The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 587 | 114,657 | SH | SOLE | 114,657 | 0 | 0 | ||
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 280 | 21,260 | SH | SOLE | 21,260 | 0 | 0 | ||
ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | 15,861 | 2,645,314 | SH | SOLE | 2,645,314 | 0 | 0 | ||
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 62 | 4,241 | SH | SOLE | 4,241 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 312 | 1,020 | SH | Put | SOLE | 1,020 | 0 | 0 | |
ALLIANCEBERNSTEIN GBL HGH IN | COM | 01879R106 | 159 | 12,596 | SH | SOLE | 12,596 | 0 | 0 | ||
AU OPTRONICS CORP | SPONSORED ADR | 002255107 | 735 | 200,300 | SH | SOLE | 200,300 | 0 | 0 | ||
BHP BILLITON LTD | SPONSORED ADR | 088606108 | 8,748 | 255,046 | SH | SOLE | 255,046 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 407 | 37,651 | SH | SOLE | 37,651 | 0 | 0 | ||
BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | 194 | 32,641 | SH | SOLE | 32,641 | 0 | 0 | ||
BLACKROCK TAX MUNICPAL BD TR | SHS | 09248X100 | 2,368 | 98,809 | SH | SOLE | 98,809 | 0 | 0 | ||
CALAMOS CONV & HIGH INCOME F | COM SHS | 12811P108 | 334 | 30,350 | SH | SOLE | 30,350 | 0 | 0 | ||
CALAMOS CONV OPP AND INC FD | SH BEN INT | 128117108 | 362 | 35,088 | SH | SOLE | 35,088 | 0 | 0 | ||
CALAMOS DYNAMIC CONV & INCOM | COM | 12811V105 | 353 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | 175 | 20,883 | SH | SOLE | 20,883 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,031 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | 4,108 | 67,900 | SH | SOLE | 67,900 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 8,264 | 688,396 | SH | SOLE | 688,396 | 0 | 0 | ||
CNOOC LTD | SPONSORED ADR | 126132109 | 583 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 2,448 | 164,170 | SH | SOLE | 164,170 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 32,663 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 25,838 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 22,575 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
DR REDDYS LABS LTD | ADR | 256135203 | 2,613 | 55,800 | SH | SOLE | 55,800 | 0 | 0 | ||
DUFF & PHELPS GLB UTL INC FD | COM | 26433C105 | 383 | 22,400 | SH | SOLE | 22,400 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 1,672 | 121,989 | SH | SOLE | 121,989 | 0 | 0 | ||
EATON VANCE RISK MNGD DIV EQ | COM | 27829G106 | 327 | 34,711 | SH | SOLE | 34,711 | 0 | 0 | ||
EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | 1,983 | 228,425 | SH | SOLE | 228,425 | 0 | 0 | ||
EATON VANCE TX MGD DIV EQ IN | COM | 27828N102 | 151 | 14,143 | SH | SOLE | 14,143 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 3,349 | 143,498 | SH | SOLE | 143,498 | 0 | 0 | ||
GABELLI DIVD & INCOME TR | COM | 36242H104 | 1,075 | 55,941 | SH | SOLE | 55,941 | 0 | 0 | ||
GAMCO GLOBAL GOLD NAT RES & | COM SH BEN INT | 36465A109 | 182 | 28,500 | SH | SOLE | 28,500 | 0 | 0 | ||
GENERAL AMERN INVS INC | COM | 368802104 | 173 | 5,300 | SH | SOLE | 5,300 | 0 | 0 | ||
HERBALIFE LTD | COM USD SHS | G4412G101 | 2,368 | 38,200 | SH | SOLE | 38,200 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 4,928 | 173,048 | SH | SOLE | 173,048 | 0 | 0 | ||
HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 17,217 | 467,286 | SH | SOLE | 467,286 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 14,327 | 1,880,709 | SH | SOLE | 1,880,709 | 0 | 0 | ||
INGRAM MICRO INC | CL A | 457153104 | 7,459 | 209,170 | SH | SOLE | 209,170 | 0 | 0 | ||
INTERSIL CORP | CL A | 46069S109 | 10,498 | 478,690 | SH | SOLE | 478,690 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 79 | 18,256 | SH | SOLE | 18,256 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 5,003 | 44,500 | SH | SOLE | 44,500 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 5,013 | 40,700 | SH | SOLE | 40,700 | 0 | 0 | ||
ISHARES TR | JP MOR EM MK ETF | 464288281 | 4,970 | 42,400 | SH | SOLE | 42,400 | 0 | 0 | ||
LEXMARK INTL INC | CL A | 529771107 | 6,557 | 164,094 | SH | SOLE | 164,094 | 0 | 0 | ||
LG DISPLAY CO LTD | SPONS ADR REP | 50186V102 | 1,490 | 116,670 | SH | SOLE | 116,670 | 0 | 0 | ||
MGM RESORTS INTERNATIONAL | COM | 552953101 | 5,276 | 202,700 | SH | SOLE | 202,700 | 0 | 0 | ||
MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADR | 606822104 | 9,034 | 1,813,630 | SH | SOLE | 1,813,630 | 0 | 0 | ||
NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | 11,680 | 2,654,891 | SH | SOLE | 2,654,891 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | 600 | 70,700 | SH | SOLE | 70,700 | 0 | 0 | ||
NUVEEN PFD INCOME OPPRTNY FD | COM | 67073B106 | 809 | 80,756 | SH | SOLE | 80,756 | 0 | 0 | ||
PETROCHINA CO LTD | SPONSORED ADR | 71646E100 | 1 | 7 | SH | SOLE | 7 | 0 | 0 | ||
PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | 21 | 1,416 | SH | SOLE | 1,416 | 0 | 0 | ||
PIMCO HIGH INCOME FD | COM SHS | 722014107 | 479 | 48,104 | SH | SOLE | 48,104 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 4,646 | 90,084 | SH | SOLE | 90,084 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 2,321 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 248 | 15,520 | SH | SOLE | 15,520 | 0 | 0 | ||
QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | 2,825 | 97,422 | SH | SOLE | 97,422 | 0 | 0 | ||
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 3,447 | 45,944 | SH | SOLE | 45,944 | 0 | 0 | ||
SEADRILL LIMITED | SHS | G7945E105 | 957 | 18,250 | SH | Put | SOLE | 18,250 | 0 | 0 | |
SONY CORP | ADR NEW | 835699307 | 40,666 | 1,252,216 | SH | SOLE | 1,252,216 | 0 | 0 | ||
SOUFUN HLDGS LTD | NOTE 2.000%12/1 | 836034AB4 | 44,719 | 45,000,000 | PRN | SOLE | 45,000,000 | 0 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 5,016 | 136,600 | SH | SOLE | 136,600 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 49,766 | 7,464,920 | SH | SOLE | 7,464,920 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 28,120 | 919,254 | SH | SOLE | 919,254 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 3,903 | 96,900 | SH | SOLE | 96,900 | 0 | 0 | ||
TEKLA HEALTHCARE INVS | SH BEN INT | 87911J103 | 1,543 | 64,808 | SH | SOLE | 64,808 | 0 | 0 | ||
TEMPLETON GLOBAL INCOME FD | COM | 880198106 | 41 | 6,582 | SH | SOLE | 6,582 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 8,694 | 625,000 | SH | SOLE | 625,000 | 0 | 0 | ||
TRINA SOLAR LIMITED | DBCV 3.500% 6/1 | 89628EAC8 | 23,637 | 24,150,000 | PRN | SOLE | 24,150,000 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | 3,471 | 39,600 | SH | SOLE | 39,600 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 4,999 | 61,845 | SH | SOLE | 61,845 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 5,006 | 59,500 | SH | SOLE | 59,500 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 3,061 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 477 | 29,335 | SH | SOLE | 29,335 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 5,441 | 102,129 | SH | SOLE | 102,129 | 0 | 0 | ||
YY INC | NOTE 2.250% 4/0 | 98426TAB2 | 6,934 | 7,000,000 | PRN | SOLE | 7,000,000 | 0 | 0 |