The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 4,028,864 | 1,428,675 | SH | SOLE | 1,428,675 | 0 | 0 | ||
ACER THERAPEUTICS INC | COM | 00444P108 | 912,571 | 1,203,126 | SH | SOLE | 1,203,126 | 0 | 0 | ||
ADC THERAPEUTICS SA | SHS | H0036K147 | 1,638,000 | 840,000 | SH | SOLE | 840,000 | 0 | 0 | ||
AEGLEA BIOTHERAPEUTICS INC | COM | 00773J103 | 1,321,823 | 4,558,012 | SH | SOLE | 4,558,012 | 0 | 0 | ||
AEROVATE THERAPEUTICS INC | COM | 008064107 | 1,916,150 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
AKUMIN INC | COM | 01021X100 | 1,283,062 | 1,886,856 | SH | SOLE | 1,886,856 | 0 | 0 | ||
ALTA EQUIPMENT GROUP INC | COMMON STOCK | 02128L106 | 9,939,646 | 627,107 | SH | SOLE | 627,107 | 0 | 0 | ||
AMERICAS CAR-MART INC | COM | 03062T105 | 5,074,985 | 64,070 | SH | SOLE | 64,070 | 0 | 0 | ||
AMNEAL PHARMACEUTICALS INC | COM STK CL A | 03168L105 | 695,000 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
AMRYT PHARMA PLC | SPONSORED ADS | 03217L106 | 11,967,628 | 820,825 | SH | SOLE | 820,825 | 0 | 0 | ||
ANEBULO PHARMACEUTICALS INC | COM | 034569103 | 1,482,112 | 511,073 | SH | SOLE | 511,073 | 0 | 0 | ||
ANGION BIOMEDICA CORP | COM | 03476J107 | 540,509 | 982,743 | SH | SOLE | 982,743 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 45,384,208 | 4,575,021 | SH | SOLE | 4,575,021 | 0 | 0 | ||
APOLLO ENDOSURGERY INC | COM | 03767D108 | 19,840,000 | 2,000,000 | SH | Call | SOLE | 2,000,000 | 0 | 0 | |
APTOSE BIOSCIENCES INC | COM NEW | 03835T200 | 3,186,544 | 4,978,975 | SH | SOLE | 4,978,975 | 0 | 0 | ||
AURA BIOSCIENCES INC | COM | 05153U107 | 7,827,179 | 843,446 | SH | SOLE | 843,446 | 0 | 0 | ||
AUTOLUS THERAPEUTICS PLC | SPON ADS | 05280R100 | 14,152,936 | 7,691,813 | SH | SOLE | 7,691,813 | 0 | 0 | ||
AVALO THERAPEUTICS INC | COM NEW | 05338F207 | 1,415,477 | 808,844 | SH | SOLE | 808,844 | 0 | 0 | ||
AYTU BIOPHARMA INC | COM | 054754858 | 608,346 | 271,595 | SH | SOLE | 271,595 | 0 | 0 | ||
B. RILEY FINANCIAL INC | COM | 05580M108 | 1,774,943 | 62,520 | SH | SOLE | 62,520 | 0 | 0 | ||
BIOVENTUS INC | COM CL A | 09075A108 | 5,535,612 | 5,173,469 | SH | SOLE | 5,173,469 | 0 | 0 | ||
BM TECHNOLOGIES INC | CL A COM | 05591L107 | 278,826 | 79,212 | SH | SOLE | 79,212 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 1,468,500 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
CATALYST BIOSCIENCES INC | COM NEW | 14888D208 | 33,209 | 160,430 | SH | SOLE | 160,430 | 0 | 0 | ||
CIDARA THERAPEUTICS INC | COM | 171757107 | 6,006,634 | 4,729,633 | SH | SOLE | 4,729,633 | 0 | 0 | ||
CODEXIS INC | COM | 192005106 | 21,327,454 | 5,151,559 | SH | SOLE | 5,151,559 | 0 | 0 | ||
CUE BIOPHARMA INC | COM | 22978P106 | 333,070 | 93,297 | SH | SOLE | 93,297 | 0 | 0 | ||
CURIS INC | COM NEW | 231269200 | 137,446 | 230,614 | SH | SOLE | 230,614 | 0 | 0 | ||
CVENT HOLDING CORP | COMMON STOCK | 126677103 | 7,064,200 | 845,000 | SH | SOLE | 845,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 15,609,698 | 1,790,103 | SH | SOLE | 1,790,103 | 0 | 0 | ||
CYTOKINETICS INC | COM NEW | 23282W605 | 1,055,700 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
DAKTRONICS INC | COM | 234264109 | 1,656,700 | 292,187 | SH | SOLE | 292,187 | 0 | 0 | ||
DARIOHEALTH CORP | COM NEW | 23725P209 | 9,964,250 | 2,418,507 | SH | SOLE | 2,418,507 | 0 | 0 | ||
DHI GROUP INC | COM | 23331S100 | 13,247,527 | 3,414,311 | SH | SOLE | 3,414,311 | 0 | 0 | ||
DISC MEDICINE INC | COM | 254604101 | 1,897,310 | 89,538 | SH | SOLE | 89,538 | 0 | 0 | ||
DIVERSIFIED HEALTHCARE TR | COM SH BEN INT | 25525P107 | 7,274,660 | 5,388,637 | SH | SOLE | 5,388,637 | 0 | 0 | ||
DXP ENTERPRISES INC | COM NEW | 233377407 | 9,101,383 | 338,090 | SH | SOLE | 338,090 | 0 | 0 | ||
DYNE THERAPEUTICS INC | COM | 26818M108 | 2,060,940 | 178,901 | SH | SOLE | 178,901 | 0 | 0 | ||
EARGO INC | COM NEW | 270087208 | 252,729 | 54,002 | SH | SOLE | 54,002 | 0 | 0 | ||
EBET INC | COM | 278700109 | 438,319 | 1,065,432 | SH | SOLE | 1,065,432 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 3,744,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
EHEALTH INC | COM | 28238P109 | 1,390,896 | 148,600 | SH | Call | SOLE | 148,600 | 0 | 0 | |
ENOVA INTL INC | COM | 29357K103 | 2,365,898 | 53,250 | SH | SOLE | 53,250 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 126,820,118 | 1,872,160 | SH | SOLE | 1,872,160 | 0 | 0 | ||
ESTABLISHMENT LABS HLDGS INC | COM | G31249108 | 6,774,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
EXAGEN INC | COM | 30068X103 | 322,250 | 132,613 | SH | SOLE | 132,613 | 0 | 0 | ||
FORTRESS BIOTECH INC | COM | 34960Q109 | 5,672,658 | 6,917,876 | SH | SOLE | 6,917,876 | 0 | 0 | ||
FULCRUM THERAPEUTICS INC | COM | 359616109 | 60,904 | 21,370 | SH | SOLE | 21,370 | 0 | 0 | ||
GAIA INC NEW | CL A | 36269P104 | 64,340 | 23,144 | SH | SOLE | 23,144 | 0 | 0 | ||
GOLDEN ENTMT INC | COM | 381013101 | 15,376,826 | 353,409 | SH | SOLE | 353,409 | 0 | 0 | ||
GUARDFORCE AI CO LTD | *W EXP 10/01/202 | G4236L120 | 30,856 | 154,205 | SH | SOLE | 154,205 | 0 | 0 | ||
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 9,660,000 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
HILTON GRAND VACATIONS INC | COM | 43283X105 | 18,225,186 | 410,200 | SH | SOLE | 410,200 | 0 | 0 | ||
HYPERFINE INC | COM CL A | 44916K106 | 530,520 | 368,417 | SH | SOLE | 368,417 | 0 | 0 | ||
IDEAYA BIOSCIENCES INC | COM | 45166A102 | 3,480,280 | 253,480 | SH | SOLE | 253,480 | 0 | 0 | ||
IDW MEDIA HLDGS INC | CL B | 44951N106 | 592,226 | 822,537 | SH | SOLE | 822,537 | 0 | 0 | ||
IMAC HLDGS INC | COM | 44967K104 | 148,731 | 1,040,075 | SH | SOLE | 1,040,075 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 58,569,870 | 3,053,695 | SH | SOLE | 3,053,695 | 0 | 0 | ||
IMAX CORP | COM | 45245E109 | 4,795,000 | 250,000 | SH | Call | SOLE | 250,000 | 0 | 0 | |
IMMATICS N.V | *W EXP 07/01/202 | N44445117 | 1,419,985 | 986,101 | SH | SOLE | 986,101 | 0 | 0 | ||
IMMATICS N.V | SHS | N44445109 | 18,964,836 | 2,748,527 | SH | SOLE | 2,748,527 | 0 | 0 | ||
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 3,869,072 | 1,260,284 | SH | SOLE | 1,260,284 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 34,081,536 | 191,040 | SH | SOLE | 191,040 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 180,184,000 | 1,010,000 | SH | Put | SOLE | 1,010,000 | 0 | 0 | |
JASPER THERAPEUTICS INC | COM | 471871103 | 3,056,102 | 1,688,454 | SH | SOLE | 1,688,454 | 0 | 0 | ||
JOURNEY MED CORP | COM | 48115J109 | 333,400 | 212,357 | SH | SOLE | 212,357 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 31,718,371 | 742,819 | SH | SOLE | 742,819 | 0 | 0 | ||
KEROS THERAPEUTICS INC | COM | 492327101 | 525,210 | 12,300 | SH | Call | SOLE | 12,300 | 0 | 0 | |
LIFECORE BIOMEDICAL INC | COM | 514766104 | 734,992 | 194,700 | SH | SOLE | 194,700 | 0 | 0 | ||
LUCID DIAGNOSTICS INC | COM | 54948X109 | 376,796 | 261,664 | SH | SOLE | 261,664 | 0 | 0 | ||
LUCY SCIENTIFIC DISCOVERY IN | COM | 54960E104 | 105,380 | 95,800 | SH | SOLE | 95,800 | 0 | 0 | ||
LUXFER HLDGS PLC | SHS | G5698W116 | 41,646,467 | 2,464,288 | SH | SOLE | 2,464,288 | 0 | 0 | ||
LYRA THERAPEUTICS INC | COM | 55234L105 | 4,463,868 | 2,220,830 | SH | SOLE | 2,220,830 | 0 | 0 | ||
MEDIAALPHA INC | CL A | 58450V104 | 16,283,155 | 1,086,993 | SH | SOLE | 1,086,993 | 0 | 0 | ||
MEDIFAST INC | COM | 58470H101 | 3,110,100 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MERRIMACK PHARMACEUTICALS IN | COM NEW | 590328209 | 2,350,659 | 191,266 | SH | SOLE | 191,266 | 0 | 0 | ||
MILLERKNOLL INC | COM | 600544100 | 19,100,975 | 934,033 | SH | SOLE | 934,033 | 0 | 0 | ||
MIMEDX GROUP INC | COM | 602496101 | 5,214,231 | 1,529,100 | SH | SOLE | 1,529,100 | 0 | 0 | ||
NEUROPACE INC | COM | 641288105 | 1,976,292 | 425,925 | SH | SOLE | 425,925 | 0 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 2,798,500 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
PAR TECHNOLOGY CORP | NOTE 2.875% 4/1 | 698884AC7 | 4,047,740 | 3,785,000 | PRN | SOLE | 3,785,000 | 0 | 0 | ||
PATHWARD FINANCIAL INC | COM | 59100U108 | 55,593,903 | 1,339,935 | SH | SOLE | 1,339,935 | 0 | 0 | ||
PAYONEER GLOBAL INC | COM | 70451X104 | 9,486,663 | 1,510,615 | SH | SOLE | 1,510,615 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 27,865,136 | 2,457,243 | SH | SOLE | 2,457,243 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 8,845,200 | 780,000 | SH | Call | SOLE | 780,000 | 0 | 0 | |
PERELLA WEINBERG PARTNERS | CLASS A COM | 71367G102 | 4,598,167 | 505,293 | SH | SOLE | 505,293 | 0 | 0 | ||
PLAYAGS INC | COM | 72814N104 | 3,550,068 | 496,513 | SH | SOLE | 496,513 | 0 | 0 | ||
POINT BIOPHARMA GLOBAL INC | COM | 730541109 | 4,159,829 | 572,191 | SH | SOLE | 572,191 | 0 | 0 | ||
QUALTEK SERVICES INC | *W EXP 02/14/202 | 74760R113 | 2,921 | 96,244 | SH | SOLE | 96,244 | 0 | 0 | ||
RAFAEL HLDGS INC | COM CL B | 75062E106 | 112,651 | 72,678 | SH | SOLE | 72,678 | 0 | 0 | ||
READING INTL INC | CL A | 755408101 | 9,411,009 | 2,895,695 | SH | SOLE | 2,895,695 | 0 | 0 | ||
RED VIOLET INC | COM | 75704L104 | 23,070,150 | 1,310,804 | SH | SOLE | 1,310,804 | 0 | 0 | ||
REZOLUTE INC | COM NEW | 76200L309 | 1,477,644 | 769,606 | SH | SOLE | 769,606 | 0 | 0 | ||
RH | COM | 74967X103 | 8,782,413 | 36,060 | SH | SOLE | 36,060 | 0 | 0 | ||
RH | COM | 74967X103 | 9,742,000 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 4,220,867 | 137,622 | SH | SOLE | 137,622 | 0 | 0 | ||
RMR GROUP INC | CL A | 74967R106 | 21,566,840 | 821,907 | SH | SOLE | 821,907 | 0 | 0 | ||
RUMBLEON INC | COM CL B | 781386305 | 9,483,864 | 1,564,994 | SH | SOLE | 1,564,994 | 0 | 0 | ||
SCULLY ROYALTY LTD | COM SHS | G7T96K107 | 2,080,497 | 310,522 | SH | SOLE | 310,522 | 0 | 0 | ||
SCYNEXIS INC | COM NEW | 811292200 | 900,000 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
SELECTA BIOSCIENCES INC | COM | 816212104 | 1,390,000 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
SENSUS HEALTHCARE INC | COM | 81728J109 | 964,100 | 185,048 | SH | SOLE | 185,048 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 1,496,639 | 699,364 | SH | SOLE | 699,364 | 0 | 0 | ||
SPAR GROUP INC | COM | 784933103 | 898,586 | 696,578 | SH | SOLE | 696,578 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 2,193,000 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
STRATA SKIN SCIENCES INC | COM NEW | 86272A206 | 4,651,594 | 4,393,685 | SH | SOLE | 4,393,685 | 0 | 0 | ||
STRUCTURE THERAPEUTICS INC | SPONSORED ADS | 86366E106 | 1,189,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 20,606,890 | 975,705 | SH | SOLE | 975,705 | 0 | 0 | ||
TAYSHA GENE THERAPIES INC | COM SHS | 877619106 | 1,350,706 | 1,722,400 | SH | SOLE | 1,722,400 | 0 | 0 | ||
TC BIOPHARM HOLDINGS PLC | *W EXP 02/08/202 | 87807D111 | 23,506 | 235,294 | SH | SOLE | 235,294 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 2,724,819 | 256,092 | SH | SOLE | 256,092 | 0 | 0 | ||
THE AARONS COMPANY INC | COM | 00258W108 | 2,787,606 | 288,572 | SH | SOLE | 288,572 | 0 | 0 | ||
TRANSACT TECHNOLOGIES INC | COM | 892918103 | 376,284 | 60,789 | SH | SOLE | 60,789 | 0 | 0 | ||
TRAVEL PLUS LEISURE CO | COM | 894164102 | 24,636,377 | 628,479 | SH | SOLE | 628,479 | 0 | 0 | ||
TRAVELCENTERS OF AMERICA INC | COM NEW | 89421B109 | 51,745,165 | 598,210 | SH | SOLE | 598,210 | 0 | 0 | ||
UNICYCIVE THERAPEUTICS INC | COM | 90466Y103 | 1,359,574 | 647,416 | SH | SOLE | 647,416 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 61,837,071 | 3,070,361 | SH | SOLE | 3,070,361 | 0 | 0 | ||
UNIQURE NV | SHS | N90064101 | 7,808,278 | 387,700 | SH | Call | SOLE | 387,700 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 3,516,172 | 15,700 | SH | SOLE | 15,700 | 0 | 0 | ||
VENTYX BIOSCIENCES INC | COM | 92332V107 | 6,454,478 | 192,671 | SH | SOLE | 192,671 | 0 | 0 | ||
VIEMED HEALTHCARE INC | COM | 92663R105 | 15,386,390 | 1,592,794 | SH | SOLE | 1,592,794 | 0 | 0 | ||
VIKING THERAPEUTICS INC | COM | 92686J106 | 3,341,655 | 200,700 | SH | SOLE | 200,700 | 0 | 0 | ||
WABASH NATL CORP | COM | 929566107 | 1,229,500 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
ZOOM VIDEO COMMUNICATIONS IN | CL A | 98980L101 | 7,384,000 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 |