The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 214 | 13,280 | SH | DFND | 1,2 | 13,280 | 0 | 0 | |
AECOM | COM | 00766T100 | 12,185 | 405,757 | SH | DFND | 1,2 | 405,757 | 0 | 0 | |
AES CORP | COM | 00130H105 | 2,040 | 213,150 | SH | DFND | 1,2 | 213,150 | 0 | 0 | |
AMEREN CORP | COM | 023608102 | 11,104 | 256,859 | SH | DFND | 1,2 | 256,859 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 2,020 | 323,211 | SH | DFND | 1,2 | 323,211 | 0 | 0 | |
BWX TECHNOLOGIES INC | COM | 05605H100 | 7,828 | 246,394 | SH | DFND | 1,2 | 246,394 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 7,685 | 2,082,781 | SH | DFND | 1,2 | 2,082,781 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 11,449 | 169,269 | SH | DFND | 1,2 | 169,269 | 0 | 0 | |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 24,273 | 340,000 | SH | Call | DFND | 1,2 | 340,000 | 0 | 0 |
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 41,221 | 577,402 | SH | DFND | 1,2 | 577,402 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 8,233 | 139,052 | SH | DFND | 1,2 | 139,052 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 404 | 14,553 | SH | DFND | 1,2 | 14,553 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 3,650 | 55,310 | SH | DFND | 1,2 | 55,310 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 20,687 | 694,900 | SH | Put | DFND | 1,2 | 694,900 | 0 | 0 |
GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | 1,656 | 208,000 | SH | DFND | 1,2 | 208,000 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 14,167 | 489,346 | SH | DFND | 1,2 | 489,346 | 0 | 0 | |
IDEAL PWR INC | COM | 451622104 | 2,195 | 274,321 | SH | DFND | 1,2 | 274,321 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 4,595 | 117,080 | SH | DFND | 1,2 | 117,080 | 0 | 0 | |
LACLEDE GROUP INC | COM | 505597104 | 4,288 | 72,173 | SH | DFND | 1,2 | 72,173 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 9,387 | 90,353 | SH | DFND | 1,2 | 90,353 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 254 | 18,231 | SH | DFND | 1,2 | 18,231 | 0 | 0 | |
NRG YIELD INC | CL C | 62942X405 | 2,587 | 175,302 | SH | DFND | 1,2 | 175,302 | 0 | 0 | |
OPOWER INC | COM | 68375Y109 | 8,320 | 787,867 | SH | DFND | 1,2 | 787,867 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 1,233 | 58,976 | SH | DFND | 1,2 | 58,976 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 10,262 | 192,931 | SH | DFND | 1,2 | 192,931 | 0 | 0 | |
PINNACLE WEST CAP CORP | COM | 723484101 | 4,076 | 63,210 | SH | DFND | 1,2 | 63,210 | 0 | 0 | |
PNM RES INC | COM | 69349H107 | 4,489 | 146,830 | SH | DFND | 1,2 | 146,830 | 0 | 0 | |
PPL CORP | COM | 69351T106 | 8,406 | 246,307 | SH | DFND | 1,2 | 246,307 | 0 | 0 | |
SCANA CORP NEW | COM | 80589M102 | 10,513 | 173,800 | SH | DFND | 1,2 | 173,800 | 0 | 0 | |
SEMPRA ENERGY | COM | 816851109 | 10,395 | 110,576 | SH | DFND | 1,2 | 110,576 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 2,931 | 203,388 | SH | DFND | 1,2 | 203,388 | 0 | 0 | |
SOLARCITY CORP | COM | 83416T100 | 2,561 | 50,200 | SH | DFND | 1,2 | 50,200 | 0 | 0 | |
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 1,359 | 48,240 | SH | DFND | 1,2 | 48,240 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 3,526 | 117,500 | SH | DFND | 1,2 | 117,500 | 0 | 0 | |
SUNRUN INC | COM | 86771W105 | 1,304 | 110,780 | SH | DFND | 1,2 | 110,780 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 3,610 | 286,977 | SH | DFND | 1,2 | 286,977 | 0 | 0 | |
WESTAR ENERGY INC | COM | 95709T100 | 4,258 | 100,400 | SH | DFND | 1,2 | 100,400 | 0 | 0 | |
WGL HLDGS INC | COM | 92924F106 | 3,876 | 61,540 | SH | DFND | 1,2 | 61,540 | 0 | 0 |