The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 118 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
3M CO | COM | 88579Y101 | 802 | 54,700 | SH | Call | SOLE | 54,700 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 547 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 5 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 10,932 | 51,372 | SH | SOLE | 51,372 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 1,181 | 4,232 | SH | SOLE | 4,232 | 0 | 0 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 144 | 20,700 | SH | Put | SOLE | 20,700 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 15,064 | 78,800 | SH | SOLE | 78,800 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 41,322 | 30,851 | SH | SOLE | 30,851 | 0 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 2,547 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 92 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 667 | 361 | SH | SOLE | 361 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 41 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
AMCOR PLC | ORD | G0250X107 | 4,032 | 1,804,159 | SH | SOLE | 1,804,159 | 0 | 0 | ||
AMPHENOL CORP NEW | CL A | 032095101 | 23 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
AMPHENOL CORP NEW | CL A | 032095101 | 11 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 81 | 28,100 | SH | Put | SOLE | 28,100 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 23 | 4,800 | SH | Call | SOLE | 4,800 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,346 | 16,403 | SH | SOLE | 16,403 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 149 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 412 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
ASE TECHNOLOGY HOLDING CO LT | SPONSORED ADS | 00215W100 | 10,777 | 1,942,500 | SH | SOLE | 1,942,500 | 0 | 0 | ||
BAOZUN INC | SPONSORED ADR | 06684L103 | 1,323 | 39,950 | SH | SOLE | 39,950 | 0 | 0 | ||
BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | 3,933 | 265,029 | SH | SOLE | 265,029 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 0 | 4 | SH | SOLE | 4 | 0 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 0 | 3,400 | SH | Put | SOLE | 3,400 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 2,630 | 268,655 | SH | SOLE | 268,655 | 0 | 0 | ||
CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | 1,787 | 128,600 | SH | SOLE | 128,600 | 0 | 0 | ||
CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | 4,895 | 519,492 | SH | SOLE | 519,492 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 498 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 4 | 100,000 | SH | Put | SOLE | 100,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 569 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CONCHO RES INC | COM | 20605P101 | 1 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 83 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 59 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 18 | 190 | SH | SOLE | 190 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 2,219 | 14,675 | SH | SOLE | 14,675 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 5 | 8,200 | SH | Call | SOLE | 8,200 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 94 | 42,500 | SH | Put | SOLE | 42,500 | 0 | 0 | |
FERRARI N V | COM | N3167Y103 | 3 | 13,900 | SH | Put | SOLE | 13,900 | 0 | 0 | |
FISERV INC | COM | 337738108 | 0 | 3 | SH | SOLE | 3 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 0 | 6,200 | SH | Put | SOLE | 6,200 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 17 | 4,200 | SH | Call | SOLE | 4,200 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 31 | 25,900 | SH | Put | SOLE | 25,900 | 0 | 0 | |
GARMIN LTD | SHS | H2906T109 | 90 | 919 | SH | SOLE | 919 | 0 | 0 | ||
GLOBAL PMTS INC | COM | 37940X102 | 222 | 1,216 | SH | SOLE | 1,216 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 915 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
HASBRO INC | COM | 418056107 | 233 | 2,203 | SH | SOLE | 2,203 | 0 | 0 | ||
HASBRO INC | COM | 418056107 | 6 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 264 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
HESS CORP | COM | 42809H107 | 86 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 1 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
HP INC | COM | 40434L105 | 22 | 1,070 | SH | SOLE | 1,070 | 0 | 0 | ||
ICICI BK LTD | ADR | 45104G104 | 17,044 | 1,120,108 | SH | SOLE | 1,120,108 | 0 | 0 | ||
INFOSYS LTD | SPONSORED ADR | 456788108 | 20,866 | 2,021,863 | SH | SOLE | 2,021,863 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 27 | 581 | SH | SOLE | 581 | 0 | 0 | ||
INTL PAPER CO | COM | 460146103 | 77 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
INTL PAPER CO | COM | 460146103 | 100 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 368 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
IQIYI INC | NOTE 3.750%12/0 | 46267XAB4 | 2,215 | 2,000 | PRN | SOLE | 2,000 | 0 | 0 | ||
IROBOT CORP | COM | 462726100 | 253 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
IROBOT CORP | COM | 462726100 | 1,928 | 38,076 | SH | SOLE | 38,076 | 0 | 0 | ||
ISHARES TR | MSCI INDIA ETF | 46429B598 | 11,325 | 322,200 | SH | SOLE | 322,200 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 14 | 614 | SH | SOLE | 614 | 0 | 0 | ||
JOYY INC | ADS REPSTG COM A | 46591M109 | 5 | 100 | SH | SOLE | 100 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 50 | 7,500 | SH | Call | SOLE | 7,500 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 0 | 13,800 | SH | Put | SOLE | 13,800 | 0 | 0 | |
KT CORP | SPONSORED ADR | 48268K101 | 66,205 | 5,668,291 | SH | SOLE | 5,668,291 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 303 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
LAUDER ESTEE COS INC | CL A | 518439104 | 5 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 10 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
LEGGETT & PLATT INC | COM | 524660107 | 33 | 654 | SH | SOLE | 654 | 0 | 0 | ||
LEGGETT & PLATT INC | COM | 524660107 | 4 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
LOCKHEED MARTIN CORP | COM | 539830109 | 288 | 739 | SH | SOLE | 739 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 6 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
MACERICH CO | COM | 554382101 | 256 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 15 | 107 | SH | SOLE | 107 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 3 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1 | 13,500 | SH | Put | SOLE | 13,500 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 47 | 872 | SH | SOLE | 872 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 3 | 50 | SH | SOLE | 50 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 1 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
NORTHROP GRUMMAN CORP | COM | 666807102 | 2,293 | 6,667 | SH | SOLE | 6,667 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 82 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
NUTANIX INC | CL A | 67059N108 | 60 | 1,931 | SH | SOLE | 1,931 | 0 | 0 | ||
NUTANIX INC | CL A | 67059N108 | 16 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 46 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 65 | 78,300 | SH | Put | SOLE | 78,300 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 1,744 | 12,764 | SH | SOLE | 12,764 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 13 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
PHILIP MORRIS INTL INC | COM | 718172109 | 61 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 1,780 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
PINDUODUO INC | SPONSORED ADS | 722304102 | 23 | 430,000 | SH | Put | SOLE | 430,000 | 0 | 0 | |
PROCTER & GAMBLE CO | COM | 742718109 | 999 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 129 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 75 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
RH | COM | 74967X103 | 165 | 9,600 | SH | Put | SOLE | 9,600 | 0 | 0 | |
RH | COM | 74967X103 | 714 | 3,346 | SH | SOLE | 3,346 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 48 | 395 | SH | SOLE | 395 | 0 | 0 | ||
ROYAL GOLD INC | COM | 780287108 | 3 | 600 | SH | Put | SOLE | 600 | 0 | 0 | |
RYANAIR HLDGS PLC | SPONSORED ADS | 783513203 | 5,344 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 106 | 3,948 | SH | SOLE | 3,948 | 0 | 0 | ||
SCIENTIFIC GAMES CORP | COM | 80874P109 | 25 | 10,300 | SH | Put | SOLE | 10,300 | 0 | 0 | |
SEASPAN CORP | SHS | Y75638109 | 371 | 26,100 | SH | SOLE | 26,100 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 561 | 1,412 | SH | SOLE | 1,412 | 0 | 0 | ||
SHOPIFY INC | CL A | 82509L107 | 27 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 485 | 85,000 | SH | Call | SOLE | 85,000 | 0 | 0 | |
SONY CORP | SPONSORED ADR | 835699307 | 11 | 85,000 | SH | Put | SOLE | 85,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 39,296 | 122,089 | SH | SOLE | 122,089 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 337 | 1,431 | SH | SOLE | 1,431 | 0 | 0 | ||
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 45 | 63,000 | SH | Put | SOLE | 63,000 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 709 | 11,330 | SH | SOLE | 11,330 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 339 | 140,000 | SH | Call | SOLE | 140,000 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 514 | 250,000 | SH | Put | SOLE | 250,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 250 | 29,000 | SH | Put | SOLE | 29,000 | 0 | 0 | |
STAMPS COM INC | COM NEW | 852857200 | 643 | 7,697 | SH | SOLE | 7,697 | 0 | 0 | ||
SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | 8,172 | 1,099,213 | SH | SOLE | 1,099,213 | 0 | 0 | ||
TAPESTRY INC | COM | 876030107 | 43 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
TAPESTRY INC | COM | 876030107 | 144 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TARGET CORP | COM | 87612E106 | 217 | 70,000 | SH | Put | SOLE | 70,000 | 0 | 0 | |
TRIP COM GROUP LTD | ADS | 89677Q107 | 3 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 201 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
TRUIST FINL CORP | COM | 89832Q109 | 1 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 106 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
TWILIO INC | CL A | 90138F102 | 107 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
UBER TECHNOLOGIES INC | COM | 90353T100 | 150 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 525 | 2,073 | SH | SOLE | 2,073 | 0 | 0 | ||
ULTA BEAUTY INC | COM | 90384S303 | 44 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 1,252 | 10,697 | SH | SOLE | 10,697 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 30 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
UNITED PARCEL SERVICE INC | CL B | 911312106 | 204 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,659 | 11,078 | SH | SOLE | 11,078 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 50 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 173 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 5 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 18 | 50,000 | SH | Put | SOLE | 50,000 | 0 | 0 | |
WASTE MGMT INC DEL | COM | 94106L109 | 1,041 | 9,136 | SH | SOLE | 9,136 | 0 | 0 | ||
WEIBO CORP | NOTE 1.250%11/1 | 948596AC5 | 12,099 | 12,767 | PRN | SOLE | 12,767 | 0 | 0 | ||
WW INTL INC | COM | 98262P101 | 138 | 3,601 | SH | SOLE | 3,601 | 0 | 0 | ||
WW INTL INC | COM | 98262P101 | 18 | 44,000 | SH | Put | SOLE | 44,000 | 0 | 0 | |
ZAI LAB LTD | ADR | 98887Q104 | 299 | 7,200 | SH | SOLE | 7,200 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 13,295 | 383,700 | SH | SOLE | 383,700 | 0 | 0 | ||
ZIONS BANCORPORATION N A | COM | 989701107 | 22 | 36,400 | SH | Put | SOLE | 36,400 | 0 | 0 | |
ZIONS BANCORPORATION N A | COM | 989701107 | 300 | 5,777 | SH | SOLE | 5,777 | 0 | 0 |