UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or Section 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of Earliest Event Reported): September 16, 2021
TD Holdings, Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-36055 | 45-4077653 | ||
| (State or other jurisdiction of incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
25th Floor, Block C, Tairan Building
No. 31 Tairan 8th Road, Futian District
Shenzhen, Guangdong, PRC 518000
(Address of Principal Executive Offices)
+86 (0755) 88898711
(Issuer’s telephone number)
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation to the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
| Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
| Common Stock, par value $0.001 | GLG | Nasdaq Capital Market |
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
Resignation of Qun Xie
On September 16, 2021, Mr. Qun Xie resigned from his positions as the Chief Strategy Officer (“CSO”) of TD Holdings, Inc. (the “Company”) and as a director of the board of directors (the “Board”) of the Company, effective immediately. Mr. Xie’s resignation is not as a result of any disagreement with the Company relating to its operations, policies or practices.
Resignation of Kecen Liu
On September 16, 2021, Ms. Kecen Liu resigned from her positions as a director of the board of directors (the “Board”) of the Company, the chairwoman of the compensation committee of the Board (the “Compensation Committee”), and as a member of the audit committee (the “Audit Committee”) and nominating and governance committee (the “Nominating Committee”) of the Board, effective immediately. Ms. Liu’s resignation is not as a result of any disagreement with the Company relating to its operations, policies or practices.
Appointment of Donghong Xiong
On September 16, 2021, the Board appointed Mr. Donghong Xiong, a current independent director of the Board, to serve as the chairman of the Compensation Committee and as a member of the Audit Committee and Nominating Committee, filling in the vacancies created by the resignation of Ms. Kecen Liu.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| TD HOLDINGS, INC. | ||
| Date: September 20, 2021 | By: | /s/ Renmei Ouyang |
| Name: | Renmei Ouyang | |
| Title: | Chief Executive Officer | |
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