The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRAXAS PETE CORP | COM | 003830106 | 11 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 4 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 21 | 163 | SH | SOLE | 163 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 510 | 761,299 | SH | SOLE | 761,299 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 4 | 83 | SH | SOLE | 83 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 18 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 022276109 | 10 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 52 | 162 | SH | SOLE | 162 | 0 | 0 | ||
AMBEV SA | SPONSORED ADR | 02319V103 | 13 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 11 | 105 | SH | SOLE | 105 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 9 | 80 | SH | SOLE | 80 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,974 | 19,588 | SH | SOLE | 19,588 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 101 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 11 | 502 | SH | SOLE | 502 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 2 | 25 | SH | SOLE | 25 | 0 | 0 | ||
AVENUE INCOME CR STRATEGIES | COM | 05358e106 | 56 | 3,314 | SH | SOLE | 3,314 | 0 | 0 | ||
BANCO SANTANDER SA | ADR | 05964H105 | 30 | 3,200 | SH | SOLE | 3,200 | 0 | 0 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 28 | 815 | SH | SOLE | 815 | 0 | 0 | ||
BAZAARVOICE INC | COM | 073271108 | 9 | 1,250 | SH | SOLE | 1,250 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2 | 14 | SH | SOLE | 14 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238e203 | 3 | 92 | SH | SOLE | 92 | 0 | 0 | ||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 56 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 289 | 2,268 | SH | SOLE | 2,268 | 0 | 0 | ||
BPZ RESOURCES INC | COM | 055639108 | 1 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CAMERON INTERNATIONAL CORP | COM | 13342b105 | 66 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
CARDICA INC | COM | 14141r101 | 60 | 56,465 | SH | SOLE | 56,465 | 0 | 0 | ||
CHINA GERUI ADV MAT GR LTD | SHS | G21101103 | 1 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 654 | 26,000 | SH | Put | SOLE | 26,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275r102 | 654 | 26,000 | SH | SOLE | 26,000 | 0 | 0 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 10 | 997 | SH | SOLE | 997 | 0 | 0 | ||
COMCAST CORP NEW | CL A SPL | 20030N200 | 74 | 1,378 | SH | SOLE | 1,378 | 0 | 0 | ||
CONTINENTAL RESOURCES INC | COM | 212015101 | 11 | 170 | SH | SOLE | 170 | 0 | 0 | ||
COPA HOLDINGS SA | CL A | P31076105 | 10,729 | 100 | SH | Call | SOLE | 100 | 0 | 0 | |
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 32 | 406 | SH | SOLE | 406 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 20 | 380 | SH | SOLE | 380 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | 76 | 2,026 | SH | SOLE | 2,026 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 65 | 806 | SH | SOLE | 806 | 0 | 0 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 55 | 2,776 | SH | SOLE | 2,776 | 0 | 0 | ||
ECOPETROL S A | SPONSORED ADS | 279158109 | 31 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
ELBIT SYS LTD | ORD | M3760D101 | 1 | 16 | SH | SOLE | 16 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 28 | 440 | SH | SOLE | 440 | 0 | 0 | ||
ENTEROMEDICS INC | COM NEW | 29365M208 | 3 | 2,600 | SH | SOLE | 2,600 | 0 | 0 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 81 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 88 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 10 | 103 | SH | SOLE | 103 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 12 | 145 | SH | SOLE | 145 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 22 | 286 | SH | SOLE | 286 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 79 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 6,323 | 59,400 | SH | Put | SOLE | 57,400 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 6,334 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 7 | 160 | SH | SOLE | 160 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 18 | 273 | SH | SOLE | 273 | 0 | 0 | ||
GOOGLE INC | CL A | 38259p508 | 45 | 76 | SH | SOLE | 76 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 44 | 76 | SH | SOLE | 76 | 0 | 0 | ||
GOPRO INC | CL A | 38268T103 | 2 | 26 | SH | SOLE | 26 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 12 | 190 | SH | SOLE | 190 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 10 | 200 | SH | SOLE | 200 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 3 | 100 | SH | SOLE | 100 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 24 | 124 | SH | SOLE | 124 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,115 | 5,617 | SH | SOLE | 5,617 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 590 | 9,227 | SH | SOLE | 9,227 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 10 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 907 | 8,256 | SH | SOLE | 8,256 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 90 | 980 | SH | SOLE | 980 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 8 | 50 | SH | SOLE | 50 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 69 | 644 | SH | SOLE | 644 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 19 | 850 | SH | SOLE | 850 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 15 | 288 | SH | SOLE | 288 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 20 | 518 | SH | SOLE | 518 | 0 | 0 | ||
LUXOTTICA GROUP S P A | SPONSORED ADR | 55068R202 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 70 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 38 | 454 | SH | SOLE | 454 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 16 | 395 | SH | SOLE | 395 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166w101 | 66 | 590 | SH | SOLE | 590 | 0 | 0 | ||
MV OIL TR | TR UNITS | 553859109 | 26 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | g6359f103 | 14 | 605 | SH | SOLE | 605 | 0 | 0 | ||
NQ MOBILE INC | ADR REPSTG CL A | 64118u108 | 2 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ON ASSIGNMENT INC | COM | 682159108 | 7,837 | 291,874 | SH | SOLE | 291,874 | 0 | 0 | ||
ORACLE CORP | COM | 68389x105 | 90 | 2,339 | SH | SOLE | 2,339 | 0 | 0 | ||
OWENS ILL INC | COM NEW | 690768403 | 14 | 519 | SH | SOLE | 519 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 25 | 2,493 | SH | SOLE | 2,493 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 22 | 1,557 | SH | SOLE | 1,557 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 4 | 130 | SH | SOLE | 130 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | EMER MRKT PORT | 73936T763 | 19 | 927 | SH | SOLE | 927 | 0 | 0 | ||
PRESTIGE BRANDS HLDGS INC | COM | 74112d101 | 75 | 2,318 | SH | SOLE | 2,318 | 0 | 0 | ||
QEP RES INC | COM | 74733V100 | 18 | 572 | SH | SOLE | 572 | 0 | 0 | ||
QLIK TECHNOLOGIES INC | COM | 74733t105 | 11 | 400 | SH | SOLE | 400 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 61 | 822 | SH | SOLE | 822 | 0 | 0 | ||
REED ELSEVIER P L C | SPONS ADR NEW | 758205207 | 9 | 145 | SH | SOLE | 145 | 0 | 0 | ||
REGIONS FINL CORP NEW | COM | 7591ep100 | 211 | 20,967 | SH | SOLE | 20,967 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 24 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 19 | 560 | SH | SOLE | 560 | 0 | 0 | ||
SEANERGY MARITIME HLDGS CORP | SHS | Y73760129 | 6 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
SEVENTY SEVEN ENERGY INC | COM | 818097107 | 1 | 43 | SH | SOLE | 43 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 61 | 277,000 | SH | SOLE | 277,000 | 0 | 0 | ||
SOLAR SR CAP LTD | COM | 83416m105 | 48 | 3,141 | SH | SOLE | 3,141 | 0 | 0 | ||
SONDE RES CORP | COM NEW | 835426206 | 0 | 2,700 | SH | SOLE | 2,700 | 0 | 0 | ||
SOUFUN HLDGS LTD | ADR | 836034108 | 8 | 850 | SH | SOLE | 850 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 17 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 17 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 500 GROWTH | 78464A409 | 9 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 24 | 632 | SH | SOLE | 632 | 0 | 0 | ||
TABLEAU SOFTWARE INC | CL A | 87336u105 | 14 | 191 | SH | SOLE | 191 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
THE ADT CORPORATION | COM | 00101J106 | 8 | 225 | SH | SOLE | 225 | 0 | 0 | ||
TRIANGLE PETE CORP | COM NEW | 89600b201 | 11 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
TRINITY INDS INC | COM | 896522109 | 12 | 250 | SH | SOLE | 250 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969q104 | 4 | 200 | SH | SOLE | 200 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 99 | 1,008 | SH | SOLE | 1,008 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 11 | 125 | SH | SOLE | 125 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 61 | 795 | SH | SOLE | 795 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763w103 | 19 | 100 | SH | SOLE | 100 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 14 | 150 | SH | SOLE | 150 | 0 | 0 | ||
WALGREEN CO | COM | 931422109 | 28 | 477 | SH | SOLE | 477 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 28 | 497 | SH | SOLE | 497 | 0 | 0 | ||
WPX ENERGY INC | COM | 98212B103 | 12 | 499 | SH | SOLE | 499 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 0 | 10 | SH | SOLE | 10 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 11 | 301 | SH | SOLE | 301 | 0 | 0 | ||
ZOES KITCHEN INC | COM | 98979j109 | 10 | 333 | SH | SOLE | 333 | 0 | 0 |