The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
9 METERS BIOPHARMA INC | COM | 654405208 | 1,534,067 | 1,103,645 | SH | DFND | 1 | 0 | 1,103,645 | 0 | |
ADITXT INC | COM | 007025505 | 376,494 | 413,094 | SH | DFND | 1 | 0 | 413,094 | 0 | |
AKARI THERAPEUTICS PLC | ADS | 00972G108 | 1,443,037 | 7,941,867 | SH | DFND | 1 | 0 | 7,941,867 | 0 | |
AMPLITECH GROUP INC | *W | 03211Q119 | 150,773 | 381,705 | SH | DFND | 1 | 0 | 381,705 | 0 | |
APPLIED DNA SCIENCES INC | COM | 03815U300 | 83,115 | 73,553 | SH | DFND | 1 | 0 | 73,553 | 0 | |
APPLIED DNA SCIENCES INC | COM | 03815U900 | 27,572 | 244 | SH | Call | DFND | 1 | 0 | 244 | 0 |
APPLIED DNA SCIENCES INC | COM | 03815U950 | 100,005 | 885 | SH | Put | DFND | 1 | 0 | 885 | 0 |
APPTECH PAYMENTS CORP | COM | 03834B309 | 1,032,028 | 692,636 | SH | DFND | 1 | 0 | 692,636 | 0 | |
ARCADIA BIOSCIENCES INC | COM | 039014303 | 394,969 | 52,874 | SH | DFND | 1 | 0 | 52,874 | 0 | |
ARCIMOTO INC | COM | 039587209 | 350,000 | 250,000 | SH | DFND | 1 | 0 | 250,000 | 0 | |
ARIDIS PHARMACEUTICALS INC | COM | 040334104 | 672,229 | 2,140,174 | SH | DFND | 1 | 0 | 2,140,174 | 0 | |
ARQIT QUANTUM INC | ORD | G0567U101 | 249,647 | 178,319 | SH | DFND | 1 | 0 | 178,319 | 0 | |
ASSURE HOLDINGS CORP | COM | 04625J303 | 91,622 | 27,597 | SH | DFND | 1 | 0 | 27,597 | 0 | |
ATOSSA THERAPEUTICS INC | COM | 04962H506 | 47,636 | 65,714 | SH | DFND | 1 | 0 | 65,714 | 0 | |
AVENUE THERAPEUTICS INC | COM | 05360L304 | 326,081 | 279,898 | SH | DFND | 1 | 0 | 279,898 | 0 | |
BIOCEPT INC | COM | 09072V501 | 10,065 | 29,602 | SH | DFND | 1 | 0 | 29,602 | 0 | |
BIONDVAX PHARMACEUTICALS LTD | ADS | 09073Q204 | 704,104 | 325,974 | SH | DFND | 1 | 0 | 325,974 | 0 | |
BIT BROTHER LTD | CL A | G1144D125 | 633,043 | 736,097 | SH | DFND | 1 | 0 | 736,097 | 0 | |
BONE BIOLOGICS CORP | COM | 098070303 | 387,750 | 1,500,000 | SH | DFND | 1 | 0 | 1,500,000 | 0 | |
BONE BIOLOGICS CORP | *W | 098070113 | 4,299 | 107,476 | SH | DFND | 1 | 0 | 107,476 | 0 | |
BRIACELL THERAPEUTICS CORP | COM | 10778Y952 | 2,404,860 | 3,228 | SH | Put | DFND | 1 | 0 | 3,228 | 0 |
BRIDGEBIO PHARMA INC COM | COM | 10806X902 | 321,652 | 194 | SH | Call | DFND | 1 | 0 | 194 | 0 |
BRIGHT GREEN CORP | COM | 10920G950 | 43,144 | 458 | SH | Put | DFND | 1 | 0 | 458 | 0 |
BRUUSH ORAL CARE INC | COM | 11750K203 | 82,097 | 315,757 | SH | DFND | 1 | 0 | 315,757 | 0 | |
BRUUSH ORAL CARE INC | *W | 11750K120 | 61,626 | 513,553 | SH | DFND | 1 | 0 | 513,553 | 0 | |
BULLFROG AI HLDGS INC | COM | 12021E109 | 511,131 | 150,776 | SH | DFND | 1 | 0 | 150,776 | 0 | |
BULLFROG AI HLDGS INC | *W | 12021E117 | 113,260 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
CANAAN INC | COM | 134748902 | 38,070 | 141 | SH | Call | DFND | 1 | 0 | 141 | 0 |
CASTOR MARITIME INC | SHS | Y1146L955 | 65,175 | 825 | SH | Put | DFND | 1 | 0 | 825 | 0 |
CASTOR MARITIME INC | SHS | Y1146L125 | 64,651 | 81,889 | SH | DFND | 1 | 0 | 81,889 | 0 | |
CBAK ENERGY TECHNOLOGY INC | COM | 14986C102 | 25,872 | 29,400 | SH | DFND | 1 | 0 | 29,400 | 0 | |
CBAK ENERGY TECHNOLOGY INC | COM | 14986C952 | 25,872 | 294 | SH | Put | DFND | 1 | 0 | 294 | 0 |
CHECK CAP LTD | SHS | M2361E179 | 90,585 | 63,346 | SH | DFND | 1 | 0 | 63,346 | 0 | |
CINGULATE INC | *W | 17248W113 | 91,015 | 606,765 | SH | DFND | 1 | 0 | 606,765 | 0 | |
CN ENERGY GROUP INC | CL A | G2181K105 | 850,177 | 4,046,535 | SH | DFND | 1 | 0 | 4,046,535 | 0 | |
COCRYSTAL PHARMA INC | COM | 19188J409 | 131,682 | 66,172 | SH | DFND | 1 | 0 | 66,172 | 0 | |
COSMOS HEALTH INC | COM | 221413305 | 123,921 | 35,006 | SH | DFND | 1 | 0 | 35,006 | 0 | |
DOGNESS INTL CORP | CL A | G2788T103 | 1,372,244 | 1,851,631 | SH | DFND | 1 | 0 | 1,851,631 | 0 | |
EDIBLE GARDEN AG INC | COM | 28059P204 | 97,750 | 42,500 | SH | DFND | 1 | 0 | 42,500 | 0 | |
ESPORTS ENTMT GROUP INC | *W | 29667K132 | 91,710 | 4,631,800 | SH | DFND | 1 | 0 | 4,631,800 | 0 | |
G MED INNOVATIONS HLDGS LTD | SHS | G39462141 | 1,228,500 | 1,350,000 | SH | DFND | 1 | 0 | 1,350,000 | 0 | |
GEVO INC | COM | 374396956 | 30,800 | 200 | SH | Put | DFND | 1 | 0 | 200 | 0 |
GEVO INC | COM | 374396406 | 293,185 | 190,380 | SH | DFND | 1 | 0 | 190,380 | 0 | |
GLOBUS MARITIME LTD | COM | Y27265126 | 482,436 | 430,746 | SH | DFND | 1 | 0 | 430,746 | 0 | |
GLOBUS MARITIME LTD | COM | Y27265956 | 59,248 | 529 | SH | Put | DFND | 1 | 0 | 529 | 0 |
HARBOR CUSTOM DEVELOPMENT INC | *W | 41150T124 | 39,991 | 801,422 | SH | DFND | 1 | 0 | 801,422 | 0 | |
HEARTBEAM INC | *W | 42238H116 | 88,942 | 181,514 | SH | DFND | 1 | 0 | 181,514 | 0 | |
HUADI INTL GROUP CO LTD | SHS | G4645E105 | 527,898 | 169,198 | SH | DFND | 1 | 0 | 169,198 | 0 | |
IBIO INC | COM | 451033959 | 726,128 | 3,491 | SH | Put | DFND | 1 | 0 | 3,491 | 0 |
INFOBIRD CO LTD | ORD | G47724201 | 611,649 | 1,092,231 | SH | DFND | 1 | 0 | 1,092,231 | 0 | |
INNOVATIVE EYEWEAR INC | *W | 45791D117 | 63,256 | 285,581 | SH | DFND | 1 | 0 | 285,581 | 0 | |
INTELLIGENT BIO SOLUTIONS INC | COM | 36151G402 | 367,285 | 126,650 | SH | DFND | 1 | 0 | 126,650 | 0 | |
ISHARES TR | ETF | 464287955 | 35,537,280 | 1,992 | SH | Put | DFND | 1 | 0 | 1,992 | 0 |
JEFFS BRANDS LTD | *W | M61472110 | 6,600 | 77,282 | SH | DFND | 1 | 0 | 77,282 | 0 | |
JUPITER WELLNESS INC | COM | 48208F105 | 845,620 | 1,898,989 | SH | DFND | 1 | 0 | 1,898,989 | 0 | |
LEXARIA BIOSCIENCE CORP | *W | 52886N117 | 150,286 | 263,198 | SH | DFND | 1 | 0 | 263,198 | 0 | |
META MATERIALS INC | COM | 59134N104 | 65,342 | 160,308 | SH | DFND | 1 | 0 | 160,308 | 0 | |
META MATERIALS INC | COM | 59134N954 | 272,896 | 6,656 | SH | Put | DFND | 1 | 0 | 6,656 | 0 |
MOBIQUITY TECHNOLOGIES INC | COM | 60743F508 | 201,367 | 1,121,820 | SH | DFND | 1 | 0 | 1,121,820 | 0 | |
NEPTUNE WELLNESS SOLUTIONS INC | COM | 64079L204 | 216,885 | 401,638 | SH | DFND | 1 | 0 | 401,638 | 0 | |
NETCAPITAL INC | COM | 64113L103 | 23,350 | 23,503 | SH | DFND | 1 | 0 | 23,503 | 0 | |
NISUN INTL ENT DVPMT GP CO LTD | CL A | G6593L106 | 351,085 | 733,720 | SH | DFND | 1 | 0 | 733,720 | 0 | |
NOCERA INC | COM | 655186500 | 74,311 | 63,432 | SH | DFND | 1 | 0 | 63,432 | 0 | |
OCEAN PWR TECHNOLOGIES INC | COM | 674870506 | 14,096 | 26,597 | SH | DFND | 1 | 0 | 26,597 | 0 | |
OCEANPAL INC | COM | Y6430L160 | 334,964 | 960,883 | SH | DFND | 1 | 0 | 960,883 | 0 | |
ONFOLIO HOLDINGS INC | COM | 68277K207 | 144,336 | 90,210 | SH | DFND | 1 | 0 | 90,210 | 0 | |
ONION GLOBAL LTD | ADS | 68277G107 | 50,421 | 1,200,489 | SH | DFND | 1 | 0 | 1,200,489 | 0 | |
PANBELA THERAPEUTICS INC | COM | 69833W206 | 188,538 | 426,363 | SH | DFND | 1 | 0 | 426,363 | 0 | |
PULMATRIX INC | COM | 74584P301 | 642,485 | 220,029 | SH | DFND | 1 | 0 | 220,029 | 0 | |
RECON TECHNOLOGY LTD | CL A | G7415M124 | 1,352,869 | 3,947,678 | SH | DFND | 1 | 0 | 3,947,678 | 0 | |
RESHAPE LIFESCIENCES INC | COM | 76090R200 | 191,678 | 74,583 | SH | DFND | 1 | 0 | 74,583 | 0 | |
REVELATION BIOSCIENCES INC | COM | 76135L309 | 234,560 | 180,431 | SH | DFND | 1 | 0 | 180,431 | 0 | |
REVIVA PHARMACEUTCLS HLDGS INC | COM | 76152G100 | 119,876 | 28,610 | SH | DFND | 1 | 0 | 28,610 | 0 | |
REVIVA PHARMACEUTCLS HLDGS INC | COM | 76152G900 | 46,090 | 110 | SH | Call | DFND | 1 | 0 | 110 | 0 |
REVIVA PHARMACEUTCLS HLDGS INC | COM | 76152G950 | 134,080 | 320 | SH | Put | DFND | 1 | 0 | 320 | 0 |
REWALK ROBOTICS LTD | SHS | M8216Q200 | 361,761 | 502,446 | SH | DFND | 1 | 0 | 502,446 | 0 | |
SHF HOLDINGS INC | CL A | 824430102 | 593,596 | 1,163,914 | SH | DFND | 1 | 0 | 1,163,914 | 0 | |
SMART FOR LIFE INC | COM | 83204U103 | 42,749 | 294,819 | SH | DFND | 1 | 0 | 294,819 | 0 | |
SONNET BIOTHERAPEUTC HLDNG INC | COM | 83548R204 | 437,592 | 1,215,534 | SH | DFND | 1 | 0 | 1,215,534 | 0 | |
SPDR S&P 500 | ETF | 78462F953 | 48,051,447 | 1,173 | SH | Put | DFND | 1 | 0 | 1,173 | 0 |
SPHERE 3D CORP | COM | 84841L908 | 19,832 | 565 | SH | Call | DFND | 1 | 0 | 565 | 0 |
T2 BIOSYSTEMS INC | COM | 89853L203 | 344,816 | 749,599 | SH | DFND | 1 | 0 | 749,599 | 0 | |
TANTECH HOLDINGS LTD | COM | G8675X149 | 45,773 | 23,840 | SH | DFND | 1 | 0 | 23,840 | 0 | |
TUANCHE LTD | ADS | 89856T203 | 1,406,721 | 2,446,472 | SH | DFND | 1 | 0 | 2,446,472 | 0 | |
VERB TECHNOLOGY CO INC | COM | 92337U104 | 1,091,947 | 9,107,148 | SH | DFND | 1 | 0 | 9,107,148 | 0 | |
VINCERX PHARMA INC | COM | 92731L106 | 367,536 | 353,400 | SH | DFND | 1 | 0 | 353,400 | 0 | |
VIRPAX PHARMACEUTICALS INC | COM | 928251107 | 550,642 | 701,455 | SH | DFND | 1 | 0 | 701,455 | 0 | |
WEARABLE DEVICES LTD | *W | M97838110 | 365,619 | 2,664,865 | SH | DFND | 1 | 0 | 2,664,865 | 0 | |
WISA TECHNOLOGIES INC | COM | 86633R302 | 180,998 | 114,556 | SH | DFND | 1 | 0 | 114,556 | 0 |