UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
|
FORM N-PX |
|
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
|
Investment Company Act file number 811-22641 |
|
Franklin Alternative Strategies Funds |
(Exact name of registrant as specified in charter) |
|
One Franklin Parkway, San Mateo, CA 94403-1906 |
(Address of principal executive offices) (Zip code) |
|
Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
|
Registrant's telephone number, including area code: (650) 312-2000 |
|
Date of fiscal year end: 5/31 |
|
Date of reporting period: 6/30/17 |
|
Item 1. Proxy Voting Records. |
ICA File Number: 811-22641
Registrant Name: Franklin Alternative Strategies Funds
Reporting Period: 07/01/2016 - 06/30/2017
Franklin K2 Alternative Strategies Fund-Master
| ||||
A.O. SMITH CORPORATION | ||||
Ticker: AOS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-GLOSTER B. CURRENT, JR. | Management | For | DNV |
1..2 | DIRECTOR-WILLIAM P. GREUBEL | Management | For | DNV |
1..3 | DIRECTOR-IDELLE K. WOLF | Management | For | DNV |
1..4 | DIRECTOR-GENE C. WULF | Management | For | DNV |
2. | PROPOSAL TO APPROVE, BY NONBINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | DNV |
3. | PROPOSAL TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | DNV |
4. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION | Management | For | DNV |
5. | PROPOSAL TO APPROVE PERFORMANCE GOALS AND RELATED MATTERS UNDER THE A.O. SMITH COMBINED INCENTIVE COMPENSATION PLAN | Management | For | DNV |
| ||||
ACCENTURE PLC | ||||
Ticker: ACN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jaime Ardila Gomez | Management | For | For |
2 | Elect Charles H. Giancarlo | Management | For | For |
3 | Elect Herbert Hainer | Management | For | For |
4 | Elect William L. Kimsey | Management | For | For |
5 | Elect Marjorie Magner | Management | For | For |
6 | Elect Nancy McKinstry | Management | For | For |
7 | Elect Pierre Nanterme | Management | For | For |
8 | Elect Gilles Pelisson | Management | For | For |
9 | Elect Paula A. Price | Management | For | For |
10 | Elect Arun Sarin | Management | For | For |
11 | Elect Frank K. Tang | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
17 | Issuance of Treasury Shares | Management | For | For |
| ||||
ACTIVISION BLIZZARD, INC. | ||||
Ticker: ATVI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert J. Corti | Management | For | For |
2 | Elect Hendrik Hartong III | Management | For | For |
3 | Elect Brian G. Kelly | Management | For | For |
4 | Elect Robert A. Kotick | Management | For | For |
5 | Elect Barry Meyer | Management | For | For |
6 | Elect Robert J. Morgado | Management | For | For |
7 | Elect Peter Nolan | Management | For | For |
8 | Elect Casey Wasserman | Management | For | For |
9 | Elect Elaine P. Wynn | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | Against |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
| ||||
ADIENT PLC | ||||
Ticker: ADNT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Barth | Management | For | For |
1b | Elect Director Julie L. Bushman | Management | For | For |
1c | Elect Director Raymond L. Conner | Management | For | For |
1d | Elect Director Richard Goodman | Management | For | For |
1e | Elect Director Frederick A. Henderson | Management | For | For |
1f | Elect Director R. Bruce McDonald | Management | For | For |
1g | Elect Director Barb J. Samardzich | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
ADOBE SYSTEMS INCORPORATED | ||||
Ticker: ADBE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amy L. Banse | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Robert K. Burgess | Management | For | For |
4 | Elect Frank A. Calderoni | Management | For | For |
5 | Elect James E. Daley | Management | For | For |
6 | Elect Laura B. Desmond | Management | For | For |
7 | Elect Charles M. Geschke | Management | For | For |
8 | Elect Shantanu Narayen | Management | For | For |
9 | Elect Daniel Rosensweig | Management | For | For |
10 | Elect John E. Warnock | Management | For | For |
11 | Amendment to the 2003 Equity Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
ADVANCED PROCESS SYSTEMS CORPORATION | ||||
Ticker: 54620 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Spin-off | Management | For | For |
2 | Amendments to Articles | Management | For | Against |
3 | Elect KIM Seung Han | Management | For | For |
4 | Elect KIM Hyun Cheol | Management | For | For |
5 | Non-Voting Meeting Note | Management | N/A | N/A |
6 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
ADVANCED PROCESS SYSTEMS CORPORATION | ||||
Ticker: 54620 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accoounts and Allocation of Profits/Dividends | Management | For | For |
2 | Elect JUNG Ki Ro | Management | For | For |
3 | Elect PARK Young Bae | Management | For | For |
4 | Elect KIM Boo Sik | Management | For | For |
5 | Directors' Fees | Management | For | For |
6 | Corporate Auditors' Fees | Management | For | For |
| ||||
AEGLEA BIOTHERAPEUTICS INC | ||||
Ticker: AGLE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Sandesh Mahatme | Management | For | For |
1.2 | Elect George Georgiou | Management | For | For |
1.3 | Elect Suzanne L. Bruhn | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Approval of Material Terms under the 2016 Equity Incentive Plan | Management | For | Against |
| ||||
AERIE PHARMACEUTICALS INC | ||||
Ticker: AERI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Vicente Anido, Jr. | Management | For | For |
1.2 | Elect Benjamin F. McGraw, III | Management | For | For |
1.3 | Elect Julie H. McHugh | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
| ||||
AETNA INC. | ||||
Ticker: AET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fernando Aguirre | Management | For | For |
2 | Elect Mark T. Bertolini | Management | For | For |
3 | Elect Frank M. Clark, Jr. | Management | For | For |
4 | Elect Betsy Z. Cohen | Management | For | For |
5 | Elect Molly J. Coye | Management | For | For |
6 | Elect Roger N. Farah | Management | For | For |
7 | Elect Jeffrey E. Garten | Management | For | For |
8 | Elect Ellen M. Hancock | Management | For | For |
9 | Elect Richard J. Harrington | Management | For | For |
10 | Elect Edward J. Ludwig | Management | For | For |
11 | Elect Joseph P. Newhouse | Management | For | For |
12 | Elect Olympia J. Snowe | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to the 2010 Stock Incentive Plan | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | N/A | 1 Year |
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| ||||
AGIOS PHARMACEUTICALS INC | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lewis C. Cantley | Management | For | For |
1.2 | Elect Paul J. Clancy | Management | For | For |
1.3 | Elect Ian T. Clark | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
AGIOS PHARMACEUTICALS INC. | ||||
Ticker: AGIO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lewis C. Cantley | Management | For | For |
1.2 | Elect Paul J. Clancy | Management | For | For |
1.3 | Elect Ian T. Clark | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
AKAMAI TECHNOLOGIES, INC. | ||||
Ticker: AKAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Monte Ford | Management | For | For |
2 | Elect Frederic V. Salerno | Management | For | For |
3 | Elect Bernardus Verwaayen | Management | For | For |
4 | Amendment to the 2013 Stock Incentive Plan | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
| ||||
AKZO NOBEL NV, AMSTERDAM | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPEN MEETING | Management | None | Did not vote |
2 | RECEIVE REPORT OF MANAGEMENT BOARD | Management | None | Did not vote |
3.A | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT- BOARD MEMBERS | Management | None | Did not vote |
3.B | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | For | DNV |
3.C | DISCUSS ON THE COMPANY'S DIVIDEND POLICY | Management | None | Did not vote |
3.D | APPROVE DIVIDENDS OF EUR1.65 PER SHARE | Management | For | DNV |
4.A | APPROVE DISCHARGE OF MANAGEMENT BOARD | Management | For | DNV |
4.B | APPROVE DISCHARGE OF SUPERVISORY BOARD | Management | For | DNV |
5.A | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER | Management | For | DNV |
5.B | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Management | For | DNV |
6 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | DNV |
7 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | DNV |
8 | OTHER BUSINESS | Management | None | Did not vote |
| ||||
ALERE INC | ||||
Ticker: ALR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
| ||||
ALERE INC | ||||
Ticker: ALR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Geoffrey S. Ginsburg | Management | For | For |
2 | Elect Carol R. Goldberg | Management | For | For |
3 | Elect John F. Levy | Management | For | For |
4 | Elect Brian A. Markison | Management | For | For |
5 | Elect Namal Nawana | Management | For | For |
6 | Elect Gregg J. Powers | Management | For | For |
7 | Elect John Quelch | Management | For | For |
8 | Elect James Roosevelt, Jr. | Management | For | For |
9 | Elect Tom F. McKillop | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | Against |
| ||||
ALEXION PHARMACEUTICALS INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Felix Baker | Management | For | For |
2 | Elect David R. Brennan | Management | For | For |
3 | Elect M. Michele Burns | Management | For | For |
4 | Elect Christopher J. Coughlin | Management | For | For |
5 | Elect Ludwig N. Hantson | Management | For | For |
6 | Elect John T. Mollen | Management | For | For |
7 | Elect R. Douglas Norby | Management | For | For |
8 | Elect Alvin S. Parven | Management | For | For |
9 | Elect Andreas Rummelt | Management | For | For |
10 | Elect Ann M. Veneman | Management | For | For |
11 | Approval of the 2017 Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
| ||||
ALEXION PHARMACEUTICALS, INC. | ||||
Ticker: ALXN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Felix Baker | Management | For | For |
2 | Elect David R. Brennan | Management | For | For |
3 | Elect M. Michele Burns | Management | For | For |
4 | Elect Christopher J. Coughlin | Management | For | For |
5 | Elect Ludwig N. Hantson | Management | For | For |
6 | Elect John T. Mollen | Management | For | For |
7 | Elect R. Douglas Norby | Management | For | For |
8 | Elect Alvin S. Parven | Management | For | For |
9 | Elect Andreas Rummelt | Management | For | For |
10 | Elect Ann M. Veneman | Management | For | For |
11 | Approval of the 2017 Incentive Plan | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
| ||||
ALIBABA GROUP HOLDING LIMITED | ||||
Ticker: BABA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Daniel Yong Zhang | Management | For | For |
2 | Elect Chee Hwa Tung | Management | For | For |
3 | Elect Jerry Yang | Management | For | For |
4 | Elect Wan Ling Martello | Management | For | For |
5 | Elect Eric Xiandong Jing | Management | For | For |
6 | Appointment of Auditor | Management | For | For |
| ||||
ALKERMES PLC | ||||
Ticker: ALKS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul J. Mitchell | Management | For | For |
2 | Elect Richard F. Pops | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Amendment to the 2011 Stock Option and Incentive Plan | Management | For | Against |
6 | Authority to Issue Shares with Preemptive Rights | Management | For | For |
7 | Right to Adjourn Meeting | Management | For | For |
8 | Authority to Issue Shares without Preemptive Rights | Management | For | Against |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nesli Basgoz | Management | For | For |
2 | Elect Paul M. Bisaro | Management | For | For |
3 | Elect James H. Bloem | Management | For | For |
4 | Elect Christopher W. Bodine | Management | For | For |
5 | Elect Adriane M. Brown | Management | For | For |
6 | Elect Christopher J. Coughlin | Management | For | For |
7 | Elect Catherine M. Klema | Management | For | For |
8 | Elect Peter J. McDonnell | Management | For | For |
9 | Elect Patrick J. O'Sullivan | Management | For | For |
10 | Elect Brenton L. Saunders | Management | For | For |
11 | Elect Ronald R. Taylor | Management | For | For |
12 | Elect Fred G. Weiss | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Approval of performance goals under the 2017 Annual Incentive Compensation Plan | Management | For | For |
17 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | Against |
| ||||
ALLERGAN PLC | ||||
Ticker: AGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nesli Basgoz | Management | For | For |
1b | Elect Director Paul M. Bisaro | Management | For | For |
1c | Elect Director James H. Bloem | Management | For | For |
1d | Elect Director Christopher W. Bodine | Management | For | For |
1e | Elect Director Adriane M. Brown | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Catherine M. Klema | Management | For | For |
1h | Elect Director Peter J. McDonnell | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Ronald R. Taylor | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
ALLIANCE DATA SYSTEMS CORPORATION | ||||
Ticker: ADS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bruce K. Anderson | Management | For | For |
2 | Elect Roger H. Ballou | Management | For | For |
3 | Elect Kelly J. Barlow | Management | For | For |
4 | Elect D. Keith Cobb | Management | For | For |
5 | Elect E. Linn Draper, Jr. | Management | For | For |
6 | Elect Edward J. Heffernan | Management | For | For |
7 | Elect Kenneth R. Jensen | Management | For | For |
8 | Elect Robert A. Minicucci | Management | For | For |
9 | Elect Timothy J. Theriault | Management | For | For |
10 | Elect Laurie A. Tucker | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
| ||||
ALLIED WORLD ASSURANCE COMPANY HLDGS, AG | ||||
Ticker: AWH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO AMEND THE ARTICLES OF ASSOCIATION TO REMOVE THE LIMITATION ON THE VOTING RIGHTS OF A HOLDER OF 10% OR MORE OF THE COMPANY'S COMMON SHARES. | Management | For | For |
2. | TO APPROVE THE PAYMENT OF A $5.00 SPECIAL DIVIDEND AND FORGO THE $0.26 QUARTERLY DIVIDEND. | Management | For | For |
3. | ANY NEW PROPOSALS (IF NO INSTRUCTION OR AN UNCLEAR INSTRUCTION IS GIVEN, YOUR VOTE WILL BE IN ACCORDANCE WITH THE RECOMMENDATION OF THE BOARD OF DIRECTORS). | Management | For | For |
| ||||
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG | ||||
Ticker: AWH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Scott A. Carmilani | Management | For | For |
1.3 | Elect Director Bart Friedman | Management | For | For |
1.4 | Elect Director Patricia L. Guinn | Management | For | For |
1.5 | Elect Director Fiona E. Luck | Management | For | For |
1.6 | Elect Director Patrick de Saint-Aignan | Management | For | For |
1.7 | Elect Director Eric S. Schwartz | Management | For | For |
1.8 | Elect Director Samuel J. Weinhoff | Management | For | For |
2 | Elect Scott A. Carmilani as Board Chairman | Management | For | Against |
3.1 | Appoint Barbara T. Alexander as Member of the Compensation Committee | Management | For | For |
3.2 | Appoint Bart Friedman as Member of the Compensation Committee | Management | For | For |
3.3 | Appoint Fiona E. Luck as Member of the Compensation Committee | Management | For | For |
3.4 | Appoint Patrick de Saint-Aignan as Member of the Compensation Committee | Management | For | For |
3.5 | Appoint Eric S. Schwartz as Member of the Compensation Committee | Management | For | For |
3.6 | Appoint Samuel J. Weinhoff as Member of the Compensation Committee | Management | For | For |
4 | Designate Buis Buergi AG as Independent Proxy | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
8 | Approve Retention of Disposable Profits | Management | For | For |
9 | Appoint Deloitte & Touche LLP as Independent Auditor and Deloitte AG as Statutory Auditor | Management | For | For |
10 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | For |
11 | Approve Discharge of Board and Senior Management | Management | For | For |
12 | Transact Other Business (Voting) | Management | For | Against |
| ||||
ALPHABET INC. | ||||
Ticker: GOOGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Larry Page | Management | For | For |
1.2 | Elect Sergey Brin | Management | For | For |
1.3 | Elect Eric E. Schmidt | Management | For | For |
1.4 | Elect L. John Doerr | Management | For | For |
1.5 | Elect Roger W. Ferguson, Jr. | Management | For | For |
1.6 | Elect Diane B. Greene | Management | For | For |
1.7 | Elect John L. Hennessy | Management | For | For |
1.8 | Elect Ann Mather | Management | For | Withhold |
1.9 | Elect Alan R. Mulally | Management | For | For |
1.10 | Elect Paul S. Otellini | Management | For | For |
1.11 | Elect K. Ram Shriram | Management | For | For |
1.12 | Elect Shirley M. Tilghman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2012 Stock Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
6 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
9 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | For |
10 | Shareholder Proposal Regarding Charitable Contributions Report | Shareholder | Against | Against |
11 | Shareholder Proposal Regarding Holy Land Principles | Shareholder | Against | Against |
12 | Shareholder Proposal Regarding False News | Shareholder | Against | Against |
| ||||
ALPS ELECTRIC CO LIMITED | ||||
Ticker: 6770 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect Masataka Kataoka | Management | For | For |
4 | Elect Toshihiro Kuriyama | Management | For | For |
5 | Elect Takashi Kimoto | Management | For | For |
6 | Elect Yasuo Sasao | Management | For | For |
7 | Elect Yoshitada Amagishi | Management | For | For |
8 | Elect Junichi Umehara | Management | For | For |
9 | Elect Hitoshi Edagawa | Management | For | For |
10 | Elect Takeshi Daiohmaru | Management | For | For |
11 | Elect Akihiko Okayasu | Management | For | For |
12 | Elect Tetsuhiro Saeki | Management | For | For |
13 | Elect Yohichiroh Kega | Management | For | For |
14 | Elect Hiroyuki Satoh | Management | For | For |
| ||||
ALTRIA GROUP, INC. | ||||
Ticker: MO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | Against |
1.6 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.7 | Elect Director W. Leo Kiely, III | Management | For | For |
1.8 | Elect Director Kathryn B. McQuade | Management | For | For |
1.9 | Elect Director George Munoz | Management | For | For |
1.10 | Elect Director Nabil Y. Sakkab | Management | For | For |
1.11 | Elect Director Virginia E. Shanks | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Cease Tobacco-Related Advertising | Shareholder | Against | Against |
| ||||
AMAZON.COM, INC. | ||||
Ticker: AMZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jeffrey P. Bezos | Management | For | For |
2 | Elect Tom A. Alberg | Management | For | For |
3 | Elect John Seely Brown | Management | For | For |
4 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Daniel P. Huttenlocher | Management | For | For |
6 | Elect Judith A. McGrath | Management | For | For |
7 | Elect Jonathan J. Rubinstein | Management | For | For |
8 | Elect Thomas O. Ryder | Management | For | For |
9 | Elect Patricia Q. Stonesifer | Management | For | For |
10 | Elect Wendell P. Weeks | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
14 | Amendment to the 1997 Stock Incentive Plan | Management | For | For |
15 | Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | Shareholder | Against | Against |
17 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against |
| ||||
AMICUS THERAPEUTICS INC | ||||
Ticker: FOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ted W. Love | Management | For | For |
1.2 | Elect Robert Essner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Ray Stata | Management | For | For |
2 | Elect Vincent T. Roche | Management | For | For |
3 | Elect James A. Champy | Management | For | For |
4 | Elect Bruce R. Evans | Management | For | For |
5 | Elect Edward H. Frank | Management | For | For |
6 | Elect Mark M. Little | Management | For | For |
7 | Elect Neil S. Novich | Management | For | For |
8 | Elect Kenton J. Sicchitano | Management | For | For |
9 | Elect Lisa T. Su | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
| ||||
ANALOG DEVICES, INC. | ||||
Ticker: ADI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ray Stata | Management | For | For |
1b | Elect Director Vincent Roche | Management | For | For |
1c | Elect Director James A. Champy | Management | For | For |
1d | Elect Director Bruce R. Evans | Management | For | For |
1e | Elect Director Edward H. Frank | Management | For | For |
1f | Elect Director Mark M. Little | Management | For | For |
1g | Elect Director Neil Novich | Management | For | For |
1h | Elect Director Kenton J. Sicchitano | Management | For | For |
1i | Elect Director Lisa T. Su | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA | Management | For | For |
B.2 | Receive Special Board Report and Special Auditor Report Re: Item 1 | Management | Non-voting item | |
B.3 | Receive Information on Modifications to the Assets and Liabilities of the Merging Companies | Management | Non-voting item | |
B.4 | Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
B.5 | Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
C.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ||||
ANHEUSER-BUSCH INBEV SA | ||||
Ticker: ABI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A.1 | Approve Matters Relating to the Acquisition of SABMiller plc by Anheuser-Busch InBev SA | Management | For | For |
B.2 | Receive Special Board Report and Special Auditor Report Re: Item 1 | Management | None | None |
B.3 | Receive Information on Modifications to the Assets and Liabilities of the Merging Companies | Management | None | None |
B.4 | Approve Transfer of Assets and Liabilities Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
B.5 | Approve Delisting Re: SABMILLER plc and Anheuser-Busch Inbev SA Transaction | Management | For | For |
C.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect James A. Bell | Management | For | For |
2 | Elect Timothy D. Cook | Management | For | For |
3 | Elect Albert A. Gore | Management | For | For |
4 | Elect Robert A. Iger | Management | For | For |
5 | Elect Andrea Jung | Management | For | For |
6 | Elect Arthur D. Levinson | Management | For | For |
7 | Elect Ronald D. Sugar | Management | For | For |
8 | Elect Susan L. Wagner | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Shareholder Proposal Regarding Charitable Donations | Shareholder | Against | Against |
13 | Shareholder Proposal Regarding Racial Diversity of Board and Management | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Executive Compensation Reform | Shareholder | Against | Against |
16 | Shareholder Proposal Regarding Retention of Shares Until Normal Retirement Age | Shareholder | Against | Against |
| ||||
APPLE INC. | ||||
Ticker: AAPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Bell | Management | For | For |
1.2 | Elect Director Tim Cook | Management | For | For |
1.3 | Elect Director Al Gore | Management | For | For |
1.4 | Elect Director Bob Iger | Management | For | For |
1.5 | Elect Director Andrea Jung | Management | For | For |
1.6 | Elect Director Art Levinson | Management | For | For |
1.7 | Elect Director Ron Sugar | Management | For | For |
1.8 | Elect Director Sue Wagner | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years |
5 | Disclose Charitable Contributions | Shareholder | Against | Against |
6 | Adopt Policy to Increase Diversity of Senior Management and Board of Directors | Shareholder | Against | Against |
7 | Proxy Access Amendments | Shareholder | Against | Against |
8 | Engage Outside Independent Experts for Compensation Reforms | Shareholder | Against | Against |
9 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
| ||||
ARISTA NETWORKS, INC. | ||||
Ticker: ANET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark B. Templeton | Management | For | For |
1.2 | Elect Nikos Theodosopoulos | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
ASSEMBLY BIOSCIENCES INC | ||||
Ticker: ASMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anthony E. Altig | Management | For | For |
1.2 | Elect Mark Auerbach | Management | For | For |
1.3 | Elect Richard DiMarchi | Management | For | For |
1.4 | Elect Myron Z. Holubiak | Management | For | For |
1.5 | Elect William Ringo | Management | For | For |
1.6 | Elect Alan J. Lewis | Management | For | For |
1.7 | Elect Derek Small | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
14 | Elect Marcus Wallenberg | Management | For | For |
15 | Remuneration Report (Advisory) | Management | For | For |
16 | Remuneration Policy (Binding) | Management | For | For |
17 | Authorisation of Political Donations | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Repurchase Shares | Management | For | For |
21 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| ||||
ASTRAZENECA PLC | ||||
Ticker: AZN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Appointment of Auditor | Management | For | For |
4 | Authority to Set Auditor's Fees | Management | For | For |
5 | Elect Leif Johansson | Management | For | For |
6 | Elect Pascal Soriot | Management | For | For |
7 | Elect Marc Dunoyer | Management | For | For |
8 | Elect Genevieve B. Berger | Management | For | For |
9 | Elect Philip Broadley | Management | For | For |
10 | Elect Bruce Burlington | Management | For | For |
11 | Elect Graham Chipchase | Management | For | For |
12 | Elect Rudy H.P. Markham | Management | For | For |
13 | Elect Shriti Vadera | Management | For | For |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randall L. Stephenson | Management | For | For |
2 | Elect Samuel A. Di Piazza, Jr. | Management | For | For |
3 | Elect Richard W. Fisher | Management | For | For |
4 | Elect Scott T. Ford | Management | For | For |
5 | Elect Glenn H. Hutchins | Management | For | For |
6 | Elect William E. Kennard | Management | For | For |
7 | Elect Michael B. McCallister | Management | For | For |
8 | Elect Beth E. Mooney | Management | For | For |
9 | Elect Joyce M. Roche | Management | For | For |
10 | Elect Matthew K. Rose | Management | For | For |
11 | Elect Cindy B. Taylor | Management | For | For |
12 | Elect Laura D'Andrea Tyson | Management | For | For |
13 | Elect Geoffrey Y. Yang | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
19 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
20 | Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
AT&T INC. | ||||
Ticker: T | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Richard W. Fisher | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director Glenn H. Hutchins | Management | For | For |
1.6 | Elect Director William E. Kennard | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director Beth E. Mooney | Management | For | For |
1.9 | Elect Director Joyce M. Roche | Management | For | For |
1.10 | Elect Director Matthew K. Rose | Management | For | For |
1.11 | Elect Director Cynthia B. Taylor | Management | For | Against |
1.12 | Elect Director Laura D'Andrea Tyson | Management | For | For |
1.13 | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Indirect Political Contributions | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
7 | Amend Proxy Access Right | Shareholder | Against | Against |
8 | Provide Right to Act by Written Consent | Shareholder | Against | For |
| ||||
ATENTO S.A | ||||
Ticker: ATTO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Management Report of Company Accounts | Management | For | For |
2 | ApprovalaofatheaIndividualaAccounts | Management | For | For |
3 | Approval of Allocation of Annual Results | Management | For | For |
4 | Accounts and Reports | Management | For | For |
5 | Discharge Members of the Board | Management | For | For |
6 | Approve Appointment of David Garner, to Fill Board Vacancy | Management | For | For |
7 | Elect Francisco Tosta Valim Filho | Management | For | For |
8 | Elect Melissa Bethell | Management | For | For |
9 | Elect Devin O'Reilly | Management | For | For |
10 | Appointment of Auditor | Management | For | For |
11 | Renumeration of Directors of the Company | Management | For | For |
12 | Amendments to Articles | Management | For | Against |
| ||||
AUDENTES THERAPEUTICS INC | ||||
Ticker: BOLD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jonathan T. Silverstein | Management | For | For |
1.2 | Elect Thomas J. Schuetz | Management | For | For |
1.3 | Elect Thomas Woiwode | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
AUTOMATIC DATA PROCESSING, INC. | ||||
Ticker: ADP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Peter Bisson | Management | For | For |
1.2 | Elect Richard T. Clark | Management | For | For |
1.3 | Elect Eric C. Fast | Management | For | For |
1.4 | Elect Linda R. Gooden | Management | For | For |
1.5 | Elect Michael P. Gregoire | Management | For | For |
1.6 | Elect R. Glenn Hubbard | Management | For | For |
1.7 | Elect John P. Jones | Management | For | For |
1.8 | Elect William J. Ready | Management | For | For |
1.9 | Elect Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Sandra S. Wijnberg | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
AUTONATION, INC. | ||||
Ticker: AN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Rick L. Burdick | Management | For | For |
1.3 | Elect Director Tomago Collins | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Karen C. Francis | Management | For | For |
1.6 | Elect Director Robert R. Grusky | Management | For | For |
1.7 | Elect Director Kaveh Khosrowshahi | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director G. Mike Mikan | Management | For | For |
1.10 | Elect Director Alison H. Rosenthal | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
AUTONATION, INC. | ||||
Ticker: AN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mike Jackson | Management | For | For |
1.2 | Elect Director Rick L. Burdick | Management | For | For |
1.3 | Elect Director Tomago Collins | Management | For | For |
1.4 | Elect Director David B. Edelson | Management | For | For |
1.5 | Elect Director Karen C. Francis | Management | For | For |
1.6 | Elect Director Robert R. Grusky | Management | For | For |
1.7 | Elect Director Kaveh Khosrowshahi | Management | For | For |
1.8 | Elect Director Michael Larson | Management | For | For |
1.9 | Elect Director G. Mike Mikan | Management | For | For |
1.10 | Elect Director Alison H. Rosenthal | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
AUTOZONE, INC. | ||||
Ticker: AZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTOZONE, INC. | ||||
Ticker: AZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
AUTOZONE, INC. | ||||
Ticker: AZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Brooks | Management | For | For |
1.2 | Elect Director Linda A. Goodspeed | Management | For | For |
1.3 | Elect Director Sue E. Gove | Management | For | For |
1.4 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.5 | Elect Director Enderson Guimaraes | Management | For | For |
1.6 | Elect Director J. R. Hyde, III | Management | For | For |
1.7 | Elect Director D. Bryan Jordan | Management | For | For |
1.8 | Elect Director W. Andrew McKenna | Management | For | For |
1.9 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.10 | Elect Director Luis P. Nieto | Management | For | For |
1.11 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | For |
| ||||
AVEXIS INC | ||||
Ticker: AVXS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul Manning | Management | For | For |
1.2 | Elect Sean Nolan | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
AXIALL CORPORATION | ||||
Ticker: AXLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED JUNE 10, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG AXIALL CORPORATION, WESTLAKE CHEMICAL CORPORATION AND LAGOON MERGER SUB, INC., AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT (TEXT TRUNCATED DUE TO SPA | Management | For | For |
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR MAY BECOME PAYABLE TO AXIALL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH, OR FOLLOWING, THE CONSUMMATION OF THE MERGER. | Management | For | For |
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY AND SUBJECT TO THE TERMS OF THE MERGER AGREEMENT, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE MERGER AGREEMENT. | Management | For | For |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | Withhold |
1.2 | Elect Director George M. Smart | Management | For | Withhold |
1.3 | Elect Director Theodore M. Solso | Management | For | Withhold |
1.4 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BALL CORPORATION | ||||
Ticker: BLL US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Election of Directors: John A. Hayes; George M. Smart; Theodore M. Solso; Stuart A. Taylor II | Management | FOR | FOR |
2 | Ratify the appointment of Pricewaterhousecoopers LLP as the independent registered public accounting firm for the corporation for 2017 | Management | FOR | FOR |
3 | Approve the ammended and restated 2013 Stock and Cash Incentive Plan | Management | FOR | FOR |
4 | Approve by non-bidding vote the compensation paid to named executive officers | Management | FOR | FOR |
5 | Approve by non-bidding vote the frequency of the non-bidding shareholder vote to approve the compensation of the named executive officers | Management | FOR | FOR |
| ||||
BALL CORPORATION | ||||
Ticker: BLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Hayes | Management | For | Withhold |
1.2 | Elect Director George M. Smart | Management | For | Withhold |
1.3 | Elect Director Theodore M. Solso | Management | For | Withhold |
1.4 | Elect Director Stuart A. Taylor, II | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
BARCLAYS PLC | ||||
Ticker: BARC LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To receive the creports of the Directors and auditors and the audited accounts of the company for the year ended 31 December 2016 | Management | FOR | FOR |
2 | To approve the Directors remmuneration report other than the part containing the Remuneration policy for the year ended 31 December 2016 | Management | FOR | FOR |
3 | To approve the Directors remuneration policy contained in the directors remuneration report for the year ended 31 Decemeber 2016 | Management | FOR | FOR |
4 | To appoint Mary Francis as Director of the company | Management | FOR | FOR |
5 | To appoint Sir Ian Cheshire as a Direcor of the company | Management | FOR | FOR |
6 | To reappoint Mike Ashley as a Director of the company | Management | FOR | FOR |
7 | To reappoint Tim Breedon as a Director of the company | Management | FOR | FOR |
8 | To reappoint Crawfor Gillies as a Director of the company | Management | FOR | FOR |
9 | To reappoint Sir Gerry Grimstone as a Director of the company | Management | FOR | FOR |
10 | To reappoint Reuben Jeffrey III as a Director of the company | Management | FOR | FOR |
11 | To reappoint John McFarlane as a Director of the company | Management | FOR | FOR |
12 | To reappoint Tushar Morzaria as a Director of the company | Management | FOR | FOR |
13 | To reappoint Damisa Moyo as a Director of the company | Management | FOR | FOR |
14 | To reappoint Diane Scheuneman as a Director of the company | Management | FOR | FOR |
15 | To reappoint James Staley as a Director of the company | Management | FOR | FOR |
16 | To appoint KPMG LLP a auditors of the company | Management | FOR | FOR |
17 | To authorise the Board audit committee to set the remuneration of the auditors | Management | FOR | FOR |
18 | To authorise the company and its subsidiaries to make political donations and incur political expenditure | Management | FOR | FOR |
19 | To authorise the Directors to allot Equity shares and Equity securities | Management | FOR | FOR |
20 | To authoise the Directors to allot equity securities for cash and or to sell treasury shares other than on a pro rata basis to sharehoders of no more than 5% of ISC | Management | FOR | FOR |
21 | To authorise the Directs to allot Equity securities for cash and or to sell Treasury shares other than on a pro rata basis to shareholder of no more than 5% | Management | FOR | FOR |
22 | Authorise Directors to allot Equity securities in relation t the issuance of contingent Equity conversion notes | Management | FOR | FOR |
23 | Authorise Directors to allot Equity securities for cash other than on a pro ratabasis to shareholders in relation to the issuance of contingent ECNS | Management | FOR | FOR |
24 | Authorise the ccompany to purchase its own shares | Management | FOR | FOR |
25 | Authorise Directors to call General meetings other than an AGM on not less than 14 clear days notice | Management | FOR | FOR |
26 | Approve Amendment of the Barclays Long Term incentive Plan | Management | FOR | FOR |
| ||||
BB&T CORPORATION | ||||
Ticker: BBT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer S. Banner | Management | For | For |
1.2 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.3 | Elect Director Anna R. Cablik | Management | For | For |
1.4 | Elect Director James A. Faulkner | Management | For | For |
1.5 | Elect Director I. Patricia Henry | Management | For | For |
1.6 | Elect Director Eric C. Kendrick | Management | For | Against |
1.7 | Elect Director Kelly S. King | Management | For | Against |
1.8 | Elect Director Louis B. Lynn | Management | For | For |
1.9 | Elect Director Charles A. Patton | Management | For | For |
1.10 | Elect Director Nido R. Qubein | Management | For | Against |
1.11 | Elect Director William J. Reuter | Management | For | Against |
1.12 | Elect Director Tollie W. Rich, Jr. | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director Thomas E. Skains | Management | For | For |
1.15 | Elect Director Thomas N. Thompson | Management | For | For |
1.16 | Elect Director Stephen T. Williams | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
BE AEROSPACE, INC. | ||||
Ticker: BEAV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 23, 2016, BY AND AMONG ROCKWELL COLLINS, INC., QUARTERBACK MERGER SUB CORP. AND B/E AEROSPACE, INC., AS AMENDED FROM TIME TO TIME. | Management | For | For |
2. | APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO B/E AEROSPACE'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE PROPOSED TRANSACTIONS. | Management | For | For |
3. | APPROVE ANY PROPOSAL TO ADJOURN THE B/E AEROSPACE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For |
| ||||
BECTON, DICKINSON AND COMPANY | ||||
Ticker: BDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Catherine M. Burzik | Management | For | For |
1.3 | Elect Director R. Andrew Eckert | Management | For | For |
1.4 | Elect Director Vincent A. Forlenza | Management | For | For |
1.5 | Elect Director Claire M. Fraser | Management | For | For |
1.6 | Elect Director Christopher Jones | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.9 | Elect Director James F. Orr | Management | For | For |
1.10 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.11 | Elect Director Claire Pomeroy | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
BECTON, DICKINSON AND COMPANY | ||||
Ticker: BDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Catherine M. Burzik | Management | For | For |
1.3 | Elect Director R. Andrew Eckert | Management | For | For |
1.4 | Elect Director Vincent A. Forlenza | Management | For | For |
1.5 | Elect Director Claire M. Fraser | Management | For | For |
1.6 | Elect Director Christopher Jones | Management | For | For |
1.7 | Elect Director Marshall O. Larsen | Management | For | For |
1.8 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.9 | Elect Director James F. Orr | Management | For | For |
1.10 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.11 | Elect Director Claire Pomeroy | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
| ||||
BENEFITFOCUS INC | ||||
Ticker: BNFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Shawn A. Jenkins | Management | For | For |
1.2 | Elect Joseph P. DiSabato | Management | For | For |
1.3 | Elect A. Lanham Napier | Management | For | For |
2 | Amendment to the 2012 Stock Plan | Management | For | For |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
1.12 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Assess and Report on Exposure to Climate Change Risks | Shareholder | Against | For |
6 | Require Divestment from Fossil Fuels | Shareholder | Against | Against |
| ||||
BERKSHIRE HATHAWAY INC. | ||||
Ticker: BRK.B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Thomas S. Murphy | Management | For | For |
1.10 | Elect Director Ronald L. Olson | Management | For | For |
1.11 | Elect Director Walter Scott, Jr. | Management | For | For |
1.12 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Assess and Report on Exposure to Climate Change Risks | Shareholder | Against | For |
6 | Require Divestment from Fossil Fuels | Shareholder | Against | Against |
| ||||
BIOCRYST PHARMACEUTICALS INC. | ||||
Ticker: BCRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George B. Abercrombie | Management | For | For |
1.2 | Elect Stanley C. Erck | Management | For | For |
1.3 | Elect Jon P. Stonehouse | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the Stock Incentive Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
BIOMARIN PHARMACEUTICAL INC. | ||||
Ticker: BMRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Willard H. Dere | Management | For | For |
1.3 | Elect Michael Grey | Management | For | For |
1.4 | Elect Elaine J. Heron | Management | For | For |
1.5 | Elect V. Bryan Lawlis, Jr. | Management | For | For |
1.6 | Elect Alan J. Lewis | Management | For | For |
1.7 | Elect Richard A. Meier | Management | For | For |
1.8 | Elect David Pyott | Management | For | For |
1.9 | Elect Dennis J. Slamon | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Approve 2017 Equity Incentive Plan | Management | For | For |
6 | Increase of Authorized Common Stock and Technical Amendments to Certificate of Incorporation | Management | For | Against |
| ||||
BLACKBAUD, INC. | ||||
Ticker: BLKB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Timothy C.K. Chou | Management | For | For |
2 | Elect Peter J. Kight | Management | For | For |
3 | Elect Joyce M. Nelson | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
6 | Ratification of Auditor | Management | For | For |
| ||||
BLACKHAWK NETWORK HOLDINGS INC | ||||
Ticker: HAWK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Anil D. Aggarwal | Management | For | For |
1.2 | Elect Richard H. Bard | Management | For | For |
1.3 | Elect Thomas Barnds | Management | For | For |
1.4 | Elect Steven A. Burd | Management | For | For |
1.5 | Elect Robert L. Edwards | Management | For | For |
1.6 | Elect Jeffrey H. Fox | Management | For | For |
1.7 | Elect Mohan S. Gyani | Management | For | For |
1.8 | Elect Paul M. Hazen | Management | For | For |
1.9 | Elect Robert B. Henske | Management | For | For |
1.10 | Elect Talbott Roche | Management | For | For |
1.11 | Elect Arun Sarin | Management | For | For |
1.12 | Elect William Y. Tauscher | Management | For | For |
1.13 | Elect Jane J. Thompson | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Amendment to the 2013 Equity Incentive Award Plan | Management | For | For |
| ||||
BLUEBIRD BIO, INC. | ||||
Ticker: BLUE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nick Leschly | Management | For | For |
2 | Elect Mark Vachon | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
BLUEPRINT MEDICINES CORP | ||||
Ticker: BPMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alexis Borisy | Management | For | For |
1.2 | Elect Lonnel Coats | Management | For | For |
1.3 | Elect Charles A. Rowland, Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
BOLIDEN AB, STOCKHOLM | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Management | None | Did not vote |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY Q | Management | None | Did not vote |
1 | OPENING OF THE ANNUAL GENERAL MEETING | Management | None | Did not vote |
2 | ELECTION OF THE CHAIRMAN OF THE MEETING: ULLBERG | Management | None | Did not vote |
3 | PREPARATION AND APPROVAL OF THE VOTING REGISTER | Management | None | Did not vote |
4 | APPROVAL OF THE AGENDA | Management | None | Did not vote |
5 | ELECTION OF TWO PERSONS TO VERIFY THE MINUTES TOGETHER WITH THE CHAIRMAN | Management | None | Did not vote |
6 | DETERMINATION WHETHER THE MEETING HAS BEEN DULY CONVENED | Management | None | Did not vote |
7 | PRESENTATION OF THE ANNUAL REPORT AND AUDITORS' REPORT AS WELL AS THE- CONSOLIDATED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE GROUP-(INCLUDING THE AUDITOR'S STATEMENT REGARDING THE GUIDELINES FOR REMUNERATION-TO THE GROUP MANAGEMENT IN EFFECT SINC | Management | None | Did not vote |
8 | REPORT ON THE WORK OF THE BOARD OF DIRECTORS, ITS REMUNERATION COMMITTEE AND- ITS AUDIT COMMITTEE | Management | None | Did not vote |
9 | THE PRESIDENT'S ADDRESS | Management | None | Did not vote |
10 | REPORT ON THE AUDIT WORK DURING 2016 | Management | None | Did not vote |
11 | RESOLUTIONS REGARDING ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | For | For |
12 | RESOLUTION REGARDING APPROPRIATION OF THE COMPANY'S PROFIT IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND DETERMINATION OF THE RECORD DAY FOR THE RIGHT TO RECEIVE DIVIDEND: THE BOARD OF DIRECTORS PROPOSES A DIVIDEND TO THE SHAREHOLDERS OF SEK 5.25 (3.25 | Management | For | For |
13 | RESOLUTION REGARDING DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT | Management | For | For |
14 | RESOLUTION ON THE NUMBER OF BOARD MEMBERS AND AUDITORS TO BE APPOINTED BY THE ANNUAL GENERAL MEETING: THE NOMINATION COMMITTEE PROPOSES THE APPOINTMENT OF EIGHT BOARD MEMBERS AND ONE REGISTERED ACCOUNTING FIRM AS AUDITOR | Management | For | For |
15 | RESOLUTION ON FEES FOR THE BOARD OF DIRECTORS | Management | For | For |
16 | ELECTION OF THE MEMBERS AND CHAIRMAN OF THE BOARD OF DIRECTORS: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF BOARD MEMBERS MARIE BERGLUND, TOM ERIXON, LENNART EVRELL, MICHAEL G:SON LOW, ELISABETH NILSSON, ANDERS ULLBERG AND PEKKA VAURAMO AND THAT PIA | Management | For | For |
17 | RESOLUTION ON FEES FOR THE AUDITOR | Management | For | For |
18 | RESOLUTION ON THE APPOINTMENT OF AUDITOR: THE NOMINATION COMMITTEE PROPOSES ELECTION OF THE ACCOUNTING FIRM DELOITTE AB AS AUDITOR FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For |
19 | RESOLUTION REGARDING GUIDELINES FOR REMUNERATION FOR THE GROUP MANAGEMENT | Management | For | For |
20 | ELECTION OF MEMBERS OF THE NOMINATION COMMITTEE: THE NOMINATION COMMITTEE PROPOSES THAT JAN ANDERSSON (SWEDBANK ROBUR FONDER), CHAIRMAN OF THE NOMINATION COMMITTEE, LARS ERIK FORSGARDH, OLA PETER GJESSING (NORGES BANK INVESTMENT MANAGEMENT), ANDERS OSCARS | Management | For | For |
21 | QUESTIONS | Management | None | Did not vote |
22 | CLOSING OF THE ANNUAL GENERAL MEETING | Management | None | Did not vote |
| ||||
BOSTON SCIENTIFIC CORP. | ||||
Ticker: BSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Nelda J. Connors | Management | For | For |
2 | Elect Charles J. Dockendorff | Management | For | For |
3 | Elect Yoshiaki Fujimori | Management | For | For |
4 | Elect Donna A. James | Management | For | For |
5 | Elect Edward J. Ludwig | Management | For | For |
6 | Elect Stephen P. MacMillan | Management | For | For |
7 | Elect Michael F. Mahoney | Management | For | For |
8 | Elect David J. Roux | Management | For | For |
9 | Elect John E. Sununu | Management | For | For |
10 | Elect Ellen M. Zane | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
13 | Ratification of Auditor | Management | For | For |
| ||||
BRENNTAG AG | ||||
Ticker: BNR GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Presentation of the adopted annual financial statements, the approved consolidated financial statements as well as the combined group management report and management report and the report of the supervisory board, in each case for the 2016 financial year | Management | TNA | TNA |
2 | Appropriation of the distributable profit for the 2016 financial year | Management | FOR | FOR |
3 | Ratification of the acts of the members of the board of management for the 2016 financial year | Management | FOR | FOR |
4 | Ratification of the acts of the members of the supervisory board for the 2016 financial year | Management | FOR | FOR |
5 | Appointment of the auditors and consolidated group auditors for the 2017 financial year as well as the auditors for the audit reviews of interim financial reports | Management | FOR | FOR |
6.1 | Elections of the supervisory board: Wijnand P. Donkers | Management | FOR | FOR |
6.2 | Elections of the supervisory board: Ulrich M. Harnacke | Management | FOR | FOR |
7 | Change of registered office and amendment of the articles of association | Management | FOR | FOR |
8 | Change of section 18 of the articles of association | Management | FOR | FOR |
| ||||
BRISTOL-MYERS SQUIBB CO. | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Peter J. Arduini | Management | For | For |
2 | Elect Robert J. Bertolini | Management | For | For |
3 | Elect Giovanni Caforio | Management | For | For |
4 | Elect Matthew W. Emmens | Management | For | For |
5 | Elect Laurie H. Glimcher | Management | For | For |
6 | Elect Michael Grobstein | Management | For | For |
7 | Elect Alan J. Lacy | Management | For | For |
8 | Elect Dinesh Paliwal | Management | For | For |
9 | Elect Theodore R. Samuels | Management | For | For |
10 | Elect Gerald Storch | Management | For | For |
11 | Elect Vicki L. Sato | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m) | Management | For | For |
15 | Amendment to the 2012 Stock Award and Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| ||||
BRISTOL-MYERS SQUIBB COMPANY | ||||
Ticker: BMY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter J. Arduini | Management | For | Against |
1B | Elect Director Robert J. Bertolini | Management | For | Against |
1C | Elect Director Giovanni Caforio | Management | For | For |
1D | Elect Director Matthew W. Emmens | Management | For | For |
1E | Elect Director Laurie H. Glimcher | Management | For | For |
1F | Elect Director Michael Grobstein | Management | For | Against |
1G | Elect Director Alan J. Lacy | Management | For | Against |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Theodore R. Samuels | Management | For | Against |
1J | Elect Director Gerald L. Storch | Management | For | Against |
1K | Elect Director Vicki L. Sato | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
BROADCOM LIMITED | ||||
Ticker: AVGO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Hock E. Tan | Management | For | For |
2 | Elect James V. Diller, Sr. | Management | For | For |
3 | Elect Lewis C. Eggebrecht | Management | For | For |
4 | Elect Kenneth Y. Hao | Management | For | For |
5 | Elect Eddy W. Hartenstein | Management | For | For |
6 | Elect Check Kian Low | Management | For | For |
7 | Elect Donald Macleod | Management | For | For |
8 | Elect Peter J. Marks | Management | For | For |
9 | Elect Dr. Henry S. Samueli | Management | For | For |
10 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
11 | Authority to Issue Ordinary and Special Preference Shares | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
BROCADE COMMUNICATIONS SYSTEMS, INC. | ||||
Ticker: BRCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JUDY BRUNER | Management | For | For |
1B. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For |
1C. | ELECTION OF DIRECTOR: RENATO A. DIPENTIMA | Management | For | For |
1D. | ELECTION OF DIRECTOR: ALAN L. EARHART | Management | For | For |
1E. | ELECTION OF DIRECTOR: JOHN W. GERDELMAN | Management | For | For |
1F. | ELECTION OF DIRECTOR: KIM C. GOODMAN | Management | For | For |
1G. | ELECTION OF DIRECTOR: DAVID L. HOUSE | Management | For | For |
1H. | ELECTION OF DIRECTOR: L. WILLIAM KRAUSE | Management | For | For |
1I. | ELECTION OF DIRECTOR: DAVID E. ROBERSON | Management | For | For |
1J. | ELECTION OF DIRECTOR: SANJAY VASWANI | Management | For | For |
2. | NONBINDING ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | Management | For | For |
3. | NONBINDING ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | 1 Year |
4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2009 STOCK PLAN | Management | For | For |
5. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER 28, 2017 | Management | For | For |
| ||||
BUZZI UNICEM SPA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 753795 DUE TO RECEIPT OF-SLATES FOR DIRECTORS AND AUDITORS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU. | Management | None | Did not vote |
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 15 MAY 2017 (AND A THIRD CALL ON 16 MAY 2017). CONSEQUENTLY,-YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS-AMENDED. THANK YOU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/Approved/99999Z/19840 101/NPS_316774.PDF | Management | None | Did not vote |
O.1 | BALANCE SHEET AS OF 31 DECEMBER 2016, REPORT ON MANAGEMENT ACTIVITY AND INTERNAL AUDITORS REPORT ON THE FINANCIAL YEAR 2016, NET INCOME ALLOCATION, RESOLUTIONS RELATED THERETO | Management | For | DNV |
O.2 | CAPITAL RESERVE DISTRIBUTION | Management | For | DNV |
O.3 | RESOLUTIONS ON THE PURCHASE AND DISPOSAL OF OWN SHARES AS PER ARTICLES 2357 AND 2357 TER OF THE ITALIAN CIVIL CODE | Management | For | DNV |
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS BOARD OF- DIRECTORS, THERE IS ONLY 1 SLATE AVAILABLE TO BE FILLED AT THE MEETING. THE-STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE TO-INSTRUCT, YOU ARE REQUIRED TO | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTE RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE SLATE UNDER RESOLUTIONS O.4.1 AND O.4.2 | Management | None | Did not vote |
O.4.1 | TO APPOINT THE BOARD OF DIRECTORS, UPON STATING DIRECTORS' NUMBER, THEIR TERM OF OFFICE AND EMOLUMENT, RESOLUTIONS RELATED THERETO, LIST PRESENTED BY SHAREHOLDERS PRESA S.P.A. AND FIMEDI S.P.A., REPRESENTING 58.634PCT OF COMPANY'S STOCK CAPITAL: ENRICO BU | Management | For | DNV |
O.4.2 | TO APPOINT THE BOARD OF DIRECTORS, UPON STATING DIRECTORS' NUMBER, THEIR TERM OF OFFICE AND EMOLUMENT, RESOLUTIONS RELATED THERETO, LIST PRESENTED BY SHAREHOLDERS ARCA FONDI SGR S.P.A., MANAGING THE FUND ARCA AZIONI ITALIA, ETICA S.G.R. S.P.A., MANAGING T | Management | For | DNV |
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 OPTIONS TO INDICATE A PREFERENCE ON-THIS RESOLUTION, ONLY ONE CAN BE SELECTED. THE STANDING INSTRUCTIONS FOR THIS-MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR-ONLY 1 OF THE 2 OPTIONS BELOW | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THE MANAGEMENT MAKES NO VOTE RECOMMENDATION FOR THE-CANDIDATES PRESENTED IN THE SLATES UNDER RESOLUTION NUMBERS O.5.1 AND O.5.2 | Management | None | Did not vote |
O.5.1 | TO APPOINT INTERNAL AUDITORS AND TO STATE THE RELATED EMOLUMENT, LIST PRESENTED BY SHAREHOLDERS PRESA S.P.A. AND FIMEDI S.P.A., REPRESENTING 58.634PCT OF COMPANY'S STOCK CAPITAL: EFFECTIVE AUDIOTRS GIORGIO ZOPPI PAOLA LUCIA GIORDANO GIANNA LUZZATI ALTERNA | Management | For | DNV |
O.5.2 | TO APPOINT INTERNAL AUDITORS AND TO STATE THE RELATED EMOLUMENT, LIST PRESENTED BY SHAREHOLDERS TO APPOINT THE BOARD OF DIRECTORS, UPON STATING DIRECTORS' NUMBER, THEIR TERM OF OFFICE AND EMOLUMENT, RESOLUTIONS RELATED THERETO, LIST PRESENTED BY SHAREHOLD | Management | For | DNV |
O.6 | REWARDING REPORT AS PER ARTICLE 123 TER OF THE LEGISLATIVE DECREE N. 58/1998 | Management | For | DNV |
E.1 | TO EMPOWER THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S STOCK CAPITAL AND TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT AND CONSEQUENT AMENDMENT OF ART. 7 OF THE BY-LAWS, RESOLUTIONS RELATED THERETO | Management | For | DNV |
| ||||
CABELA'S INCORPORATED | ||||
Ticker: CAB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Theodore M. Armstrong | Management | For | For |
1.2 | Elect Director James W. Cabela | Management | For | For |
1.3 | Elect Director John H. Edmondson | Management | For | For |
1.4 | Elect Director Dennis Highby | Management | For | For |
1.5 | Elect Director Michael R. McCarthy | Management | For | For |
1.6 | Elect Director Thomas L. Millner | Management | For | For |
1.7 | Elect Director Donna M. Milrod | Management | For | For |
1.8 | Elect Director Beth M. Pritchard | Management | For | For |
1.9 | Elect Director Peter S. Swinburn | Management | For | For |
1.10 | Elect Director James F. Wright | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CANADIAN NATURAL RESOURCES LIMITED | ||||
Ticker: CNQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Frank J. McKenna | Management | For | For |
1.10 | Elect Director David A. Tuer | Management | For | For |
1.11 | Elect Director Annette M. Verschuren | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| ||||
CANFOR CORPORATION (NEW), VANCOUVER | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION 3 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.9 AND 2. THANK YOU | Management | None | Did not vote |
1.1 | ELECTION OF DIRECTOR: PETER J.G. BENTLEY | Management | For | For |
1.2 | ELECTION OF DIRECTOR: HON. JOHN R. BAIRD | Management | For | For |
1.3 | ELECTION OF DIRECTOR: RYAN BARRINGTON- FOOTE | Management | For | For |
1.4 | ELECTION OF DIRECTOR: GLEN D. CLARK | Management | For | For |
1.5 | ELECTION OF DIRECTOR: MICHAEL J. KORENBERG | Management | For | For |
1.6 | ELECTION OF DIRECTOR: CONRAD A. PINETTE | Management | For | For |
1.7 | ELECTION OF DIRECTOR: J.M. (MACK) SINGLETON | Management | For | For |
1.8 | ELECTION OF DIRECTOR: ROSS S. SMITH | Management | For | For |
1.9 | ELECTION OF DIRECTOR: WILLIAM W. STINSON | Management | For | For |
2 | APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS | Management | For | For |
3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THE SHAREHOLDER PROPOSAL REGARDING GENDER DIVERSITY | Shareholder | Unknown | Abstain |
| ||||
CARA THERAPEUTICS INC | ||||
Ticker: CARA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Derek Chalmers | Management | For | For |
1.2 | Elect Martin Vogelbaum | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
CARDTRONICS PLC | ||||
Ticker: CATM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Jorge M. Diaz | Management | For | For |
2 | Elect G. Patrick Phillips | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Appointment of U.K Auditor | Management | For | For |
5 | Authority to Set U.K. Auditor's Fees | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Remuneration Policy (UK -- Binding) | Management | For | For |
9 | Remuneration Report (UK -- Advisory) | Management | For | For |
10 | Accounts and Reports | Management | For | For |
11 | Capitalisation of Merger Reserve | Management | For | For |
12 | Share Repurchase Contract (Off-Market Transactions) | Management | For | For |
| ||||
CARMIKE CINEMAS, INC. | ||||
Ticker: CKEC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AMENDED AND RESTATED AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 24, 2016, AS IT MAY BE FURTHER AMENDED FROM TIME TO TIME, BY AND AMONG CARMIKE CINEMAS, INC., ("CARMIKE"), AMC ENTERTAINMENT HOLDINGS, INC. AND CONGRESS MERGER SUBSIDIARY, IN | Management | For | For |
2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION ARRANGEMENTS THAT MAY BE PAYABLE TO CARMIKE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER PURSUANT TO THE AMENDED AND RESTATED MERGER AGREEMENT. | Management | For | For |
3. | TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS FROM TIME TO TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AMENDED AND RESTATED | Management | For | For |
| ||||
CARNIVAL CORPORATION | ||||
Ticker: CCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
3. | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
4. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
5. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
6. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
7. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
8. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
9. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
10. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | DNV |
11. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | For | DNV |
12. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S | Management | For | DNV |
13. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO | Management | For | DNV |
14. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | DNV |
15. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORA | Management | For | DNV |
16. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | For | DNV |
17. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | DNV |
18. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | DNV |
19. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | DNV |
20. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | For | DNV |
| ||||
CASEY'S GENERAL STORES, INC. | ||||
Ticker: CASY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Johnny Danos | Management | For | For |
1.2 | Elect Director Jeffrey M. Lamberti | Management | For | For |
1.3 | Elect Director H. Lynn Horak | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CASEY'S GENERAL STORES, INC. | ||||
Ticker: CASY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Johnny Danos | Management | For | For |
1.2 | Elect Director Jeffrey M. Lamberti | Management | For | For |
1.3 | Elect Director H. Lynn Horak | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CASSIOPEA S.P.A. | ||||
Ticker: SKIN SW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts and Reports; Allocation of Losses | Management | For | TNA |
| ||||
CATERPILLAR INC. | ||||
Ticker: CAT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: DANIEL M. DICKINSON | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: JUAN GALLARDO | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: JESSE J. GREENE, JR. | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: DENNIS A. MUILENBURG | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: DEBRA L. REED | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: JIM UMPLEBY | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: MILES D. WHITE | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | For | DNV |
2. | RATIFY THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | DNV |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | For | DNV |
5. | APPROVE THE AMENDED AND RESTATED CATERPILLAR INC. 2014 LONG-TERM INCENTIVE PLAN. | Management | For | DNV |
6. | SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF LOBBYING ACTIVITIES. | Shareholder | Against | DNV |
7. | SHAREHOLDER PROPOSAL - DECREASE PERCENT OF OWNERSHIP REQUIRED TO CALL SPECIAL SHAREHOLDER MEETING. | Shareholder | Against | DNV |
8. | SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF LOBBYING PRIORITIES. | Shareholder | Against | DNV |
9. | SHAREHOLDER PROPOSAL - INCLUDE SUSTAINABILITY AS A PERFORMANCE MEASURE UNDER EXECUTIVE INCENTIVE PLANS. | Shareholder | Against | DNV |
10. | SHAREHOLDER PROPOSAL - AMEND THE COMPANY'S COMPENSATION CLAWBACK POLICY. | Shareholder | Against | DNV |
11. | SHAREHOLDER PROPOSAL - ADOPT A PERMANENT POLICY THAT THE CHAIRMAN BE INDEPENDENT. | Shareholder | Against | DNV |
| ||||
CAVIUM, INC. | ||||
Ticker: CAVM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward H. Frank | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | Against |
1b | Elect Director Beth F. Cobert | Management | For | For |
1c | Elect Director Curtis F. Feeny | Management | For | Against |
1d | Elect Director Bradford M. Freeman | Management | For | Against |
1e | Elect Director Christopher T. Jenny | Management | For | Against |
1f | Elect Director Gerardo I. Lopez | Management | For | Against |
1g | Elect Director Frederic V. Malek | Management | For | For |
1h | Elect Director Paula R. Reynolds | Management | For | For |
1i | Elect Director Robert E. Sulentic | Management | For | For |
1j | Elect Director Laura D. Tyson | Management | For | For |
1k | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CBRE GROUP, INC. | ||||
Ticker: CBG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Brandon B. Boze | Management | For | Against |
1b | Elect Director Beth F. Cobert | Management | For | For |
1c | Elect Director Curtis F. Feeny | Management | For | Against |
1d | Elect Director Bradford M. Freeman | Management | For | Against |
1e | Elect Director Christopher T. Jenny | Management | For | Against |
1f | Elect Director Gerardo I. Lopez | Management | For | Against |
1g | Elect Director Frederic V. Malek | Management | For | For |
1h | Elect Director Paula R. Reynolds | Management | For | For |
1i | Elect Director Robert E. Sulentic | Management | For | For |
1j | Elect Director Laura D. Tyson | Management | For | For |
1k | Elect Director Ray Wirta | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
| ||||
CELESIO AG | ||||
Ticker: CLS1 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2016 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2016 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2016 | Management | For | For |
4 | Ratify Deloitte GmbH as Auditors for Fiscal 2017 and the Half Year Financial Statements for Fiscal 2017 and 2018 | Management | For | For |
5 | Elect Lori Schechter to the Supervisory Board | Management | For | Against |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Vice Chairman, Remuneration | Management | For | For |
| ||||
CELGENE CORP. | ||||
Ticker: CELG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Hugin | Management | For | For |
1.2 | Elect Mark J. Alles | Management | For | For |
1.3 | Elect Richard W. Barker | Management | For | For |
1.4 | Elect Michael W. Bonney | Management | For | For |
1.5 | Elect Michael D. Casey | Management | For | For |
1.6 | Elect Carrie S. Cox | Management | For | For |
1.7 | Elect Michael A. Friedman | Management | For | For |
1.8 | Elect Julia A. Haller | Management | For | For |
1.9 | Elect Gilla S. Kaplan | Management | For | For |
1.1 | Elect James J. Loughlin | Management | For | For |
1.11 | Elect Ernest Mario | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Amendment to the 2008 Stock Incentive Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
6 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against |
| ||||
CENTENE CORP. | ||||
Ticker: CNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael F. Neidorff | Management | For | For |
2 | Elect Robert K. Ditmore | Management | For | For |
3 | Elect Richard A. Gephardt | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Amendment to the 2012 Stock Incentive Plan | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Ratification of Auditor | Management | For | For |
| ||||
CENTURYLINK, INC. | ||||
Ticker: CTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
CENTURYLINK, INC. | ||||
Ticker: CTL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martha H. Bejar | Management | For | Withhold |
1.2 | Elect Director Virginia Boulet | Management | For | For |
1.3 | Elect Director Peter C. Brown | Management | For | Withhold |
1.4 | Elect Director W. Bruce Hanks | Management | For | Withhold |
1.5 | Elect Director Mary L. Landrieu | Management | For | For |
1.6 | Elect Director Harvey P. Perry | Management | For | For |
1.7 | Elect Director Glen F. Post, III | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Laurie A. Siegel | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | Against |
3a | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3b | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4a | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
4b | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
4c | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
CEPHEID | ||||
Ticker: CPHD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
CHARTER COMMUNICATIONS, INC. | ||||
Ticker: CHTR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Lance Conn | Management | For | For |
1b | Elect Director Kim C. Goodman | Management | For | For |
1c | Elect Director Craig A. Jacobson | Management | For | For |
1d | Elect Director Gregory B. Maffei | Management | For | Against |
1e | Elect Director John C. Malone | Management | For | Against |
1f | Elect Director John D. Markley, Jr. | Management | For | For |
1g | Elect Director David C. Merritt | Management | For | For |
1h | Elect Director Steven A. Miron | Management | For | For |
1i | Elect Director Balan Nair | Management | For | For |
1j | Elect Director Michael Newhouse | Management | For | For |
1k | Elect Director Mauricio Ramos | Management | For | For |
1l | Elect Director Thomas M. Rutledge | Management | For | For |
1m | Elect Director Eric L. Zinterhofer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
CHEVRON CORPORATION | ||||
Ticker: CVX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Wanda M. Austin | Management | For | For |
1b | Elect Director Linnet F. Deily | Management | For | For |
1c | Elect Director Robert E. Denham | Management | For | For |
1d | Elect Director Alice P. Gast | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Dambisa F. Moyo | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
1l | Elect Director Michael K. Wirth | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Report on Risks of Doing Business in Conflict-Affected Areas | Shareholder | Against | Against |
7 | Annually Assess Portfolio Impacts of Policies to Meet 2-degree Scenario *Withdrawn Resolution* | Shareholder | None | None |
8 | Assess and Report on Transition to a Low Carbon Economy | Shareholder | Against | Against |
9 | Require Independent Board Chairman | Shareholder | Against | For |
10 | Require Director Nominee with Environmental Experience | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
| ||||
CHUBB LIMITED | ||||
Ticker: CB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Allocate Disposable Profit | Management | For | For |
2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | For |
4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | For |
4.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | For |
5.1 | Elect Director Evan G. Greenberg | Management | For | For |
5.2 | Elect Director Robert M. Hernandez | Management | For | For |
5.3 | Elect Director Michael G. Atieh | Management | For | For |
5.4 | Elect Director Sheila P. Burke | Management | For | For |
5.5 | Elect Director James I. Cash | Management | For | For |
5.6 | Elect Director Mary Cirillo | Management | For | For |
5.7 | Elect Director Michael P. Connors | Management | For | Against |
5.8 | Elect Director John A. Edwardson | Management | For | For |
5.9 | Elect Director Leo F. Mullin | Management | For | For |
5.10 | Elect Director Kimberly A. Ross | Management | For | For |
5.11 | Elect Director Robert W. Scully | Management | For | For |
5.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | For |
5.13 | Elect Director Theodore E. Shasta | Management | For | For |
5.14 | Elect Director David H. Sidwell | Management | For | For |
5.15 | Elect Director Olivier Steimer | Management | For | For |
5.16 | Elect Director James M. Zimmerman | Management | For | For |
6 | Elect Evan G. Greenberg as Board Chairman | Management | For | For |
7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | Against |
7.2 | Appoint Mary Cirillo as Member of the Compensation Committee | Management | For | For |
7.3 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | For |
7.4 | Appoint Robert W. Scully as Member of the Compensation Committee | Management | For | For |
7.5 | Appoint James M. Zimmerman as Member of the Compensation Committee | Management | For | For |
8 | Designate Homburger AG as Independent Proxy | Management | For | For |
9 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
10.1 | Approve the Increase in Maximum Aggregate Remuneration of Directors | Management | For | For |
10.2 | Approve Remuneration of Executive Management in the Amount of USD 41 Million for Fiscal 2018 | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Transact Other Business (Voting) | Management | For | Against |
| ||||
CIENA CORPORATION | ||||
Ticker: CIEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Harvey B. Cash | Management | For | For |
2 | Elect Judith M. O'Brien | Management | For | For |
3 | Elect Gary B. Smith | Management | For | For |
4 | Approval of the 2017 Omnibus Incentive Plan | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
CIGNA CORP. | ||||
Ticker: CI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David M. Cordani | Management | For | For |
2 | Elect Eric J. Foss | Management | For | For |
3 | Elect Isaiah Harris, Jr. | Management | For | For |
4 | Elect Jane E. Henney | Management | For | For |
5 | Elect Roman Martinez IV | Management | For | For |
6 | Elect Donna F. Zarcone | Management | For | For |
7 | Elect William D. Zollars | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Amendment to the Cigna Long-Term Incentive Plan | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| ||||
CIRRUS LOGIC, INC. | ||||
Ticker: CRUS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect John C. Carter | Management | For | For |
1.2 | Elect Alexander M. Davern | Management | For | For |
1.3 | Elect Timothy R. Dehne | Management | For | For |
1.4 | Elect Christine King | Management | For | For |
1.5 | Elect Jason P. Rhode | Management | For | For |
1.6 | Elect Alan R. Schuele | Management | For | For |
1.7 | Elect William D. Sherman | Management | For | For |
1.8 | Elect David J. Tupman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Amendment to the 2007 Management and Key Individual Contributor Incentive Plan | Management | For | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Anthony M. Santomero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Against |
6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| ||||
CITIGROUP INC. | ||||
Ticker: C | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Ellen M. Costello | Management | For | For |
1c | Elect Director Duncan P. Hennes | Management | For | For |
1d | Elect Director Peter B. Henry | Management | For | For |
1e | Elect Director Franz B. Humer | Management | For | For |
1f | Elect Director Renee J. James | Management | For | For |
1g | Elect Director Eugene M. McQuade | Management | For | For |
1h | Elect Director Michael E. O'Neill | Management | For | For |
1i | Elect Director Gary M. Reiner | Management | For | For |
1j | Elect Director Anthony M. Santomero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Deborah C. Wright | Management | For | For |
1o | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Demonstrate No Gender Pay Gap | Shareholder | Against | Against |
6 | Appoint a Stockholder Value Committee | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
8 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
9 | Limit/Prohibit Accelerated Vesting of Awards | Shareholder | Against | For |
| ||||
CLOVIS ONCOLOGY INC | ||||
Ticker: CLVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Keith Flaherty | Management | For | For |
1.2 | Elect Ginger Graham | Management | For | For |
1.3 | Elect Edward J. McKinley | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
COACH, INC. | ||||
Ticker: COH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DAVID DENTON | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: ANDREA GUERRA | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: SUSAN KROPF | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: ANNABELLE YU LONG | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: VICTOR LUIS | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: IVAN MENEZES | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: WILLIAM NUTI | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: STEPHANIE TILENIUS | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: JIDE ZEITLIN | Management | For | DNV |
2. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2017. | Management | For | DNV |
3. | THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
4. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. 2010 STOCK INCENTIVE PLAN (AMENDED AND RESTATED AS OF SEPTEMBER 23, 2016). | Management | For | DNV |
5. | THE APPROVAL OF THE AMENDED AND RESTATED COACH, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | DNV |
6. | A STOCKHOLDER PROPOSAL ENTITLED "NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030" IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | DNV |
| ||||
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | ||||
Ticker: CTSH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Zein Abdalla | Management | For | For |
2 | Elect Betsy Atkins | Management | For | For |
3 | Elect Maureen Breakiron-Evans | Management | For | For |
4 | Elect Jonathan Chadwick | Management | For | For |
5 | Elect John M. Dineen | Management | For | For |
6 | Elect Francisco D'Souza | Management | For | For |
7 | Elect John N. Fox, Jr. | Management | For | For |
8 | Elect John E. Klein | Management | For | For |
9 | Elect Leo S. Mackay, Jr. | Management | For | For |
10 | Elect Michael Patsalos-Fox | Management | For | For |
11 | Elect Robert E. Weissman | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Approval of the 2017aIncentive Award Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Supermajority Provisions | Shareholder | For | For |
17 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | Withhold |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | Withhold |
1.5 | Elect Director Gerald L. Hassell | Management | For | Withhold |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | Withhold |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Against |
| ||||
COMCAST CORPORATION | ||||
Ticker: CMCSA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Madeline S. Bell | Management | For | For |
1.3 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.4 | Elect Director Edward D. Breen | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Asuka Nakahara | Management | For | For |
1.8 | Elect Director David C. Novak | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| ||||
CONSTELLATION BRANDS, INC. | ||||
Ticker: STZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry Fowden | Management | For | Withhold |
1.2 | Elect Director Barry A. Fromberg | Management | For | Withhold |
1.3 | Elect Director Robert L. Hanson | Management | For | For |
1.4 | Elect Director Ernesto M. Hernandez | Management | For | For |
1.5 | Elect Director James A. Locke, III | Management | For | Withhold |
1.6 | Elect Director Daniel J. McCarthy | Management | For | For |
1.7 | Elect Director Richard Sands | Management | For | For |
1.8 | Elect Director Robert Sands | Management | For | For |
1.9 | Elect Director Judy A. Schmeling | Management | For | For |
1.10 | Elect Director Keith E. Wandell | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
CORVUS PHARMACEUTICALS INC | ||||
Ticker: CRVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard A. Miller | Management | For | For |
1.2 | Elect Peter Moldt | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Ratification of the Company's Certificate of Incorporation | Management | For | For |
4 | Ratification of the Company's Bylaws | Management | For | For |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard A. Galanti | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-SUSAN L. DECKER | Management | For | DNV |
1..2 | DIRECTOR-RICHARD A. GALANTI | Management | For | DNV |
1..3 | DIRECTOR-JOHN W. MEISENBACH | Management | For | DNV |
1..4 | DIRECTOR-CHARLES T. MUNGER | Management | For | DNV |
2. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | DNV |
3. | APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | DNV |
| ||||
COSTCO WHOLESALE CORPORATION | ||||
Ticker: COST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | For |
1.2 | Elect Director Richard A. Galanti | Management | For | For |
1.3 | Elect Director John W. Meisenbach | Management | For | For |
1.4 | Elect Director Charles T. Munger | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
CRODA INTERNATIONAL PLC | ||||
Ticker: CRDA LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive financial statements and the reports of the Directors and Auditors | Management | FOR | FOR |
2 | Approve Directors remuneration policy | Management | FOR | FOR |
3 | Approve Directors' remuneration report | Management | FOR | FOR |
4 | Declare a final dividend | Management | FOR | FOR |
5 | re-elect M. Ferguson as a Director | Management | FOR | FOR |
6 | Re-elect S E Foots as a Director | Management | FOR | FOR |
7 | Re-elecct A M Frew as a Director | Management | FOR | FOR |
8 | Re-elect H L Ganczakowski as a Director | Management | FOR | FOR |
9 | Re-elect K Layden as a Director | Management | FOR | FOR |
10 | Re-elect J K Maiden as Director | Management | FOR | FOR |
11 | Re-elect P N N Turner as a Director | Management | FOR | FOR |
12 | Re-elect S G Williams as a Director | Management | FOR | FOR |
13 | Reappoint Auditors | Management | FOR | FOR |
14 | Determine Auditors Remuneration | Management | FOR | FOR |
15 | Political Donations | Management | FOR | FOR |
16 | Authority to allot shares | Management | FOR | FOR |
17 | Disapplication of pre-emption rights | Management | FOR | FOR |
18 | Disapplication of pre-emption rights - additional 5% | Management | FOR | FOR |
19 | Authority to make market purchases of own shares | Management | FOR | FOR |
20 | Notice Period for shareholders meeting | Management | FOR | FOR |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-DONNA M. ALVARADO | Management | For | DNV |
1..2 | DIRECTOR-JOHN B. BREAUX | Management | For | DNV |
1..3 | DIRECTOR-PAMELA L. CARTER | Management | For | DNV |
1..4 | DIRECTOR-STEVEN T. HALVERSON | Management | For | DNV |
1..5 | DIRECTOR-E. HUNTER HARRISON | Management | For | DNV |
1..6 | DIRECTOR-PAUL C. HILAL | Management | For | DNV |
1..7 | DIRECTOR-EDWARD J. KELLY III | Management | For | DNV |
1..8 | DIRECTOR-JOHN D. MCPHERSON | Management | For | DNV |
1..9 | DIRECTOR-DAVID M. MOFFETT | Management | For | DNV |
1..10 | DIRECTOR-DENNIS H. REILLEY | Management | For | DNV |
1..11 | DIRECTOR-LINDA H. RIEFLER | Management | For | DNV |
1..12 | DIRECTOR-J. STEVEN WHISLER | Management | For | DNV |
1..13 | DIRECTOR-JOHN J. ZILLMER | Management | For | DNV |
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS CSX'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | DNV |
3. | AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | AN ADVISORY (NON-BINDING) VOTE ON WHETHER FUTURE VOTES ON THE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | For | DNV |
5. | AN ADVISORY (NON-BINDING) VOTE CONCERNING THE REIMBURSEMENT ARRANGEMENTS SOUGHT IN CONNECTION WITH RETENTION OF E. HUNTER HARRISON AS CEO AT CSX | Management | For | DNV |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DONNA M. ALVARADO | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: JOHN B. BREAUX | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: PAMELA L. CARTER | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: STEVEN T. HALVERSON | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: E. HUNTER HARRISON | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: PAUL C. HILAL | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: EDWARD J. KELLY, III | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: JOHN D. MCPHERSON | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: LINDA H. RIEFLER | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: J. STEVEN WHISLER | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: JOHN J. ZILLMER | Management | For | DNV |
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | DNV |
3. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | For | DNV |
5. | ADVISORY (NON-BINDING) RESOLUTION CONCERNING THE REIMBURSEMENT ARRANGEMENTS SOUGHT IN CONNECTION WITH THE RETENTION OF E. HUNTER HARRISON AS CEO AT CSX. | Management | For | DNV |
| ||||
CSX CORPORATION | ||||
Ticker: CSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1a | Elect Director Donna M. Alvarado | Management | For | Did Not Vote |
1b | Elect Director John B. Breaux | Management | For | Did Not Vote |
1c | Elect Director Pamela L. Carter | Management | For | Did Not Vote |
1d | Elect Director Steven T. Halverson | Management | For | Did Not Vote |
1e | Elect Director E. Hunter Harrison | Management | For | Did Not Vote |
1f | Elect Director Paul C. Hilal | Management | For | Did Not Vote |
1g | Elect Director Edward J. Kelly, III | Management | For | Did Not Vote |
1h | Elect Director John D. McPherson | Management | For | Did Not Vote |
1i | Elect Director David M. Moffett | Management | For | Did Not Vote |
1j | Elect Director Dennis H. Reilley | Management | For | Did Not Vote |
1k | Elect Director Linda H. Riefler | Management | For | Did Not Vote |
1l | Elect Director J. Steven Whisler | Management | For | Did Not Vote |
1m | Elect Director John J. Zillmer | Management | For | Did Not Vote |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Advisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO | Management | None | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1a | Elect Director Donna M. Alvarado | Shareholder | For | For |
1b | Elect Director John B. Breaux | Shareholder | For | For |
1c | Elect Director Pamela L. Carter | Shareholder | For | For |
1d | Elect Director Steven T. Halverson | Shareholder | For | For |
1e | Elect Director E. Hunter Harrison | Shareholder | For | For |
1f | Elect Director Paul C. Hilal | Shareholder | For | For |
1g | Elect Director Edward J. Kelly, III | Shareholder | For | For |
1h | Elect Director John D. McPherson | Shareholder | For | For |
1i | Elect Director David M. Moffett | Shareholder | For | For |
1j | Elect Director Dennis H. Reilley | Shareholder | For | For |
1k | Elect Director Linda H. Riefler | Shareholder | For | For |
1l | Elect Director J. Steven Whisler | Shareholder | For | For |
1m | Elect Director John J. Zillmer | Shareholder | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Advisory Vote on Reimbursement Arrangement in Connection with Retention of E. Hunter Harrison as CEO | Management | For | For |
| ||||
CUMMINS INC. | ||||
Ticker: CMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director Robert J. Bernhard | Management | For | For |
3 | Elect Director Franklin R. Chang Diaz | Management | For | For |
4 | Elect Director Bruno V. Di Leo Allen | Management | For | For |
5 | Elect Director Stephen B. Dobbs | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Alexis M. Herman | Management | For | For |
8 | Elect Director Thomas J. Lynch | Management | For | Against |
9 | Elect Director William I. Miller | Management | For | For |
10 | Elect Director Georgia R. Nelson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Provide Proxy Access Right | Management | For | For |
16 | Amend Proxy Access Right | Shareholder | Against | Against |
| ||||
CVS HEALTH CORPORATION | ||||
Ticker: CVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. Bracken | Management | For | For |
1b | Elect Director C. David Brown, II | Management | For | For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1e | Elect Director David W. Dorman | Management | For | For |
1f | Elect Director Anne M. Finucane | Management | For | For |
1g | Elect Director Larry J. Merlo | Management | For | For |
1h | Elect Director Jean-Pierre Millon | Management | For | For |
1i | Elect Director Mary L. Schapiro | Management | For | For |
1j | Elect Director Richard J. Swift | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
7 | Report on Pay Disparity | Shareholder | Against | Against |
8 | Adopt Quantitative Renewable Energy Goals | Shareholder | Against | Against |
| ||||
CYNAPSUS THERAPEUTICS INC. | ||||
Ticker: CYNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01 | A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX A TO THE MANAGEMENT INFORMATION CIRCULAR OF CYNAPSUS THERAPEUTICS INC. DATED SEPTEMBER 15, 2016 (THE "INFORMATION CIRCULAR"), APPROVING AN ARRANGEMENT UNDER SECTION 192 OF THE CANADA BU | Management | For | For |
| ||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||
Ticker: CY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1 | Eliminate Cumulative Voting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1 | Eliminate Cumulative Voting | Management | None | Did Not Vote |
| ||||
CYPRESS SEMICONDUCTOR CORPORATION | ||||
Ticker: CY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director W. Steve Albrecht | Management | For | For |
1.2 | Elect Director Eric A. Benhamou | Management | For | For |
1.3 | Elect Director H. Raymond Bingham - Withdrawn Resolution | Management | None | None |
1.4 | Elect Director Hassane El-Khoury | Management | For | For |
1.5 | Elect Director Oh Chul Kwon | Management | For | For |
1.6 | Elect Director Wilbert van den Hoek | Management | For | For |
1.7 | Elect Director Michael Wishart | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Proxy Card) | ||||
1.1 | Elect Director J. Daniel McCranie | Shareholder | For | Did Not Vote |
1.2 | Elect Directors Camillo Martino | Shareholder | For | Did Not Vote |
1.3 | Management Nominee W. Steve Albrecht | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Hassane El-Khoury | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Oh Chul Kwon | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Wilbert van den Hoek | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Michael Wishart | Shareholder | For | Did Not Vote |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | Abstain | Did Not Vote |
| ||||
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD | ||||
Ticker: 3699 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Voluntary Withdrawal of the Listing of the H Shares from the Stock Exchange | Management | For | For |
2 | Approve Special Report in Relation to the Use of Proceeds Raised by Previous H Share Offering | Management | For | For |
3 | Approve Extension of the Validity Period of the Shareholders' Approval in Relation to the Proposal on the Plan for the A Share Offering | Shareholder | For | For |
4 | Authorize Board to Handle All Matters in Relation to the A Share Offering | Management | For | For |
| ||||
DALIAN WANDA COMMERCIAL PROPERTIES CO LTD | ||||
Ticker: 3699 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Voluntary Withdrawal of the Listing of the H Shares from the Stock Exchange | Management | For | For |
2 | Approve Extension of the Validity Period of the Shareholders' Approval in Relation to the Proposal on the Plan for the A Share Offering | Shareholder | For | For |
3 | Authorize Board to Handle All Matters in Relation to the A Share Offering | Management | For | For |
| ||||
DAVIDE CAMPARI-MILANO S.P.A. | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Karen Guerra as Director | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| ||||
DAVIDE CAMPARI-MILANO S.P.A. | ||||
Ticker: CPR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Karen Guerra as Director | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Stock Option Plan | Management | For | Against |
5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
| ||||
DBV TECHNOLOGIES | ||||
Ticker: DBVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Consolidated Accounts and Reports | Management | For | For |
3 | Allocation of Loss | Management | For | For |
4 | Related Party Transactions | Management | For | Against |
5 | Appointment of Auditor | Management | For | For |
6 | Non-Renewal of Alternate Auditor | Management | For | For |
7 | Elect Julie O'Neill | Management | For | For |
8 | Directors' Fees | Management | For | For |
9 | Remuneration Policy (Chair and CEO) | Management | For | For |
10 | Remuneration Policy (CFO/COO) | Management | For | For |
11 | Remuneration Policy (Executive Vice President) | Management | For | For |
12 | Authority to Repurchase and Reissue Shares | Management | For | For |
13 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
14 | Authority to Grant Stock Options | Management | For | For |
15 | Authority to Issue Restricted Shares | Management | For | For |
16 | Authority to Grant Warrants | Management | For | For |
17 | Employee Stock Purchase Plan | Management | For | For |
18 | Amendments to Articles Regarding Alternate Auditors | Management | For | For |
19 | Authorisation of Legal Formalities | Management | For | For |
| ||||
DELL TECHNOLOGIES INC. | ||||
Ticker: DVMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Dorman | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Ellen J. Kullman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Increase Authorized Common Stock | Management | For | Against |
| ||||
DELPHI AUTOMOTIVE PLC | ||||
Ticker: DLPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Joseph S. Cantie | Management | For | For |
2 | Elect Director Kevin P. Clark | Management | For | For |
3 | Elect Director Gary L. Cowger | Management | For | For |
4 | Elect Director Nicholas M. Donofrio | Management | For | For |
5 | Elect Director Mark P. Frissora | Management | For | For |
6 | Elect Director Rajiv L. Gupta | Management | For | For |
7 | Elect Director Sean O. Mahoney | Management | For | For |
8 | Elect Director Timothy M. Manganello | Management | For | For |
9 | Elect Director Ana G. Pinczuk | Management | For | For |
10 | Elect Director Thomas W. Sidlik | Management | For | For |
11 | Elect Director Bernd Wiedemann | Management | For | For |
12 | Elect Director Lawrence A. Zimmerman | Management | For | For |
13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
DELTA LLOYD N.V., AMSTERDAM | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING AND ANNOUNCEMENTS | Management | None | Did not vote |
2 | EXPLANATION OF THE RECOMMENDED PUBLIC OFFER THAT HAS BEEN MADE BY OR ON-BEHALF OF NN GROUP | Management | None | Did not vote |
3.A | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION AS PER THE SETTLEMENT DATE | Management | For | For |
3.B | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION AS PER THE DATE OF DELISTING FROM EURONEXT AMSTERDAM AND EURONEXT BRUSSELS | Management | For | For |
4.A | ANNOUNCEMENT OF THE VACANCIES TO BE FILLED | Management | None | Did not vote |
4.B | OPPORTUNITY TO MAKE RECOMMENDATIONS FOR THE APPOINTMENT OF NEW MEMBERS OF THE- SUPERVISORY BOARD | Management | None | Did not vote |
4.C | NOTICE OF THE SUPERVISORY BOARD'S NOMINATIONS FOR THE VACANCIES TO BE FILLED | Management | None | Did not vote |
4.D | PROPOSAL TO APPOINT MR E. FRIESE AS MEMBER OF THE SUPERVISORY BOARD AS PER THE SETTLEMENT DATE | Management | For | For |
4.E | PROPOSAL TO APPOINT MR D. RUEDA AS MEMBER OF THE SUPERVISORY BOARD AS PER THE SETTLEMENT DATE | Management | For | For |
4.F | PROPOSAL TO APPOINT MR J.H. ERASMUS AS MEMBER OF THE SUPERVISORY BOARD AS PER THE SETTLEMENT DATE | Management | For | For |
5 | NOTICE OF CONDITIONAL COMPOSITION OF THE EXECUTIVE BOARD AS PER THE-SETTLEMENT DATE | Management | None | Did not vote |
6.A | ACCEPTING OF THE RESIGNATION OF AND GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO MR H. VAN DER NOORDAA AS MEMBER OF THE EXECUTIVE BOARD IN RESPECT OF HIS MANAGEMENT OF THE COMPANY UNTIL THE FIRST EGM, AS PER THE SETTLEMENT DATE | Management | For | For |
6.B | ACCEPTING OF THE RESIGNATION OF MR E.J. FISCHER, MR J.G. HAARS, MS S.G. VAN DER LECQ, MR A.A.G. BERGEN, MR P.W. NIJHOF AND MR J.R. LISTER AND GRANTING OF FULL AND FINAL DISCHARGE FROM LIABILITY TO THESE MEMBERS OF THE SUPERVISORY BOARD IN RESPECT OF THEIR | Management | For | For |
7 | EXPLANATION OF THE CONDITIONAL LEGAL MERGER | Management | None | Did not vote |
8 | ANY OTHER BUSINESS AND CLOSE OF THE MEETING | Management | None | Did not vote |
| ||||
DELTA LLOYD N.V., AMSTERDAM | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | OPENING | Management | None | Did not vote |
2 | CONDITIONAL LEGAL MERGER IN ACCORDANCE WITH THE MERGER TERMS | Management | For | For |
3 | CLOSE OF THE MEETING | Management | None | Did not vote |
| ||||
DENTSPLY SIRONA INC. | ||||
Ticker: XRAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael C. Alfano | Management | For | For |
1b | Elect Director David K. Beecken | Management | For | For |
1c | Elect Director Eric K. Brandt | Management | For | For |
1d | Elect Director Michael J. Coleman | Management | For | For |
1e | Elect Director Willie A. Deese | Management | For | For |
1f | Elect Director Thomas Jetter | Management | For | For |
1g | Elect Director Arthur D. Kowaloff | Management | For | For |
1h | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
1i | Elect Director Francis J. Lunger | Management | For | For |
1j | Elect Director Jeffrey T. Slovin | Management | For | For |
1k | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DENTSPLY SIRONA INC. | ||||
Ticker: XRAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael C. Alfano | Management | For | For |
1b | Elect Director David K. Beecken | Management | For | For |
1c | Elect Director Eric K. Brandt | Management | For | For |
1d | Elect Director Michael J. Coleman | Management | For | For |
1e | Elect Director Willie A. Deese | Management | For | For |
1f | Elect Director Thomas Jetter | Management | For | For |
1g | Elect Director Arthur D. Kowaloff | Management | For | For |
1h | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
1i | Elect Director Francis J. Lunger | Management | For | For |
1j | Elect Director Jeffrey T. Slovin | Management | For | For |
1k | Elect Director Bret W. Wise | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
DERMIRA INC | ||||
Ticker: DERM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark D. McDade | Management | For | For |
1.2 | Elect Jake R. Nunn | Management | For | For |
1.3 | Elect Thomas G. Wiggans | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
DEXCOM INC | ||||
Ticker: DXCM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard A. Collins | Management | For | For |
2 | Elect Mark G. Foletta | Management | For | For |
3 | Elect Eric Topol | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | Against |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Amendment to the 2015 Equity Incentive Plan | Management | For | For |
8 | Increase of Authorized Common Stock | Management | For | For |
| ||||
DH CORP, EAST YORK | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THIS MEETING MENTIONS DISSENTER'S RIGHTS, PLEASE REFER TO-THE MANAGEMENT INFORMATION CIRCULAR FOR DETAILS | Management | None | Did not vote |
1 | TO CONSIDER, AND, IF THOUGHT ADVISABLE PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN APPENDIX B TO THE MANAGEMENT INFORMATION CIRCULAR OF DH CORPORATION DATED APRIL 6, 2017 (THE "INFORMATION CIRCULAR"), APPR | Management | For | For |
| ||||
DIGITALGLOBE, INC. | ||||
Ticker: DGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF CLASS II DIRECTOR: HOWELL M. ESTES, III | Management | For | For |
1B. | ELECTION OF CLASS II DIRECTOR: KIMBERLY TILL | Management | For | For |
1C. | ELECTION OF CLASS II DIRECTOR: EDDY ZERVIGON | Management | For | For |
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
4. | ADVISORY VOTE ON THE FREQUENCY ON HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year |
| ||||
DISH NETWORK CORPORATION | ||||
Ticker: DISH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect George R. Brokaw | Management | For | For |
1.2 | Elect James DeFranco | Management | For | For |
1.3 | Elect Cantey M. Ergen | Management | For | For |
1.4 | Elect Charles W. Ergen | Management | For | For |
1.5 | Elect Steven R. Goodbarn | Management | For | For |
1.6 | Elect Charles M. Lillis | Management | For | For |
1.7 | Elect Afshin Mohebbi | Management | For | For |
1.8 | Elect David K. Moskowitz | Management | For | For |
1.9 | Elect Tom A. Ortolf | Management | For | For |
1.10 | Elect Carl E. Vogel | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| ||||
DOMINION DIAMOND CORPORATION | ||||
Ticker: DDC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | DIRECTOR-JAMES K. GOWANS | Management | For | For |
1.2 | DIRECTOR-THOMAS A. ANDRUSKEVICH | Management | For | For |
1.3 | DIRECTOR-GRAHAM G. CLOW | Management | For | For |
1.4 | DIRECTOR-TRUDY CURRAN | Management | For | For |
1.5 | DIRECTOR-TIM DABSON | Management | For | For |
1.6 | DIRECTOR-DAVID S. SMITH | Management | For | For |
1.7 | DIRECTOR-CHUCK STRAHL | Management | For | For |
1.8 | DIRECTOR-JOSEF VEJVODA | Management | For | For |
2 | FOR THE RE-APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITS. | Management | For | For |
3 | IN RESPECT OF THE RESOLUTION TO RATIFY AND CONFIRM AMENDMENTS TO BY-LAW NO. 1 OF THE CORPORATION, REFLECTING EVOLVING CORPORATE GOVERNANCE PRACTICES, AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION. | Management | For | For |
4 | IN RESPECT OF THE RESOLUTION TO CONFIRM THE ADVANCE NOTICE BY-LAW OF THE CORPORATION, ADOPTING ADVANCE NOTICE REQUIREMENTS FOR NOMINATIONS OF DIRECTORS BY SHAREHOLDERS, AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION. | Management | For | For |
5 | IN RESPECT OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION, ALL AS DISCLOSED IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION. | Management | For | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director C. Andrew Ballard | Management | For | For |
1.3 | Elect Director Andrew B. Balson | Management | For | For |
1.4 | Elect Director Diana F. Cantor | Management | For | For |
1.5 | Elect Director J. Patrick Doyle | Management | For | For |
1.6 | Elect Director Richard L. Federico | Management | For | For |
1.7 | Elect Director James A. Goldman | Management | For | For |
1.8 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
| ||||
DOMINO'S PIZZA, INC. | ||||
Ticker: DPZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Brandon | Management | For | For |
1.2 | Elect Director C. Andrew Ballard | Management | For | For |
1.3 | Elect Director Andrew B. Balson | Management | For | For |
1.4 | Elect Director Diana F. Cantor | Management | For | For |
1.5 | Elect Director J. Patrick Doyle | Management | For | For |
1.6 | Elect Director Richard L. Federico | Management | For | For |
1.7 | Elect Director James A. Goldman | Management | For | For |
1.8 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
| ||||
DOVER CORPORATION | ||||
Ticker: DOV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter T. Francis | Management | For | For |
1b | Elect Director Kristiane C. Graham | Management | For | For |
1c | Elect Director Michael F. Johnston | Management | For | For |
1d | Elect Director Robert A. Livingston | Management | For | For |
1e | Elect Director Richard K. Lochridge | Management | For | For |
1f | Elect Director Eric A. Spiegel | Management | For | For |
1g | Elect Director Michael B. Stubbs | Management | For | For |
1h | Elect Director Richard J. Tobin | Management | For | For |
1i | Elect Director Stephen M. Todd | Management | For | For |
1j | Elect Director Stephen K. Wagner | Management | For | For |
1k | Elect Director Keith E. Wandell | Management | For | For |
1l | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
7 | Amend Charter to Remove Article 15 Amendment Provision | Management | For | For |
8 | Amend Charter to Remove Article 16 Amendment Provision | Management | For | For |
| ||||
E. I. DU PONT DE NEMOURS AND COMPANY | ||||
Ticker: DD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Edward D. Breen | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Alexander M. Cutler | Management | For | For |
1e | Elect Director Eleuthere I. du Pont | Management | For | For |
1f | Elect Director James L. Gallogly | Management | For | For |
1g | Elect Director Marillyn A. Hewson | Management | For | For |
1h | Elect Director Lois D. Juliber | Management | For | For |
1i | Elect Director Lee M. Thomas | Management | For | For |
1j | Elect Director Patrick J. Ward | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Pay Disparity | Shareholder | Against | Against |
6 | Report on Accident Risk Reduction Efforts | Shareholder | Against | For |
| ||||
EARTHLINK HOLDINGS CORP. | ||||
Ticker: ELNK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | MERGER PROPOSAL. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 5, 2016, AS AMENDED FROM TIME TO TIME IN ACCORDANCE WITH THE TERMS THEREOF, BY AND AMONG EARTHLINK HOLDINGS CORP. ("EARTHLINK"), WINDSTREAM HOLDINGS, INC. ("WINDSTRE | Management | For | For |
2. | ADJOURNMENT PROPOSAL. PROPOSAL TO ADJOURN THE EARTHLINK SPECIAL MEETING TO SOLICIT ADDITIONAL PROXIES IF EARTHLINK HAS NOT RECEIVED PROXIES REPRESENTING A SUFFICIENT NUMBER OF SHARES OF EARTHLINK COMMON STOCK TO APPROVE THE MERGER PROPOSAL. | Management | For | For |
3. | COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BECOME PAYABLE TO EARTHLINK'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGERS. | Management | For | For |
| ||||
EBAY INC | ||||
Ticker: EBAY US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Election of Director: Fred D. Anderson Jr. | Management | FOR | FOR |
1B | Election of Director: Edward W. Barmholt | Management | FOR | FOR |
1C | Election of Director: Anthony J. Bates | Management | FOR | FOR |
1D | Election of Director: Logan D. Green | Management | FOR | FOR |
1E | Election of Director: Bonnie S. Hammer | Management | FOR | FOR |
1F | Election of Director: Kathleen C. Mitic | Management | FOR | FOR |
1G | Election of Director: Pierre M. Omidyar | Management | FOR | FOR |
1H | Election of Director: Paul S. Pressler | Management | FOR | FOR |
1I | Election of Director: Robert H. Swan | Management | FOR | FOR |
1J | Election of Director: Thomas J. Tierney | Management | FOR | FOR |
1K | Election of Director: Perry M. Traquina | Management | FOR | FOR |
1L | Election of Director: Devin N. Wenig | Management | FOR | FOR |
2 | Advisory vote to approve named executive officer compensation | Management | FOR | FOR |
3 | Advisory vote to approve the frequency with which the advisory vote to approve named executive officer compensation should be held | Management | 1 YEAR | 1 YEAR |
4 | Ratification of appointment of independent auditors | Management | FOR | FOR |
5 | Consideration of a stockholder proposal regarding right to act by written consent | Shareholder | AGAINST | AGAINST |
| ||||
EBAY INC. | ||||
Ticker: EBAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Fred D. Anderson Jr. | Management | For | For |
2 | Elect Edward W. Barnholt | Management | For | For |
3 | Elect Anthony J. Bates | Management | For | For |
4 | Elect Logan D. Green | Management | For | For |
5 | Elect Bonnie S. Hammer | Management | For | For |
6 | Elect Kathleen C. Mitic | Management | For | For |
7 | Elect Pierre M. Omidyar | Management | For | For |
8 | Elect Paul S. Pressler | Management | For | For |
9 | Elect Robert H. Swan | Management | For | For |
10 | Elect Thomas J. Tierney | Management | For | For |
11 | Elect Perry M. Traquina | Management | For | For |
12 | Elect Devin N. Wenig | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
| ||||
EDENRED SA | ||||
Ticker: EDEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Management | For | For |
6 | Consolidated Accounts and Reports | Management | For | For |
7 | Allocation of Profits/Dividends | Management | For | For |
8 | Scrip Dividend | Management | For | For |
9 | Remuneration of Bertrand Dumazy, Chairman and CEO | Management | For | For |
10 | Remuneration Policy (Chairman and CEO) | Management | For | For |
11 | Elect Anne Bouverot | Management | For | For |
12 | Elect Sylvia Coutinho | Management | For | For |
13 | Elect Francoise Gri | Management | For | For |
14 | Private Unemployment Insurance (Bertrand Dumazy, Chairman and CEO) | Management | For | For |
15 | Related Party Transactions | Management | For | For |
16 | Directors' Fees | Management | For | For |
17 | Authority to Repurchase and Reissue Shares | Management | For | For |
18 | Authority to Cancel Shares and Reduce Capital | Management | For | For |
19 | Authorisation of Legal Formalities | Management | For | For |
| ||||
EDWARDS LIFESCIENCES CORP | ||||
Ticker: EW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael A. Mussallem | Management | For | For |
2 | Elect Kieran T. Gallahue | Management | For | For |
3 | Elect Leslie Stone Heisz | Management | For | For |
4 | Elect William J. Link | Management | For | For |
5 | Elect Steven R. Loranger | Management | For | For |
6 | Elect Martha H. Marsh | Management | For | For |
7 | Elect Wesley W. von Schack | Management | For | For |
8 | Elect Nicholas J. Valeriani | Management | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to the Long-Term Incentive Compensation Program | Management | For | For |
12 | Amendment to the 2001 Employee Stock Purchase Plan | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
| ||||
ELI LILLY AND COMPANY | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director William G. Kaelin, Jr. | Management | For | For |
1c | Elect Director John C. Lechleiter | Management | For | For |
1d | Elect Director David A. Ricks | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Amend Deferred Compensation Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Merger/Acquisition | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Right to Adjourn Meeting | Management | For | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
EMC CORPORATION | ||||
Ticker: EMC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ENCANA CORPORATION | ||||
Ticker: ECA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dea | Management | For | For |
1.2 | Elect Director Fred J. Fowler | Management | For | Withhold |
1.3 | Elect Director Howard J. Mayson | Management | For | For |
1.4 | Elect Director Lee A. McIntire | Management | For | Withhold |
1.5 | Elect Director Margaret A. McKenzie | Management | For | Withhold |
1.6 | Elect Director Suzanne P. Nimocks | Management | For | Withhold |
1.7 | Elect Director Brian G. Shaw | Management | For | For |
1.8 | Elect Director Douglas J. Suttles | Management | For | For |
1.9 | Elect Director Bruce G. Waterman | Management | For | Withhold |
1.10 | Elect Director Clayton H. Woitas | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ENDURANCE SPECIALTY HOLDINGS LTD. | ||||
Ticker: ENH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSALS TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 5, 2016, BY AND AMONG ENDURANCE SPECIALTY HOLDINGS LTD., SOMPO HOLDINGS, INC. AND VOLCANO INTERNATIONAL LIMITED, THE STATUTORY MERGER AGREEMENT REQUIRED IN ACCORDANCE WITH SECTION | Management | For | For |
2. | PROPOSAL ON AN ADVISORY (NON-BINDING) BASIS, TO APPROVE THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO ENDURANCE'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER REFERRED TO IN PROPOSAL 1 | Management | For | For |
3. | PROPOSAL TO APPROVE AN ADJOURNMENT OF THE SPECIAL GENERAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE INSUFFICIENT VOTES TO APPROVE PROPOSAL 1 AT THE SPECIAL GENERAL MEETING | Management | For | For |
| ||||
ENDURANCE SPECIALTY HOLDINGS LTD. | ||||
Ticker: ENH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
ENTERTAINMENT ONE LTD | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | FOR RECEIVING THE COMPANY'S ANNUAL REPORT AND ACCOUNTS | Management | For | For |
2 | FOR APPROVING THE DIRECTORS' REMUNERATION REPORT OF THE FINANCIAL YEAR ENDED 31 MARCH 2016 | Management | For | For |
3 | FOR THE ELECTION OF ALLAN LEIGHTON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
4 | FOR THE ELECTION OF DARREN THROOP TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
5 | FOR THE ELECTION OF GILES WILLITS TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
6 | FOR THE ELECTION OF RONALD ATKEY TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
7 | FOR THE ELECTION OF SCOTT LAWRENCE TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
8 | FOR THE ELECTION OF MARK OPZOOMER TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
9 | FOR THE ELECTION OF LINDA ROBINSON TO THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For |
10 | FOR THE RE-APPOINTMENT OF DELOITTE LLP AS AUDITORS | Management | For | For |
11 | FOR THE APPROVAL TO AUTHORISE THE BOARD TO AGREE THE REMUNERATION OF THE AUDITORS OF THE COMPANY | Management | For | For |
12 | FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 2 OF PART 3 OF SCHEDULE I OF THE COMPANY'S ARTICLES OF INCORPORATION, AS AMENDED (THE "ARTICLES") TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES): A) UP TO A MAXIMUM AGG | Management | For | For |
13 | SUBJECT TO THE PASSING OF RESOLUTION 12, FOR AUTHORISING THE BOARD GENERALLY AND UNCONDITIONALLY PURSUANT TO ARTICLE 4.1 OF PART 3 OF SCHEDULE I OF THE ARTICLES TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) PURSUANT TO THE AUTHORITY CONFERRED BY | Management | For | For |
14 | FOR AUTHORISING THE COMPANY GENERALLY AND UNCONDITIONALLY TO MAKE MARKET PURCHASES OF ITS COMMON SHARES PROVIDED THAT: A) THE MAXIMUM AGGREGATE NUMBER OF COMMON SHARES AUTHORISED TO BE PURCHASED IS 42,930,057 (BEING APPROXIMATELY 10 PER CENT. OF THE ISSUE | Management | For | For |
15 | FOR THE APPROVAL OF, FOR THE PURPOSES OF SATISFYING THE REQUIREMENTS OF US TAX LEGISLATION: (I) THE ESTABLISHMENT OF A SCHEDULE TO THE ENTERTAINMENT ONE INTERNATIONAL SAYE SHARE OPTION SCHEME (THE "INTERNATIONAL SCHEME") (AUTHORITY FOR WHICH WAS GIVEN AT | Management | For | For |
16 | FOR THE APPROVAL OF THE PROPOSED AMENDMENTS TO THE DIRECTOR'S REMUNERATION POLICY DESCRIBED IN THE CHAIRMAN'S LETTER ACCOMPANYING THE MANAGEMENT PROXY CIRCULAR | Management | For | For |
| ||||
EPAM SYSTEMS INC. | ||||
Ticker: EPAM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Ronald P. Vargo | Management | For | For |
1.2 | Elect Jill B. Smart | Management | For | For |
1.3 | Elect Peter Kuerpick | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EPIZYME INC | ||||
Ticker: EPZM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Andrew R. Allen | Management | For | Withhold |
1.2 | Elect Kenneth M. Bate | Management | For | For |
1.3 | Elect Robert B. Bazemore | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
EQT CORPORATION | ||||
Ticker: EQT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vicky A. Bailey | Management | For | For |
1.2 | Elect Director Philip G. Behrman | Management | For | For |
1.3 | Elect Director Kenneth M. Burke | Management | For | For |
1.4 | Elect Director A. Bray Cary, Jr. | Management | For | For |
1.5 | Elect Director Margaret K. Dorman | Management | For | For |
1.6 | Elect Director David L. Porges | Management | For | For |
1.7 | Elect Director James E. Rohr | Management | For | For |
1.8 | Elect Director Steven T. Schlotterbeck | Management | For | For |
1.9 | Elect Director Stephen A. Thorington | Management | For | For |
1.10 | Elect Director Lee T. Todd, Jr. | Management | For | For |
1.11 | Elect Director Christine J. Toretti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
EQUIFAX INC. | ||||
Ticker: EFX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert D. Daleo | Management | For | For |
2 | Elect Walter W. Driver, Jr. | Management | For | For |
3 | Elect Mark L. Feidler | Management | For | For |
4 | Elect G. Thomas Hough | Management | For | For |
5 | Elect L. Phillip Humann | Management | For | For |
6 | Elect Robert D. Marcus | Management | For | For |
7 | Elect Siri S. Marshall | Management | For | For |
8 | Elect John A. McKinley | Management | For | For |
9 | Elect Richard F. Smith | Management | For | For |
10 | Elect Elane B. Stock | Management | For | For |
11 | Elect Mark B. Templeton | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Ratification of Auditor | Management | For | For |
15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
EVERTEC, INC | ||||
Ticker: EVTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frank D'Angelo | Management | For | For |
2 | Elect Morgan M. Schuessler, Jr. | Management | For | For |
3 | Elect Olga Botero | Management | For | For |
4 | Elect Jorge Junquera | Management | For | For |
5 | Elect Teresita Loubriel | Management | For | For |
6 | Elect Nestor O. Rivera | Management | For | For |
7 | Elect Alan H. Schumacher | Management | For | For |
8 | Elect Brian J. Smith | Management | For | For |
9 | Elect Thomas W. Swidarski | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
EXELIXIS INC | ||||
Ticker: EXEL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael M. Morrissey | Management | For | For |
2 | Elect Stelios Papadopoulos | Management | For | For |
3 | Elect George A. Scangos | Management | For | For |
4 | Elect Lance Willsey | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
6 | Approval of the 2017 Equity Incentive Plan | Management | For | Against |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
EXELON CORPORATION | ||||
Ticker: EXC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director Christopher M. Crane | Management | For | For |
1d | Elect Director Yves C. de Balmann | Management | For | For |
1e | Elect Director Nicholas DeBenedictis | Management | For | For |
1f | Elect Director Nancy L. Gioia | Management | For | For |
1g | Elect Director Linda P. Jojo | Management | For | For |
1h | Elect Director Paul L. Joskow | Management | For | For |
1i | Elect Director Robert J. Lawless | Management | For | For |
1j | Elect Director Richard W. Mies | Management | For | For |
1k | Elect Director John W. Rogers, Jr. | Management | For | For |
1l | Elect Director Mayo A. Shattuck, III | Management | For | For |
1m | Elect Director Stephen D. Steinour | Management | For | Against |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
EXLSERVICE HOLDINGS, INC. | ||||
Ticker: EXLS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect David B. Kelso | Management | For | For |
2 | Elect Som Mittal | Management | For | For |
3 | Elect Clyde W. Ostler | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan C. Athey | Management | For | For |
2 | Elect A. George Battle | Management | For | Abstain |
3 | Elect Pamela L. Coe | Management | For | For |
4 | Elect Barry Diller | Management | For | Abstain |
5 | Elect Jonathan L. Dolgen | Management | For | For |
6 | Elect Craig A. Jacobson | Management | For | For |
7 | Elect Victor A. Kaufman | Management | For | For |
8 | Elect Peter M. Kern | Management | For | For |
9 | Elect Dara Khosrowshahi | Management | For | For |
10 | Elect John C. Malone | Management | For | Abstain |
11 | Elect Scott Rudin | Management | For | For |
12 | Elect Christopher W. Shean | Management | For | For |
13 | Elect Alexander von Furstenberg | Management | For | For |
14 | Amendment to the 2005 Stock and Annual Incentive Plan | Management | For | Against |
15 | Ratification of Auditor | Management | For | For |
| ||||
EXPEDIA, INC. | ||||
Ticker: EXPE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Susan C. Athey | Management | For | For |
2 | Elect A. George Battle | Management | For | For |
3 | Elect Chelsea Clinton | Management | For | For |
4 | Elect Pamela L. Coe | Management | For | For |
5 | Elect Barry Diller | Management | For | For |
6 | Elect Jonathan L. Dolgen | Management | For | For |
7 | Elect Craig A. Jacobson | Management | For | For |
8 | Elect Victor A. Kaufman | Management | For | Abstain |
9 | Elect Peter M. Kern | Management | For | For |
10 | Elect Dara Khosrowshahi | Management | For | For |
11 | Elect John C. Malone | Management | For | For |
12 | Elect Scott Rudin | Management | For | For |
13 | Elect Christopher W. Shean | Management | For | For |
14 | Elect Alexander von Furstenberg | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
17 | Ratification of Auditor | Management | For | For |
18 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against |
| ||||
EXPERIAN PLC | ||||
Ticker: EXPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Luiz Fernando Vendramini Fleury | Management | For | For |
4 | Elect Brian Cassin | Management | For | For |
5 | Elect Roger Davis | Management | For | For |
6 | Elect Deirdre Mahlan | Management | For | For |
7 | Elect Lloyd Pitchford | Management | For | For |
8 | Elect Don Robert | Management | For | For |
9 | Elect George Rose | Management | For | For |
10 | Elect Paul A. Walker | Management | For | For |
11 | Elect Kerry Williams | Management | For | For |
12 | Appointment of Auditor | Management | For | For |
13 | Authority to Set Auditor's Fees | Management | For | For |
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
16 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
17 | Authority to Repurchase Shares | Management | For | For |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-GERARDO I. LOPEZ | Management | For | DNV |
1..2 | DIRECTOR-DOUGLAS G. GEOGA | Management | For | DNV |
1..3 | DIRECTOR-KAPILA K. ANAND | Management | For | DNV |
1..4 | DIRECTOR-NEIL BROWN | Management | For | DNV |
1..5 | DIRECTOR-STEVEN KENT | Management | For | DNV |
1..6 | DIRECTOR-LISA PALMER | Management | For | DNV |
1..7 | DIRECTOR-ADAM M. BURINESCU | Management | For | DNV |
2. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | DNV |
3. | THE APPROVAL, ON AN ADVISORY BASIS, OF ESH REIT'S EXECUTIVE COMPENSATION | Management | For | DNV |
| ||||
EXTENDED STAY AMERICA, INC. | ||||
Ticker: STAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-GERARDO I. LOPEZ | Management | For | DNV |
1..2 | DIRECTOR-DOUGLAS G. GEOGA | Management | For | DNV |
1..3 | DIRECTOR-KAPILA K. ANAND | Management | For | DNV |
1..4 | DIRECTOR-THOMAS F. O'TOOLE | Management | For | DNV |
1..5 | DIRECTOR-RICHARD F. WALLMAN | Management | For | DNV |
1..6 | DIRECTOR-MICHAEL A. BARR | Management | For | DNV |
1..7 | DIRECTOR-WILLIAM J. STEIN | Management | For | DNV |
2. | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | For | DNV |
3. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE CORPORATION'S EXECUTIVE COMPENSATION | Management | For | DNV |
| ||||
EXXON MOBIL CORPORATION | ||||
Ticker: XOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan K. Avery | Management | For | For |
1.2 | Elect Director Michael J. Boskin | Management | For | For |
1.3 | Elect Director Angela F. Braly | Management | For | For |
1.4 | Elect Director Ursula M. Burns | Management | For | For |
1.5 | Elect Director Henrietta H. Fore | Management | For | For |
1.6 | Elect Director Kenneth C. Frazier | Management | For | For |
1.7 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.8 | Elect Director Samuel J. Palmisano | Management | For | For |
1.9 | Elect Director Steven S. Reinemund | Management | For | For |
1.10 | Elect Director William C. Weldon | Management | For | For |
1.11 | Elect Director Darren W. Woods | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
8 | Amend Bylaws to Prohibit Precatory Proposals | Shareholder | Against | Against |
9 | Disclose Percentage of Females at Each Percentile of Compensation | Shareholder | Against | Against |
10 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
11 | Increase Return of Capital to Shareholders in Light of Climate Change Risks | Shareholder | Against | Against |
12 | Report on Climate Change Policies | Shareholder | Against | For |
13 | Report on Methane Emissions | Shareholder | Against | For |
| ||||
FACEBOOK INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-MARC L. ANDREESSEN | Management | For | DNV |
1..2 | DIRECTOR-ERSKINE B. BOWLES | Management | For | DNV |
1..3 | DIRECTOR-S.D.DESMOND-HELLMANN | Management | For | DNV |
1..4 | DIRECTOR-REED HASTINGS | Management | For | DNV |
1..5 | DIRECTOR-JAN KOUM | Management | For | DNV |
1..6 | DIRECTOR-SHERYL K. SANDBERG | Management | For | DNV |
1..7 | DIRECTOR-PETER A. THIEL | Management | For | DNV |
1..8 | DIRECTOR-MARK ZUCKERBERG | Management | For | DNV |
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
3. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | Against | DNV |
4. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | Against | DNV |
5. | A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. | Shareholder | Against | DNV |
6. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | Against | DNV |
7. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. | Shareholder | Against | DNV |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc L. Andreessen | Management | For | For |
1.2 | Elect Erskine B. Bowles | Management | For | For |
1.3 | Elect Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Reed Hastings | Management | For | For |
1.5 | Elect Jan Koum | Management | For | For |
1.6 | Elect Sheryl K. Sandberg | Management | For | For |
1.7 | Elect Peter A. Thiel | Management | For | For |
1.8 | Elect Mark Zuckerberg | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For |
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
5 | Shareholder Proposal Regarding False News | Shareholder | Against | Against |
6 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Independent Board Chair | Shareholder | Against | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | Withhold |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Against |
6 | Gender Pay Gap | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
FACEBOOK, INC. | ||||
Ticker: FB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Reed Hastings | Management | For | For |
1.5 | Elect Director Jan Koum | Management | For | Withhold |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Report on Public Policy Issues Associated with Fake News | Shareholder | Against | Against |
6 | Gender Pay Gap | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | For |
1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Exclude Abstentions from Vote Counts | Shareholder | Against | Against |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
7 | Report Application of Company Non-Discrimination Policies in States With Pro-Discrimination Laws | Shareholder | Against | Against |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: JOHN A. EDWARDSON | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: MARVIN R. ELLISON | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: KIMBERLY A. JABAL | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: R. BRAD MARTIN | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: SUSAN C. SCHWAB | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: FREDERICK W. SMITH | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: PAUL S. WALSH | Management | For | DNV |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | DNV |
4. | STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND EXPENDITURE REPORT. | Shareholder | Against | DNV |
5. | STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE-COUNTING. | Shareholder | Against | DNV |
6. | STOCKHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. | Shareholder | Against | DNV |
7. | STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS. | Shareholder | Against | DNV |
| ||||
FEDEX CORPORATION | ||||
Ticker: FDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Marvin R. Ellison | Management | For | For |
1.4 | Elect Director John C. ("Chris") Inglis | Management | For | For |
1.5 | Elect Director Kimberly A. Jabal | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director R. Brad Martin | Management | For | For |
1.8 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.9 | Elect Director Susan C. Schwab | Management | For | For |
1.10 | Elect Director Frederick W. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
5 | Exclude Abstentions from Vote Counts | Shareholder | Against | Against |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
7 | Report Application of Company Non-Discrimination Policies in States With Pro-Discrimination Laws | Shareholder | Against | Against |
| ||||
FIRST QUANTUM MINERALS LTD, VANCOUVER BC | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1 AND 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.8 AND 3. THANK YOU | Management | None | Did not vote |
1 | TO SET THE NUMBER OF DIRECTORS AT EIGHT (8) | Management | For | For |
2.1 | ELECTION OF DIRECTOR: PHILIP K.R. PASCALL | Management | For | For |
2.2 | ELECTION OF DIRECTOR: G. CLIVE NEWALL | Management | For | For |
2.3 | ELECTION OF DIRECTOR: MARTIN ROWLEY | Management | For | For |
2.4 | ELECTION OF DIRECTOR: PETER ST. GEORGE | Management | For | For |
2.5 | ELECTION OF DIRECTOR: ANDREW ADAMS | Management | For | For |
2.6 | ELECTION OF DIRECTOR: PAUL BRUNNER | Management | For | For |
2.7 | ELECTION OF DIRECTOR: ROBERT HARDING | Management | For | For |
2.8 | ELECTION OF DIRECTOR: MARTIN SCHADY | Management | For | For |
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP (UK) AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For |
4 | TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPANY'S MANAGEMENT INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS | Management | For | For |
| ||||
FLEETCOR TECHNOLOGIES, INC. | ||||
Ticker: FLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael Buckman | Management | For | For |
1.2 | Elect Thomas M. Hagerty | Management | For | For |
1.3 | Elect Steven T. Stull | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | Against |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
5 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
| ||||
FLUOR CORPORATION | ||||
Ticker: FLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | For |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | For |
1D | Elect Director Peter J. Fluor | Management | For | For |
1E | Elect Director James T. Hackett | Management | For | For |
1F | Elect Director Samuel J. Locklear, III | Management | For | For |
1G | Elect Director Deborah D. McWhinney | Management | For | For |
1H | Elect Director Armando J. Olivera | Management | For | For |
1I | Elect Director Joseph W. Prueher | Management | For | For |
1J | Elect Director Matthew K. Rose | Management | For | For |
1K | Elect Director David T. Seaton | Management | For | For |
1L | Elect Director Nader H. Sultan | Management | For | For |
1M | Elect Director Lynn C. Swann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| ||||
FLUOR CORPORATION | ||||
Ticker: FLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: PETER K. BARKER | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: ROSEMARY T. BERKERY. | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: SAMUEL J. LOCKLEAR III | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: DEBORAH D. MCWHINNEY | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: ARMANDO J. OLIVERA | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: JOSEPH W. PRUEHER | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: NADER H. SULTAN | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: LYNN C. SWANN | Management | For | DNV |
2. | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | DNV |
3. | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | THE APPROVAL OF THE FLUOR CORPORATION 2017 PERFORMANCE INCENTIVE PLAN. | Management | For | DNV |
5. | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
6. | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF GREENHOUSE GAS EMISSIONS REDUCTION GOALS. | Shareholder | Against | DNV |
| ||||
FLUOR CORPORATION | ||||
Ticker: FLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Peter K. Barker | Management | For | For |
1B | Elect Director Alan M. Bennett | Management | For | For |
1C | Elect Director Rosemary T. Berkery | Management | For | For |
1D | Elect Director Peter J. Fluor | Management | For | For |
1E | Elect Director James T. Hackett | Management | For | For |
1F | Elect Director Samuel J. Locklear, III | Management | For | For |
1G | Elect Director Deborah D. McWhinney | Management | For | For |
1H | Elect Director Armando J. Olivera | Management | For | For |
1I | Elect Director Joseph W. Prueher | Management | For | For |
1J | Elect Director Matthew K. Rose | Management | For | For |
1K | Elect Director David T. Seaton | Management | For | For |
1L | Elect Director Nader H. Sultan | Management | For | For |
1M | Elect Director Lynn C. Swann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Adopt Quantitative Company-wide GHG Goals | Shareholder | Against | For |
| ||||
FMC TECHNOLOGIES, INC. | ||||
Ticker: FTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSAL TO ADOPT THE BUSINESS COMBINATION AGREEMENT, DATED AS OF JUNE 14, 2016 (THE "BUSINESS COMBINATION AGREEMENT"), AMONG FMCTI, TECHNIP S.A. AND TECHNIPFMC LIMITED | Management | For | For |
2. | PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE FMCTI SPECIAL MEETING TO ANOTHER TIME OR PLACE, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE FMCTI SPECIAL MEETING TO APPROVE ITEM 1 | Management | For | For |
3. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, CERTAIN COMPENSATION ARRANGEMENTS FOR FMCTI'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE TRANSACTIONS CONTEMPLATED BY THE BUSINESS COMBINATION AGREEMENT, WHICH ARE DISCLOSED IN THE SECTION ENTITL | Management | For | For |
4. | RECOMMENDATION, ON A NON-BINDING, ADVISORY BASIS, WITH RESPECT TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON FMCTI'S EXECUTIVE COMPENSATION | Management | 1 Year | 1 Year |
| ||||
FOOT LOCKER, INC. | ||||
Ticker: FL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: MAXINE CLARK | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: ALAN D. FELDMAN | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: JAROBIN GILBERT, JR. | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: RICHARD A. JOHNSON | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: GUILLERMO G. MARMOL | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: MATTHEW M. MCKENNA | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: STEVEN OAKLAND | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: ULICE PAYNE, JR. | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: CHERYL NIDO TURPIN | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: KIMBERLY UNDERHILL | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: DONA D. YOUNG | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | DNV |
3. | APPROVAL OF AN AMENDMENT TO THE BY-LAWS TO ADOPT MAJORITY VOTING IN UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | DNV |
4. | APPROVAL OF AN AMENDMENT TO THE FOOT LOCKER ANNUAL INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | DNV |
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | DNV |
| ||||
FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kate Mitchell | Management | For | For |
1B | Elect Director Israel Ruiz | Management | For | For |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
FORTIVE CORPORATION | ||||
Ticker: FTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Kate Mitchell | Management | For | For |
1B | Elect Director Israel Ruiz | Management | For | For |
2 | Ratify Ernst and Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Declassify the Board of Directors | Management | For | For |
| ||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||
Ticker: FBHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. D. David Mackay | Management | For | For |
1b | Elect Director David M. Thomas | Management | For | For |
1c | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FORTUNE BRANDS HOME & SECURITY, INC. | ||||
Ticker: FBHS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. D. David Mackay | Management | For | For |
1b | Elect Director David M. Thomas | Management | For | For |
1c | Elect Director Norman H. Wesley | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
FREEPORT-MCMORAN INC. | ||||
Ticker: FCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-RICHARD C. ADKERSON | Management | For | For |
1..2 | DIRECTOR-GERALD J. FORD | Management | For | For |
1..3 | DIRECTOR-LYDIA H. KENNARD | Management | For | For |
1..4 | DIRECTOR-ANDREW LANGHAM | Management | For | For |
1..5 | DIRECTOR-JON C. MADONNA | Management | For | For |
1..6 | DIRECTOR-COURTNEY MATHER | Management | For | For |
1..7 | DIRECTOR-DUSTAN E. MCCOY | Management | For | For |
1..8 | DIRECTOR-FRANCES FRAGOS TOWNSEND | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year |
| ||||
GAP INC. | ||||
Ticker: GPS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: ROBERT J. FISHER | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: WILLIAM S. FISHER | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: TRACY GARDNER | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: BRIAN GOLDNER | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: BOB L. MARTIN | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: ARTHUR PECK | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: KATHERINE TSANG | Management | For | DNV |
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON FEBRUARY 3, 2018. | Management | For | DNV |
3. | AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | For | DNV |
4. | APPROVAL, ON AN ADVISORY BASIS, OF THE OVERALL COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
5. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE GAP, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | DNV |
6. | THE SHAREHOLDER PROPOSAL CONTAINED IN THE ATTACHED PROXY STATEMENT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | DNV |
| ||||
GENERAL ELECTRIC COMPANY | ||||
Ticker: GE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sebastien M. Bazin | Management | For | For |
2 | Elect Director W. Geoffrey Beattie | Management | For | For |
3 | Elect Director John J. Brennan | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Peter B. Henry | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Risa Lavizzo-Mourey | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director Lowell C. McAdam | Management | For | For |
14 | Elect Director Steven M. Mollenkopf | Management | For | For |
15 | Elect Director James J. Mulva | Management | For | For |
16 | Elect Director James E. Rohr | Management | For | For |
17 | Elect Director Mary L. Schapiro | Management | For | For |
18 | Elect Director James S. Tisch | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
21 | Amend Omnibus Stock Plan | Management | For | For |
22 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
23 | Ratify KPMG LLP as Auditors | Management | For | For |
24 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
25 | Require Independent Board Chairman | Shareholder | Against | For |
26 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
27 | Report on Charitable Contributions | Shareholder | Against | Against |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Joseph J. Ashton | Management | For | Withhold |
1.2 | Elect Director Mary T. Barra | Management | For | For |
1.3 | Elect Director Linda R. Gooden | Management | For | For |
1.4 | Elect Director Joseph Jimenez | Management | For | For |
1.5 | Elect Director Jane L. Mendillo | Management | For | For |
1.6 | Elect Director Michael G. Mullen | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director Thomas M. Schoewe | Management | For | For |
1.10 | Elect Director Theodore M. Solso | Management | For | For |
1.11 | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Creation of Dual-Class Common Stock | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Proxy Card) | ||||
1.1 | Elect Directors Leo Hindery, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Vinit Sethi | Shareholder | For | Did Not Vote |
1.3 | Elect Director William N. Thorndike, Jr. | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Joseph J. Ashton | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Mary T. Barra | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Joseph Jimenez | Shareholder | For | Did Not Vote |
1.8 | Management Nominee James J. Mulva | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Patricia F. Russo | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Thomas M. Schoewe | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Theodore M. Solso | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
6 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
7 | Creation of Dual-Class Common Stock | Shareholder | For | Did Not Vote |
| ||||
GENERAL MOTORS COMPANY | ||||
Ticker: GM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Proxy Card) | ||||
1.1 | Elect Director Joseph J. Ashton | Management | For | For |
1.2 | Elect Director Mary T. Barra | Management | For | For |
1.3 | Elect Director Linda R. Gooden | Management | For | For |
1.4 | Elect Director Joseph Jimenez | Management | For | For |
1.5 | Elect Director Jane L. Mendillo | Management | For | For |
1.6 | Elect Director Michael G. Mullen | Management | For | For |
1.7 | Elect Director James J. Mulva | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director Thomas M. Schoewe | Management | For | For |
1.10 | Elect Director Theodore M. Solso | Management | For | For |
1.11 | Elect Director Carol M. Stephenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Creation of Dual-Class Common Stock | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Proxy Card) | ||||
1.1 | Elect Directors Leo Hindery, Jr. | Shareholder | For | Did Not Vote |
1.2 | Elect Director Vinit Sethi | Shareholder | For | Did Not Vote |
1.3 | Elect Director William N. Thorndike, Jr. | Shareholder | For | Did Not Vote |
1.4 | Management Nominee Joseph J. Ashton | Shareholder | For | Did Not Vote |
1.5 | Management Nominee Mary T. Barra | Shareholder | For | Did Not Vote |
1.6 | Management Nominee Linda R. Gooden | Shareholder | For | Did Not Vote |
1.7 | Management Nominee Joseph Jimenez | Shareholder | For | Did Not Vote |
1.8 | Management Nominee James J. Mulva | Shareholder | For | Did Not Vote |
1.9 | Management Nominee Patricia F. Russo | Shareholder | For | Did Not Vote |
1.10 | Management Nominee Thomas M. Schoewe | Shareholder | For | Did Not Vote |
1.11 | Management Nominee Theodore M. Solso | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Approve Executive Incentive Bonus Plan | Management | For | Did Not Vote |
4 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Did Not Vote |
6 | Require Independent Board Chairman | Shareholder | Against | Did Not Vote |
7 | Creation of Dual-Class Common Stock | Shareholder | For | Did Not Vote |
| ||||
GENFIT, LOOS | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Management | None | Did not vote |
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CU | Management | None | Did not vote |
CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOU | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2017/0512/201705121701826.pdf | Management | None | Did not vote |
O.1 | APPROVAL OF THE ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
O.2 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 | Management | For | For |
O.4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN THE SPECIAL REPORT OF THE STATUTORY AUDITORS | Management | For | For |
O.5 | READING OF THE SPECIAL REPORT OF THE BOARD OF DIRECTORS WITH RESPECT TO THE SHARE SUBSCRIPTION OR PURCHASE OPTIONS IN ACCORDANCE WITH ARTICLE L.225-184 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
O.6 | READING OF THE SPECIAL REPORT OF THE MANAGEMENT WITH RESPECT TO THE FREE ALLOCATIONS OF SHARES IN ACCORDANCE WITH ARTICLE L.225-197-4 OF THE FRENCH COMMERCIAL CODE | Management | For | For |
O.7 | READING OF THE SUMMARY TABLE SHOWING THE DELEGATIONS OF AUTHORITY AND POWERS GRANTED BY THE GENERAL MEETING OF THE SHAREHOLDERS TO THE MANAGEMENT IN ACCORDANCE WITH ARTICLES L. 225-129-1 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | For | For |
E.8 | CHANGE IN THE METHOD OF ADMINISTRATION AND MANAGEMENT OF THE COMPANY: ESTABLISHMENT OF THE BOARD OF DIRECTORS - AMENDMENTS TO THE BY-LAWS | Management | For | For |
CMMT | THE FOLLOWING NINTH TO THIRTY-FIFTH RESOLUTIONS WILL BE BROUGHT TO VOTE ONLY- SHOULD THE ABOVE EIGHTH RESOLUTION BE ADOPTED | Management | None | Did not vote |
E.9 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For |
E.10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For |
E.11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS AND AS PART OF AN OFF | Management | For | For |
E.12 | SETTING OF THE ISSUE PRICE OF COMMON SHARES AND/OR ALL TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, UP TO AN ANNUAL LIMIT OF 10% OF THE CAPITAL (IF T | Management | For | For |
E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL FOR THE BENEFIT OF INDUSTRIAL OR COMMERCIAL COMPANIES IN THE PHARMACEUTICAL/BIOTECHNOLOGY SECTOR OR FUND OR GROUP SAVINGS MANAGING COMPANIES UNDER FRENCH LAW OR UNDER FOREIG | Management | For | For |
E.14 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS, IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, TO INCREASE BY 15% THE NUMBER OF SECURITIES TO BE ISSUED | Management | For | For |
E.15 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, AS REMUNERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING AC | Management | For | For |
E.16 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For |
E.17 | GLOBAL LIMIT OF AUTHORISATIONS (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
E.18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE INDEPENDENT SHARE SUBSCRIPTION WARRANTS RESERVED FOR MEMBERS OF THE BOARD OF DIRECTORS AND COMPANY CONSULTANTS | Management | For | For |
E.19 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS | Management | For | For |
E.20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE EXISTING OR SHARES TO BE ISSUED | Management | For | For |
E.21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS SCHEME | Management | For | For |
E.22 | DELEGATION OF POWER GRANTED TO THE BOARD OF DIRECTORS TO CANCEL ALL OR PART OF THE COMPANY'S TREASURY SHARES PURSUANT TO THE SHARE BUYBACK AUTHORISATION | Management | For | For |
O.23 | AUTHORISATION FOR THE COMPANY TO BUY ITS OWN SHARES BACK (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
O.24 | APPOINTMENT OF MR JEAN-FRANCOIS MOUNEY AS DIRECTOR | Management | For | For |
O.25 | APPOINTMENT OF MR XAVIER GUILLE DES BUTTES AS DIRECTOR | Management | For | For |
O.26 | APPOINTMENT OF MRS ANNE-HELENE MONSELLATO AS DIRECTOR | Management | For | For |
O.27 | APPOINTMENT OF MRS CATHERINE LARUE AS DIRECTOR | Management | For | For |
O.28 | APPOINTMENT OF MR FREDERIC DESDOUITS AS DIRECTOR | Management | For | For |
O.29 | APPOINTMENT OF MR PHILIPPE MOONS AS DIRECTOR | Management | For | For |
O.30 | APPOINTMENT OF THE COMPANY BIOTECH AVENIR AS DIRECTOR | Management | For | For |
O.31 | ATTENDANCE FEES (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
O.32 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND DUE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS AND TO THE COMPANY | Management | For | For |
O.33 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-42-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MR JEAN-FRANCOIS MOUNEY (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
O.34 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MRS NATHALIE HUITOREL (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
O.35 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MR DEAN HUM (IF THE EIGHTH RESOLUTION IS APPROVED) | Management | For | For |
CMMT | THE FOLLOWING THIRTY-SIXTH TO SIXTY-FIRST RESOLUTIONS WILL BE BROUGHT TO VOTE-ONLY IF THE ABOVE EIGHTH RESOLUTION IS REJECTED | Management | None | Did not vote |
E.36 | AMENDMENTS TO THE BY-LAWS TO FACILITATE ELECTRONIC VOTING | Management | For | For |
E.37 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For |
E.38 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For |
E.39 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON COMPANY SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT AND AS PART OF AN OFFER GOVERNED BY SECTION I | Management | For | For |
E.40 | SETTING OF THE ISSUE PRICE OF COMMON SHARES AND/OR ALL TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF CANCELLATION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS, UP TO AN ANNUAL LIMIT OF 10% OF THE CAPITAL (IF T | Management | For | For |
E.41 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO INCREASE THE CAPITAL FOR THE BENEFIT OF INDUSTRIAL OR COMMERCIAL COMPANIES IN THE PHARMACEUTICAL/BIOTECHNOLOGY SECTOR OR FUND OR GROUP SAVINGS MANAGING COMPANIES UNDER FRENCH LAW OR UNDER FOREIGN LAW IN | Management | For | For |
E.42 | AUTHORISATION GRANTED TO THE MANAGEMENT TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED BY 15% IN THE EVENT OF A CAPITAL INCREASE, WITH OR WITHOUT CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF SHAREHOLDERS | Management | For | For |
E.43 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, AS REMUNERATION FOR IN-KIND CONTRIBUTIONS OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO | Management | For | For |
E.44 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL, IN THE EVENT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | For | For |
E.45 | GLOBAL LIMIT OF AUTHORISATIONS (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
E.46 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE INDEPENDENT SHARE SUBSCRIPTION WARRANTS RESERVED FOR MEMBERS OF THE SUPERVISORY BOARD AND COMPANY CONSULTANTS | Management | For | For |
E.47 | AUTHORISATION GRANTED TO THE MANAGEMENT TO GRANT SHARE SUBSCRIPTION OR PURCHASE OPTIONS | Management | For | For |
E.48 | AUTHORISATION GRANTED TO THE MANAGEMENT TO FREELY ALLOCATE EXISTING SHARES OR SHARES TO BE ISSUED | Management | For | For |
E.49 | DELEGATION OF AUTHORITY GRANTED TO THE MANAGEMENT TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY'S CAPITAL FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS SCHEME | Management | For | For |
E.50 | DELEGATION OF POWER GRANTED TO THE MANAGEMENT TO CANCEL ALL OR PART OF THE COMPANY TREASURY SHARES PURSUANT TO THE SHARE BUYBACK AUTHORISATION | Management | For | For |
O.51 | AUTHORISATION FOR THE COMPANY TO BUY ITS OWN SHARES BACK (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
O.52 | APPOINTMENT OF MS ANNE-HELENE MONSELLATO AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For |
O.53 | APPOINTMENT OF MS CATHERINE LARUE AS MEMBER OF THE SUPERVISORY BOARD | Management | For | For |
O.54 | ATTENDANCE FEES (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
O.55 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ANY KIND DUE TO CHAIRMAN OF THE MANAGEMENT | Management | For | For |
O.56 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ANY KIND DUE TO THE OTHER MEMBERS OF THE MANAGEMENT | Management | For | For |
O.57 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS MAKING UP THE TOTAL COMPENSATION AND ALL BENEFITS OF ANY KIND DUE TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | For | For |
O.58 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MR JEAN-FRANCOIS MOUNEY (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
O.59 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MRS NATHALIE HUITOREL (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
O.60 | APPROVAL OF THE REGULATED COMMITMENTS REFERRED TO IN ARTICLE L.225-90-1 OF THE FRENCH COMMERCIAL CODE IN FAVOUR OF MR DEAN HUM (IF THE EIGHTH RESOLUTION IS NOT APPROVED) | Management | For | For |
O.61 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES | Management | For | For |
| ||||
GENMARK DIAGNOSTICS INC | ||||
Ticker: GNMK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Daryl J. Faulkner | Management | For | For |
1.2 | Elect James Fox | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
GENPACT LIMITED | ||||
Ticker: G | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect N.V. Tyagarajan | Management | For | For |
2 | Elect Robert Scott | Management | For | For |
3 | Elect Amit Chandra | Management | For | For |
4 | Elect Laura Conigliaro | Management | For | For |
5 | Elect David Humphrey | Management | For | For |
6 | Elect Carol Lindstrom | Management | For | For |
7 | Elect James C. Madden | Management | For | For |
8 | Elect Alex J. Mandl | Management | For | For |
9 | Elect Cecelia Morken | Management | For | For |
10 | Elect Mark Nunnelly | Management | For | For |
11 | Elect Mark Verdi | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Approval of the 2017 Omnibus Incentive Compensation Plan | Management | For | For |
15 | Ratification of Auditor | Management | For | For |
| ||||
GERRESHEIMER AG | ||||
Ticker: GXI GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE FINANCIAL STATEMENTS AND STAT REPORTS | Management | TNA | TNA |
2 | APPROVAL INCOME AND DIVIDENS 1.05 EUR per SHARE | Management | FOR | FOR |
3 | APPROVE DISCHARGE MANAGEMENT BOARD FISCAL 2016 | Management | FOR | FOR |
4 | APPROVE DISCHARGE SUPERVISORY BOARD FISCAL 2016 | Management | FOR | FOR |
5 | RATIFY DELOITTE GMBH AS AUDITORS FOR 2017 | Management | FOR | FOR |
6.1 | ELECT ANDREA ABT TO THE SUPERVISORY BOARD | Management | FOR | FOR |
6.2 | ELECT KARIN DORREPAAL TO THE SUPERVISORY BOARD | Management | FOR | FOR |
6.3 | ELECT ALEX HERBERG TO THE SUPERVISORY BOARD | Management | FOR | FOR |
6.4 | ELECT PETER NOE TO THE SUPERVISORY BOARD | Management | FOR | FOR |
6.5 | ELECT THEODOR STUTH TO THE SUPERVISORY BOARD | Management | FOR | FOR |
6.6 | ELECT AUDO VETTER TO THE SUPERVISORY BOARD | Management | FOR | FOR |
7 | APPROVE CREATION OF EUR 6.3 MLN POOL OF CAPITAL WITH PARTIAL EXCLUSION OF PRE-EMPTIVE RIGHTS | Management | FOR | FOR |
8 | APPROVE ISSUANCE OF CONVERTIBLE/WARRANT BONDS WITH PARTIAL EXCLUSION OF PRE-EMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 750 MLN APPROVE CREATON OF EUR 6.3 MLN POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | FOR | FOR |
| ||||
GLOBAL PAYMENTS INC. | ||||
Ticker: GPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert H.B. Baldwin, Jr. | Management | For | For |
2 | Elect Mitchell L. Hollin | Management | For | For |
3 | Elect Ruth Ann Marshall | Management | For | For |
4 | Elect John M. Partridge | Management | For | For |
5 | Elect Jeffrey S. Sloan | Management | For | For |
6 | Amendment to the 2011 Incentive Plan | Management | For | For |
7 | Advisory Vote on Executive Compensation | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
| ||||
GLOBAL PAYMENTS INC. | ||||
Ticker: GPN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John G. Bruno | Management | For | For |
2 | Elect Jeffrey S. Sloan | Management | For | For |
3 | Elect William B. Plummer | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
6 | Ratification of Auditor | Management | For | For |
| ||||
GLOBANT SA | ||||
Ticker: GLOB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Consolidated Accounts and Reports | Management | For | For |
2 | Accounts and Reports | Management | For | For |
3 | Allocation of Results for Fiscal Year 2016 | Management | For | For |
4 | Ratification of Board Acts | Management | For | For |
5 | Stock Option Grant | Management | For | For |
6 | Director Fee's | Management | For | For |
7 | Appointment of Auditor for the annual accounts | Management | For | For |
8 | Appointment of Auditor (Consolidated) | Management | For | For |
9 | Elect Linda Rottenberg | Management | For | For |
10 | Elect Martin Gonzalo Umaran | Management | For | For |
11 | Elect Guibert Andres Englebienne | Management | For | For |
12 | Increase in Authorized Capital | Management | For | For |
13 | Amendments to Articles | Management | For | For |
| ||||
GODADDY INC. | ||||
Ticker: GDDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard H. Kimball | Management | For | For |
1.2 | Elect Elizabeth S. Rafael | Management | For | For |
1.3 | Elect Lee E. Wittlinger | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
GOLAR LNG LIMITED | ||||
Ticker: GLNG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Tor Olav Troim as Director | Management | For | For |
2 | Reelect Daniel Rabun as Director | Management | For | For |
3 | Reelect Fredrik Halvorsen as Director | Management | For | For |
4 | Reelect Carl E. Steen as Director | Management | For | For |
5 | Reelect Andrew J.D. Whalley as Director | Management | For | For |
6 | Elect Niels G. Stolt-Nielsen as Director | Management | For | For |
7 | Elect Lori Wheeler Naess as Director | Management | For | For |
8 | Approve Ernst & Young LLP of London, England as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | For |
| ||||
GRAND CITY PROPERTIES SA | ||||
Ticker: GYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Increase Authorized Share Capital to up to EUR 40 million | Management | For | Against |
2 | Receive and Approve Directors' Special Report | Management | For | Against |
3 | Approve Authorization to Issue Shares and Exclude Preemptive Rights Re: Item 1 | Management | For | Against |
4 | Amend Articles to Reflect Changes in Capital | Management | For | Against |
| ||||
GRAND CITY PROPERTIES SA | ||||
Ticker: GYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Increase Authorized Share Capital to up to EUR 40 million | Management | For | Against |
2 | Receive and Approve Directors' Special Report | Management | For | Against |
3 | Approve Authorization to Issue Shares and Exclude Preemptive Rights Re: Item 1 | Management | For | Against |
4 | Amend Articles to Reflect Changes in Capital | Management | For | Against |
| ||||
GRUBHUB INC. | ||||
Ticker: GRUB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Lloyd D. Frink | Management | For | For |
1.2 | Elect Girish Lakshman | Management | For | For |
1.3 | Elect Keith Richman | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
GUIDEWIRE SOFTWARE, INC. | ||||
Ticker: GWRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Craig A. Conway | Management | For | For |
1.2 | Elect Guy Dubois | Management | For | For |
2 | Exclusive Forum Provision | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
GW PHARMACEUTICALS | ||||
Ticker: GWPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Geoffrey W. Guy | Management | For | For |
4 | Elect Thomas Lynch | Management | For | For |
5 | Elect Cabot Brown | Management | For | For |
6 | Appointment of Auditor | Management | For | For |
7 | Authority to Set Auditor's Fees | Management | For | For |
8 | Approval of the 2017 Long-Term Incentive Plan | Management | For | For |
9 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
| ||||
HALCON RESOURCES CORPORATION | ||||
Ticker: HK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Fuller | Management | For | For |
1.2 | Elect Director Floyd C. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
| ||||
HALLIBURTON COMPANY | ||||
Ticker: HAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abdulaziz F. Al Khayyal | Management | For | For |
1b | Elect Director William E. Albrecht | Management | For | Against |
1c | Elect Director Alan M. Bennett | Management | For | For |
1d | Elect Director James R. Boyd | Management | For | Against |
1e | Elect Director Milton Carroll | Management | For | Against |
1f | Elect Director Nance K. Dicciani | Management | For | For |
1g | Elect Director Murry S. Gerber | Management | For | Against |
1h | Elect Director Jose C. Grubisich | Management | For | For |
1i | Elect Director David J. Lesar | Management | For | For |
1j | Elect Director Robert A. Malone | Management | For | Against |
1k | Elect Director J. Landis Martin | Management | For | For |
1l | Elect Director Jeffrey A. Miller | Management | For | For |
1m | Elect Director Debra L. Reed | Management | For | Against |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
| ||||
HARLEY-DAVIDSON, INC. | ||||
Ticker: HOG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-TROY ALSTEAD | Management | For | DNV |
1..2 | DIRECTOR-R. JOHN ANDERSON | Management | For | DNV |
1..3 | DIRECTOR-MICHAEL J. CAVE | Management | For | DNV |
1..4 | DIRECTOR-ALLAN GOLSTON | Management | For | DNV |
1..5 | DIRECTOR-MATTHEW S. LEVATICH | Management | For | DNV |
1..6 | DIRECTOR-SARA L. LEVINSON | Management | For | DNV |
1..7 | DIRECTOR-N. THOMAS LINEBARGER | Management | For | DNV |
1..8 | DIRECTOR-BRIAN R. NICCOL | Management | For | DNV |
1..9 | DIRECTOR-MARYROSE T. SYLVESTER | Management | For | DNV |
1..10 | DIRECTOR-JOCHEN ZEITZ | Management | For | DNV |
2. | TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
3. | TO CONSIDER THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO BE THE AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
| ||||
HARMAN INTERNATIONAL INDUSTRIES, INC. | ||||
Ticker: HAR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | ADOPTION OF THE MERGER AGREEMENT: THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), DATED AS OF NOVEMBER 14, 2016, BY AND AMONG HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED (THE "COMP | Management | For | For |
2. | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER MERGER-RELATED COMPENSATION: THE PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, SPECIFIED COMPENSATION THAT MAY BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
3. | VOTE ON ADJOURNMENT: THE PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT TH | Management | For | For |
| ||||
HEIDGELBERG CEMENT AG | ||||
Ticker: HEI GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | RECEIVE FINANCIAL STATEMENTS AND STAT REPORTS | Management | TNA | TNA |
2 | approve allocation of income and dividends of EUR 1.60 per share | Management | FOR | FOR |
3.1 | approve discharge of management board member for 2016 Bernd Scheifele | Management | FOR | FOR |
3.2 | approve discharge of management board member for 2016 Dominik Von Achten | Management | FOR | FOR |
3.3 | approve discharge of management board member for 2016 Daniel Gauthier | Management | FOR | FOR |
3.4 | approve discharge of management board member for 2016 Kevin Gluskie | Management | FOR | FOR |
3.5 | approve discharge of management board member for 2016 Hakan Gurdal | Management | FOR | FOR |
3.6 | approve discharge of management board member for 2016 Andreas Kern | Management | FOR | FOR |
3.7 | approve discharge of management board member for 2016 Jon Morrish | Management | FOR | FOR |
3.8 | approve discharge of management board member for 2016 Lorenz Naeger | Management | FOR | FOR |
3.9 | approve discharge of management board member for 2016 Albert Scheuer | Management | FOR | FOR |
4.1 | approve discharge of supervisory board member for 2016 Fritz-Juergen Heckman | Management | FOR | FOR |
4.2 | approve discharge of supervisory board member for 2016 Heiz Schmitt | Management | FOR | FOR |
4.3 | approve discharge of supervisory board member for 2016 Josef Hueman | Management | FOR | FOR |
4.4 | approve discharge of supervisory board member for 2016 Gabriele Kailing | Management | FOR | FOR |
4.5 | approve discharge of supervisory board member for 2016 Hans Georg Kraut | Management | FOR | FOR |
4.6 | approve discharge of supervisory board member for 2016 Ludwig Merckle | Management | FOR | FOR |
4.7 | approve discharge of supervisory board member for 2016 Ludwig Merckle | Management | FOR | FOR |
4.8 | approve discharge of supervisory board member for 2016 Alan James Murray | Management | FOR | FOR |
4.9 | approve discharge of supervisory board member for 2016 Juergen Schneider | Management | FOR | FOR |
4.1 | approve discharge of supervisory board member for 2016 Werner Schraeder | Management | FOR | FOR |
4.11 | approve discharge of supervisory board member for 2016 Frank-Dirk Steininger | Management | FOR | FOR |
4.12 | approve discharge of supervisory board member for 2016 Stephen Wehning | Management | FOR | FOR |
4.13 | approve discharge of supervisory board member for 2016 Maron Weissenberger-Eibl | Management | FOR | FOR |
5 | Ratify Ernest & Youn GMBH as auditors for the fiscal year of 2017 | Management | FOR | FOR |
| ||||
HERC HOLDINGS INC. | ||||
Ticker: HRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: HERBERT L. HENKEL | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: LAWRENCE H. SILBER | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: JAMES H. BROWNING | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: PATRICK D. CAMPBELL | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: COURTNEY MATHER | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: STEPHEN A. MONGILLO | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: LOUIS J. PASTOR | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: MARY PAT SALOMONE | Management | For | DNV |
2. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | DNV |
3. | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON THE NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | DNV |
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017. | Management | For | DNV |
| ||||
HESS CORPORATION | ||||
Ticker: HES | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: R.F. CHASE | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: T.J. CHECKI | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: J.B. HESS | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: M.S. LIPSCHULTZ | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: D. MCMANUS | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: K.O. MEYERS | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: F.G. REYNOLDS | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: W.G. SCHRADER | Management | For | DNV |
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
3. | ADVISORY VOTE ON THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
5. | APPROVAL OF THE 2017 LONG TERM INCENTIVE PLAN. | Management | For | DNV |
6. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. | Shareholder | Against | DNV |
| ||||
HIKMA PHARMACEUTICALS PLC | ||||
Ticker: HIK LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To receive the annual report and accounts for the year ended 31-Dec-2016 | Management | FOR | FOR |
2 | To declare a final dividend of 22 cents per ordinary share in respect of the year ended 31 December 2016 | Management | FOR | FOR |
3 | To re-appoint Pricewaterhousecoopers LLP as auditors of the company | Management | FOR | FOR |
4 | To authorise the audit committee to determine the auditors' renumeration | Management | FOR | FOR |
5 | To elect Nina Henderson as a director of the company | Management | FOR | FOR |
6 | To re-elect Said Darwazah as a director of the company | Management | FOR | FOR |
7 | To re-elect Mazen Darwazah as a director of the company | Management | FOR | FOR |
8 | To re-elect Robert Pickering as a director of the company | Management | FOR | FOR |
9 | To re-elect Ali Al-Husry as a director of the company | Management | FOR | FOR |
10 | To re-elect Dr. Ronald Goode as a director of the company | Management | FOR | FOR |
11 | To re-elect Patrick Butler as a director of the company | Management | FOR | FOR |
12 | To re-elect Dr. Jochen Gann as a director of the company | Management | FOR | FOR |
13 | To re-elect John Castellani as a director of the company | Management | FOR | FOR |
14 | To re-elect Dr. Pamela Kirby as a director of the company | Management | FOR | FOR |
15 | To approve the directors' renumeration policy | Management | FOR | FOR |
16 | To approve the renumeration report for the year ended 31 December 2016 | Management | FOR | FOR |
17 | To approve the extension of the effective period of the executive incentive plan, from 5 years to 10 years | Management | FOR | FOR |
18 | To approve the increase of aggregate directors' fee limit from 1,000,000 GBP to 5,000,000 GPB per annum | Management | FOR | FOR |
19 | Authority to allot shares up to an aggregate nominal amount of 7,999,293 GBP | Management | FOR | FOR |
20 | That the directors be empwered to allot equity securities for cash on a non pre-emptive basis up to an aggregate nominal amount of 1,199,894 GBP | Management | FOR | FOR |
21 | That an aggregate nominal amount of 1,199,894 GBP to be used only for the purposes of financing a transaction | Management | FOR | FOR |
22 | Authority to make market purchases of own shares, up to 2,399,788 GBP representing 10 per cent of the issued capital of the company | Management | FOR | FOR |
23 | That a general meeting of shareholders of the company, other than an AGM, may be called on 14 clear days' notice | Management | FOR | FOR |
| ||||
HILTON WORLDWIDE HOLDINGS INC. | ||||
Ticker: HLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
HILTON WORLDWIDE HOLDINGS INC. | ||||
Ticker: HLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
| ||||
HILTON WORLDWIDE HOLDINGS INC. | ||||
Ticker: HLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher J. Nassetta | Management | For | For |
1.2 | Elect Director Jonathan D. Gray | Management | For | For |
1.3 | Elect Director Charlene T. Begley | Management | For | For |
1.4 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.5 | Elect Director Judith A. McHale | Management | For | Withhold |
1.6 | Elect Director John G. Schreiber | Management | For | For |
1.7 | Elect Director Elizabeth A. Smith | Management | For | Withhold |
1.8 | Elect Director Douglas M. Steenland | Management | For | Withhold |
1.9 | Elect Director William J. Stein | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
HONEYWELL INTERNATIONAL INC. | ||||
Ticker: HON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Darius Adamczyk | Management | For | For |
1B | Elect Director William S. Ayer | Management | For | For |
1C | Elect Director Kevin Burke | Management | For | For |
1D | Elect Director Jaime Chico Pardo | Management | For | For |
1E | Elect Director David M. Cote | Management | For | For |
1F | Elect Director D. Scott Davis | Management | For | For |
1G | Elect Director Linnet F. Deily | Management | For | For |
1H | Elect Director Judd Gregg | Management | For | For |
1I | Elect Director Clive Hollick | Management | For | For |
1J | Elect Director Grace D. Lieblein | Management | For | For |
1K | Elect Director George Paz | Management | For | For |
1L | Elect Director Bradley T. Sheares | Management | For | For |
1M | Elect Director Robin L. Washington | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Political Lobbying Disclosure | Shareholder | Against | For |
| ||||
HUBSPOT, INC. | ||||
Ticker: HUBS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Julie Herendeen | Management | For | For |
1.2 | Elect Michael Simon | Management | For | For |
1.3 | Elect Jay Simons | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
HUMANA INC. | ||||
Ticker: HUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kurt J. Hilzinger | Management | For | For |
2 | Elect Bruce D. Broussard | Management | For | For |
3 | Elect Frank A. D'Amelio | Management | For | For |
4 | Elect W. Roy Dunbar | Management | For | For |
5 | Elect David A. Jones Jr. | Management | For | For |
6 | Elect William J. McDonald | Management | For | For |
7 | Elect William E. Mitchell | Management | For | For |
8 | Elect David B. Nash | Management | For | For |
9 | Elect James J. O'Brien | Management | For | For |
10 | Elect Marissa T. Peterson | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against |
| ||||
HUNTSMAN CORPORATION | ||||
Ticker: HUN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Mary C. Beckerle | Management | For | Withhold |
1.3 | Elect Director M. Anthony Burns | Management | For | Withhold |
1.4 | Elect Director Jon M. Huntsman | Management | For | For |
1.5 | Elect Director Peter R. Huntsman | Management | For | For |
1.6 | Elect Director Robert J. Margetts | Management | For | Withhold |
1.7 | Elect Director Wayne A. Reaud | Management | For | For |
1.8 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Against |
| ||||
HURON CONSULTING GROUP INC. | ||||
Ticker: HURN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect H. Eugene Lockhart | Management | For | For |
1.2 | Elect George E. Massaro | Management | For | For |
2 | Approval of amendment to the 2012 Omnibus Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Henderson | Management | For | For |
1b | Elect Director Lawrence D. Kingsley | Management | For | For |
1c | Elect Director Sophie V. Vandebroek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
IDEXX LABORATORIES, INC. | ||||
Ticker: IDXX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Henderson | Management | For | For |
1b | Elect Director Lawrence D. Kingsley | Management | For | For |
1c | Elect Director Sophie V. Vandebroek | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ILLUMINA INC | ||||
Ticker: ILMN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Caroline Dorsa | Management | For | For |
2 | Elect Robert S. Epstein | Management | For | For |
3 | Elect Philip W. Schiller | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Elimination of Supermajority Voting Requirements | Management | For | For |
| ||||
IMPALA PLATINUM HOLDINGS LTD, ILLOVO | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
O.1 | REAPPOINT PRICEWATERHOUSECOOPERS INC AS AUDITORS OF THE COMPANY | Management | For | DNV |
O.2.1 | RE-ELECT HUGH CAMERON AS MEMBER OF THE AUDIT COMMITTEE | Management | For | DNV |
O.2.2 | ELECT PETER DAVEY AS MEMBER OF THE AUDIT COMMITTEE | Management | For | DNV |
O.2.3 | RE-ELECT BABALWA NGONYAMA AS MEMBER OF THE AUDIT COMMITTEE | Management | For | DNV |
O.2.4 | ELECT MPHO NKELI AS MEMBER OF THE AUDIT COMMITTEE | Management | For | DNV |
O.3 | APPROVE REMUNERATION POLICY | Management | For | DNV |
O.4.1 | RE-ELECT HUGH CAMERON AS DIRECTOR | Management | For | DNV |
O.4.2 | RE-ELECT ALBERTINAH KEKANA AS DIRECTOR | Management | For | DNV |
O.4.3 | RE-ELECT ALASTAIR MACFARLANE AS DIRECTOR | Management | For | DNV |
O.4.4 | RE-ELECT BABALWA NGONYAMA AS DIRECTOR | Management | For | DNV |
S.1 | APPROVE REMUNERATION OF NON EXECUTIVE DIRECTORS | Management | For | DNV |
S.2 | AUTHORISE REPURCHASE OF ISSUED SHARE CAPITAL | Management | For | DNV |
| ||||
IMPINJ, INC. | ||||
Ticker: PI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Chris Diorio | Management | For | For |
1.2 | Elect Gregory Sessler | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
INCYTE CORP. | ||||
Ticker: INCY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Julian C. Baker | Management | For | For |
1.2 | Elect Jean-Jacques Bienaime | Management | For | For |
1.3 | Elect Paul A. Brooke | Management | For | For |
1.4 | Elect Paul J. Clancy | Management | For | For |
1.5 | Elect Wendy L. Dixon | Management | For | For |
1.6 | Elect Paul A. Friedman | Management | For | For |
1.7 | Elect Herve Hoppenot | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Ratification of Auditor | Management | For | For |
| ||||
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | 'PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 20 JUL 2016 AT 12:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU' | Management | None | Did not vote |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 655283 DUE TO CHANGE IN-VOTING STATUS OF RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Management | None | Did not vote |
1 | APPROVE STANDALONE FINANCIAL STATEMENTS | Management | For | DNV |
2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND DISCHARGE OF BOARD | Management | For | DNV |
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Management | For | DNV |
4.A | RATIFY APPOINTMENT OF AND ELECT PONTEGADEA INVERSIONES SL AS DIRECTOR | Management | For | DNV |
4.B | ELECT BARONESA KINGSMILL CBE AS DIRECTOR | Management | For | DNV |
5.A | AMEND ARTICLE 4 RE: REGISTERED OFFICE | Management | For | DNV |
5.B | AMEND ARTICLES RE: PANEL OF THE GENERAL MEETINGS, DELIBERATIONS AND ADOPTION OF RESOLUTIONS: ARTS 19 AND 20 | Management | For | DNV |
5.C | AMEND ARTICLES RE: AUDIT, CONTROL AND REMUNERATION COMMITTEES: ARTS 28 AND 30 | Management | For | DNV |
5.D | AMEND ARTICLE 36 RE: ANNUAL ACCOUNTS AND ALLOCATION OF FINANCIAL RESULTS | Management | For | DNV |
5.E | APPROVE RESTATED ARTICLES OF ASSOCIATION | Management | For | DNV |
6 | RENEW APPOINTMENT OF DELOITTE AS AUDITOR | Management | For | DNV |
7 | APPROVE RESTRICTED STOCK PLAN | Management | For | DNV |
8 | AUTHORIZE SHARE REPURCHASE PROGRAM | Management | For | DNV |
9 | ADVISORY VOTE ON REMUNERATION REPORT | Management | For | DNV |
10 | AUTHORIZE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | DNV |
11 | RECEIVE AMENDMENTS TO BOARD OF DIRECTORS REGULATIONS | Management | None | Did not vote |
CMMT | 30 JUN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE FROM 12 JUL 2016 TO 14 JUL 2016. IF YOU HAVE ALREADY SENT IN YOUR VOTES-FOR MID: 655678, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR-ORIGINAL INSTRUCTIONS. THANK Y | Management | None | Did not vote |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Kelson | Management | For | For |
1.2 | Elect Director D. Michael Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INGEVITY CORPORATION | ||||
Ticker: NGVT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Kelson | Management | For | For |
1.2 | Elect Director D. Michael Wilson | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
INSMED INC | ||||
Ticker: INSM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Donald J. Hayden, Jr. | Management | For | For |
1.2 | Elect David W.J. McGirr | Management | For | For |
1.3 | Elect Myrtle S. Potter | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
4 | Ratification of Auditor | Management | For | For |
5 | Approval of the 2017 Incentive Plan | Management | For | Against |
| ||||
INTEROIL CORPORATION | ||||
Ticker: IOC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01 | TO CONSIDER, AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET FORTH IN SCHEDULE C TO THE MANAGEMENT INFORMATION CIRCULAR OF INTEROIL DATED JANUARY 13, 2017, (THE "INFORMATION CIRCULAR"), APP | Management | For | For |
| ||||
INTERSIL CORPORATION | ||||
Ticker: ISIL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Acquisition | Management | For | For |
2 | Right to Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
INTIME RETAIL (GROUP) COMPANY LIMITED | ||||
Ticker: 1833 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Reduction to Give Effect to the Scheme | Management | For | For |
1 | Approve Increase in Authorized Share Capital in Relation to the Implementation of the Scheme and Withdrawal of the Listing of the Shares from The Stock Exchange of Hong Kong Limited | Management | For | For |
2 | Approve Rollover Agreement | Management | For | For |
| ||||
INTIME RETAIL (GROUP) COMPANY LIMITED | ||||
Ticker: 1833 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
| ||||
INTUIT INC. | ||||
Ticker: INTU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eve Burton | Management | For | For |
2 | Elect Scott D. Cook | Management | For | For |
3 | Elect Richard Dalzell | Management | For | For |
4 | Elect Diane B. Greene | Management | For | For |
5 | Elect Suzanne Nora Johnson | Management | For | For |
6 | Elect Dennis D. Powell | Management | For | For |
7 | Elect Brad D. Smith | Management | For | For |
8 | Elect Raul Vazquez | Management | For | For |
9 | Elect Jeff Weiner | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Amendments to the 2005 Equity Incentive Plan | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
IRHYTHM TECHNOLOGIES INC | ||||
Ticker: IRTC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kevin M. King | Management | For | For |
2 | Elect Raymond W. Scott | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
IRISH CONTINENTAL GROUP PLC | ||||
Ticker: IR5B | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Elect John B. McGuckian | Management | For | For |
4 | Elect Eamonn Rothwell | Management | For | For |
5 | Elect David Ledwidge | Management | For | For |
6 | Elect Catherine Duffy | Management | For | For |
7 | Elect Brian O' Kelly | Management | For | For |
8 | Elect John Sheehan | Management | For | For |
9 | Authority to Set Auditor's Fees | Management | For | For |
10 | Remuneration Report (Advisory) | Management | For | For |
11 | Amendment to Restricted Share Plan | Management | For | For |
12 | Performance Share Plan | Management | For | For |
13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
16 | Authority to Repurchase Shares | Management | For | For |
17 | Authority to Set Price Range for Reissue Treasury Shares | Management | For | For |
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
ITRON, INC. | ||||
Ticker: ITRI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Frank M. Jaehnert | Management | For | For |
2 | Elect Jerome J. Lande | Management | For | For |
3 | Elect Timothy Leyden | Management | For | For |
4 | Elect Gary E. Pruitt | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Amendment to the 2010 Stock incentive Plan | Management | For | For |
8 | Ratification of Auditor | Management | For | For |
| ||||
ITV PLC | ||||
Ticker: ITV LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To receive and adopt the annual report and accounts | Management | FOR | FOR |
2 | Receive and adopt the annual report on remmuneration | Management | FOR | FOR |
3 | Receive and adopt the remuneration policy | Management | FOR | FOR |
4 | Declare a final dividend | Management | FOR | FOR |
5 | Declare a special dividend | Management | FOR | FOR |
6 | Elect Salman Amin | Management | FOR | FOR |
7 | Re-elect Sir Peter Bazalgette | Management | FOR | FOR |
8 | Re-elect Adam Crozier | Management | FOR | FOR |
9 | Re-elect Roger Faxon | Management | FOR | FOR |
10 | Re-elect Ian Griffiths | Management | FOR | FOR |
11 | Re-elect Mary Harris | Management | FOR | FOR |
12 | Re-elect Andy Haste | Management | FOR | FOR |
13 | Re-elect Anna Manz | Management | FOR | FOR |
14 | Re-elect John Ormerod | Management | FOR | FOR |
15 | Re-appoint KPMG LLP as auditors | Management | FOR | FOR |
16 | Authorise Directors to determine Auditor's remuneration | Management | FOR | FOR |
17 | Authority to allot shares | Management | FOR | FOR |
18 | Disapplication of pre-emption rights | Management | FOR | FOR |
19 | Additional disapplicationon of pre-emption rights | Management | FOR | FOR |
20 | Political donations | Management | FOR | FOR |
21 | Purchase of own shares | Management | FOR | FOR |
22 | Length of notice period for general meetings | Management | FOR | FOR |
| ||||
IXIA | ||||
Ticker: XXIA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | APPROVAL OF AGREEMENT AND PLAN OF MERGER, DATED JAN. 30, 2017, AS IT MAY BE AMENDED, AMONG IXIA, KEYSIGHT TECHNOLOGIES, INC. ("KEYSIGHT"), AND KEYSIGHT ACQUISITION, INC. ("MERGER SUB"), PURSUANT TO WHICH MERGER SUB WILL BE MERGED WITH IXIA, WITH IXIA SURV | Management | For | DNV |
2. | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. | Management | For | DNV |
3. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF CERTAIN COMPENSATION THAT WILL BE PAID OR MAY BECOME PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AS DISCLOSED PURSUANT TO ITEM 402(T) OF REGULATION S-K IN THE PROXY STATEMENT. | Management | For | DNV |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | Against |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | Against |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | Against |
1.10 | Elect Director Kirk Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
J.B. HUNT TRANSPORT SERVICES, INC. | ||||
Ticker: JBHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas G. Duncan | Management | For | Against |
1.2 | Elect Director Francesca M. Edwardson | Management | For | For |
1.3 | Elect Director Wayne Garrison | Management | For | For |
1.4 | Elect Director Sharilyn S. Gasaway | Management | For | Against |
1.5 | Elect Director Gary C. George | Management | For | For |
1.6 | Elect Director J. Bryan Hunt, Jr. | Management | For | For |
1.7 | Elect Director Coleman H. Peterson | Management | For | For |
1.8 | Elect Director John N. Roberts, III | Management | For | For |
1.9 | Elect Director James L. Robo | Management | For | Against |
1.10 | Elect Director Kirk Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
JAZZ PHARMACEUTICALS PLC | ||||
Ticker: JAZZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Paul L. Berns | Management | For | For |
2 | Elect Patrick G. Enright | Management | For | For |
3 | Elect Seamus C. Mulligan | Management | For | For |
4 | Elect Norbert G. Riedel | Management | For | For |
5 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Amendments to Memorandum of Association | Management | For | For |
8 | Amendments to Articles of Association | Management | For | For |
9 | Authority to Repurchase Shares | Management | For | For |
10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
11 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
12 | Right to Adjourn Meeting | Management | For | For |
13 | Amendment to the 2011 Equity Incentive Plan | Management | For | Against |
14 | Amendment to the 2007 Director Stock Option Plan | Management | For | Against |
| ||||
JETBLUE AIRWAYS CORPORATION | ||||
Ticker: JBLU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: DAVID CHECKETTS | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: VIRGINIA GAMBALE | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: STEPHAN GEMKOW | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: ROBIN HAYES | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: ELLEN JEWETT | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: STANLEY MCCHRYSTAL | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: JOEL PETERSON | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: FRANK SICA | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: THOMAS WINKELMANN | Management | For | DNV |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
| ||||
JOHNSON & JOHNSON | ||||
Ticker: JNJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary C. Beckerle | Management | For | For |
1b | Elect Director D. Scott Davis | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Mark B. McClellan | Management | For | For |
1f | Elect Director Anne M. Mulcahy | Management | For | For |
1g | Elect Director William D. Perez | Management | For | For |
1h | Elect Director Charles Prince | Management | For | For |
1i | Elect Director A. Eugene Washington | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
JOHNSON CONTROLS INTERNATIONAL PLC | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Abney | Management | For | For |
1b | Elect Director Natalie A. Black | Management | For | For |
1c | Elect Director Michael E. Daniels | Management | For | For |
1d | Elect Director Brian Duperreault | Management | For | For |
1e | Elect Director Jeffrey A. Joerres | Management | For | For |
1f | Elect Director Alex A. Molinaroli | Management | For | For |
1g | Elect Director George R. Oliver | Management | For | For |
1h | Elect Director Juan Pablo del Valle Perochena | Management | For | For |
1i | Elect Director Jurgen Tinggren | Management | For | For |
1j | Elect Director Mark Vergnano | Management | For | For |
1k | Elect Director R. David Yost | Management | For | For |
2a | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
3 | Authorize Market Purchases of Company shares | Management | For | For |
4 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
| ||||
JOHNSON CONTROLS, INC. | ||||
Ticker: JCI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
JPMORGAN CHASE & CO. | ||||
Ticker: JPM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director Todd A. Combs | Management | For | For |
1f | Elect Director James S. Crown | Management | For | For |
1g | Elect Director James Dimon | Management | For | For |
1h | Elect Director Timothy P. Flynn | Management | For | For |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Michael A. Neal | Management | For | For |
1k | Elect Director Lee R. Raymond | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
6 | Prohibit Accelerated Vesting of Awards to Pursue Government Service | Shareholder | Against | Against |
7 | Clawback Amendment | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | For |
9 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
10 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
| ||||
JUST EAT PLC | ||||
Ticker: JE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect John L. M. Hughes | Management | For | For |
4 | Elect David Buttress | Management | For | For |
5 | Elect Gwyn Burr | Management | For | For |
6 | Elect Frederic Coorevits | Management | For | For |
7 | Elect Andrew Griffith | Management | For | For |
8 | Elect Diego Oliva | Management | For | For |
9 | Elect Paul Harrison | Management | For | For |
10 | Elect Rosin Donnelly | Management | For | For |
11 | Appointment of Auditor | Management | For | For |
12 | Authority to Set Auditor's Fees | Management | For | For |
13 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
15 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Management | For | For |
16 | Authority to Repurchase Shares | Management | For | For |
17 | Authorisation of Political Donations | Management | For | For |
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
KATE SPADE & COMPANY | ||||
Ticker: KATE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: LAWRENCE S. BENJAMIN | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: RAUL J. FERNANDEZ | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: CARSTEN FISCHER | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: KENNETH B. GILMAN | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: KENNETH P. KOPELMAN | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: CRAIG A. LEAVITT | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: DEBORAH J. LLOYD | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: DOUGLAS MACK | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: JAN SINGER | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: DOREEN A. TOBEN | Management | For | DNV |
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
5. | SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY'S BOARD OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Shareholder | Against | DNV |
| ||||
KITE PHARMA INC | ||||
Ticker: KITE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Franz B. Humer | Management | For | For |
1.2 | Elect Joshua A. Kazam | Management | For | For |
1.3 | Elect Steven B. Ruchefsky | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Shareholder Proposal Regarding Declassification of Board | Shareholder | Against | For |
4 | Advisory Vote on Executive Compensation | Management | For | Against |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
LAM RESEARCH CORPORATION | ||||
Ticker: LRCX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Martin B. Anstice | Management | For | For |
1.2 | Elect Eric K. Brandt | Management | For | For |
1.3 | Elect Michael R. Cannon | Management | For | For |
1.4 | Elect Youssef A. El-Mansy | Management | For | For |
1.5 | Elect Christine A. Heckart | Management | For | For |
1.6 | Elect Catherine P. Lego | Management | For | For |
1.7 | Elect Stephen Newberry | Management | For | For |
1.8 | Elect Abhijit Y. Talwalkar | Management | For | For |
1.9 | Elect Rick Lih-Shyng Tsai | Management | For | For |
1.10 | Elect John T. Dickson | Management | For | Withhold |
1.11 | Elect Gary B. Moore | Management | For | Withhold |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
LARGAN PRECISION COMPANY LIMITED | ||||
Ticker: 3008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Accounts and Reports | Management | For | For |
3 | Allocation of Profits/Dividends | Management | For | For |
4 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Management | For | For |
5 | EXTRAORDINARY MOTIONS | Management | N/A | Against |
| ||||
LAS VEGAS SANDS CORP. | ||||
Ticker: LVS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-CHARLES D. FORMAN | Management | For | DNV |
1..2 | DIRECTOR-STEVEN L. GERARD | Management | For | DNV |
1..3 | DIRECTOR-GEORGE JAMIESON | Management | For | DNV |
1..4 | DIRECTOR-LEWIS KRAMER | Management | For | DNV |
2. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | For | DNV |
3. | AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | DNV |
4. | AN ADVISORY (NON-BINDING) VOTE ON HOW FREQUENTLY STOCKHOLDERS SHOULD VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | DNV |
| ||||
LATAM AIRLINES GROUP S.A. | ||||
Ticker: LFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | INCREASE THE CAPITAL OF THE COMPANY IN THE AMOUNT OF USD 613,164,240 OR THE AMOUNT THAT THE EXTRAORDINARY SHAREHOLDERS MEETING DETERMINES, THROUGH THE ISSUANCE OF 61,316,424 ORDINARY SHARES WITH NO PAR VALUE OR THE SHARES THAT THE EXTRAORDINARY SHAREHOLDE | Management | For | DNV |
| ||||
LATAM AIRLINES GROUP S.A. | ||||
Ticker: LFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
O1. | ANNUAL REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS FOR THE YEAR 2016; THE SITUATION OF THE COMPANY; AND RESPECTIVE REPORT OF THE EXTERNAL AUDIT FIRM. | Management | For | DNV |
O2. | DISTRIBUTION OF A FINAL DIVIDEND CHARGED TO EARNINGS FOR THE YEAR 2016. | Management | For | DNV |
O3. | ELECTION OF THE BOARD OF DIRECTORS. | Management | For | DNV |
O4. | BOARD COMPENSATION FOR THE 2017 FISCAL YEAR. | Management | For | DNV |
O5. | COMPENSATION AND BUDGET OF THE BOARD COMMITTEES FOR 2017. | Management | For | DNV |
O6. | APPOINTMENT OF THE EXTERNAL AUDIT FIRM. | Management | For | DNV |
O7. | DESIGNATION OF THE RISK RATING AGENCIES. | Management | For | DNV |
O8. | DETERMINATION OF THE NEWSPAPER FOR PUBLICATIONS TO BE MADE BY THE COMPANY. | Management | For | DNV |
E1. | TO RECOGNIZE ANY MODIFICATION TO THE SHARE CAPITAL THAT WAS PRODUCED PURSUANT TO THE PROVISIONS OF ARTICLE 26 OF THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | DNV |
| ||||
LEVEL 3 COMMUNICATIONS, INC. | ||||
Ticker: LVLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | MERGER PROPOSAL. PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF OCTOBER 31, 2016, AMONG LEVEL 3 COMMUNICATIONS, INC. ("LEVEL 3"), CENTURYLINK, INC. ("CENTURYLINK"), WILDCAT MERGER SUB 1 LLC ("MERGER SUB 1") AND WWG MERGER SUB LLC, PURSUAN | Management | For | For |
2. | COMPENSATION PROPOSAL. PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO LEVEL 3'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER, AND THE AGREEMENTS AND UNDERSTANDINGS PURSUANT TO WHICH | Management | For | For |
3. | ADJOURNMENT PROPOSAL. PROPOSAL TO APPROVE THE ADJOURNMENT OR POSTPONEMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE TO SOLICIT PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL (PROPOSAL | Management | For | For |
| ||||
LEVEL 3 COMMUNICATIONS, INC. | ||||
Ticker: LVLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
LEVEL 3 COMMUNICATIONS, INC. | ||||
Ticker: LVLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JAMES O. ELLIS, JR. | Management | For | For |
1B. | ELECTION OF DIRECTOR: JEFF K. STOREY | Management | For | For |
1C. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For |
1D. | ELECTION OF DIRECTOR: STEVEN T. CLONTZ | Management | For | For |
1E. | ELECTION OF DIRECTOR: IRENE M. ESTEVES | Management | For | For |
1F. | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For |
1G. | ELECTION OF DIRECTOR: SPENCER B. HAYS | Management | For | For |
1H. | ELECTION OF DIRECTOR: MICHAEL J. MAHONEY | Management | For | For |
1I. | ELECTION OF DIRECTOR: KEVIN W. MOONEY | Management | For | For |
1J. | ELECTION OF DIRECTOR: PETER SEAH LIM HUAT | Management | For | For |
1K. | ELECTION OF DIRECTOR: PETER VAN OPPEN | Management | For | For |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER EXECUTIVE COMPENSATION. | Management | For | For |
3. | TO APPROVE A PROPOSAL OF THE FREQUENCY IN WHICH OUR STOCKHOLDERS WILL CONDUCT AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year |
4. | TO RATIFY THE APPOINTMENT OF OUR INDEPENDENT AUDITOR. | Management | For | For |
| ||||
LEVEL 3 COMMUNICATIONS, INC. | ||||
Ticker: LVLT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James O. Ellis, Jr. | Management | For | For |
1b | Elect Director Jeff K. Storey | Management | For | For |
1c | Elect Director Kevin P. Chilton | Management | For | For |
1d | Elect Director Steven T. Clontz | Management | For | For |
1e | Elect Director Irene M. Esteves | Management | For | For |
1f | Elect Director T. Michael Glenn | Management | For | For |
1g | Elect Director Spencer B. Hays | Management | For | For |
1h | Elect Director Michael J. Mahoney | Management | For | For |
1i | Elect Director Kevin W. Mooney | Management | For | For |
1j | Elect Director Peter Seah Lim Huat | Management | For | For |
1k | Elect Director Peter Van Oppen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
LEXMARK INTERNATIONAL, INC. | ||||
Ticker: LXK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
LIBERTY MEDIA CORPORATION | ||||
Ticker: BATRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan D. Malone | Management | For | For |
1.2 | Elect Director David E. Rapley | Management | For | Withhold |
1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
LIBERTY MEDIA CORPORATION | ||||
Ticker: BATRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan D. Malone | Management | For | For |
1.2 | Elect Director David E. Rapley | Management | For | Withhold |
1.3 | Elect Director Larry E. Romrell | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
| ||||
LILLY(ELI) & CO | ||||
Ticker: LLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael L. Eskew | Management | For | For |
2 | Elect William G. Kaelin, Jr. | Management | For | For |
3 | Elect John C. Lechleiter | Management | For | For |
4 | Elect David A. Ricks | Management | For | For |
5 | Elect Marschall S. Runge | Management | For | For |
6 | Advisory Vote on Executive Compensation | Management | For | For |
7 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
8 | Ratification of Auditor | Management | For | For |
9 | Amendment to the Directors' Deferral Plan | Management | For | For |
10 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
LINDT & SPRUENGLI AG | ||||
Ticker: LISN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Approve Allocation of Income and Dividends of CHF 580 per Registered Share and CHF 58 per Participation Certificate | Management | For | For |
4.2 | Approve Dividends from Capital Contribution Reserves of CHF 300 per Registered Share and CHF 30 per Participation Certificate | Management | For | For |
5.1 | Elect Ernst Tanner as Director and Board Chairman | Management | For | Against |
5.2 | Elect Antonio Bulgheroni as Director | Management | For | Against |
5.3 | Elect Rudolf Spruengli as Director | Management | For | Against |
5.4 | Elect Elisabeth Guertler as Director | Management | For | For |
5.5 | Elect Petra Schadeberg-Herrmann as Director | Management | For | Against |
5.6 | Elect Thomas Rinderknecht as Director | Management | For | For |
6.1 | Appoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against |
6.2 | Appoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against |
6.3 | Appoint Elisabeth Guertler as Member of the Compensation Committee | Management | For | For |
7 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9.1 | Approve Remuneration of Directors in the Amount of CHF 5.3 Million | Management | For | For |
9.2 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
LINDT & SPRUENGLI AG | ||||
Ticker: LISN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Discharge of Board and Senior Management | Management | For | For |
4.1 | Approve Allocation of Income and Dividends of CHF 580 per Registered Share and CHF 58 per Participation Certificate | Management | For | For |
4.2 | Approve Dividends from Capital Contribution Reserves of CHF 300 per Registered Share and CHF 30 per Participation Certificate | Management | For | For |
5.1 | Elect Ernst Tanner as Director and Board Chairman | Management | For | Against |
5.2 | Elect Antonio Bulgheroni as Director | Management | For | Against |
5.3 | Elect Rudolf Spruengli as Director | Management | For | Against |
5.4 | Elect Elisabeth Guertler as Director | Management | For | For |
5.5 | Elect Petra Schadeberg-Herrmann as Director | Management | For | Against |
5.6 | Elect Thomas Rinderknecht as Director | Management | For | For |
6.1 | Appoint Rudolf Spruengli as Member of the Compensation Committee | Management | For | Against |
6.2 | Appoint Antonio Bulgheroni as Member of the Compensation Committee | Management | For | Against |
6.3 | Appoint Elisabeth Guertler as Member of the Compensation Committee | Management | For | For |
7 | Designate Patrick Schleiffer as Independent Proxy | Management | For | For |
8 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
9.1 | Approve Remuneration of Directors in the Amount of CHF 5.3 Million | Management | For | For |
9.2 | Approve Remuneration of Executive Committee in the Amount of CHF 18 Million | Management | For | For |
10 | Transact Other Business (Voting) | Management | For | Against |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 11, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG LINKEDIN CORPORATION, MICROSOFT CORPORATION AND LIBERTY MERGER SUB INC. (THE "MERGER AGREEMENT"). | Management | For | For |
2. | TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
3. | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY LINKEDIN CORPORATION TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
| ||||
LINKEDIN CORPORATION | ||||
Ticker: LNKD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director Nolan D. Archibald | Management | For | Against |
1c | Elect Director Rosalind G. Brewer | Management | For | Against |
1d | Elect Director David B. Burritt | Management | For | For |
1e | Elect Director Bruce A. Carlson | Management | For | Against |
1f | Elect Director James O. Ellis, Jr. | Management | For | For |
1g | Elect Director Thomas J. Falk | Management | For | Against |
1h | Elect Director Ilene S. Gordon | Management | For | For |
1i | Elect Director Marillyn A. Hewson | Management | For | For |
1j | Elect Director James M. Loy | Management | For | For |
1k | Elect Director Joseph W. Ralston | Management | For | For |
1l | Elect Director Anne Stevens | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| ||||
LOCKHEED MARTIN CORPORATION | ||||
Ticker: LMT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel F. Akerson | Management | For | For |
1b | Elect Director Nolan D. Archibald | Management | For | Against |
1c | Elect Director Rosalind G. Brewer | Management | For | Against |
1d | Elect Director David B. Burritt | Management | For | For |
1e | Elect Director Bruce A. Carlson | Management | For | Against |
1f | Elect Director James O. Ellis, Jr. | Management | For | For |
1g | Elect Director Thomas J. Falk | Management | For | Against |
1h | Elect Director Ilene S. Gordon | Management | For | For |
1i | Elect Director Marillyn A. Hewson | Management | For | For |
1j | Elect Director James M. Loy | Management | For | For |
1k | Elect Director Joseph W. Ralston | Management | For | For |
1l | Elect Director Anne Stevens | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
| ||||
LUMENTUM HOLDINGS INC | ||||
Ticker: LITE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Martin A. Kaplan | Management | For | For |
2 | Elect Harold L. Covert | Management | For | For |
3 | Elect Penelope A. Herscher | Management | For | For |
4 | Elect Samuel F. Thomas | Management | For | For |
5 | Elect Brian J. Lillie | Management | For | For |
6 | Elect Alan S. Lowe | Management | For | For |
7 | Approval of the Executive Officer Performance-Based Incentive Plan | Management | For | For |
8 | Amendment to the 2015 Equity Incentive Plan | Management | For | For |
9 | Ratification of Auditor | Management | For | For |
| ||||
MACOM TECHNOLOGY SOLUTIONS HOLDINGS, INC. | ||||
Ticker: MTSI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Charles R. Bland | Management | For | For |
1.2 | Elect Stephen G. Daly | Management | For | For |
1.3 | Elect Susan Ocampo | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
MACROGENICS INC | ||||
Ticker: MGNX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Matthew K. Fust | Management | For | For |
1.2 | Elect Scott Koenig | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Approval of the 2016 Employee Stock Purchase Plan | Management | For | For |
| ||||
MANPOWERGROUP INC. | ||||
Ticker: MAN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gina R. Boswell | Management | For | For |
2 | Elect Cari M. Dominguez | Management | For | For |
3 | Elect William A. Downe | Management | For | For |
4 | Elect John F. Ferraro | Management | For | For |
5 | Elect Patricia Hemingway Hall | Management | For | For |
6 | Elect Julie M. Howard | Management | For | For |
7 | Elect Roberto G. Mendoza | Management | For | For |
8 | Elect Ulice Payne, Jr. | Management | For | For |
9 | Elect Jonas Prising | Management | For | For |
10 | Elect Paul Read | Management | For | For |
11 | Elect Elizabeth P. Sartain | Management | For | For |
12 | Elect John R. Walter | Management | For | For |
13 | Elect Edward J. Zore | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
MARINEMAX, INC. | ||||
Ticker: HZO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: MICHAEL H. MCLAMB | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: EVELYN V. FOLLIT | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: CLINT MOORE | Management | For | DNV |
2. | TO APPROVE (ON AN ADVISORY BASIS) OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | DNV |
3. | TO APPROVE AN AMENDMENT TO OUR 2011 STOCK-BASED COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN BY 1,000,000 SHARES. | Management | For | DNV |
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITOR OF OUR COMPANY FOR THE YEAR ENDING SEPTEMBER 30, 2017. | Management | For | DNV |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue W. Cole | Management | For | For |
1.2 | Elect Director Michael J. Quillen | Management | For | For |
1.3 | Elect Director John J. Koraleski | Management | For | For |
1.4 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MARTIN MARIETTA MATERIALS, INC. | ||||
Ticker: MLM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue W. Cole | Management | For | For |
1.2 | Elect Director Michael J. Quillen | Management | For | For |
1.3 | Elect Director John J. Koraleski | Management | For | For |
1.4 | Elect Director Stephen P. Zelnak, Jr. | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Haythornthwaite | Management | For | For |
2 | Elect Ajay Banga | Management | For | For |
3 | Elect Silvio Barzi | Management | For | For |
4 | Elect David R. Carlucci | Management | For | For |
5 | Elect Steven J. Freiberg | Management | For | For |
6 | Elect Julius Genachowski | Management | For | For |
7 | Elect Merit E. Janow | Management | For | For |
8 | Elect Nancy J. Karch | Management | For | For |
9 | Elect Oki Matsumoto | Management | For | For |
10 | Elect Rima Qureshi | Management | For | For |
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For |
12 | Elect Jackson P. Tai | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Approval of Material Terms under the 2006 Long-Term Incentive Plan | Management | For | For |
16 | Ratification of Auditor | Management | For | For |
17 | Shareholder Proposal Regarding Gender Pay Equity Report | Shareholder | Against | Against |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
MASTERCARD INCORPORATED | ||||
Ticker: MA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Oki Matsumoto | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson Tai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Report on Gender Pay Gap | Shareholder | Against | Against |
| ||||
MAXLINEAR, INC. | ||||
Ticker: MXL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Theodore L. Tewksbury | Management | For | For |
2 | Elect Albert J. Moyer | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
MCDONALD'S CORPORATION | ||||
Ticker: MCD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd Dean | Management | For | For |
1b | Elect Director Stephen Easterbrook | Management | For | For |
1c | Elect Director Robert Eckert | Management | For | For |
1d | Elect Director Margaret Georgiadis | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1f | Elect Director Jeanne Jackson | Management | For | For |
1g | Elect Director Richard Lenny | Management | For | For |
1h | Elect Director John Mulligan | Management | For | For |
1i | Elect Director Sheila Penrose | Management | For | For |
1j | Elect Director John Rogers, Jr. | Management | For | For |
1k | Elect Director Miles White | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
6 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
7 | Reduce Ownership Threshold for Shareholders to Call a Special Meeting | Shareholder | Against | For |
8 | Issue New Series of Preferred Stock with the Right to Elect own Director | Shareholder | Against | Against |
9 | Adopt Holy Land Principles | Shareholder | Against | Against |
10 | Adopt Policy to Ban Non-Therapeutic Use of Antibiotics in Meat Supply Chain | Shareholder | Against | Against |
11 | Assess Environmental Impact of Polystyrene Foam Cups | Shareholder | Against | Against |
12 | Report on Charitable Contributions | Shareholder | Against | Against |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF FEBRUARY 10, 2017, AMONG MEAD JOHNSON NUTRITION COMPANY (THE "COMPANY"), RECKITT BENCKISER GROUP PLC AND MARIGOLD MERGER SUB, INC., AS MAY BE AMENDED FROM TIME | Management | For | For |
2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ESTABLISH A QUORUM OR ADOPT THE MERGER AGREEMENT (THE "ADJOURNMENT PROPOSAL | Management | For | For |
3. | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE PAYMENT OF CERTAIN COMPENSATION AND BENEFITS TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, WHICH THEY WILL OR MAY BE ENTITLED TO RECEIVE FROM THE COMPANY (OR ITS SUCCESSOR) AND AS A CONSEQUENCE OF TH | Management | For | For |
| ||||
MEAD JOHNSON NUTRITION COMPANY | ||||
Ticker: MJN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
MEDA AB, SOLNA | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Management | None | Did not vote |
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE R | Management | None | Did not vote |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY Q | Management | None | Did not vote |
1 | OPENING OF THE EGM | Management | None | Did not vote |
2 | ELECTION OF THE EGM CHAIRMAN | Management | None | Did not vote |
3 | ESTABLISHMENT AND APPROVAL OF THE VOTING LIST | Management | None | Did not vote |
4 | APPROVAL OF THE AGENDA | Management | None | Did not vote |
5 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Management | None | Did not vote |
6 | DETERMINATION OF WHETHER THE EGM WAS DULY CONVENED | Management | None | Did not vote |
7 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS AND DEPUTY BOARD MEMBERS TO BE APPOINTED: THE BOARD SHALL CONSIST OF THREE ORDINARY BOARD MEMBERS AND NO ALTERNATE MEMBERS | Management | For | DNV |
8 | DETERMINATION OF BOARD REMUNERATION | Management | For | DNV |
9 | ELECTION OF BOARD MEMBERS AND CHAIRMAN OF THE BOARD: FOLLOWING MYLAN GROUP EXECUTIVES ARE ELECTED AS NEW BOARD MEMBERS, CAROLINE DIXON, BORN 1968; HEAD OF FINANCE, NORTHERN EUROPE, JACEK GLINKA, BORN 1963; PRESIDENT, EUROPE, COLLEEN OSTROWSKI, BORN 1973; | Management | For | DNV |
10 | CLOSING OF THE EGM | Management | None | Did not vote |
CMMT | 04 AUG 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN TEXT-OF RESOLUTION NO. 7 AND 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Management | None | Did not vote |
| ||||
MEDTRONIC PLC | ||||
Ticker: MDT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard H. Anderson | Management | For | For |
2 | Elect Craig Arnold | Management | For | For |
3 | Elect Scott C. Donnelly | Management | For | For |
4 | Elect Randall J. Hogan III | Management | For | For |
5 | Elect Omar Ishrak | Management | For | For |
6 | Elect Shirley Ann Jackson | Management | For | For |
7 | Elect Michael O. Leavitt | Management | For | For |
8 | Elect James T. Lenehan | Management | For | For |
9 | Elect Elizabeth G. Nabel | Management | For | For |
10 | Elect Denise M. O'Leary | Management | For | For |
11 | Elect Kendall J. Powell | Management | For | For |
12 | Elect Robert C. Pozen | Management | For | For |
13 | Elect Preetha Reddy | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Adoption of Proxy Access | Management | For | For |
17 | Amendments to Articles (Irish Companies Act 2014) | Management | For | For |
18 | Technical Amendments to Memorandum of Association | Management | For | For |
19 | Approve Board's Sole Authority to Determine Board Size | Management | For | For |
| ||||
MEMORIAL RESOURCE DEVELOPMENT CORP | ||||
Ticker: MRD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 15, 2016, BY AND AMONG RANGE RESOURCES CORPORATION, MEDINA MERGER SUB, INC. AND MEMORIAL RESOURCE DEVELOPMENT CORP., AND THE TRANSACTIONS CONTEMPLATED THEREBY, INCLUDING THE MERGER. | Management | For | For |
2 | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO MEMORIAL'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
3 | TO APPROVE THE ADJOURNMENT OF THE MEMORIAL SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER PROPOSAL. | Management | For | For |
| ||||
MENTOR GRAPHICS CORPORATION | ||||
Ticker: MENT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| ||||
METLIFE, INC. | ||||
Ticker: MET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl W. Grise | Management | For | Against |
1.2 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.3 | Elect Director David L. Herzog | Management | For | Against |
1.4 | Elect Director R. Glenn Hubbard | Management | For | For |
1.5 | Elect Director Steven A. Kandarian | Management | For | For |
1.6 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.7 | Elect Director Edward J. Kelly, III | Management | For | Against |
1.8 | Elect Director William E. Kennard | Management | For | For |
1.9 | Elect Director James M. Kilts | Management | For | Against |
1.10 | Elect Director Catherine R. Kinney | Management | For | For |
1.11 | Elect Director Denise M. Morrison | Management | For | Against |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | For |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Constance L. Harvey | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
METTLER-TOLEDO INTERNATIONAL INC. | ||||
Ticker: MTD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Richard Francis | Management | For | For |
1.6 | Elect Director Constance L. Harvey | Management | For | For |
1.7 | Elect Director Michael A. Kelly | Management | For | For |
1.8 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MICHAEL KORS HOLDINGS LTD | ||||
Ticker: KORS US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Election of Director: Michael Kors | Management | FOR | FOR |
1.B | Election of Director: Judy Gibbons | Management | FOR | FOR |
1.C | Election of Director: Jane Thompson | Management | FOR | FOR |
2 | To ratify the appointment of Enrst & Young LLP as the company's independent registered public accounting firm for the fiscal year ending April 1, 2017 | Management | FOR | FOR |
3 | To approve, on a non-binding advisory basis, executive compensation | Management | FOR | FOR |
| ||||
MICROCHIP TECHNOLOGY INCORPORATED | ||||
Ticker: MCHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Steve Sanghi | Management | For | For |
2 | Elect Matthew W. Chapman | Management | For | For |
3 | Elect L. B. Day | Management | For | For |
4 | Elect Esther L. Johnson | Management | For | For |
5 | Elect Wade F. Meyercord | Management | For | For |
6 | Incentive Compensation Plan | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
MICRON TECHNOLOGY, INC. | ||||
Ticker: MU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert L. Bailey | Management | For | For |
2 | Elect Richard M. Beyer | Management | For | For |
3 | Elect Patrick J. Byrne | Management | For | For |
4 | Elect D. Mark Durcan | Management | For | For |
5 | Elect Mercedes Johnson | Management | For | For |
6 | Elect Lawrence N. Mondry | Management | For | For |
7 | Elect Robert E. Switz | Management | For | For |
8 | Amendment to the 2007 Equity Incentive Plan | Management | For | For |
9 | NOL Shareholder Rights Plan | Management | For | For |
10 | Ratification of Auditor | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William H. Gates III | Management | For | For |
2 | Elect Teri L. List-Stoll | Management | For | For |
3 | Elect G. Mason Morfit | Management | For | For |
4 | Elect Satya Nadella | Management | For | For |
5 | Elect Charles H. Noski | Management | For | For |
6 | Elect Helmut G. W. Panke | Management | For | For |
7 | Elect Sandra E. Peterson | Management | For | For |
8 | Elect Charles W. Scharf | Management | For | For |
9 | Elect John W. Stanton | Management | For | For |
10 | Elect John W. Thompson | Management | For | For |
11 | Elect Padmasree Warrior | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Ratification of Auditor | Management | For | For |
14 | Amendment to Articles to Reduce the Ownership Threshold Required to Call a Special Meeting | Management | For | For |
15 | Amendment to the 2001 Stock Plan and French Sub-Plan | Management | For | For |
16 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | Against |
| ||||
MICROSOFT CORPORATION | ||||
Ticker: MSFT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Gates, lll | Management | For | For |
1.2 | Elect Director Teri L. List-Stoll | Management | For | For |
1.3 | Elect Director G. Mason Morfit | Management | For | For |
1.4 | Elect Director Satya Nadella | Management | For | For |
1.5 | Elect Director Charles H. Noski | Management | For | For |
1.6 | Elect Director Helmut Panke | Management | For | For |
1.7 | Elect Director Sandra E. Peterson | Management | For | For |
1.8 | Elect Director Charles W. Scharf | Management | For | For |
1.9 | Elect Director John W. Stanton | Management | For | For |
1.10 | Elect Director John W. Thompson | Management | For | For |
1.11 | Elect Director Padmasree Warrior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Proxy Access | Shareholder | Against | For |
| ||||
MOBILEYE N.V. | ||||
Ticker: MBLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S ASSETS AND BUSINESS TO CYCLOPS HOLDINGS, LLC (THE "PURCHASER"), AND THE ASSUMPTION BY THE PURCHASER OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S LIABILITIES, AFTER THE CONSUMMATION OF THE PE | Management | For | For |
2 | TO LIQUIDATE THE COMPANY, AFTER THE OFFER CLOSING; TO APPOINT STICHTING VEREFFENING MOBILEYE AS LIQUIDATOR OF THE COMPANY; AND TO APPROVE THE COMPENSATION OF THE LIQUIDATOR. | Management | For | For |
3 | TO CONVERT THE COMPANY FROM AN N.V. (NAAMLOZE VENNOOTSCHAP) TO A B.V. (BESLOTEN VENNOOTSCHAP MET BEPERKTE AANSPRAKELIJKHEID), AFTER THE OFFER CLOSING. | Management | For | For |
4 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES") IN ACCORDANCE WITH THE DRAFT "CONVERSION DEED OF AMENDMENT" PROVIDED TO SHAREHOLDERS, AFTER THE OFFER CLOSING. | Management | For | For |
5 | TO AMEND THE ARTICLES IN ACCORDANCE WITH THE DRAFT "POST-DELISTING DEED OF AMENDMENT" PROVIDED TO SHAREHOLDERS, AFTER THE OFFER CLOSING. | Management | For | For |
6 | TO ADOPT THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For |
7 | TO DISCHARGE THE COMPANY'S DIRECTORS FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For |
8 | TO DISCHARGE THE COMPANY'S DIRECTORS FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES THROUGH THE DATE OF THE 2017 ANNUAL GENERAL MEETING, EFFECTIVE AS OF THE PURCHASER'S ACCEPTANCE OF SHARES TENDERED IN THE OFFER. | Management | For | For |
9A | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: TOMASO A. POGGIO | Management | For | For |
9B | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: ELI BARKAT | Management | For | For |
9C | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: JUDITH RICHTER | Management | For | For |
10A | ELECTION OF DIRECTOR: TIFFANY D. SILVA (EXECUTIVE DIRECTOR) | Management | For | For |
10B | ELECTION OF DIRECTOR: DAVID J. MILES (EXECUTIVE DIRECTOR) | Management | For | For |
10C | ELECTION OF DIRECTOR: NICHOLAS J. HUDSON (NON-EXECUTIVE DIRECTOR) | Management | For | For |
10D | ELECTION OF DIRECTOR: MARK L. LEGASPI (NON- EXECUTIVE DIRECTOR) | Management | For | For |
10E | ELECTION OF DIRECTOR: GARY KERSHAW (NON- EXECUTIVE DIRECTOR) | Management | For | For |
11 | TO APPROVE THE COMPENSATION OF THE COMPANY'S INDEPENDENT NON-EXECUTIVE DIRECTORS AFTER THE CLOSING OF THE PENDING TENDER OFFER BY THE PURCHASER. | Management | For | For |
12 | TO GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL UNTIL DECEMBER 13, 2018. | Management | For | For |
13 | TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. TO AUDIT THE COMPANY'S DUTCH STATUTORY ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
| ||||
MOBILEYE N.V. | ||||
Ticker: MBLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | TO APPROVE THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S ASSETS AND BUSINESS TO CYCLOPS HOLDINGS, LLC (THE "PURCHASER"), AND THE ASSUMPTION BY THE PURCHASER OF ALL OR SUBSTANTIALLY ALL OF THE COMPANY'S LIABILITIES, AFTER THE CONSUMMATION OF THE PE | Management | For | For |
2 | TO LIQUIDATE THE COMPANY, AFTER THE OFFER CLOSING; TO APPOINT STICHTING VEREFFENING MOBILEYE AS LIQUIDATOR OF THE COMPANY; AND TO APPROVE THE COMPENSATION OF THE LIQUIDATOR. | Management | For | For |
3 | TO CONVERT THE COMPANY FROM AN N.V. (NAAMLOZE VENNOOTSCHAP) TO A B.V. (BESLOTEN VENNOOTSCHAP MET BEPERKTE AANSPRAKELIJKHEID), AFTER THE OFFER CLOSING. | Management | For | For |
4 | TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES") IN ACCORDANCE WITH THE DRAFT "CONVERSION DEED OF AMENDMENT" PROVIDED TO SHAREHOLDERS, AFTER THE OFFER CLOSING. | Management | For | For |
5 | TO AMEND THE ARTICLES IN ACCORDANCE WITH THE DRAFT "POST-DELISTING DEED OF AMENDMENT" PROVIDED TO SHAREHOLDERS, AFTER THE OFFER CLOSING. | Management | For | For |
6 | TO ADOPT THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For |
7 | TO DISCHARGE THE COMPANY'S DIRECTORS FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2016. | Management | For | For |
8 | TO DISCHARGE THE COMPANY'S DIRECTORS FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES THROUGH THE DATE OF THE 2017 ANNUAL GENERAL MEETING, EFFECTIVE AS OF THE PURCHASER'S ACCEPTANCE OF SHARES TENDERED IN THE OFFER. | Management | For | For |
9A | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: TOMASO A. POGGIO | Management | For | For |
9B | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: ELI BARKAT | Management | For | For |
9C | RE-ELECTION OF NON-EXECUTIVE DIRECTOR: JUDITH RICHTER | Management | For | For |
10A | ELECTION OF DIRECTOR: TIFFANY D. SILVA (EXECUTIVE DIRECTOR) | Management | For | For |
10B | ELECTION OF DIRECTOR: DAVID J. MILES (EXECUTIVE DIRECTOR) | Management | For | For |
10C | ELECTION OF DIRECTOR: NICHOLAS J. HUDSON (NON-EXECUTIVE DIRECTOR) | Management | For | For |
10D | ELECTION OF DIRECTOR: MARK L. LEGASPI (NON- EXECUTIVE DIRECTOR) | Management | For | For |
10E | ELECTION OF DIRECTOR: GARY KERSHAW (NON- EXECUTIVE DIRECTOR) | Management | For | For |
11 | TO APPROVE THE COMPENSATION OF THE COMPANY'S INDEPENDENT NON-EXECUTIVE DIRECTORS AFTER THE CLOSING OF THE PENDING TENDER OFFER BY THE PURCHASER. | Management | For | For |
12 | TO GRANT AUTHORITY TO THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF THE COMPANY'S ISSUED SHARE CAPITAL UNTIL DECEMBER 13, 2018. | Management | For | For |
13 | TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. TO AUDIT THE COMPANY'S DUTCH STATUTORY ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
| ||||
MOBILEYE N.V. | ||||
Ticker: MBLY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Public Offer By Cyclops Holdings | Management | None | None |
2 | Approve Conditional Sale of Company Assets | Management | For | For |
3.a | Appoint Liquidator | Management | For | For |
3.b | Approve Remuneration of Liquidator | Management | For | For |
4 | Change the Company Form to a Privately Held Limited Liability Company (BV) | Management | For | For |
5 | Amend Articles of Association Re: Change to Limited Liability Company | Management | For | For |
6 | Amend Articles Re: Delisting of the Company | Management | For | For |
7 | Discuss Disclosure Concerning Compensation of Directors | Management | None | None |
8 | Adopt Financial Statements and Statutory Reports | Management | For | For |
9 | Approve Discharge of Board Members regarding 2016 | Management | For | For |
10 | Approve Discharge of Board Members effective as of the Acceptance Time through the AGM Date | Management | For | For |
11.a | Reelect Tomaso Poggio as Director | Management | For | For |
11.b | Reelect Eli Barkat as Director | Management | For | For |
11.c | Reelect Judith Richte as Director | Management | For | For |
12.a | Elect Tiffany Silva as Director | Management | For | For |
12.b | Elect David J. Miles as Director | Management | For | For |
12.c | Elect Nicholas Hudson as Director | Management | For | For |
12.d | Elect Mark Legaspi as Director | Management | For | For |
12.e | Elect Gary Kershaw as Director | Management | For | For |
13 | Approve Remuneration of Directors | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
| ||||
MOHAWK INDUSTRIES, INC. | ||||
Ticker: MHK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: MR. ILL | Management | For | DNV |
1.2 | ELECTION OF DIRECTOR: MR. LORBERBAUM | Management | For | DNV |
1.3 | ELECTION OF DIRECTOR: DR. SMITH BOGART | Management | For | DNV |
2. | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | DNV |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2017 ANNUAL MEETING OF STOCKHOLDERS | Management | For | DNV |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | For | DNV |
5. | APPROVAL OF MOHAWK INDUSTRIES, INC. 2017 INCENTIVE PLAN. | Management | For | DNV |
| ||||
MOLSON COORS BREWING CO. | ||||
Ticker: TAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-ROGER G. EATON | Management | For | DNV |
1..2 | DIRECTOR-CHARLES M. HERINGTON | Management | For | DNV |
1..3 | DIRECTOR-H. SANFORD RILEY | Management | For | DNV |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (SAY-ON-PAY). | Management | For | DNV |
| ||||
MOLSON COORS BREWING COMPANY | ||||
Ticker: TAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MOLSON COORS BREWING COMPANY | ||||
Ticker: TAP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger G. Eaton | Management | For | For |
1.2 | Elect Director Charles M. Herington | Management | For | For |
1.3 | Elect Director H. Sanford Riley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
MONCLER S.P.A. | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 740036 DUE TO RECEIPT OF-AUDITOR SLATES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Management | None | Did not vote |
1 | APPROVAL OF THE FINANCIAL STATEMENT FOR THE FISCAL YEAR AS OF DECEMBER 31, 2016 ACCOMPANIED BY THE MANAGEMENT REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE BOARD OF STATUTORY AUDITORS AND THE REPORT OF THE AUDITING FIRM. ALLOCATION OF THE FISCAL YEA | Management | For | DNV |
2 | REPORT ON REMUNERATION PURSUANT TO ARTICLE 123-TER OF LEGISLATIVE DECREE OF 24 FEBRUARY 1998, NO. 58 AND ARTICLE 84-TER OF THE CONSOB REGULATION NO. 11971/1999. RESOLUTIONS ON THE REMUNERATION POLICY OF THE COMPANY REFERRED TO IN THE FIRST SECTION OF THE | Management | For | DNV |
3 | APPOINTMENT OF ONE DIRECTOR PURSUANT TO ARTICLE 2386, FIRST PARAGRAPH, OF THE ITALIAN CIVIL CODE AND ARTICLE 13.4 OF THE BY-LAWS. ANY RELEVANT AND CONSEQUENT RESOLUTIONS: JUAN CARLOS TORRES CARRETERO | Management | For | DNV |
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 2 SLATES TO BE ELECTED AS AUDITORS, THERE-IS ONLY 1 VACANCY AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING-INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE-REQUIRED TO VOTE FOR ONLY 1 OF T | Management | None | Did not vote |
CMMT | THE BOARD / ISSUER HAS NOT RELEASED A STATEMENT ON WHETHER THEY RECOMMEND TO- VOTE IN FAVOUR OR AGAINST THE SLATE' FOR RESOLUTIONS 4.1.1 AND 4.1.2 | Management | None | Did not vote |
4.1.1 | TO APPOINT THREE EFFECTIVE INTERNAL AUDITORS AND TWO ALTERNATE AUDITORS, TO APPOINT THE INTERNAL AUDITORS' CHAIRMAN: LIST PRESENTED BY RUFFINI PARTECIPAZIONI S.R.L., REPRESENTING 26.753 PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: VALENTI MARIO, SUFFRITI | Management | For | DNV |
4.1.2 | TO APPOINT THREE EFFECTIVE INTERNAL AUDITORS AND TWO ALTERNATE AUDITORS, TO APPOINT THE INTERNAL AUDITORS' CHAIRMAN: LIST PRESENTED BY ANIMA SGR SPA MANAGING THE FUNDS: ANIMA STAR EUROPA ALTO POTENZIALE AND ANIMA STAR ITALIA ALTO POTENZIALE; ARCA FONDI SG | Management | For | DNV |
4.2 | APPOINTMENT OF THE BOARD OF STATUTORY AUDITORS FOR THE THREE-YEAR TERM 2017-2019: DETERMINATION OF THE EFFECTIVE STATUTORY AUDITORS' REMUNERATION | Management | For | DNV |
5 | AUTHORIZATION TO THE PURCHASE AND DISPOSAL OF TREASURY SHARES PURSUANT TO THE ARTICLES 2357, 2357-TER OF THE ITALIAN CIVIL CODE, ARTICLE 132 OF THE LEGISLATIVE DECREE OF FEBRUARY 24, 1998, NO. 58 AND ARTICLE 144-BIS OF THE CONSOB REGULATION ADOPTED WITH R | Management | For | DNV |
CMMT | PLEASE NOTE THAT THE ITALIAN LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON THE-URL LINK:- https://materials.proxyvote.com/approved/99999z/198401 01/ntc_312373.pdf | Management | None | Did not vote |
| ||||
MONEYGRAM INTERNATIONAL, INC. | ||||
Ticker: MGI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSAL TO APPROVE AND ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 26, 2017, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG ALIPAY (UK) LIMITED, A UNITED KINGDOM LIMITED COMPANY, MATRIX ACQUISITI | Management | For | For |
2. | NON-BINDING, ADVISORY PROPOSAL TO APPROVE COMPENSATION THAT WILL OR MAY BECOME PAYABLE TO OUR NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | For | For |
| ||||
MONSANTO COMPANY | ||||
Ticker: MON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
MONSTER BEVERAGE CORPORATION | ||||
Ticker: MNST | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.005 PER SHARE, FROM 240,000,000 SHARES TO 1,250,000,000 SHARES. | Management | For | DNV |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Darrell Duffie | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Ewald Kist | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
MOODY'S CORPORATION | ||||
Ticker: MCO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Jorge A. Bermudez | Management | For | For |
1.3 | Elect Director Darrell Duffie | Management | For | For |
1.4 | Elect Director Kathryn M. Hill | Management | For | For |
1.5 | Elect Director Ewald Kist | Management | For | For |
1.6 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
1.7 | Elect Director Henry A. McKinnell, Jr. | Management | For | For |
1.8 | Elect Director Leslie F. Seidman | Management | For | For |
1.9 | Elect Director Bruce Van Saun | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
NANOSTRING TECHNOLOGIES INC | ||||
Ticker: NSTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect R. Bradley Gray | Management | For | For |
1.2 | Elect Robert M. Hershberg | Management | For | For |
1.3 | Elect Kirk Malloy | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
NATERA INC | ||||
Ticker: NTRA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Herm Rosenman | Management | For | For |
1.2 | Elect John Steuart | Management | For | For |
1.3 | Elect Jonathan Sheena | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
NETFLIX, INC. | ||||
Ticker: NFLX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Reed Hastings | Management | For | For |
1.2 | Elect Jay C. Hoag | Management | For | For |
1.3 | Elect A. George Battle | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For |
6 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
7 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
8 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For |
9 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
10 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For |
| ||||
NETS A/S | ||||
Ticker: NETS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
5 | Non-Voting Agenda Item | Management | N/A | N/A |
6 | Report of the Board of Directors | Management | For | For |
7 | Accounts and Reports | Management | For | For |
8 | Allocation of Profits/Dividends | Management | For | For |
9 | Ratification of Board and Management Acts | Management | For | For |
10 | Directors' Fees | Management | For | For |
11 | Elect Inge K. Hansen | Management | For | For |
12 | Elect Jeff Gravenhorst | Management | For | For |
13 | Elect James Brocklebank | Management | For | For |
14 | Elect Monica Caneman | Management | For | For |
15 | Elect Per-Kristian Halvorsen | Management | For | For |
16 | Elect Robin Marshall | Management | For | For |
17 | Appointment of Auditor | Management | For | For |
18 | Non-Voting Agenda Item | Management | N/A | N/A |
19 | Amendments to Articles Regarding Establishment of Employee Representation | Management | For | For |
| ||||
NEUROCRINE BIOSCIENCES, INC. | ||||
Ticker: NBIX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin C. Gorman | Management | For | For |
1.2 | Elect Gary A. Lyons | Management | For | For |
1.3 | Elect Alfred W. Sandrock, Jr. | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
4 | Amendment to the 2011 Equity Incentive Plan | Management | For | Against |
5 | Ratification of Auditor | Management | For | For |
| ||||
NEWMONT MINING CORPORATION | ||||
Ticker: NEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: G.H. BOYCE | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: N. DOYLE | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: J. NELSON | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: J.M. QUINTANA | Management | For | DNV |
2. | RATIFY APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | DNV |
3. | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
4. | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | For | DNV |
5. | STOCKHOLDER PROPOSAL REGARDING HUMAN RIGHTS RISK ASSESSMENT. | Shareholder | Against | DNV |
| ||||
NEXTERA ENERGY, INC. | ||||
Ticker: NEE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director James L. Camaren | Management | For | For |
1c | Elect Director Kenneth B. Dunn | Management | For | For |
1d | Elect Director Naren K. Gursahaney | Management | For | For |
1e | Elect Director Kirk S. Hachigian | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director Amy B. Lane | Management | For | For |
1h | Elect Director James L. Robo | Management | For | For |
1i | Elect Director Rudy E. Schupp | Management | For | For |
1j | Elect Director John L. Skolds | Management | For | For |
1k | Elect Director William H. Swanson | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director Michelle A. Peluso | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NIKE, INC. | ||||
Ticker: NKE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director Michelle A. Peluso | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
NTT DOCOMO INCORPORATED | ||||
Ticker: 9437 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Amendments to Articles | Management | For | For |
4 | Elect Hiroshi Nakamura | Management | For | For |
5 | Elect Hozumi Tamura | Management | For | For |
6 | Elect Syohji Sudoh | Management | For | For |
7 | Elect Hironobu Sagae | Management | For | For |
| ||||
NVIDIA CORPORATION | ||||
Ticker: NVDA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert K. Burgess | Management | For | For |
2 | Elect Tench Coxe | Management | For | For |
3 | Elect Persis S. Drell | Management | For | For |
4 | Elect James C. Gaither | Management | For | For |
5 | Elect Jen-Hsun Huang | Management | For | For |
6 | Elect Dawn Hudson | Management | For | For |
7 | Elect Harvey C. Jones | Management | For | For |
8 | Elect Michael G. McCaffery | Management | For | For |
9 | Elect William J. Miller | Management | For | For |
10 | Elect Mark L. Perry | Management | For | For |
11 | Elect A. Brooke Seawell | Management | For | For |
12 | Elect Mark A. Stevens | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Ratification of Auditor | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss Offer by Qualcomm | Management | None | None |
3a | Elect Steve Mollenkopf as Executive Director | Management | For | For |
3b | Elect Derek K Aberle as Non-Executive Director | Management | For | For |
3c | Elect George S Davis as Non-Executive Director | Management | For | For |
3d | Elect Donald J Rosenberg as Non-Executive Director | Management | For | For |
3e | Elect Brian Modoff as Non-Executive Director | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5a | Approve Asset Sale Re: Offer by Qualcomm | Management | For | For |
5b | Approve Dissolution of NXP | Management | For | For |
6a | Amend Article Post-Acceptance Re: Offer by Qualcomm | Management | For | For |
6b | Amend Articles Post-Delisting Re: Offer by Qualcomm | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.a | Discussion of the Implementation of the Remuneration Policy | Management | None | None |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2.d | Approve Discharge of Board Members | Management | For | For |
3.a | Reelect Richard L. Clemmer as Executive Director | Management | For | For |
3.b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For |
3.c | Reelect Johannes P. Huth as Non-Executive Director | Management | For | For |
3.d | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | Against |
3.e | Reelect Marion Helmes as Non-Executive Director | Management | For | For |
3.f | Reelect Joseph Kaeser as Non-Executive Director | Management | For | For |
3.g | Reelect Ian Loring as Non-Executive Director | Management | For | For |
3.h | Reelect Eric Meurice as Non-Executive Director | Management | For | For |
3.i | Reelect Peter Smitham as Non-Executive Director | Management | For | For |
3.j | Reelect Julie Southern as Non-Executive Director | Management | For | For |
3.k | Reelect Gregory Summe as Non-Executive Director | Management | For | For |
4.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
4.b | Authorize Board to Exclude Preemptive Rights from Issuance Under Item 4.a | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Cancellation of Ordinary Shares | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV. | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3.A | THE PROPOSAL TO APPOINT MR. STEVE MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For |
3.B | THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For |
3.C | THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For |
3.D | THE PROPOSAL TO APPOINT MR. DONALD J. ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For |
3.E | THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For |
4. | THE PROPOSAL TO GRANT FULL AND FINAL DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For |
5.A | THE PROPOSAL TO APPROVE OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRE | Management | For | For |
5.B | THE PROPOSAL TO (I) DISSOLVE NXP (II) APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For |
6.A | THE PROPOSAL TO AMEND NXP'S ARTICLES OF ASSOCIATION, SUBJECT TO CLOSING. | Management | For | For |
6.B | THE PROPOSAL TO CONVERT NXP AND AMEND THE ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. | Management | For | For |
| ||||
NXP SEMICONDUCTORS NV. | ||||
Ticker: NXPI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2-C | ADOPTION OF THE 2016 STATUTORY ANNUAL ACCOUNTS. | Management | For | For |
2-D | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016. | Management | For | For |
3-A | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-B | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-C | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-D | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-E | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-F | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-G | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-H | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-I | PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-J | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
3-K | PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For |
4-A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES. | Management | For | For |
4-B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS. | Management | For | For |
5 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL. | Management | For | For |
6 | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL. | Management | For | For |
| ||||
OCLARO, INC. | ||||
Ticker: OCLR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kendall Cowan | Management | For | For |
1.2 | Elect Joel A. Smith III | Management | For | For |
2 | Amendment to the 2001 Long-Term Stock Incentive Plan | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
OCULAR THERAPEUTIX INC | ||||
Ticker: OCUL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Jeffrey S. Heier | Management | For | For |
1.2 | Elect Bruce A. Peacock | Management | For | For |
1.3 | Elect Amarpreet Sawhney | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
OLD DOMINION FREIGHT LINE, INC. | ||||
Ticker: ODFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.4 | Elect Director Robert G. Culp, III | Management | For | For |
1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
1.6 | Elect Director Patrick D. Hanley | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
OLD DOMINION FREIGHT LINE, INC. | ||||
Ticker: ODFL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.4 | Elect Director Robert G. Culp, III | Management | For | For |
1.5 | Elect Director Bradley R. Gabosch | Management | For | For |
1.6 | Elect Director Patrick D. Hanley | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
ON SEMICONDUCTOR CORPORATION | ||||
Ticker: ON | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | ELECTION OF DIRECTOR: ATSUSHI ABE | Management | For | For |
1.2 | ELECTION OF DIRECTOR: ALAN CAMPBELL | Management | For | For |
1.3 | ELECTION OF DIRECTOR: CURTIS J. CRAWFORD, PH.D. | Management | For | For |
1.4 | ELECTION OF DIRECTOR: GILLES DELFASSY | Management | For | For |
1.5 | ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ | Management | For | For |
1.6 | ELECTION OF DIRECTOR: KEITH D. JACKSON | Management | For | For |
1.7 | ELECTION OF DIRECTOR: PAUL A. MASCARENAS | Management | For | For |
1.8 | ELECTION OF DIRECTOR: DARYL A. OSTRANDER, PH.D. | Management | For | For |
1.9 | ELECTION OF DIRECTOR: TERESA M. RESSEL | Management | For | For |
2. | TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
3. | TO HOLD AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year |
4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT YEAR. | Management | For | For |
5. | TO APPROVE AN AMENDMENT TO THE ON SEMICONDUCTOR CORPORATION AMENDED AND RESTATED STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER BY 27,900,000 SHARES AND TO EFFECT CERTAIN OTHER CHANGES TO SUCH PLAN. | Management | For | For |
6. | TO APPROVE AN AMENDMENT TO THE ON SEMICONDUCTOR CORPORATION 2000 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE CUMULATIVE TOTAL NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER FROM 23,500,000 TO 28,500,000. | Management | For | For |
7. | TO ADOPT AND APPROVE AN AMENDMENT TO THE ON SEMICONDUCTOR CORPORATION CERTIFICATE OF INCORPORATION TO ELIMINATE CERTAIN RESTRICTIONS ON REMOVAL OF DIRECTORS. | Management | For | For |
8. | TO ADOPT AND APPROVE AN AMENDMENT TO THE ON SEMICONDUCTOR CORPORATION CERTIFICATE OF INCORPORATION TO INCREASE THE CUMULATIVE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 750,000,000 SHARES TO 1,250,000,000 SHARES. | Management | For | For |
| ||||
ORACLE CORPORATION | ||||
Ticker: ORCL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Renee J. James | Management | For | Withhold |
1.12 | Elect Director Leon E. Panetta | Management | For | For |
1.13 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
| ||||
ORBCOMM INC. | ||||
Ticker: ORBC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Marc J. Eisenberg | Management | For | For |
1.2 | Elect Timothy Kelleher | Management | For | For |
1.3 | Elect John Major | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
| ||||
OTONOMY INC | ||||
Ticker: OTIC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Vickie L. Capps | Management | For | For |
1.2 | Elect Iain McGill | Management | For | For |
1.3 | Elect Heather Preston | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
OVASCIENCE INC | ||||
Ticker: OVAS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Richard Aldrich | Management | For | For |
1.2 | Elect Mary M. Fisher | Management | For | For |
1.3 | Elect John Sexton | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
PACIFIC EXPLORATION & PRODUCTION CORPORATION | ||||
Ticker: PEN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Luis Fernando Alarcon | Management | For | For |
2.2 | Elect Director W. Ellis Armstrong | Management | For | For |
2.3 | Elect Director Gabriel de Alba | Management | For | Withhold |
2.4 | Elect Director Raymond Bromark | Management | For | For |
2.5 | Elect Director Russell Ford | Management | For | For |
2.6 | Elect Director Camilo Marulanda | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| ||||
PACIFIC EXPLORATION AND PRODUCTION CORPORATION | ||||
Ticker: PEGFQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Noteholder Resolution: Approve Plan Resolution | Management | For | For |
| ||||
PACIFIC EXPLORATION AND PRODUCTION CORPORATION | ||||
Ticker: PEGFQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Noteholder Resolution: Approve Plan Resolution | Management | For | For |
| ||||
PACIFIC EXPLORATION AND PRODUCTION CORPORATION | ||||
Ticker: PEGFQ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Noteholder Resolution: Approve Plan Resolution | Management | For | For |
| ||||
PARKER-HANNIFIN CORPORATION | ||||
Ticker: PH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: LEE C. BANKS | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: ROBERT G. BOHN | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: LINDA S. HARTY | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: ROBERT J. KOHLHEPP | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: KEVIN A. LOBO | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: KLAUS-PETER MULLER | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: CANDY M. OBOURN | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: JOSEPH SCAMINACE | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: WOLFGANG R. SCHMITT | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: AKE SVENSSON | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: JAMES L. WAINSCOTT | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: THOMAS L. WILLIAMS | Management | For | DNV |
2. | APPROVAL TO AMEND OUR CODE OF REGULATIONS TO ESTABLISH PROCEDURES FOR ADVANCE NOTICE OF DIRECTOR NOMINATIONS AND OTHER BUSINESS AT SHAREHOLDER MEETINGS. | Management | For | DNV |
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Management | For | DNV |
4. | APPROVAL OF, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
5. | APPROVAL OF THE PARKER-HANNIFIN CORPORATION 2016 OMNIBUS STOCK INCENTIVE PLAN. | Management | For | DNV |
| ||||
PAYPAL HOLDINGS INC | ||||
Ticker: PYPL US | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | election of director: Wences Casares | Management | FOR | FOR |
1B | election of director: Jonathan Christidoro | Management | FOR | FOR |
1C | election of director: John Donahoe | Management | FOR | FOR |
1D | election of director: David Dorman | Management | FOR | FOR |
1E | election of director: Belinda Johnson | Management | FOR | FOR |
1F | election of director: Gail McGovern | Management | FOR | FOR |
1G | election of director: David Moffett | Management | FOR | FOR |
1H | election of director: Daniel Schulman | Management | FOR | FOR |
1I | election of director: Frank Yeary | Management | FOR | FOR |
2 | advisory vote on the compensation of the named executive officers | Management | FOR | FOR |
3 | approval of an amendment to our amended and restated certificate of incorporation to increase the number of stockholder who may aggregate their holdings | Management | FOR | FOR |
4 | ratificaon of the appointment of PRICEWATERHOUSECOOPERS LLP as independent advisor for 2017 | Management | FOR | FOR |
5 | Stockholder proposal rearding stockholdwe written consent without a meeting | Shareholder | AGAINST | AGAINST |
6 | Stockholder proposal regarding a sustainability report | Shareholder | AGAINST | AGAINST |
7 | Stocholder proposal regarding a "net-zero" greenhouse emissions report | Shareholder | AGAINST | AGAINST |
| ||||
PAYPAL HOLDINGS, INC. | ||||
Ticker: PYPL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wences Casares | Management | For | For |
2 | Elect Jonathan Christodoro | Management | For | For |
3 | Elect John J. Donahoe II | Management | For | For |
4 | Elect David Dorman | Management | For | For |
5 | Elect Belinda J. Johnson | Management | For | For |
6 | Elect Gail J. McGovern | Management | For | For |
7 | Elect David M. Moffett | Management | For | For |
8 | Elect Daniel H. Schulman | Management | For | For |
9 | Elect Frank D. Yeary | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Amendment to Articles Regarding Proxy Access | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against |
14 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against |
15 | Shareholder Proposal Regarding Net Zero Greenhouse Gas Emissions | Shareholder | Against | Against |
| ||||
PDC ENERGY, INC. | ||||
Ticker: PDCE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Parke | Management | For | For |
1.2 | Elect Director Jeffrey C. Swoveland | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
PEPSICO, INC. | ||||
Ticker: PEP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Cesar Conde | Management | For | For |
1d | Elect Director Ian M. Cook | Management | For | For |
1e | Elect Director Dina Dublon | Management | For | For |
1f | Elect Director Rona A. Fairhead | Management | For | For |
1g | Elect Director Richard W. Fisher | Management | For | For |
1h | Elect Director William R. Johnson | Management | For | For |
1i | Elect Director Indra K. Nooyi | Management | For | For |
1j | Elect Director David C. Page | Management | For | For |
1k | Elect Director Robert C. Pohlad | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Darren Walker | Management | For | For |
1n | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Plans to Minimize Pesticides' Impact on Pollinators | Shareholder | Against | Against |
6 | Adopt Holy Land Principles | Shareholder | Against | Against |
| ||||
PFIZER INC. | ||||
Ticker: PFE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director Ronald E. Blaylock | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Joseph J. Echevarria | Management | For | For |
1.5 | Elect Director Frances D. Fergusson | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director James M. Kilts | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director James C. Smith | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Holy Land Principles | Shareholder | Against | Against |
6 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
PG&E CORPORATION | ||||
Ticker: PCG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lewis Chew | Management | For | For |
1.2 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.3 | Elect Director Fred J. Fowler | Management | For | For |
1.4 | Elect Director Jeh C. Johnson | Management | For | For |
1.5 | Elect Director Richard C. Kelly | Management | For | For |
1.6 | Elect Director Roger H. Kimmel | Management | For | For |
1.7 | Elect Director Richard A. Meserve | Management | For | For |
1.8 | Elect Director Forrest E. Miller | Management | For | For |
1.9 | Elect Director Eric D. Mullins | Management | For | For |
1.10 | Elect Director Rosendo G. Parra | Management | For | For |
1.11 | Elect Director Barbara L. Rambo | Management | For | For |
1.12 | Elect Director Anne Shen Smith | Management | For | For |
1.13 | Elect Director Geisha J. Williams | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Cease Charitable Contributions | Shareholder | Against | Against |
| ||||
PHILIP MORRIS INTERNATIONAL INC. | ||||
Ticker: PM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Massimo Ferragamo | Management | For | For |
1.5 | Elect Director Werner Geissler | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Jun Makihara | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | Against |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect Director Lucio A. Noto | Management | For | For |
1.11 | Elect Director Frederik Paulsen | Management | For | For |
1.12 | Elect Director Robert B. Polet | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Restricted Stock Plan | Management | For | For |
5 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
6 | Ratify PricewaterhouseCoopers SA as Auditors | Management | For | For |
7 | Establish a Board Committee on Human Rights | Shareholder | Against | Against |
8 | Participate in OECD Mediation for Human Rights Violations | Shareholder | Against | Against |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
PHILLIPS 66 | ||||
Ticker: PSX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01.1 | DIRECTOR-PAUL GODFREY | Management | For | For |
01.2 | DIRECTOR-WENDY HENKELMAN | Management | For | For |
01.3 | DIRECTOR-MARY JUNCK | Management | For | For |
01.4 | DIRECTOR-DAVID PECKER | Management | For | For |
01.5 | DIRECTOR-ROD PHILLIPS | Management | For | For |
01.6 | DIRECTOR-DANIEL ROTSTEIN | Management | For | For |
01.7 | DIRECTOR-GRAHAM SAVAGE | Management | For | For |
01.8 | DIRECTOR-PETER SHARPE | Management | For | For |
02 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND THE AUTHORIZATION TO THE BOARD OF DIRECTORS, UPON THE RECOMMENDATION OF THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For |
03 | THE APPROVAL OF CERTAIN AMENDMENTS TO THE OPTION PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR IN THE SECTION ENTITLED "MATTERS TO BE ACTED UPON AT THE MEETING - PROPOSED AMENDMENTS TO THE OPTION PLAN", THAT WOULD INCREASE THE MAXIMUM NUMBER O | Management | For | For |
04 | THE APPROVAL OF CERTAIN AMENDMENTS TO THE RSU PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR IN THE SECTION ENTITLED "MATTERS TO BE ACTED UPON AT THE MEETING - PROPOSED AMENDMENTS TO THE RSU PLAN", THAT WOULD INCREASE THE MAXIMUM NUMBER OF RSUS | Management | For | For |
| ||||
PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Timothy M. Armstrong | Management | For | For |
1.2 | Elect Jeffrey H. Boyd | Management | For | For |
1.3 | Elect Jan L. Docter | Management | For | For |
1.4 | Elect Jeffrey E. Epstein | Management | For | For |
1.5 | Elect Glenn D. Fogel | Management | For | For |
1.6 | Elect James M. Guyette | Management | For | For |
1.7 | Elect Robert J. Mylod, Jr. | Management | For | For |
1.8 | Elect Charles H. Noski | Management | For | For |
1.9 | Elect Nancy B. Peretsman | Management | For | For |
1.10 | Elect Thomas E. Rothman | Management | For | For |
1.11 | Elect Craig W. Rydin | Management | For | For |
1.12 | Elect Lynn M. Vojvodich | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| ||||
PRIVATEBANCORP, INC. | ||||
Ticker: PVTB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | Against |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
| ||||
PROOFPOINT, INC. | ||||
Ticker: PFPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-JONATHAN FEIBER | Management | For | For |
1..2 | DIRECTOR-ERIC HAHN | Management | For | For |
1..3 | DIRECTOR-KEVIN HARVEY | Management | For | For |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
| ||||
PROQR THERAPEUTICS N.V | ||||
Ticker: PRQR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Ratification of Management Board Acts | Management | For | For |
3 | Ratification of Supervisory Board Acts | Management | For | For |
4 | Elect Antoine Papiernik to the Supervisory Board | Management | For | For |
5 | Appointment of Auditor | Management | For | For |
6 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
7 | Authority to Repurchase Shares | Management | For | For |
| ||||
PROTEOSTASIS THERAPEUTICS INC | ||||
Ticker: PTI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect M. James Barrett | Management | For | For |
1.2 | Elect Franklin M. Berger | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
PROTHENA CORPORATION PLC | ||||
Ticker: PRTA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lars G. Ekman | Management | For | For |
2 | Elect Gene G. Kinney | Management | For | For |
3 | Elect Dr. Dennis J. Selkoe | Management | For | For |
4 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Amendment to the 2012 Long Term Incentive Plan | Management | For | Against |
7 | Authority to Issue Shares with Preemptive Rights | Management | For | For |
8 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
9 | Right to Adjourn Meeting | Management | For | For |
| ||||
PURE STORAGE INC | ||||
Ticker: PSTG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Mark Garrett | Management | For | For |
1.2 | Elect Frank Slootman | Management | For | For |
1.3 | Elect Mike Speiser | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Re-approval of the 2015 Equity Incentive Plan | Management | For | For |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Barbara T. Alexander | Management | For | For |
2 | Elect Jeffry W. Henderson | Management | For | For |
3 | Elect Thomas W. Horton | Management | For | For |
4 | Elect Paul E. Jacobs | Management | For | For |
5 | Elect Ann M. Livermore | Management | For | For |
6 | Elect Harish M. Manwani | Management | For | For |
7 | Elect Mark D. McLaughlin | Management | For | For |
8 | Elect Steven M. Mollenkopf | Management | For | For |
9 | Elect Clark T. Randt, Jr. | Management | For | For |
10 | Elect Francisco Ros | Management | For | For |
11 | Elect Anthony J. Vinciquerra | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Shareholder Proposal Regarding Amendments to Proxy Access Bylaw | Shareholder | Against | Against |
| ||||
QUALCOMM INCORPORATED | ||||
Ticker: QCOM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Jeffrey W. Henderson | Management | For | For |
1c | Elect Director Thomas W. Horton | Management | For | Withhold |
1d | Elect Director Paul E. Jacobs | Management | For | For |
1e | Elect Director Ann M. Livermore | Management | For | For |
1f | Elect Director Harish Manwani | Management | For | For |
1g | Elect Director Mark D. McLaughlin | Management | For | For |
1h | Elect Director Steve Mollenkopf | Management | For | For |
1i | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | Withhold |
1j | Elect Director Francisco Ros | Management | For | Withhold |
1k | Elect Director Anthony J. Vinciquerra | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Proxy Access Amendments | Shareholder | Against | Against |
| ||||
QUANTENNA COMMUNICATIONS INC | ||||
Ticker: QTNA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Edward H. Frank | Management | For | For |
1.2 | Elect Sam Heidari | Management | For | For |
1.3 | Elect Harold Hughes | Management | For | For |
2 | Exclusive Forum Provision | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
RA PHARMACEUTICALS INC | ||||
Ticker: RARX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Douglas A. Treco | Management | For | For |
1.2 | Elect Edward T. Mathers | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
RACKSPACE HOSTING, INC. | ||||
Ticker: RAX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF AUGUST 26, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG RACKSPACE, INCEPTION PARENT, INC., AND INCEPTION MERGER SUB, INC. (THE "MERGER AGREEMENT"). | Management | For | For |
2. | TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For |
3. | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY RACKSPACE TO ITS NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | For |
4. | TO APPROVE THE ACCELERATION OF VESTING OF CERTAIN EQUITY AWARDS HELD BY RACKSPACE'S NON-EMPLOYEE DIRECTORS. | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sohaib Abbasi | Management | For | For |
2 | Elect W. Steve Albrecht | Management | For | For |
3 | Elect Charlene T. Begley | Management | For | For |
4 | Elect Jeffrey J. Clarke | Management | For | Abstain |
5 | Elect Narendra K. Gupta | Management | For | For |
6 | Elect Kimberly L Hammonds | Management | For | For |
7 | Elect William S. Kaiser | Management | For | For |
8 | Elect Donald H. Livingstone | Management | For | For |
9 | Elect Henry Hugh Shelton | Management | For | For |
10 | Elect James M. Whitehurst | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
12 | Advisory Vote on Executive Compensation | Management | For | For |
13 | Approve 2016 Performance Compensation Plan | Management | For | For |
14 | Approve 2016 Employee Stock Purchase Plan | Management | For | For |
| ||||
RED HAT, INC. | ||||
Ticker: RHT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: SOHAIB ABBASI | Management | For | For |
1B. | ELECTION OF DIRECTOR: W. STEVE ALBRECHT | Management | For | For |
1C. | ELECTION OF DIRECTOR: CHARLENE T. BEGLEY | Management | For | For |
1D. | ELECTION OF DIRECTOR: JEFFREY J. CLARKE | Management | For | For |
1E. | ELECTION OF DIRECTOR: NARENDRA K. GUPTA | Management | For | For |
1F. | ELECTION OF DIRECTOR: KIMBERLY L. HAMMONDS | Management | For | For |
1G. | ELECTION OF DIRECTOR: WILLIAM S. KAISER | Management | For | For |
1H. | ELECTION OF DIRECTOR: DONALD H. LIVINGSTONE | Management | For | For |
1I. | ELECTION OF DIRECTOR: H. HUGH SHELTON | Management | For | For |
1J. | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | For | For |
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS RED HAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2017 | Management | For | For |
3. | TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION RELATING TO RED HAT'S EXECUTIVE COMPENSATION | Management | For | For |
4. | TO APPROVE RED HAT'S 2016 PERFORMANCE COMPENSATION PLAN | Management | For | For |
5. | TO APPROVE RED HAT'S 2016 EMPLOYEE STOCK PURCHASE PLAN | Management | For | For |
| ||||
REGENERON PHARMACEUTICALS, INC. | ||||
Ticker: REGN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Bonnie L. Bassler | Management | For | For |
2 | Elect N. Anthony Coles | Management | For | For |
3 | Elect Joseph L. Goldstein | Management | For | For |
4 | Elect Christine A. Poon | Management | For | For |
5 | Elect P. Roy Vagelos | Management | For | For |
6 | Elect Huda Y. Zoghbi | Management | For | For |
7 | Ratification of Auditor | Management | For | For |
8 | Amendment to the 2014 Long-Term Incentive Plan | Management | For | Against |
9 | Advisory Vote on Executive Compensation | Management | For | Against |
10 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year |
| ||||
RETROPHIN INC | ||||
Ticker: RTRX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Stephen Aselage | Management | For | For |
1.2 | Elect Tim Coughlin | Management | For | For |
1.3 | Elect Roy D. Baynes | Management | For | For |
1.4 | Elect John Kozarich | Management | For | For |
1.5 | Elect Gary Lyons | Management | For | For |
1.6 | Elect Jeffrey Meckler | Management | For | For |
1.7 | Elect John A. Orwin | Management | For | For |
1.8 | Elect Ron Squarer | Management | For | For |
2 | Amendment to the 2015 Equity Incentive Plan | Management | For | For |
3 | 2017 Employee Stock Purchase Plan | Management | For | Against |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.2 | Elect Director Marc H. Morial | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ROBERT HALF INTERNATIONAL INC. | ||||
Ticker: RHI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.2 | Elect Director Marc H. Morial | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
ROPER TECHNOLOGIES, INC. | ||||
Ticker: ROP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Woods Brinkley | Management | For | For |
1.2 | Elect Director John F. Fort, III | Management | For | For |
1.3 | Elect Director Brian D. Jellison | Management | For | For |
1.4 | Elect Director Robert D. Johnson | Management | For | For |
1.5 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.6 | Elect Director Wilbur J. Prezzano | Management | For | For |
1.7 | Elect Director Laura G. Thatcher | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
1.9 | Elect Director Christopher Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
RSA INSURANCE GROUP PLC | ||||
Ticker: RSA LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | To Receive the Company's Annual report and accounts for the year ended 31 December 2016 and the reports for the directors and auditor on the accounts | Management | FOR | FOR |
2 | To approve the Directors Remuneration Policy | Management | FOR | FOR |
3 | To approve the Director's remuneration report contained within the company's annual report and accounts for the year ended 31 December 2016 | Management | FOR | FOR |
4 | To approve Final Dividend | Management | FOR | FOR |
5 | To Re-elect Martin Sciclunia as a Director | Management | FOR | FOR |
6 | To Re-elect Stephen Hester as a Director | Management | FOR | FOR |
7 | To re-elect Scott Egan as a Director | Management | FOR | FOR |
8 | To re-elect Alastair Barbour as a Director | Management | FOR | FOR |
9 | To re-elect Kath Cates as a Director | Management | FOR | FOR |
10 | To re-elect Enrico Cucchiani as a Director | Management | FOR | FOR |
11 | To re-elect Isabel Hudson as a Director | Management | FOR | FOR |
12 | To re-elect Hugh Mitchell as a Director | Management | FOR | FOR |
13 | To re-elect Joseph Streppel as a Director | Management | FOR | FOR |
14 | To re-elect Martin Strobel as a Director | Management | FOR | FOR |
15 | To re.appoint KPMG LLP as the company's auditor until the conclusion of the next annual general meeting of the company at which accounts are laid before the meeting | Management | FOR | FOR |
16 | To authrise the directors to determine the auditor's remuneration | Management | FOR | FOR |
17 | To give authority for the group to make donations to political parties, independent election candidates and political organizations and to incur political expenditure | Management | FOR | FOR |
18 | To permit the directors to allot further shares and to grant rights to subscribe for or covert any security into shares in the company | Management | FOR | FOR |
19 | to give general athority to disapply pre-emption rights | Management | FOR | FOR |
20 | To give additional authority to disapply pre-emption rights for purposes of acquisitions or capital investments | Management | FOR | FOR |
21 | to give authority to allot new ordinary shares in relation to an issue of mandatory convertible securities | Management | FOR | FOR |
22 | To give authority to allot equity securities for cash under the authority given under resolution 21 | Management | FOR | FOR |
23 | To give authority for the company to buy back up to 10% of issued ordinary shares | Management | FOR | FOR |
24 | To approve the notice period for general meetings | Management | FOR | FOR |
| ||||
SAGE THERAPEUTICS INC | ||||
Ticker: SAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael F. Cola | Management | For | For |
2 | Elect Jeffrey J. Jonas | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
SALESFORCE.COM, INC. | ||||
Ticker: CRM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Marc R. Benioff | Management | For | For |
2 | Elect Keith G. Block | Management | For | For |
3 | Elect Craig A. Conway | Management | For | For |
4 | Elect Alan G. Hassenfeld | Management | For | For |
5 | Elect Neelie Kroes | Management | For | For |
6 | Elect Colin L. Powell | Management | For | For |
7 | Elect Sanford R. Robertson | Management | For | For |
8 | Elect John V. Roos | Management | For | For |
9 | Elect Robin L. Washington | Management | For | For |
10 | Elect Maynard G. Webb | Management | For | For |
11 | Elect Susan D. Wojcicki | Management | For | For |
12 | Amendment to the 2013 Equity Incentive Plan | Management | For | For |
13 | Amendment to the 2004 Employee Stock Purchase Plan | Management | For | For |
14 | Ratification of Auditor | Management | For | For |
15 | Advisory Vote on Executive Compensation | Management | For | For |
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against |
| ||||
SAMSUNG ELECTRONICS CO., LTD. | ||||
Ticker: 5930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Spin-off | Management | For | For |
2 | Elect LEE Jae Yong | Management | For | For |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
SAMSUNG ELECTRONICS CO., LTD. | ||||
Ticker: 5930 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Allocation of Profits/Dividends | Management | For | For |
2 | Directors' Fees | Management | For | For |
| ||||
SAREPTA THERAPEUTICS INC | ||||
Ticker: SRPT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard J. Barry | Management | For | For |
2 | Elect M. Kathleen Behrens | Management | For | For |
3 | Elect Claude Nicaise | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
6 | Ratification of Auditor | Management | For | For |
| ||||
SCORPIO BULKERS INC. | ||||
Ticker: SALT | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-EMANUELE A. LAURO | Management | For | DNV |
1..2 | DIRECTOR-ROBERTO GIORGI | Management | For | DNV |
1..3 | DIRECTOR-THOMAS OSTRANDER | Management | For | DNV |
2. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
| ||||
SEAGATE TECHNOLOGY PLC | ||||
Ticker: STX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Stephen J. Luczo | Management | For | For |
2 | Elect Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Michael R. Cannon | Management | For | For |
4 | Elect Mei-Wei Cheng | Management | For | For |
5 | Elect William T. Coleman | Management | For | For |
6 | Elect Jay L. Geldmacher | Management | For | For |
7 | Elect Dambisa F. Moyo | Management | For | For |
8 | Elect Chong Sup Park | Management | For | For |
9 | Elect Stephanie Tilenius | Management | For | For |
10 | Elect Edward Zander | Management | For | For |
11 | Advisory Vote on Executive Compensation | Management | For | For |
12 | Amendment to the 2012 Equity Incentive Plan | Management | For | For |
13 | Approve the Rules of the 2012 Equity Incentive Plan for Participants in France | Management | For | For |
14 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
15 | Amendments to Articles of Association | Management | For | For |
16 | Amendments to Memorandum of Association | Management | For | For |
17 | Amendments to Articles to Provide for Plurality Voting Standard in Contested Elections | Management | For | For |
18 | Amendments to Articles to Provide for Sole Authority of the Board to Determine Board Size | Management | For | For |
19 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
21 | Authority to Set the Reissue Price Of Treasury Shares | Management | For | For |
| ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION | ||||
Ticker: 981 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Share Consolidation | Management | For | For |
4 | Framework Agreement | Management | For | For |
5 | Grant of Restricted Share Units to CHIU Tzu-Yin | Management | For | For |
6 | Grant of Restricted Share Units to CHEN Shanzhi | Management | For | Against |
7 | Grant of Restricted Share Units to TAN Lip-Bu | Management | For | Against |
| ||||
SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORPORATION | ||||
Ticker: 981 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Non-Voting Meeting Note | Management | N/A | N/A |
4 | Accounts and Reports | Management | For | For |
5 | Elect ZHOU Zixue | Management | For | For |
6 | Elect CHIU Tzu-Yin | Management | For | For |
7 | Elect GAO Yonggang | Management | For | For |
8 | Elect William Tudor Brown | Management | For | For |
9 | Elect TONG Guohua | Management | For | For |
10 | Elect CHIANG Shang-yi | Management | For | For |
11 | Elect Jason JINGSHENG Cong | Management | For | For |
12 | Directors' Fees | Management | For | For |
13 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
14 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
15 | Authority to Repurchase Shares | Management | For | For |
16 | Authority to Issue Repurchased Shares | Management | For | For |
17 | Increase in Authorized Capital | Management | For | For |
18 | Reduction in Share Premium Account | Management | For | For |
19 | RSU Grant to Tzu-Yin Chiu | Management | For | Against |
20 | RSU Grant to CHEN Shanzhi | Management | For | Against |
21 | RSU Grant to LIP-BU Tan | Management | For | Against |
22 | RSU Grant to SHANG-YI Chiang | Management | For | Against |
23 | RSU Grant to TONG Guohua | Management | For | Against |
24 | RSU Grant to Jason JINGSHENG Cong | Management | For | Against |
25 | Bonus Payment to CHIU | Management | For | For |
| ||||
SEMPRA ENERGY | ||||
Ticker: SRE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Kathleen L. Brown | Management | For | For |
1.3 | Elect Director Andres Conesa | Management | For | For |
1.4 | Elect Director Maria Contreras-Sweet | Management | For | For |
1.5 | Elect Director Pablo A. Ferrero | Management | For | For |
1.6 | Elect Director William D. Jones | Management | For | For |
1.7 | Elect Director Bethany J. Mayer | Management | For | For |
1.8 | Elect Director William G. Ouchi | Management | For | For |
1.9 | Elect Director Debra L. Reed | Management | For | For |
1.10 | Elect Director William C. Rusnack | Management | For | For |
1.11 | Elect Director Lynn Schenk | Management | For | For |
1.12 | Elect Director Jack T. Taylor | Management | For | For |
1.13 | Elect Director James C. Yardley | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
SERVICENOW, INC. | ||||
Ticker: NOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect John J. Donahoe II | Management | For | For |
2 | Elect Charles H. Giancarlo | Management | For | For |
3 | Elect Anita M. Sands | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
5 | Ratification of Auditor | Management | For | For |
| ||||
SHIRE PLC | ||||
Ticker: SHP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Ian T. Clark | Management | For | For |
7 | Elect Gail D. Fosler | Management | For | For |
8 | Elect Steven Gillis | Management | For | For |
9 | Elect David Ginsburg | Management | For | For |
10 | Elect Susan Kilsby | Management | For | For |
11 | Elect Sara Mathew | Management | For | For |
12 | Elect Anne E. Minto | Management | For | For |
13 | Elect Flemming Ornskov | Management | For | For |
14 | Elect Jeffrey Poulton | Management | For | For |
15 | Elect Albert P.L. Stroucken | Management | For | For |
16 | Appointment of Auditor | Management | For | For |
17 | Authority to Set Auditor's Fees | Management | For | For |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Management | For | For |
21 | Authority to Repurchase Shares | Management | For | For |
22 | Amendments to Articles | Management | For | Against |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
SHIRE PLC | ||||
Ticker: SHPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Elect Dominic Blakemore | Management | For | For |
4 | Elect Olivier Bohuon | Management | For | For |
5 | Elect William M. Burns | Management | For | For |
6 | Elect Ian T. Clark | Management | For | For |
7 | Elect Gail D. Fosler | Management | For | For |
8 | Elect Steven Gillis | Management | For | For |
9 | Elect David Ginsburg | Management | For | For |
10 | Elect Susan Kilsby | Management | For | For |
11 | Elect Sara Mathew | Management | For | For |
12 | Elect Anne E. Minto | Management | For | For |
13 | Elect Flemming Ornskov | Management | For | For |
14 | Elect Jeffrey Poulton | Management | For | For |
15 | Elect Albert P.L. Stroucken | Management | For | For |
16 | Appointment of Auditor | Management | For | Against |
17 | Authority to Set Auditor's Fees | Management | For | Against |
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
20 | Authority to Issue Shares w/o Preemptive Rights (Specific Capital Investment) | Management | For | Against |
21 | Authority to Repurchase Shares | Management | For | For |
| ||||
SHIRE PLC | ||||
Ticker: SHPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
22 | Amendments to Articles | Management | For | For |
23 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | For |
| ||||
SILICON MOTION TECHNOLOGY CORPORATION | ||||
Ticker: SIMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Yung-Chien Wang | Management | For | For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| ||||
SILTRONIC AG | ||||
Ticker: WAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | TNA |
2 | Non-Voting Meeting Note | Management | N/A | TNA |
3 | Non-Voting Meeting Note | Management | N/A | TNA |
4 | Non-Voting Meeting Note | Management | N/A | TNA |
5 | Non-Voting Agenda Item | Management | N/A | TNA |
6 | Ratification of Management Board Acts | Management | For | TNA |
7 | Ratification of Supervisory Board Acts | Management | For | TNA |
8 | Appointment of Auditor | Management | For | TNA |
| ||||
SILVER SPRING NETWORKS, INC. | ||||
Ticker: SSNI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Scott A. Lang | Management | For | For |
1.2 | Elect Warren M. Weiss | Management | For | For |
1.3 | Elect Thomas H. Werner | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
SMITH & NEPHEW PLC | ||||
Ticker: SN/LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept financial statements and statutory reports | Management | FOR | FOR |
2 | Approve renumeration policy | Management | FOR | FOR |
3 | Approve renumeration report | Management | FOR | FOR |
4 | Approve final dividend | Management | FOR | FOR |
5 | Elect Graham Baker as director | Management | FOR | FOR |
6 | Re-elect Vinita Bali as director | Management | FOR | FOR |
7 | Re-elect Ian Barlow as director | Management | FOR | FOR |
8 | Re-elect Olivier Bohuon as director | Management | FOR | FOR |
9 | Re-elect Baroness Virginia Bottomley as director | Management | FOR | FOR |
10 | Re-elect Erik Engstrom as director | Management | FOR | FOR |
11 | Re-elect Robin Freestone as director | Management | FOR | FOR |
12 | Re-elect Michael Friedman as director | Management | FOR | FOR |
13 | Re-elect Joseph Papa as director | Management | FOR | FOR |
14 | Re-elect Roberto Quarta as director | Management | FOR | FOR |
15 | Reappoint KPMG LLP as auditors | Management | FOR | FOR |
16 | Authorise board to fix renumeration of auditors | Management | FOR | FOR |
17 | Authorise issue of equity with pre-emptive rights | Management | FOR | FOR |
18 | Authorise issue of equity without pre-emptive rights | Management | FOR | FOR |
19 | Authorise market purchase of ordinary shares | Management | FOR | FOR |
20 | Authorise the company to call general meeting with two weeks' notice | Management | FOR | FOR |
| ||||
SMITHS GROUP PLC | ||||
Ticker: SMIN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adoption of reports and acconts | Management | FOR | FOR |
2 | Approval of directors' renumeration report | Management | FOR | FOR |
3 | Declaration of a final dividend: 28.75 pence per ordinary share | Management | FOR | FOR |
4 | Re-election of Mr. B.F.J. Angelici as a director | Management | FOR | FOR |
5 | Re-election of Sir George Buckley as a director | Management | FOR | FOR |
6 | Re-election of Ms. T.D. Fratto as a director | Management | FOR | FOR |
7 | Re-election of Mr. C.M. O'Shea as a director | Management | FOR | FOR |
8 | Re-election of Ms. A.C. Quinn as a director | Management | FOR | FOR |
9 | Re-election of Ms. W.C. Seeger as a director | Management | FOR | FOR |
10 | Re-election of Mr. A. Reynolds Smith as a director | Management | FOR | FOR |
11 | Re-election of Sir Kevin Tebbit as a director | Management | FOR | FOR |
12 | Re-election of Mr. M.D. Seligman as a director | Management | FOR | FOR |
13 | Reappointment of Pricewaterhousecoopers LLP as auditors | Management | FOR | FOR |
14 | Auditors' renumeration | Management | FOR | FOR |
15 | Authority to issue shares pursuant to section 551 of companies act 2006 | Management | FOR | FOR |
16 | Authority to disapply pre-emption rights for rights issues and other pre-empitive issues | Management | FOR | FOR |
17 | Additional authority to disapply pre-emption rights for financing or refinancing particular acquisitions and other capital investments | Management | FOR | FOR |
18 | Authority to make market purchases of shares | Management | FOR | FOR |
19 | Authority to call general meetings other than annual general meetings on not less than 14 clear days' notice | Management | FOR | FOR |
20 | Authority to make political donations and expenditure | Management | FOR | FOR |
| ||||
SOCIETE GENERALE SA | ||||
Ticker: GLE FP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval o the consolidated financial statements for 2016 | Management | FOR | FOR |
2 | Approval of the annual corporate financial statement for 2016 | Management | FOR | FOR |
3 | Allocation of income for the financial year ended 2016 and setting of the dividend: EUR 2.20 per share | Management | FOR | FOR |
4 | Regulated agreements and commitments for the fiancial year ended 2016 | Management | FOR | FOR |
5 | Approval of a regulated "Severance Pay" and of regulated agreement "Non-Competition clause" referred to in Article L.225-42-1 of the French Commercial code for the benefit of Mr Frederic Oudea | Management | FOR | FOR |
6 | Approval of a regulated "Severance Pay" and of regulated agreement "Non-Competition clause" referred to in Article L.225-42-1 of the French Commercial code for the benefit of Mr Severin Cabannes | Management | FOR | FOR |
7 | Approval of a regulated "Severance Pay" and of regulated agreement "Non-Competition clause" referred to in Article L.225-42-1 of the French Commercial code for the benefit of Mr Bernardo Sanchez Inceraa | Management | FOR | FOR |
8 | Approval of a regulated "Severance Pay" and of regulated agreement "Non-Competition clause" referred to in Article L.225-42-1 of the French Commercial code for the benefit of Mr Didier Valet | Management | FOR | FOR |
9 | Approval of the compensation Policy of the Chairman of the Board of Directors, MD and Deputy General Managers, pursuant Article L.225-42-1 of the French commercial Code | Management | FOR | FOR |
10 | Advisory Review of the Compensation owed or paid to Mr Lorenzo Bini Smaghi, Chairman of the Board of Directors, for the year ended 2016 | Management | FOR | FOR |
11 | Advisory Review of the Compensation owed or paid to Mr Frederic Oudea, MD , for the year ended 2016 | Management | FOR | FOR |
12 | Advisory Review of the Compensation owed or paid to Mr Severin Cabannes and Mr Bernardo Sanchez Incera, Deputy General Managers , for the year ended 2016 | Management | FOR | FOR |
13 | Advisory review of the compensation paid in 2016 to regulated persons referred to in article L511-71 of the French Monetary and Financial Code | Management | FOR | FOR |
14 | Renewal of the Term of MS Alexndra Schaapveld as Director | Management | FOR | FOR |
15 | Renewal of the Term of Mr Jean-Bernard Levy as Director | Management | FOR | FOR |
16 | Renewal of the Term of Mr William Connelly as Director | Management | FOR | FOR |
17 | Renewal of the Term of MS Lubomira Rochet as Director | Management | FOR | FOR |
18 | Authorisation granted to the board of directors to trade in the company's common shares with the limit of 5& the capital | Management | FOR | FOR |
19 | Powers to carry out legal formalities | Management | FOR | FOR |
| ||||
SONIC CORP. | ||||
Ticker: SONC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony D. Bartel | Management | For | For |
1.2 | Elect Director Steven A. Davis | Management | For | For |
1.3 | Elect Director Lauren R. Hobart | Management | For | For |
1.4 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
SONIC CORP. | ||||
Ticker: SONC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony D. Bartel | Management | For | For |
1.2 | Elect Director Steven A. Davis | Management | For | For |
1.3 | Elect Director Lauren R. Hobart | Management | For | For |
1.4 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ||||
SONY CORPORATION | ||||
Ticker: 6758 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Elect Kazuo Hirai | Management | For | For |
3 | Elect Kenichiroh Yoshida | Management | For | For |
4 | Elect Osamu Nagayama | Management | For | For |
5 | Elect Takaaki Nimura | Management | For | For |
6 | Elect Eikoh Harada | Management | For | For |
7 | Elect Tim Schaaff | Management | For | For |
8 | Elect Kazuo Matsunaga | Management | For | For |
9 | Elect Kohichi Miyata | Management | For | For |
10 | Elect John V. Roos | Management | For | For |
11 | Elect Eriko Sakurai | Management | For | For |
12 | Elect Kunihito Minakawa | Management | For | For |
13 | Elect Shuzoh Sumi | Management | For | For |
14 | Equity Compensation Plan | Management | For | For |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: DAVID W. BIEGLER | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: J. VERONICA BIGGINS | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: DOUGLAS H. BROOKS | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: JOHN G. DENISON | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: THOMAS W. GILLIGAN | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: GARY C. KELLY | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: GRACE D. LIEBLEIN | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: NANCY B. LOEFFLER | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: JOHN T. MONTFORD | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: RON RICKS | Management | For | DNV |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
3. | ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
4. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
| ||||
SOUTHWEST AIRLINES CO. | ||||
Ticker: LUV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | Against |
1c | Elect Director Douglas H. Brooks | Management | For | Against |
1d | Elect Director William H. Cunningham | Management | For | Against |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Thomas W. Gilligan | Management | For | For |
1g | Elect Director Gary C. Kelly | Management | For | For |
1h | Elect Director Grace D. Lieblein | Management | For | For |
1i | Elect Director Nancy B. Loeffler | Management | For | Against |
1j | Elect Director John T. Montford | Management | For | Against |
1k | Elect Director Ron Ricks | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
SPECTRA ENERGY CORP | ||||
Ticker: SE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
SPORTS DIRECT INTERNATIONAL PLC | ||||
Ticker: SPD LN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | That Dr. Keith Hellawell be re-elected as Director | Management | FOR | FOR |
| ||||
ST. JUDE MEDICAL, INC. | ||||
Ticker: STJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 27, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME (THE "MERGER AGREEMENT"), BY AND AMONG ST. JUDE MEDICAL, INC., ABBOTT LABORATORIES, VAULT MERGER SUB, INC., A WHOLLY-OWNED SUBSIDIARY OF ABBOTT | Management | For | For |
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF ST. JUDE MEDICAL'S NAMED EXECUTIVE OFFICERS THAT MAY BE PAID OR BECOME PAYABLE IN CONNECTION WITH THE MERGER AGREEMENT AND PLAN OF MERGER. | Management | For | For |
3A. | ELECTION OF DIRECTOR: STUART M. ESSIG | Management | For | For |
3B. | ELECTION OF DIRECTOR: BARBARA B. HILL | Management | For | For |
3C. | ELECTION OF DIRECTOR: MICHAEL A. ROCCA | Management | For | For |
4. | ADVISORY VOTE TO APPROVE THE 2015 COMPENSATION OF ST. JUDE MEDICAL'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
5. | TO APPROVE THE ST. JUDE MEDICAL, INC. 2016 STOCK INCENTIVE PLAN. | Management | For | For |
6. | TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S ARTICLES OF INCORPORATION AND BYLAWS TO DECLASSIFY ST. JUDE MEDICAL'S BOARD OF DIRECTORS. | Management | For | For |
7. | TO APPROVE AMENDMENTS TO ST. JUDE MEDICAL'S BYLAWS TO IMPLEMENT PROXY ACCESS. | Management | For | For |
8. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ST. JUDE MEDICAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | For | For |
9. | TO ADJOURN THE SHAREHOLDERS' MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SHAREHOLDERS' MEETING TO APPROVE THE MERGER AGREEMENT. | Management | For | For |
10. | TO IMPLEMENT A SHAREHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING. | Shareholder | Against | For |
| ||||
ST. JUDE MEDICAL, INC. | ||||
Ticker: STJ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3a | Elect Director Stuart M. Essig | Management | For | For |
3b | Elect Director Barbara B. Hill | Management | For | For |
3c | Elect Director Michael A. Rocca | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Provide Proxy Access Right | Management | For | For |
8 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
9 | Adjourn Meeting | Management | For | For |
10 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
| ||||
STEADYMED LTD | ||||
Ticker: STDY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amendments to Articles Regarding External Directors | Management | For | For |
2 | Amendment to Classified Board | Management | For | Against |
3 | Elect Keith Bank | Management | For | For |
4 | Elect Stephen J. Farr | Management | For | For |
5 | Compensation Policy | Management | For | For |
6 | Declaration of Material Interest | Management | N/A | For |
7 | Ratification of Auditor | Management | For | For |
8 | Amendment to the Stock Option Plan | Management | For | Against |
9 | Options Grant to President and CEO | Management | For | For |
10 | Declaration of Material Interest | Management | N/A | For |
| ||||
STILLWATER MINING COMPANY | ||||
Ticker: SWC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED DECEMBER 9, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG STILLWATER MINING COMPANY ("STILLWATER"),SIBANYE GOLD LIMITED, A PUBLIC COMPANY ORGANIZED UNDER THE LAWS OF SOUTH AFR | Management | For | Against |
2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | Against |
3A. | ELECTION OF DIRECTOR: GEORGE M. BEE | Management | For | Against |
3B. | ELECTION OF DIRECTOR: MICHAEL J. MCMULLEN | Management | For | Against |
3C. | ELECTION OF DIRECTOR: PATRICE E. MERRIN | Management | For | Against |
3D. | ELECTION OF DIRECTOR: LAWRENCE PETER O'HAGAN | Management | For | Against |
3E. | ELECTION OF DIRECTOR: MICHAEL S. PARRETT | Management | For | Against |
3F. | ELECTION OF DIRECTOR: BRIAN D. SCHWEITZER | Management | For | Against |
3G. | ELECTION OF DIRECTOR: GARY A. SUGAR | Management | For | Against |
4. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | Against |
5. | TO CONDUCT AN ADVISORY (NON-BINDING) VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION FOR 2017. | Management | For | Against |
6. | TO CONDUCT AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year |
7. | TO APPROVE THE COMPANY'S EQUITY INCENTIVE PLAN. | Management | For | Against |
8. | TO CONDUCT SUCH OTHER BUSINESS PROPERLY PRESENTED AT THE ANNUAL MEETING OR ANY POSTPONEMENTS OR ADJOURNMENTS THEREOF. | Management | For | Against |
9. | TO APPROVE THE ADJOURNMENT OF THE ANNUAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING FOR THE PURPOSE OF SOLICITING ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE THE PROPOSALS PRESENTED OR IN THE ABSENC | Management | For | Against |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
9 | Dissolution of the revocation of the present authoriation to issue convertible bonds and/or option bonds from 23th June 16 and the associated contingent capital 2016, regarding the creation of a new authorisation to issue CB and/or option bonds, exclusion | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
8 | Resolution on the approval of the P&L transfer areement with Stroer Digital Commerce GMBH | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
7 | Resolution on the electio of the auditors: Ernes & Younk GMBH Wirtschaftsprufungsesellschaft appointed to audit ehe statements for 2017 | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
6 | Resolution on the discharge of the supervisory board men<<="" td=""> | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
5 | Resolution on the discharge of the supervisory board members of Stroer SE officiating in the business year of 2016 | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
4 | Resolution on the discharge of the general partner of Stroer SE & Co. KGAA for the business year of 2016 | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3 | Resolution of the discharge of the management board members of Stroer SE officiating in the business year of 2016 | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Resolution on the appropriation of net profit: EUR1.10 per no-par-value share | Management | FOR | FOR |
| ||||
STROEER SE & CO | ||||
Ticker: SAX GY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Submission of the annual financial statements and the consolidated financial statementes, approved by the supervisory board, the combined management-s report for the company | Management | FOR | FOR |
| ||||
SUMMIT MATERIALS, INC. | ||||
Ticker: SUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-TED A. GARDNER | Management | For | DNV |
1..2 | DIRECTOR-JOHN R. MURPHY | Management | For | DNV |
1..3 | DIRECTOR-STEVEN H. WUNNING | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017. | Management | For | DNV |
3. | NONBINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2016. | Management | For | DNV |
| ||||
SUNEDISON SEMICONDUCTOR LIMITED | ||||
Ticker: SEMI | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Antonia R. Alvarez | Management | For | For |
2 | Elect Gideon Argov | Management | For | For |
3 | Elect Michael F. Bartholomeusz | Management | For | For |
4 | Elect Jeffery A. Beck | Management | For | For |
5 | Elect Justine F. Lien | Management | For | For |
6 | Elect Shaker Sadasivam | Management | For | For |
7 | Elect Abdul Jabbar Bin Karam Din | Management | For | Against |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Directors' Fees | Management | For | For |
10 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For |
11 | Authority to Repurchase Shares | Management | For | Against |
12 | Amendment to Constitution | Management | For | For |
| ||||
SYNCHRONOSS TECHNOLOGIES, INC. | ||||
Ticker: SNCR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-THOMAS J. HOPKINS | Management | For | DNV |
2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
3. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
| ||||
TABULA RASA HEALTHCARE INC | ||||
Ticker: TRHC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Glen R. Bressner | Management | For | For |
1.2 | Elect Daniel C. Lubin | Management | For | For |
1.3 | Elect Bruce H. Luehrs | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
TAKE-TWO INTERACTIVE SOFTWARE, INC. | ||||
Ticker: TTWO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-STRAUSS ZELNICK | Management | For | DNV |
1..2 | DIRECTOR-ROBERT A. BOWMAN | Management | For | DNV |
1..3 | DIRECTOR-MICHAEL DORNEMANN | Management | For | DNV |
1..4 | DIRECTOR-J MOSES | Management | For | DNV |
1..5 | DIRECTOR-MICHAEL SHERESKY | Management | For | DNV |
1..6 | DIRECTOR-SUSAN TOLSON | Management | For | DNV |
2. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS" AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | DNV |
3. | APPROVAL OF CERTAIN AMENDMENTS TO THE TAKE-TWO INTERACTIVE SOFTWARE, INC. 2009 STOCK INCENTIVE PLAN. | Management | For | DNV |
4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | DNV |
| ||||
TECK RESOURCES LIMITED | ||||
Ticker: TECK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01.1 | DIRECTOR-M.M. ASHAR | Management | For | For |
01.2 | DIRECTOR-Q. CHONG | Management | For | For |
01.3 | DIRECTOR-L.L. DOTTORI-ATTANASIO | Management | For | For |
01.4 | DIRECTOR-E. C. DOWLING | Management | For | For |
01.5 | DIRECTOR-E. FUKUDA | Management | For | For |
01.6 | DIRECTOR-N. B. KEEVIL | Management | For | For |
01.7 | DIRECTOR-N. B. KEEVIL III | Management | For | For |
01.8 | DIRECTOR-T. KUBOTA | Management | For | For |
01.9 | DIRECTOR-D. R. LINDSAY | Management | For | For |
01.10 | DIRECTOR-T. L. MCVICAR | Management | For | For |
01.11 | DIRECTOR-K. W. PICKERING | Management | For | For |
01.12 | DIRECTOR-U. M. POWER | Management | For | For |
01.13 | DIRECTOR-W. S. R. SEYFFERT | Management | For | For |
01.14 | DIRECTOR-T. R. SNIDER | Management | For | For |
02 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Management | For | For |
03 | TO APPROVE THE ADVISORY RESOLUTION ON THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Adoption of Share Option Scheme of Tencent Music Entertainment Group | Management | For | Against |
| ||||
TENCENT HOLDINGS LIMITED | ||||
Ticker: 700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Allocation of Profits/Dividends | Management | For | For |
5 | Elect Martin LAU Chi Ping | Management | For | For |
6 | Elect Charles St Leger Searle | Management | For | Against |
7 | Elect YANG Siu Shun | Management | For | For |
8 | Directors' Fees | Management | For | For |
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Non-Voting Agenda Item | Management | N/A | N/A |
13 | Authority to Issue Repurchased Shares | Management | For | For |
14 | Share Option Scheme | Management | For | Against |
15 | Non-Voting Meeting Note | Management | N/A | N/A |
| ||||
TESARO INC | ||||
Ticker: TSRO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leon O. Moulder, Jr. | Management | For | For |
1.2 | Elect Mary Lynne Hedley | Management | For | For |
1.3 | Elect David Mott | Management | For | For |
1.4 | Elect Lawrence M. Alleva | Management | For | For |
1.5 | Elect James O. Armitage | Management | For | For |
1.6 | Elect Earl M. Collier, Jr. | Management | For | For |
1.7 | Elect Gary A. Nicholson | Management | For | For |
1.8 | Elect Arnold L. Oronsky | Management | For | For |
1.9 | Elect Kavita Patel | Management | For | For |
1.1 | Elect Beth Seidenberg | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TG THERAPEUTICS INC | ||||
Ticker: TGTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Laurence N. Charney | Management | For | For |
1.2 | Elect Yann Echelard | Management | For | For |
1.3 | Elect William J. Kennedy | Management | For | For |
1.4 | Elect Kenneth Hoberman | Management | For | For |
1.5 | Elect Daniel Hume | Management | For | For |
1.6 | Elect Mark Schoenebaum | Management | For | Withhold |
1.7 | Elect Michael S. Weiss | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
THE COCA-COLA COMPANY | ||||
Ticker: KO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Marc Bolland | Management | For | For |
1.4 | Elect Director Ana Botin | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Sam Nunn | Management | For | For |
1.13 | Elect Director James Quincey | Management | For | For |
1.14 | Elect Director David B. Weinberg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Report on Human Rights Review on High-Risk Regions | Shareholder | Against | Against |
| ||||
THE DOW CHEMICAL COMPANY | ||||
Ticker: DOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
| ||||
THE DOW CHEMICAL COMPANY | ||||
Ticker: DOW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: AJAY BANGA | Management | For | For |
1B. | ELECTION OF DIRECTOR: JACQUELINE K. BARTON | Management | For | For |
1C. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | For | For |
1D. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For |
1E. | ELECTION OF DIRECTOR: JEFF M. FETTIG | Management | For | For |
1F. | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Management | For | For |
1G. | ELECTION OF DIRECTOR: MARK LOUGHRIDGE | Management | For | For |
1H. | ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH | Management | For | For |
1I. | ELECTION OF DIRECTOR: ROBERT S. (STEVE) MILLER | Management | For | For |
1J. | ELECTION OF DIRECTOR: PAUL POLMAN | Management | For | For |
1K. | ELECTION OF DIRECTOR: DENNIS H. REILLEY | Management | For | For |
1L. | ELECTION OF DIRECTOR: JAMES M. RINGLER | Management | For | For |
1M. | ELECTION OF DIRECTOR: RUTH G. SHAW | Management | For | For |
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For |
4. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Karen L. Katen | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter - Call Special Meetings | Shareholder | Against | For |
| ||||
THE HOME DEPOT, INC. | ||||
Ticker: HD | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gerard J. Arpey | Management | For | For |
1b | Elect Director Ari Bousbib | Management | For | For |
1c | Elect Director Jeffery H. Boyd | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Linda R. Gooden | Management | For | For |
1j | Elect Director Wayne M. Hewett | Management | For | For |
1k | Elect Director Karen L. Katen | Management | For | For |
1l | Elect Director Craig A. Menear | Management | For | For |
1m | Elect Director Mark Vadon | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | For |
6 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
7 | Amend Articles/Bylaws/Charter - Call Special Meetings | Shareholder | Against | For |
| ||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||
Ticker: PNC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | Against |
1.2 | Elect Director Marjorie Rodgers Cheshire | Management | For | For |
1.3 | Elect Director William S. Demchak | Management | For | Against |
1.4 | Elect Director Andrew T. Feldstein | Management | For | For |
1.5 | Elect Director Daniel R. Hesse | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Jane G. Pepper | Management | For | For |
1.9 | Elect Director Donald J. Shepard | Management | For | For |
1.10 | Elect Director Lorene K. Steffes | Management | For | For |
1.11 | Elect Director Dennis F. Strigl | Management | For | For |
1.12 | Elect Director Michael J. Ward | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Prepare Employment Diversity Report and Report on Diversity Policies | Shareholder | Against | Against |
| ||||
THE PRICELINE GROUP INC. | ||||
Ticker: PCLN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-TIMOTHY M. ARMSTRONG | Management | For | For |
1..2 | DIRECTOR-JEFFERY H. BOYD | Management | For | For |
1..3 | DIRECTOR-JAN L. DOCTER | Management | For | For |
1..4 | DIRECTOR-JEFFREY E. EPSTEIN | Management | For | For |
1..5 | DIRECTOR-GLENN D. FOGEL | Management | For | For |
1..6 | DIRECTOR-JAMES M. GUYETTE | Management | For | For |
1..7 | DIRECTOR-ROBERT J. MYLOD, JR. | Management | For | For |
1..8 | DIRECTOR-CHARLES H. NOSKI | Management | For | For |
1..9 | DIRECTOR-NANCY B. PERETSMAN | Management | For | For |
1..10 | DIRECTOR-THOMAS E. ROTHMAN | Management | For | For |
1..11 | DIRECTOR-CRAIG W. RYDIN | Management | For | For |
1..12 | DIRECTOR-LYNN M. VOJVODICH | Management | For | For |
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | For |
3. | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For |
4. | TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | Management | 1 Year | 1 Year |
5. | TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS. | Shareholder | Against | Against |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director David F. Hodnik | Management | For | For |
1.3 | Elect Director Thomas G. Kadien - Withdrawn | Management | Non-voting item | |
1.4 | Elect Director Richard J. Kramer | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director John G. Morikis | Management | For | For |
1.7 | Elect Director Christine A. Poon | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
1.9 | Elect Director Michael H. Thaman | Management | For | For |
1.10 | Elect Director Matthew Thornton, III | Management | For | For |
1.11 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE SHERWIN-WILLIAMS COMPANY | ||||
Ticker: SHW | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director David F. Hodnik | Management | For | For |
1.3 | Elect Director Thomas G. Kadien - Withdrawn | Management | None | None |
1.4 | Elect Director Richard J. Kramer | Management | For | For |
1.5 | Elect Director Susan J. Kropf | Management | For | For |
1.6 | Elect Director John G. Morikis | Management | For | For |
1.7 | Elect Director Christine A. Poon | Management | For | For |
1.8 | Elect Director John M. Stropki | Management | For | For |
1.9 | Elect Director Michael H. Thaman | Management | For | For |
1.10 | Elect Director Matthew Thornton, III | Management | For | For |
1.11 | Elect Director Steven H. Wunning | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
THE TIMKEN COMPANY | ||||
Ticker: TKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria A. Crowe | Management | For | For |
1.2 | Elect Director Richard G. Kyle | Management | For | For |
1.3 | Elect Director John A. Luke, Jr. | Management | For | For |
1.4 | Elect Director Christopher L. Mapes | Management | For | For |
1.5 | Elect Director James F. Palmer | Management | For | For |
1.6 | Elect Director Ajita G. Rajendra | Management | For | For |
1.7 | Elect Director Joseph W. Ralston | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE TIMKEN COMPANY | ||||
Ticker: TKR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maria A. Crowe | Management | For | For |
1.2 | Elect Director Richard G. Kyle | Management | For | For |
1.3 | Elect Director John A. Luke, Jr. | Management | For | For |
1.4 | Elect Director Christopher L. Mapes | Management | For | For |
1.5 | Elect Director James F. Palmer | Management | For | For |
1.6 | Elect Director Ajita G. Rajendra | Management | For | For |
1.7 | Elect Director Joseph W. Ralston | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.11 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THE VALSPAR CORPORATION | ||||
Ticker: VAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: JOHN M. BALLBACH | Management | For | For |
1B. | ELECTION OF DIRECTOR: IAN R. FRIENDLY | Management | For | For |
1C. | ELECTION OF DIRECTOR: JANEL S. HAUGARTH | Management | For | For |
1D. | ELECTION OF DIRECTOR: DAVID R. LUMLEY | Management | For | For |
2. | TO CAST AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE CORPORATION'S PROXY STATEMENT. | Management | For | For |
3. | TO CAST AN ADVISORY VOTE ON THE FREQUENCY FOR A STOCKHOLDERS' ADVISORY VOTE ON THE CORPORATION'S EXECUTIVE COMPENSATION. | Management | 1 Year | 1 Year |
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR THE FISCAL YEAR ENDING OCTOBER 27, 2017. | Management | For | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
| ||||
THE WALT DISNEY COMPANY | ||||
Ticker: DIS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Maria Elena Lagomasino | Management | For | For |
1f | Elect Director Fred H. Langhammer | Management | For | For |
1g | Elect Director Aylwin B. Lewis | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Mark G. Parker | Management | For | For |
1j | Elect Director Sheryl K. Sandberg | Management | For | For |
1k | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | For |
6 | Proxy Access Bylaw Amendment | Shareholder | Against | For |
| ||||
THE WILLIAMS COMPANIES, INC. | ||||
Ticker: WMB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan S. Armstrong | Management | For | For |
1.2 | Elect Director Stephen W. Bergstrom | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Charles I. Cogut | Management | For | For |
1.5 | Elect Director Kathleen B. Cooper | Management | For | For |
1.6 | Elect Director Michael A. Creel | Management | For | For |
1.7 | Elect Director Peter A. Ragauss | Management | For | For |
1.8 | Elect Director Scott D. Sheffield | Management | For | For |
1.9 | Elect Director Murray D. Smith | Management | For | For |
1.10 | Elect Director William H. Spence | Management | For | For |
1.11 | Elect Director Janice D. Stoney | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
THERMO FISHER SCIENTIFIC INC. | ||||
Ticker: TMO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
1l | Elect Director Dion J. Weisler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| ||||
THYSSENKRUPP AG | ||||
Ticker: TKA | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2015/2016 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.15 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2015/2016 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2015/2016 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2016/2017 | Management | For | For |
| ||||
TIME WARNER INC. | ||||
Ticker: TWX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
TIME WARNER INC. | ||||
Ticker: TWX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: WILLIAM P. BARR | Management | For | For |
1B. | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For |
1C. | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For |
1D. | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For |
1E. | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For |
1F. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For |
1G. | ELECTION OF DIRECTOR: FRED HASSAN | Management | For | For |
1H. | ELECTION OF DIRECTOR: PAUL D. WACHTER | Management | For | For |
1I. | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For |
2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITOR. | Management | For | For |
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
4. | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | 1 Year |
| ||||
TIME WARNER INC. | ||||
Ticker: TWX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William P. Barr | Management | For | For |
1b | Elect Director Jeffrey L. Bewkes | Management | For | For |
1c | Elect Director Robert C. Clark | Management | For | For |
1d | Elect Director Mathias Dopfner | Management | For | For |
1e | Elect Director Jessica P. Einhorn | Management | For | For |
1f | Elect Director Carlos M. Gutierrez | Management | For | For |
1g | Elect Director Fred Hassan | Management | For | For |
1h | Elect Director Paul D. Wachter | Management | For | For |
1i | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
TONENGENERAL SEKIYU K.K. | ||||
Ticker: 5012 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Share Exchange Agreement with JX Holdings, Inc. | Management | For | For |
2 | Approve Merger Agreement with JX Nippon Oil & Energy Corp. | Management | For | For |
3 | Approve Merger by Absorption with EMG Marketing Godo Kaisha | Management | For | For |
| ||||
TONENGENERAL SEKIYU K.K. | ||||
Ticker: 5012 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28.5 | Management | For | For |
2.1 | Elect Director Muto, Jun | Management | For | For |
2.2 | Elect Director Hirose, Takashi | Management | For | For |
2.3 | Elect Director Miyata, Tomohide | Management | For | For |
2.4 | Elect Director Onoda, Yasushi | Management | For | For |
2.5 | Elect Director Saita, Yuji | Management | For | For |
2.6 | Elect Director Yokoi, Yoshikazu | Management | For | For |
2.7 | Elect Director Yokota, Hiroyuki | Management | For | For |
2.8 | Elect Director Oshida, Yasuhiko | Management | For | For |
2.9 | Elect Director Matsuo, Makoto | Management | For | For |
2.10 | Elect Director Miyata, Yoshiiku | Management | For | For |
| ||||
TONGDA GROUP HOLDINGS LIMITED | ||||
Ticker: 698 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Non-Voting Meeting Note | Management | N/A | N/A |
2 | Non-Voting Meeting Note | Management | N/A | N/A |
3 | Accounts and Reports | Management | For | For |
4 | Elect WANG Ya Nan | Management | For | For |
5 | Elect WANG Ming Che | Management | For | For |
6 | Elect Stephen TING Leung Huel | Management | For | For |
7 | Directors' Fees | Management | For | For |
8 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
9 | Allocation of Profits/Dividends | Management | For | For |
10 | Authority to Issue Shares w/o Preemptive Rights | Management | For | Against |
11 | Authority to Repurchase Shares | Management | For | For |
12 | Authority to Issue Repurchased Shares | Management | For | For |
| ||||
TOTAL SYSTEM SERVICES, INC. | ||||
Ticker: TSS | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Kriss Cloninger III | Management | For | For |
2 | Elect Walter W. Driver, Jr. | Management | For | For |
3 | Elect Sidney E. Harris | Management | For | For |
4 | Elect William M. Isaac | Management | For | For |
5 | Elect Pamela A. Joseph | Management | For | For |
6 | Elect Mason H. Lampton | Management | For | For |
7 | Elect Connie D. McDaniel | Management | For | For |
8 | Elect Philip W. Tomlinson | Management | For | For |
9 | Elect John T. Turner | Management | For | For |
10 | Elect Richard W. Ussery | Management | For | For |
11 | Elect M. Troy Woods | Management | For | For |
12 | Ratification of Auditor | Management | For | For |
13 | Advisory Vote on Executive Compensation | Management | For | For |
14 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
15 | Approval of the 2017 Omnibus Plan | Management | For | For |
| ||||
TOWER SEMICONDUCTOR LTD. | ||||
Ticker: TSEM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Amir Elstein | Management | For | For |
2 | Elect Kalman Kaufman | Management | For | For |
3 | Elect Dana Gross | Management | For | For |
4 | Elect Rami Guzman | Management | For | For |
5 | Elect Yoav Chelouche | Management | For | Against |
6 | Elect Rony Ross | Management | For | For |
7 | Elect Alex Kornhauser | Management | For | For |
8 | Elect Ilan Flato | Management | For | For |
9 | Elect Iris Avner | Management | For | For |
10 | Elect Russell C Ellwanger | Management | For | For |
11 | Appoint Amir Elstein as Chair | Management | For | For |
12 | Amended Compensation Policy | Management | For | For |
13 | Declaration of Material Interest | Management | N/A | Against |
14 | Equity Grant of CEO | Management | For | For |
15 | Declaration of Material Interest | Management | N/A | Against |
16 | Directors' Fees | Management | For | For |
17 | Equity Grant of Directors | Management | For | For |
18 | Appointment of Auditor and Authority to Set Fees | Management | For | For |
| ||||
TRANSUNION | ||||
Ticker: TRU | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Leo F. Mullin | Management | For | For |
1.2 | Elect Steven M. Tadler | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
| ||||
TRI POINTE GROUP, INC. | ||||
Ticker: TPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas F. Bauer | Management | For | For |
1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director Steven J. Gilbert | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Thomas B. Rogers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRI POINTE GROUP, INC. | ||||
Ticker: TPH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas F. Bauer | Management | For | For |
1.2 | Elect Director Lawrence B. Burrows | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director Steven J. Gilbert | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Thomas B. Rogers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
TRINET GROUP INC | ||||
Ticker: TNET | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael J. Angelakis | Management | For | For |
1.2 | Elect Burton M. Goldfield | Management | For | For |
1.3 | Elect David C. Hodgson | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
TRINITY INDUSTRIES, INC. | ||||
Ticker: TRN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1..1 | DIRECTOR-JOHN L. ADAMS | Management | For | DNV |
1..2 | DIRECTOR-RHYS J. BEST | Management | For | DNV |
1..3 | DIRECTOR-DAVID W. BIEGLER | Management | For | DNV |
1..4 | DIRECTOR-ANTONIO CARRILLO | Management | For | DNV |
1..5 | DIRECTOR-LELDON E. ECHOLS | Management | For | DNV |
1..6 | DIRECTOR-RONALD J. GAFFORD | Management | For | DNV |
1..7 | DIRECTOR-ADRIAN LAJOUS | Management | For | DNV |
1..8 | DIRECTOR-CHARLES W. MATTHEWS | Management | For | DNV |
1..9 | DIRECTOR-DOUGLAS L. ROCK | Management | For | DNV |
1..10 | DIRECTOR-DUNIA A. SHIVE | Management | For | DNV |
1..11 | DIRECTOR-TIMOTHY R. WALLACE | Management | For | DNV |
2. | APPROVAL OF THE FOURTH AMENDED AND RESTATED TRINITY INDUSTRIES, INC. 2004 STOCK OPTION AND INCENTIVE PLAN. | Management | For | DNV |
3. | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | For | DNV |
4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | DNV |
5. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
| ||||
TRINSEO S.A. | ||||
Ticker: TSE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect K'Lynne Johnson as Director | Management | For | For |
1b | Elect Jeannot Krecke as Director *Withdrawn Resolution* | Management | None | None |
1c | Elect Donald T. Misheff as Director | Management | For | For |
1d | Elect Craig A. Rogerson as Director *Withdrawn Resolution* | Management | None | None |
2a | Elect Philip Martens as Director | Management | For | For |
2b | Elect Joseph Alvarado as Director | Management | For | For |
3 | Approve Remuneration of Non-Executive Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income and Dividends | Management | For | For |
7 | Approve Discharge of Directors and Auditors | Management | For | For |
8 | Appoint PricewaterhouseCoopers Societe Luxembourg as Internal Statutory Auditor | Management | For | For |
9 | Appoint PricewaterhouseCoopers LLP as Independent Auditor | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Amend Articles of Association | Management | For | For |
| ||||
TYCO INTERNATIONAL PLC | ||||
Ticker: TYC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Memorandum of Association | Management | For | For |
2 | Amend Articles Re: Tyco Governing Documents Proposals | Management | For | For |
3 | Approve Stock Consolidation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Issue Shares in Connection with the Merger | Management | For | For |
6 | Change Company Name to Johnson Controls International plc | Management | For | For |
7 | Increase Authorized Preferred and Common Stock | Management | For | For |
8 | Approve the Directors' Authority to Allot Shares | Management | For | For |
9 | Approve the Disapplication of Statutory Pre-Emption Rights | Management | For | For |
10 | Approve the Renominalization of Tyco Ordinary Shares | Management | For | For |
11 | Approve the Creation of Distributable Reserves | Management | For | For |
| ||||
U.S. BANCORP | ||||
Ticker: USB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | Against |
1b | Elect Director Warner L. Baxter | Management | For | For |
1c | Elect Director Marc N. Casper | Management | For | For |
1d | Elect Director Andrew Cecere | Management | For | Against |
1e | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1f | Elect Director Richard K. Davis | Management | For | Against |
1g | Elect Director Kimberly J. Harris | Management | For | For |
1h | Elect Director Roland A. Hernandez | Management | For | For |
1i | Elect Director Doreen Woo Ho | Management | For | For |
1j | Elect Director Olivia F. Kirtley | Management | For | For |
1k | Elect Director Karen S. Lynch | Management | For | For |
1l | Elect Director David B. O'Maley | Management | For | For |
1m | Elect Director O'dell M. Owens | Management | For | For |
1n | Elect Director Craig D. Schnuck | Management | For | For |
1o | Elect Director Scott W. Wine | Management | For | Against |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
ULTRAGENYX PHARMACEUTICAL INC. | ||||
Ticker: RARE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Emil D. Kakkis | Management | For | For |
2 | Elect Daniel Welch | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
4 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Michael W. McConnell | Management | For | For |
1i | Elect Director Thomas F. McLarty, III | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: ANDREW H. CARD JR. | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: DAVID B. DILLON | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: LANCE M. FRITZ | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: DEBORAH C. HOPKINS | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: JANE H. LUTE | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: THOMAS F. MCLARTY III | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: STEVEN R. ROGEL | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: JOSE H. VILLARREAL | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | DNV |
3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | For | DNV |
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). | Management | For | DNV |
5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | DNV |
| ||||
UNION PACIFIC CORPORATION | ||||
Ticker: UNP | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andrew H. Card, Jr. | Management | For | For |
1b | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Lance M. Fritz | Management | For | For |
1e | Elect Director Deborah C. Hopkins | Management | For | For |
1f | Elect Director Jane H. Lute | Management | For | For |
1g | Elect Director Michael R. McCarthy | Management | For | For |
1h | Elect Director Michael W. McConnell | Management | For | For |
1i | Elect Director Thomas F. McLarty, III | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | For |
| ||||
UNITED CONTINENTAL HOLDINGS, INC. | ||||
Ticker: UAL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: CAROLYN CORVI | Management | For | DNV |
1B. | ELECTION OF DIRECTOR: JANE C. GARVEY | Management | For | DNV |
1C. | ELECTION OF DIRECTOR: BARNEY HARFORD | Management | For | DNV |
1D. | ELECTION OF DIRECTOR: WALTER ISAACSON | Management | For | DNV |
1E. | ELECTION OF DIRECTOR: JAMES A. C. KENNEDY | Management | For | DNV |
1F. | ELECTION OF DIRECTOR: ROBERT A. MILTON | Management | For | DNV |
1G. | ELECTION OF DIRECTOR: OSCAR MUNOZ | Management | For | DNV |
1H. | ELECTION OF DIRECTOR: WILLIAM R. NUTI | Management | For | DNV |
1I. | ELECTION OF DIRECTOR: EDWARD M. PHILIP | Management | For | DNV |
1J. | ELECTION OF DIRECTOR: EDWARD L. SHAPIRO | Management | For | DNV |
1K. | ELECTION OF DIRECTOR: LAURENCE E. SIMMONS | Management | For | DNV |
1L. | ELECTION OF DIRECTOR: DAVID J. VITALE | Management | For | DNV |
1M. | ELECTION OF DIRECTOR: JAMES M. WHITEHURST | Management | For | DNV |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | For | DNV |
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | DNV |
5. | APPROVAL OF THE UNITED CONTINENTAL HOLDINGS, INC. 2017 INCENTIVE COMPENSATION PLAN. | Management | For | DNV |
| ||||
UNITED STATES STEEL CORPORATION | ||||
Ticker: X | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A. | ELECTION OF DIRECTOR: PATRICIA DIAZ DENNIS | Management | For | For |
1B. | ELECTION OF DIRECTOR: DAN O. DINGES | Management | For | For |
1C. | ELECTION OF DIRECTOR: JOHN G. DROSDICK | Management | For | For |
1D. | ELECTION OF DIRECTOR: JOHN J. ENGEL | Management | For | For |
1E. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For |
1F. | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | For | For |
1G. | ELECTION OF DIRECTOR: MARIO LONGHI | Management | For | For |
1H. | ELECTION OF DIRECTOR: PAUL A. MASCARENAS | Management | For | For |
1I. | ELECTION OF DIRECTOR: GLENDA G. MCNEAL | Management | For | For |
1J. | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | For | For |
1K. | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For |
1L. | ELECTION OF DIRECTOR: PATRICIA A. TRACEY | Management | For | For |
2. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF CERTAIN EXECUTIVE OFFICERS. | Management | For | For |
3. | APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF THE VOTE ON THE COMPENSATION OF CERTAIN EXECUTIVES. | Management | 1 Year | 1 Year |
4. | APPROVAL OF AN AMENDMENT TO THE 2016 OMNIBUS INCENTIVE COMPENSATION PLAN TO ISSUE ADDITIONAL SHARES. | Management | For | For |
5. | APPROVAL OF THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION. | Management | For | For |
6. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| ||||
UNITED TECHNOLOGIES CORPORATION | ||||
Ticker: UTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd J. Austin, III | Management | For | For |
1b | Elect Director Diane M. Bryant | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Jean-Pierre Garnier | Management | For | For |
1e | Elect Director Gregory J. Hayes | Management | For | For |
1f | Elect Director Edward A. Kangas | Management | For | For |
1g | Elect Director Ellen J. Kullman | Management | For | For |
1h | Elect Director Marshall O. Larsen | Management | For | Against |
1i | Elect Director Harold McGraw, III | Management | For | For |
1j | Elect Director Fredric G. Reynolds | Management | For | For |
1k | Elect Director Brian C. Rogers | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
UNITEDHEALTH GROUP INC | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect William C. Ballard, Jr. | Management | For | For |
2 | Elect Richard T. Burke | Management | For | For |
3 | Elect Timothy P. Flynn | Management | For | For |
4 | Elect Stephen J. Hemsley | Management | For | For |
5 | Elect Michele J. Hooper | Management | For | For |
6 | Elect Rodger A. Lawson | Management | For | For |
7 | Elect Glenn M. Renwick | Management | For | For |
8 | Elect Kenneth I. Shine | Management | For | For |
9 | Elect Gail R. Wilensky | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
UNITEDHEALTH GROUP INCORPORATED | ||||
Ticker: UNH | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Richard T. Burke | Management | For | For |
1c | Elect Director Timothy P. Flynn | Management | For | For |
1d | Elect Director Stephen J. Hemsley | Management | For | For |
1e | Elect Director Michele J. Hooper | Management | For | For |
1f | Elect Director Rodger A. Lawson | Management | For | For |
1g | Elect Director Glenn M. Renwick | Management | For | Against |
1h | Elect Director Kenneth I. Shine | Management | For | For |
1i | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
| ||||
VALERO ENERGY CORPORATION | ||||
Ticker: VLO | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Paulett Eberhart | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director Kimberly S. Greene | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ||||
VANTIV INC. | ||||
Ticker: VNTV | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kevin Costello | Management | For | For |
1.2 | Elect Lisa A. Hook | Management | For | For |
1.3 | Elect David Karnstedt | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratification of Auditor | Management | For | For |
| ||||
VCA INC. | ||||
Ticker: WOOF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
VERIFONE SYSTEMS, INC. | ||||
Ticker: PAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert W. Alspaugh | Management | For | For |
2 | Elect Karen Austin | Management | For | For |
3 | Elect Paul Galant | Management | For | For |
4 | Elect Alex W. Hart | Management | For | For |
5 | Elect Robert B. Henske | Management | For | For |
6 | Elect Eitan Raff | Management | For | For |
7 | Elect Jonathan I. Schwartz | Management | For | For |
8 | Elect Jane Thompson | Management | For | For |
9 | Amendment to the 2006 Equity Plan | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
| ||||
VERISIGN, INC. | ||||
Ticker: VRSN | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect D. James Bidzos | Management | For | For |
2 | Elect Kathleen A. Cote | Management | For | For |
3 | Elect Thomas F. Frist, III | Management | For | For |
4 | Elect Jamie S. Gorelick | Management | For | For |
5 | Elect Roger H. Moore | Management | For | For |
6 | Elect Louis A. Simpson | Management | For | For |
7 | Elect Timothy Tomlinson | Management | For | For |
8 | Advisory Vote on Executive Compensation | Management | For | For |
9 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
10 | Amendment to the 2007 Employee Stock Purchase Plan | Management | For | For |
11 | Ratification of Auditor | Management | For | For |
| ||||
VERIZON COMMUNICATIONS INC. | ||||
Ticker: VZ | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Mark T. Bertolini | Management | For | For |
1.3 | Elect Director Richard L. Carrion | Management | For | For |
1.4 | Elect Director Melanie L. Healey | Management | For | For |
1.5 | Elect Director M. Frances Keeth | Management | For | For |
1.6 | Elect Director Karl-Ludwig Kley | Management | For | For |
1.7 | Elect Director Lowell C. McAdam | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
1.12 | Elect Director Gregory G. Weaver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Against |
7 | Report on Feasibility of Adopting GHG Emissions Targets | Shareholder | Against | Against |
8 | Amend Bylaws - Call Special Meetings | Shareholder | Against | For |
9 | Amend Clawback Policy | Shareholder | Against | Against |
10 | Stock Retention/Holding Period | Shareholder | Against | Against |
11 | Limit Matching Contributions to Executive Retirement Plans | Shareholder | Against | Against |
| ||||
VERTEX PHARMACEUTICALS, INC. | ||||
Ticker: VRTX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Alan M. Garber | Management | For | For |
1.2 | Elect Margaret G. McGlynn | Management | For | For |
1.3 | Elect William D. Young | Management | For | For |
2 | Repeal of Classified Board | Management | For | For |
3 | Amendment to the 2013 Stock and Option Plan | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
5 | Advisory Vote on Executive Compensation | Management | For | For |
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
7 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For |
8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Lloyd A. Carney | Management | For | For |
2 | Elect Mary B. Cranston | Management | For | For |
3 | Elect Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Gary A. Hoffman | Management | For | For |
5 | Elect Alfred F. Kelly, Jr. | Management | For | For |
6 | Elect Robert W. Matschullat | Management | For | For |
7 | Elect Suzanne Nora Johnson | Management | For | For |
8 | Elect John A.C. Swainson | Management | For | For |
9 | Elect Maynard G. Webb, Jr. | Management | For | For |
10 | Advisory Vote on Executive Compensation | Management | For | For |
11 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
12 | Ratification of Auditor | Management | For | For |
| ||||
VISA INC. | ||||
Ticker: V | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd A. Carney | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Gary A. Hoffman | Management | For | For |
1e | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1f | Elect Director Robert W. Matschullat | Management | For | For |
1g | Elect Director Suzanne Nora Johnson | Management | For | For |
1h | Elect Director John A.C. Swainson | Management | For | For |
1i | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
W. R. BERKLEY CORPORATION | ||||
Ticker: WRB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Maria Luisa Ferre | Management | For | For |
1B | Elect Director Jack H. Nusbaum | Management | For | For |
1C | Elect Director Mark L. Shapiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
W. R. BERKLEY CORPORATION | ||||
Ticker: WRB | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Maria Luisa Ferre | Management | For | For |
1B | Elect Director Jack H. Nusbaum | Management | For | For |
1C | Elect Director Mark L. Shapiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ||||
WAGEWORKS, INC. | ||||
Ticker: WAGE | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Mariann Byerwalter | Management | For | For |
2 | Elect John W. Larson | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Ratification of Auditor | Management | For | For |
| ||||
WAYFAIR INC. | ||||
Ticker: W | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neeraj Agrawal | Management | For | For |
1b | Elect Director Julie Bradley | Management | For | For |
1c | Elect Director Steven Conine | Management | For | For |
1d | Elect Director Robert Gamgort | Management | For | For |
1e | Elect Director Michael Kumin | Management | For | For |
1f | Elect Director Ian Lane | Management | For | For |
1g | Elect Director James Miller | Management | For | For |
1h | Elect Director Romero Rodrigues | Management | For | For |
1i | Elect Director Niraj Shah | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WAYFAIR INC. | ||||
Ticker: W | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neeraj Agrawal | Management | For | For |
1b | Elect Director Julie Bradley | Management | For | For |
1c | Elect Director Steven Conine | Management | For | For |
1d | Elect Director Robert Gamgort | Management | For | For |
1e | Elect Director Michael Kumin | Management | For | For |
1f | Elect Director Ian Lane | Management | For | For |
1g | Elect Director James Miller | Management | For | For |
1h | Elect Director Romero Rodrigues | Management | For | For |
1i | Elect Director Niraj Shah | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ||||
WELLS FARGO & COMPANY | ||||
Ticker: WFC | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | Against |
1b | Elect Director John S. Chen | Management | For | Against |
1c | Elect Director Lloyd H. Dean | Management | For | Against |
1d | Elect Director Elizabeth A. Duke | Management | For | For |
1e | Elect Director Enrique Hernandez, Jr. | Management | For | Against |
1f | Elect Director Donald M. James | Management | For | For |
1g | Elect Director Cynthia H. Milligan | Management | For | Against |
1h | Elect Director Karen B. Peetz | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Stephen W. Sanger | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Timothy J. Sloan | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | Against |
1o | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Review and Report on Business Standards | Shareholder | Against | Against |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
7 | Report on Divesting Non-Core Business | Shareholder | Against | Against |
8 | Report on Gender Pay Gap | Shareholder | Against | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
10 | Adopt Global Policy Regarding the Rights of Indigenous People | Shareholder | Against | Against |
| ||||
WEST FRASER TIMBER CO.LTD, VANCOUVER | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 1, 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 2.1 TO 2.10 AND 3. THANK YOU | Management | None | Did not vote |
1 | THE RESOLUTION TO FIX THE NUMBER OF DIRECTORS AT TEN | Management | For | DNV |
2.1 | ELECTION OF DIRECTOR: HANK KETCHAM | Management | For | DNV |
2.2 | ELECTION OF DIRECTOR: REID E. CARTER | Management | For | DNV |
2.3 | ELECTION OF DIRECTOR: JOHN N. FLOREN | Management | For | DNV |
2.4 | ELECTION OF DIRECTOR: BRIAN G. KENNING | Management | For | DNV |
2.5 | ELECTION OF DIRECTOR: JOHN K. KETCHAM | Management | For | DNV |
2.6 | ELECTION OF DIRECTOR: GERALD J. MILLER | Management | For | DNV |
2.7 | ELECTION OF DIRECTOR: ROBERT L. PHILLIPS | Management | For | DNV |
2.8 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Management | For | DNV |
2.9 | ELECTION OF DIRECTOR: EDWARD R. SERAPHIM | Management | For | DNV |
2.10 | ELECTION OF DIRECTOR: GILLIAN D. WINCKLER | Management | For | DNV |
3 | THE RESOLUTION TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AT THE REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | DNV |
4 | THE RESOLUTION TO ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION, AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR FOR THE MEETING | Management | For | DNV |
CMMT | 17 MAR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Management | None | Did not vote |
| ||||
WESTAR ENERGY, INC. | ||||
Ticker: WR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
| ||||
WESTERN REFINING, INC. | ||||
Ticker: WNR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2016, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, WHICH IS REFERRED TO AS THE MERGER AGREEMENT, AMONG WESTERN REFINING, TESORO CORPORATION, TAHOE MERGER SUB 1, INC. AND TAHOE MERG | Management | For | DNV |
2. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1 | Management | For | DNV |
3. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO WESTERN REFINING'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | For | DNV |
4. | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF TESORO CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF TESORO COMMON STOCK FROM 200 MILLION TO 300 MILLION | Management | For | DNV |
| ||||
WESTROCK COMPANY | ||||
Ticker: WRK | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy J. Bernlohr | Management | For | Against |
1b | Elect Director J. Powell Brown | Management | For | Against |
1c | Elect Director Michael E. Campbell | Management | For | For |
1d | Elect Director Terrell K. Crews | Management | For | Against |
1e | Elect Director Russell M. Currey | Management | For | Against |
1f | Elect Director John A. Luke, Jr. | Management | For | For |
1g | Elect Director Gracia C. Martore | Management | For | Against |
1h | Elect Director James E. Nevels | Management | For | Against |
1i | Elect Director Timothy H. Powers | Management | For | Against |
1j | Elect Director Steven C. Voorhees | Management | For | For |
1k | Elect Director Bettina M. Whyte | Management | For | For |
1l | Elect Director Alan D. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Three Years |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
| ||||
WEX INC. | ||||
Ticker: WEX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Michael E. Dubyak | Management | For | For |
2 | Elect Rowland T. Moriarty | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year |
5 | Ratification of Auditor | Management | For | For |
| ||||
WGL HOLDINGS, INC. | ||||
Ticker: WGL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
| ||||
WHIRLPOOL CORPORATION | ||||
Ticker: WHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | For |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | For |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | For |
1i | Elect Director John D. Liu | Management | For | For |
1j | Elect Director Harish Manwani | Management | For | For |
1k | Elect Director William D. Perez | Management | For | For |
1l | Elect Director Larry O. Spencer | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
WHIRLPOOL CORPORATION | ||||
Ticker: WHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | Against |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | Against |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | Against |
1i | Elect Director John D. Liu | Management | For | Against |
1j | Elect Director Harish Manwani | Management | For | For |
1k | Elect Director William D. Perez | Management | For | For |
1l | Elect Director Larry O. Spencer | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Against |
| ||||
WHIRLPOOL CORPORATION | ||||
Ticker: WHR | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Marc R. Bitzer | Management | For | For |
1c | Elect Director Greg Creed | Management | For | For |
1d | Elect Director Gary T. DiCamillo | Management | For | For |
1e | Elect Director Diane M. Dietz | Management | For | For |
1f | Elect Director Gerri T. Elliott | Management | For | For |
1g | Elect Director Jeff M. Fettig | Management | For | For |
1h | Elect Director Michael F. Johnston | Management | For | For |
1i | Elect Director John D. Liu | Management | For | For |
1j | Elect Director Harish Manwani | Management | For | For |
1k | Elect Director William D. Perez | Management | For | For |
1l | Elect Director Larry O. Spencer | Management | For | For |
1m | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ||||
WHITING PETROLEUM CORPORATION | ||||
Ticker: WLL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip E. Doty | Management | For | For |
1.2 | Elect Director Carin S. Knickel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ||||
WIZZ AIR HOLDINGS PLC, ST HELIER | ||||
Ticker: | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
CMMT | PLEASE NOTE RESOLUTIONS 1-5 (INCLUSIVE), 7, 9, 11, 12, 14, 15 AND 17 - 19-(INCLUSIVE) SHALL BE PROPOSED AS ORDINARY RESOLUTIONS AND RESOLUTION 20 SHALL-BE PROPOSED AS A SPECIAL RESOLUTION. RESOLUTIONS 6, 8, 10, 13 AND 16 MUST-ONLY BE VOTED BY INDEPENDENT | Management | None | Did not vote |
1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 TOGETHER WITH THE RELATED DIRECTORS' AND AUDITOR'S REPORT | Management | For | DNV |
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 | Management | For | DNV |
3 | TO RE-ELECT WILLIAM A. FRANKE AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
4 | TO RE-ELECT JOZSEF VARADI AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
5 | TO RE-ELECT THIERRY DE PREUX AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
6 | TO RE-ELECT THIERRY DE PREUX AS A DIRECTOR OF THE COMPANY (INDEPENDENT SHAREHOLDER VOTE) | Management | For | DNV |
7 | TO RE-ELECT GUIDO DEMUYNCK AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
8 | TO RE-ELECT GUIDO DEMUYNCK AS A DIRECTOR OF THE COMPANY (INDEPENDENT SHAREHOLDER VOTE) | Management | For | DNV |
9 | TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
10 | TO RE-ELECT SIMON DUFFY AS A DIRECTOR OF THE COMPANY (INDEPENDENT SHAREHOLDER VOTE) | Management | For | DNV |
11 | TO RE-ELECT STEPHEN L. JOHNSON AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
12 | TO RE-ELECT JOHN MCMAHON AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
13 | TO RE-ELECT JOHN MCMAHON AS A DIRECTOR OF THE COMPANY (INDEPENDENT SHAREHOLDER VOTE) | Management | For | DNV |
14 | TO RE-ELECT JOHN R. WILSON AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
15 | TO ELECT SUSAN HOOPER AS A DIRECTOR OF THE COMPANY | Management | For | DNV |
16 | TO ELECT SUSAN HOOPER AS A DIRECTOR OF THE COMPANY (INDEPENDENT SHAREHOLDER VOTE) | Management | For | DNV |
17 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S AUDITORS UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY | Management | For | DNV |
18 | TO AUTHORISE THE DIRECTORS AND/OR THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITORS | Management | For | DNV |
19 | TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 20 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO ALLOT SHARES OR GRANT RIGHTS | Management | For | DNV |
20 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | For | DNV |
| ||||
WORKDAY, INC. | ||||
Ticker: WDAY | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Christa Davies | Management | For | For |
1.2 | Elect Michael Stankey | Management | For | For |
1.3 | Elect George J. Still Jr. | Management | For | For |
2 | Ratification of Auditor | Management | For | For |
3 | Advisory Vote on Executive Compensation | Management | For | For |
| ||||
WORLDPAY GROUP PLC | ||||
Ticker: WPG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Remuneration Report (Advisory) | Management | For | For |
3 | Approval of U.S Employee Stock Purchase Plan | Management | For | For |
4 | Appointment of Auditor | Management | For | For |
5 | Authority to Set Auditor's Fees | Management | For | For |
6 | Allocation of Profits/Dividends | Management | For | For |
7 | Elect John M. Allan | Management | For | For |
8 | Elect Philip Jansen | Management | For | For |
9 | Elect Ron Khalifa | Management | For | For |
10 | Elect Rick Medlock | Management | For | For |
11 | Elect Deanna W. Oppenheimer | Management | For | For |
12 | Elect Sir Michael Rake | Management | For | For |
13 | Elect Karen A. Richardson | Management | For | For |
14 | Elect Martin Scicluna | Management | For | For |
15 | Authorisation of Political Donations | Management | For | For |
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For |
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For |
18 | Authority to Issue Shares w/o Preemptive Rights (Specified Capital Investment) | Management | For | For |
19 | Authority to Repurchase Shares | Management | For | For |
20 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against |
| ||||
XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Curtis J. Crawford | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Sten E. Jakobsson | Management | For | For |
1d | Elect Director Steven R. Loranger | Management | For | For |
1e | Elect Director Surya N. Mohapatra | Management | For | For |
1f | Elect Director Jerome A. Peribere | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles | Management | For | For |
| ||||
XYLEM INC. | ||||
Ticker: XYL | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Curtis J. Crawford | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Sten E. Jakobsson | Management | For | For |
1d | Elect Director Steven R. Loranger | Management | For | For |
1e | Elect Director Surya N. Mohapatra | Management | For | For |
1f | Elect Director Jerome A. Peribere | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles | Management | For | For |
| ||||
YANDEX N.V. | ||||
Ticker: YNDX | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accounts and Reports | Management | For | For |
2 | Allocation of Profits/Dividends | Management | For | For |
3 | Ratification of Board Acts | Management | For | For |
4 | Elect Herman O. Gref | Management | For | For |
5 | Elect Arkady Volozh | Management | For | For |
6 | Authority to Cancel Shares | Management | For | For |
7 | Appointment of Auditor | Management | For | For |
8 | Authority to Issue Shares w/ Preemptive Rights | Management | For | Against |
9 | Authority to Suppress Preemptive Rights | Management | For | Against |
10 | Authority to Repurchase Shares | Management | For | For |
| ||||
YUM! BRANDS, INC. | ||||
Ticker: YUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Michael J. Cavanagh | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Brian C. Cornell | Management | For | For |
1e | Elect Director Greg Creed | Management | For | For |
1f | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1g | Elect Director Thomas C. Nelson | Management | For | For |
1h | Elect Director P. Justin Skala | Management | For | For |
1i | Elect Director Elane B. Stock | Management | For | For |
1j | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
| ||||
YUM! BRANDS, INC. | ||||
Ticker: YUM | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Michael J. Cavanagh | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Brian C. Cornell | Management | For | For |
1e | Elect Director Greg Creed | Management | For | For |
1f | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1g | Elect Director Thomas C. Nelson | Management | For | For |
1h | Elect Director P. Justin Skala | Management | For | For |
1i | Elect Director Elane B. Stock | Management | For | For |
1j | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Adopt Policy and Plan to Eliminate Deforestation in Supply Chain | Shareholder | Against | For |
| ||||
ZILLOW GROUP, INC. | ||||
Ticker: ZG | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect April Underwood | Management | For | For |
1.2 | Elect Jay C. Hoag | Management | For | For |
1.3 | Elect Gregory B. Maffei | Management | For | Withhold |
2 | Ratification of Auditor | Management | For | For |
Franklin K2 Global Macro Opportunities Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
Franklin K2 Long Short Credit Fund-Master
| ||||
POSTMEDIA NETWORK CANADA CORP. | ||||
Ticker: PCDAF | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
01.1 | DIRECTOR-PAUL GODFREY | Management | For | For |
01.2 | DIRECTOR-WENDY HENKELMAN | Management | For | For |
01.3 | DIRECTOR-MARY JUNCK | Management | For | For |
01.4 | DIRECTOR-DAVID PECKER | Management | For | For |
01.5 | DIRECTOR-ROD PHILLIPS | Management | For | For |
01.6 | DIRECTOR-DANIEL ROTSTEIN | Management | For | For |
01.7 | DIRECTOR-GRAHAM SAVAGE | Management | For | For |
01.8 | DIRECTOR-PETER SHARPE | Management | For | For |
02 | THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND THE AUTHORIZATION TO THE BOARD OF DIRECTORS, UPON THE RECOMMENDATION OF THE AUDIT COMMITTEE, TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For |
03 | THE APPROVAL OF CERTAIN AMENDMENTS TO THE OPTION PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR IN THE SECTION ENTITLED "MATTERS TO BE ACTED UPON AT THE MEETING - PROPOSED AMENDMENTS TO THE OPTION PLAN", THAT WOULD INCREASE THE MAXIMUM NUMBER O | Management | For | For |
04 | THE APPROVAL OF CERTAIN AMENDMENTS TO THE RSU PLAN, AS DESCRIBED IN THE MANAGEMENT INFORMATION CIRCULAR IN THE SECTION ENTITLED "MATTERS TO BE ACTED UPON AT THE MEETING - PROPOSED AMENDMENTS TO THE RSU PLAN", THAT WOULD INCREASE THE MAXIMUM NUMBER OF RSUS | Management | For | For |
Franklin Pelagos Commodities Strategy Fund
There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Franklin Alternative Strategies Funds
By (Signature and Title)* /s/ Matthew T. Hinkle
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2017
* Print the name and title of each signing officer under his or her signature.