The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162q866 | 11,227 | 640,813 | SH | DFND | 0 | 0 | 640,813 | ||
AT&T INC | COM | 00206r102 | 715 | 21,288 | SH | DFND | 0 | 0 | 21,288 | ||
ABBVIE INC | COM | 00287y109 | 379 | 5,787 | SH | DFND | 0 | 0 | 5,787 | ||
BLACKSTONE GROUP LP | COM UNIT LTD | 09253u108 | 737 | 21,791 | SH | DFND | 0 | 0 | 21,791 | ||
BLACKROCK ENHANCED CAPITAL & INC FD | COM | 09256a109 | 1,418 | 101,468 | SH | DFND | 0 | 0 | 101,468 | ||
CHAMBERS STREET PROPERTIES | COM | 157842105 | 81 | 10,000 | SH | DFND | 0 | 0 | 10,000 | ||
CHEVRON CORP | COM | 166764100 | 1,141 | 10,175 | SH | DFND | 0 | 0 | 10,175 | ||
CISCO SYSTEMS INC | COM | 17275r102 | 661 | 23,773 | SH | DFND | 0 | 0 | 23,773 | ||
CLOROX CO | COM | 189054109 | 490 | 4,705 | SH | DFND | 0 | 0 | 4,705 | ||
CONOCOPHILLIPS | COM | 20825c104 | 819 | 11,861 | SH | DFND | 0 | 0 | 11,861 | ||
CONSOLIDATED EDISON INC | COM | 209115104 | 485 | 7,340 | SH | DFND | 0 | 0 | 7,340 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 783 | 10,589 | SH | DFND | 0 | 0 | 10,589 | ||
ENTERGY CORP | COM | 29364g103 | 667 | 7,628 | SH | DFND | 0 | 0 | 7,628 | ||
EXELON CORP | COM | 30161n101 | 787 | 21,227 | SH | DFND | 0 | 0 | 21,227 | ||
EXXON MOBIL CORP | COM | 30231g102 | 349 | 3,778 | SH | DFND | 0 | 0 | 3,778 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 640 | 25,327 | SH | DFND | 0 | 0 | 25,327 | ||
ISHARES | CORE US AGGBD ETF | 464287226 | 44,556 | 404,613 | SH | DFND | 0 | 0 | 404,613 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 40,613 | 280,475 | SH | DFND | 0 | 0 | 280,475 | ||
ISHARES TR | COHEN & STEER REIT | 464287564 | 1,252 | 12,925 | SH | DFND | 0 | 0 | 12,925 | ||
ISHARES TR | RUSS 1000 ETF | 464287622 | 9,984 | 87,095 | SH | DFND | 0 | 0 | 87,095 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 18,327 | 160,679 | SH | DFND | 0 | 0 | 160,679 | ||
ISHARES TR | EUROPE ETF | 464287861 | 6,953 | 163,494 | SH | DFND | 0 | 0 | 163,494 | ||
ISHARES | MBS ETF | 464288588 | 14,695 | 134,426 | SH | DFND | 0 | 0 | 134,426 | ||
ISHARES | INTERM CR BD ETF | 464288638 | 8,931 | 81,688 | SH | DFND | 0 | 0 | 81,688 | ||
ISHARES | 1-3 YR CR BD ETF | 464288646 | 4,685 | 44,544 | SH | DFND | 0 | 0 | 44,544 | ||
ISHARES | US PFD STOCK INDEX | 464288687 | 7,780 | 197,251 | SH | DFND | 0 | 0 | 197,251 | ||
ISHARES TR | USA MIN VOL ETF | 46429b697 | 3,046 | 75,251 | SH | DFND | 0 | 0 | 75,251 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 255 | 4,069 | SH | DFND | 0 | 0 | 4,069 | ||
JOHNSON & JOHNSON | COM | 478160104 | 205 | 1,965 | SH | DFND | 0 | 0 | 1,965 | ||
KKR & CO LP DEL | COM UNITS | 48248m102 | 812 | 34,986 | SH | DFND | 0 | 0 | 34,986 | ||
KIMBERLY CLARK CORP | COM | 494368103 | 1,097 | 9,492 | SH | DFND | 0 | 0 | 9,492 | ||
KINDER MORGAN INC | COM | 49456b101 | 921 | 21,773 | SH | DFND | 0 | 0 | 21,773 | ||
LEGGETT & PLATT INC | COM | 524660107 | 524 | 12,304 | SH | DFND | 0 | 0 | 12,304 | ||
ELI LILLY & CO | COM | 532457108 | 774 | 11,219 | SH | DFND | 0 | 0 | 11,219 | ||
MATTEL INC | COM | 577081102 | 556 | 17,972 | SH | DFND | 0 | 0 | 17,972 | ||
MCDONALDS CORP | COM | 580135101 | 550 | 5,865 | SH | DFND | 0 | 0 | 5,865 | ||
MERCK & CO INC | COM | 58933y105 | 581 | 10,226 | SH | DFND | 0 | 0 | 10,226 | ||
MICROSOFT CORP | COM | 594918104 | 765 | 16,470 | SH | DFND | 0 | 0 | 16,470 | ||
NUCOR CORP | COM | 670346105 | 690 | 14,063 | SH | DFND | 0 | 0 | 14,063 | ||
PFIZER INC | COM | 717081103 | 731 | 23,468 | SH | DFND | 0 | 0 | 23,468 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201r783 | 626 | 6,205 | SH | DFND | 0 | 0 | 6,205 | ||
POTASH CORP SASKATCHEWAN INC | COM | 73755l107 | 765 | 21,663 | SH | DFND | 0 | 0 | 21,663 | ||
POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936t573 | 1,624 | 57,654 | SH | DFND | 0 | 0 | 57,654 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462f103 | 62,238 | 302,804 | SH | DFND | 0 | 0 | 302,804 | ||
SPDR SERIES TRUST | BRC HIGH YIELD BD | 78464a417 | 23,382 | 605,583 | SH | DFND | 0 | 0 | 605,583 | ||
SPDR SERIES TRUST | DJ REIT ETF | 78464a607 | 267 | 2,940 | SH | DFND | 0 | 0 | 2,940 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 6,247 | 91,352 | SH | DFND | 0 | 0 | 91,352 | ||
SELECT SECTOR SPDR TR | SBI CONS STAPLES | 81369y308 | 4,943 | 101,931 | SH | DFND | 0 | 0 | 101,931 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 827 | 22,771 | SH | DFND | 0 | 0 | 22,771 | ||
SYSCO CORP | COM | 871829107 | 1,059 | 26,694 | SH | DFND | 0 | 0 | 26,694 | ||
TORTOISE ENERGY INFRASTRUCTURE | COM | 89147l100 | 1,367 | 31,223 | SH | DFND | 0 | 0 | 31,223 | ||
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 9,736 | 257,015 | SH | DFND | 0 | 0 | 257,015 | ||
VANGUARD INTL EQUITY INDEX FD | FTSE EMR MKT ETF | 922042858 | 13,000 | 324,826 | SH | DFND | 0 | 0 | 324,826 | ||
VANGUARD INDEX FUNDS | REIT ETF | 922908553 | 802 | 9,907 | SH | DFND | 0 | 0 | 9,907 | ||
VANGUARD INDEX FUNDS | LARGE CAP ETF | 922908637 | 259 | 2,748 | SH | DFND | 0 | 0 | 2,748 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 835 | 17,843 | SH | DFND | 0 | 0 | 17,843 | ||
WILLIAMS COS INC | COM | 969457100 | 819 | 18,220 | SH | DFND | 0 | 0 | 18,220 |