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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22894
INVESTMENT MANAGERS SERIES TRUST II
(Exact name of registrant as specified in charter)
235 W. Galena Street, Milwaukee, WI | 53212 |
(Address of principal executive offices) | (Zip code) |
Constance Dye Shannon
235 W. Galena Street, Milwaukee, WI 53212
(Name and address of agent for service)
Registrant's telephone number, including area code: (414) 299-2295
Date of fiscal year end: September 30
Date of reporting period: November 30, 2015 (Funds Inception Date) - June 30, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Explanatory Note
This document is being filed again to correct the EDGAR submission type. It was originally filed under EDGAR Form Type N-Q on August 19, 2016. The accession number was 0001398344-16-017074.
ITEM 1. PROXY VOTING RECORD.
Gripman Proxy Tracking
GAVBX
Gripman Investment Advisors
| | | Date | Date | File | Vote | Ballot | | | | Mgmt | | Vote | | | | | | | | | | | |
Company | Ticker | CUSIP | Received | of Vote | Saved | Complete | Issue | | Description | | Recom. | | Cast | | Notes | | | | | | | | | |
Keysight Technologies | KEYS | 49339L103 | 2/8/2016 | 3/16/2016 | Yes | 2/9/2016 | 1.1 | | Elect Director Cullen | | For | | Against | | Voted against Cullen due to too many board appointments in my opinion | | |
| | | | | | | 1.2 | | Elect Director Halloran | | For | | Against | | Voted against Halloran as she worked with the CEO and CFO at Agilent and may not be impartial |
| | | | | | | 1.3 | | Elect Director Templeton | | For | | For | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | 2 | | Ratify Auditor | | For | | For | | | | | | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
| | | | | | | 3 | | Approve Executive Comp. | | For | | For | | Board statistics looked find, CEO comp was 13.7mm, largely LT. | | | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Korea Electric Power Corp. | KEP | 500631106 | 2/12/2016 | 2/12/2016 | Yes | 2/12/2016 | 1 | | Elect CEO Cho, Hwan-Eik | | For | | For | | The current CEO performed well during 2015 and remains well qualified for the postion. | |
| | | | | | | | | | | | | | | | | | | | | | | | |
Statoil ASA | STO | 85771P102 | | 6/10/2016 | | 4/27/2016 | 3 | | Chair for Meeting | | For | | For | | | | | | | | | | | |
| | | | | | | 4 | | Approval of Agenda | | For | | For | | | | | | | | | | | |
| | | | | | | 5 | | Election of signors | | For | | For | | | | | | | | | | | |
| | | | | | | 6 | | Annual Report Approval | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 7 | | Dividend Approval | | For | | For | | | | | | | | | | | |
| | | | | | | 8A | | Approval of 4Q Scrip Div | | For | | For | | | | | | | | | | | |
| | | | | | | 8B | | Approval of 2016 Scrip Div | | For | | Against | | We expect share prices to be higher and don't want dilution of shares | | | |
| | | | | | | 9 | | Shareholder Proposal | | Against | | Against | | | | | | | | | | | |
| | | | | | | 10 | | Corporate Governance | | For | | For | | | | | | | | | | | |
| | | | | | | 11A | | Management Comp | | For | | For | | | | | | | | | | | |
| | | | | | | 11B | | Management Incentives | | For | | For | | | | | | | | | | | |
| | | | | | | 12 | | Auditor Approval | | For | | For | | | | | | | | | | | |
| | | | | | | 13A | | Joint or individual vote | | No Vote | | Abstain | | Vote for individual directors | | | | | | | |
| | | | | | | 13B | | Tone Lunde Bakker Chair | | No Vote | | For | | Approve | | | | | | | | | |
| | | | | | | 13C | | Nils Bastiansen New | | No Vote | | For | | Approve | | | | | | | | | |
| | | | | | | 13D | | Greger Mannsverk | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13E | | Steinar Olsen | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13F | | Ingvald Strommen | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13G | | Rune Bjerke | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13H | | Siri Kalvig | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13I | | Terje Venold | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13J | | Kjersti Kleven | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13K | | Birgitte Ringstad Vartdal | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13L | | Jarle Roth | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13M | | Kathrine Naess | | No Vote | | Against | | We did not feel like she was properly qualified | | | | | |
| | | | | | | 13N | | Kjerstiin Fyllingen | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13O | | Nina Kivijervi Jonassen | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13P | | Hakon Volldal | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 13Q | | Kari Skeidsvoll Moe | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 14A | | Nomination Jointly | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 14B | | Nomination Indiv | | No Vote | | Abstain | | | | | | | | | | | |
| | | | | | | 14C | | Nomination Indiv | | No Vote | | Abstain | | | | | | | | | | | |
| | | | | | | 14D | | Nomination Indiv | | No Vote | | Abstain | | | | | | | | | | | |
| | | | | | | 14E | | Nomination Indiv | | No Vote | | Abstain | | | | | | | | | | | |
| | | | | | | 15 | | Savings Plan Share Purc | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 16 | | Share Annulment | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 17 | | Mktg Instructions | | No Vote | | For | | | | | | | | | | | |
| | | | | | | 18 | | Risk Mgmt Investigation | | No Vote | | For | | | | | | | | | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Investment Managers Series Trust II
By (Signature and Title)* | /s/ Terrance P. Gallagher | |
| Terrance P. Gallagher, President | |
Date | August 19, 2016 | | |
* Print the name and title of each signing officer under his or her signature.