| ALIBABA GROUP HOLDING LIMITED | |
| Security | 01609W102 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BABA | | | | | | Meeting Date | | 08-Oct-2015 | |
| ISIN | US01609W1027 | | | | | | Agenda | | 934278359 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: JOSEPH C. TSAI (TO
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED) | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JONATHAN ZHAOXI LU
(TO SERVE FOR A THREE YEAR TERM OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED) | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: J. MICHAEL EVANS (TO
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED) | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: BORJE E. EKHOLM (TO
SERVE FOR A THREE YEAR TERM OR UNTIL SUCH
DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED) | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: WAN LING MARTELLO (TO
SERVE UNTIL THE COMPANY'S NEXT ANNUAL
GENERAL MEETING OF SHAREHOLDERS OR UNTIL
SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR
APPOINTED AND DULY QUALIFIED) | Management | | For | For | | |
| 2. | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM OF THE COMPANY. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,000 | | 0 | 10-Sep-2015 | 06-Oct-2015 |
| THE PROCTER & GAMBLE COMPANY | |
| Security | 742718109 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | PG | | | | | | Meeting Date | | 13-Oct-2015 | |
| ISIN | US7427181091 | | | | | | Agenda | | 934272787 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: SUSAN DESMOND-
HELLMANN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: A.G. LAFLEY | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY,
JR. | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: MARY AGNES
WILDEROTTER | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | | For | For | | |
| 2. | RATIFY APPOINTMENT OF THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | For | | |
| 3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION (THE "SAY ON PAY" VOTE) | Management | | For | For | | |
| 4. | SHAREHOLDER PROPOSAL - PROXY ACCESS | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,500 | | 0 | 29-Aug-2015 | 14-Oct-2015 |
| MEDTRONIC PLC | |
| Security | G5960L103 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MDT | | | | | | Meeting Date | | 11-Dec-2015 | |
| ISIN | IE00BTN1Y115 | | | | | | Agenda | | 934292436 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: SCOTT C. DONNELLY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: RANDALL HOGAN III | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: OMAR ISHRAK | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: SHIRLEY A. JACKSON,
PH.D. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: MICHAEL O. LEAVITT | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAMES T. LENEHAN | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: KENDALL J. POWELL | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: ROBERT C. POZEN | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: PREETHA REDDY | Management | | For | For | | |
| 2. | TO RATIFY THE RE-APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
MEDTRONIC'S INDEPENDENT AUDITOR FOR FISCAL
YEAR 2016 AND AUTHORIZE THE BOARD OF
DIRECTORS, ACTING THROUGH THE AUDIT
COMMITTEE, TO SET ITS REMUNERATION. | Management | | For | For | | |
| 3. | TO APPROVE IN A NON-BINDING ADVISORY VOTE,
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE). | Management | | For | For | | |
| 4. | TO APPROVE, IN A NON-BINDING ADVISORY VOTE,
THE FREQUENCY OF SAY-ON-PAY VOTES. | Management | | 3 Years | Against | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,000 | | 0 | 23-Oct-2015 | 14-Dec-2015 |
| BECTON, DICKINSON AND COMPANY | |
| Security | 075887109 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BDX | | | | | | Meeting Date | | 26-Jan-2016 | |
| ISIN | US0758871091 | | | | | | Agenda | | 934311604 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK,
JR. | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | | For | For | | |
| 2. | RATIFICATION OF SELECTION OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | | For | For | | |
| 4. | AMENDMENTS TO THE 2004 EMPLOYEE AND
DIRECTOR EQUITY-BASED COMPENSATION PLAN. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 500 | | 0 | 18-Dec-2015 | 27-Jan-2016 |
| AIR PRODUCTS AND CHEMICALS, INC. | |
| Security | 009158106 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | APD | | | | | | Meeting Date | | 28-Jan-2016 | |
| ISIN | US0091581068 | | | | | | Agenda | | 934311034 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: SUSAN K. CARTER | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: CHARLES I. COGUT | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: SEIFI GHASEMI | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MARGARET G. MCGLYNN | Management | | For | For | | |
| 2. | ADVISORY VOTE ON EXECUTIVE OFFICER
COMPENSATION. TO APPROVE THE
COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | APPOINTMENT OF INDEPENDENT REGISTERED
PUBLIC ACCOUNTANTS. RATIFICATION OF
APPOINTMENT OF KPMG LLP, AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR 2016. | Management | | For | For | | |
| 4. | APPROVAL OF ANNUAL INCENTIVE PLAN TERMS.
TO APPROVE ANNUAL INCENTIVE PLAN TERMS TO
ALLOW CONTINUED TAX DEDUCTIBILITY. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 200 | | 0 | 17-Dec-2015 | 29-Jan-2016 |
| FIDELITY INSTL CASH PORTFOLIOS | |
| Security | 316175504 | | | | | | Meeting Type | | Special |
| Ticker Symbol | FISXX | | | | | | Meeting Date | | 12-Feb-2016 | |
| ISIN | US3161755042 | | | | | | Agenda | | 934286421 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | | 1 | ELIZABETH S. ACTON | | | | For | For | | |
| | | 2 | JOHN ENGLER | | | | For | For | | |
| | | 3 | ALBERT R. GAMPER, JR. | | | | For | For | | |
| | | 4 | ROBERT F. GARTLAND | | | | For | For | | |
| | | 5 | ABIGAIL P. JOHNSON | | | | For | For | | |
| | | 6 | ARTHUR E. JOHNSON | | | | For | For | | |
| | | 7 | MICHAEL E. KENNEALLY | | | | For | For | | |
| | | 8 | JAMES H. KEYES | | | | For | For | | |
| | | 9 | MARIE L. KNOWLES | | | | For | For | | |
| | | 10 | GEOFFREY A. VON KUHN | | | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 3,746,894 | | 0 | 07-Oct-2015 | 07-Oct-2015 |
| APPLE INC. | |
| Security | 037833100 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AAPL | | | | | | Meeting Date | | 26-Feb-2016 | |
| ISIN | US0378331005 | | | | | | Agenda | | 934319016 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: JAMES BELL | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: TIM COOK | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: AL GORE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: BOB IGER | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: ANDREA JUNG | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ART LEVINSON | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: RON SUGAR | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: SUE WAGNER | Management | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS APPLE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | | For | For | | |
| 3. | AN ADVISORY RESOLUTION TO APPROVE
EXECUTIVE COMPENSATION | Management | | For | For | | |
| 4. | APPROVAL OF THE AMENDED AND RESTATED
APPLE INC. 2014 EMPLOYEE STOCK PLAN | Management | | For | For | | |
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "NET-ZERO
GREENHOUSE GAS EMISSIONS BY 2030" | Shareholder | | Against | For | | |
| 6. | A SHAREHOLDER PROPOSAL REGARDING
DIVERSITY AMONG OUR SENIOR MANAGEMENT
AND BOARD OF DIRECTORS | Shareholder | | Against | For | | |
| 7. | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN
RIGHTS REVIEW - HIGH RISK REGIONS" | Shareholder | | Against | For | | |
| 8. | A SHAREHOLDER PROPOSAL ENTITLED
"SHAREHOLDER PROXY ACCESS" | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,500 | | 0 | 07-Jan-2016 | 29-Feb-2016 |
| THE WALT DISNEY COMPANY | |
| Security | 254687106 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | DIS | | | | | | Meeting Date | | 03-Mar-2016 | |
| ISIN | US2546871060 | | | | | | Agenda | | 934321352 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MARIA ELENA
LAGOMASINO | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: ROBERT W.
MATSCHULLAT | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
COMPANY'S REGISTERED PUBLIC ACCOUNTANTS
FOR 2016. | Management | | For | For | | |
| 3. | TO APPROVE THE ADVISORY RESOLUTION ON
EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | TO APPROVE THE AMENDMENT TO THE RESTATED
CERTIFICATE OF INCORPORATION. | Management | | For | For | | |
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL
RELATING TO SIMPLE MAJORITY VOTE. | Shareholder | | Against | For | | |
| 6. | TO APPROVE THE SHAREHOLDER PROPOSAL
RELATING TO LOBBYING DISCLOSURE. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,300 | | 0 | 16-Jan-2016 | 04-Mar-2016 |
| NEWMONT MINING CORPORATION | |
| Security | 651639106 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | NEM | | | | | | Meeting Date | | 20-Apr-2016 | |
| ISIN | US6516391066 | | | | | | Agenda | | 934335008 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: G.H. BOYCE | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: B.R. BROOK | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: J.K. BUCKNOR | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: V.A. CALARCO | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: N. DOYLE | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: G.J. GOLDBERG | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: V.M. HAGEN | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: J. NELSON | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: J.M. QUINTANA | Management | | For | For | | |
| 2. | RATIFY APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | APPROVE, ON AN ADVISORY BASIS, NAMED
EXECUTIVE OFFICER COMPENSATION. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 2,000 | | 0 | 09-Mar-2016 | 21-Apr-2016 |
| W.W. GRAINGER, INC. | |
| Security | 384802104 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GWW | | | | | | Meeting Date | | 27-Apr-2016 | |
| ISIN | US3848021040 | | | | | | Agenda | | 934339715 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | | 1 | RODNEY C. ADKINS | | | | For | For | | |
| | | 2 | BRIAN P. ANDERSON | | | | For | For | | |
| | | 3 | V. ANN HAILEY | | | | For | For | | |
| | | 4 | STUART L. LEVENICK | | | | For | For | | |
| | | 5 | NEIL S. NOVICH | | | | For | For | | |
| | | 6 | MICHAEL J. ROBERTS | | | | For | For | | |
| | | 7 | GARY L. ROGERS | | | | For | For | | |
| | | 8 | JAMES T. RYAN | | | | For | For | | |
| | | 9 | E. SCOTT SANTI | | | | For | For | | |
| | | 10 | JAMES D. SLAVIK | | | | For | For | | |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 100 | | 0 | 18-Mar-2016 | 28-Apr-2016 |
| JOHNSON & JOHNSON | |
| Security | 478160104 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | JNJ | | | | | | Meeting Date | | 28-Apr-2016 | |
| ISIN | US4781601046 | | | | | | Agenda | | 934340984 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: MARY C. BECKERLE | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: D. SCOTT DAVIS | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | | For | For | | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION | Management | | For | For | | |
| 3. | RATIFICATION OF APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2016 | Management | | For | For | | |
| 4. | SHAREHOLDER PROPOSAL - POLICY FOR SHARE
REPURCHASE PREFERENCE | Shareholder | | Against | For | | |
| 5. | SHAREHOLDER PROPOSAL - INDEPENDENT BOARD
CHAIRMAN | Shareholder | | Against | For | | |
| 6. | SHAREHOLDER PROPOSAL - REPORT ON
LOBBYING DISCLOSURE | Shareholder | | Against | For | | |
| 7. | SHAREHOLDER PROPOSAL - TAKE-BACK
PROGRAMS FOR UNUSED MEDICINES | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,500 | | 0 | 17-Mar-2016 | 29-Apr-2016 |
| RANDGOLD RESOURCES LIMITED | |
| Security | 752344309 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GOLD | | | | | | Meeting Date | | 03-May-2016 | |
| ISIN | US7523443098 | | | | | | Agenda | | 934394482 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | TO RECEIVE AND CONSIDER THE AUDITED
FINANCIAL STATEMENTS OF THE COMPANY FOR
THE YEAR ENDED 31 DECEMBER 2015 TOGETHER
WITH THE DIRECTORS' REPORTS AND THE
AUDITORS' REPORT ON THE FINANCIAL
STATEMENTS. | Management | | For | For | | |
| 2. | TO DECLARE A FINAL DIVIDEND OF US$0.66 PER
ORDINARY SHARE RECOMMENDED BY THE
DIRECTORS IN RESPECT OF THE FINANCIAL YEAR
ENDED 31 DECEMBER 2015. | Management | | For | For | | |
| 3. | TO APPROVE THE DIRECTORS' REMUNERATION
REPORT FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2015 (OTHER THAN THE DIRECTORS'
REMUNERATION POLICY). | Management | | For | For | | |
| 4. | TO APPROVE THE DIRECTORS' REMUNERATION
POLICY. | Management | | For | For | | |
| 5. | TO RE-ELECT SAFIATOU BA-N'DAW AS A DIRECTOR
OF THE COMPANY. | Management | | For | For | | |
| 6. | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF
THE COMPANY. | Management | | For | For | | |
| 7. | TO RE-ELECT NORBORNE COLE JR AS A DIRECTOR
OF THE COMPANY. | Management | | For | For | | |
| 8. | TO RE-ELECT CHRISTOPHER COLEMAN AS A
DIRECTOR OF THE COMPANY. | Management | | For | For | | |
| 9. | TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF
THE COMPANY. | Management | | For | For | | |
| 10. | TO RE-ELECT JEMAL-UD-DIN KASSUM (JAMIL
KASSUM) AS A DIRECTOR OF THE COMPANY. | Management | | For | For | | |
| 11. | TO RE-ELECT JEANINE MABUNDA LIOKO AS A
DIRECTOR OF THE COMPANY. | Management | | For | For | | |
| 12. | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF
THE COMPANY. | Management | | For | For | | |
| 13. | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A
DIRECTOR OF THE COMPANY. | Management | | For | For | | |
| 14. | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE
COMPANY TO HOLD OFFICE UNTIL THE
CONCLUSION OF THE NEXT ANNUAL GENERAL
MEETING OF THE COMPANY. | Management | | For | For | | |
| 15. | TO AUTHORISE THE DIRECTORS TO DETERMINE
THE REMUNERATION OF THE AUDITORS. | Management | | For | For | | |
| 16. | AUTHORITY TO ALLOT SHARES. | Management | | For | For | | |
| 17. | AWARD OF ORDINARY SHARES TO NON-EXECUTIVE
DIRECTORS OTHER THAN THE SENIOR
INDEPENDENT DIRECTOR AND THE CHAIRMAN. | Management | | For | For | | |
| 18. | AWARD OF ORDINARY SHARES TO THE SENIOR
INDEPENDENT DIRECTOR. | Management | | For | For | | |
| 19. | AWARD OF ORDINARY SHARES TO THE CHAIRMAN. | Management | | For | For | | |
| 20. | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | Management | | For | For | | |
| 21. | AUTHORITY FOR THE COMPANY TO PURCHASE ITS
OWN ORDINARY SHARES AND AMERICAN
DEPOSITARY SHARES. | Management | | For | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 600 | | 0 | 16-Apr-2016 | 27-Apr-2016 |
| PEPSICO, INC. | |
| Security | 713448108 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | PEP | | | | | | Meeting Date | | 04-May-2016 | |
| ISIN | US7134481081 | | | | | | Agenda | | 934349261 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CESAR CONDE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: IAN M. COOK | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: DINA DUBLON | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: RICHARD W. FISHER | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM R. JOHNSON | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: DAVID C. PAGE | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: ROBERT C. POHLAD | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | | For | For | | |
| 1N. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016. | Management | | For | For | | |
| 3. | ADVISORY APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | APPROVAL OF THE RENEWAL AND AMENDMENT OF
THE PEPSICO, INC. LONG-TERM INCENTIVE PLAN. | Management | | For | For | | |
| 5. | ESTABLISH BOARD COMMITTEE ON
SUSTAINABILITY. | Shareholder | | Against | For | | |
| 6. | REPORT ON MINIMIZING IMPACTS OF NEONICS. | Shareholder | | Against | For | | |
| 7. | POLICY REGARDING HOLY LAND PRINCIPLES. | Shareholder | | Against | For | | |
| 8. | ADOPT QUANTITATIVE RENEWABLE ENERGY
TARGETS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,000 | | 0 | 19-Mar-2016 | 05-May-2016 |
| CHIPOTLE MEXICAN GRILL, INC. | |
| Security | 169656105 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CMG | | | | | | Meeting Date | | 11-May-2016 | |
| ISIN | US1696561059 | | | | | | Agenda | | 934347825 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | | 1 | AL BALDOCCHI | | | | For | For | | |
| | | 2 | DARLENE FRIEDMAN | | | | For | For | | |
| | | 3 | JOHN CHARLESWORTH | | | | For | For | | |
| | | 4 | KIMBAL MUSK | | | | For | For | | |
| | | 5 | MONTY MORAN | | | | For | For | | |
| | | 6 | NEIL FLANZRAICH | | | | For | For | | |
| | | 7 | PAT FLYNN | | | | For | For | | |
| | | 8 | STEPHEN GILLETT | | | | For | For | | |
| | | 9 | STEVE ELLS | | | | For | For | | |
| 2. | AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF OUR EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT ("SAY-ON-
PAY"). | Management | | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2016. | Management | | For | For | | |
| 4. | A PROPOSAL TO APPROVE AN AMENDMENT TO
THE AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION OF CHIPOTLE MEXICAN GRILL,
INC., TO REMOVE A PROVISION ALLOWING ONLY
THE BOARD OF DIRECTORS OR THE CHAIRMAN OF
THE BOARD THE ABILITY TO CALL SPECIAL
MEETINGS OF SHAREHOLDERS. | Management | | For | For | | |
| 5. | A PROPOSAL TO APPROVE AMENDMENTS TO THE
CHIPOTLE MEXICAN GRILL, INC. AMENDED AND
RESTATED BYLAWS TO ADOPT A "PROXY ACCESS"
BYLAW ALLOWING A SHAREHOLDER, OR GROUP
OF NOT MORE THAN 20 SHAREHOLDERS, OWNING
AN AGGREGATE OF NOT LESS THAN 5% OF OUR
OUTSTANDING COMMON STOCK CONTINUOUSLY
FOR AT LEAST THREE YEARS TO SUBMIT A LIMITED
NUMBER OF CANDIDATES FOR ELECTION TO OUR
BOARD AND TO REQUIRE US TO INCLUDE SUCH
CANDIDATE(S), SUBJECT TO SATISFACTION OF THE
REQUIREMENTS OF OUR BYLAWS, IN OUR PROXY
MATERIALS FOR THE MEETING AT WHICH SUCH
ELECTION WILL BE HELD. | Management | | For | For | | |
| 6. | A SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING THAT
THE BOARD OF DIRECTORS ADOPT AND PRESENT
FOR SHAREHOLDER APPROVAL A "PROXY ACCESS"
BYLAW TO ALLOW A SHAREHOLDER OR GROUP OF
SHAREHOLDERS OWNING AN AGGREGATE OF 3%
OR MORE OF OUR OUTSTANDING COMMON STOCK
CONTINUOUSLY FOR AT LEAST THREE YEARS TO
SUBMIT A LIMITED NUMBER OF CANDIDATES FOR
ELECTION TO OUR BOARD AND TO REQUIRE US TO
INCLUDE SUCH CANDIDATE(S) IN OUR PROXY
MATERIALS FOR THE MEETING AT WHICH SUCH
ELECTION WILL BE HELD. | Shareholder | | Against | For | | |
| 7. | A SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING
ADOPTION OF A STOCK RETENTION POLICY FOR
SENIOR EXECUTIVES. | Shareholder | | Against | For | | |
| 8. | A SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING THAT
THE BOARD OF DIRECTORS IMPLEMENT CHANGES
TO CHIPOTLE'S GOVERNING DOCUMENTS TO
ALLOW SHAREHOLDERS OWNING AN AGGREGATE
OF 10% OF OUR OUTSTANDING COMMON STOCK
TO CALL SPECIAL MEETINGS OF SHAREHOLDERS. | Shareholder | | Against | For | | |
| 9. | A SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING
CHIPOTLE TO ISSUE AN ANNUAL SUSTAINABILITY
REPORT MEETING SPECIFIED CRITERIA. | Shareholder | | Against | For | | |
| 10. | A SHAREHOLDER PROPOSAL, IF PROPERLY
PRESENTED AT THE MEETING, REQUESTING THAT
OUR COMPENSATION COMMITTEE PREPARE AND
DISCLOSE A REPORT ON THE FEASIBILITY OF
INCORPORATING SUSTAINABILITY MEASURES INTO
EXECUTIVE OFFICER INCENTIVE COMPENSATION
PROGRAMS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 350 | | 0 | 26-Mar-2016 | 12-May-2016 |
| CVS HEALTH CORPORATION | |
| Security | 126650100 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CVS | | | | | | Meeting Date | | 19-May-2016 | |
| ISIN | US1266501006 | | | | | | Agenda | | 934366584 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: ALECIA A.
DECOUDREAUX | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | | For | For | | |
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC
ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE
APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | STOCKHOLDER PROPOSAL REGARDING A REPORT
ON ALIGNMENT OF CORPORATE VALUES AND
POLITICAL CONTRIBUTIONS. | Shareholder | | Against | For | | |
| 5. | STOCKHOLDER PROPOSAL REGARDING A REPORT
ON EXECUTIVE PAY. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,750 | | 0 | 08-Apr-2016 | 20-May-2016 |
| ALTRIA GROUP, INC. | |
| Security | 02209S103 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MO | | | | | | Meeting Date | | 19-May-2016 | |
| ISIN | US02209S1033 | | | | | | Agenda | | 934367497 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: GERALD L. BALILES | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: MARTIN J. BARRINGTON | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JOHN T. CASTEEN III | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: DINYAR S. DEVITRE | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: THOMAS F. FARRELL II | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: THOMAS W. JONES | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: W. LEO KIELY III | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: KATHRYN B. MCQUADE | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: GEORGE MUNOZ | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: NABIL Y. SAKKAB | Management | | For | For | | |
| 2. | RATIFICATION OF THE SELECTION OF
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM | Management | | For | For | | |
| 3. | NON-BINDING ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS | Management | | For | For | | |
| 4. | SHAREHOLDER PROPOSAL - REPORT ON TOBACCO
PRODUCT CONSTITUENTS AND INGREDIENTS AND
THEIR POTENTIAL HEALTH CONSEQUENCES | Shareholder | | Against | For | | |
| 5. | SHAREHOLDER PROPOSAL - PARTICIPATION IN
MEDIATION OF ANY ALLEGED HUMAN RIGHTS
VIOLATIONS INVOLVING ALTRIA'S OPERATIONS | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 2,500 | | 0 | 08-Apr-2016 | 20-May-2016 |
| CHEVRON CORPORATION | |
| Security | 166764100 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CVX | | | | | | Meeting Date | | 25-May-2016 | |
| ISIN | US1667641005 | | | | | | Agenda | | 934375925 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1A. | ELECTION OF DIRECTOR: A.B. CUMMINGS JR. | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: L.F. DEILY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: R.E. DENHAM | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: A.P. GAST | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: E. HERNANDEZ JR. | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: J.M. HUNTSMAN JR. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: C.W. MOORMAN IV | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: J.G. STUMPF | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: R.D. SUGAR | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: I.G. THULIN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: J.S. WATSON | Management | | For | For | | |
| 2. | RATIFICATION OF APPOINTMENT OF PWC AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE
OFFICER COMPENSATION | Management | | For | For | | |
| 4. | AMENDMENT TO THE CHEVRON CORPORATION
NON-EMPLOYEE DIRECTORS' EQUITY
COMPENSATION AND DEFERRAL PLAN | Management | | For | For | | |
| 5. | REPORT ON LOBBYING | Shareholder | | Against | For | | |
| 6. | ADOPT TARGETS TO REDUCE GHG EMISSIONS | Shareholder | | Against | For | | |
| 7. | REPORT ON CLIMATE CHANGE IMPACT
ASSESSMENT | Shareholder | | Against | For | | |
| 8. | REPORT ON RESERVE REPLACEMENTS | Shareholder | | Against | For | | |
| 9. | ADOPT DIVIDEND POLICY | Shareholder | | Against | For | | |
| 10. | REPORT ON SHALE ENERGY OPERATIONS | Shareholder | | Against | For | | |
| 11. | RECOMMEND INDEPENDENT DIRECTOR WITH
ENVIRONMENTAL EXPERTISE | Shareholder | | Against | For | | |
| 12. | SET SPECIAL MEETINGS THRESHOLD AT 10% | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 500 | | 0 | 08-Apr-2016 | 26-May-2016 |
| EXXON MOBIL CORPORATION | |
| Security | 30231G102 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | XOM | | | | | | Meeting Date | | 25-May-2016 | |
| ISIN | US30231G1022 | | | | | | Agenda | | 934383504 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | | 1 | M.J. BOSKIN | | | | For | For | | |
| | | 2 | P. BRABECK-LETMATHE | | | | For | For | | |
| | | 3 | A.F. BRALY | | | | For | For | | |
| | | 4 | U.M. BURNS | | | | For | For | | |
| | | 5 | L.R. FAULKNER | | | | For | For | | |
| | | 6 | J.S. FISHMAN | | | | For | For | | |
| | | 7 | H.H. FORE | | | | For | For | | |
| | | 8 | K.C. FRAZIER | | | | For | For | | |
| | | 9 | D.R. OBERHELMAN | | | | For | For | | |
| | | 10 | S.J. PALMISANO | | | | For | For | | |
| | | 11 | S.S REINEMUND | | | | For | For | | |
| | | 12 | R.W. TILLERSON | | | | For | For | | |
| | | 13 | W.C. WELDON | | | | For | For | | |
| | | 14 | D.W. WOODS | | | | For | For | | |
| 2. | RATIFICATION OF INDEPENDENT AUDITORS (PAGE
24) | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE
COMPENSATION (PAGE 26) | Management | | For | For | | |
| 4. | INDEPENDENT CHAIRMAN (PAGE 56) | Shareholder | | Against | For | | |
| 5. | CLIMATE EXPERT ON BOARD (PAGE 58) | Shareholder | | Against | For | | |
| 6. | HIRE AN INVESTMENT BANK (PAGE 59) | Shareholder | | Against | For | | |
| 7. | PROXY ACCESS BYLAW (PAGE 59) | Shareholder | | Against | For | | |
| 8. | REPORT ON COMPENSATION FOR WOMEN (PAGE
61) | Shareholder | | Against | For | | |
| 9. | REPORT ON LOBBYING (PAGE 63) | Shareholder | | Against | For | | |
| 10. | INCREASE CAPITAL DISTRIBUTIONS (PAGE 65) | Shareholder | | Against | For | | |
| 11. | POLICY TO LIMIT GLOBAL WARMING TO 2 C (PAGE
67) | Shareholder | | Against | For | | |
| 12. | REPORT ON IMPACTS OF CLIMATE CHANGE
POLICIES (PAGE 69) | Shareholder | | Against | For | | |
| 13. | REPORT RESERVE REPLACEMENTS IN BTUS (PAGE
71) | Shareholder | | Against | For | | |
| 14. | REPORT ON HYDRAULIC FRACTURING (PAGE 72) | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 1,000 | | 0 | 14-Apr-2016 | 26-May-2016 |
| ALPHABET INC | |
| Security | 02079K305 | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GOOGL | | | | | | Meeting Date | | 08-Jun-2016 | |
| ISIN | US02079K3059 | | | | | | Agenda | | 934406667 - Management |
| | | | | | | | | | | | | | | |
| Item | Proposal | | | Proposed
by | | Vote | For/Against
Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | | 1 | LARRY PAGE | | | | For | For | | |
| | | 2 | SERGEY BRIN | | | | For | For | | |
| | | 3 | ERIC E. SCHMIDT | | | | For | For | | |
| | | 4 | L. JOHN DOERR | | | | For | For | | |
| | | 5 | DIANE B. GREENE | | | | For | For | | |
| | | 6 | JOHN L. HENNESSY | | | | For | For | | |
| | | 7 | ANN MATHER | | | | For | For | | |
| | | 8 | ALAN R. MULALLY | | | | For | For | | |
| | | 9 | PAUL S. OTELLINI | | | | For | For | | |
| | | 10 | K. RAM SHRIRAM | | | | For | For | | |
| | | 11 | SHIRLEY M. TILGHMAN | | | | For | For | | |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS ALPHABET'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2016. | Management | | For | For | | |
| 3. | THE APPROVAL OF AMENDMENTS TO ALPHABET'S
2012 STOCK PLAN TO ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL). | Management | | For | For | | |
| 4. | THE APPROVAL OF AN AMENDMENT TO THE
FOURTH AMENDED AND RESTATED CERTIFICATE
OF INCORPORATION OF GOOGLE INC., ALPHABET'S
WHOLLY OWNED SUBSIDIARY, TO REMOVE A
PROVISION THAT REQUIRES THE VOTE OF THE
STOCKHOLDERS OF ALPHABET, IN ADDITION TO
THE VOTE OF ALPHABET (AS SOLE
STOCKHOLDER), IN ORDER FOR GOOGLE TO TAKE
CERTAIN ACTIONS. | Management | | For | For | | |
| 5. | A STOCKHOLDER PROPOSAL REGARDING EQUAL
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING. | Shareholder | | Against | For | | |
| 6. | A STOCKHOLDER PROPOSAL REGARDING A
LOBBYING REPORT, IF PROPERLY PRESENTED AT
THE MEETING. | Shareholder | | Against | For | | |
| 7. | A STOCKHOLDER PROPOSAL REGARDING A
POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 8. | A STOCKHOLDER PROPOSAL REGARDING THE
ADOPTION OF A MAJORITY VOTE STANDARD FOR
THE ELECTION OF DIRECTORS, IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 9. | A STOCKHOLDER PROPOSAL REGARDING AN
INDEPENDENT CHAIRMAN OF THE BOARD POLICY,
IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 10. | A STOCKHOLDER PROPOSAL REGARDING A
REPORT ON GENDER PAY, IF PROPERLY
PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | | | |
Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| 142212.1 | ALL TERRAIN
OPPORTUNITY
FUND | 142212.1 | UMB BANK,
N.A. | 100 | | 0 | 30-Apr-2016 | 09-Jun-2016 |
