Brown-Forman (BF-A) Form 4 BROWN FORMAN / Owsley Brown III ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Brown Owsley III

(Last) (First) (Middle)

850 DIXIE HIGHWAY

(Street)

LOUISVILLE KY 40210

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROWN FORMAN CORP [ BFA, BFB ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/18/2016

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class A Common	05/18/2016		W	V	897	A	$0	897	I	Owsley Brown II Estate
Class B Common	05/18/2016		W	V	611	A	$0	611	I	Owsley Brown II Estate
Class A Common	06/14/2016		G	V	164,780	D	$0	31,492	I	CLB Grandchildren Eq. Tr.
Class B Common	06/14/2016		G	V	101,880	D	$0	20,805	I	CLB Grandchildren Eq. Tr.
Class A Common	06/14/2016		G	V	14,014	A	$0	14,014	I	CLB Trust fbo Chiara Brown
Class B Common	06/14/2016		G	V	10,320	A	$0	10,320	I	CLB Trust fbo Chiara Brown
Class A Common	06/14/2016		G	V	13,822	A	$0	13,822	I	CLB Trust fbo William Brown
Class B Common	06/14/2016		G	V	10,272	A	$0	10,272	I	CLB Trust fbo William Brown
Class A Common	06/14/2016		G	V	21,239	A	$0	21,239	I	CLB Trust fbo Catalina Brown
Class B Common	06/14/2016		G	V	12,127	A	$0	12,127	I	CLB Trust fbo Catalina Brown
Class A Common	07/12/2016		W	V	885	A	$0	885	I	OB2 Marital Trust(1)
Class B Common	07/12/2016		W	V	603	A	$0	202,339	I	OB2 Marital Trust(1)
Class A Common	07/12/2016		W	V	12	A	$0	12	I	OB2 Reverse QTIP Trust(2)
Class B Common	07/12/2016		W	V	8	A	$0	51,448	I	OB2 Reverse QTIP Trust(2)
Class A Common	07/12/2016		W	V	897	D	$0	0	I	Owsley Brown II Estate
Class B Common	07/12/2016		W	V	611	D	$0	0	I	Owsley Brown II Estate
Class A Common								1,233	D
Class B Common								6,703,641	I	Olympus Three LLC
Class B Common								45,671	I	CLB 2012 Trust
Class B Common								1,924	I	Trust fbo Child-2
Class A Common								10,648	I	Trust fbo Child-1
Class A Common								33,646	I	GRAT #2
Class A Common								20,439	I	Trust fbo Owsley Brown III
Class B Common								562	I	c/f Child-2
Class B Common								117	I	Trust fbo Child-3
Class B Common								712	I	Trust fbo Victoire Brown
Class A Common								2,290	I	CLB 2012 Trust
Class A Common								13,063	I	Woodford Partners California, LLC
Class A Common								51,873	I	GRAT #1

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Formerly known as the GST Non-Exempt QTIP Trust.

2. Formerly known as the GST Exempt QTIP Trust.

Remarks:

	Michael E. Carr, Attorney in Fact for Owsley Brown III	07/15/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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