The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Apple Inc. | Common | 037833100 | 20,651 | 36,810 | SH | SOLE | 32,293 | 0 | 4,518 | ||
Adobe Systems Inc | Common | 00724F101 | 309 | 5,165 | SH | SOLE | 5,165 | 0 | 0 | ||
iShares Core Total US Bond Mar | Common | 464287226 | 6,051 | 56,855 | SH | SOLE | 50,295 | 0 | 6,560 | ||
Allergan Inc | Common | 018490102 | 517 | 4,656 | SH | SOLE | 4,656 | 0 | 0 | ||
Allstate Corporation | Common | 020002101 | 406 | 7,439 | SH | SOLE | 7,439 | 0 | 0 | ||
Amgen Inc. | Common | 031162100 | 1,427 | 12,507 | SH | SOLE | 12,307 | 0 | 200 | ||
American Tower Corp | Common | 03027X100 | 224 | 2,811 | SH | SOLE | 2,811 | 0 | 0 | ||
Amazon.com Inc | Common | 023135106 | 560 | 1,403 | SH | SOLE | 1,403 | 0 | 0 | ||
Boeing Co | Common | 097023105 | 1,479 | 10,839 | SH | SOLE | 10,115 | 0 | 724 | ||
Bank of America Corp. | Common | 060505104 | 285 | 18,317 | SH | SOLE | 16,095 | 0 | 2,222 | ||
Baxter International Inc | Common | 071813109 | 384 | 5,527 | SH | SOLE | 5,127 | 0 | 400 | ||
PowerShares Senior Loan Portfo | Common | 73936Q769 | 244 | 9,820 | SH | SOLE | 320 | 0 | 9,500 | ||
Berkshire Hathaway Cl A | Common | 084670108 | 356 | 2 | SH | SOLE | 2 | 0 | 0 | ||
Berkshire Hathaway Cl B | Common | 084670702 | 700 | 5,902 | SH | SOLE | 5,402 | 0 | 500 | ||
Baytex Energy Corp | Common | 07317Q105 | 243 | 6,200 | SH | SOLE | 6,200 | 0 | 0 | ||
Caterpillar Inc. | Common | 149123101 | 705 | 7,762 | SH | SOLE | 7,499 | 0 | 263 | ||
Cathay General Bancorp | Common | 149150104 | 398 | 14,897 | SH | SOLE | 13,400 | 0 | 1,497 | ||
Colgate-Palmolive Co | Common | 194162103 | 1,543 | 23,662 | SH | SOLE | 23,662 | 0 | 0 | ||
Comcast Corp New Cl A | Common | 20030N101 | 213 | 4,102 | SH | SOLE | 4,102 | 0 | 0 | ||
ConocoPhillips | Common | 20825C104 | 754 | 10,670 | SH | SOLE | 10,420 | 0 | 250 | ||
Costco Wholesale | Common | 22160K105 | 7,980 | 67,049 | SH | SOLE | 55,885 | 0 | 11,164 | ||
Cisco Systems Inc | Common | 17275R102 | 214 | 9,563 | SH | SOLE | 9,563 | 0 | 0 | ||
Chevron Corp. | Common | 166764100 | 4,368 | 34,970 | SH | SOLE | 34,416 | 0 | 554 | ||
Cypress Semiconductor | Common | 232806109 | 170 | 16,236 | SH | SOLE | 0 | 0 | 16,236 | ||
Deere & Co | Common | 244199105 | 609 | 6,670 | SH | SOLE | 6,370 | 0 | 300 | ||
Diageo PLC ADR | Common | 25243Q205 | 5,826 | 43,995 | SH | SOLE | 36,720 | 0 | 7,275 | ||
Discover Financial Services | Common | 254709108 | 212 | 3,793 | SH | SOLE | 3,793 | 0 | 0 | ||
Walt Disney Co. | Common | 254687106 | 9,740 | 127,492 | SH | SOLE | 105,619 | 0 | 21,873 | ||
DIRECTV Group | Common | 25490A309 | 549 | 7,950 | SH | SOLE | 7,704 | 0 | 246 | ||
iShares DJ Select Dividend Ind | Common | 464287168 | 391 | 5,475 | SH | SOLE | 5,475 | 0 | 0 | ||
SPDR Barclays Capital EM Local | Common | 78464A391 | 2,739 | 92,076 | SH | SOLE | 74,791 | 0 | 17,285 | ||
iShares MSCI EAFE Index | Common | 464287465 | 833 | 12,409 | SH | SOLE | 10,669 | 0 | 1,740 | ||
Edison International | Common | 281020107 | 5,371 | 116,006 | SH | SOLE | 94,534 | 0 | 21,472 | ||
EMC Corp. | Common | 268648102 | 10,343 | 411,262 | SH | SOLE | 349,295 | 0 | 61,967 | ||
Market Vectors EM Local Curren | Common | 57060U522 | 1,944 | 82,560 | SH | SOLE | 53,655 | 0 | 28,905 | ||
Energizer Holdings | Common | 29266R108 | 244 | 2,256 | SH | SOLE | 1,556 | 0 | 700 | ||
Eaton Corporation | Common | G29183103 | 5,937 | 77,994 | SH | SOLE | 65,825 | 0 | 12,169 | ||
Ford Motor Company New | Common | 345370860 | 167 | 10,836 | SH | SOLE | 10,213 | 0 | 623 | ||
Facebook Inc. | Common | 30303M102 | 462 | 8,451 | SH | SOLE | 7,051 | 0 | 1,400 | ||
General Electric Co. | Common | 369604103 | 804 | 28,695 | SH | SOLE | 26,595 | 0 | 2,100 | ||
Gilead Sciences Inc | Common | 375558103 | 9,156 | 121,914 | SH | SOLE | 101,998 | 0 | 19,916 | ||
SPDR Gold Shares | Common | 78463V107 | 1,113 | 9,583 | SH | SOLE | 9,513 | 0 | 70 | ||
Google Inc Class A | Common | 38259P508 | 12,828 | 11,446 | SH | SOLE | 9,594 | 0 | 1,852 | ||
Central Gold-Trust | Common | 153546106 | 282 | 6,800 | SH | SOLE | 6,800 | 0 | 0 | ||
Grainger (W.W.) Inc | Common | 384802104 | 273 | 1,070 | SH | SOLE | 1,070 | 0 | 0 | ||
Halliburton Co | Common | 406216101 | 5,618 | 110,698 | SH | SOLE | 91,016 | 0 | 19,681 | ||
Henry Schein Inc. | Common | 806407102 | 457 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
iShares iBoxx High Yield Corpo | Common | 464288513 | 860 | 9,259 | SH | SOLE | 6,060 | 0 | 3,199 | ||
International Business Machine | Common | 459200101 | 1,117 | 5,954 | SH | SOLE | 5,104 | 0 | 850 | ||
iShares S&P MidCap 400 Index | Common | 464287507 | 565 | 4,223 | SH | SOLE | 4,223 | 0 | 0 | ||
iShares S&P SmallCap 600 Value | Common | 464287879 | 243 | 2,185 | SH | SOLE | 1,523 | 0 | 662 | ||
iShares S&P 500 Value Index | Common | 464287408 | 256 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
iShares Russell 1000 Growth | Common | 464287614 | 625 | 7,275 | SH | SOLE | 6,275 | 0 | 1,000 | ||
iShares Russell MidCap Growth | Common | 464287481 | 405 | 4,802 | SH | SOLE | 4,277 | 0 | 525 | ||
iShares Russell 3000 Index | Common | 464287689 | 744 | 6,722 | SH | SOLE | 6,700 | 0 | 22 | ||
Johnson & Johnson | Common | 478160104 | 9,703 | 105,935 | SH | SOLE | 87,081 | 0 | 18,853 | ||
JPMorgan Chase & Co | Common | 46625H100 | 11,898 | 203,446 | SH | SOLE | 172,045 | 0 | 31,401 | ||
Kinder Morgan Energy Partners | Common | 494550106 | 555 | 6,878 | SH | SOLE | 6,878 | 0 | 0 | ||
Coca-Cola | Common | 191216100 | 695 | 16,817 | SH | SOLE | 7,808 | 0 | 9,009 | ||
iShares iBoxx Invest Grade Cor | Common | 464287242 | 9,193 | 80,505 | SH | SOLE | 66,340 | 0 | 14,165 | ||
iShares Barclays MBS Bond | Common | 464288588 | 305 | 2,920 | SH | SOLE | 2,920 | 0 | 0 | ||
McDonalds Corp. | Common | 580135101 | 362 | 3,726 | SH | SOLE | 3,354 | 0 | 372 | ||
Mondelez International Inc. | Common | 609207105 | 207 | 5,870 | SH | SOLE | 5,355 | 0 | 515 | ||
SPDR S&P 400 Mid Cap Growth ET | Common | 78464A821 | 236 | 2,105 | SH | SOLE | 1,470 | 0 | 635 | ||
SPDR S&P 400 Mid Cap Value ETF | Common | 78464A839 | 597 | 7,555 | SH | SOLE | 6,080 | 0 | 1,475 | ||
3M Company | Common | 88579Y101 | 11,757 | 83,830 | SH | SOLE | 68,993 | 0 | 14,837 | ||
Mannkind Corp | Common | 56400P201 | 173 | 33,250 | SH | SOLE | 30,500 | 0 | 2,750 | ||
Altria Group | Common | 02209S103 | 514 | 13,398 | SH | SOLE | 12,588 | 0 | 810 | ||
Microsoft Corp. | Common | 594918104 | 299 | 7,990 | SH | SOLE | 7,990 | 0 | 0 | ||
iShares S&P Global Materials | Common | 464288695 | 6,996 | 112,238 | SH | SOLE | 93,988 | 0 | 18,250 | ||
NovaBay Pharmaceuticals Inc. | Common | 66987P102 | 16 | 13,267 | SH | SOLE | 13,267 | 0 | 0 | ||
NextEra Energy Inc. | Common | 65339F101 | 614 | 7,177 | SH | SOLE | 7,177 | 0 | 0 | ||
Northrop Grumman Corp | Common | 666807102 | 366 | 3,190 | SH | SOLE | 3,074 | 0 | 116 | ||
New Residential Investment Cor | Common | 64828T102 | 85 | 12,740 | SH | SOLE | 12,740 | 0 | 0 | ||
Tortoise MLP | Common | 89148B101 | 238 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
Novartis AG ADS | Common | 66987V109 | 10,124 | 125,957 | SH | SOLE | 106,350 | 0 | 19,607 | ||
Oracle Corp | Common | 68389X105 | 8,777 | 229,397 | SH | SOLE | 193,548 | 0 | 35,848 | ||
Occidental Petroleum Corp. | Common | 674599105 | 5,401 | 56,794 | SH | SOLE | 47,886 | 0 | 8,908 | ||
Pepsico Inc. | Common | 713448108 | 11,095 | 133,767 | SH | SOLE | 111,763 | 0 | 22,003 | ||
Pfizer Inc. | Common | 717081103 | 817 | 26,660 | SH | SOLE | 26,660 | 0 | 0 | ||
Procter & Gamble Co. | Common | 742718109 | 11,451 | 140,653 | SH | SOLE | 117,245 | 0 | 23,408 | ||
Sprott Physical Gold Trust | Common | 85207H104 | 249 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Pier 1 Imports Inc | Common | 720279108 | 391 | 16,924 | SH | SOLE | 16,924 | 0 | 0 | ||
Philip Morris Int'l | Common | 718172109 | 791 | 9,073 | SH | SOLE | 8,198 | 0 | 875 | ||
PNC Financial Services Group | Common | 693475105 | 10,773 | 138,862 | SH | SOLE | 116,790 | 0 | 22,072 | ||
Prudential Financial Inc | Common | 744320102 | 11,941 | 129,482 | SH | SOLE | 107,787 | 0 | 21,695 | ||
Phillips 66 | Common | 718546104 | 336 | 4,359 | SH | SOLE | 4,234 | 0 | 125 | ||
QUALCOMM Inc | Common | 747525103 | 9,307 | 125,343 | SH | SOLE | 107,018 | 0 | 18,325 | ||
PowerShares QQQ | Common | 73935A104 | 243 | 2,760 | SH | SOLE | 50 | 0 | 2,710 | ||
Royal Dutch Shell Cl A ADS | Common | 780259206 | 274 | 3,848 | SH | SOLE | 3,223 | 0 | 625 | ||
Rydex S&P 500 Equal Weight | Common | 78355W106 | 1,238 | 17,380 | SH | SOLE | 17,380 | 0 | 0 | ||
Raytheon Company | Common | 755111507 | 273 | 3,015 | SH | SOLE | 3,015 | 0 | 0 | ||
Starbucks Corp | Common | 855244109 | 517 | 6,599 | SH | SOLE | 6,534 | 0 | 65 | ||
Schwab International Equity ET | Common | 808524805 | 212 | 6,715 | SH | SOLE | 6,540 | 0 | 175 | ||
Schwab U.S. Large-Cap Growth E | Common | 808524300 | 475 | 10,510 | SH | SOLE | 4,425 | 0 | 6,085 | ||
Schwab U.S. Large-Cap Value ET | Common | 808524409 | 1,070 | 26,275 | SH | SOLE | 16,250 | 0 | 10,025 | ||
Schwab U.S. Large Cap ETF | Common | 808524201 | 247 | 5,600 | SH | SOLE | 0 | 0 | 5,600 | ||
Schwab U.S. Aggregate Bond ETF | Common | 808524839 | 1,988 | 39,525 | SH | SOLE | 33,825 | 0 | 5,700 | ||
Seadrill Ltd | Common | G7945E105 | 370 | 9,010 | SH | SOLE | 9,010 | 0 | 0 | ||
Schlumberger Ltd. | Common | 806857108 | 8,405 | 93,274 | SH | SOLE | 76,000 | 0 | 17,274 | ||
Solar Capital Ltd. | Common | 83413U100 | 511 | 22,650 | SH | SOLE | 22,650 | 0 | 0 | ||
SPDR S&P 600 Small Cap Growth | Common | 78464A201 | 673 | 3,759 | SH | SOLE | 3,609 | 0 | 150 | ||
SPDR S&P 500 ETF | Common | 78462F103 | 1,817 | 9,840 | SH | SOLE | 8,705 | 0 | 1,135 | ||
Stericycle Inc | Common | 858912108 | 226 | 1,944 | SH | SOLE | 1,944 | 0 | 0 | ||
Stryker Corp | Common | 863667101 | 8,693 | 115,688 | SH | SOLE | 96,164 | 0 | 19,524 | ||
AT&T Corp | Common | 00206R102 | 835 | 23,743 | SH | SOLE | 21,194 | 0 | 2,549 | ||
TransDigm Group Inc | Common | 893641100 | 613 | 3,810 | SH | SOLE | 3,810 | 0 | 0 | ||
Target Corporation | Common | 87612E106 | 9,480 | 149,839 | SH | SOLE | 124,849 | 0 | 24,990 | ||
T. Rowe Price | Common | 74144T108 | 8,409 | 100,386 | SH | SOLE | 83,984 | 0 | 16,402 | ||
United Parcel Service B | Common | 911312106 | 16,629 | 158,247 | SH | SOLE | 139,954 | 0 | 18,293 | ||
United Technologies Corp | Common | 913017109 | 269 | 2,362 | SH | SOLE | 2,362 | 0 | 0 | ||
Visa Inc. | Common | 92826C839 | 9,829 | 44,140 | SH | SOLE | 37,196 | 0 | 6,944 | ||
Vanguard Small Cap Growth | Common | 922908595 | 408 | 3,338 | SH | SOLE | 2,858 | 0 | 480 | ||
Vermillion Energy Inc. | Common | 923725105 | 375 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
V F Corporation | Common | 918204108 | 10,057 | 161,318 | SH | SOLE | 134,046 | 0 | 27,273 | ||
VirnetX Holding Corp. | Common | 92823T108 | 10,021 | 516,289 | SH | SOLE | 495,955 | 0 | 20,334 | ||
Vanguard REIT Index ETF | Common | 922908553 | 256 | 3,967 | SH | SOLE | 3,937 | 0 | 30 | ||
Vodafone Group ADR | Common | 92857W209 | 293 | 7,454 | SH | SOLE | 6,943 | 0 | 511 | ||
Vanguard Total World Stock Ind | Common | 922042742 | 4,258 | 71,688 | SH | SOLE | 65,593 | 0 | 6,096 | ||
Vanguard Total Stock Market ET | Common | 922908769 | 210 | 2,191 | SH | SOLE | 2,191 | 0 | 0 | ||
Vanguard MSCI Emerging Markets | Common | 922042858 | 303 | 7,362 | SH | SOLE | 6,271 | 0 | 1,090 | ||
Verizon Communications | Common | 92343V104 | 5,510 | 112,128 | SH | SOLE | 93,532 | 0 | 18,597 | ||
Wells Fargo & Co. | Common | 949746101 | 390 | 8,583 | SH | SOLE | 8,583 | 0 | 0 | ||
Exxon Mobil Corp. | Common | 30231G102 | 13,000 | 128,461 | SH | SOLE | 105,408 | 0 | 23,052 | ||
Zogenix Inc. | Common | 98978L105 | 34 | 10,000 | SH | SOLE | 10,000 | 0 | 0 |