The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AECOM | COM | 00766T100 | 28,597 | 452,847 | SH | DFND | 1,2,3 | 452,847 | 0 | 0 | |
AES CORP | COM | 00130H105 | 60,500 | 2,650,000 | SH | Call | DFND | 1,2,3 | 2,650,000 | 0 | 0 |
AES CORP | COM | 00130H105 | 226,152 | 9,905,917 | SH | DFND | 1,2,3 | 9,905,917 | 0 | 0 | |
ALBEMARLE CORP | COM | 012653101 | 24,323 | 111,078 | SH | DFND | 1,2,3 | 111,078 | 0 | 0 | |
ARRAY TECHNOLOGIES INC | COM SHS | 04271T100 | 32,633 | 1,762,025 | SH | DFND | 1,2,3 | 1,762,025 | 0 | 0 | |
BAKER HUGHES | CL A | 05722G100 | 423 | 17,123 | SH | DFND | 1,2,3 | 17,123 | 0 | 0 | |
BENSON HILL INC | *W EXP 99/99/999 | 082490111 | 453 | 313,706 | SH | DFND | 1,2,3 | 313,706 | 0 | 0 | |
BENSON HILL INC | COMMON STOCK | 082490103 | 235 | 32,928 | SH | DFND | 1,2,3 | 32,928 | 0 | 0 | |
BLACKBERRY LTD | COM | 09228F103 | 7,768 | 798,336 | SH | DFND | 1,2,3 | 798,336 | 0 | 0 | |
BLUESCAPE OPPORTUNITIES ACQU | *W EXP 10/28/202 | G1195N113 | 1,272 | 1,259,434 | SH | DFND | 1,2,3 | 1,259,434 | 0 | 0 | |
BLUESCAPE OPPORTUNITIES ACQU | SHS | G1195N105 | 24,617 | 2,511,945 | SH | DFND | 1,2,3 | 2,511,945 | 0 | 0 | |
BROADSCALE ACQUISITION CORP | *W EXP 02/02/202 | 11134Y119 | 55 | 73,012 | SH | DFND | 1,2,3 | 73,012 | 0 | 0 | |
BROADSCALE ACQUISITION CORP | COM CL A | 11134Y101 | 2,841 | 292,052 | SH | DFND | 1,2,3 | 292,052 | 0 | 0 | |
CARRIER GLOBAL CORPORATION | COM | 14448C104 | 56,434 | 1,090,302 | SH | DFND | 1,2,3 | 1,090,302 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 28,067 | 3,914,441 | SH | DFND | 1,2,3 | 3,914,441 | 0 | 0 | |
CHARGEPOINT HOLDINGS INC | COM CL A | 15961R105 | 22,069 | 1,104,020 | SH | DFND | 1,2,3 | 1,104,020 | 0 | 0 | |
CLEARWAY ENERGY INC | CL C | 18539C204 | 26,017 | 859,502 | SH | DFND | 1,2,3 | 859,502 | 0 | 0 | |
CONSOLIDATED EDISON INC | COM | 209115104 | 98,463 | 1,356,426 | SH | DFND | 1,2,3 | 1,356,426 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 29,445 | 1,463,458 | SH | DFND | 1,2,3 | 1,463,458 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | *W EXP 01/19/202 | 242794113 | 281 | 227,151 | SH | DFND | 1,2,3 | 227,151 | 0 | 0 | |
DECARBONIZATION PLUS ACQU II | COM CL A | 242794105 | 6,726 | 681,455 | SH | DFND | 1,2,3 | 681,455 | 0 | 0 | |
ECP ENVIRONMENTAL GW OPT COR | *W EXP 03/01/202 | 26829T118 | 100 | 121,687 | SH | DFND | 1,2,3 | 121,687 | 0 | 0 | |
ECP ENVIRONMENTAL GW OPT COR | COM CL A | 26829T100 | 4,809 | 486,753 | SH | DFND | 1,2,3 | 486,753 | 0 | 0 | |
EDISON INTL | COM | 281020107 | 52,025 | 937,893 | SH | DFND | 1,2,3 | 937,893 | 0 | 0 | |
ENOVIX CORPORATION | *W EXP 11/30/202 | 293594115 | 13,038 | 1,512,498 | SH | DFND | 1,2,3 | 1,512,498 | 0 | 0 | |
ENOVIX CORPORATION | COM | 293594107 | 97,621 | 5,167,853 | SH | DFND | 1,2,3 | 5,167,853 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 196,262 | 4,060,038 | SH | DFND | 1,2,3 | 4,060,038 | 0 | 0 | |
FARADAY FUTRE INTLGT ELCTR I | COM | 307359109 | 14,160 | 1,500,000 | SH | DFND | 1,2,3 | 1,500,000 | 0 | 0 | |
FUELCELL ENERGY INC | COM | 35952H601 | 11,471 | 1,714,621 | SH | DFND | 1,2,3 | 1,714,621 | 0 | 0 | |
GENERAC HLDGS INC | COM | 368736104 | 57,603 | 140,952 | SH | DFND | 1,2,3 | 140,952 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 26,140 | 495,923 | SH | DFND | 1,2,3 | 495,923 | 0 | 0 | |
GRAFTECH INTL LTD | COM | 384313508 | 10,452 | 1,012,814 | SH | DFND | 1,2,3 | 1,012,814 | 0 | 0 | |
GXO LOGISTICS INCORPORATED | COMMON STOCK | 36262G101 | 19,859 | 253,180 | SH | DFND | 1,2,3 | 253,180 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 447 | 20,684 | SH | DFND | 1,2,3 | 20,684 | 0 | 0 | |
HERC HLDGS INC | COM | 42704L104 | 86,867 | 531,428 | SH | DFND | 1,2,3 | 531,428 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | *W EXP 01/08/202 | G4R87P106 | 355 | 244,027 | SH | DFND | 1,2,3 | 244,027 | 0 | 0 | |
IVANHOE CAPITAL ACQUISTIN CO | COM CL A | G4R87P114 | 7,248 | 732,083 | SH | DFND | 1,2,3 | 732,083 | 0 | 0 | |
KENSINGTON CAPITAL ACQUISITI | *W EXP 02/23/202 | 49006L112 | 29 | 25,000 | SH | DFND | 1,2,3 | 25,000 | 0 | 0 | |
KENSINGTON CAPITAL ACQUISITI | COM CL A | 49006L104 | 1,000 | 100,000 | SH | DFND | 1,2,3 | 100,000 | 0 | 0 | |
MASTEC INC | COM | 576323109 | 72,783 | 843,562 | SH | DFND | 1,2,3 | 843,562 | 0 | 0 | |
MICROVAST HOLDINGS INC | COM | 59516C106 | 16,440 | 2,000,000 | SH | DFND | 1,2,3 | 2,000,000 | 0 | 0 | |
MP MATERIALS CORP | COM CL A | 553368101 | 13,813 | 428,571 | SH | DFND | 1,2,3 | 428,571 | 0 | 0 | |
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341B106 | 74,799 | 992,561 | SH | DFND | 1,2,3 | 992,561 | 0 | 0 | |
PG&E CORP | COM | 69331C108 | 106,575 | 11,101,592 | SH | DFND | 1,2,3 | 11,101,592 | 0 | 0 | |
PLUG POWER INC | COM NEW | 72919P202 | 33,152 | 1,298,051 | SH | DFND | 1,2,3 | 1,298,051 | 0 | 0 | |
QUANTA SVCS INC | COM | 74762E102 | 108,909 | 956,850 | SH | DFND | 1,2,3 | 956,850 | 0 | 0 | |
SCHLUMBERGER LTD | COM STK | 806857108 | 432 | 14,606 | SH | DFND | 1,2,3 | 14,606 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 10,717 | 167,774 | SH | DFND | 1,2,3 | 167,774 | 0 | 0 | |
SUNLIGHT FINANCIAL HOLDINGS | COM | 86738J106 | 3,970 | 747,727 | SH | DFND | 1,2,3 | 747,727 | 0 | 0 | |
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 48,550 | 1,473,891 | SH | DFND | 1,2,3 | 1,473,891 | 0 | 0 | |
SWITCHBACK II CORPORATION | *W EXP 01/07/202 | G8633T107 | 343 | 242,247 | SH | DFND | 1,2,3 | 242,247 | 0 | 0 | |
SWITCHBACK II CORPORATION | COM CL A | G8633T115 | 12,064 | 1,211,235 | SH | DFND | 1,2,3 | 1,211,235 | 0 | 0 | |
VANECK ETF TRUST | OIL SERVICES ETF | 92189H607 | 19,957 | 101,300 | SH | DFND | 1,2,3 | 101,300 | 0 | 0 | |
VISTRA CORP | COM | 92840M102 | 22,000 | 1,286,538 | SH | DFND | 1,2,3 | 1,286,538 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 40,068 | 503,497 | SH | DFND | 1,2,3 | 503,497 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | *W EXP 06/16/202 | 989570114 | 890 | 1,000,000 | SH | DFND | 1,2,3 | 1,000,000 | 0 | 0 | |
ZIMMER ENERGY TRANSITION ACQ | COM CL A | 989570106 | 29,190 | 3,000,000 | SH | DFND | 1,2,3 | 3,000,000 | 0 | 0 |