The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN AUSTRALIA EQUITY FD IN | COM | 003011103 | 2,820 | 699,788 | SH | SOLE | 699,788 | 0 | 0 | ||
ABRDN EMRG MKTS EQTY INCM FD | COM | 00301W105 | 15,798 | 3,449,348 | SH | SOLE | 3,449,348 | 0 | 0 | ||
ABRDN JAPAN EQUITY FUND INC | COM | 00306J109 | 15,706 | 3,128,673 | SH | SOLE | 3,128,673 | 0 | 0 | ||
ABRDN TOTAL DYNAMIC DIVIDEND | COM SH BEN INT | 00326L100 | 17,098 | 2,394,660 | SH | SOLE | 2,394,660 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 36,517 | 2,506,340 | SH | SOLE | 2,506,340 | 0 | 0 | ||
ALLIANCEBERNSTEIN NATL MUN I | COM | 01864U106 | 3,589 | 346,437 | SH | SOLE | 346,437 | 0 | 0 | ||
ALLSPRING UTILITIES AND HIGH | WF UTILITIES INC | 94987E109 | 1,028 | 93,985 | SH | SOLE | 93,985 | 0 | 0 | ||
BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | 6,471 | 629,463 | SH | SOLE | 629,463 | 0 | 0 | ||
BLACKROCK CAP ALLOCATION TR | COM | 09260U109 | 2,424 | 178,100 | SH | SOLE | 178,100 | 0 | 0 | ||
BLACKROCK CR ALLOCATION INCO | COM | 092508100 | 6,805 | 713,350 | SH | SOLE | 713,350 | 0 | 0 | ||
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 449 | 41,649 | SH | SOLE | 41,649 | 0 | 0 | ||
BLACKROCK ENHANCED GLOBAL DI | COM | 092501105 | 21,051 | 2,389,475 | SH | SOLE | 2,389,475 | 0 | 0 | ||
BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | 9,485 | 992,183 | SH | SOLE | 992,183 | 0 | 0 | ||
BLACKROCK ENHANCED INTL DIV | COM BENE INTER | 092524107 | 12,706 | 2,842,590 | SH | SOLE | 2,842,590 | 0 | 0 | ||
BLACKROCK ESG CAP ALLC TR | SHS BEN INT | 09262F100 | 3,637 | 283,912 | SH | SOLE | 283,912 | 0 | 0 | ||
BLACKROCK FLOATING RATE INC | COM | 091941104 | 135 | 12,443 | SH | SOLE | 12,443 | 0 | 0 | ||
BLACKROCK HEALTH SCIENCS TR | COM SHS | 09260E105 | 15,463 | 1,035,676 | SH | SOLE | 1,035,676 | 0 | 0 | ||
BLACKROCK INCOME TRUST INC | COM | 09247F100 | 2,919 | 704,959 | SH | SOLE | 704,959 | 0 | 0 | ||
BLACKROCK INNOVATION AND GRW | SHS BEN INT | 09260Q108 | 3,736 | 513,900 | SH | SOLE | 513,900 | 0 | 0 | ||
BLACKROCK MUNI INCOME TR II | COM | 09249N101 | 2,081 | 208,052 | SH | SOLE | 208,052 | 0 | 0 | ||
BLACKROCK MUNIVEST FD INC | COM | 09253R105 | 5,288 | 796,439 | SH | SOLE | 796,439 | 0 | 0 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254E103 | 7,687 | 737,032 | SH | SOLE | 737,032 | 0 | 0 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS BEN INT | 09260K101 | 9,965 | 564,930 | SH | SOLE | 564,930 | 0 | 0 | ||
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 855 | 68,100 | SH | SOLE | 68,100 | 0 | 0 | ||
BNY MELLON ALCENTRA GLOBAL C | COM | 05588N108 | 171 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BNY MELLON HIGH YIELD STRATE | SH BEN INT | 09660L105 | 787 | 373,142 | SH | SOLE | 373,142 | 0 | 0 | ||
BNY MELLON MUN INCOME INC | COM | 05589T104 | 2,062 | 343,016 | SH | SOLE | 343,016 | 0 | 0 | ||
CENTRAL & EASTERN EUROPE FD | COM | 153436100 | 657 | 99,396 | SH | SOLE | 99,396 | 0 | 0 | ||
CENTRAL SECS CORP | COM | 155123102 | 10,359 | 307,011 | SH | SOLE | 307,011 | 0 | 0 | ||
CHINA FD INC | COM | 169373107 | 2,247 | 192,884 | SH | SOLE | 192,884 | 0 | 0 | ||
COHEN & STEERS TAX ADVAN PFD | COM | 19249X108 | 1,491 | 82,400 | SH | SOLE | 82,400 | 0 | 0 | ||
CREDIT SUISSE HIGH YIELD BD | SH BEN INT | 22544F103 | 6,961 | 3,955,144 | SH | SOLE | 3,955,144 | 0 | 0 | ||
CUSHING MLP & INFRASTRUCT | COM NEW | 231631300 | 3,213 | 98,626 | SH | SOLE | 98,626 | 0 | 0 | ||
DTF TAX-FREE INCOME 2028 TER | COM | 23334J107 | 6,563 | 591,238 | SH | SOLE | 591,238 | 0 | 0 | ||
DWS MUN INCOME TR | COM | 233368109 | 21,264 | 2,555,722 | SH | SOLE | 2,555,722 | 0 | 0 | ||
DWS STRATEGIC MUN INCOME TR | COM | 23342Q101 | 4,368 | 552,255 | SH | SOLE | 552,255 | 0 | 0 | ||
EATON VANCE CALIF MUN BD FD | COM | 27828A100 | 1,684 | 197,854 | SH | SOLE | 197,854 | 0 | 0 | ||
EATON VANCE MUNI INCOME TRUS | SH BEN INT | 27826U108 | 3,618 | 370,307 | SH | SOLE | 370,307 | 0 | 0 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 6,886 | 418,596 | SH | SOLE | 418,596 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 1,369 | 162,052 | SH | SOLE | 162,052 | 0 | 0 | ||
EUROPEAN EQUITY FD INC | COM | 298768102 | 11,713 | 1,886,092 | SH | SOLE | 1,886,092 | 0 | 0 | ||
FEDERATED HERMES PREM MUNI I | COM | 31423P108 | 2,286 | 221,064 | SH | SOLE | 221,064 | 0 | 0 | ||
FIRST TR DYNAMIC EUROPE EQUI | COM SHS | 33740D107 | 12,699 | 1,331,133 | SH | SOLE | 1,331,133 | 0 | 0 | ||
FIRST TR HIGH YIELD OPPRT 20 | COM | 33741Q107 | 1,999 | 148,400 | SH | SOLE | 148,400 | 0 | 0 | ||
FIRST TR MTG INCOME FD | COM SHS | 33734E103 | 3,842 | 340,876 | SH | SOLE | 340,876 | 0 | 0 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 4,891 | 791,367 | SH | SOLE | 791,367 | 0 | 0 | ||
GABELLI DIVID & INCOME TR | COM | 36242H104 | 1,340 | 71,580 | SH | SOLE | 71,580 | 0 | 0 | ||
GAMCO NAT RES GOLD & INCOME | SH BEN INT | 36465E101 | 1,925 | 467,244 | SH | SOLE | 467,244 | 0 | 0 | ||
GENERAL AMERN INVS CO INC | COM | 368802104 | 33,933 | 1,002,462 | SH | SOLE | 1,002,462 | 0 | 0 | ||
HANCOCK JOHN INCOME SECS TR | COM | 410123103 | 10,059 | 946,312 | SH | SOLE | 946,312 | 0 | 0 | ||
HANCOCK JOHN INVT TR | TAX ADV GLB SH | 41013P749 | 466 | 105,046 | SH | SOLE | 105,046 | 0 | 0 | ||
INSIGHT SELECT INCOME FD | COM | 45781W109 | 17,115 | 1,113,565 | SH | SOLE | 1,113,565 | 0 | 0 | ||
INVESCO BD FD | COM | 46132L107 | 12,372 | 858,566 | SH | SOLE | 858,566 | 0 | 0 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 109,107 | 2,233,510 | SH | SOLE | 2,233,510 | 0 | 0 | ||
ISHARES INC | MSCI EURZONE ETF | 464286608 | 57,713 | 1,804,666 | SH | SOLE | 1,804,666 | 0 | 0 | ||
ISHARES INC | MSCI SWITZERLAND | 464286749 | 44,189 | 1,179,958 | SH | SOLE | 1,179,958 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 20,595 | 1,049,698 | SH | SOLE | 1,049,698 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 11,669 | 113,900 | SH | SOLE | 113,900 | 0 | 0 | ||
ISHARES TR | 7-10 YR TRSY BD | 464287440 | 86,554 | 901,700 | SH | SOLE | 901,700 | 0 | 0 | ||
ISHARES TR | BROAD USD HIGH | 46435U853 | 783 | 23,300 | SH | SOLE | 23,300 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 2,848 | 27,768 | SH | SOLE | 27,768 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 7,361 | 71,700 | SH | SOLE | 71,700 | 0 | 0 | ||
ISHARES TR | US TREAS BD ETF | 46429B267 | 58,649 | 2,576,825 | SH | SOLE | 2,576,825 | 0 | 0 | ||
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 27,363 | 4,669,524 | SH | SOLE | 4,669,524 | 0 | 0 | ||
KOREA FD INC | COM NEW | 500634209 | 9,186 | 478,185 | SH | SOLE | 478,185 | 0 | 0 | ||
LMP CAP & INCOME FD INC | COM | 50208A102 | 811 | 71,923 | SH | SOLE | 71,923 | 0 | 0 | ||
MACQUARIE GLOBAL INFRASTRUCT | COM | 55608D101 | 7,742 | 406,425 | SH | SOLE | 406,425 | 0 | 0 | ||
MAINSTAY CBRE GBL INFRSTR ME | COM | 56064Q107 | 2,877 | 232,767 | SH | SOLE | 232,767 | 0 | 0 | ||
MEXICO FD INC | COM | 592835102 | 2,333 | 179,051 | SH | SOLE | 179,051 | 0 | 0 | ||
MFS GOVT MKTS INCOME TR | SH BEN INT | 552939100 | 10,402 | 3,200,762 | SH | SOLE | 3,200,762 | 0 | 0 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 30,433 | 10,830,162 | SH | SOLE | 10,830,162 | 0 | 0 | ||
MFS INVT GRADE MUN TR | SH BEN INT | 59318B108 | 718 | 106,735 | SH | SOLE | 106,735 | 0 | 0 | ||
MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | 224 | 52,846 | SH | SOLE | 52,846 | 0 | 0 | ||
MILLER HOWARD HIGH INC EQTY | COM SHS BEN IN | 600379101 | 5,127 | 565,223 | SH | SOLE | 565,223 | 0 | 0 | ||
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 16,224 | 1,200,875 | SH | SOLE | 1,200,875 | 0 | 0 | ||
MORGAN STANLEY INDIA INVT FD | COM | 61745C105 | 2,361 | 101,480 | SH | SOLE | 101,480 | 0 | 0 | ||
NEUBERGER BERMAN MUN FD INC | COM | 64124P101 | 1,238 | 122,370 | SH | SOLE | 122,370 | 0 | 0 | ||
NEUBERGER BERMAN NEXT GENERA | COMMON STOCK | 64133Q108 | 6,284 | 665,672 | SH | SOLE | 665,672 | 0 | 0 | ||
NEW GERMANY FD INC | COM | 644465106 | 9,747 | 1,400,447 | SH | SOLE | 1,400,447 | 0 | 0 | ||
NEW IRELAND FD INC | COM | 645673104 | 3,157 | 480,511 | SH | SOLE | 480,511 | 0 | 0 | ||
NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | 18,418 | 1,402,761 | SH | SOLE | 1,402,761 | 0 | 0 | ||
NUVEEN CALIF SELECT TAX FREE | SH BEN INT | 67063R103 | 209 | 16,001 | SH | SOLE | 16,001 | 0 | 0 | ||
NUVEEN CALIFORNIA MUNI VLU F | COM STK | 67062C107 | 4,934 | 597,713 | SH | SOLE | 597,713 | 0 | 0 | ||
NUVEEN CORE PLUS IMPACT FUND | COM BEN INT | 67080D103 | 17,284 | 1,687,870 | SH | SOLE | 1,687,870 | 0 | 0 | ||
NUVEEN GEORGIA QLTY MUN INC | COM | 67072B107 | 424 | 44,384 | SH | SOLE | 44,384 | 0 | 0 | ||
NUVEEN INT DUR QUAL MUN TRM | COM | 670677103 | 407 | 34,092 | SH | SOLE | 34,092 | 0 | 0 | ||
NUVEEN INTER DURATION MUN TE | COM | 670671106 | 203 | 16,414 | SH | SOLE | 16,414 | 0 | 0 | ||
NUVEEN MORTGAGE AND INCOME F | COM | 670735109 | 1,251 | 77,824 | SH | SOLE | 77,824 | 0 | 0 | ||
NUVEEN MULTI-MKT INCOME FD | COM | 67075J107 | 7,261 | 1,232,696 | SH | SOLE | 1,232,696 | 0 | 0 | ||
NUVEEN MUN INCOME FD INC | COM | 67062J102 | 6,059 | 697,215 | SH | SOLE | 697,215 | 0 | 0 | ||
NUVEEN MUN VALUE FD INC | COM | 670928100 | 18,575 | 2,195,606 | SH | SOLE | 2,195,606 | 0 | 0 | ||
NUVEEN N Y MUN VALUE FD | COM | 67062M105 | 2,442 | 299,276 | SH | SOLE | 299,276 | 0 | 0 | ||
NUVEEN N Y SELECT TAX FREE I | SH BEN INT | 67063V104 | 3,898 | 351,470 | SH | SOLE | 351,470 | 0 | 0 | ||
NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | 1,017 | 131,605 | SH | SOLE | 131,605 | 0 | 0 | ||
NUVEEN SELECT MAT MUN FD | SH BEN INT | 67061T101 | 6,269 | 707,532 | SH | SOLE | 707,532 | 0 | 0 | ||
NUVEEN SELECT TAX-FREE INCOM | SH BEN INT | 67062F100 | 11,420 | 875,768 | SH | SOLE | 875,768 | 0 | 0 | ||
PGIM SHORT DUR HIG YLD OPP F | COM | 69355J104 | 22,670 | 1,577,603 | SH | SOLE | 1,577,603 | 0 | 0 | ||
PIONEER FLOATING RATE FUND I | COM | 72369J102 | 1,731 | 200,836 | SH | SOLE | 200,836 | 0 | 0 | ||
PIONEER MUN HIGH INCOME OPPO | COMMON STOCK | 723760104 | 2,996 | 295,447 | SH | SOLE | 295,447 | 0 | 0 | ||
PIONEER MUNICIPAL HIGH INCOM | COM SHS | 723763108 | 850 | 103,582 | SH | SOLE | 103,582 | 0 | 0 | ||
PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | 3,011 | 926,372 | SH | SOLE | 926,372 | 0 | 0 | ||
PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | 6,360 | 1,776,494 | SH | SOLE | 1,776,494 | 0 | 0 | ||
ROYCE MICRO-CAP TR INC | COM | 780915104 | 7,897 | 995,859 | SH | SOLE | 995,859 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,985 | 32,900 | SH | SOLE | 32,900 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 4,634 | 55,935 | SH | SOLE | 55,935 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,303 | 49,500 | SH | SOLE | 49,500 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 2,004 | 16,875 | SH | SOLE | 16,875 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,250 | 53,895 | SH | SOLE | 53,895 | 0 | 0 | ||
SPROTT FOCUS TR INC | COM | 85208J109 | 6,054 | 879,876 | SH | SOLE | 879,876 | 0 | 0 | ||
SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 3,835 | 93,832 | SH | SOLE | 93,832 | 0 | 0 | ||
SWISS HELVETIA FD INC | COM | 870875101 | 2,187 | 322,145 | SH | SOLE | 322,145 | 0 | 0 | ||
TAIWAN FD INC | COM | 874036106 | 12,628 | 601,062 | SH | SOLE | 601,062 | 0 | 0 | ||
TCW STRATEGIC INCOME FD INC | COM | 872340104 | 8,591 | 1,820,199 | SH | SOLE | 1,820,199 | 0 | 0 | ||
TEKLA LIFE SCIENCES INVS | SH BEN INT | 87911K100 | 1,160 | 84,901 | SH | SOLE | 84,901 | 0 | 0 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 644 | 69,122 | SH | SOLE | 69,122 | 0 | 0 | ||
TEMPLETON EMERGING MKTS FD | COM | 880191101 | 11,009 | 1,061,594 | SH | SOLE | 1,061,594 | 0 | 0 | ||
THORNBURG INCM BUILDER OPP T | COM | 885213108 | 2,277 | 178,767 | SH | SOLE | 178,767 | 0 | 0 | ||
TORTOISE ENERGY INDEPENDENC | COM | 89148K200 | 1,242 | 43,851 | SH | SOLE | 43,851 | 0 | 0 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 2,845 | 59,100 | SH | SOLE | 59,100 | 0 | 0 | ||
VIRTUS DIVIDEND INTEREST & P | COM | 92840R101 | 13,361 | 1,251,028 | SH | SOLE | 1,251,028 | 0 | 0 | ||
VIRTUS GLOBAL MULTI-SECTOR I | COM | 92829B101 | 1,344 | 179,623 | SH | SOLE | 179,623 | 0 | 0 | ||
VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | 4,502 | 914,972 | SH | SOLE | 914,972 | 0 | 0 | ||
VOYA GLBL EQTY DIV & PREM OP | COM | 92912T100 | 1,382 | 276,446 | SH | SOLE | 276,446 | 0 | 0 | ||
WESTERN ASSET DIVERSIFIED IN | COM SHS BEN INT | 95790K109 | 21,124 | 1,679,158 | SH | SOLE | 1,679,158 | 0 | 0 | ||
WESTERN ASSET HIGH INCOME OP | COM | 95766K109 | 4,227 | 1,148,607 | SH | SOLE | 1,148,607 | 0 | 0 | ||
WESTERN ASSET HIGH YIELD DEF | COM | 95768B107 | 1,324 | 118,071 | SH | SOLE | 118,071 | 0 | 0 | ||
WESTERN ASSET INTER MUNI FD | COM | 958435109 | 10,219 | 1,390,346 | SH | SOLE | 1,390,346 | 0 | 0 | ||
WESTERN ASSET INVESTMENT GRA | COM | 95766T100 | 7,358 | 657,552 | SH | SOLE | 657,552 | 0 | 0 | ||
WESTERN ASSET INVT GRADE DEF | COM | 95790A101 | 17,478 | 1,142,362 | SH | SOLE | 1,142,362 | 0 | 0 | ||
WESTERN ASSET MANAGED MUNS F | COM | 95766M105 | 12,326 | 1,270,719 | SH | SOLE | 1,270,719 | 0 | 0 | ||
WESTERN ASSET MUN HIGH INCOM | COM | 95766N103 | 1,615 | 260,553 | SH | SOLE | 260,553 | 0 | 0 | ||
WESTERN ASSET MUN PARTNERS F | COM | 95766P108 | 3,762 | 335,861 | SH | SOLE | 335,861 | 0 | 0 | ||
WESTERN ASSET PREMIER BD FD | SHS BEN INT | 957664105 | 9,718 | 992,682 | SH | SOLE | 992,682 | 0 | 0 | ||
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 23,649 | 2,607,360 | SH | SOLE | 2,607,360 | 0 | 0 |