The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADAPTIMMUNE THERAPEUTICS PLC | ADR | 00653A107 | 88,317 | 17,082,611 | SH | DFND | 17,082,611 | 0 | 0 | ||
ADDEX THERAPEUTICS LTD | SPONSORED ADS | 00654J107 | 1,622 | 180,000 | SH | DFND | 180,000 | 0 | 0 | ||
AFFIMED NV | COM | N01045108 | 27,356 | 4,426,488 | SH | DFND | 4,426,488 | 0 | 0 | ||
AKARI THERAPEUTICS PLC | ADR | 00972G108 | 737 | 452,167 | SH | DFND | 452,167 | 0 | 0 | ||
AKOUOS INC | COM | 00973J101 | 49,905 | 4,298,488 | SH | DFND | 4,298,488 | 0 | 0 | ||
ALLAKOS INC | COM | 01671P100 | 229,177 | 2,164,704 | SH | DFND | 2,164,704 | 0 | 0 | ||
ANNEXON INC | COM | 03589W102 | 43,894 | 2,358,606 | SH | DFND | 2,358,606 | 0 | 0 | ||
ARDELYX INC | COM | 039697107 | 17,996 | 13,633,582 | SH | DFND | 13,633,582 | 0 | 0 | ||
AURINIA PHARMACEUTICALS INC | COM | 05156V102 | 114,471 | 5,172,683 | SH | DFND | 5,172,683 | 0 | 0 | ||
AVEO PHARMACEUTICALS INC | COM | 053588307 | 24,429 | 3,952,958 | SH | DFND | 3,952,958 | 0 | 0 | ||
BERKSHIRE GREY INC | COM CL A | 084656107 | 268,733 | 38,226,621 | SH | DFND | 38,226,621 | 0 | 0 | ||
BILL COM HLDGS INC | COM | 090043100 | 149,699 | 560,774 | SH | DFND | 560,774 | 0 | 0 | ||
BLACK DIAMOND THERAPEUTICS INC | COM | 09203E105 | 29,186 | 3,449,845 | SH | DFND | 3,449,845 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 24,960 | 1,333,333 | SH | DFND | 1,333,333 | 0 | 0 | ||
BRIGHT HEALTH GROUP INC | COM | 10920V107 | 1,780,611 | 218,212,128 | SH | DFND | 218,212,128 | 0 | 0 | ||
CASPER SLEEP INC | COM | 147626105 | 26,586 | 6,226,130 | SH | DFND | 6,226,130 | 0 | 0 | ||
CHAMPIONS ONCOLOGY INC | COM NEW | 15870P307 | 17,497 | 1,713,720 | SH | DFND | 1,713,720 | 0 | 0 | ||
CLOUDFLARE INC | CL A COM | 18915M107 | 100,231 | 889,759 | SH | DFND | 889,759 | 0 | 0 | ||
CRISPR THERAPEUTICS AG | NAMEN AKT | H17182108 | 177,969 | 1,590,002 | SH | DFND | 1,590,002 | 0 | 0 | ||
CTI BIOPHARMA CORP | COM NEW | 12648L601 | 21,064 | 7,140,450 | SH | DFND | 7,140,450 | 0 | 0 | ||
COURSERA INC | COM | 22266M104 | 502,215 | 15,867,769 | SH | DFND | 15,867,769 | 0 | 0 | ||
CVRX INC | COM | 126638105 | 392,140 | 2,370,858 | SH | DFND | 2,370,858 | 0 | 0 | ||
DESKTOP METAL INC | COM CL A | 25058X105 | 10,330 | 14,407,594 | SH | DFND | 14,407,594 | 0 | 0 | ||
EARGO INC | COM | 270087109 | 30,424 | 4,520,670 | SH | DFND | 4,520,670 | 0 | 0 | ||
ERYTECH PHARMA SA | ADR | 29604W108 | 3,606 | 625,000 | SH | DFND | 625,000 | 0 | 0 | ||
GALERA THERAPEUTICS INC | COM | 36338D108 | 35,340 | 4,362,986 | SH | DFND | 4,362,986 | 0 | 0 | ||
GENOCEA BIOSCIENCES INC | COM | 372427401 | 19,924 | 10,376,936 | SH | DFND | 10,376,936 | 0 | 0 | ||
GERON CORP | COM | 374163103 | 18,442 | 13,461,538 | SH | DFND | 13,461,538 | 0 | 0 | ||
GLYCOMIMETICS INC | COM | 38000Q102 | 19,904 | 9,089,041 | SH | DFND | 9,089,041 | 0 | 0 | ||
IMARA INC | COM | 45249V107 | 16,390 | 4,017,170 | SH | DFND | 4,017,170 | 0 | 0 | ||
INOZYME PHARMA INC | COM | 45790W108 | 28,330 | 2,444,379 | SH | DFND | 2,444,379 | 0 | 0 | ||
INVENTIVA SA | ADS | 46124U107 | 18,390 | 1,298,700 | SH | DFND | 1,298,700 | 0 | 0 | ||
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 11,459 | 2,382,286 | SH | DFND | 2,382,286 | 0 | 0 | ||
LIQUIDIA TECHNOLOGIES INC | COM | 53635D202 | 6,862 | 2,486,062 | SH | DFND | 2,486,062 | 0 | 0 | ||
LUMOS PHARMA INC | COM | 55028X109 | 5,009 | 526,663 | SH | DFND | 526,663 | 0 | 0 | ||
MARKER THERAPEUTICS INC | COM | 57055L107 | 18,107 | 10,714,285 | SH | DFND | 10,714,285 | 0 | 0 | ||
MEI PHARMA INC | COM NEW | 55279B202 | 23,551 | 8,533,072 | SH | DFND | 8,533,072 | 0 | 0 | ||
METACRINE INC | COM | 59101E103 | 10,506 | 3,062,977 | SH | DFND | 3,062,977 | 0 | 0 | ||
METROMILE INC | COM | 591697107 | 33,314 | 9,384,285 | SH | DFND | 9,384,285 | 0 | 0 | ||
MIRUM PHARMACEUTICALS INC | COM | 604749101 | 83,421 | 4,187,801 | SH | DFND | 4,187,801 | 0 | 0 | ||
MONTE ROSA THERAPEUTICS INC | COM | 61225M102 | 171,627 | 7,703,205 | SH | DFND | 7,703,205 | 0 | 0 | ||
NKARTA INC | COM | 65487U108 | 80,787 | 2,904,974 | SH | DFND | 2,904,974 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 14,264 | 4,586,563 | SH | DFND | 4,586,563 | 0 | 0 | ||
OYSTER PT PHARMA INC | COM | 69242L106 | 70,215 | 5,925,287 | SH | DFND | 5,925,287 | 0 | 0 | ||
PHASEBIO PHARMACEUTICALS INC | COM | 717224109 | 20,662 | 6,643,704 | SH | DFND | 6,643,704 | 0 | 0 | ||
REGULUS THERAPEUTICS INC | COM NEW | 75915K200 | 4,455 | 6,451,056 | SH | DFND | 6,451,056 | 0 | 0 | ||
RENEO PHARMACEUTICALS INC | COM | 75974E103 | 35,663 | 4,786,921 | SH | DFND | 4,786,921 | 0 | 0 | ||
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 64,155 | 4,912,306 | SH | DFND | 4,912,306 | 0 | 0 | ||
ROBINHOOD MKTS INC | COM CL A | 770700102 | 3,148,358 | 74,818,398 | SH | DFND | 74,818,398 | 0 | 0 | ||
SATSUMA PHARMACEUTICALS INC | COM | 80405P107 | 14,646 | 3,142,958 | SH | DFND | 3,142,958 | 0 | 0 | ||
SAVARA INC | COM | 805111101 | 33,310 | 24,137,931 | SH | DFND | 24,137,931 | 0 | 0 | ||
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 8,448 | 4,141,308 | SH | DFND | 4,141,308 | 0 | 0 | ||
SYNLOGIC INC | COM | 87166L100 | 12,900 | 4,229,410 | SH | DFND | 4,229,410 | 0 | 0 | ||
TEMPEST THERAPEUTICS INC | COM | 87978U108 | 1,704 | 117,785 | SH | DFND | 117,785 | 0 | 0 | ||
TRACON PHARMACEUTICALS INC | COM | 89237H209 | 1,342 | 346,718 | SH | DFND | 346,718 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 4,688 | 3,811,691 | SH | DFND | 3,811,691 | 0 | 0 | ||
TREVI THERAPEUTICS INC | COM | 89532M101 | 8,317 | 5,940,796 | SH | DFND | 5,940,796 | 0 | 0 | ||
TRILLIUM THERAPEUTICS INC | COM NEW | 89620X506 | 100,731 | 5,736,363 | SH | DFND | 5,736,363 | 0 | 0 | ||
VECTIVBIO HLDG AG | ORD SHS | H9060V101 | 51,811 | 67,069 | SH | DFND | 67,069 | 0 | 0 | ||
VERONA PHARMA PLC | ADS | 925050106 | 27,950 | 5,108,563 | SH | DFND | 5,108,563 | 0 | 0 | ||
VIRACTA THERAPEUTICS INC | COM | 92765F108 | 297 | 37,093 | SH | DFND | 37,093 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM | 92840H202 | 44,669 | 16,302,596 | SH | DFND | 16,302,596 | 0 | 0 | ||
XENON PHARMACEUTICALS INC | COM | 98420N105 | 15,159 | 992,107 | SH | DFND | 992,107 | 0 | 0 |