The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 1,131 | 9,752 | SH | SOLE | 9,752 | 0 | 0 | ||
ABIOMED INC COM | COM | 003654100 | 299 | 957 | SH | SOLE | 957 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC COM | COM | 007903107 | 328 | 3,495 | SH | SOLE | 3,495 | 0 | 0 | ||
AIM TAX EXEMPT FDS INVESCO TAX | MUTUAL FUNDS | 001419555 | 572 | 40,971 | SH | SOLE | 40,971 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD SPONSOR | FOREIGN COMMON S | 01609W102 | 200 | 883 | SH | SOLE | 883 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT DYMC | COM | 00162Q528 | 67,915 | 1,562,530 | SH | SOLE | 1,562,530 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT FLEX | COM | 00162Q510 | 31,294 | 700,812 | SH | SOLE | 700,812 | 0 | 0 | ||
ALPS ETF TR RIVERFRNT STR INC | ETF - FIXED INCO | 00162Q783 | 2,612 | 105,210 | SH | SOLE | 105,210 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT DYM | COM | 00162Q536 | 53,453 | 2,093,243 | SH | SOLE | 2,093,243 | 0 | 0 | ||
ALPS ETF TR RIVERFRONT UNC | COM | 00162Q544 | 2,995 | 115,944 | SH | SOLE | 115,944 | 0 | 0 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 257 | 5,386 | SH | SOLE | 5,386 | 0 | 0 | ||
AMERICAN TOWER CORP NEW COM | COM | 03027X100 | 289 | 1,069 | SH | SOLE | 1,069 | 0 | 0 | ||
AMGEN INC COM | COM | 031162100 | 258 | 1,057 | SH | SOLE | 1,057 | 0 | 0 | ||
APPLE COMPUTER INC | COM | 037833100 | 16,199 | 118,280 | SH | SOLE | 118,272 | 0 | 8 | ||
ASML HOLDING N V N Y REGISTRY | FOREIGN COMMON S | N07059210 | 225 | 325 | SH | SOLE | 325 | 0 | 0 | ||
AUTODESK INC COM | COM | 052769106 | 280 | 959 | SH | SOLE | 959 | 0 | 0 | ||
BIOGEN IDEC INC COM | COM | 09062X103 | 324 | 935 | SH | SOLE | 935 | 0 | 0 | ||
BOEING CO COM | COM | 097023105 | 479 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP COM | COM | 101137107 | 10,691 | 250,042 | SH | SOLE | 249,579 | 0 | 463 | ||
BROWN FORMAN CORP CL B | COM | 115637209 | 249 | 3,329 | SH | SOLE | 3,329 | 0 | 0 | ||
CATERPILLAR INC COM | COM | 149123101 | 11,698 | 53,753 | SH | SOLE | 53,653 | 0 | 100 | ||
CELANESE CORP DEL COM SER A | COM | 150870103 | 237 | 1,565 | SH | SOLE | 1,565 | 0 | 0 | ||
COCA COLA CO | COM | 191216100 | 268 | 4,950 | SH | SOLE | 4,950 | 0 | 0 | ||
COGNIZANT TECHNOLOGY SOLUTIOCL | COM | 192446102 | 255 | 3,684 | SH | SOLE | 3,684 | 0 | 0 | ||
COMMUNICATION SERVICES SELECT | COM | 81369Y852 | 41,448 | 511,900 | SH | SOLE | 511,865 | 0 | 35 | ||
CONSTELLATION SOFTWARE INC COM | COM | 21037X100 | 241 | 159 | SH | SOLE | 159 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW COM | COM | 22822V101 | 282 | 1,447 | SH | SOLE | 1,447 | 0 | 0 | ||
CUMMINS ENGINE INC COM | COM | 231021106 | 235 | 964 | SH | SOLE | 964 | 0 | 0 | ||
DAVITA INC | COM | 23918K108 | 260 | 2,162 | SH | SOLE | 2,162 | 0 | 0 | ||
DISNEY WALT PRODTNS | COM | 254687106 | 851 | 4,842 | SH | SOLE | 4,842 | 0 | 0 | ||
DOMINOS PIZZA INC COM | COM | 25754A201 | 281 | 602 | SH | SOLE | 602 | 0 | 0 | ||
DOW INC | COM | 260557103 | 239 | 3,782 | SH | SOLE | 3,782 | 0 | 0 | ||
EASTMAN CHEM CO COM | COM | 277432100 | 241 | 2,060 | SH | SOLE | 2,060 | 0 | 0 | ||
EDWARDS LIFESCIENCES CORP COM | COM | 28176E108 | 297 | 2,867 | SH | SOLE | 2,867 | 0 | 0 | ||
EQUIFAX INC COM | COM | 294429105 | 269 | 1,123 | SH | SOLE | 1,123 | 0 | 0 | ||
ETSY INC | COM | 29786A106 | 320 | 1,556 | SH | SOLE | 1,556 | 0 | 0 | ||
FACEBOOK INC CL A | COM | 30303M102 | 296 | 850 | SH | SOLE | 850 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P707 | 11,563 | 155,022 | SH | SOLE | 155,022 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P608 | 35,853 | 506,607 | SH | SOLE | 506,607 | 0 | 0 | ||
FIRST TR EXCH TRADED FD III RI | COM | 33739P806 | 1,949 | 26,203 | SH | SOLE | 26,203 | 0 | 0 | ||
FIRST TRUST RIVERFRONT DYN ASI | COM | 33739P509 | 929 | 16,012 | SH | SOLE | 16,012 | 0 | 0 | ||
FIRST TRUST TCW OPPORTUNISTIC | COM | 33740F805 | 31,481 | 586,975 | SH | SOLE | 585,555 | 0 | 1,420 | ||
FORTINET INC COM | COM | 34959E109 | 303 | 1,273 | SH | SOLE | 1,273 | 0 | 0 | ||
FOX CORP | COM | 35137L105 | 265 | 7,136 | SH | SOLE | 7,136 | 0 | 0 | ||
GENERAL DYNAMICS CORP COM | COM | 369550108 | 272 | 1,445 | SH | SOLE | 1,445 | 0 | 0 | ||
GENERAL ELEC CO | COM | 369604103 | 12,050 | 895,263 | SH | SOLE | 893,774 | 0 | 1,489 | ||
GENMAB A S SPONSORED ADR | FOREIGN COMMON S | 372303206 | 219 | 5,362 | SH | SOLE | 5,362 | 0 | 0 | ||
GILEAD SCIENCES INC COM | COM | 375558103 | 251 | 3,649 | SH | SOLE | 3,649 | 0 | 0 | ||
GLOBAL X FDS US INFR DEV ET | COM | 37954Y673 | 81,052 | 3,147,664 | SH | SOLE | 3,145,154 | 0 | 2,510 | ||
GOLDMAN SACHS ETF TR EQUITY ET | COM | 381430503 | 538,226 | 6,256,259 | SH | SOLE | 6,251,607 | 0 | 4,652 | ||
HARTFORD FDS EXCHANGE TRADED T | ETF - EQUITY | 41653L503 | 431 | 10,246 | SH | SOLE | 10,246 | 0 | 0 | ||
HUNTINGTON BANCSHARES INC COM | COM | 446150104 | 196 | 13,710 | SH | SOLE | 13,710 | 0 | 0 | ||
HUNTINGTON INGALLS INDS INC CO | COM | 446413106 | 265 | 1,257 | SH | SOLE | 1,257 | 0 | 0 | ||
Invesco QQQ Trust | COM | 46090E103 | 181,850 | 513,080 | SH | SOLE | 512,330 | 0 | 750 | ||
ILLUMINA INC COM | COM | 452327109 | 318 | 672 | SH | SOLE | 672 | 0 | 0 | ||
INCYTE CORP COM | COM | 45337C102 | 256 | 3,039 | SH | SOLE | 3,039 | 0 | 0 | ||
INFOSYS TECHNOLOGIES LTD SPONS | FOREIGN COMMON S | 456788108 | 227 | 10,717 | SH | SOLE | 10,717 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 255 | 4,161 | SH | SOLE | 4,161 | 0 | 0 | ||
INTUIT COM | COM | 461202103 | 307 | 627 | SH | SOLE | 627 | 0 | 0 | ||
INVESCO EXCH TRD SLF IDX FD TR | COM | 46138J700 | 206 | 9,770 | SH | SOLE | 9,770 | 0 | 0 | ||
INVESCO S&P 500 HIGH BETA ETF | COM | 46138E370 | 30,610 | 405,060 | SH | SOLE | 404,063 | 0 | 997 | ||
ISHARES CORE DIVIDEND GROWTH E | COM | 46434V621 | 28,229 | 560,545 | SH | SOLE | 560,507 | 0 | 38 | ||
ISHARES INC CORE MSCI EMKT | COM | 46434G103 | 145,783 | 2,176,196 | SH | SOLE | 2,172,347 | 0 | 3,849 | ||
ISHARES INC MSCI EMRG CHN | ETF - EQUITY | 46434G764 | 1,194 | 19,143 | SH | SOLE | 19,143 | 0 | 0 | ||
ISHARES TR 20 YR TRS BD | COM | 464287432 | 65,302 | 452,395 | SH | SOLE | 452,034 | 0 | 361 | ||
ISHARES TR CONS GOODS IDX | COM | 464287812 | 2,559 | 13,916 | SH | SOLE | 13,916 | 0 | 0 | ||
ISHARES TR CORE MSCI EAFE | COM | 46432F842 | 396,545 | 5,297,152 | SH | SOLE | 5,294,511 | 0 | 2,641 | ||
ISHARES TR CORE MSCI EURO | COM | 46434V738 | 40,353 | 704,497 | SH | SOLE | 702,999 | 0 | 1,498 | ||
ISHARES TR DJ MED DEVICES | COM | 464288810 | 25,710 | 71,212 | SH | SOLE | 71,086 | 0 | 126 | ||
ISHARES TR DJ US FINL SVC | COM | 464287770 | 186,894 | 1,008,990 | SH | SOLE | 1,008,186 | 0 | 804 | ||
ISHARES TR DJ US TECH SEC | COM | 464287721 | 88,822 | 893,595 | SH | SOLE | 892,782 | 0 | 813 | ||
ISHARES TR FLTG RATE NT | COM | 46429B655 | 370 | 7,287 | SH | SOLE | 7,287 | 0 | 0 | ||
ISHARES TR LEHMAN 10-20YR | COM | 464288653 | 26,619 | 181,147 | SH | SOLE | 181,136 | 0 | 11 | ||
ISHARES TR MBS FIXED BDFD | COM | 464288588 | 98,246 | 907,751 | SH | SOLE | 907,688 | 0 | 63 | ||
ISHARES TR MSCI EMERG MKT | COM | 464287234 | 501 | 9,093 | SH | SOLE | 9,093 | 0 | 0 | ||
ISHARES TR MSCI GRW IDX | COM | 464288885 | 89,444 | 833,753 | SH | SOLE | 832,201 | 0 | 1,552 | ||
ISHARES TR MSCI VAL IDX | COM | 464288877 | 69,037 | 1,333,793 | SH | SOLE | 1,331,479 | 0 | 2,314 | ||
ISHARES TR RUSSELL1000GRW | COM | 464287614 | 696 | 2,564 | SH | SOLE | 2,564 | 0 | 0 | ||
ISHARES TR RUSSELL1000VAL | COM | 464287598 | 578 | 3,647 | SH | SOLE | 3,647 | 0 | 0 | ||
ISHARES TR S&P 500 INDEX | COM | 464287200 | 419,090 | 974,811 | SH | SOLE | 974,692 | 0 | 119 | ||
ISHARES TR S&P 500 VALUE | COM | 464287408 | 18,452 | 124,984 | SH | SOLE | 124,766 | 0 | 218 | ||
ISHARES TR S&P NA SOFTWR | COM | 464287515 | 30,695 | 78,697 | SH | SOLE | 78,509 | 0 | 188 | ||
ISHS US SHRT MTY BD ETF | COM | 46431W507 | 358 | 7,142 | SH | SOLE | 7,142 | 0 | 0 | ||
J P MORGAN EXCHANGE TRADED FD | ETF - EQUITY | 46641Q647 | 432 | 7,812 | SH | SOLE | 7,812 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED FEQ | ETF - EQUITY | 46641Q332 | 33,946 | 560,455 | SH | SOLE | 559,306 | 0 | 1,149 | ||
JPMORGAN CHASE & CO COM | COM | 46625H100 | 233 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
L3 HARRIS TECHNOLOGIES INC COM | COM | 502431109 | 264 | 1,222 | SH | SOLE | 1,222 | 0 | 0 | ||
LEIDOS HLDGS INC COM | COM | 525327102 | 272 | 2,688 | SH | SOLE | 2,688 | 0 | 0 | ||
LILLY ELI & CO COM | COM | 532457108 | 321 | 1,397 | SH | SOLE | 1,397 | 0 | 0 | ||
LOCKHEED MARTIN CORP COM | COM | 539830109 | 264 | 699 | SH | SOLE | 699 | 0 | 0 | ||
LYONDELLBASELL INDUSTRIES N SH | COM | N53745100 | 238 | 2,317 | SH | SOLE | 2,317 | 0 | 0 | ||
MASTERCARD INC CL A | COM | 57636Q104 | 261 | 716 | SH | SOLE | 716 | 0 | 0 | ||
MATTHEWS INTL FDS PAC TIGER IN | MUTUAL FUNDS | 577130834 | 293 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
MCDONALDS CORP COM | COM | 580135101 | 562 | 2,435 | SH | SOLE | 2,435 | 0 | 0 | ||
MERCK & CO. INC COM | COM | 58933Y105 | 289 | 3,710 | SH | SOLE | 3,710 | 0 | 0 | ||
MICROSOFT CORP COM | COM | 594918104 | 33,301 | 122,931 | SH | SOLE | 122,840 | 0 | 91 | ||
MOTOROLA SOLUTIONS INC COM NEW | COM | 620076307 | 289 | 1,334 | SH | SOLE | 1,334 | 0 | 0 | ||
NEW PERSPECTIVE FD INC COM | MUTUAL FUNDS | 648018109 | 264 | 3,946 | SH | SOLE | 3,946 | 0 | 0 | ||
NORTHROP GRUMMAN CORP COM | COM | 666807102 | 10,992 | 30,246 | SH | SOLE | 30,191 | 0 | 55 | ||
NOVO NORDISK AS VORMALS NOVOAD | FOREIGN COMMON S | 670100205 | 202 | 2,409 | SH | SOLE | 2,409 | 0 | 0 | ||
PEPSICO INC COM | COM | 713448108 | 364 | 2,455 | SH | SOLE | 2,455 | 0 | 0 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 278 | 2,806 | SH | SOLE | 2,806 | 0 | 0 | ||
PROLOGIS INC. COM | COM | 74340W103 | 31,553 | 263,982 | SH | SOLE | 263,722 | 0 | 260 | ||
PT BK RAKYAT ADR SHS B | FOREIGN COMMON S | 69366X100 | 156 | 11,474 | SH | SOLE | 11,474 | 0 | 0 | ||
QORVO INC COM | COM | 74736K101 | 299 | 1,526 | SH | SOLE | 1,526 | 0 | 0 | ||
QUALCOMM INC COM | COM | 747525103 | 288 | 2,018 | SH | SOLE | 2,018 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513E101 | 261 | 3,064 | SH | SOLE | 3,064 | 0 | 0 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y308 | 30,223 | 431,947 | SH | SOLE | 431,917 | 0 | 30 | ||
SELECT SECTOR SPDR TR SBI CONS | COM | 81369Y407 | 80,024 | 448,191 | SH | SOLE | 448,150 | 0 | 41 | ||
SELECT SECTOR SPDR TR SBI HEAL | COM | 81369Y209 | 97,011 | 770,239 | SH | SOLE | 770,157 | 0 | 82 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y506 | 25,072 | 465,425 | SH | SOLE | 465,393 | 0 | 32 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y704 | 65,845 | 643,021 | SH | SOLE | 642,977 | 0 | 44 | ||
SELECT SECTOR SPDR TR SBI INT- | COM | 81369Y803 | 129,560 | 877,422 | SH | SOLE | 877,362 | 0 | 60 | ||
SELECT SECTOR SPDR TR SBI MATE | COM | 81369Y100 | 26,235 | 318,731 | SH | SOLE | 318,709 | 0 | 22 | ||
SERVICENOW INC COM | COM | 81762P102 | 315 | 573 | SH | SOLE | 573 | 0 | 0 | ||
SMITH A O CORP COM | COM | 831865209 | 274 | 3,806 | SH | SOLE | 3,806 | 0 | 0 | ||
SPDR SER TR INV GRD FLT RT | COM | 78468R200 | 313 | 10,206 | SH | SOLE | 10,206 | 0 | 0 | ||
SPDR SERIES TRUST BARC CAPTL E | COM | 78464A474 | 9,984 | 318,993 | SH | SOLE | 318,993 | 0 | 0 | ||
SPDR SERIES TRUST DJ WLSH REIT | COM | 78464A607 | 1,174 | 11,192 | SH | SOLE | 11,192 | 0 | 0 | ||
SPDR SERIES TRUST PORTFOLIO AG | COM | 78464A649 | 339,430 | 11,310,572 | SH | SOLE | 11,309,807 | 0 | 765 | ||
STARBUCKS CORP COM | COM | 855244109 | 15,061 | 134,703 | SH | SOLE | 134,445 | 0 | 258 | ||
STRYKER CORP COM | COM | 863667101 | 2,390 | 9,200 | SH | SOLE | 9,200 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 23,565 | 97,483 | SH | SOLE | 97,294 | 0 | 189 | ||
TEMENOS AG SPONSORED ADR | FOREIGN COMMON S | 87974R208 | 202 | 1,255 | SH | SOLE | 1,255 | 0 | 0 | ||
TEXTRON INC COM | COM | 883203101 | 269 | 3,907 | SH | SOLE | 3,907 | 0 | 0 | ||
UNITED PARCEL SERVICE INC CL B | COM | 911312106 | 265 | 1,275 | SH | SOLE | 1,275 | 0 | 0 | ||
UNITEDHEALTH GROUP INC COM | COM | 91324P102 | 12,254 | 30,602 | SH | SOLE | 30,544 | 0 | 58 | ||
VANECK VECTORS FALLEN ANGEL HI | COM | 92189F437 | 41,088 | 1,248,901 | SH | SOLE | 1,246,199 | 0 | 2,702 | ||
VANGUARD 500 INDEX FUND | MUTUAL FUNDS | 922908710 | 1,420 | 3,581 | SH | SOLE | 3,581 | 0 | 0 | ||
VANGUARD BD INDEX FD INC TOTAL | COM | 921937835 | 408,119 | 4,751,645 | SH | SOLE | 4,748,820 | 0 | 2,825 | ||
VANGUARD MID-CAP INDEX FUND | MUTUAL FUNDS | 922908645 | 292 | 994 | SH | SOLE | 994 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C706 | 94,053 | 1,387,012 | SH | SOLE | 1,386,923 | 0 | 89 | ||
VANGUARD SCOTTSDALE FDS INT-TE | COM | 92206C870 | 241,397 | 2,539,153 | SH | SOLE | 2,538,574 | 0 | 579 | ||
VANGUARD SCOTTSDALE FDS LG-TER | COM | 92206C813 | 29,539 | 276,227 | SH | SOLE | 276,209 | 0 | 18 | ||
VANGUARD SCOTTSDALE FDS MORTG- | COM | 92206C771 | 7,375 | 138,181 | SH | SOLE | 138,181 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS SHRT-T | COM | 92206C409 | 220,181 | 2,662,093 | SH | SOLE | 2,661,450 | 0 | 643 | ||
VANGUARD WHITEHALL FDS INC HIG | COM | 921946406 | 511 | 4,874 | SH | SOLE | 4,874 | 0 | 0 | ||
VANGUARD WORLD FDS TELCOMM ETF | COM | 92204A884 | 26,722 | 185,807 | SH | SOLE | 185,795 | 0 | 12 | ||
VERISIGN INC COM | COM | 92343E102 | 281 | 1,233 | SH | SOLE | 1,233 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC COM | COM | 92532F100 | 227 | 1,125 | SH | SOLE | 1,125 | 0 | 0 | ||
WASTE CONNECTIONS INC COM | COM | 94106B101 | 203 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
WEYERHAEUSER CO COM | COM | 962166104 | 244 | 7,087 | SH | SOLE | 7,087 | 0 | 0 | ||
WUXI BIOLOGICS CAYMAN INC UNSP | FOREIGN COMMON S | 98260N108 | 242 | 6,611 | SH | SOLE | 6,611 | 0 | 0 | ||
YUM BRANDS INC COM | COM | 988498101 | 254 | 2,209 | SH | SOLE | 2,209 | 0 | 0 |