The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
58.COM INC-ADR | ADR | 31680Q104 | 873 | 17,914 | SH | DFND | 2 | 17,914 | 0 | 0 | |
58.COM INC-ADR | ADR | 31680Q104 | 1,349 | 27,683 | SH | DFND | 1 | 27,683 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 29,641 | 152,414 | SH | DFND | 2 | 152,414 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 8,680 | 44,632 | SH | DFND | 1 | 44,632 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 14,695 | 145,796 | SH | DFND | 2 | 145,796 | 0 | 0 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 2,219 | 22,015 | SH | DFND | 1 | 22,015 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 984 | 242,454 | SH | DFND | 1 | 242,454 | 0 | 0 | |
BANCO BRADESCO-ADR | ADR | 059460303 | 500 | 123,200 | SH | DFND | 2 | 123,200 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 34,800 | 1,394,238 | SH | DFND | 2 | 739,238 | 0 | 0 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 3,427 | 137,319 | SH | DFND | 1 | 137,319 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 744 | 12,293 | SH | DFND | 1 | 12,293 | 0 | 0 | |
FOMENTO ECONOMICO MEX-SP ADR | ADR | 344419106 | 388 | 6,420 | SH | DFND | 2 | 6,420 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 275 | 10,200 | SH | DFND | 1 | 10,200 | 0 | 0 | |
GRUPO AEROPORTUARIO CEN-ADR | ADR | 400501102 | 372 | 13,800 | SH | DFND | 2 | 13,800 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 28,295 | 735,712 | SH | DFND | 2 | 735,712 | 0 | 0 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 5,792 | 150,610 | SH | DFND | 1 | 150,610 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 920 | 57,595 | SH | DFND | 2 | 57,595 | 0 | 0 | |
HEADHUNTER GROUP PLC-ADR | ADR | 42207L106 | 944 | 59,131 | SH | DFND | 1 | 59,131 | 0 | 0 | |
HUAZHU GROUP LTD-ADR | ADR | 44332N106 | 64 | 2,222 | SH | DFND | 1 | 2,222 | 0 | 0 | |
HUAZHU GROUP LTD-ADR | ADR | 44332N106 | 78 | 2,701 | SH | DFND | 2 | 2,701 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 4,220 | 496,473 | SH | DFND | 1 | 496,473 | 0 | 0 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 19,534 | 2,298,104 | SH | DFND | 2 | 2,298,104 | 0 | 0 | |
NETEASE INC-ADR | ADR | 64110W102 | 37,435 | 116,634 | SH | DFND | 2 | 116,634 | 0 | 0 | |
NETEASE INC-ADR | ADR | 64110W102 | 4,417 | 13,763 | SH | DFND | 1 | 13,763 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 1,467 | 13,554 | SH | DFND | 1 | 13,554 | 0 | 0 | |
NEW ORIENTAL EDUCATIO-SP ADR | ADR | 647581107 | 777 | 7,183 | SH | DFND | 2 | 7,183 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 7,648 | 1,419,007 | SH | DFND | 2 | 1,419,007 | 0 | 0 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 1,835 | 340,403 | SH | DFND | 1 | 340,403 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 7,241 | 1,316,550 | SH | DFND | 2 | 1,316,550 | 0 | 0 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 1,472 | 267,707 | SH | DFND | 1 | 267,707 | 0 | 0 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 24,445 | 868,065 | SH | DFND | 2 | 191,729 | 0 | 0 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 4,370 | 155,200 | SH | DFND | 1 | 155,200 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 629 | 13,168 | SH | DFND | 2 | 13,168 | 0 | 0 | |
TAIWAN SEMICONDUCTOR-SP ADR | ADR | 874039100 | 1,099 | 22,987 | SH | DFND | 1 | 22,987 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 13,499 | 1,628,307 | SH | DFND | 2 | 1,628,307 | 0 | 0 | |
VALE SA-SP ADR | ADR | 91912E105 | 3,820 | 460,801 | SH | DFND | 1 | 460,801 | 0 | 0 | |
WHEATON PRECIOUS METALS CORP | EQUITY | 962879102 | 26,530 | 975,000 | SH | DFND | 2 | 0 | 0 | 0 | |
YUM CHINA HOLDINGS | EQUITY | 98850P109 | 1,053 | 24,700 | SH | DFND | 1 | 24,700 | 0 | 0 | |
YUM CHINA HOLDINGS | EQUITY | 98850P109 | 2,109 | 49,461 | SH | DFND | 2 | 49,461 | 0 | 0 | |
ALIBABA GROUP HOLDING-SP ADR | ADR | 01609W102 | 2,145 | 11,028 | SH | DFND | 3 | 0 | 0 | 11,028 | |
BAIDU INC - SPON ADR | ADR | 056752108 | 1,071 | 10,622 | SH | DFND | 3 | 0 | 0 | 10,622 | |
BANCOLOMBIA S.A.-SPONS ADR | ADR | 05968L102 | 1,395 | 55,896 | SH | DFND | 3 | 0 | 0 | 55,896 | |
HDFC BANK LTD-ADR | ADR | 40415F101 | 2,058 | 53,508 | SH | DFND | 3 | 0 | 0 | 53,508 | |
ICICI BANK LTD-SPON ADR | ADR | 45104G104 | 1,552 | 182,599 | SH | DFND | 3 | 0 | 0 | 182,599 | |
NETEASE INC-ADR | ADR | 64110W102 | 2,436 | 7,591 | SH | DFND | 3 | 0 | 0 | 7,591 | |
PETROLEO BRASIL-SP PREF ADR | ADR | 71654V101 | 728 | 135,070 | SH | DFND | 3 | 0 | 0 | 135,070 | |
PETROLEO BRASILEIRO-SPON ADR | ADR | 71654V408 | 706 | 128,378 | SH | DFND | 3 | 0 | 0 | 128,378 | |
SOUTHERN COPPER CORP | EQUITY | 84265V105 | 1,032 | 36,660 | SH | DFND | 3 | 0 | 0 | 36,660 | |
VALE SA-SP ADR | ADR | 91912E105 | 1,076 | 129,740 | SH | DFND | 3 | 0 | 0 | 129,740 | |
YUM CHINA HOLDINGS | EQUITY | 98850P109 | 507 | 11,900 | SH | DFND | 3 | 0 | 0 | 11,900 |