The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51job Inc. | Sponsored ADS | 316827104 | 974 | 14,010 | SH | SOLE | 0 | 0 | 0 | ||
Adobe Systems Incorporated | Com | 00724F101 | 641 | 1,113 | SH | SOLE | 0 | 0 | 0 | ||
Aerojet Rocketdyne Hldgs Inc. | Com | 007800105 | 6,639 | 152,439 | SH | SOLE | 0 | 0 | 0 | ||
Alps ETF TR | Alerian MLP | 00162Q452 | 279 | 8,385 | SH | SOLE | 0 | 0 | 0 | ||
Alphabet Inc. | Cap Stk Cl A | 02079K305 | 3,962 | 1,482 | SH | SOLE | 0 | 0 | 0 | ||
Amazon Com Inc. | Com | 023135106 | 394 | 120 | SH | SOLE | 0 | 0 | 0 | ||
Apple Inc. | Com | 037833100 | 369 | 2,606 | SH | SOLE | 0 | 0 | 0 | ||
Athene Holding Ltd. | Cl A | G0684D107 | 8,083 | 117,370 | SH | SOLE | 0 | 0 | 0 | ||
Cadence BanCorporation | Cl A | 12739A100 | 3,284 | 149,544 | SH | SOLE | 0 | 0 | 0 | ||
Change Healthcare Inc. | Com | 15912K100 | 952 | 45,475 | SH | SOLE | 0 | 0 | 0 | ||
Cimarex Energy Co | Com | 171798101 | 2,778 | 31,860 | SH | SOLE | 0 | 0 | 0 | ||
Cisco Sys Inc. | Com | 17275R102 | 383 | 7,037 | SH | SOLE | 0 | 0 | 0 | ||
Coca-Cola Co | Com | 191216100 | 517 | 9,849 | SH | SOLE | 0 | 0 | 0 | ||
Coherent Inc | Com | 192479103 | 1,019 | 4,075 | SH | SOLE | 0 | 0 | 0 | ||
Community Bankers Tr Corp. | Com | 203612106 | 910 | 80,000 | SH | SOLE | 0 | 0 | 0 | ||
Costco Whsl Corp New | Com | 22160K105 | 273 | 608 | SH | SOLE | 0 | 0 | 0 | ||
Covanta Hldg Corp | Com | 22282E102 | 4,038 | 200,700 | SH | SOLE | 0 | 0 | 0 | ||
First Tr Exchange Traded FD | First Tr Enh New | 33739Q408 | 1,822 | 30,397 | SH | SOLE | 0 | 0 | 0 | ||
Five9, Inc. | Com | 338307101 | 6,096 | 38,160 | SH | SOLE | 0 | 0 | 0 | ||
Flagstar Bancorp Inc | Com Par .001 | 337930705 | 8,323 | 163,898 | SH | SOLE | 0 | 0 | 0 | ||
Forterra Inc. | Com | 34960W106 | 2,021 | 85,764 | SH | SOLE | 0 | 0 | 0 | ||
Golden Nugget Online Gaming | Com Cl A | 38113L107 | 6,893 | 396,825 | SH | SOLE | 0 | 0 | 0 | ||
GreenSky, Inc. | Cl A | 39572G100 | 7,124 | 637,213 | SH | SOLE | 0 | 0 | 0 | ||
Hill-Rom Hldgs Inc. | Com | 431475102 | 7,431 | 49,538 | SH | SOLE | 0 | 0 | 0 | ||
IHS Markit Ltd | Shs | G47567105 | 7,419 | 63,613 | SH | SOLE | 0 | 0 | 0 | ||
Intersect Ent, Inc. | Com | 46071F103 | 7,437 | 273,423 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | Sh Ln ETF | 46138G508 | 3,020 | 136,579 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Actively Managed ETF | Ultra Shrt Dur | 46090A887 | 451 | 8,931 | SH | SOLE | 0 | 0 | 0 | ||
Investors Bancorp Inc | Com | 46146L101 | 8,124 | 537,634 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 0-5yr Hi Yl CP | 46434V407 | 2,321 | 50,786 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 1 3 Yr Treas Bd | 464287457 | 2,379 | 27,615 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 3 7 Yr Treas Bd | 464288661 | 2,111 | 16,215 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Barclays 7 10 yr | 464287440 | 2,516 | 21,835 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Core US Aggbd Et | 464287226 | 6,823 | 59,422 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Tips Bd ETF | 464287176 | 1,787 | 13,996 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | US Real Es ETF | 464287739 | 476 | 4,653 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | JPMorgan USD Emg | 464288281 | 4,223 | 38,366 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Fltg Rate NT ETF | 46429B655 | 727 | 14,297 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Iboxx Hi Yd ETF | 464288513 | 7,949 | 90,860 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Iboxx Inv Cp ETF | 464287242 | 5,294 | 39,799 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | 20 Yr Tr Bd ETF | 464287432 | 2,707 | 18,757 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MBS ETF | 464288588 | 2,043 | 18,890 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI CDA ETF | 464286509 | 331 | 9,126 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | MSCI Emg Mkt ETF | 464287234 | 786 | 15,608 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc. | MSCI Taiwan ETF | 46434G772 | 214 | 3,457 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | National Mun ETF | 464288414 | 1,653 | 14,230 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | PFD and Incm SEC | 464288687 | 1,613 | 41,574 | SH | SOLE | 0 | 0 | 0 | ||
iShares US ETF Tr | Blackrock St Mat | 46431W507 | 1,365 | 27,224 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Short Treas BD | 464288679 | 231 | 2,092 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | Blackrock Ultra | 46434V878 | 1,480 | 29,302 | SH | SOLE | 0 | 0 | 0 | ||
iShares Tr | US Treas Bd ETF | 46429B267 | 2,724 | 102,683 | SH | SOLE | 0 | 0 | 0 | ||
iShares Inc. | MSCI Jpn ETF New | 46434G822 | 419 | 5,965 | SH | SOLE | 0 | 0 | 0 | ||
Kadmon Hldgs Inc. | Com | 48283N106 | 7,147 | 820,569 | SH | SOLE | 0 | 0 | 0 | ||
Kansas City Southern | Com New | 485170302 | 7,179 | 26,526 | SH | SOLE | 0 | 0 | 0 | ||
Kraton Corp | Com | 50077C106 | 4,024 | 88,164 | SH | SOLE | 0 | 0 | 0 | ||
Magellan Health Inc. | Com New | 559079207 | 7,514 | 79,474 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | Gold Miners ETF | 92189F106 | 762 | 25,860 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | Junior Gold Mine | 92189F791 | 269 | 7,022 | SH | SOLE | 0 | 0 | 0 | ||
MGM Growth PPTYS LLC | Cl A Com | 55303A105 | 7,034 | 183,643 | SH | SOLE | 0 | 0 | 0 | ||
Microsoft Corp | Com | 594918104 | 255 | 905 | SH | SOLE | 0 | 0 | 0 | ||
Netflix Inc | Com | 64110L106 | 323 | 529 | SH | SOLE | 0 | 0 | 0 | ||
Nuance Communications Inc | Com | 67020Y100 | 7,552 | 137,211 | SH | SOLE | 0 | 0 | 0 | ||
Peoples United Financial Inc. | Com | 712704105 | 8,215 | 470,219 | SH | SOLE | 0 | 0 | 0 | ||
Pepsico Inc | Com | 713448108 | 256 | 1,705 | SH | SOLE | 0 | 0 | 0 | ||
Pfizer Inc | Com | 717081103 | 257 | 5,971 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF Tr | 0-5 High Yield | 72201R783 | 324 | 3,265 | SH | SOLE | 0 | 0 | 0 | ||
PIMCO ETF Tr | Enhan Shrt MA AC | 72201R833 | 958 | 9,403 | SH | SOLE | 0 | 0 | 0 | ||
Invesco Exch Traded Fd Tr II | PFD ETF | 46138E511 | 243 | 16,182 | SH | SOLE | 0 | 0 | 0 | ||
PPD, Inc. | Com | 69355F102 | 7,571 | 161,812 | SH | SOLE | 0 | 0 | 0 | ||
Procter and Gamble | Com | 742718109 | 266 | 1,903 | SH | SOLE | 0 | 0 | 0 | ||
Sanderson Farms, Inc. | Com | 800013104 | 3,869 | 20,558 | SH | SOLE | 0 | 0 | 0 | ||
Schwab Strategic Tr | Sht TM US Tres | 808524862 | 596 | 11,652 | SH | SOLE | 0 | 0 | 0 | ||
Schwab Strategic Tr | US Aggregate B | 808524839 | 660 | 12,168 | SH | SOLE | 0 | 0 | 0 | ||
Score Media & Gaming Inc. | Cl A Sub Vtg Shs | 80919D202 | 7,820 | 228,450 | SH | SOLE | 0 | 0 | 0 | ||
Shaw Communications Inc. | Cl B Conv | 82028K200 | 3,465 | 119,303 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Portfolio Agrgte | 78464A649 | 641 | 21,476 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg Brclys | 78468R622 | 8,374 | 76,577 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Bloomberg Srt Tr | 78468R408 | 7,095 | 259,022 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | SPDR Bloomberg | 78468R663 | 235 | 2,569 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Blmbrg BRC Convrt | 78464A359 | 482 | 5,647 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Blomberg BRC Inv | 78468R200 | 229 | 7,476 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Nuveen BRC Munic | 78468R721 | 339 | 6,575 | SH | SOLE | 0 | 0 | 0 | ||
SPDR Ser Tr | Portfolio Short | 78464A474 | 398 | 12,736 | SH | SOLE | 0 | 0 | 0 | ||
SPDR S&P 500 ETF Tr | Tr Unit | 78462F103 | 1,951 | 4,547 | SH | SOLE | 0 | 0 | 0 | ||
Sportsmans Whse Hldgs Inc | Com | 84920Y106 | 2,037 | 115,741 | SH | SOLE | 0 | 0 | 0 | ||
Stamps Com Inc. | Com New | 852857200 | 4,096 | 12,420 | SH | SOLE | 0 | 0 | 0 | ||
State Auto Finl Corp | Com | 855707105 | 4,076 | 80,000 | SH | SOLE | 0 | 0 | 0 | ||
Sterling Bancorp Del | Com | 85917A100 | 8,643 | 346,260 | SH | SOLE | 0 | 0 | 0 | ||
Tesla Inc. | Com | 88160R101 | 209 | 270 | SH | SOLE | 0 | 0 | 0 | ||
Trillium Therapeutics Inc. | Com New | 89620X506 | 7,436 | 423,490 | SH | SOLE | 0 | 0 | 0 | ||
UnitedHealth Group Inc | Com | 91324P102 | 380 | 972 | SH | SOLE | 0 | 0 | 0 | ||
Select Sector SPDR Tr | SBI Int-Utils | 81369Y886 | 1,215 | 19,021 | SH | SOLE | 0 | 0 | 0 | ||
Vaneck ETF Trust | JP Mrgan EM Loc | 92189H300 | 486 | 16,209 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Intl Equity Index F | FTSE Europe ETF | 922042874 | 314 | 4,788 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale FDS | Int-Term Corp | 92206C870 | 2,674 | 28,328 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale FDS | Mtg-Bkd Secs ETF | 92206C771 | 1,188 | 22,292 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Intl Equity Index F | FTSE Pacific ETF | 922042866 | 509 | 6,281 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard BD Index FDS | Short Trm Bond | 921937827 | 2,319 | 28,299 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale FDS | Shrt Trm Corp Bd | 92206C409 | 4,842 | 58,757 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Scottsdale FDS | Short Term Treas | 92206C102 | 1,788 | 29,123 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Mun Bd FDS | Tax Exempt Bd | 922907746 | 1,224 | 22,344 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard BD Index FDS | Total Bnd Mrkt | 921937835 | 4,426 | 51,793 | SH | SOLE | 0 | 0 | 0 | ||
Vanguard Index Fds | Total Stk Mkt | 922908769 | 609 | 2,742 | SH | SOLE | 0 | 0 | 0 | ||
Vereit Inc. | Com | 92339V308 | 7,164 | 158,394 | SH | SOLE | 0 | 0 | 0 | ||
Walmart Inc. | Com | 931142103 | 385 | 2,765 | SH | SOLE | 0 | 0 | 0 | ||
Disney Walt Co | Com | 254687106 | 251 | 1,485 | SH | SOLE | 0 | 0 | 0 | ||
Welbilt, Inc. | Com | 949090104 | 3,985 | 171,453 | SH | SOLE | 0 | 0 | 0 | ||
Wisdomtree Tr | CBOE S&P 500 | 97717X560 | 13,201 | 405,450 | SH | SOLE | 0 | 0 | 0 | ||
Xilinx, Inc | Com | 983919101 | 1,013 | 6,712 | SH | SOLE | 0 | 0 | 0 |