining Minimum Balance On Bank Accounts Work 11.57 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.58 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.59 Approve Related-Party Transaction with For For Management Gubkin Russian State University of Oil and Gas Re: Agreements on Research and Development Work 11.60 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: License to Use Software 11.61 Approve Related-Party Transaction with For For Management OAO Gazprom Kosmicheskiye Sistemy Re: Agreements on Investment Projects 11.62 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Investment Projects 11.63 Approve Related-Party Transaction with For For Management OOO Gazprom Tsentrremont Re: Agreements on Works Related to Cost Estimate Documentation and On-Load Pre-Commissioning Tests 11.64 Approve Related-Party Transaction with For For Management Multiple Parties Re: Agreements on Arranging Stocktaking of Property 11.65 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.66 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board 11.67 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Property 11.68 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees 11.69 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees, Their Familiy Members, and Retired Former Employees 11.70 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Transportation Vehicles Owned By Gazprom 11.71 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Agreements on Insurance of Gazprom's Employees Travelling On Official Business 11.72 Approve Related-Party Transaction with For For Management OAO Bank VTB Re: Agreements on Using Electronic Payments System 11.73 Approve Related-Party Transaction with For For Management OOO Gazprom Gazomotornoye Toplivo Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.74 Approve Related-Party Transaction with For For Management Equipment Manufacturers Association Novye Technologii Gazovoy Otrasli Re: License to Use OAO Gazprom's Trademarks Electronic Payments System 11.75 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Exclusive License to Use OAO Gazprom's TrademarksElectronic Payments System 11.76 Approve Related-Party Transaction with For For Management OAO Rosselkhozbank Re: Agreements on Using Electronic Payments System 11.77 Approve Related-Party Transaction with For For Management OOO Gazprom Mezhregiongaz Re: Gas Supply Agreements 11.78 Approve Related-Party Transaction with For For Management OAO Gazprom Neft Re: Crude Oil Supply Agreements 11.79 Approve Related-Party Transaction with For For Management OAO NOVATEK Re: Agreements on Transportation of Gas 11.80 Approve Related-Party Transaction with For For Management OAO Gazprom Transgaz Belarus Re: Agreements on Sale of Gas and Transit Transportation of Gas 12.1 Elect Andrey Akimov as Director None Against Management 12.2 Elect Farit Gazizullin as Director None Against Management 12.3 Elect Viktor Zubkov as Director None Against Management 12.4 Elect Elena Karpel as Director None Against Management 12.5 Elect Timur Kulibayev as Director None Against Management 12.6 Elect Vitaliy Markelov as Director None Against Management 12.7 Elect Viktor Martynov as Director None Against Management 12.8 Elect Vladimir Mau as Director None Against Management 12.9 Elect Aleksey Miller as Director None Against Management 12.10 Elect Valery Musin as Director None For Management 12.11 Elect Seppo Remes as Director None Against Management 12.12 Elect Oleg Saveliev as Director None Against Management 12.13 Elect Andrey Sapelin as Director None Against Management 12.14 Elect Mikhail Sereda as Director None Against Management 13.1 Elect Vladimir Alisov as Member of For Against Management Audit Commission 13.2 Elect Dmitry Arkhipov as Member of For For Management Audit Commission 13.3 Elect Aleksey Afonyashin as Member of For Against Management Audit Commission 13.4 Elect Irina Babenkova as Member of For Against Management Audit Commission 13.5 Elect Andrey Belobrov as Member of For Against Management Audit Commission 13.6 Elect Vadim Bikulov as Member of Audit For For Management Commission 13.7 Elect Larisa Vitj as Member of Audit For Did Not Vote Management Commission 13.8 Elect Aleksandr Ivanninkov as Member For Did Not Vote Management of Audit Commission 13.9 Elect Marina Mikhina as Member of For For Management Audit Commission 13.10 Elect Yuriy Nosov as Member of Audit For For Management Commission 13.11 Elect Karen Oganyan as Member of Audit For Did Not Vote Management Commission 13.12 Elect Oleg Osipenko as Member of Audit For Did Not Vote Management Commission 13.13 Elect Sergey Platonov as Member of For Did Not Vote Management Audit Commission 13.14 Elect Svetlana Ray as Member of Audit For Did Not Vote Management Commission 13.15 Elect Mikhail Rosseyev as Member of For Did Not Vote Management Audit Commission 13.16 Elect Tatyana Fisenko as Member of For Did Not Vote Management Audit Commission 13.17 Elect Alan Khadziev as Member of Audit For Did Not Vote Management Commission 13.18 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: Security ID: 37951Q202 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: SEP 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Capital For For Management 2 Issue Shares in Connection with For For Management Acquisition 3 Approve Resignation of Director For For Management 4 Ratify Director Appointment For For Management -------------------------------------------------------------------------------- GLOBAL PORTS INVESTMENTS PLC Ticker: GLPR Security ID: 37951Q202 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 3 Elect Constantinos Economides as For For Management Director and Approve his Remuneration 4 Approve Dividends For For Management -------------------------------------------------------------------------------- GLOBALTRANS INVESTMENT PLC Ticker: GLTR Security ID: 37949E204 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Dividends For For Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Approve Termination of Powers of Board For For Management of Directors 5 Elect Alexander Eliseev as Director For For Management 6 Elect Michael Zampelas as Director and For For Management Approve His Remuneration 7 Elect George Papaioannou as Director For For Management and Approve His Remuneration 8 Elect J. Carroll Colley as Director For For Management and Approve His Remuneration 9 Elect Johann Franz Durrer as Director For For Management and Approve His Remuneration 10 Elect Sergey Maltsev as Director For For Management 11 Elect Michael Thomaides as Director For For Management 12 Elect Elia Nicoalou as Director and For For Management Approve His Remuneration 13 Elect Konstantin Shirokov as Director For For Management 14 Elect Andrey Gomon as Director For For Management 15 Elect Alexander Storozhev as Director For For Management 16 Elect Alexander Tarasov as Director For For Management 17 Elect Marios Tofaros as Director and For For Management Approve His Remuneration 18 Elect Sergey Tolmachev as Director For For Management 19 Elect Melina Pyrgou as Director For For Management -------------------------------------------------------------------------------- LSR GROUP Ticker: LSRG Security ID: 50218G206 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 40 per Share 4 Fix Number of Directors at Nine For For Management 5.1 Elect Ilgiz Valitov as Director None Against Management 5.2 Elect Aleksandr Vakhmistrov as Director None Against Management 5.3 Elect Dmitry Goncharov as Director None Against Management 5.4 Elect Yury Kudimov as Director None Against Management 5.5 Elect Andrey Molchanov as Director None Against Management 5.6 Elect Yury Osipov as Director None For Management 5.7 Elect Sergey Skatershchikov as Director None Against Management 5.8 Elect Elena Tumanova as Director None Against Management 5.9 Elect Olga Sheikina as Director None Against Management 6.1 Elect Natalya Klevtsova as Member of For For Management Audit Commission 6.2 Elect Yury Terentyev as Member of For For Management Audit Commission 6.3 Elect Ludmila Fradina as Member of For For Management Audit Commission 7.1 Ratify ZAO Audit-Service as RAS Auditor For For Management 7.2 Ratify ZAO KPMG as IFRS Auditor For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve New Edition of Regulations on For For Management General Meetings 11 Approve Future Related-Party For Against Management Transactions -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 50 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Charter For For Management 3 Amend Regulations on Board of Directors For For Management -------------------------------------------------------------------------------- LUKOIL OAO Ticker: LKOH Security ID: 677862104 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 110 Per Share for 2013 2.1 Elect Vagit Alekperov as Director None Against Management 2.2 Elect Viktor Blazheev as Director None For Management 2.3 Elect Valery Grayfer as Director None Against Management 2.4 Elect Igor Ivanov as Director None For Management 2.5 Elect Sergey Kochkurov as Director None Against Management 2.6 Elect Ravil Maganov as Director None Against Management 2.7 Elect Richard Matzke as Director None Against Management 2.8 Elect Sergey Mikhaylov as Director None Against Management 2.9 Elect Mark Mobius as Director None For Management 2.10 Elect Guglielmo Antonio Claudio None For Management Moscato as Director 2.11 Elect Ivan Pictet as Director None For Management 2.12 Elect Leonid Fedun as Director None Against Management 3.1 Elect Mikhail Maksimov as Member of For For Management Audit Commission 3.2 Elect Pavel Suloev as Member of Audit For For Management Commission 3.3 Elect Aleksandr Surkov as Member of For For Management Audit Commission 4.1 Approve Remuneration of Directors for For For Management Their Service until 2014 AGM 4.2 Approve Remuneration of Newly Elected For For Management Directors 5.1 Approve Remuneration of Members of For For Management Audit Commission for Their Service until 2014 AGM 5.2 Approve Remuneration of Newly Elected For For Management Members of Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9.1 Approve Related-Party Transaction with For For Management OAO Kapital Strakhovanie Re: Liability Insurance for Directors, Officers, and Corporations 9.2 Approve Related-Party Transaction Re: For For Management Supplement to Loan Agreement with OAO RITEK -------------------------------------------------------------------------------- MAGNIT OAO Ticker: MGNT Security ID: 55953Q202 Meeting Date: SEP 26, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 46.06 For For Management for First Six Months of Fiscal 2013 2 Approve Related-Party Transaction Re: For For Management Loan Agreement with ZAO Tander -------------------------------------------------------------------------------- MAGNIT OAO Ticker: MGNT Security ID: 55953Q202 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 89.15 per Share 3.1 Elect Andrey Aroutuniyan as Director None Against Management 3.2 Elect Sergey Galitskiy as Director None Against Management 3.3 Elect Alexander Zayonts as Director None For Management 3.4 Elect Alexey Makhnev as Director None Against Management 3.5 Elect Khachatur Pombukhchan as Director None Against Management 3.6 Elect Alexey Pshenichnyy as Director None Against Management 3.7 Elect Aslan Shkhachemukov as Director None Against Management 4.1 Elect Roman Efimenko as Member of For For Management Audit Commission 4.2 Elect Angela Udovichenko as Member of For For Management Audit Commission 4.3 Elect Denis Fedotov as Member of Audit For For Management Commission 5 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with Russian Accounting Standards (RAS) 6 Ratify Auditor to Audit Company's For For Management Accounts in Accordance with IFRS 7 Elect Members of Counting Commission For For Management 8 Approve New Edition of Charter For For Management 9 Approve New Edition of Regulations on For For Management General Meetings 10.1 Approve Large-Scale Related-Party For For Management Transaction Re: Loan Agreement with ZAO Tander 10.2 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Sberbank of Russia for Securing Obligations of ZAO Tander 10.3 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Alfa-Bank for Securing Obligations of ZAO Tander 10.4 Approve Large-Scale Related-Party For For Management Transaction Re: Guarantee Agreement with OAO Bank Moskvy for Securing Obligations of ZAO Tander 11.1 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Rosbank for Securing Obligations of ZAO Tander 11.2 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander 11.3 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Absolut Bank for Securing Obligations of ZAO Tander 11.4 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Rossiysky Selskokhozyaystvennyy Bank for Securing Obligations of ZAO Tander 11.5 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Bank VTB for Securing Obligations of ZAO Tander -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS Ticker: MAGN Security ID: 559189204 Meeting Date: FEB 26, 2014 Meeting Type: Special Record Date: JAN 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Termination of Powers of Boris For For Management Dubrovsky as General Director; Elect Pavel Shilyaev as General Director (CEO) -------------------------------------------------------------------------------- MAGNITOGORSK IRON & STEEL WORKS Ticker: MAGN Security ID: 559189204 Meeting Date: MAR 31, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For Against Management -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: OCT 15, 2013 Meeting Type: Special Record Date: AUG 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction For For Management -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: MAR 05, 2014 Meeting Type: Special Record Date: JAN 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Collateral Agreement with Sberbank of Russia -------------------------------------------------------------------------------- MECHEL OAO Ticker: MTLR Security ID: 583840103 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4.1 Elect Arthur Johnson as Director None Against Management 4.2 Elect Vladimir Gusev as Director None For Management 4.3 Elect Igor Zyuzun as Director None Against Management 4.4 Elect Igor Kozhukhovsky as Director None For Management 4.5 Elect Yuri Malyshev as Director None For Management 4.6 Elect Oleg Korzhov as Director None Against Management 4.7 Elect Alexey Ivanushkin as Director None Against Management 4.8 Elect Vladimir Korovkin as Director None Against Management 4.9 Elect Viktor Trigubko as Director None Against Management 5.1 Elect Denis Shamne as Members of Audit For For Management Commission 5.2 Elect Natalia Zykova as Members of For For Management Audit Commission 5.3 Elect Andrei Stepanov as Members of For For Management Audit Commission 6 Ratify Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 12, 2013 Meeting Type: Special Record Date: AUG 07, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Remuneration of Independent For For Management Directors 2 Approve Related-Party Transaction Re: For For Management Acquisition of 100 percent of Share Capital of Maxiten Co Limited 3 Approve Regulations on General Meetings For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Per-Arne Blomquist as Director None Against Management 2.2 Elect Kenneth Karlberg as Director None Against Management 2.3 Elect Johan Dennelind as Director None Against Management 2.4 Elect Christian Luiga as Director None Against Management 2.5 Elect Jan Rudberg as Director None For Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Erixon as Director None Against Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Vladimir Streshinsky as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: OCT 30, 2013 Meeting Type: Special Record Date: SEP 24, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Liability Insurance for Company, Directors, General Directors and Other Officials 2 Fix Size of Management Board; Elect For For Management Members of Management Board -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: FEB 07, 2014 Meeting Type: Special Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For For Management Purchase of Property from OOO Skartel -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: MAR 17, 2014 Meeting Type: Special Record Date: DEC 23, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Gustav Bengtsson as Director None Against Management 2.2 Elect Berndt Karlberg as Director None Against Management 2.3 Elect Sergey Kulikov as Director None Against Management 2.4 Elect Nikolay Krylov as Director None Against Management 2.5 Elect Carl Luiga as Director None Against Management 2.6 Elect Paul Myners as Director None For Management 2.7 Elect Jan Rudberg as Director None For Management 2.8 Elect Sergey Soldatenkov as Director None Against Management 2.9 Elect Ingrid Stenmark as Director None Against Management 2.10 Elect Vladimir Streshinsky as Director None Against Management 2.11 Elect Bjorn Hannervall as Director None Against Management 2.12 Elect Erik Hallberg as Director None Against Management 2.13 Elect Jan Erixon as Director None Against Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 05, 2014 Meeting Type: Special Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- MEGAFON OJSC Ticker: MFON Security ID: 58517T209 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 64.51 per Share 4.1 Elect Gustav Bengtsson as Director None Against Management 4.2 Elect Berndt Karlberg as Director None Against Management 4.3 Elect Sergey Kulikov as Director None Against Management 4.4 Elect Nikolay Krylov as Director None Against Management 4.5 Elect Carl Luiga as Director None Against Management 4.6 Elect Paul Myners as Director None For Management 4.7 Elect Jan Rudberg as Director None For Management 4.8 Elect Sergey Soldatenkov as Director None Against Management 4.9 Elect Ingrid Stenmark as Director None Against Management 4.10 Elect Vladimir Streshinsky as Director None Against Management 4.11 Elect Bjorn Hannervall as Director None Against Management 4.12 Elect Erik Hallberg as Director None Against Management 4.13 Elect Jan Erixon as Director None Against Management 5 Fix Size of Management Board at 17; For For Management Elect Members of Management Board 6 Ratify Ernst & Young as Auditor For For Management 7.1 Elect Yuriy Zheymo as Member of Audit For For Management Commission 7.2 Elect Pavel Kaplun as Member of Audit For For Management Commission 7.3 Elect Sami Haavisto as Member of Audit For For Management Commission 8 Approve Remuneration and Reimbursement For For Management of Expenses of Directors -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: DEC 20, 2013 Meeting Type: Special Record Date: NOV 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 220. For For Management 70 per Share for First Nine Months of Fiscal 2013 2.1 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Processing of Industrial Products 2.2 Approve Related-Party Transaction with For For Management OJSC Kola MMC Re: Security Services 2.3 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transportation and Construction Services, Remodeling and Technologic Assignments 2.4 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Construction Services 2.5 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.6 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Mechanized Services 2.7 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Servicing of Fixed Assets and Metrological Services 2.8 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Drafting Project and Estimate Documentation 2.9 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Weighing Mine Cars 2.10 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Repair Works at the Facilities of the Polar Division of MMC Norilsk Nickel 2.11 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.12 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Energy Resources 2.13 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Cargo Handling and Goods Storage Services 2.14 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Water Treatment and Transportation Services 2.15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Construction and Installation Works 2.16 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Mechanized Services 2.17 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources 2.18 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Equipment 2.19 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.20 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Tinting of Diesel Fuel 2.21 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Services on Laboratory Analyses of Waste Oil Products 2.22 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Services Related to Operation of Fixed Assets 2.23 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Shaft Sinking Services 2.24 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Repair Works 2.25 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials and Equipment to MMC Norilsk Nickel 2.26 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.27 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Buildings, Constructions and Equipment to MMC Norilsk Nickel 2.28 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Commissioning Works at Facilities 2.29 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Construction and Installation Works 2.30 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Prepare Land Plots Cadaster Catalogues 2.31 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Services Related to Drafting Project, Estimate and Technical Documentation 2.32 Approve Related-Party Transaction For For Management withGipronickel Institute LLC Re: Design Works at the Facility Komsomolsky Mine Management Office 2.33 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Scientific and Technical Services 2.34 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Accreditation, Certification and Control Services 2.35 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Subscription Information and Library Services 2.36 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Design, Exploration, Technology, Scientific Research and Feasibility Studies 2.37 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Services Related to Operation of Fixed Assets 2.38 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.39 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Supply of Energy Resources 2.40 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Cargo Handling and Goods Storage Services 2.41 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Supply of Fuel Resources 2.42 Approve Related-Party Transaction with For For Management OJSC Taimyrgaz Re: Supply of Fuel Resources 2.43 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Transportation Services 2.44 Approve Related-Party Transaction with For For Management Norilskpromtransport LLC Re: Cargo Transportation, Mechanized Construction and Remodeling Works, Logistic Cargo Handling 2.45 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Services Related to Adjusting and Repair of Measurement Instruments 2.46 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Works Related to Repair of Mechanical and Power equipment 2.47 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Transfer of Materials and Equipment to MMC Norilsk Nickel 2.48 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Equipment Installation Services 2.49 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Supply of Fuel Resources; Refueling, Transportation and Dispensing of Fuels and Lubricants 2.50 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Information and Automation Systems Services 2.51 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Transfer of Ownership of Materials to MMC Norilsk Nickel 2.52 Approve Related-Party Transaction with For For Management Polar Construction Company Re: Health and Safety Services 2.53 Approve Related-Party Transaction Re: For For Management Providing Goods Transportation and Mechanized Services to Norilsknickelremont LLC 2.54 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to Norilsknickelremont LLC 2.55 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to CJSC Taimyr Fuel Company 2.56 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to Polar Construction Company 2.57 Approve Related-Party Transaction Re: For For Management Provide Goods Transportation and Mechanized Services to OJSC NTEK 2.58 Approve Related-Party Transaction Re: For For Management Lease of Property to OJSC NTEK 2.59 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Coal and Other Goods to OJSC Yenisey River Shipping Company 2.60 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilskpromtransport LLC 2.61 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilskpromtransport LLC 2.62 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilskpromtransport LLC 2.63 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Norilsknickelremont LLC 2.64 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to Norilsknickelremont LLC 2.65 Approve Related-Party Transaction Re: For For Management Lease of Property to Norilsknickelremont LLC 2.66 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to CJSC Taimyr Fuel Company 2.67 Approve Related-Party Transaction Re: For For Management Providing Road Rransportation, Mechanized Services and Railway Transportation to CJSC Taimyr Fuel Company 2.68 Approve Related-Party Transaction Re: For For Management Lease of Property to CJSC Taimyr Fuel Company 2.69 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Fixed Assets, Unfinished Construction Objects, Goods and Other Products to Polar Construction Company 2.70 Approve Related-Party Transaction Re: For For Management Providing Loading and Unloading of Materials, Fire Safety Services, and Transportation Services to Polar Construction Company 2.71 Approve Related-Party Transaction Re: For For Management Lease of Property to Polar Construction Company 2.72 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment, Unfinished Construction Objects and Goods to Gipronickel Institute LLC 2.73 Approve Related-Party Transaction Re: For For Management Provide Services on Fire Safety Supervision to Gipronickel Institute LLC 2.74 Approve Related-Party Transaction Re: For For Management Lease of Property to Gipronickel Institute LLC 2.75 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Equipment and Unfinished Construction Objects OJSC NTEK 2.76 Approve Related-Party Transaction Re: For For Management Transportation and Weightbridge Services; Fire Safety Supervision and Road Maintenance Services to OJSC NTEK 2.77 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods to OJSC Norilskgazprom 2.78 Approve Related-Party Transaction Re: For For Management Providing Technical Railway Transportation Services to OJSC Norilskgazprom 2.79 Approve Related-Party Transaction Re: For For Management Transfer of Ownership of Goods and Other Products to OJSC Taimyrgaz -------------------------------------------------------------------------------- MMC NORILSK NICKEL Ticker: GMKN Security ID: 46626D108 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Consolidated Financial For For Management Statements 4 Approve Allocation of Income and For For Management Dividends 5.1 Elect Sergey Barbashev as Director None Against Management 5.2 Elect Alexey Bashkirov as Director None Against Management 5.3 Elect Sergey Bratukhin as Director None Against Management 5.4 Elect Andrey Bugrov as Director None Against Management 5.5 Elect Marianna Zakharova as Director None Against Management 5.6 Elect Egor Ivanov as Director None Against Management 5.7 Elect Stalbek Mishakov as Director None Against Management 5.8 Elect Ardavan Moshiri as Director None Against Management 5.9 Elect Garreth Penny as Director None For Management 5.10 Elect Gerhard Prinsloo as Director None For Management 5.11 Elect Sergei Skvorcov as Director None Against Management 5.12 Elect Maxim Sokov as Director None Against Management 5.13 Elect Vladislav Solovyev as Director None Against Management 5.14 Elect Robert Edwards as Director None For Management 6.1 Elect Ekaterina Voziyanova as Member For For Management of Audit Commission 6.2 Elect Anna Masalova as Member of Audit For For Management Commission 6.3 Elect Georgiy Svanidze as Member of For For Management Audit Commission 6.4 Elect Vladimir Shilkov as Member of For For Management Audit Commission 6.5 Elect Elena Yanevich as Member of For For Management Audit Commission 7 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with Russian Accounting Standards (RAS) 8 Ratify Auditor of Company's Financial For For Management Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) 9 Approve Remuneration of Directors For Against Management 10 Approve Remuneration of Members of For For Management Audit Commission 11 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors and Executives 12 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 13 Amend Charter For Against Management 14 Amend Regulations on General Meetings For For Management 15a1 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a2 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Supply of Heat Energy and/or Heat-Carriers 15a3 Approve Related-Party Transaction with For For Management OJSC Arkhangelsk Commercial Sea Port Re: Lease of Equipment 15a4 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Provision of Petroleum Products 15a5 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Supply of Materials Required for Maintenance of Machinery, and Hoisting Mechanisms 15a6 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Rendition of Sewage Network Maintenance, and Operation Services 15a7 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a8 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a9 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Lease of Movable and Immovable Property for Production, and Operation Activities 15a10 Approve Related-Party Transaction with For For Management Gipronickel Institute LLC Re: Transfer of Machinery, WIP Products, and Goods 15a11 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Land Plot Lease Agreement 15a12 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a13 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a14 Approve Related-Party Transaction with For For Management Norilsk Industrial Transport LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a15 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a16 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a17 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Lease of Movable and Immovable Property for Production and Operation Activities 15a18 Approve Related-Party Transaction with For For Management CJSC Taymyr Fuel Company Re: Sale of Fixed Assets, Goods, Miscellaneous Products, and Materials 15a19 Approve Related-Party Transaction with For For Management OJSC NTEK Re: Sale of Goods 15a20 Approve Related-Party Transaction with For For Management OJSC Taimyrgas Re: Transfer of Inventories, Other Products, and Materials 15a21 Approve Related-Party Transaction with For For Management OJSC Yenisey River Shipping Company Re: Transfer of Coal 15a22 Approve Related-Party Transaction with For For Management OJSC Norilskgazprom Re: Placement of Industrial Wastes 15a23 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Agency Services for Organization of Training Employees 15a24 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Agency Services for Organization of Training Employees 15a25 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Organization of Storage and Destruction of Documents, Making Copies, Submission of Information Requested in Course of Inspection 15a26 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Work on Projects 15a27 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Geodetic Survey Works 15a28 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Quantitative Chemical Assay of Samples of Raw Materials and Process Cycle Products for Quality Control 15a29 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: External Quality Control of Results of Quantitative Chemical Assay 15a30 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Services 15a31 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works, Development of Working and Non-Standard Equipment Design Documentation for Production Units 15a32 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for Production Units 15a33 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC : Feasibility Study for Nadezhda Metallurgical Plant and for Production Association of Concentrators 15a34 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works for NMP Facilities and Nickel Plant Shutdown 15a35 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Unforeseen Design and Survey Works 15a36 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Development and Approval of Design Documents for Non-Standard Equipment, Approval of Estimates for Start-Up Operations 15a37 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Cadastral Works 15a38 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a39 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: Design Works 15a40 Approve Related-Party Transaction with For For Management Gipronikel Institut LLC Re: R&D Works, Approval of Budgeting Documentation and Engineering Documentation for Non-Standardized Equipment, Engineering Documentation Development 15a41 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Execution of Civil, Assembly and Specialized Works 15a42 Approve Related-Party Transaction with For For Management Polar Construction Company LLC Re: Preassembly Equipment Audit Works 15a43 Approve Related-Party Transaction with For For Management Norilsknickelremont LLC Re: Preassembly Equipment Audit Works 15a44 Approve Related-Party Transaction For For Management Norilsknickelremont LLC Re: Transfer of Goods 15a45 Approve Related-Party Transaction with For For Management Polar Contraction Company LLC Re: Lease of Movable Property 15a46 Approve Related-Party Transaction with For For Management CJSC Taimyr Fuel Company Re: Lease of Movable Property 15b1 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening Accounts and Debiting of Monetary Funds 15b2 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Maintenance of Security Deposit on Accounts 15b3 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services of Systems of Information Electronic Transfer and Electronic Payment Systems 15b4 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures and Terms of Interest Rate Charging 15b5 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Procedures of Issuance and Maintenance of International Bank Cards for Employees 15b6 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Services on Management of Financial Flows of MMC Norilsk Nickel and Its Subsidiaries 15b7 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Opening of Letters of Credit 15b8 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Contracts on Placing Deposits 15b9 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Guarantee Agreements 15b10 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Loan Funds in Form of Credits, Credit Lines, and Overdrafts 15b11 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Promissory Notes 15b12 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Foreign Currency 15b13 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Agreements on Derivative Financial Instruments 15b14 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Precious Metals 15b15 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Joint Implementation of Corporate Social Programs 15b16 Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia Re: Sale and Purchase of Securities 15c Approve Related-Party Transactions For For Management with OJSC Sberbank of Russia, and/or SIB (Cyprus) Ltd., and/or Sberbank CIB (UK) Ltd., and/or Sberbank (Switzerland) AG Re: Guarantee Agreements to Secure Fulfillment of Obligations of Subsidiaries -------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Ticker: MTSS Security ID: 607409109 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 14, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Interim Dividends for First For For Management Six Months of Fiscal 2013 -------------------------------------------------------------------------------- MOBILE TELESYSTEMS OJSC Ticker: MTSS Security ID: 607409109 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAY 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures, Elect For For Management Meeting Chairman 2 Approve Annual Report, Financial For For Management Statements, and Allocation of Income, Including Dividends of RUB 18.60 per Share 3.1 Elect Anton Abugov as Director None Against Management 3.2 Elect Aleksandr Gorbunov as Director None Against Management 3.3 Elect Sergey Drozdov as Director None Against Management 3.4 Elect Andrey Dubovskov as Director None Against Management 3.5 Elect Ron Sommer as Director None Against Management 3.6 Elect Michel Combes as Director None For Management 3.7 Elect Stanley Miller as Director None For Management 3.8 Elect Vsevolod Rozanov as Director None Against Management 3.9 Elect Thomas Holtrop as Director None For Management 4.1 Elect Irina Borisenkova as Member of For For Management Audit Commission 4.2 Elect Natalia Demeshkina as Member of For Against Management Audit Commission 4.3 Elect Maksim Mamonov as Member of For For Management Audit Commission 4.4 Elect Andrey Tverdokhleb as Member of For Against Management Audit Commission 5 Ratify Deloitte and Touche CIS as For For Management Auditor 6 Approve Reorganization of Company via For For Management Merger with Subsidiaries ZAO Elf, ZAO EFKOM, ZAO Pilot, ZAO Firma TVK i K, ZAO ZhelGorTeleCom, ZAO Intercom, ZAO TRK TVT, ZAO Kaskad-TV, ZAO Kuznetsktelemost, ZAO Systema Telecom, ZAO TZ 7 Amend Charter in Connection with For For Management Reorganization Proposed under Item 6 -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: APR 08, 2014 Meeting Type: Special Record Date: MAR 07, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve New Edition of Charter For Against Management -------------------------------------------------------------------------------- NOMOS BANK OJSC Ticker: NMOS Security ID: 65538M204 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Omission of Dividends 4 Ratify Deloitte & Touche as Auditor For For Management 5.1 Fix Number of Directors at Eight For For Management 5.2a Elect Ruben Aganbegyan as Director None Against Management 5.2b Elect Vadim Belyaev as Director None Against Management 5.2c Elect Dmitry Vasilyev as Director None Against Management 5.2d Elect Alexander Zelenov as Director None Against Management 5.2e Elect Aleksey Karakhan as Director None Against Management 5.2f Elect Dmitry Mizgulin as Director None Against Management 5.2g Elect Dmitry Romaev as Director None Against Management 5.2h Elect Denis Stepanov as Director None For Management 6 Elect Nataliya Andreeva and Svetlana For For Management Tselminysh as Members of Audit Commission 7 Approve Remuneration of Directors For Against Management 8.1 Approve Related-Party Transactions For Against Management 8.2 Approve Related-Party Transactions For Against Management 8.3 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 16, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 3.40 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- NOVATEK OAO Ticker: NVTK Security ID: 669888109 Meeting Date: APR 18, 2014 Meeting Type: Annual Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report, Financial For For Management Statements, Allocation of Income and Terms of Dividends Payment 2.1 Elect Andrei Akimov as Director None Against Management 2.2 Elect Burckhard Bergmann as Director None Against Management 2.3 Elect Yves Louis Darricarrere as None Against Management Director 2.4 Elect Vladimir Dmitriyev as Director None For Management 2.5 Elect Leonid Mikhelson as Director None Against Management 2.6 Elect Alexander Natalenko as Director None For Management 2.7 Elect Viktor Orlov as Director None Against Management 2.8 Elect Gennady Timchenko as Director None Against Management 2.9 Elect Andrey Sharonov as Director None Against Management 3.1 Elect Olga Belyaeva as Member of Audit For For Management Commission 3.2 Elect Maria Panasenko as Member of For For Management Audit Commission 3.3 Elect Igor Ryaskov as Member of Audit For For Management Commission 3.4 Elect Nikolai Shulikin as Member of For For Management Audit Commission 4 Ratify Auditor For For Management 5 Approve Remuneration of Directors For For Management 6 Approve Remuneration of Members of For For Management Audit Commission 7 Amend Charter For For Management 8 Amend Regulations on General Meetings For For Management 9 Amend Regulations on Board of Directors For For Management 10 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- NOVOLIPETSK STEEL Ticker: NLMK Security ID: 67011E204 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Approve Annual Report and Financial For For Management Statements 1.2 Approve Dividends of RUB 0.67 per Share For For Management 2.1 Elect Oleg Bagrin as Director None Against Management 2.2 Elect Helmut Wieser as Director None For Management 2.3 Elect Nikolay Gagarin as Director None Against Management 2.4 Elect Karl Doering as Director None Against Management 2.5 Elect Vladimir Lisin as Director None Against Management 2.6 Elect Karen Sarkisov as Director None Against Management 2.7 Elect Vladimir Skorokhodov as Director None Against Management 2.8 Elect Benedict Sciortino as Director None Against Management 2.9 Elect Franz Struzl as Director None For Management 3 Elect Elect Oleg Bagrin as General For For Management Director 4.1 Elect Vladislav Yershov as Member of For For Management Audit Commission 4.2 Elect Nataliya Krasnykh as Member of For For Management Audit Commission 4.3 Elect Valery Kulikov as Member of For For Management Audit Commission 4.4 Elect Sergey Nesmeyanov as Member of For For Management Audit Commission 4.5 Elect Galina Shipilova as Member of For For Management Audit Commission 5.1 Ratify PricewaterhouseCoopers as For For Management Auditor 5.2 Ratify PricewaterhouseCoopers as US For For Management GAAP Auditor 6.1 Approve New Edition of Charter For For Management 6.2 Approve New Edition of Regulations on For For Management General Meetings 6.3 Approve New Edition of Dividend Policy For For Management 7 Approve Related-Party Transaction with For For Management OAO Stoylenskiy GOK Re: Purchase of Iron Ore 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- O'KEY GROUP SA Ticker: OKEY Security ID: 670866201 Meeting Date: OCT 28, 2013 Meeting Type: Special Record Date: OCT 11, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Terminate Mandates of Incumbent For For Management Directors Effective on Oct. 28, 2013 2 Elect Dmitry Troitckii, Dmitry For For Management Korzhev, Heigo Kera, Tony Denis Maher, and Caraden Limited Appointee Boris Volchek as Directors from Oct. 28, 2013 EGM until 2018 AGM -------------------------------------------------------------------------------- O'KEY GROUP SA Ticker: OKEY Security ID: 670866201 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: MAY 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports (Non-Voting) 2 Receive Board's Reports None None Management 3 Receive Auditor's Reports None None Management 4 Approve Financial Statements For For Management 5 Approve Consolidated Financial For For Management Statements and Statutory Reports 6 Approve Allocation of Income For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Discharge of Directors For For Management 9 Renew Appointment of KPMG as Auditor For For Management 10 Authorize Board to Fix Remuneration of For For Management Auditors -------------------------------------------------------------------------------- PHARMSTANDARD OJSC Ticker: PHST Security ID: 717140206 Meeting Date: AUG 17, 2013 Meeting Type: Special Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Related-Party Transaction Re: For Against Management Acquisition of Bever Pharmaceutical PTE Ltd -------------------------------------------------------------------------------- PHARMSTANDARD OJSC Ticker: PHST Security ID: 717140206 Meeting Date: SEP 27, 2013 Meeting Type: Special Record Date: JUL 05, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Spin-Off For For Management 2.1 Elect Sergey Ageev as Director None For Management 2.2 Elect Irina Bakhturina as Director None For Management 2.3 Elect Svetlana Kalinina as Director None For Management 2.4 Elect Olga Mednikova as Director None For Management 2.5 Elect Stanislav Reshetnikov as Director None For Management -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: OCT 12, 2013 Meeting Type: Special Record Date: SEP 06, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 15.45 For For Management per Share for First Six Months of Fiscal 2013 2 Amend Regulations on Board of Directors For For Management 3 Approve Related-Party Transaction For Against Management Re:Supplement to Guarantee Agreement with ZAO Natiksis Bank 4 Approve Related-Party Transaction Re: For For Management Loan Agreement with OAO Apatit 5 Approve Large-Scale Related-Party For For Management Transaction Re: Loan Agreement 6 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO Nordea Bank for Securing Obligations of OAO PhosAgro-Tscherepovets 7 Approve Related-Party Transaction Re: For For Management Guarantee Agreement with OAO AKB Rosbank for Securing Obligations of OAO PhosAgro-Tscherepovets -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: DEC 31, 2013 Meeting Type: Special Record Date: NOV 25, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Related-Party For For Management Transaction 2 Approve Large-Scale Related-Party For For Management Transaction -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: FEB 12, 2014 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1a Approve Early Termination of Powers of For For Management Board of Directors 1b1 Elect Igor Antoshin as Director None Against Management 1b2 Elect Andrey Andreevich Guriev as None Against Management Director 1b3 Elect Andrey Grigoryevich Guriev as None Against Management Director 1b4 Elect Evgeny Ivin as Director None Against Management 1b5 Elect Yury Krugovykh as Director None Against Management 1b6 Elect Sven Ombudstvedt as Director None For Management 1b7 Elect Roman Osipov as Director None Against Management 1b8 Elect Marcus Rhodes as Director None For Management 1b9 Elect Ivan Rodionov as Director None Against Management 1b10 Elect Mikhail Rybnikov as Director None Against Management 1b11 Elect Aleksandr Semenov as Director None Against Management 1b12 Elect Aleksandr Sharabaiko as Director None Against Management 2 Approve Remuneration of Directors For For Management Elected at This EGM 3 Approve Related-Party Transactions For For Management -------------------------------------------------------------------------------- PHOSAGRO OJSC Ticker: PHOR Security ID: 71922G209 Meeting Date: JUN 13, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 19.30 per Share 4.1 Elect Igor Antoshin as Director None Against Management 4.2 Elect Andrey Andreevich Guryev as None Against Management Director 4.3 Elect Andrey Grigoryevich Guryev as None Against Management Director 4.4 Elect Evgeny Ivin as Director None Against Management 4.5 Elect Yury Krugovykh as Director None Against Management 4.6 Elect Sven Ombudstvedt as Director None For Management 4.7 Elect Roman Osipov as Director None Against Management 4.8 Elect Marcus Rhodes as Director None For Management 4.9 Elect Ivan Rodionov as Director None Against Management 4.10 Elect Mikhail Rybnikov as Director None Against Management 4.11 Elect Aleksandr Semenov as Director None Against Management 4.12 Elect Aleksandr Sharabaiko as Director None Against Management 5.1 Elect Ekaterina Viktorova as Member of For For Management Audit Commission 5.2 Elect Galina Kalinina as Member of For For Management Audit Commission 5.3 Elect Lyubov Nesterova as Member of For For Management Audit Commission 6 Ratify Auditor For For Management 7 Approve Remuneration of Directors For For Management 8 Approve Related-Party Transactions For For Management with OAO Nordea Bank Re: Guarantee Agreements 9 Approve Related-Party Transaction(s) For For Management with OJSC CSB Investtradebank Re: Deposit Agreement 10 Approve Related-Party Transaction with For For Management ING Bank N.V. Re: Guarantee Agreement -------------------------------------------------------------------------------- PIK GROUP Ticker: PIKK Security ID: 69338N206 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Omission of Dividends 3.1 Elect Dmitry Pleskonos as Director None For Management 3.2 Elect Pavel Poselenov as Director None Against Management 3.3 Elect Marina Zinovina as Director None Against Management 3.4 Elect Dmitry Kanushkin as Director None Against Management 3.5 Elect Ilya Stepanischev as Director None Against Management 3.6 Elect Marina Grenberg as Director None Against Management 3.7 Elect Aleksey Blanin as Director None Against Management 3.8 Elect Zumrud Rustamova as Director None Against Management 3.9 Elect Jean Pierre Saltiel as Director None For Management 3.10 Elect Alexander Gubarev as Director None Against Management 3.11 Elect Kirill Pisarev as Director None Against Management 4 Approve Remuneration of Directors For For Management 5.1 Elect Lyudmila Monetova as Member of For For Management Audit Commission 5.2 Elect Elena Ivanova as Member of Audit For For Management Commission 5.3 Elect Anna Antonova as Members of For For Management Audit Commission 6 Ratify ZAO BDO as Auditor for Russian For For Management Accounting Standards 7 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors and Executives 8 Approve New Edition of Charter For For Management -------------------------------------------------------------------------------- QIWI PLC Ticker: QIWI Security ID: 74735M108 Meeting Date: JUN 02, 2014 Meeting Type: Annual Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor A.1 Accept Financial Statements of 2012 For For Management A.2 Accept Financial Statements of 2013 For For Management B.1 Approve Dividends For For Management B.2 Confirm Dividend Record Date For For Management C.1 Ratify Auditors For For Management C.2 Approve Remuneration of External For For Management Auditors D.1.A Elect Andrey Romanenko as Director None For Management D.1.B Elect Igor Mikhaylov as Director None For Management D.1.C Elect Andrey Muraviev as Director None For Management D.1.D Elect Matthew Hammond as Director None For Management D.1.E Elect Boris Kim as Director None For Management D.1.F Elect Andrey Shemetov as Director None Against Management D.1.G Elect Sergey Solonin as Director None For Management D.1.H Elect Alexey Rasskazov as Director None For Management D.1.I Elect Nilesh Lakhani as Director None For Management D.1.J Elect Denis Yarotskiy as Director None Against Management D.1.K Elect Dickson Chu as Director None Against Management D.1.L Elect Osama Bedier as Director None Against Management D.1.M Elect Ron Khalifa as Director None Against Management D.1.N Elect Sergey Vibornov as Director None Against Management D.2.A ELect Markus Rhodes as Director None For Management D.2.B Elect Dmitry Pleskonos as Director None For Management D.2.C Elect Alexey Savatygin as Director None For Management E.1 Approve Remuneration of Non Executive For For Management Directors E.2 Approve Remuneration of Executive For For Management Directors F.1 Amend Company Bylaws For Against Management -------------------------------------------------------------------------------- ROSNEFT OIL COMPANY OJSC Ticker: ROSN Security ID: 67812M207 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 12.85 per For For Management Share 5 Approve Remuneration of Directors For Against Management 6.1 Elect Andrey Akimov as Director None Against Management 6.2 Elect Andrey Bokarev as Director None Against Management 6.3 Elect Matthias Warnig as Director None Against Management 6.4 Elect Robert Dudley as Director None Against Management 6.5 Elect Nikolay Laverov as Director None Against Management 6.6 Elect Alexandr Nekipelov as Director None Against Management 6.7 Elect Igor Sechin as Director None Against Management 6.8 Elect Donald Humphreys as Director None Against Management 6.9 Elect Artur Chilingarov as Director None Against Management 7.1 Elect Oleg Zenkov as Member of Audit For For Management Commission 7.2 Elect Sergey Poma as Member of Audit For For Management Commission 7.3 Elect Zakhar Sabantsev as Member of For For Management Audit Commission 7.4 Elect Tatyana Fisenko as Member of For For Management Audit Commission 7.5 Elect Alan Khadziev as Member of Audit For For Management Commission 8 Ratify Ernst & Young as Auditor For For Management 9a1 Approve Related-Party Transactions For For Management with OOO RN-Yuganskneftegas Re: Production of Oil and Gas 9a2 Approve Related-Party Transactions For For Management with ZAO Vankorneft Re: Oil Supply 9a3 Approve Related-Party Transactions For For Management with OAO AK Transneft Re: Transportation of Oil 9a4 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Deposit Agreements 9a5 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Deposit Agreements 9a6 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Deposit Agreements 9a7 Approve Related-Party Transactions For For Management with OAO Bank Moskvy Re: Deposit Agreements 9a8 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Foreign Currency Exchange Agreements 9a9 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Foreign Currency Exchange Agreements 9a10 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Foreign Currency Exchange Agreements 9a11 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Loan Agreements 9a12 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Loan Agreements 9a13 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Loan Agreements 9a14 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a15 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a16 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Options, Forwards, and Currency Swaps 9a17 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Currency/Interest Swap 9a18 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Currency/Interest Swap 9a19 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Repurchase Agreements (REPO) 9a20 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Repurchase Agreements (REPO) 9a21 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Repurchase Agreements (REPO) 9a22 Approve Related-Party Transactions For For Management with OAO VBRR Bank Re: Sale/Purchase of Bonds and Promissory Notes 9a23 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Bonds and Promissory Notes 9a24 Approve Related-Party Transactions For For Management with OAO Bank VTB Re: Sale/Purchase of Bonds and Promissory Notes 9a25 Approve Related-Party Transactions For For Management with OAO Gazprombank Re: Sale/Purchase of Credit Linked Notes 9a26 Approve Related-Party Transactions For For Management with OAO VTB Bank Re: Sale/Purchase of Credit Linked Notes 9a27 Approve Related-Party Transactions For For Management with OAO RN Holding Re: Loan Agreements 9b Approve Amendments to Related-Party For For Management Transaction with OAO AK Transneft Re: Transportation of Oil 9c1 Approve Cost of Related-Party For For Management Transaction with OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 9c2 Approve Related-Party Transaction with For For Management OAO SOGAZ Re: Liability Insurance for Directors, Executives, the Company, and Subsidiaries 10 Approve New Edition of Charter For Against Management 11 Approve New Edition of Regulations on For For Management General Meetings 12 Approve New Edition of Regulations on For For Management Board of Directors 13 Approve New Edition of Regulations on For For Management Management 14 Approve New Edition of Regulations on For For Management President 15 Approve New Edition of Regulations on For For Management Audit Commission -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: DEC 30, 2013 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization via Spin-Off of For Against Management ZAO RT-Mobile -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: APR 02, 2014 Meeting Type: Special Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Ruben Aganbegyan as Director None Against Management 3.2 Elect David Benello as Director None For Management 3.3 Elect Kirill Dmitriev as Director None Against Management 3.4 Elect Anton Zlatopolsky as Director None Against Management 3.5 Elect Sergey Kalugin as Director None Against Management 3.6 Elect Igor Kozlov as Director None Against Management 3.7 Elect Yury Kudimov as Director None Against Management 3.8 Elect Mikhail Lesin as Director None Against Management 3.9 Elect Anatoly Milyukov as Director None Against Management 3.10 Elect Mikhail Poluboyarinov as Director None Against Management 3.11 Elect Aleksandr Pchelintsev as Director None Against Management 3.12 Elect Vadim Semenov as Director None Against Management 3.13 Elect Vitaly Sergeichuk as Director None Against Management -------------------------------------------------------------------------------- ROSTELECOM Ticker: RTKM Security ID: 778529107 Meeting Date: JUN 30, 2014 Meeting Type: Annual Record Date: MAY 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5.1 Elect Ruben Aganbegyan as Director None Against Management 5.2 Elect David Benello as Director None For Management 5.3 Elect Kirill Dmitriev as Director None Against Management 5.4 Elect Anton Zlatopolsky as Director None Against Management 5.5 Elect Sergey Kalugin as Director None Against Management 5.6 Elect Igor Kozlov as Director None Against Management 5.7 Elect Yury Kudimov as Director None Against Management 5.8 Elect Mikhail Lesin as Director None Against Management 5.9 Elect Anatoly Milyukov as Director None Against Management 5.10 Elect Mikhail Poluboyarinov as Director None Against Management 5.11 Elect Aleksandr Pchelintsev as Director None Against Management 5.12 Elect Vadim Semenov as Director None Against Management 5.13 Elect Vitaly Sergeychuk as Director None Against Management 6.1 Elect Valentina Veremyanina as Member For For Management of Audit Commission 6.2 Elect Vasily Garshin as Member of For For Management Audit Commission 6.3 Elect Denis Kant Mandal as Member of For For Management Audit Commission 6.4 Elect Anna Lerner as Member of Audit For For Management Commission 6.5 Elect Aleksandr Ponkin as Member of For For Management Audit Commission 6.6 Elect Vyacheslav Ulupov as Member of For For Management Audit Commission 6.7 Elect Aleksandr Shevchuk as Member of For For Management Audit Commission 7 Ratify ZAO KPMG as Auditor For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve Remuneration of Directors For For Management 11 Approve Related-Party Transactions For For Management with OAO Bank VTB Re: Loan Agreements 12 Approve Related-Party Transactions For For Management with OAO Russian Agricultural Bank Re: Loan Agreements 13 Approve Related-Party Transaction Re: For For Management Liability Insurance for Directors, Officers and Companies with OAO SOGAZ -------------------------------------------------------------------------------- RUSHYDRO JSC Ticker: HYDR Security ID: 466294105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.01358751 For For Management per Share 5 Approve Remuneration of Directors For For Management 6.1 Elect Boris Ayuev as Director None Against Management 6.2 Elect Maxim Bystrov as Director None Against Management 6.3 Elect Viktor Danilov-Danilyan as None Against Management Director 6.4 Elect Evgeny Dod as Director None Against Management 6.5 Elect Viktor Zimin as Director None Against Management 6.6 Elect Vyacheslav Kravchenko as Director None Against Management 6.7 Elect Denis Morozov as Director None Against Management 6.8 Elect Vyacheslav Pivovarov as Director None Against Management 6.9 Elect Mikhail Poluboyarinov as Director None Against Management 6.10 Elect Vladimir Stolyarenko as Director None Against Management 6.11 Elect Christian Berndt as Director None For Management 6.12 Elect Eduard Volkov as Director None Against Management 6.13 Elect Sergey Ivanov as Director None For Management 6.14 Elect Larisa Kalanda as Director None Against Management 6.15 Elect Sergey Shishin as Director None Against Management 6.16 Elect Andrey Shishkin as Director None Against Management 7.1 Elect Aleksandr Bogashov as Member of For For Management Audit Commission 7.2 Elect Denis Kant Mandal as Member of For For Management Audit Commission 7.3 Elect Igor Repin as Member of Audit For For Management Commission 7.4 Elect Vladimir Khvorov as Member of For For Management Audit Commission 7.5 Elect Andrey Yudin as Member of Audit For For Management Commission 8 Ratify PricewaterhouseCoopers as For For Management Auditor 9 Approve New Edition of Charter For For Management 10 Approve New Edition of Regulations on For For Management General Meetings 11 Approve Company's Membership in For For Management Siberian Energy Association 12 Approve Related-Party Transaction with For For Management OJSIC Ingosstrah Re: Liability Insurance for Directors, Officers and Companies 13 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement with Vneshekonombank 14 Approve Related-Party Transaction Re: For For Management Supplement to Agreement on Pledge of Shares with Vneshekonombank 15 Approve Related-Party Transaction Re: For For Management Supplement to Guarantee Agreement with Vneshekonombank 16 Approve Related-Party Transaction Re: For For Management Loan Agreement with OAO Sberbank of Russia 17 Approve Future Related-Party For For Management Transactions with OAO VTB Bank -------------------------------------------------------------------------------- SBERBANK OF RUSSIA Ticker: SBER Security ID: 80585Y308 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends 4 Ratify Auditor For For Management 5.1 Elect Martin Gilman Grant as Director None For Management 5.2 Elect Valery Goreglyad as Director None Against Management 5.3 Elect German Gref as Director None Against Management 5.4 Elect Yevsey Gurvich as Director None Against Management 5.5 Elect Bella Zlatkis as Director None Against Management 5.6 Elect Nadezhda Ivanova as Director None Against Management 5.7 Elect Sergey Ignatyev as Director None Against Management 5.8 Elect Peter Kralich as Director None For Management 5.9 Elect Alexei Kudrin as Director None Against Management 5.10 Elect Georgy Luntovsky as Director None Against Management 5.11 Elect Vladimir Mau as Director None For Management 5.12 Elect Gennady Melikyan as Director None Against Management 5.13 Elect Leif Pagrotski as Director None For Management 5.14 Elect Alessandro Profumo as Director None Against Management 5.15 Elect Sergey Sinelnikov-Murylev as None For Management Director 5.16 Elect Dmitriy Tulin as Member as None For Management Director 5.17 Elect Nadia Wells as Member as Director None For Management 5.18 Elect Sergey Shvetsov as Director None Against Management 6.1 Elect Natalya Borodina as Member of For For Management Audit Commission 6.2 Elect Vladimir Volkov as Member of For For Management Audit Commission 6.3 Elect Tatiyana Domanskaya as Member of For For Management Audit Commission 6.4 Elect Yuliya Isakhanova as Member of For For Management Audit Commission 6.5 Elect Aleksey Minenko as Member of For For Management Audit Commission 6.6 Elect Olga Polyakova as Member of For For Management Audit Commission 6.7 Elect Natalia Revina as Member of For For Management Audit Commission 7 Approve New Edition of Charter For For Management 8 Approve New Edition of Regulations on For For Management General Meetings 9 Approve New Edition of Regulations on For For Management Board of Directors 10 Approve New Edition of Regulations on For For Management Audit Commission 11 Approve New Edition of Regulations on For For Management Management 12 Approve Remuneration of Members of For For Management Audit Commission -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: SEP 30, 2013 Meeting Type: Special Record Date: AUG 12, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Early Termination of Powers of For For Management Board of Directors 2.1 Elect Aleksey Mordashov as Director None Against Management 2.2 Elect Mikhail Noskov as Director None Against Management 2.3 Elect Vadim Larin as Director None Against Management 2.4 Elect Aleksey Kulichenko as Director None Against Management 2.5 Elect Vladimir Lukin as Director None Against Management 2.6 Elect Christopher Clark as Director None Against Management 2.7 Elect Rolf Stomberg as Director None For Management 2.8 Elect Martin Angle as Director None For Management 2.9 Elect Ronald Freeman as Director None For Management 2.10 Elect Peter Kraljic as Director None For Management 3 Approve Interim Dividends of RUB 2.03 For For Management per Share for First Six Months of Fiscal 2013 4 Amend Remuneration of Directors For For Management -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: DEC 17, 2013 Meeting Type: Special Record Date: OCT 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends for First For For Management Nine Months of Fiscal 2013 -------------------------------------------------------------------------------- SEVERSTAL OAO Ticker: CHMF Security ID: 818150302 Meeting Date: JUN 11, 2014 Meeting Type: Annual Record Date: APR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Aleksey Mordashov as Director None Against Management 1.2 Elect Mikhail Noskov as Director None Against Management 1.3 Elect Vadim Larin as Director None Against Management 1.4 Elect Aleksey Kulichenko as Director None Against Management 1.5 Elect Vladimir Lukin as Director None Against Management 1.6 Elect Christopher Clark as Director None Against Management 1.7 Elect Rolf Stomberg as Director None For Management 1.8 Elect Martin Angle as Director None For Management 1.9 Elect Philip Dayer as Director None Against Management 1.10 Elect Alun Bowen as Director None Against Management 2 Approve Annual Report For For Management 3 Approve Allocation of Income and For For Management Dividends for Fiscal 2013 4 Approve Interim Dividends of RUB 2.43 For For Management per Share for First Quarter of Fiscal 2014 5.1 Elect Roman Antonov as Member of Audit For For Management Commission 5.2 Elect Svetlana Guseva as Member of For For Management Audit Commission 5.3 Elect Nikolay Lavrov as Member of For For Management Audit Commission 6 Ratify ZAO KPMG as Auditor For For Management 7 Approve New Edition of Charter For For Management 8 Approve Remuneration of Directors For For Management -------------------------------------------------------------------------------- SISTEMA JSFC Ticker: AFKS Security ID: 48122U204 Meeting Date: JUN 28, 2014 Meeting Type: Annual Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report and Financial For For Management Statements 3 Approve Allocation of Income and For For Management Dividends of RUB 2.06 per Share 4.1 Elect Aleksey Guryev as Member of For For Management Audit Commission 4.2 Elect Natalia Demeshkina as Member of For For Management Audit Commission 4.3 Elect Ekaterina Kuznetsova as Member For For Management of Audit Commission 5.1 Elect Sergey Boev as Director None Against Management 5.2 Elect Aleksandr Goncharuk as Director None Against Management 5.3 Elect Brian Dickie as Director None For Management 5.4 Elect Vladimir Evtushenkov as Director None Against Management 5.5 Elect Dmitry Zubov as Director None Against Management 5.6 Elect Robert Kocharyan as Director None For Management 5.7 Elect Jeannot Krecke as Director None For Management 5.8 Elect Peter Mandelson as Director None For Management 5.9 Elect Roger Munnings as Director None For Management 5.10 Elect Marc Holtzman as Director None For Management 5.11 Elect Serge Tchuruk as Director None For Management 5.12 Elect Mikhail Shamolin as Director None Against Management 5.13 Elect David Yakobashvili as Director None For Management 6.1 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for Russian Accounting Standards 6.2 Ratify ZAO Deloitte and Touche CIS as For For Management Auditor for US GAAP -------------------------------------------------------------------------------- SURGUTNEFTEGAZ Ticker: SNGS Security ID: 868861204 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income and For For Management Dividends of RUB 0.60 per Common Share and RUB 2.36 per Preferred Share 4.1 Elect Vladimir Bogdanov as Director None Against Management 4.2 Elect Aleksandr Bulanov as Director None Against Management 4.3 Elect Ivan Dinichenko as Director None Against Management 4.4 Elect Vladimir Erokhin as Director None Against Management 4.5 Elect Viktor Krivosheev as Director None Against Management 4.6 Elect Nikolay Matveev as Director None Against Management 4.7 Elect Vladimir Raritskiy as Director None Against Management 4.8 Elect Ildus Usmanov as Director None Against Management 4.9 Elect Aleksandr Fesenko as Director None Against Management 4.10 Elect Vladimir Shashkov as Director None Against Management 5.1 Elect Taisiya Klinovskaya as Member of For For Management Audit Commission 5.2 Elect Valentina Musikhina as Member For For Management of Audit Commission 5.3 Elect Tamara Oleynik as Member of For For Management Audit Commission 6 Ratify OOO Rosekspertiza as Auditor For For Management 7 Approve Related-Party Transactions For Against Management -------------------------------------------------------------------------------- TATNEFT OAO Ticker: TATN Security ID: 670831205 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAY 13, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends For For Management 5.1 Elect Nail Maganov as Director None Against Management 5.2 Elect Radik Gaizatullin as Director None Against Management 5.3 Elect Sushovan Ghosh as Director None Against Management 5.4 Elect Nail Ibragimov as Director None Against Management 5.5 Elect Rais Khisamov as Director None Against Management 5.6 Elect Vladimir Lavushchenko as Director None Against Management 5.7 Elect Renat Muslimov as Director None Against Management 5.8 Elect Renat Sabirov as Director None Against Management 5.9 Elect Valery Sorokin as Director None Against Management 5.10 Elect Shafagat Takhautdinov as Director None Against Management 5.11 Elect Mirgaziyan Taziev as Director None Against Management 5.12 Elect Azat Khamaev as Director None Against Management 5.13 Elect Mariya Voskresenskaya as Director None Against Management 5.14 Elect Rene Steiner as Director None For Management 6.1 Elect Ksenia Borzunova as Member of For For Management Audit Commission 6.2 Elect Nazilya Farkhutdinova as Member For For Management of Audit Commission 6.3 Elect Ranilya Gizatova as Member of For For Management Audit Commission 6.4 Elect Venera Kuzmina as Member of For For Management Audit Commission 6.5 Elect Nikolai Lapin as Member of Audit For For Management Commission 6.6 Elect Oleg Matveev as Member of Audit For For Management Commission 6.7 Elect Liliya Rakhimzyanova as Member For For Management of Audit Commission 6.8 Elect Tatiana Tsyganova as Member of For For Management Audit Commission 7 Ratify Auditor For For Management 8 Amend Charter For For Management -------------------------------------------------------------------------------- TCS GROUP HOLDINGS PLC Ticker: Security ID: 87238U203 Meeting Date: JUN 06, 2014 Meeting Type: Annual Record Date: MAY 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Receive Financial Statements None None Management 3 Approve Auditors and Authorize Board For For Management to Fix Their Remuneration 4 Re-elect Martin Robert Cocker as For For Management Director 5 Re-elect Philippe Delpal as Director For For Management 6 Approve Director Remuneration For For Management 7 Approve Allotment, Issuance, or For Against Management Disposal of Shares to Trustee of Employee Stock Option Plan and Long Term Incentive Plan 8 Approve Share Buyback For For Management 9 Amend Stock Option Plan For Against Management 10 Confirm Terms of Issuance of Shares to For Against Management Trustee of of Employee Stock Option Plan -------------------------------------------------------------------------------- TMK OAO Ticker: TRMK Security ID: 87260R201 Meeting Date: NOV 11, 2013 Meeting Type: Special Record Date: OCT 04, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 1.04 For For Management per Share for First Six Months of Fiscal 2013 -------------------------------------------------------------------------------- TMK OAO Ticker: TRMK Security ID: 87260R201 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report and Financial For For Management Statements 2 Approve Allocation of Income and For For Management Dividends of RUB 0.78 3.1 Elect Dmitry Pumpyansky as Director None Against Management 3.2 Elect Aleksandr Shiryayev as Director None Against Management 3.3 Elect Andrey Kaplunov as Director None Against Management 3.4 Elect Igor Khmelevsky as Director None Against Management 3.5 Elect Mikhail Alekseev as Director None For Management 3.6 Elect Aleksandr Shokhin as Director None For Management 3.7 Elect Robert Foresman as Director None For Management 3.8 Elect Peter O`Brien as Director None For Management 3.9 Elect Elena Blagova as Director None Against Management 3.10 Elect Oleg Shchegolev as Director None For Management 3.11 Elect Sergey Papin as Director None Against Management 3.12 Elect Anatoly Chubays as Director None Against Management 4.1 Elect Aleksandr Maksimenko as Member For For Management of Audit Commission 4.2 Elect Aleksandr Vorobyev as Member of For For Management Audit Commission 4.3 Elect Nina Pozdnyakova as Member of For For Management Audit Commission 5 Ratify OOO Ernst & Young as Auditor For For Management 6 Approve Related-Party Transactions Re: For For Management Loan and Guarantee Agreements -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: OCT 22, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Sberbank of Russia 2 Approve Large-Scale Transaction Re: For For Management Loan Agreement with OAO Bank VTB -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: NOV 29, 2013 Meeting Type: Special Record Date: SEP 18, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Anton Averin as Director None Against Management 3.2 Elect Vladislav Baumgertner as Director None Against Management 3.3 Elect Viktor Belyakov as Director None Against Management 3.4 Elect Alexandr Voloshin as Director None Against Management 3.5 Elect Pavel Grachev as Director None Against Management 3.6 Elect Anna Kolonchina as Director None Against Management 3.7 Elect Oleg Petrov as Director None Against Management 3.8 Elect Robert John Margetts as Director None For Management 3.9 Elect Paul James Ostling as Director None For Management 3.10 Elect Mikhail Stiskin as Director None Against Management 3.11 Elect Gordon Holden Sage as Director None For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: DEC 18, 2013 Meeting Type: Special Record Date: OCT 29, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interim Dividends of RUB 2.21 For For Management per Share 2 Approve New Edition of Charter For For Management 3 Amend Terms of Large-Scale Transaction For For Management Re: Loan Agreement with OAO Sberbank of Russia -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: MAR 24, 2014 Meeting Type: Special Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Early Termination of Powers of For For Management Board of Directors 3.1 Elect Dmitry Konyaev as Director None Against Management 3.2 Elect Dmitry Mazepin as Director None Against Management 3.3 Elect Robert John Margetts as Director None For Management 3.4 Elect Dmitry Osipov as Director None Against Management 3.5 Elect Paul James Ostling as Director None For Management 3.6 Elect Dmitry Razumov as Director None Against Management 3.7 Elect Valery Senko as Director None Against Management 3.8 Elect Mikhail Sosnovsky as Director None Against Management 3.9 Elect Gordon Holden Sage as Director None For Management 3.10 Elect Dmitry Tatyanin as Director None Against Management 3.11 Elect Sergey Chemezov as Director None Against Management 3.12 Elect Christophe Charlier as Director None Against Management 3.13 Elect Jian Chen as Director None Against Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: APR 04, 2014 Meeting Type: Special Record Date: FEB 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Large-Scale Transaction with For For Management Sberbank of Russia Re: Debt Financing 2 Amend Charter For For Management -------------------------------------------------------------------------------- URALKALI OAO Ticker: URKA Security ID: 91688E206 Meeting Date: JUN 09, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Meeting Procedures For For Management 2 Approve Annual Report For For Management 3 Approve Financial Statements For For Management 4 Approve Allocation of Income and For For Management Dividends of RUB 1.63 per Share 5.1 Elect Natalia Zhuravleva as Member of For For Management Audit Commission 5.2 Elect Andrey Kononov as Member of For For Management Audit Commission 5.3 Elect Maria Kuzmina as Member of Audit For For Management Commission 5.4 Elect Maria Risuhina as Member of For For Management Audit Commission 5.5 Elect Irina Sharandina as Member of For For Management Audit Commission 6 Approve New Edition of Charter For For Management 7 Approve New Edition of Regulations on For For Management Board of Directors 8 Approve New Edition on Regulations on For For Management Remuneration of Directors 9 Determine Cost of Indemnification For For Management Agreements with Directors 10 Approve Related-Party Transactions Re: For For Management Indemnification Agreements with Directors 11.1 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Service Agreements 11.2 Approve Related-Party Transactions For For Management with ZAO VNII Galurgii Re: Service Agreements 11.3 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Service Agreements 11.4 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.5 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Lease Agreements 11.6 Approve Related-Party Transactions For For Management with OOO Silvinit-Transport Re: Lease Agreements 11.7 Approve Related-Party Transactions For For Management with Security Agency Sheriff-Berezniki Re: Lease Agreements 11.8 Approve Related-Party Transactions For For Management with OAO Ural Scientific and Research Project Institute of Halurgy Re: Lease Agreements 11.9 Approve Related-Party Transactions For For Management with Uralchem Re: Sale/Purchase and Supply Contracts 11.10 Approve Related-Party Transactions For For Management with Kirovo-Chepetzkii Chemical Plant Re: Sale/Purchase and Supply Contracts 11.11 Approve Related-Party Transactions For For Management with OAO Voskresenskie Mineralniye Udobrenija Re: Sale/Purchase and Supply Contracts 11.12 Approve Related-Party Transactions For For Management with VSMPO-AVISMA Corp. Re: Sale/Purchase and Supply Contracts 11.13 Approve Related-Party Transactions For For Management with OAO Kopeisk Machine-Building Plant Re: Sale/Purchase and Supply Contracts 11.14 Approve Related-Party Transactions Re: For For Management Capital Contributions to Subsidiaries 12.1 Elect Dmitry Konyaev as Director None Against Management 12.2 Elect Dmitry Mazepin as Director None Against Management 12.3 Elect Robert John Margetts as Director None For Management 12.4 Elect Dmitry Osipov as Director None Against Management 12.5 Elect Paul James Ostling as Director None For Management 12.6 Elect Dmitry Razumov as Director None Against Management 12.7 Elect Valery Senko as Director None Against Management 12.8 Elect Mikhail Sosnovsky as Director None Against Management 12.9 Elect Gordon Holden Sage as Director None For Management 12.10 Elect Dmitry Tatyanin as Director None Against Management 12.11 Elect Sergey Chemezov as Director None For Management 12.12 Elect Christophe Charlier as Director None Against Management 12.13 Elect Chen Jian as Director None Against Management 13 Ratify IFRS Auditor For For Management 14 Approve Auditor for Company's IFRS For For Management Consolidated Financial Statements 15 Ratify RAS Auditor For For Management 16 Determine Cost of Liability Insurance For For Management for Directors and Officers 17 Approve Related-Party Transactions Re: For For Management Liability Insurance for Directors and Officers -------------------------------------------------------------------------------- VIMPELCOM LTD. Ticker: VIP Security ID: 92719A106 Meeting Date: SEP 25, 2013 Meeting Type: Special Record Date: AUG 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Charter For Against Management -------------------------------------------------------------------------------- VTB BANK JSC. Ticker: VTBR Security ID: 46630Q202 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Report For For Management 2 Approve Financial Statements For For Management 3 Approve Allocation of Income For For Management 4 Approve Dividends of RUB 0.00116 per For For Management Share 5 Approve Remuneration of Directors For For Management 6 Fix Number of Directors at 11 For For Management 7.1 Elect Matthias Warnig as Director None Against Management 7.2 Elect Yves-Thibauil de Silguy as None For Management Director 7.3 Elect Sergey Dubinin as Director None Against Management 7.4 Elect Simeon Dyankov as Director None For Management 7.5 Elect Mikhail Kopeykin as Director None Against Management 7.6 Elect Andrey Kostin as Director None Against Management 7.7 Elect Nikolay Kropachev as Director None Against Management 7.8 Elect Shahmar Movsumov as Director None Against Management 7.9 Elect Aleksey Moiseev as Director None Against Management 7.10 Elect Elena Popova as Director None Against Management 7.11 Elect Vladimir Chistyukhin as Director None Against Management 8 Fix Number of Audit Commission Members For For Management at Six 9 Elect Six Members of Audit Commission For For Management 10 Ratify Ernst & Young LLC Auditor For For Management 11 Approve New Edition of Charter For Against Management 12 Approve New Edition of Regulations on For For Management General Meetings 13 Approve New Edition of Regulations on For For Management Supervisory Board 14 Approve New Edition of Regulations on For For Management Management 15 Approve Termination of Company's For For Management Membership in Association of Bill Market Participants (AUVER) 16.1 Approve Related-Party Transactions For For Management with Airport Alliance (Netherlands) B. V. 16.2 Approve Related-Party Transactions For For Management with Gazprom Schweiz AG 16.3 Approve Related-Party Transactions For For Management with Nord Stream AG 16.4 Approve Loan Agreement with Tele2 For For Management Russia Holding AB 16.5 Approve Related-Party Transactions For For Management with UC RUSAL plc 16.6 Approve Related-Party Transactions For For Management with VTB Bank (Austria) AG 16.7 Approve Related-Party Transactions For For Management with VTB Bank (France) SA 16.8 Approve Related-Party Transactions For For Management with VTB Capital Plc (United Kingdom) 16.9 Approve Related-Party Transactions For For Management with OJSC ALROSA 16.10 Approve Related-Party Transactions For For Management with AVTOTOR Holding LLC 16.11 Approve Related-Party Transactions For For Management with OJSC Transneft 16.12 Approve Related-Party Transactions For For Management with OJSC Rossiya Bank 16.13 Approve Related-Party Transactions For For Management with CJSC VTB24 16.14 Approve Related-Party Transactions For For Management with OJSC VTB Bank (Azerbaijan) 16.15 Approve Related-Party Transactions For For Management with CJSC VTB Bank (Belarus) 16.16 Approve Related-Party Transactions For For Management with JSC VTB Bank (Belgrade) 16.17 Approve Related-Party Transactions For For Management with JSC VTB Bank (Georgia) 16.18 Approve Related-Party Transactions For For Management with OJSC Bank Moscow-Minsk 16.19 Approve Related-Party Transactions For For Management with Bank of Moscow 16.20 Approve Related-Party Transactions For For Management with PJSC VTB Bank (Ukraine) 16.21 Approve Related-Party Transactions For For Management with CJSC VTB Development 16.22 Approve Related-Party Transactions For For Management with VTB Debt Center Ltd 16.23 Approve Related-Party Transactions For For Management with CJSC VTB Capital 16.24 Approve Related-Party Transactions For For Management with VTB Capital Investment Management Ltd. 16.25 Approve Related-Party Transactions For For Management with JSC VTB Leasing 16.26 Approve Related-Party Transactions For For Management with CJSC VTB Specialized Depository 16.27 Approve Related-Party Transactions For For Management with VTB Insurance Ltd. 16.28 Approve Related-Party Transactions For For Management with OJSC Hals-Development 16.29 Approve Related-Party Transactions For For Management with Joint-Stock Commercial Bank Evrofinance Mosnarbank 16.30 Approve Related-Party Transactions For For Management with OJSC Leto Bank 16.31 Approve Related-Party Transactions For For Management with OJSC Rosneft Oil Company 16.32 Approve Related-Party Transactions For For Management with JSC United Aircraft Corporation 16.33 Approve Related-Party Transactions For For Management with OJSC Sberbank Rossii 16.34 Approve Related-Party Transactions For For Management with CJSC Dynamo Management Company 16.35 Approve Related-Party Transactions For For Management with VTB Factoring Ltd. 16.36 Approve Related-Party Transactions For For Management with The Artistic Gymnastic Federation of Russia 16.37 Approve Related-Party Transactions For For Management with CJSC Dynamo Moscow Football Club 16.38 Approve Related-Party Transactions For For Management with CJSC VTB Capital Holding 16.39 Approve Related-Party Transactions For For Management with VTB Capital IB Holding Ltd. 16.40 Approve Related-Party Transactions For For Management with The Bank of Russia -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: JUL 19, 2013 Meeting Type: Special Record Date: JUN 21, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2a Elect Alexander Malis to Supervisory For For Management Board 2b Elect Igor Shekhterman to Supervisory For For Management Board 3 Approve Remuneration of Supervisory For For Management Board 4 Elect Vladlena Yavorskaya to For For Management Executive Board 5 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: SEP 06, 2013 Meeting Type: Special Record Date: AUG 09, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Elect Pawel Musial to Supervisory Board For For Management 3a Approve Remuneration of Supervisory For For Management Board 3b Approve Restricted Stock Grants to For For Management Independent Supervisory Board Members 4 Other Business (Non-Voting) None None Management -------------------------------------------------------------------------------- X5 RETAIL GROUP NV Ticker: FIVE Security ID: 98387E205 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: MAR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3a Discuss Remuneration Report None None Management 3b Receive Explanation on Company's None None Management Reserves and Dividend Policy 3c Approve Allocation of Income For For Management 3d Adopt Financial Statements and For For Management Statutory Reports 4 Approve Discharge of Management Board For For Management 5 Approve Discharge of Supervisory Board For For Management 6 Reelect David Gould to Supervisory For Against Management Board 7 Reelect Christian Couvreux to For For Management Supervisory Board 8 Approve Remuneration of Supervisory For Against Management Board 9 Grant Board Authority to Issue Shares For For Management Up To 10 Percent of Issued Capital 10 Authorize Board to Exclude Preemptive For For Management Rights from Issuance under Item 9 11 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 12 Amend Articles Re: Composition, For For Management Decision-making, Delegation of Powers and Representation of the Management Board 13 Ratify PricewaterhouseCoopers as For For Management Auditors 14 Close Meeting None None Management ================ VelocityShares Tail Risk Hedged Large Cap ETF ================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================ VelocityShares Volatility Hedged Large Cap ETF ================ There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========== END NPX REPORT </PRE>
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ALPS ETF Trust | ||
By: | /s/ Thomas A. Carter | |
Thomas A. Carter | ||
President | ||
Date: | August 29, 2014 |