and
CERTAIN BORROWING SUBSIDIARIES,
as Borrowers,
as Guarantors,
as Lenders,
as Agent and Collateral Agent,
as Syndication Agent
and
GENERAL ELECTRIC CAPITAL CORPORATION,
as Co-Documentation Agents
and
CITIGROUP GLOBAL MARKETS INC.
as Co-Lead Arrangers and Co-Book Managers
Page | ||||
SECTION 1. DEFINITIONS; RULES OF CONSTRUCTION | ||||
1.1. Definitions | 1 | |||
1.2. Accounting Terms | 40 | |||
1.3. Uniform Commercial Code | 40 | |||
1.4. Certain Matters of Construction | 40 | |||
SECTION 2. CREDIT FACILITIES | ||||
2.1. Revolver Commitment | 41 | |||
2.2. [Reserved] | 43 | |||
2.3. Letter of Credit Facility | 43 | |||
SECTION 3. INTEREST, FEES AND CHARGES | ||||
3.1. Interest | 46 | |||
3.2. Fees | 47 | |||
3.3. Computation of Interest, Fees, Yield Protection | 48 | |||
3.4. Reimbursement Obligations | 48 | |||
3.5. Illegality | 49 | |||
3.6. Inability to Determine Rates | 49 | |||
3.7. Increased Costs; Capital Adequacy | 49 | |||
3.8. Mitigation | 50 | |||
3.9. Funding Losses | 50 | |||
3.10. Maximum Interest | 51 | |||
SECTION 4. LOAN ADMINISTRATION | ||||
4.1. Manner of Borrowing and Funding Revolver Loans | 51 | |||
4.2. Defaulting Lender | 52 | |||
4.3. Number and Amount of LIBOR Loans; Determination of Rate | 53 | |||
4.4. Borrower Agent | 53 | |||
4.5. One Obligation | 54 | |||
4.6. Effect of Termination | 54 | |||
SECTION 5. PAYMENTS | ||||
5.1. General Payment Provisions | 54 | |||
5.2. Repayment of Revolver Loans | 54 | |||
5.3. [Reserved] | 55 | |||
5.4. Payment of Other Obligations | 55 |
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5.5. Marshaling; Payments Set Aside | 55 | |||
5.6. Post-Default Allocation of Payments | 55 | |||
5.7. Application of Payments | 56 | |||
5.8. Loan Account; Account Stated | 56 | |||
5.9. Taxes | 56 | |||
5.10. Lender Tax Information | 57 | |||
5.11. Nature and Extent of Each Borrower’s Liability | 58 | |||
SECTION 6. CONDITIONS PRECEDENT | ||||
6.1. Conditions Precedent to Initial Loans | 60 | |||
6.2. Conditions Precedent to All Credit Extensions | 61 | |||
SECTION 7. COLLATERAL | ||||
7.1. Grant of Security Interest | 62 | |||
7.2. Lien on Deposit Accounts; Cash Collateral | 62 | |||
7.3. Other Collateral; New Subsidiaries | 63 | |||
7.4. No Assumption of Liability | 64 | |||
7.5. Further Assurances | 64 | |||
SECTION 8. COLLATERAL ADMINISTRATION | ||||
8.1. Borrowing Base Certificates | 64 | |||
8.2. Administration of Accounts | 64 | |||
8.3. Administration of Inventory | 65 | |||
8.4. Maintenance of Properties | 65 | |||
8.5. Cash Management System | 65 | |||
8.6. General Provisions | 68 | |||
8.7. Power of Attorney | 69 | |||
SECTION 9. REPRESENTATIONS AND WARRANTIES | ||||
9.1. General Representations and Warranties | 69 | |||
9.2. Complete Disclosure | 74 | |||
9.3. Healthcare Related Representations and Warranties | 74 | |||
SECTION 10. COVENANTS AND CONTINUING AGREEMENTS | ||||
10.1. Affirmative Covenants | 76 | |||
10.2. Negative Covenants | 80 | |||
10.3. Financial Covenants | 86 | |||
SECTION 11. EVENTS OF DEFAULT; REMEDIES ON DEFAULT | ||||
11.1. Events of Default | 86 | |||
11.2. Remedies upon Default | 88 |
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Page | ||||
11.3. Setoff | 89 | |||
11.4. Remedies Cumulative; No Waiver | 89 | |||
SECTION 12. AGENT | ||||
12.1. Appointment, Authority and Duties of Agent | 89 | |||
12.2. Agreements Regarding Collateral and Field Examination Reports | 90 | |||
12.3. Reliance By Agent | 91 | |||
12.4. Action Upon Default | 91 | |||
12.5. Ratable Sharing | 91 | |||
12.6. Indemnification of Agent Indemnitees | 92 | |||
12.7. Limitation on Responsibilities of Agent | 92 | |||
12.8. Successor Agent and Co-Agents | 92 | |||
12.9. Due Diligence and Non-Reliance | 93 | |||
12.10. Replacement of Certain Lenders | 93 | |||
12.11. Remittance of Payments and Collections | 94 | |||
12.12. Agent in its Individual Capacity | 94 | |||
12.13. Agent Titles | 94 | |||
12.14. No Third Party Beneficiaries | 94 | |||
SECTION 13. BENEFIT OF AGREEMENT; ASSIGNMENTS AND PARTICIPATIONS | ||||
13.1. Successors and Assigns | 95 | |||
13.2. Participations | 95 | |||
13.3. Assignments | 95 | |||
SECTION 14. MISCELLANEOUS | ||||
14.1. Consents, Amendments and Waivers | 96 | |||
14.2. Indemnity | 97 | |||
14.3. Notices and Communications | 97 | |||
14.4. Performance of Credit Parties’ Obligations | 98 | |||
14.5. Credit Inquiries | 98 | |||
14.6. Severability | 98 | |||
14.7. Cumulative Effect; Conflict of Terms | 98 | |||
14.8. Counterparts | 98 | |||
14.9. Entire Agreement | 99 | |||
14.10. Relationship with Lenders | 99 | |||
14.11. No Advisory or Fiduciary Responsibility | 99 | |||
14.12. Confidentiality | 99 | |||
14.13. Certifications Regarding Indentures | 100 |
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14.14. GOVERNING LAW | 100 | |||
14.15. Consent to Forum | 100 | |||
14.16. Waivers by Credit Parties | 100 | |||
14.17. Patriot Act Notice | 101 | |||
SECTION 15. GUARANTY OF OBLIGATIONS | ||||
15.1. Guaranty; Limitation of Liability | 101 | |||
15.2. Guaranty Absolute | 101 | |||
15.3. Waivers and Acknowledgments | 103 | |||
15.4. Subrogation | 103 |
Exhibit A | Revolver Note | |
Exhibit B | Notice of Borrowing | |
Exhibit C | Assignment and Acceptance | |
Exhibit D | Assignment Notice | |
Exhibit E | Business Associate Addendum | |
Exhibit F | Borrowing Base Certificate | |
Exhibit G | Compliance Certificate |
Schedule 1.1 | Commitments of Lenders | |
Schedule 1.2 | Immaterial Subsidiaries | |
Schedule 8.5.1 | Deposit Accounts | |
Schedule 8.5.2 | Cash Management System | |
Schedule 8.5.5 | Credit Card Arrangements | |
Schedule 8.6.1 | Business Locations | |
Schedule 9.1.4 | Names and Capital Structure | |
Schedule 9.1.11 | Patents, Trademarks, Copyrights and Licenses | |
Schedule 9.1.14 | Environmental Matters | |
Schedule 9.1.15 | Restrictive Agreements | |
Schedule 9.1.16 | Litigation | |
Schedule 9.1.18 | Pension Plans | |
Schedule 9.1.20 | Labor Contracts | |
Schedule 10.2.2 | Existing Liens | |
Schedule 10.2.17 | Existing Affiliate Transactions |
-iv-
LIBOR Revolver | ||||||||||
Loans and Letter of | Base Rate Revolver | |||||||||
Level | Fixed Charge Coverage Ratio | Credit Fees | Loans | |||||||
I | > 1.75 to 1:00 | 3.00 | % | 2.00 | % | |||||
II | > 1.25 to 1:00 but < 1.75 to 1.00 | 3.25 | % | 2.25 | % | |||||
III | < 1.25 to 1:00 | 3.50 | % | 2.50 | % |
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(i) | all Accounts; |
(ii) | all Inventory; |
(iii) | all Deposit Accounts, all Securities Accounts, all cash and Cash Equivalents and all Investment Property (other than Equity Interests in a Credit Party, Subsidiary or Permitted Minority Joint Venture); |
(iv) | all Chattel Paper, Instruments and Letter-of-Credit Rights arising from the sale of or providing of Inventory or services; |
(v) | all General Intangibles, Documents and Supporting Obligations evidencing, governing, securing, arising from or related to any of the assets described in clauses (i)-(iv); |
(vi) | all books and records relating to any of the foregoing clauses (i) through (v); |
(vii) | all Commercial Tort Claims arising from or with respect to any of the assets described in clause (i) — (vi); and |
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(viii) | to the extent not covered by clauses (i) through (vii) of this sentence, all Proceeds and products of each of the foregoing and all accessions to, substitutions and replacements for, and rents, profits and products of, each of the foregoing, any and all proceeds of any insurance, indemnity, warranty or guaranty payable to such Credit Party from time to time with respect to any of the foregoing. |
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BORROWERS: CAPELLA HEALTHCARE, INC., a Delaware corporation | ||||
By: | /s/ Denise W. Warner | |||
Name: Denise W. Warner | ||||
Title: Senior Vice President, CFO and Treasurer | ||||
Address: | 501 Corporate Centre Drive, Suite 200 Franklin, Tennessee 37067-2662 Attention: Denise W. Warner Telecopy: 615-764-3030 | |||
CAPELLA HOLDINGS OF OKLAHOMA, LLC CAPITAL MEDICAL CENTER HOLDINGS, LLC CAPITAL MEDICAL CENTER PARTNER, LLC CMCH HOLDINGS, LLC COLUMBIA MEDICAL GROUP - SOUTH PITTSBURG, INC. COLUMBIA OLYMPIA MANAGEMENT, INC. CULLMAN COUNTY MEDICAL CLINIC, INC. CULLMAN HOSPITAL CORPORATION CULLMAN SURGERY VENTURE CORP. FARMINGTON CLINIC COMPANY, LLC FARMINGTON HEART & VASCULAR CENTER, LLC FARMINGTON HOSPITAL CORPORATION FARMINGTON MISSOURI HOSPITAL COMPANY, LLC GRANDVIEW PHYSICIAN GROUP, LLC HARTSELLE PHYSICIANS, INC. JACKSONVILLE MEDICAL PROFESSIONAL SERVICES, LLC JACKSONVILLE SURGICAL AND MEDICAL AFFILIATES, LLC LAWTON HOLDINGS, LLC | ||||
By: | /s/ Denise W. Warner | |||
Name: Denise W. Warner | ||||
Title: Vice President and Treasurer | ||||
Address: | 501 Corporate Centre Drive, Suite 200 Franklin, Tennessee 3067-2662 Attention: Denise W. Warner Telecopy: 615-764-3030 | |||
Signature Page
MINERAL AREA PHARMACY AND DURABLE MEDICAL EQUIPMENT, LLC MUSKOGEE HOLDINGS, LLC MUSKOGEE MEDICAL AND SURGICAL ASSOCIATES, LLC MUSKOGEE PHYSICIAN GROUP, LLC MUSKOGEE REGIONAL MEDICAL CENTER, LLC NATIONAL HEALTHCARE OF DECATUR, INC. NATIONAL HEALTHCARE OF HARTSELLE, INC. NATIONAL PARK CARDIOLOGY SERVICES, LLC NATIONAL PARK PHYSICIAN SERVICES, LLC NPMC HOLDINGS, LLC NPMC, HOME HEALTH, LLC NPMC, LLC OREGON HEALTHCORP, LLC PARKWAY MEDICAL CLINIC, INC. QHG OF JACKSONVILLE, INC. RIVER PARK HOSPITAL, INC. RIVER PARK HOSPITALISTS, LLC RIVER PARK PHYSICIAN GROUP, LLC RUSSELLVILLE HOLDINGS, LLC SEQUATCHIE VALLEY UROLOGY, LLC SOUTHWESTERN EMERGENCY DEPARTMENT PHYSICIAN SERVICES, LLC SOUTHWESTERN MEDICAL CENTER, LLC SOUTHWESTERN NEUROSURGERY PHYSICIANS, LLC SOUTHWESTERN PHYSICIAN SERVICES, LLC SOUTHWESTERN SURGICAL AFFILIATES LLC SP ACQUISITION CORP. SPARTA HOSPITAL CORPORATION ST. MARY’S HOLDINGS, LLC ST. MARY’S PHYSICIAN SERVICES, LLC ST. MARY’S REAL PROPERTY, LLC WESTERN WASHINGTON HEALTHCARE, LLC WILLAMETTE VALLEY CLINICS, LLC WILLAMETTE VALLEY MEDICAL CENTER, LLC WPC HOLDCO, LLC | ||||
By: | /s/ Denise W. Warner | |||
Name: | Denise W. Warner | |||
Title: Address: | Vice President and Treasurer 501 Corporate Centre Drive, Suite 200 Franklin, Tennessee 3067-2662 Attention: Denise W. Warner Telecopy: 615-764-3030 | |||
Signature Page
AGENT AND LENDERS: BANK OF AMERICA, N.A., as Agent and Lender | ||||
By: | /s/ Daniel K. Clancy | |||
Name: | Daniel K. Clancy | |||
Title: Address: | Senior Vice President 300 Galleria Parkway, Suite 800 Atlanta, Georgia 30339 Attention: Portfolio Manager Telecopy: 404-607-3277 | |||
Signature Page
CITIBANK, N.A.,as Lender | ||||
By: | /s/ Brendan Mackay | |||
Name: | Brendan Mackay | |||
Title: Address: | Vice President 388 Greenwich St, 19th floor New York, New York 10013 Attention: Brendan Mackay Telecopy: 646-328-3110 | |||
Signature Page
BARCLAYS BANK PLC,as Lender | ||||
By: | /s/ David Barton | |||
Name: | David Barton | |||
Title: Address: | Director Barclays Capital 745 7th Avenue, 26thFloor New York, New York 10019 Attention: David Barton Telecopy: 212-412-7600 | |||
Signature Page
GENERAL ELECTRIC CAPITAL CORPORATION, as Lender | ||||
By: | /s/ Dennis Cloud | |||
Name: | Dennis Cloud | |||
Title: Address: | Duly Authorized Signatory 500 West Monroe, Suite 1400 Chicago, Illinois 60614 Attention; Dennis Cloud Telecopy: 866-.388-3572 | |||
Signature Page
CREDIT AGRICOLE CORPORATE AND INVESTMENT BANK,as Lender | ||||
By: | /s/ Tom Randolph | |||
Name: | Tom Randolph | |||
Title: Address: | Managing Director 1301 Avenue of the Americas New York, New York 10019 Attention: Tom Randolph Telecopy: 212-261-3440 | |||
By: | /s/ David Christiansen | |||
Name: | David Christiansen | |||
Title: Address: | Vice President 1301 Avenue of the Americas New York, New York 10019 Attention: David Christiansen Telecopy: 917-849-6502 | |||
Signature Page
DEUTSCHE BANK AG NEW YORK BRANCH, as Lender | ||||
By: | /s/ Carin Keegan | |||
Name: | Carin Keegan | |||
Title: | Director | |||
By: | /s/ Erin Morrissey | |||
Name: | Erin Morrissey | |||
Title: Address: | Vice President 60 Wall Street MS NYC60-4305 New York, New York 10005 Attention: Carin Keegan Telecopy: 212-797-5690 | |||
Signature Page
HEALTHCARE FINANCE GROUP,as Lender | ||||
By: | /s/ Alan G. Regdos II | |||
Name: | Alan G. Regdos II | |||
Title: Address: | SVP-National Underwriting Manager 199 Water Street New York, New York 10038 Attention: John Calabro, EVP Telecopy: 212-785-8579 | |||
Signature Page
MORGAN STANLEY BANK, N.A.,as Lender | ||||
By: | /s/ Ryan Vetsch | |||
Name: | Ryan Vetsch | |||
Title: Address: | Authorized Signatory Carrie D. Johnson Morgan Stanley | Operations 201 South Main Street, 5th Floor Salt Lake City, Utah 84111-1115 Phone: +1-801-236-3655 Fax: +1 718-233-0967 docs4loans@MorganStanley.com | |||
Signature Page
to
Loan and Security Agreement
________________ ___, 2010 | $___________________ | New York, New York |
A-1
BORROWER AGENT: CAPELLA HEALTHCARE, INC., a Delaware corporation | ||||
By: | ||||
Name: | ||||
Title: | ||||
BORROWERS: CAPELLA HOLDINGS OF OKLAHOMA, LLC CAPITAL MEDICAL CENTER HOLDINGS, LLC CAPITAL MEDICAL CENTER PARTNER, LLC CMCH HOLDINGS, LLC COLUMBIA MEDICAL GROUP — SOUTH PITTSBURG, INC. COLUMBIA OLYMPIA MANAGEMENT, INC. CULLMAN COUNTY MEDICAL CLINIC, INC. CULLMAN HOSPITAL CORPORATION CULLMAN SURGERY VENTURE CORP. FARMINGTON CLINIC COMPANY, LLC FARMINGTON HEART & VASCULAR CENTER, LLC FARMINGTON HOSPITAL CORPORATION FARMINGTON MISSOURI HOSPITAL COMPANY, LLC GRANDVIEW PHYSICIAN GROUP, LLC HARTSELLE PHYSICIANS, INC. JACKSONVILLE MEDICAL PROFESSIONAL SERVICES, LLC JACKSONVILLE SURGICAL AND MEDICAL AFFILIATES, LLC LAWTON HOLDINGS, LLC | ||||
By: | ||||
Name: | ||||
Title: |
A-2
MINERAL AREA PHARMACY AND DURABLE MEDICAL EQUIPMENT, LLC MUSKOGEE HOLDINGS, LLC MUSKOGEE MEDICAL AND SURGICAL ASSOCIATES, LLC MUSKOGEE PHYSICIAN GROUP, LLC MUSKOGEE REGIONAL MEDICAL CENTER, LLC NATIONAL HEALTHCARE OF DECATUR, INC. NATIONAL HEALTHCARE OF HARTSELLE, INC. NATIONAL PARK CARDIOLOGY SERVICES, LLC NATIONAL PARK PHYSICIAN SERVICES, LLC NPMC HOLDINGS, LLC NPMC, HOME HEALTH, LLC NPMC, LLC OREGON HEALTHCORP, LLC PARKWAY MEDICAL CLINIC, INC. QHG OF JACKSONVILLE, INC. RIVER PARK HOSPITAL, INC. RIVER PARK HOSPITALISTS, LLC RIVER PARK PHYSICIAN GROUP, LLC RUSSELLVILLE HOLDINGS, LLC SEQUATCHIE VALLEY UROLOGY, LLC SOUTHWESTERN EMERGENCY DEPARTMENT PHYSICIAN SERVICES, LLC SOUTHWESTERN MEDICAL CENTER, LLC SOUTHWESTERN NEUROSURGERY PHYSICIANS, LLC SOUTHWESTERN PHYSICIAN SERVICES, LLC SOUTHWESTERN SURGICAL AFFILIATES LLC SP ACQUISITION CORP. SPARTA HOSPITAL CORPORATION ST. MARY’S HOLDINGS, LLC ST. MARY’S PHYSICIAN SERVICES, LLC ST. MARY’S REAL PROPERTY, LLC WESTERN WASHINGTON HEALTHCARE, LLC WILLAMETTE VALLEY CLINICS, LLC WILLAMETTE VALLEY MEDICAL CENTER, LLC WPC HOLDCO, LLC | ||||
By: | ||||
Name: | ||||
Title: |
A-3
to
Loan and Security Agreement
1. | On_____________________________________(a Business Day)1 | ||
2. | In the principal amount of $_____________________________________2 | ||
3. | Comprised of_____________________________________(Type of Loan)3 | ||
4. | For LIBOR Loans: With an Interest Period of_____________4 |
CAPELLA HEALTHCARE, INC., a Delaware corporation, as Borrower Agent | ||||
By: | ||||
Name: | ||||
Title: | [Senior Officer] | |||
1 | Each notice of a Borrowing must be received by the Agent not later than 1:00 p.m. (i) three (3) Business Days prior to the requested date of any Borrowing of LIBOR Loans and (ii) on the requested date of any Borrowing of Base Rate Loans. | |
2 | Each Borrowing of LIBOR Loans shall be in a principal amount of $5,000,000 or a whole multiple of $1,000,000 in excess thereof. | |
3 | If the Borrower Agent fails to specify a Type of Loan then the applicable Loans will be made as Base Rate Loans. | |
4 | Pursuant to the definition of “Interest Period” in the Loan Agreement, the Borrower Agent may request a Borrowing of LIBOR Loans with an Interest Period of one, two, three, or six months. If the Borrower Agent requests a Borrowing of LIBOR Loans, but fails to specify an Interest Period, then it will be deemed to have specified an Interest Period of one month. |
B-1
to
Loan and Security Agreement
ASSIGNMENT AND ACCEPTANCE
C-1
(a) | If to Assignee, to the following address (or to such other address as Assignee may designate from time to time): _______________________________________ _______________________________________ _______________________________________ | ||
(b) | If to Assignor, to the following address (or to such other address as Assignor may designate from time to time): _______________________________________ _______________________________________ _______________________________________ _______________________________________ |
_______________________________________ _______________________________________ ABA No.________________________________ _______________________________________ Account No._____________________________ Reference: _______________________________ |
_______________________________________ _______________________________________ ABA No.________________________________ _______________________________________ Account No._____________________________ Reference: _______________________________ |
C-2
(“Assignee”) | ||||
By | ||||
Title: |
(“Assignor”) | ||||
By | ||||
Title: |
C-3
to
Loan and Security Agreement
ASSIGNMENT NOTICE
D-1
(“Assignee”) | ||||
By | ||||
Title: | ||||
(“Assignor”) | ||||
By | ||||
Title: | ||||
AS OF THE DATE SET FORTH ABOVE:
a Delaware corporation
By | ||||
Title: | ||||
* | No signature required if Assignee is a Lender, U.S.-based Affiliate of a Lender or Approved Fund, or if an Event of Default exists. |
BANK OF AMERICA, N.A., as Agent | ||||
By | ||||
Title: | ||||
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E-1
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Loan and Security Agreement
F-1
to
Loan and Security Agreement
G-1
CAPELLA HEALTHCARE, INC., a Delaware corporation, as Borrower Agent | ||||
By: | ||||
Name: | ||||
Title: |
G-2
to the Compliance Certificate
($ in 000’s)
and calculated as of the period of four Fiscal Quarters most recently ended (“Subject Period”)
A. | EBITDA for Subject Period: |
1. | Consolidated Net Income for Subject Period: | $ | ||||||||||
2. | Consolidated Interest Charges for Subject Period: | $ | ||||||||||
3. | Provision for income taxes for Subject Period: | $ | ||||||||||
4. | Depreciation expenses for Subject Period: | $ | ||||||||||
5. | Amortization expenses for Subject Period: | $ | ||||||||||
6. | Non-cash extraordinary, unusual or non-recurring non-cash expenses or losses for Subject Period: | $ | ||||||||||
7. | One-time costs, fees, expenses and charges incurred in connection with Permitted Acquisitions in an aggregate amount of up to $10,000,000 during such period: | $ | ||||||||||
8. | Losses from discontinued operations to the extent such losses were deducted in computing Consolidated Net Income in an aggregate amount of up to $5,000,000 during such period: | $ | ||||||||||
9. | Non-controlling interest expense consisting of income of Subsidiaries attributable to minority Equity Interests of third parties in such Subsidiaries, net of Distributions declared or paid on Equity Interests held by third parties | $ | ||||||||||
10. | One-time costs, fees, expenses and charges in an aggregate amount of up to $30,000,000 incurred in connection with the financing transactions (including the issuance of the Senior Notes) contemplated by the Loan Agreement | $ | ||||||||||
11. | Non-cash losses with respect to Hedging Agreements for Subject Period: | $ | ||||||||||
12. | Non-cash expenses from the grant of stock and stock options and other compensation for Subject Period: | $ | ||||||||||
13. | Non-cash losses recognized and non-cash expenses incurred in connection with the effect of currency and exchange rate fluctuations: | $ | ||||||||||
14. | Charges attributable to any post-employment benefits offered to former employees for Subject Period: | $ | ||||||||||
15. | Non-cash subtractions from Consolidated Net Income for Subject Period: | $ | ||||||||||
16. | Non-cash additions to Consolidated Net Income for Subject Period: | $ | ||||||||||
17. | Gains related to pensions and other post-employment benefits | |||||||||||
18. | Income tax credits for Subject Period: | $ | ||||||||||
19. | Sum of Lines I.A.1 through 15: | $ | ||||||||||
20. | Sum of Lines I.A.16, 17 and 18: | $ | ||||||||||
21. | EBITDA (Line I.A.19 minus Line I.A.20): | $ | * | |||||||||
* | Subject to adjustment for Material Events. |
G-3
B. | Fixed Charges for Subject Period: |
1. | Consolidated Interest Charges paid or required to be paid in cash (other than payment-in-kind): | $ | ||||||||||
2. | Mandatory and voluntary principal payments made on Borrowed Money (other than the Closing Date Debt Repayment): | $ | ||||||||||
3. | Distributions made in cash (other than cash Distributions by Subsidiaries that are not wholly-owned to holders of Equity Interests therein who are not Credit Parties): | $ | ||||||||||
4. | Fixed Charges (Lines I.B.1 + 2 + 3) | $ | ||||||||||
C. | Capital Expenditures for Subject Period (other than Excluded Capital Expenditures): |
1. | All liabilities incurred, expenditures made or payments due (whether or not made) for the acquisition of any fixed assets, or any improvements, replacements, substitutions or additions thereto that would be classified as capital expenditures in accordance with GAAP, including the principal portion of Capital Leases: | $ | ||||||||||
2. | Such expenditures financed directly with proceeds of a substantially contemporaneous issuance of Equity Interests by the Parent (other than to a Credit Party or Subsidiary): | $ | ||||||||||
3. | Such expenditures financed with Borrowed Money permitted under the Loan Agreement other than Revolver Loans | $ | ||||||||||
4. | Such additions and expenditures to the extent made with Net Proceeds from any Permitted Asset Distribution or proceeds of insurance from any casualty or other insured damage or condemnation or similar awards with respect to any property or asset: | $ | ||||||||||
5. | Sum of Line I.C.2 + 3 + 4: | $ | ||||||||||
6. | Capital Expenditures (Line I.C.1 — Line I.C.5): | $ | ||||||||||
D. | Cash taxes paid during Subject Period: | $ | ||||||||
E. | Fixed Coverage Ratio ((Line I.A.21. — Line I.C.6. — Line I.D.) ÷ (Line I.B.4.)): | to 1.00 | ||||||||
Minimum required (during a Fixed Charge Coverage Trigger Period): | 1.10 to 1.00 |
G-4
to the Compliance Certificate
G-5
to
Loan and Security Agreement
Lender | Commitment | |||
Bank of America, N.A. | $ | 35,000,000.00 | ||
Citibank, N.A. | $ | 20,000,000.00 | ||
Barclays Bank PLC | $ | 15,000,000.00 | ||
General Electric Capital Corporation | $ | 15,000,000.00 | ||
Credit Agricole Corporate and Investment Bank | $ | 5,000,000.00 | ||
Deutsche Bank AG New York Branch | $ | 5,000,000.00 | ||
Healthcare Finance Group | $ | 2,500,000.00 | ||
Morgan Stanley Bank, N.A. | $ | 2,500,000.00 | ||
Total | $ | 100,000,000.00 | ||
-1
to
Loan and Security Agreement
1. | National Healthcare of Cullman, Inc. | |
2. | Garland Managed Care Organization, Inc. | |
3. | River Park Hospital, LLC | |
4. | Providence Radiologic Services, LLC | |
5. | Providence MRI Associates, LLC |
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Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Capella HC/Farmington PCA Physicians | American Express | Merchant Card Processing | * | |||
Capella HC/Min Area | American Express | Merchant Card Processing | * | |||
Capella Healthcare, Inc. | Bank of America (“BofA”) | Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Credit Card | * ** | |||
Capella Healthcare, Inc. | BofA | Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Lockbox Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Non-Medicare/Medicaid | * ** | |||
Capella Healthcare, Inc. | BofA | Medicare/Medicaid | * | |||
Capella Healthcare, Inc. | BofA | Medicare/Medicaid | * | |||
Capella Healthcare, Inc. | BofA | Managed Care | * | |||
Capella Healthcare, Inc. | BofA | Disbursement Accounts | * | |||
Capella Healthcare, Inc. | BofA | Disbursement Accounts | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capella Healthcare, Inc. | BofA | Payroll Tax/Employee Benefits | * | |||
Capital Medical Center | West Coast Bank | CMC B&O Tax Account | * | |||
Capital Medical Center | BofA | Depository Account (Both Medicare/Medicaid and Non-Medicare/Medicaid) | * ** |
1-1
Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Capital Medical Center | BofA | Accounts Payable | * | |||
Capital Medical Center | BofA | AP Special Handle Account | * | |||
Capital Medical Center | BofA | Payroll | * | |||
Capital Medical Center | BofA | OFM | * | |||
Capital Medical Center | Sterling Savings | Elma Clinic | * | |||
Capital Medical Center | West Coast Bank | MOB Security Deposit Acct. | * | |||
Capital Medical Center | West Coast Bank | MOB | * | |||
Capital Medical Center | Sterling Savings | Hospitalists | * | |||
Capital Medical Center | West Coast Bank | Occupational Medicine | * | |||
Central Billing Office (Capella) | SunTrust | Merchant Card Processing | * | |||
Columbia Capital Medical Center | BofA | Lockbox (Medicare/Medicaid and Non-Medicare/Medicaid | * ** | |||
Farmington Clinic Company, LLC | BofA | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * ** | |||
Farmington Clinic Company, LLC | First State Community Bank | Direct Deposit Account with Lockbox (Medicare/Medicaid) | * | |||
Farmington Missouri Hospital Company, LLC | Key Merchant | Merchant Card Processing | * | |||
Farmington Missouri Hospital Company, LLC | BofA | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * ** | |||
Farmington Missouri Hospital Company, LLC | BofA | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * ** | |||
Farmington Missouri Hospital Company, LLC | KeyBank | Direct Deposit Account with Lockbox (Medicare/Medicaid and Non-Medicare/Medicaid) | * | |||
Farmington Missouri Hospital Company, LLC | First State Community Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
Farmington PCA Physicians | SunTrust | Merchant Card Processing | * | |||
Grandview Physician Group, LLC (f/k/a Grandview Cardiology, LLC) | BofA | Non-Medicare/Medicaid | * ** |
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Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Grandview Physicians Group LLC | US Bank | Non-Medicare/Medicaid and Medicare/Medicaid | * | |||
Hartselle Behavioral Health | US Bank | Non-Medicare/Medicaid | * | |||
Hartselle Behavioral Health | Bank Independent | Non-Medicare/Medicaid | * | |||
Hartselle Medical Center | BofA | Disbursement Account | * | |||
Hartselle Medical Center | BofA | Disbursement Account | * | |||
Hot Springs National Hospital | BofA | AP Checking | * | |||
Hot Springs National Hospital | BofA | Payroll Checking | * | |||
Hot Springs National Park Hospital | BofA | SBA Checking | * | |||
Jacksonville Medical Professional Services, LLC | Regions Bank | Depository (Non-Medicare/Medicaid and Medicare/Medicaid) | * | |||
Jacksonville Surgical and Medical Affiliates, LLC | Regions Bank | Depository (Non-Medicare/Medicaid and Medicare and Medicaid) | * | |||
Jacksonville Surgical and Medical Affiliates, LLC | Regions Bank | Depository (Non-Medicare/Medicaid and Medicare and Medicaid) | * | |||
Jacksonville Surgical and Medical Affiliates, LLC | US Bank | Depository (Non- Medicare/Medicaid and Medicare and Medicaid) | * | |||
Millard-Henry Clinic (St. Mary’s Physician Services, LLC) | BofA | Direct Deposit Account Non-Medicare/Medicaid | * ** | |||
Millard-Henry Clinic (St. Mary’s Physician Services, LLC) | BofA | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * ** | |||
Mineral Area Medicine | SunTrust | Merchant Card Processing | * | |||
Mineral Area Orthopedics | SunTrust | Merchant Card Processing | * | |||
Mineral Area Regional | SunTrust | Merchant Card Processing | * | |||
Mineral Area Regional MC | SunTrust | Merchant Card Processing | * | |||
Mineral Area Regional MC | First State Financial Mgmt | Stock/Money Market | * | |||
Mineral Area Regional MC | BofA | Disbursement — AP | * |
1-3
Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Mineral Area RMC | BofA | Disbursement — Payroll | * | |||
Mineral Area Surgical | SunTrust | Merchant Card Processing | * | |||
Mineral Area Urology | SunTrust | Merchant Card Processing | * | |||
Muskogee Immediate Care, Inc. | Bank of Oklahoma | Non-Medicare/Medicaid | * | |||
Muskogee Immediate Care, Inc. | Banc First | Non-Medicare/Medicaid | * | |||
Muskogee Medical and Surgical Associates LLC | US Bank | Lockbox (Medicare/Medicaid and Non-Medicare/Medicaid) | * | |||
Muskogee Physician Group LLC, The Women’s Center | BofA | Non-Medicare/Medicaid | * ** | |||
Muskogee Physician Group, LLC | BofA | Lockbox for all Payments including Medicare/Medicaid | * ** | |||
Muskogee Regional Medical Center, LLC | BofA | Non-Medicare/Medicaid | * ** | |||
Muskogee Regional Medical Center, LLC | BofA | Non-Medicare/Medicaid | * ** | |||
Muskogee Regional Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Muskogee Regional Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Muskogee Regional Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Muskogee Regional Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Muskogee Regional Medical Center, LLC | BofA | Payroll Tax/Employee Benefits | * | |||
National Healthcare of Decatur, Inc. | Progress Bank | Non-Medicare/Medicaid | * | |||
National Healthcare of Decatur, Inc. | BofA | Direct Deposit Account with Lockbox Non-Medicare/Medicaid | * ** | |||
National Healthcare of Decatur, Inc. | BofA | Disbursement Account | * | |||
National Healthcare of Decatur, Inc. | BofA | Disbursement Account | * ** |
1-4
Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
National Healthcare of Hartselle, Inc. | BofA | Direct Deposit Account with Lockbox Non-Medicare/Medicaid | * | |||
National Healthcare of Hartselle, Inc. | Bank Independent | Direct Deposit Account Non-Medicare/Medicaid | * ** | |||
National Park Medical Center | BofA | Non-Medicare/Medicaid Depository | * ** | |||
National Park Medical Center | BofA | Lockbox Non-Medicare/Medicaid | * ** | |||
National Park Physician Services LLC | BofA | Lockbox Non-Medicare/Medicaid | * | |||
Parkway Medical Clinic, Inc. d/b/a Milestone Pediatrics at Parkway | Progress Bank | Non-Medicare/Medicaid | * | |||
Parkway Medical Clinic, Inc. d/b/a Milestone Pediatrics at Parkway | US Bank | EFTs | * | |||
Parkway Medical Clinic, Inc. d/b/a North Alabama Workers Care | US Bank | EFTs | * | |||
Parkway Medical Clinic, Inc. d/b/a Urogynecology of North Alabama | Progress Bank | Non-Medicare/Medicaid | * | |||
Parkway Medical Clinic, Inc. d/b/a Urogynecology of North Alabama | US Bank | Medicare/Medicaid | * | |||
Pilot Knob Primary Care (Mineral Area Regional Medical Center) | SunTrust | Merchant Card Processing | * | |||
Providence MRI Associates LLC | Bank of Oklahoma | Sweep Account for #881010492 (Non-Medicare/Medicaid) | * | |||
Providence MRI Associates, L.L.C. | Bank of Oklahoma | Non-Medicare/Medicaid | * | |||
Providence Physicians Group, Inc. | First National Bank | Non-Medicare/Medicaid | * | |||
Providence Radiologic Services, L.L.C. | Bank of Oklahoma | Non-Medicare/Medicaid | * |
1-5
Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Providence Radiologic Services, L.L.C. | First National Bank | Non-Medicare/Medicaid | * | |||
QHG of Jacksonville | BofA | Disbursement Account | * | |||
QHG of Jacksonville - Jacksonville Medical Center | Regions | Non-Medicare/Medicaid | * | |||
River Park Hospital, Inc. | BofA | Non-Medicare/Medicaid | * ** | |||
River Park Hospital, Inc. | Regions Bank (McMinnville, TN) | Non-Medicare/Medicaid | * | |||
River Park Hospital, Inc. | BofA | Disbursement Accounts | * | |||
River Park Hospital, Inc. | BofA | Disbursement Accounts | * | |||
River Park Physicians Group, LLC | US Bank | Depository Account Non-Medicare/Medicaid | * | |||
Russellville Holdings, LLC — St. Mary’s Regional Medical Center | BofA | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * ** | |||
Russellville Holdings, LLC — St. Mary’s Regional Medical Center | BofA | Direct Deposit Account Non-Medicare/Medicaid | * ** | |||
Russellville Holdings, LLC — St. Mary’s Regional Medical Center-Home Care | BofA | Direct Deposit Account Non-Medicare/Medicaid | * ** | |||
Russellville Holdings, LLC — St. Mary’s Wellness/Fitness Center | Simmons First Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
Russellville Holdings, LLC — Valley Health Services of Hector | Simmons First Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
Russellville Holdings, LLC — Valley Health Services of Hector | Bank of the Ozarks | Direct Deposit Account with Lockbox (Non-Medicare/Medicaid) | * | |||
Saint Mary’s Physician Services LLC | US Bank | Non-Medicare/Medicaid | * | |||
Saint Mary’s Regional Medical Center | BofA | Disbursement Account | * | |||
Saint Mary’s Regional Medical Center | BofA | Disbursement Account | * | |||
Saint Mary’s Regional Medical Center | BofA | Disbursement Account | * |
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Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Sequatchie Valley Urology (Levine) | US Bank | Non-Medicare/Medicaid and Medicare/Medicaid | * ** | |||
Sequatchie Valley Urology, LLC | BofA | Non-Medicare/Medicaid | * | |||
Sippo Physician Practice (Mineral Area Regional Medical Center) | SunTrust | Merchant Card Processing | * | |||
Southwestern Emergency Department Physicians, LLC | Arvest Bank (Lawton, OK) | Non-Medicare/Medicaid | * | |||
Southwestern Medical Center | BofA | All COID—Athena Deposits | * ** | |||
Southwestern Medical Center | BofA | Workers Compensation | * | |||
Southwestern Medical Center, LLC | BofA | Non-Medicare/Medicaid | * ** | |||
Southwestern Medical Center, LLC | BofA | Lockbox | * ** | |||
Southwestern Medical Center, LLC | Liberty National Bank | Non-Medicare/Medicaid | * | |||
Southwestern Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Southwestern Medical Center, LLC | BofA | Disbursement Accounts | * | |||
Southwestern Medical Center, LLC | BofA | Payroll Tax/Employee Benefits | * | |||
Southwestern Neurosurgery Physicians, LLC | BofA | Non-Medicare/Medicaid | * ** | |||
Southwestern Physician Services LLC | BofA | Non-Medicare/Medicaid | * ** | |||
Southwestern Surgical Affiliates LLC | US Bank | Non-Medicare/Medicaid | * | |||
SP Acquisition Corp. | BofA | Non-Medicare/Medicaid | * ** | |||
SP Acquisition Corp. | First Volunteer Bank (Jasper, TN) | Non-Medicare/Medicaid | * | |||
SP Acquisition Corp. | BofA | Disbursement Accounts | * | |||
SP Acquisition Corp. | BofA | Disbursement Accounts | * |
1-7
Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Sparta Hospital Corporation — White County Hospital | BofA | Direct Deposit Account with Lockbox Non-Medicare/Medicaid and Medicare/Medicaid | * ** | |||
Sparta Hospital Corporation — White County Hospital | BofA | Direct Deposit Account with Lockbox Non-Medicare/Medicaid and Medicare/Medicaid | * ** | |||
Sparta Hospital Corporation — White County Hospital | US Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
Sumski Physician Practice (Mineral Area Regional Medical Center) | SunTrust | Merchant Card Processing | * | |||
White County Community Hospital | BofA | A/P Cash Disbursements | * | |||
White County Community Hospital | BofA | P/R Cash Disbursements | * | |||
White County Physician Services, LLC | Key Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
White County Physician Services, LLC | US Bank | Direct Deposit Account Non-Medicare/Medicaid | * | |||
White County Physician Services, LLC | US Bank | Athena (Both Medicare/Medicaid and Non-Medicare/Medicaid) | * | |||
Willamette Valley Clinics | Wells Fargo | Direct Deposit Account Non-Medicare/Medicaid | * | |||
Willamette Valley Clinics LLC | US Bank | Lockbox (Both Medicare/Medicaid and Non-Medicare/Medicaid) | * | |||
Willamette Valley Medical Center | BofA | Disbursement | * | |||
Willamette Valley Medical Center | BofA | Disbursement | * | |||
Willamette Valley Medical Center LLC | BofA | Disbursement—Payroll | * | |||
Willamette Valley Medical Center, LLC | BofA | Direct Deposit Account with Lockbox Non-Medicare/Medicaid | * ** | |||
Willamette Valley Medical Center, LLC | BofA | Direct Deposit Account Non-Medicare/Medicaid | * ** |
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Subject Grantor Name / | Bank/Securities Intermediary | |||||
Account Name | Name and Address | Account Type | Account Number | |||
Willamette Valley Medical Center, LLC | Wells Fargo | Non-Medicare/Medicaid | * | |||
Williams Physician Practice (Mineral Area Regional Medical Center) | SunTrust | Merchant Card Processing | * | |||
Zereik Physician Practice (Mineral Area Regional Medical Center) | SunTrust | Merchant Card Processing | * |
** | Accounts that will be subject to Control Agreement with Bank of America at Closing. |
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Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
Capella Healthcare, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | N/A | ||
Capella Holdings of Oklahoma, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 300 Rockefeller Drive Muskogee, OK 74401 | ||
Capital Medical Center Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
Capital Medical Center Partner, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
Capital Medical Center Physicians, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
CMCH Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
Columbia Capital Medical Center Limited Partnership | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
Columbia Medical Group — South Pittsburg, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1000 Highway 28 Jasper, TN 37347 |
1-1
Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
Columbia Olympia Management, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
Cullman County Medical Clinic, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1719 Main Street Cullman, AL 35055 | ||
Cullman Hospital Corporation | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1719 Main Street Cullman, AL 35055 | ||
Cullman Surgery Venture Corp. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1719 Main Street Cullman, AL 35055 | ||
Farmington Clinic Company, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1212 Weber Road Farmington, MO 63640 | ||
Farmington Heart & Vascular Center, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1212 Weber Road Farmington, MO 63640 | ||
Farmington Hospital Corporation | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1212 Weber Road Farmington, MO 63640 | ||
Farmington Missouri Hospital Company, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1212 Weber Road Farmington, MO 63640 | ||
Grandview Physician Group, LLC (f/k/a Grandview Cardiology, LLC) | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1000 Highway 28 Jasper, TN 37347 | ||
Hartselle Physicians, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 201 Pine St. NW, Hartselle, Alabama 35640 | ||
Hot Springs National Park Hospital Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 |
1-2
Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
Jacksonville Medical Professional Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1701 Pelham Road, South Jacksonville, Alabama 35265 | ||
Jacksonville Surgical and Medical Affiliates, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1701 Pelham Road, South Jacksonville, Alabama 35265 | ||
Lawton Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
Mineral Area Pharmacy and Durable Medical Equipment, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1212 Weber Road Farmington, MO 63640 | ||
Muskogee Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 300 Rockefeller Drive Muskogee, OK 74401 | ||
Muskogee Medical and Surgical Associates, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 300 Rockefeller Drive Muskogee, OK 74401 | ||
Muskogee Physician Group, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 300 Rockefeller Drive Muskogee, OK 74401 | ||
Muskogee Regional Medical Center, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 300 Rockefeller Drive Muskogee, OK 74401 | ||
National Healthcare of Decatur, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1874 Beltline Road Decatur, Alabama 35601 | ||
National Healthcare of Hartselle, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 201 Pine St. NW, Hartselle, Alabama 35640 | ||
National Park Cardiology Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 |
1-3
Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
National Park Physician Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 | ||
National Park Real Property, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 | ||
NPMC, Home Health, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 | ||
NPMC, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 | ||
NPMC Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1910 Malvern Avenue Hot Springs, AR 71901 | ||
Oregon Healthcorp, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 2700 SE Stratus Ave McMinnville, OR 97128 | ||
Parkway Medical Clinic, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1874 Beltline Road Decatur, Alabama 35601 | ||
QHG of Jacksonville, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1701 Pelham Road, South Jacksonville, Alabama 35265 | ||
River Park Hospital, Inc. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1559 Sparta Street McMinnville, TN 37110 | ||
River Park Hospitalists, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1559 Sparta Street McMinnville, TN 37110 | ||
River Park Physician Group, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1559 Sparta Street McMinnville, TN 37110 |
1-4
Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
Russellville Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1808 West Main Street Russellville, AR 72801 | ||
Sequatchie Valley Urology, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1000 Highway 28 Jasper, TN 37347 | ||
Southwestern Emergency Department Physician Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
Southwestern Medical Center, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
Southwestern Neurosurgery Physicians, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
Southwestern Physician Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
Southwestern Surgical Affiliates, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 5602 S.W. Lee Boulevard Lawton, OK 73505 | ||
SP Acquisition Corp. | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1000 Highway 28 Jasper, TN 37347 | ||
Sparta Hospital Corporation | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 401 Sewell Road Sparta, TN 38583 | ||
St. Mary’s Holdings, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1808 West Main Street Russellville, AR 72801 | ||
St. Mary’s Physician Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1808 West Main Street Russellville, AR 72801 |
1-5
Credit Party | Location of Chief Executive Office | Location of Books and Records | ||
St. Mary’s Real Property, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 1808 West Main Street Russellville, AR 72801 | ||
Western Washington Healthcare, LLC | Two Corporate Centre 501 Corporate Centre Drive, Suite 200 Franklin, TN 37067-2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 | ||
White County Community Hospital, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 401 Sewell Road Sparta, TN 38583 | ||
White County Physician Services, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 401 Sewell Road Sparta, TN 38583 | ||
Willamette Valley Clinics, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 2700 SE Stratus Ave McMinnville, OR 97128 | ||
Willamette Valley Medical Center, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 2700 SE Stratus Ave McMinnville, OR 97128 | ||
WPC Holdco, LLC | Two Corporate Centre 501 Corporate Centre Drive Suite 200 Franklin, TN 37067- 2662 | 3900 Capital Mall Drive SW Olympia, WA 98502 |
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Jurisdiction of | Organizational | Federal Tax | ||||||||
Organization & Type | Foreign | Identification | Identification | |||||||
Entity | of Organization | Qualifications | Number | Number | ||||||
Capella Healthcare, Inc. | Delaware, Corporation | Tennessee, Missouri | 3956565 | 20-2767829 | ||||||
Capella Holdings of Oklahoma, LLC | Delaware, Limited Liability Company | Oklahoma | 4288637 | 20-8308250 | ||||||
Capital Medical Center Holdings, LLC | Delaware, Limited Liability Company | N/A | 4020383 | 14-1936331 | ||||||
Capital Medical Center Partner, LLC | Delaware, Limited Liability Company | Tennessee, Washington | 3145410 | 62-1805349 | ||||||
CMCH Holdings, LLC | Delaware, Limited Liability Company | N/A | 4640071 | 26-4088312 | ||||||
Columbia Medical Group — South Pittsburg, Inc. | Tennessee, Corporation | N/A | 0311135 | 62-1639105 | ||||||
Columbia Olympia Management, Inc. | Delaware, Corporation | Washington | 2746287 | 62-1690140 |
4-1
Jurisdiction of | Organizational | Federal Tax | ||||||||
Organization & Type | Foreign | Identification | Identification | |||||||
Entity | of Organization | Qualifications | Number | Number | ||||||
Cullman County Medical Clinic, Inc. | Alabama, Corporation | N/A | 170-000 | 63-1138503 | ||||||
Cullman Hospital Corporation | Alabama, Corporation | N/A | 175-703 | 63-1157234 | ||||||
Cullman Surgery Venture Corp. | Delaware, Corporation | N/A | 3521594 | 74-3042199 | ||||||
Farmington Clinic Company, LLC | Missouri, Limited Liability Company | N/A | LC0735241 | 20-4795191 | ||||||
Farmington Heart & Vascular Center, LLC | Delaware, Limited Liability Company | Missouri | 4725968 | 27-0888641 | ||||||
Farmington Hospital Corporation | Missouri, Corporation | N/A | 00735137 | 20-4795037 | ||||||
Farmington Missouri Hospital Company, LLC | Missouri, Limited Liability Company | N/A | LC0735224 | 20-4795132 | ||||||
Grandview Physician Group, LLC | Tennessee, Limited Liability Company | N/A | 0488559 | 32-0142836 | ||||||
Hartselle Physicians, Inc. | Alabama, Corporation | N/A | 180-461 | 63-1173620 | ||||||
Jacksonville Medical Professional Services, LLC | Delaware, Limited Liability Company | Alabama | 4257865 | 20-5957808 | ||||||
Jacksonville Surgical and Medical Affiliates, LLC | Delaware, Limited Liability Company | Alabama | 4593826 | 26-3311350 | ||||||
Lawton Holdings, LLC | Delaware, Limited Liability Company | N/A | 4640127 | 26-4088357 |
4-2
Jurisdiction of | Organizational | Federal Tax | ||||||||
Organization & Type | Foreign | Identification | Identification | |||||||
Entity | of Organization | Qualifications | Number | Number | ||||||
Mineral Area Pharmacy and Durable Medical Equipment, LLC | Missouri, Limited Liability Company | N/A | LC0739029 | 20-4890756 | ||||||
Muskogee Holdings, LLC | Delaware, Limited Liability Company | N/A | 4639520 | 26-4088158 | ||||||
Muskogee Medical and Surgical Associates, LLC | Delaware, Limited Liability Company | Oklahoma | 4664095 | 26-4445694 | ||||||
Muskogee Physician Group, LLC | Delaware, Limited Liability Company | Oklahoma | 4295698 | 20-8493666 | ||||||
Muskogee Regional Medical Center, LLC | Delaware, Limited Liability Company | Oklahoma | 4288639 | 20-8308340 | ||||||
National Healthcare of Decatur, Inc. | Delaware, Corporation | Alabama | 2091878 | 63-0928790 | ||||||
National Healthcare of Hartselle, Inc. | Delaware, Corporation | Alabama | 2091884 | 63-0928787 | ||||||
National Park Cardiology Services, LLC | Delaware, Limited Liability Company | Arkansas | 4661114 | 26-4446655 | ||||||
National Park Physician Services, LLC | Delaware, Limited Liability Company | Arkansas | 2964329 | 62-1762445 | ||||||
NPMC, LLC | Delaware, Limited Liability Company | Arkansas | 4134021 | 20-4599508 | ||||||
NPMC Holdings, LLC | Delaware, Limited Liability Company | N/A | 4639513 | 26-4088237 |
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Jurisdiction of | Organizational | Federal Tax | ||||||||
Organization & Type | Foreign | Identification | Identification | |||||||
Entity | of Organization | Qualifications | Number | Number | ||||||
NPMC, Home Health, LLC | Delaware, Limited Liability Company | Arkansas | 4300295 | 20-8449844 | ||||||
Oregon Healthcorp, LLC | Delaware, Limited Liability Company | Oregon | 3000990 | 62-1769632 | ||||||
Parkway Medical Clinic, Inc. | Alabama, Corporation | N/A | 170-167 | 63-1138502 | ||||||
QHG of Jacksonville, Inc. | Alabama, Corporation | N/A | 179-471 | 62-1637909 | ||||||
River Park Hospital, Inc. | Tennessee, Corporation | N/A | 0026722 | 62-0811451 | ||||||
River Park Hospitalists, LLC | Tennessee, Limited Liability Company | N/A | 0489648 | 03-0557520 | ||||||
River Park Physician Group, LLC | Delaware, Limited Liability Company | Tennessee | 4536868 | 26-3798779 | ||||||
Russellville Holdings, LLC | Delaware, Limited Liability Company | Arkansas | 3000959 | 62-1771866 | ||||||
Sequatchie Valley Urology, LLC | Tennessee, Limited Liability Company | N/A | 0489224 | 32-0142834 | ||||||
Southwestern Emergency Department Physician Services, LLC | Oklahoma, Limited Liability Company | N/A | 3500702384 | 13-4229397 | ||||||
Southwestern Medical Center, LLC | Delaware, Limited Liability Company | Oklahoma | 2955708 | 62-1757662 |
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Jurisdiction of | Organizational | Federal Tax | ||||||||||
Organization & Type | Foreign | Identification | Identification | |||||||||
Entity | of Organization | Qualifications | Number | Number | ||||||||
Southwestern Neurosurgery Physicians, LLC | Oklahoma, Limited Liability Company | N/A | 3512037174 | 20-1084297 | ||||||||
Southwestern Physician Services, LLC | Oklahoma, Limited Liability Company | N/A | 3500702383 | 57-1141094 | ||||||||
Southwestern Surgical Affiliates, LLC | Delaware, Limited Liability Company | Oklahoma | 4593828 | 26-3311227 | ||||||||
SP Acquisition Corp. | Tennessee, Corporation | N/A | 0188298 | 62-1321262 | ||||||||
Sparta Hospital Corporation | Tennessee, Corporation | N/A | 0287819 | 62-1587742 | ||||||||
St. Mary’s Holdings, LLC | Delaware, Limited Liability Company | N/A | 4639514 | 26-4088270 | ||||||||
St. Mary’s Physician Services, LLC | Delaware, Limited Liability Company | Arkansas | 3000975 | 62-1769626 | ||||||||
St. Mary’s Real Property, LLC | Delaware, Limited Liability Company | Arkansas | 2964555 | 62-1762460 | ||||||||
Western Washington Healthcare, LLC | Washington, Limited Liability Company | N/A | 602 405 282 | 20-1275656 | ||||||||
Willamette Valley Clinics, LLC | Delaware, Limited Liability Company | Oregon | 2989347 | 62-1766695 | ||||||||
Willamette Valley Medical Center, LLC | Delaware, Limited Liability Company | Oregon | 2964656 | 62-1762552 | ||||||||
WPC Holdco, LLC | Delaware, Limited Liability Company | Washington | 3330911 | 62-1839545 |
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Jurisdiction of | Organizational | Federal Tax | ||||||||||
Organization & Type | Foreign | Identification | Identification | |||||||||
Credit Support Party | of Organization | Qualifications | Number | Number | ||||||||
Capital Medical Center Physicians, LLC | Delaware, Limited Liability Company | Washington | 4621885 | 26-3756673 | ||||||||
Columbia Capital Medical Center Limited Partnership | Washington, Limited Partnership | N/A | 601-787-087 | 62-1689675 | ||||||||
Hot Springs National Park Hospital Holdings, LLC | Delaware, Limited Liability Company | Arkansas | 3000927 | 62-1769635 | ||||||||
National Park Real Property, LLC | Delaware, Limited Liability Company | Arkansas | 2964565 | 62-1762465 | ||||||||
White County Community Hospital, LLC | Delaware, Limited Liability Company | Tennessee | 4717332 | 62-0723955 | ||||||||
White County Physician Services, LLC | Tennessee, Limited Liability Company | N/A | 0308425 | 62-0836897 |
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Jurisdiction of | Organizational | Federal Tax | ||||||||||
Organization & Type | Foreign | Identification | Identification | |||||||||
Immaterial Subsidiary | of Organization | Qualifications | Number | Number | ||||||||
Garland Managed Care Organization, Inc. | Arizona; Corporation | N/A | 165113 | 75-2794499 | ||||||||
National Healthcare of Cullman, Inc. | Delaware; Corporation | Alabama | 726143050 | 63-0928788 | ||||||||
River Park Hospital, LLC | Delaware; Limited Liability Company | N/A | 4427900 | N/A | ||||||||
Providence MRI Associates, LLC | Oklahoma; Limited Liability Company | N/A | 3512093327 | N/A | ||||||||
Providence Radiologic Services, LLC | Oklahoma; Limited Liability Company | N/A | 3500588331 | N/A |
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Type of Equity | Issued and | |||||||||
Interests; | Outstanding | |||||||||
Authorized | Interests; | |||||||||
Entity | Interests | Options; Warrants | Owner | Percentage | ||||||
Capella Healthcare, Inc. | Common | 100 Common | Capella Holdings, Inc. | 100 | % | |||||
Capella Holdings of Oklahoma, LLC | LLC | N/A | Muskogee Holdings, LLC | 100 | % | |||||
Capital Medical Center Holdings, LLC | LLC | N/A | CMCH Holdings, LLC | 100 | % | |||||
Capital Medical Center Partner, LLC | LLC | N/A | Capital Medical Center Holdings, LLC | 100 | % | |||||
Capital Medical Center Physicians, LLC | LLC | N/A | Columbia Capital Medical Center Limited Partnership | 100 | % | |||||
CMCH Holdings, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % | |||||
Columbia Capital Medical Center Limited Partnership | LP | N/A | Capital Medical Center Holdings, LLC | 39.7 | % | |||||
Capital Medical Center Partner, LLC | 48.55 | % | ||||||||
LP | Columbia Olympia Management, Inc. | 1.0 | % | |||||||
GP GP | WPC Holdco, LLC | 1.0 | % | |||||||
Columbia Medical Group-South Pittsburg, Inc. | Common | 1000 Common | SP Acquisition Corp. | 100 | % | |||||
Columbia Olympia Management, Inc. | Common | 1000 Common | Capital Medical Center Holdings, LLC | 100 | % | |||||
Cullman County Medical Clinic, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
Cullman Hospital Corporation | Common | 1 Common | Capella Healthcare, Inc. | 100 | % | |||||
Cullman Surgery Venture Corp. | Common | 1000 Common | Cullman Hospital Corporation | 100 | % | |||||
Farmington Clinic Company, LLC | LLC | N/A | Farmington Hospital Corporation | 100 | % |
4-8
Type of Equity | Issued and | |||||||||
Interests; | Outstanding | |||||||||
Authorized | Interests; | |||||||||
Entity | Interests | Options; Warrants | Owner | Percentage | ||||||
Farmington Heart & Vascular Center, LLC | LLC | N/A | Farmington Missouri Hospital Company, LLC | 100 | % | |||||
Farmington Hospital Corporation | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
Farmington Missouri Hospital Company, LLC | LLC | N/A | Farmington Hospital Corporation | 100 | % | |||||
Garland Managed Care Organization, Inc. | Common | 500 Common | NPMC Holdings, LLC | 100 | % | |||||
Grandview Physician Group, LLC (f/k/a Grandview Cardiology, LLC) | LLC | N/A | SP Acquisition Corp. | 100 | % | |||||
Hartselle Physicians, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
Hot Springs National Park Hospital Holdings, LLC | LLC | N/A | NPMC Holdings, LLC | 94.87 | % | |||||
Jacksonville Medical Professional Services, LLC | LLC | N/A | QHG of Jacksonville, Inc. | 100 | % | |||||
Jacksonville Surgical and Medical Affiliates, LLC | LLC | N/A | QHG of Jacksonville, Inc. | 100 | % | |||||
Lawton Holdings, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % | |||||
Mineral Area Pharmacy and Durable Medical Equipment, LLC | LLC | N/A | Farmington Hospital Corporation | 100 | % | |||||
Muskogee Holdings, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % | |||||
Muskogee Medical and Surgical Associates, LLC | LLC | N/A | Muskogee Regional Medical Center, LLC | 100 | % | |||||
Muskogee Physician Group, LLC | LLC | N/A | Muskogee Regional Medical Center, LLC | 100 | % | |||||
Muskogee Regional Medical Center, LLC | LLC | N/A | Capella Holdings of Oklahoma, LLC | 100 | % | |||||
National Healthcare of Cullman, Inc. | Common | 1000 Common | Cullman Hospital Corporation | 100 | % | |||||
National Healthcare of Decatur, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
�� | ||||||||||
National Healthcare of Hartselle, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
National Park Cardiology Services, LLC | LLC | N/A | NPMC Holdings, LLC | 100 | % | |||||
National Park Physician Services, LLC | LLC | N/A | NPMC Holdings, LLC | 100 | % | |||||
NPMC Holdings, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % |
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Type of Equity | Issued and | |||||||||
Interests; | Outstanding | |||||||||
Authorized | Interests; | |||||||||
Entity | Interests | Options; Warrants | Owner | Percentage | ||||||
NPMC Home Health, LLC | LLC | N/A | NPMC Holdings, LLC | 100 | % | |||||
NPMC, LLC | LLC | N/A | NPMC Holdings, LLC | 100 | % | |||||
Oregon Healthcorp, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % | |||||
Parkway Medical Clinic, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
Providence MRI Associates, L.L.C. | LLC | N/A | Providence Radiologic Services, L.C. | 100 | % | |||||
Providence Radiologic Services, L.C. | LLC | N/A | Muskogee Regional Medical Center, LLC | 100 | % | |||||
QHG of Jacksonville, Inc. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
River Park Hospital, Inc. | Common | 8,900 Common | Capella Healthcare, Inc. | 100 | % | |||||
River Park Hospital, LLC | LLC | N/A | River Park Hospital, Inc. | 100 | % | |||||
River Park Hospitalists, LLC | LLC | N/A | River Park Hospital, Inc. | 100 | % | |||||
River Park Physician Group, LLC | LLC | N/A | River Park Hospital, Inc. | 100 | % | |||||
Russellville Holdings, LLC | LLC | N/A | St. Mary’s Holdings, LLC | 100 | % | |||||
Sequatchie Valley Urology LLC | LLC | N/A | SP Acquisition Corp. | 100 | % | |||||
Southwestern Emergency Department Physician Services, LLC | LLC | N/A | Southwestern Medical Center, LLC | 100 | % | |||||
Southwestern Medical Center, LLC | LLC | N/A | Lawton Holdings, LLC | 100 | % | |||||
Southwestern Neurosurgery Physicians, LLC | LLC | N/A | Southwestern Medical Center, LLC | 100 | % | |||||
Southwestern Physician Services, LLC | LLC | N/A | Southwestern Medical Center, LLC | 100 | % | |||||
Southwestern Surgical Affiliates LLC | LLC | N/A | Southwestern Medical Center, LLC | 100 | % | |||||
SP Acquisition Corp. | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
Sparta Hospital Corporation | Common | 1000 Common | Capella Healthcare, Inc. | 100 | % | |||||
St. Mary’s Holdings, LLC | LLC | N/A | Capella Healthcare, Inc. | 100 | % | |||||
St. Mary’s Physician Services, LLC | LLC | N/A | Russellville Holdings, LLC | 100 | % | |||||
St. Mary’s Real Property, LLC | LLC | N/A | Russellville Holdings, LLC | 100 | % |
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Type of Equity | Issued and | |||||||||
Interests; | Outstanding | |||||||||
Authorized | Interests; | |||||||||
Entity | Interests | Options; Warrants | Owner | Percentage | ||||||
Western Washington Healthcare, LLC | LLC | N/A | Columbia Olympia Management, Inc. | 100 | % | |||||
White County Community Hospital, LLC | LLC | N/A | Sparta Hospital Corporation | 83.8 | % | |||||
White County Physician Services, LLC | Common | 1000 Common | White County Community Hospital, LLC | 99 | % | |||||
Sparta Hospital Corporation | 1 | % | ||||||||
Willamette Valley Clinics, LLC | LLC | N/A | Oregon Healthcorp, LLC | 100 | % | |||||
Willamette Valley Medical Center, LLC | LLC | N/A | Oregon Healthcorp, LLC | 100 | % | |||||
WPC Holdco, LLC | LLC | N/A | Capital Medical Center Holdings, LLC | 100 | % |
3. | All agreements binding on holders of Equity Interests of Borrowers and Subsidiaries with respect to such interests are as follows: | |
None. | ||
4. | In the five years preceding the Closing Date, no Borrower or Subsidiary has acquired any substantial assets from any other Person nor been the surviving entity in a merger or combination, except: |
• | Capella Healthcare, Inc.’s Acquisition by Lease of Muskogee Regional Medical Center from Muskogee Medical Center Authority and the acquisition of certain related subsidiaries, dated April 3, 2007; | ||
• | Capella Healthcare, Inc.’s Acquisition of Ownership Interests of Cullman County Medical Clinic, Inc., Cullman Hospital Corporation, National Healthcare of Decatur, Inc., Parkway Medical Clinic, Inc., National Healthcare of Hartselle, Inc., Hartselle Physicians, Inc., Hot Spring National Park Hospital Holdings, LLC, National Park Physician Services, LLC, Garland Managed Care Organization, Inc., NPMC, LLC, NPMC, Home Health, LLC, Russellville Holdings, LLC, St. Mary’s Real Property, LLC, Farmington Hospital Corporation, Oregon Healthcorp, LLC, Sparta Hospital Corporation, White County Physician Services, Inc., QHG of Jacksonville, Inc., Jacksonville Medical Professional Services, LLC and subsidiaries including National Healthcare of Cullman, Inc., Cullman Surgery Venture Corp., HealthSouth/Woodlands Surgery Center of Cullman, LLC, National Park Real Property, LLC, St. Mary’s Physician |
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Services, LLC, Farmington Missouri Hospital Company, LLC, Farmington Clinic Company, LLC and Mineral Area Pharmacy and Durable Medical Equipment, LLC from CHS/Community Health Systems, Inc., dated February 29, 2008; | |||
• | Muskogee Regional Medical Center, LLC’s Acquisition of Membership Interest of Muskogee Imaging, LLC in Providence Radiologic Services, LC to become the 100% owner, dated November 1, 2007; | ||
• | Providence Radiologic Services, LC’s Acquisition of Membership Interest of Muskogee Imaging, LLC in Providence MRI Associates, LLC to become the 100% owner, dated November 1, 2007; | ||
• | River Park Hospital, Inc. Purchase of the Assets of Middle Tennessee Surgical Care from Middle Tennessee Surgical Care, LLC and Progroup G.P., dated December 1, 2006; | ||
• | Capital Medical Center Physician, LLC Acquisition of Olympia Family Medicine from Olympia Family Medicine, Inc. P.S., Michael R. Boyd, M.D., Stephen C. Albrech, M.D., and Laurence C Schadt, M.D. dated December 31, 2008; and | ||
• | Capella Healthcare, Inc.’s Acquisition from HCA, Inc. of SP Acquisition Corp., Columbia Medical Group—South Pittsburg, Inc., Sequatchie Valley Urology, LLC, Grandview Cardiology, LLC, River Park Hospital, Inc., Southwestern Medical Center, LLC, Columbia Capital Medical Center Limited Partnership, Western Washington Healthcare, LLC, North Monroe Professionals Management, LLC and subsidiaries including River Park Hospitalists, LLC, Southwestern Emergency Department Physician Services, LLC, Southwestern Neurosurgery Physicians, LLC and Southwestern Physician Services, LLC dated November 30, 2005. |
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OWNED BY HOT SPRINGS NATIONAL PARK HOSPITAL HOLDINGS, LLC
Registration | ||||||||||||
Trademark Name | Application Number | Number | Status | Goods Services | ||||||||
NPMC (and cross design) | 800007088 | 800007088 | Registered March 28, 2003 | Medical services (Arkansas Class 10) | ||||||||
THE REGIONAL HEART CENTER (and design) | 500000777 | 500000777 | Registered January 29, 1998 | Medical services (Arkansas Class 44). |
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BY CAPELLA HEALTHCARE, INC.
Trademark Name | Application Number | Registration Number | Status | Goods Services | ||||||
CAPELLA HEALTHCARE | 78/656,426 | 3,179,810 | Registered December 5, 2006 | Healthcare services (Class 44). |
BY HOT SPRINGS NATIONAL PARK HOSPITAL HOLDINGS, LLC
Trademark Name | Application Number | Registration Number | Status | Goods Services | ||||||
74/725,484 | 2,297,200 | Registered December 7, 1999 | Healthcare services (Class 42). | |||||||
NPMC | 74/725,483 | 1,987,274 | Registered July 16, 1996 | Healthcare services (Class 42). |
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BY WILLAMETTE VALLEY MEDICAL CENTER, LLC
Trademark Name | Application Number | Registration Number | Status | Goods Services | ||||||
COMMUNITY RADIOLOGY CENTER | 77/152,805 | 3,314,963 | Registered October 16, 2007 | Hospitals (Class 44). | ||||||
McMINNVILLE FIRST MED CLINIC | 77/154,170 | 3,400,934 | Registered March 25, 2008 | Hospitals (Class 44). | ||||||
NORTHWEST PHYSICAL MEDICINE | 77/299,186 | 3,444,763 | Registered June 10, 2008 | Hospitals (Class 44). | ||||||
WILLAMETTE VALLEY CANCER CENTER | 77/152,671 | 3,361,683 | Registered January 1, 2008 | Hospitals (Class 44). | ||||||
WILLAMETTE VALLEY CANCER FOUNDATION | 77/152,723 | 3,314,962 | Registered October 16, 2007 | Charitable fund raising (Class 36). | ||||||
WILLAMETTE VALLEY MEDICAL CENTER | 77/152,663 | 3,361,682 | Registered January 1, 2008 | Hospitals (Class 44). |
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Parties | Type of Agreement | Term of Agreement | ||
Capital Medical Center and United Staff Nurses Union Local 141 UFCW | Collective Bargaining Agreement | November 2007- October 2010 | ||
Capital Medical Center and United Service Workers Union Local 21 Collective Bargaining Agreement October 2009 | September 2012 | Capital Medical Center and United Service Workers Union Local 21 Collective Bargaining Agreement October 2009 |
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1. | Guaranty by Muskogee Regional Medical Center of approximately $140,000 in loans provided to Muskogee Surgical Investors, LLC by HealthSouth Corporation. |
2. | Indebtedness with respect to equipment financings described on Schedule 10.2.2 below. |
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Debtor | Secured Party | Brief Description of Collateral | ||
Capella Healthcare, Inc. | General Electric Company | Specified Philips Medical Equipment located in Cullman, AL | ||
Capella Healthcare, Inc. | General Electric Company | Specified Axis equipment | ||
Capella Healthcare, Inc. | General Electric Company | Specified Lorad equipment | ||
Capella Healthcare, Inc. | General Electric Capital Corporation | Specified Konica Minolta equipment | ||
Capella Healthcare, Inc. | Siemens Financial Services, Inc. | Specified Siemens equipment | ||
Columbia Capital Medical Center Limited Partnership | Capella Healthcare, Inc. | All assets | ||
Columbia Capital Medical Center Limited Partnership | Siemens Financial Services, Inc. | Specified equipment | ||
Columbia Capital Medical Center Limited Partnership | Siemens Financial Services, Inc. | Specified equipment | ||
Farmington Missouri Hospital Company, LLC | General Electric Capital Corporation | Specified GE equipment | ||
Parkway Medical Clinic, Inc. | GE Healthcare | Specified GEHC equipment | ||
River Park Hospital, Inc. | General Electric Capital Corporation | Specified GE equipment | ||
River Park Hospital, Inc. | AGFA Finance Corporation | Specified equipment | ||
River Park Hospital, Inc. | Siemens Healthcare Diagnostics Inc. | Specified equipment located in McMinnville, TN | ||
River Park Hospital, Inc. | Siemens Diagnostics Finance Co LLC | Specified equipment | ||
Russellville Holdings, LLC | Olympus America Inc. | Specified equipment |
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Debtor | Secured Party | Brief Description of Collateral | ||
Russellville Holdings, LLC | CIT Technology Financing Services I LLC | Specified equipment | ||
Southwestern Medical Center, LLC | Dade Behring, Inc. | Specified instrument located in Lawton, OK | ||
SP Acquisition Corp. | General Electric Capital Corporation | Specified GE equipment | ||
SP Acquisition Corporation | Dade Behring, Inc. | Specified equipment located in Jasper, TN | ||
Sparta Hospital Corporation | Siemens Diagnostics Finance Co. LLC | Specified equipment located in Sparta, TN | ||
White County Community Hospital, LLC | Capella Healthcare, Inc. | All assets. | ||
White County Community Hospital, LLC | Americorp Financial, LLC | Specified equipment | ||
Willamette Valley Medical Center, LLC | General Electric Capital Corporation | Specified Carinal Alaris equipment | ||
Willamette Valley Medical Center, LLC | Siemens Financial Services, Inc. | Equipment covered under Secured Party Agreement |
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1. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and Daniel S. Slipkovich | |
2. | Amendment No. 1 to Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc., Daniel S. Slipkovich and GTCR Fund VIII, L.P., dated as of May 12, 2006 | |
3. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and James Thomas Anderson | |
4. | Amendment No. 1 to Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc., James Thomas Anderson and GTCR Fund VIII, L.P., dated as of May 12, 2006 | |
5. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and David Andrew Slusser | |
6. | Amendment No. 1 to Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and David Andrew Slusser, dated as of May 12, 2006 | |
7. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and Michael Wiechart, dated as of May 26, 2009 | |
8. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and Howard T. Wall, III, dated as of November 7, 2005 | |
9. | Amendment No. 1 to Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc., Howard T. Wall, III and GTCR Fund VIII, L.P., dated as of May 12, 2006 | |
10. | Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc. and Denise Wilder Warren, dated as of October 17, 2005 | |
11. | Amendment No. 1 to Senior Management Agreement by and among Capella Holdings, Inc., Capella Healthcare, Inc., Denise Wilder Warren and GTCR Fund VIII, L.P., dated as of May 12, 2006 | |
12. | Professional Services Agreement, between GTCR Golder Rauner II, LLC and Capella Healthcare, Inc., dated as of May 4, 2005 | |
13. | Amendment No. 1 to Professional Services Agreement between GTCR Golder Rauner II, LLC and Capella Healthcare, Inc., dated as of November 30, 2005 |
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14. | Senior Management Agreement among Capella Holdings, Inc., Capella Healthcare, Inc. and Steve Brumfield, dated as of February 17, 2006 | |
15. | Senior Management Agreement among Capella Holdings, Inc., Capella Healthcare, Inc. and Robert Wampler, dated as of January 2, 2007. |
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