The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 14 | 98 | SH | SOLE | 98 | 0 | 0 | ||
ALEXCO RESOURCE CORP | COM | 01535P106 | 389 | 761,299 | SH | SOLE | 761,299 | 0 | 0 | ||
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 5 | 83 | SH | SOLE | 83 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 21 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ALUMINUM CORP CHINA LTD | SPON ADR H SHS | 022276109 | 12 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4 | 12 | SH | SOLE | 12 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 9 | 106 | SH | SOLE | 106 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 9 | 80 | SH | SOLE | 80 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,747 | 15,835 | SH | SOLE | 15,835 | 0 | 0 | ||
ARES CAP CORP | COM | 04010L103 | 50 | 3,186 | SH | SOLE | 3,186 | 0 | 0 | ||
AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | 3 | 25 | SH | SOLE | 25 | 0 | 0 | ||
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 24 | 815 | SH | SOLE | 815 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2 | 14 | SH | SOLE | 14 | 0 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | CL B | 09238e203 | 2 | 55 | SH | SOLE | 55 | 0 | 0 | ||
BLACKROCK MUNIASSETS FD INC | COM | 09254J102 | 59 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 295 | 2,268 | SH | SOLE | 2,268 | 0 | 0 | ||
BPZ RESOURCES INC | COM | 055639108 | 0 | 500 | SH | SOLE | 500 | 0 | 0 | ||
BROADWIND ENERGY INC | COM NEW | 11161T207 | 1 | 100 | SH | SOLE | 100 | 0 | 0 | ||
CARDICA INC | COM | 14141r101 | 40 | 56,465 | SH | SOLE | 56,465 | 0 | 0 | ||
CHIMERIX INC | COM | 16934w106 | 64 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
CISCO SYS INC | COM | 17275r102 | 729 | 26,214 | SH | SOLE | 26,214 | 0 | 0 | ||
CLIFFS NAT RES INC | COM | 18683K101 | 7 | 997 | SH | SOLE | 997 | 0 | 0 | ||
COMCAST CORP NEW | CL A SPL | 20030N200 | 99 | 1,721 | SH | SOLE | 1,721 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 422 | 9,083 | SH | SOLE | 9,083 | 0 | 0 | ||
COPA HOLDINGS SA | CL A | P31076105 | 13 | 1 | SH | Call | SOLE | 1 | 0 | 0 | |
CROSS CTRY HEALTHCARE INC | COM | 227483104 | 2 | 200 | SH | SOLE | 200 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 39 | 406 | SH | SOLE | 406 | 0 | 0 | ||
DARDEN RESTAURANTS INC | COM | 237194105 | 22 | 380 | SH | SOLE | 380 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 58 | 806 | SH | SOLE | 806 | 0 | 0 | ||
EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | 58 | 2,776 | SH | SOLE | 2,776 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 33 | 592 | SH | SOLE | 592 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 27 | 440 | SH | SOLE | 440 | 0 | 0 | ||
ENERGY XXI LTD | USD UNRS SHS | G10082140 | 39 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ETF SER SOLUTIONS | DEEP VALUE ETF | 26922A701 | 51 | 2,008 | SH | SOLE | 2,008 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 105 | 1,238 | SH | SOLE | 1,238 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231g102 | 247 | 2,664 | SH | SOLE | 2,664 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 12 | 145 | SH | SOLE | 145 | 0 | 0 | ||
FAMILY DLR STORES INC | COM | 307000109 | 23 | 286 | SH | SOLE | 286 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 87 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | ||
GANNETT INC | COM | 364730101 | 15 | 466 | SH | SOLE | 466 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 4 | 156 | SH | SOLE | 156 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 5,609 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 965 | 594 | SH | Put | SOLE | 594 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 7 | 160 | SH | SOLE | 160 | 0 | 0 | ||
GOOGLE INC | CL A | 38259p508 | 40 | 76 | SH | SOLE | 76 | 0 | 0 | ||
GOOGLE INC | CL C | 38259P706 | 40 | 76 | SH | SOLE | 76 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 7 | 190 | SH | SOLE | 190 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 0 | 5 | SH | SOLE | 5 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 4 | 100 | SH | SOLE | 100 | 0 | 0 | ||
INTERPUBLIC GROUP COS INC | COM | 460690100 | 16 | 761 | SH | SOLE | 761 | 0 | 0 | ||
ISHARES | MSCI JAPAN ETF | 464286848 | 45 | 3,973 | SH | SOLE | 3,973 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 981 | 4,742 | SH | SOLE | 4,742 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 567 | 9,312 | SH | SOLE | 9,312 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 10 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ISHARES TR | RUS 1000 ETF | 464287622 | 947 | 8,265 | SH | SOLE | 8,265 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 94 | 980 | SH | SOLE | 980 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 67 | 644 | SH | SOLE | 644 | 0 | 0 | ||
JUNIPER NETWORKS INC | COM | 48203R104 | 19 | 850 | SH | SOLE | 850 | 0 | 0 | ||
LEGG MASON INC | COM | 524901105 | 9 | 172 | SH | SOLE | 172 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 14 | 310 | SH | SOLE | 310 | 0 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 78 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
MCGRAW HILL FINL INC | COM | 580645109 | 40 | 454 | SH | SOLE | 454 | 0 | 0 | ||
MEADWESTVACO CORP | COM | 583334107 | 18 | 395 | SH | SOLE | 395 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166w101 | 70 | 590 | SH | SOLE | 590 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | g6359f103 | 5 | 362 | SH | SOLE | 362 | 0 | 0 | ||
NATURAL GROCERS BY VITAMIN C | COM | 63888u108 | 14 | 500 | SH | SOLE | 500 | 0 | 0 | ||
NOBLE CORP PLC | SHS USD | G65431101 | 11 | 646 | SH | SOLE | 646 | 0 | 0 | ||
ON ASSIGNMENT INC | COM | 682159108 | 12,919 | 389,259 | SH | SOLE | 389,259 | 0 | 0 | ||
ORACLE CORP | COM | 68389x105 | 106 | 2,339 | SH | SOLE | 2,339 | 0 | 0 | ||
OWENS ILL INC | COM NEW | 690768403 | 14 | 519 | SH | SOLE | 519 | 0 | 0 | ||
PENNANTPARK INVT CORP | COM | 708062104 | 45 | 4,764 | SH | SOLE | 4,764 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 10 | 1,492 | SH | SOLE | 1,492 | 0 | 0 | ||
PETSMART INC | COM | 716768106 | 16 | 201 | SH | SOLE | 201 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 3 | 106 | SH | SOLE | 106 | 0 | 0 | ||
PHARMACYCLICS INC | COM | 716933106 | 405 | 30 | SH | Call | SOLE | 30 | 0 | 0 | |
PILGRIMS PRIDE CORP NEW | COM | 72147K108 | 16 | 500 | SH | SOLE | 500 | 0 | 0 | ||
POWERSHARES GLOBAL ETF TRUST | EMER MRKT PORT | 73936T763 | 17 | 931 | SH | SOLE | 931 | 0 | 0 | ||
PRESTIGE BRANDS HLDGS INC | COM | 74112d101 | 80 | 2,318 | SH | SOLE | 2,318 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 34 | 30 | SH | SOLE | 30 | 0 | 0 | ||
QEP RES INC | COM | 74733V100 | 12 | 572 | SH | SOLE | 572 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 61 | 822 | SH | SOLE | 822 | 0 | 0 | ||
REED ELSEVIER P L C | SPONS ADR NEW | 758205207 | 10 | 145 | SH | SOLE | 145 | 0 | 0 | ||
SAFEWAY INC | COM NEW | 786514208 | 12 | 335 | SH | SOLE | 335 | 0 | 0 | ||
SEANERGY MARITIME HLDGS CORP | SHS | Y73760129 | 3 | 3,332 | SH | SOLE | 3,332 | 0 | 0 | ||
SEAWORLD ENTMT INC | COM | 81282v100 | 18 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
SILVER BULL RES INC | COM | 827458100 | 41 | 277,000 | SH | SOLE | 277,000 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 20 | 400 | SH | SOLE | 400 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 17 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 500 GROWTH | 78464A409 | 10 | 100 | SH | SOLE | 100 | 0 | 0 | ||
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 14 | 301 | SH | SOLE | 301 | 0 | 0 | ||
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 24 | 250 | SH | SOLE | 250 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 637 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
STEIN MART INC | COM | 858375108 | 15 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
TASER INTL INC | COM | 87651B104 | 5 | 185 | SH | SOLE | 185 | 0 | 0 | ||
TEXAS INSTRS INC | COM | 882508104 | 1 | 25 | SH | SOLE | 25 | 0 | 0 | ||
THE ADT CORPORATION | COM | 00101J106 | 5 | 135 | SH | SOLE | 135 | 0 | 0 | ||
TUMI HLDGS INC | COM | 89969q104 | 5 | 200 | SH | SOLE | 200 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 112 | 1,008 | SH | SOLE | 1,008 | 0 | 0 | ||
VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | 12 | 126 | SH | SOLE | 126 | 0 | 0 | ||
VIACOM INC NEW | CL B | 92553P201 | 60 | 795 | SH | SOLE | 795 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763w103 | 14 | 700 | SH | SOLE | 700 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 36 | 477 | SH | SOLE | 477 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 22 | 497 | SH | SOLE | 497 | 0 | 0 | ||
WPX ENERGY INC | COM | 98212B103 | 3 | 299 | SH | SOLE | 299 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 13 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ZOES KITCHEN INC | COM | 98979j109 | 14 | 483 | SH | SOLE | 483 | 0 | 0 |