The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 3,142 | 28,412 | SH | DFND | 1 | 0 | 28,412 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 5,236 | 19,026 | SH | DFND | 1 | 0 | 19,026 | 0 | |
ADOBE SYSTEMS INCORPORATED | COM | 00724F101 | 1,087 | 3,770 | SH | DFND | 0 | 3,770 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158906 | 191 | 820 | SH | DFND | 1 | 0 | 820 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158906 | 256 | 1,100 | SH | DFND | 0 | 1,100 | 0 | ||
ALCON AG | ORD SHS | H01301128 | 1,497 | 25,733 | SH | DFND | 0 | 25,733 | 0 | ||
ALCON AG | ORD SHS | H01301128 | 4,833 | 83,074 | SH | DFND | 3 | 0 | 83,074 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,399 | 25,080 | SH | DFND | 0 | 25,080 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,877 | 30,075 | SH | DFND | 1 | 0 | 30,075 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 3,507 | 36,472 | SH | DFND | 1 | 0 | 36,472 | 0 | |
AMBRX BIOPHARMA INC | SPONSORED ADS | 02290A102 | 2,087 | 1,932,591 | SH | DFND | 2 | 0 | 1,932,591 | 0 | |
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 37,183 | 18,407,656 | SH | DFND | 0 | 18,407,656 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 6,290 | 3,113,645 | SH | DFND | 2 | 0 | 3,113,645 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 2,554 | 18,330 | SH | DFND | 1 | 0 | 18,330 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 4,754 | 34,117 | SH | DFND | 3 | 0 | 34,117 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 3,621 | 25,900 | SH | DFND | 0 | 25,900 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 4,776 | 105,765 | SH | DFND | 3 | 0 | 105,765 | 0 | |
AON PLC | SHS CL A | G0403H108 | 380 | 1,415 | SH | DFND | 1 | 0 | 1,415 | 0 | |
APPLE INC | COM | 037833100 | 2,564 | 18,567 | SH | DFND | 1 | 0 | 18,567 | 0 | |
AURORA MOBILE LTD | ADS | 051857100 | 8,636 | 8,723,205 | SH | DFND | 0 | 8,723,205 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 725 | 3,255 | SH | DFND | 1 | 0 | 3,255 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 6,981 | 31,330 | SH | DFND | 3 | 0 | 31,330 | 0 | |
BECTON DICKINSON & CO | COM | 075887109 | 1,644 | 7,376 | SH | DFND | 0 | 7,376 | 0 | ||
BIONTECH SE | SPONSORED ADS | 09075V102 | 102,716 | 761,538 | SH | DFND | 2 | 0 | 761,538 | 0 | |
BUTTERFLY NETWORK INC | COM CL A | 124155102 | 50,368 | 10,716,630 | SH | DFND | 2 | 0 | 10,716,630 | 0 | |
CARMAX INC | COM | 143130102 | 391 | 5,925 | SH | DFND | 1 | 0 | 5,925 | 0 | |
CARMAX INC | COM | 143130102 | 277 | 4,200 | SH | DFND | 0 | 4,200 | 0 | ||
CHECK CAP LTD | SHS | M2361E203 | 37 | 127,559 | SH | DFND | 2 | 0 | 127,559 | 0 | |
CISCO SYS INC | COM | 17275R102 | 4,107 | 102,652 | SH | DFND | 1 | 0 | 102,652 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 1,726 | 183,965 | SH | DFND | 1 | 0 | 183,965 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 1,423 | 151,491 | SH | DFND | 0 | 151,491 | 0 | ||
CNH INDL N V | SHS | N20944109 | 785 | 69,130 | SH | DFND | 1 | 0 | 69,130 | 0 | |
COCA COLA CO | COM | 191216100 | 3,437 | 61,296 | SH | DFND | 1 | 0 | 61,296 | 0 | |
CONCORUS INC | COM | 68236R103 | 818 | 962,323 | SH | DFND | 2 | 0 | 962,323 | 0 | |
CONTRAFECT CORP | COM NEW | 212326300 | 127 | 745,385 | SH | DFND | 2 | 0 | 745,385 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 648 | 185,000 | SH | DFND | 0 | 185,000 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 275 | 78,529 | SH | DFND | 3 | 0 | 78,529 | 0 | |
DIAGEO PLC | SPON ADR NEW | 25243Q205 | 4,157 | 24,483 | SH | DFND | 3 | 0 | 24,483 | 0 | |
DIGITALBRIDGE GROUP INC | NOTE 5.000% 4/1 | 19624RAA4 | 7,959 | 8,000,000 | SH | DFND | 1 | 0 | 8,000,000 | 0 | |
DISNEY WALT CO | COM | 254687106 | 1,326 | 14,045 | SH | DFND | 1 | 0 | 14,045 | 0 | |
DISNEY WALT CO | COM | 254687106 | 1,682 | 17,827 | SH | DFND | 0 | 17,827 | 0 | ||
FISERV INC | COM | 337738108 | 2,679 | 28,633 | SH | DFND | 1 | 0 | 28,633 | 0 | |
FISERV INC | COM | 337738108 | 4,780 | 51,080 | SH | DFND | 0 | 51,080 | 0 | ||
GALLAGHER ARTHUR J & CO | COM | 363576109 | 685 | 3,985 | SH | DFND | 1 | 0 | 3,985 | 0 | |
GALLAGHER ARTHUR J & CO | COM | 363576109 | 507 | 2,960 | SH | DFND | 0 | 2,960 | 0 | ||
GLOBAL PMTS INC | CALL | 37940X102 | 820 | 7,585 | SH | DFND | 1 | 0 | 7,585 | 0 | |
HELLO GROUP INC | NOTE 1.250% 7/0 | 60879BAB3 | 28,662 | 30,523,000 | SH | DFND | 1 | 0 | 30,523,000 | 0 | |
HUIZE HLDG LTD | SPONSORED ADS | 44473E105 | 298 | 350,720 | SH | DFND | 0 | 350,720 | 0 | ||
HYPERFINE INC | COM CL A | 44916K106 | 1,411 | 1,742,020 | SH | DFND | 2 | 0 | 1,742,020 | 0 | |
INTEL CORP | COM | 458140100 | 2,259 | 87,627 | SH | DFND | 1 | 0 | 87,627 | 0 | |
INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | 377 | 4,170 | SH | DFND | 1 | 0 | 4,170 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 1,963 | 21,640 | SH | DFND | 1 | 0 | 21,640 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 4,271 | 47,017 | SH | DFND | 3 | 0 | 47,017 | 0 | |
INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | 2,806 | 30,890 | SH | DFND | 0 | 30,890 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 3,594 | 21,977 | SH | DFND | 1 | 0 | 21,977 | 0 | |
KLA CORP | COM NEW | 482480100 | 377 | 1,245 | SH | DFND | 1 | 0 | 1,245 | 0 | |
KLA CORP | COM NEW | 482480100 | 563 | 1,860 | SH | DFND | 0 | 1,860 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 500472303 | 1,824 | 118,508 | SH | DFND | 3 | 0 | 118,508 | 0 | |
LINDE PLC | SHS | G5494J103 | 394 | 1,440 | SH | DFND | 1 | 0 | 1,440 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 4,944 | 57,405 | SH | DFND | 3 | 0 | 57,405 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,927 | 29,756 | SH | DFND | 1 | 0 | 29,756 | 0 | |
MICROSOFT CORP | COM | 594918104 | 6,383 | 27,405 | SH | DFND | 3 | 0 | 27,405 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,712 | 7,350 | SH | DFND | 0 | 7,350 | 0 | ||
NATURES SUNSHINE PRODS INC | COM | 639027101 | 24,135 | 2,929,001 | SH | DFND | 2 | 0 | 2,929,001 | 0 | |
NETEASE INC | SPONSORED ADS | 64110W102 | 1,917 | 25,370 | SH | DFND | 1 | 0 | 25,370 | 0 | |
NIKE INC | CL B | 654106103 | 3,232 | 38,889 | SH | DFND | 1 | 0 | 38,889 | 0 | |
PFIZER INC | COM | 717081103 | 3,832 | 87,404 | SH | DFND | 1 | 0 | 87,404 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 6,504 | 78,355 | SH | DFND | 3 | 0 | 78,355 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 3,904 | 30,899 | SH | DFND | 1 | 0 | 30,899 | 0 | |
QUANTUM SI INC | COM CL A | 74765K105 | 2,046 | 743,935 | SH | DFND | 2 | 0 | 743,935 | 0 | |
S&P GLOBAL INC | COM | 78409V104 | 371 | 1,215 | SH | DFND | 1 | 0 | 1,215 | 0 | |
SAP SE | SPON ADR | 803054204 | 4,495 | 55,318 | SH | DFND | 3 | 0 | 55,318 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,393 | 19,380 | SH | DFND | 1 | 0 | 19,380 | 0 | |
SCHWAB CHARLES CORP | COM | 808513105 | 1,601 | 22,282 | SH | DFND | 0 | 22,282 | 0 | ||
SERA PROGNOSTICS INC | CLASS A COM | 81749D107 | 887 | 554,148 | SH | DFND | 2 | 0 | 554,148 | 0 | |
SYSCO CORP | COM | 871829107 | 400 | 5,655 | SH | DFND | 1 | 0 | 5,655 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,748 | 69,257 | SH | DFND | 3 | 0 | 69,257 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 4,100 | 59,800 | SH | DFND | 0 | 59,800 | 0 | ||
TOPBUILD CORP | COM | 89055F103 | 418 | 2,535 | SH | DFND | 1 | 0 | 2,535 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 1,473 | 53,937 | SH | DFND | 0 | 53,937 | 0 | ||
TWITTER INC | NOTE 3/1 | 90184LAN2 | 7,362 | 8,000,000 | SH | DFND | 1 | 0 | 8,000,000 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 3,608 | 22,319 | SH | DFND | 1 | 0 | 22,319 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 771 | 1,525 | SH | DFND | 1 | 0 | 1,525 | 0 | |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 3,879 | 11,818 | SH | DFND | 3 | 0 | 11,818 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 4,725 | 27,706 | SH | DFND | 3 | 0 | 27,706 | 0 | |
VERISK ANALYTICS INC | COM | 92345Y106 | 1,307 | 7,667 | SH | DFND | 0 | 7,667 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 448 | 153,395 | SH | DFND | 0 | 153,395 | 0 | ||
VERRICA PHARMACEUTICALS INC | COM | 92511W108 | 377 | 129,013 | SH | DFND | 3 | 0 | 129,013 | 0 | |
VIEWRAY INC | COM | 92672L107 | 388,356 | 14,639,136 | SH | DFND | 0 | 14,639,136 | 0 | ||
VISA INC | COM CL A | 92826C839 | 1,191 | 6,703 | SH | DFND | 0 | 6,703 | 0 | ||
VISA INC | COM CL A | 92826C839 | 5,710 | 32,127 | SH | DFND | 1 | 0 | 32,127 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 81,015 | 81,730,000 | SH | DFND | 1 | 0 | 81,730,000 | 0 | |
WEIBO CORP | NOTE 1.250% 11/1 | 948596AC5 | 991 | 1,000,000 | SH | DFND | 0 | 1,000,000 | 0 | ||
WELLS FARGO CO NEW | COM | 949746101 | 674 | 16,735 | SH | DFND | 1 | 0 | 16,735 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 740 | 18,400 | SH | DFND | 0 | 18,400 | 0 | ||
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 688 | 11,200 | SH | DFND | 1 | 0 | 11,200 | 0 | |
WYNDHAM HOTELS & RESORTS INC | COM | 98311A105 | 507 | 8,260 | SH | DFND | 0 | 8,260 | 0 |