SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
February 14, 2012
Date of report (Date of earliest event reported)
SUNSHINE HEART, INC.
(Exact Name of Registrant as Specified in its Charter)
Delaware |
| 001-35312 |
| 68-0533453 |
(State of Incorporation) |
| (Commission File Number) |
| (I.R.S. Employer Identification No.) |
12988 Valley View Road |
| 55344 |
(Address of Principal Executive Offices) |
| (Zip Code) |
(952) 345-4200
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 7.01. Regulation FD Disclosure
On February 16, 2012 we issued a press release announcing that our application to list shares of our common stock on the NASDAQ Capital Market has been approved by NASDAQ and our related Registration Statement on Form 10 filed with the U.S. Securities Exchange Commission has been declared effective. The SEC declared the Form 10 effective as of 5:00 p.m. Eastern Standard Time on February 14, 2012, and shares of our common stock can be traded on the NASDAQ Capital Market beginning on February 16, 2012. In accordance with General Instruction B.2 of Form 8-K, the information in this Current Report on Form 8-K, including Exhibit 99, shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liability of that section, and shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933 or the Securities Exchange Act of 1934, except as shall be expressly set forth by specific reference in that filing.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
99 Press Release dated February 16, 2012
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SUNSHINE HEART, INC. | |
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Date: February 16, 2012 | By: | /s/ Jeffrey Mathiesen |
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| Jeffrey Mathiesen |
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| Chief Financial Officer |
