ICON PLC | |
Security | G4705A100 | | | | | Meeting Type | Annual |
Ticker Symbol | ICLR | | | | | Meeting Date | 22-Jul-2016 |
ISIN | IE0005711209 | | | | | Agenda | 934450925 - Management |
Record Date | 27-May-2016 | | | | | Holding Recon Date | 27-May-2016 |
City / | Country | | | / | Ireland | | | | Vote Deadline Date | 20-Jul-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1.1 | ELECTION OF DIRECTOR: PROF. WILLIAM HALL | Management | For | For | |
1.2 | ELECTION OF DIRECTOR: DR. JOHN CLIMAX | Management | For | For | |
1.3 | ELECTION OF DIRECTOR: DR. STEVE CUTLER | Management | For | For | |
2. | TO RECEIVE THE ACCOUNTS AND REPORTS | Management | For | For | |
3. | TO AUTHORISE THE FIXING OF THE AUDITORS' REMUNERATION | Management | For | For | |
4. | TO AUTHORISE THE COMPANY TO ALLOT SHARES | Management | For | For | |
5. | TO DISAPPLY THE STATUTORY PRE-EMPTION RIGHTS | Management | For | For | |
6. | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF SHARES | Management | For | For | |
7. | TO AUTHORISE THE PRICE RANGE AT WHICH THE COMPANY CAN REISSUE SHARES THAT IT HOLDS AS TREASURY SHARES | Management | For | For | |
8. | TO AUTHORISE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | |
9. | TO AUTHORISE THE AMENDMENT OF THE COMPANY'S MEMORANDUM OF ASSOCIATION | Management | For | For | |
MCKESSON CORPORATION | |
Security | 58155Q103 | | | | | Meeting Type | Annual |
Ticker Symbol | MCK | | | | | Meeting Date | 27-Jul-2016 |
ISIN | US58155Q1031 | | | | | Agenda | 934453919 - Management |
Record Date | 31-May-2016 | | | | | Holding Recon Date | 31-May-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Jul-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | For | |
1C. | ELECTION OF DIRECTOR: N. ANTHONY COLES, M.D. | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | For | |
1E. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | For | |
1H. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: SUSAN R. SALKA | Management | For | For | |
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2017. | Management | For | For | |
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | Against | Against | |
4. | SHAREHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | Against | For | |
5. | SHAREHOLDER PROPOSAL ON DISCLOSURE OF POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | For | |
RALPH LAUREN CORPORATION | |
Security | 751212101 | | | | | Meeting Type | Annual |
Ticker Symbol | RL | | | | | Meeting Date | 11-Aug-2016 |
ISIN | US7512121010 | | | | | Agenda | 934454909 - Management |
Record Date | 13-Jun-2016 | | | | | Holding Recon Date | 13-Jun-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 10-Aug-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | FRANK A. BENNACK, JR. | | | Withheld | Against | |
| | 2 | JOEL L. FLEISHMAN | | | Withheld | Against | |
| | 3 | HUBERT JOLY | | | Withheld | Against | |
2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING APRIL 1, 2017. | Management | For | For | |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AND OUR COMPENSATION PHILOSOPHY, POLICIES AND PRACTICES AS DESCRIBED IN OUR 2016 PROXY STATEMENT. | Management | Against | Against | |
4. | APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR 2010 LONG- TERM STOCK INCENTIVE PLAN (THE "2010 STOCK INCENTIVE PLAN") TO INCREASE THE MAXIMUM NUMBER OF SHARES OF CLASS A COMMON STOCK AVAILABLE FOR AWARD GRANTS UNDER THE 2010 STOCK INCENTIVE PLAN FROM 6,062,518 SHARES TO 6,972,518 SHARES AND RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE 2010 STOCK INCENTIVE PLAN TO EXTEND THE FIVE-YEAR PERIOD FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | Against | Against | |
DIAGEO PLC | |
Security | 25243Q205 | | | | | Meeting Type | Annual |
Ticker Symbol | DEO | | | | | Meeting Date | 21-Sep-2016 |
ISIN | US25243Q2057 | | | | | Agenda | 934471703 - Management |
Record Date | 05-Aug-2016 | | | | | Holding Recon Date | 05-Aug-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 13-Sep-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | REPORT AND ACCOUNTS 2016. | Management | For | For | |
2. | DIRECTORS' REMUNERATION REPORT 2016. | Management | Against | Against | |
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | For | |
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
5. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION, CHAIRMAN OF COMMITTEE) | Management | Against | Against | |
6. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
7. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
8. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION, CHAIRMAN OF COMMITTEE) | Management | For | For | |
9. | RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
10. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE, CHAIRMAN OF COMMITTEE) | Management | For | For | |
11. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) | Management | Against | Against | |
12. | RE-ELECTION OF AJH STEWART AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
13. | ELECTION OF J FERRAN AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
14. | ELECTION OF KA MIKELLS AS A DIRECTOR. (EXECUTIVE) | Management | For | For | |
15. | ELECTION OF EN WALMSLEY AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION) | Management | Against | Against | |
16. | RE-APPOINTMENT OF AUDITOR. | Management | For | For | |
17. | REMUNERATION OF AUDITOR. | Management | For | For | |
18. | AUTHORITY TO ALLOT SHARES. | Management | For | For | |
19. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For | |
20. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES AT 28 101/108 PENCE (THE "ORDINARY SHARES"). | Management | For | For | |
21. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | For | |
AMERICA MOVIL, S.A.B. DE C.V. | |
Security | 02364W204 | | | | | Meeting Type | Special |
Ticker Symbol | AMOV | | | | | Meeting Date | 06-Oct-2016 |
ISIN | US02364W2044 | | | | | Agenda | 934483811 - Management |
Record Date | 16-Sep-2016 | | | | | Holding Recon Date | 16-Sep-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Sep-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | SUBMISSION, DISCUSSION, AND IF APPLICABLE, APPROVAL OF A PROPOSAL TO CARRY OUT ANY AND ALL NECESSARY ACTIONS TO DELIST THE COMPANY'S SHARES IN CERTAIN FOREIGN STOCK MARKETS AND QUOTATION SYSTEMS: NASDAQ AND LATIBEX. ADOPTION OF RESOLUTIONS THEREON. | Management | For | | |
2. | SUBMISSION, DISCUSSION, AND IF APPLICABLE, APPROVAL OF A PROPOSAL TO OFFER TO THE COMPANY'S SHAREHOLDERS THE OPTION TO RECEIVE SHARES OR CASH AS PAYMENT OF THE SECOND INSTALLMENT OF THE ORDINARY DIVIDEND APPROVED BY THE ANNUAL GENERAL MEETING OF SHAREHOLDERS HELD ON APRIL 18, 2016. ADOPTION OF RESOLUTIONS THEREON. | Management | For | | |
3. | APPOINTMENT OF DELEGATES TO EXECUTE, AND IF APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | | |
THE PROCTER & GAMBLE COMPANY | |
Security | 742718109 | | | | | Meeting Type | Annual |
Ticker Symbol | PG | | | | | Meeting Date | 11-Oct-2016 |
ISIN | US7427181091 | | | | | Agenda | 934472616 - Management |
Record Date | 12-Aug-2016 | | | | | Holding Recon Date | 12-Aug-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 10-Oct-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: FRANCIS S. BLAKE | Management | For | For | |
1B. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For | For | |
1C. | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: TERRY J. LUNDGREN | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: DAVID S. TAYLOR | Management | For | For | |
1H. | ELECTION OF DIRECTOR: MARGARET C. WHITMAN | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management | For | For | |
1J. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management | For | For | |
2. | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | |
3. | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY ON PAY" VOTE) | Management | Against | Against | |
4. | SHAREHOLDER PROPOSAL - REPORT ON LOBBYING POLICIES OF THIRD PARTY ORGANIZATIONS | Shareholder | Against | For | |
5. | SHAREHOLDER PROPOSAL - REPORT ON APPLICATION OF COMPANY NON-DISCRIMINATION POLICIES IN STATES WITH PRO-DISCRIMINATION LAWS | Shareholder | Against | For | |
YY INC-ADR | |
Security | 98426T106 | | | | | Meeting Type | Annual |
Ticker Symbol | YY | | | | | Meeting Date | 28-Nov-2016 |
ISIN | US98426T1060 | | | | | Agenda | 934495412 - Management |
Record Date | 19-Oct-2016 | | | | | Holding Recon Date | 19-Oct-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Nov-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1 | THAT THE COMPANY'S EXISTING ARTICLE 10(D)(III) OF THE ARTICLES OF ASSOCIATION OF THE COMPANY BE DELETED IN ITS ENTIRETY AND REPLACED IN SUBSTITUTION THEREFOR WITH THE FOLLOWING: "UPON ANY SALE, TRANSFER, ASSIGNMENT OR DISPOSITION OF CLASS B COMMON SHARES BY A HOLDER THEREOF TO ANY PERSON OR ENTITY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | | |
MONSANTO COMPANY | |
Security | 61166W101 | | | | | Meeting Type | Special |
Ticker Symbol | MON | | | | | Meeting Date | 13-Dec-2016 |
ISIN | US61166W1018 | | | | | Agenda | 934502697 - Management |
Record Date | 07-Nov-2016 | | | | | Holding Recon Date | 07-Nov-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 12-Dec-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF SEPTEMBER 14, 2016 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), BY AND AMONG MONSANTO COMPANY (THE "COMPANY"), BAYER AKTIENGESELLSCHAFT, A GERMAN STOCK CORPORATION ("BAYER"), AND KWA INVESTMENT CO., A DELAWARE ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |
2. | TO APPROVE, ON AN ADVISORY (NON-BINDING) BASIS, CERTAIN COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | Against | Against | |
3. | TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT OR IN THE ABSENCE OF A QUORUM. | Management | For | For | |
TARO PHARMACEUTICAL INDUSTRIES LTD. | |
Security | M8737E108 | | | | | Meeting Type | Annual |
Ticker Symbol | TARO | | | | | Meeting Date | 29-Dec-2016 |
ISIN | IL0010827181 | | | | | Agenda | 934511204 - Management |
Record Date | 28-Nov-2016 | | | | | Holding Recon Date | 28-Nov-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Dec-2016 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | APPROVAL OF RENEWED COMPENSATION POLICY FOR THE COMPANY'S OFFICE HOLDERS FOR A THREE-YEAR PERIOD. | Management | For | For | |
1A. | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST (A "PERSONAL INTEREST" UNDER THE COMPANIES LAW, AS DESCRIBED IN THE PROXY STATEMENT) (HEREINAFTER, A "CONFLICT OF INTEREST") IN THE APPROVAL OF PROPOSAL 1. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 1. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
2A. | RE-ELECTION OF DIRECTOR: DILIP SHANGHVI | Management | Against | Against | |
2B. | RE-ELECTION OF DIRECTOR: SUDHIR VALIA | Management | For | For | |
2C. | RE-ELECTION OF DIRECTOR: JAMES KEDROWSKI | Management | Against | Against | |
2D. | RE-ELECTION OF DIRECTOR: DOV PEKELMAN | Management | For | For | |
3. | APPROVAL OF THE REMUNERATION PAYABLE TO DILIP SHANGHVI, THE CHAIRMAN OF THE BOARD, AS DESCRIBED IN THE PROXY STATEMENT (SUBJECT TO HIS ELECTION UNDER PROPOSAL 2). | Management | Against | Against | |
3A. | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST IN THE APPROVAL OF PROPOSAL 3. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 3. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
4. | APPROVAL OF THE REMUNERATION PAYABLE TO SUDHIR VALIA, A DIRECTOR OF THE COMPANY, AS DESCRIBED IN THE PROXY STATEMENT (SUBJECT TO HIS ELECTION UNDER PROPOSAL 2). | Management | For | For | |
4A. | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST IN THE APPROVAL OF PROPOSAL 4. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 4. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
5. | APPROVAL OF THE REMUNERATION PAYABLE TO DOV PEKELMAN, A DIRECTOR OF THE COMPANY, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |
6. | ELECTION OF UDAY BALDOTA (THE COMPANY'S PROSPECTIVE CEO) TO THE BOARD AND APPROVAL OF THE REMUNERATION PAYABLE TO HIM, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |
6A. | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST IN THE APPROVAL OF PROPOSAL 6. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 6. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
7A. | ELECTION OF EXTERNAL DIRECTOR FOR A THREE- YEAR TERM COMMENCING AS OF JANUARY 1, 2017: MRS. LINDA BENSHOSHAN | Management | For | For | |
7B. | ELECTION OF EXTERNAL DIRECTOR FOR A THREE- YEAR TERM COMMENCING AS OF JANUARY 1, 2017: MR. ELHANAN STREIT | Management | For | For | |
7AA | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST IN THE ELECTION OF MRS. LINDA BENSHOSHAN PURSUANT TO PROPOSAL 7A. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 7A. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
7BB | THE UNDERSIGNED DOES NOT HAVE A CONFLICT OF INTEREST IN THE ELECTION OF MR. ELHANAN STREIT PURSUANT TO PROPOSAL 7B. IF YOU DO NOT VOTE ON THIS ITEM OR VOTE AGAINST THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROP 7B. FOR = I CERTIFY THAT I HAVE NO CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. AGAINST = I CERTIFY THAT I DO HAVE A CONFLICT OF INTEREST (PERSONAL INTEREST)FOR THIS PROPOSAL. | Management | For | | |
8. | ELECTION OF ABHAY GANDHI TO THE BOARD AND APPROVAL OF THE REMUNERATION PAYABLE TO HIM, AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |
9. | RE-APPOINTMENT OF ZIV HAFT CERTIFIED PUBLIC ACCOUNTANTS (ISRAEL), A BDO MEMBER FIRM, AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2017 AND AUTHORIZATION OF THE COMPANY'S AUDIT COMMITTEE AND/OR BOARD OF DIRECTORS TO FIX THEIR REMUNERATION. | Management | For | For | |
BECTON, DICKINSON AND COMPANY | |
Security | 075887109 | | | | | Meeting Type | Annual |
Ticker Symbol | BDX | | | | | Meeting Date | 24-Jan-2017 |
ISIN | US0758871091 | | | | | Agenda | 934513727 - Management |
Record Date | 02-Dec-2016 | | | | | Holding Recon Date | 02-Dec-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Jan-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: BASIL L. ANDERSON | Management | For | For | |
1B. | ELECTION OF DIRECTOR: CATHERINE M. BURZIK | Management | For | For | |
1C. | ELECTION OF DIRECTOR: R. ANDREW ECKERT | Management | For | For | |
1D. | ELECTION OF DIRECTOR: VINCENT A. FORLENZA | Management | For | For | |
1E. | ELECTION OF DIRECTOR: CLAIRE M. FRASER | Management | For | For | |
1F. | ELECTION OF DIRECTOR: CHRISTOPHER JONES | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |
1H. | ELECTION OF DIRECTOR: GARY A. MECKLENBURG | Management | For | For | |
1I. | ELECTION OF DIRECTOR: JAMES F. ORR | Management | For | For | |
1J. | ELECTION OF DIRECTOR: WILLARD J. OVERLOCK, JR. | Management | For | For | |
1K. | ELECTION OF DIRECTOR: CLAIRE POMEROY | Management | For | For | |
1L. | ELECTION OF DIRECTOR: REBECCA W. RIMEL | Management | For | For | |
1M. | ELECTION OF DIRECTOR: BERTRAM L. SCOTT | Management | For | For | |
2. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION ADVISORY VOTES. | Management | 1 Year | | |
5. | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR. | Shareholder | For | Against | |
AIR PRODUCTS AND CHEMICALS, INC. | |
Security | 009158106 | | | | | Meeting Type | Annual |
Ticker Symbol | APD | | | | | Meeting Date | 26-Jan-2017 |
ISIN | US0091581068 | | | | | Agenda | 934513424 - Management |
Record Date | 30-Nov-2016 | | | | | Holding Recon Date | 30-Nov-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Jan-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A | ELECTION OF DIRECTOR: SUSAN K. CARTER | Management | For | For | |
1B | ELECTION OF DIRECTOR: CHARLES I. COGUT | Management | For | For | |
1C | ELECTION OF DIRECTOR: SEIFI GHASEMI | Management | For | For | |
1D | ELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | |
1E | ELECTION OF DIRECTOR: DAVID H. Y. HO | Management | For | For | |
1F | ELECTION OF DIRECTOR: MARGARET G. MCGLYNN | Management | For | For | |
1G | ELECTION OF DIRECTOR: EDWARD L. MONSER | Management | For | For | |
1H | ELECTION OF DIRECTOR: MATTHEW H. PAULL | Management | For | For | |
2 | ADVISORY VOTE ON EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |
3 | FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |
4 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017. | Management | For | For | |
MONSANTO COMPANY | |
Security | 61166W101 | | | | | Meeting Type | Annual |
Ticker Symbol | MON | | | | | Meeting Date | 27-Jan-2017 |
ISIN | US61166W1018 | | | | | Agenda | 934514010 - Management |
Record Date | 05-Dec-2016 | | | | | Holding Recon Date | 05-Dec-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Jan-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: DWIGHT M. "MITCH" BARNS | Management | For | For | |
1B. | ELECTION OF DIRECTOR: GREGORY H. BOYCE | Management | For | For | |
1C. | ELECTION OF DIRECTOR: DAVID L. CHICOINE, PH.D. | Management | For | For | |
1D. | ELECTION OF DIRECTOR: JANICE L. FIELDS | Management | For | For | |
1E. | ELECTION OF DIRECTOR: HUGH GRANT | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ARTHUR H. HARPER | Management | For | For | |
1G. | ELECTION OF DIRECTOR: LAURA K. IPSEN | Management | For | For | |
1H. | ELECTION OF DIRECTOR: MARCOS M. LUTZ | Management | For | For | |
1I. | ELECTION OF DIRECTOR: C. STEVEN MCMILLAN | Management | For | For | |
1J. | ELECTION OF DIRECTOR: JON R. MOELLER | Management | For | For | |
1K. | ELECTION OF DIRECTOR: GEORGE H. POSTE, PH.D., D.V.M. | Management | For | For | |
1L. | ELECTION OF DIRECTOR: ROBERT J. STEVENS | Management | For | For | |
1M. | ELECTION OF DIRECTOR: PATRICIA VERDUIN, PH.D. | Management | For | For | |
2. | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | For | For | |
3. | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
4. | ADVISORY (NON-BINDING) VOTE ON FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | APPROVAL OF PERFORMANCE GOALS UNDER, AND AN AMENDMENT TO, THE LONG-TERM INCENTIVE PLAN. | Management | For | For | |
6. | SHAREOWNER PROPOSAL: LOBBYING REPORT. | Shareholder | Against | For | |
7. | SHAREOWNER PROPOSAL: GLYPHOSATE REPORT. | Shareholder | Against | For | |
NXP SEMICONDUCTORS NV. | |
Security | N6596X109 | | | | | Meeting Type | Special |
Ticker Symbol | NXPI | | | | | Meeting Date | 27-Jan-2017 |
ISIN | NL0009538784 | | | | | Agenda | 934520897 - Management |
Record Date | 30-Dec-2016 | | | | | Holding Recon Date | 30-Dec-2016 |
City / | Country | | | / | Netherlands | | | | Vote Deadline Date | 26-Jan-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
3.A | THE PROPOSAL TO APPOINT MR. STEVE MOLLENKOPF AS EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |
3.B | THE PROPOSAL TO APPOINT MR. DEREK K. ABERLE AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |
3.C | THE PROPOSAL TO APPOINT MR. GEORGE S. DAVIS AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |
3.D | THE PROPOSAL TO APPOINT MR. DONALD J. ROSENBERG AS NON-EXECUTIVE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |
3.E | THE PROPOSAL TO APPOINT MR. BRIAN MODOFF AS NON-EXECUTIVE DIRECTOR SUBJECT TO AND CONDITIONAL UPON THE OCCURRENCE OF AND EFFECTIVE AS OF CLOSING. | Management | For | For | |
4. | THE PROPOSAL TO GRANT FULL AND FINAL DISCHARGE TO EACH MEMBER ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |
5.A | THE PROPOSAL TO APPROVE OF THE ASSET SALE AS REQUIRED UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE CONDITIONAL UPON AND SUBJECT TO (I) BUYER HAVING ACCEPTED FOR PAYMENT THE ACQUIRED SHARES AND (II) THE NUMBER OF ACQUIRED SHARES MEETING THE ASSET SALE THRESHOLD. | Management | For | For | |
5.B | THE PROPOSAL TO (I) DISSOLVE NXP (II) APPOINT STICHTING ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | For | For | |
6.A | THE PROPOSAL TO AMEND NXP'S ARTICLES OF ASSOCIATION, SUBJECT TO CLOSING. | Management | For | For | |
6.B | THE PROPOSAL TO CONVERT NXP AND AMEND THE ARTICLES OF ASSOCIATION, SUBJECT TO DELISTING OF NXP FROM NASDAQ. | Management | For | For | |
VISA INC. | |
Security | 92826C839 | | | | | Meeting Type | Annual |
Ticker Symbol | V | | | | | Meeting Date | 31-Jan-2017 |
ISIN | US92826C8394 | | | | | Agenda | 934512890 - Management |
Record Date | 02-Dec-2016 | | | | | Holding Recon Date | 02-Dec-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 30-Jan-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: LLOYD A. CARNEY | Management | For | For | |
1B. | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | For | For | |
1C. | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | For | |
1D. | ELECTION OF DIRECTOR: GARY A. HOFFMAN | Management | For | For | |
1E. | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | For | |
1G. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |
1H. | ELECTION OF DIRECTOR: JOHN A.C. SWAINSON | Management | For | For | |
1I. | ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. | Management | For | For | |
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | For | For | |
DEERE & COMPANY | |
Security | 244199105 | | | | | Meeting Type | Annual |
Ticker Symbol | DE | | | | | Meeting Date | 22-Feb-2017 |
ISIN | US2441991054 | | | | | Agenda | 934520518 - Management |
Record Date | 30-Dec-2016 | | | | | Holding Recon Date | 30-Dec-2016 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Feb-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: SAMUEL R. ALLEN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | For | For | |
1C. | ELECTION OF DIRECTOR: VANCE D. COFFMAN | Management | For | For | |
1D. | ELECTION OF DIRECTOR: ALAN C. HEUBERGER | Management | For | For | |
1E. | ELECTION OF DIRECTOR: DIPAK C. JAIN | Management | For | For | |
1F. | ELECTION OF DIRECTOR: MICHAEL O. JOHANNS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: CLAYTON M. JONES | Management | For | For | |
1H. | ELECTION OF DIRECTOR: BRIAN M. KRZANICH | Management | For | For | |
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | |
1J. | ELECTION OF DIRECTOR: SHERRY M. SMITH | Management | For | For | |
1K. | ELECTION OF DIRECTOR: DMITRI L. STOCKTON | Management | For | For | |
1L. | ELECTION OF DIRECTOR: SHEILA G. TALTON | Management | For | For | |
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |
3. | NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | Management | For | For | |
5. | STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | Against | |
GRUPO AEROPORTUARIO DEL CENTRO NORTE | |
Security | 400501102 | | | | | Meeting Type | Annual |
Ticker Symbol | OMAB | | | | | Meeting Date | 24-Feb-2017 |
ISIN | US4005011022 | | | | | Agenda | 934531155 - Management |
Record Date | 07-Feb-2017 | | | | | Holding Recon Date | 07-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Feb-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
I | DISCUSSION AND, IN THE EVENT, APPROVAL OF A PROPOSAL TO DESIGNATE AND/OR RATIFY, AS THE CASE MAY BE, MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY. RESOLUTIONS IN THIS REGARD. | Management | For | For | |
II | DISCUSSION AND, IN THE EVENT, APPROVAL OF RESOLUTIONS REGARDING THE REVOCATION OF CERTAIN POWERS PREVIOUSLY AUTHORIZED BY THE COMPANY, AND, IN THE EVENT, THE AUTHORIZATION AND/OR RATIFICATION OF POWERS TO REPRESENT THE COMPANY. | Management | For | For | |
III | APPOINTMENT OF SPECIAL DELEGATES. | Management | For | For | |
NOVARTIS AG | |
Security | 66987V109 | | | | | Meeting Type | Annual |
Ticker Symbol | NVS | | | | | Meeting Date | 28-Feb-2017 |
ISIN | US66987V1098 | | | | | Agenda | 934527625 - Management |
Record Date | 20-Jan-2017 | | | | | Holding Recon Date | 20-Jan-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Feb-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2016 FINANCIAL YEAR | Management | For | For | |
2. | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |
3. | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | |
4. | REDUCTION OF SHARE CAPITAL | Management | For | For | |
5A. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING | Management | For | For | |
5B. | BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E. 2018 | Management | Against | Against | |
5C. | ADVISORY VOTE ON THE 2016 COMPENSATION REPORT | Management | Against | Against | |
6A. | RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: JOERG REINHARDT, PH.D. | Management | For | For | |
6B. | RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, M.D., PH.D. | Management | For | For | |
6C. | RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. | Management | For | For | |
6D. | RE-ELECTION OF DIRECTOR: TON BUECHNER | Management | For | For | |
6E. | RE-ELECTION OF DIRECTOR: SRIKANT DATAR, PH.D. | Management | Against | Against | |
6F. | RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY | Management | For | For | |
6G. | RE-ELECTION OF DIRECTOR: ANN FUDGE | Management | Against | Against | |
6H. | RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, PH.D. | Management | For | For | |
6I. | RE-ELECTION OF DIRECTOR: ANDREAS VON PLANTA, PH.D. | Management | For | For | |
6J. | RE-ELECTION OF DIRECTOR: CHARLES L. SAWYERS, M.D. | Management | For | For | |
6K. | RE-ELECTION OF DIRECTOR: ENRICO VANNI, PH.D. | Management | Against | Against | |
6L. | RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS | Management | Against | Against | |
6M. | RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN | Management | For | For | |
7A. | RE-ELECTION TO THE COMPENSATION COMMITTEE: SRIKANT DATAR, PH.D. | Management | Against | Against | |
7B. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ANN FUDGE | Management | Against | Against | |
7C. | RE-ELECTION TO THE COMPENSATION COMMITTEE: ENRICO VANNI, PH.D. | Management | Against | Against | |
7D. | RE-ELECTION TO THE COMPENSATION COMMITTEE: WILLIAM T. WINTERS | Management | Against | Against | |
8. | RE-ELECTION OF THE STATUTORY AUDITOR | Management | For | For | |
9. | RE-ELECTION OF THE INDEPENDENT PROXY | Management | For | For | |
10. | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL). | Management | Against | | |
HELMERICH & PAYNE, INC. | |
Security | 423452101 | | | | | Meeting Type | Annual |
Ticker Symbol | HP | | | | | Meeting Date | 01-Mar-2017 |
ISIN | US4234521015 | | | | | Agenda | 934522512 - Management |
Record Date | 06-Jan-2017 | | | | | Holding Recon Date | 06-Jan-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 28-Feb-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: RANDY A. FOUTCH | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: HANS HELMERICH | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: JOHN W. LINDSAY | Management | For | For | |
1D. | ELECTION OF DIRECTOR: PAULA MARSHALL | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: THOMAS A. PETRIE | Management | For | For | |
1F. | ELECTION OF DIRECTOR: DONALD F. ROBILLARD, JR. | Management | For | For | |
1G. | ELECTION OF DIRECTOR: EDWARD B. RUST, JR. | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: JOHN D. ZEGLIS | Management | Against | Against | |
2. | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017. | Management | Against | Against | |
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | | |
QUALCOMM INCORPORATED | |
Security | 747525103 | | | | | Meeting Type | Annual |
Ticker Symbol | QCOM | | | | | Meeting Date | 07-Mar-2017 |
ISIN | US7475251036 | | | | | Agenda | 934522435 - Management |
Record Date | 09-Jan-2017 | | | | | Holding Recon Date | 09-Jan-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 06-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: JEFFREY W. HENDERSON | Management | For | For | |
1C. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |
1D. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | |
1E. | ELECTION OF DIRECTOR: ANN M. LIVERMORE | Management | For | For | |
1F. | ELECTION OF DIRECTOR: HARISH MANWANI | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN | Management | For | For | |
1H. | ELECTION OF DIRECTOR: STEVE MOLLENKOPF | Management | For | For | |
1I. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | |
1J. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | |
1K. | ELECTION OF DIRECTOR: ANTHONY J. VINCIQUERRA | Management | For | For | |
2. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 24, 2017. | Management | Against | Against | |
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION. | Management | For | For | |
4. | STOCKHOLDER PROPOSAL TO AMEND THE PROXY ACCESS PROVISION OF OUR AMENDED AND RESTATED BYLAWS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | |
THE WALT DISNEY COMPANY | |
Security | 254687106 | | | | | Meeting Type | Annual |
Ticker Symbol | DIS | | | | | Meeting Date | 08-Mar-2017 |
ISIN | US2546871060 | | | | | Agenda | 934523437 - Management |
Record Date | 09-Jan-2017 | | | | | Holding Recon Date | 09-Jan-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 07-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: JACK DORSEY | Management | For | For | |
1D. | ELECTION OF DIRECTOR: ROBERT A. IGER | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: MARK G. PARKER | Management | For | For | |
1J. | ELECTION OF DIRECTOR: SHERYL K. SANDBERG | Management | For | For | |
1K. | ELECTION OF DIRECTOR: ORIN C. SMITH | Management | Against | Against | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | Against | Against | |
3. | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | Against | Against | |
4. | TO APPROVE HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED. | Management | 1 Year | For | |
5. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT DISCLOSING INFORMATION REGARDING THE COMPANY'S LOBBYING POLICIES AND ACTIVITIES. | Shareholder | Against | For | |
6. | TO APPROVE THE SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE COMPANY'S BYLAWS RELATING TO PROXY ACCESS TO INCREASE THE NUMBER OF PERMITTED NOMINEES, REMOVE THE LIMIT ON AGGREGATING SHARES TO MEET THE SHAREHOLDING REQUIREMENT, AND REMOVE THE LIMITATION ON RENOMINATION OF PERSONS BASED ON VOTES IN A PRIOR ELECTION. | Shareholder | For | Against | |
TESORO CORPORATION | |
Security | 881609101 | | | | | Meeting Type | Special |
Ticker Symbol | TSO | | | | | Meeting Date | 24-Mar-2017 |
ISIN | US8816091016 | | | | | Agenda | 934532121 - Management |
Record Date | 10-Feb-2017 | | | | | Holding Recon Date | 10-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO APPROVE THE ISSUANCE OF SHARES OF TESORO COMMON STOCK IN CONNECTION WITH THE MERGER AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF NOVEMBER 16, 2016, AMONG WESTERN REFINING, INC., TESORO CORPORATION, TAHOE MERGER SUB 1, INC. AND TAHOE MERGER SUB 2, LLC, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |
2. | TO ADOPT AN AMENDMENT TO THE TESORO CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF TESORO COMMON STOCK FROM 200 MILLION TO 300 MILLION. | Management | For | For | |
3. | TO ADJOURN THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE PROPOSAL 1. | Management | For | For | |
THE TORONTO-DOMINION BANK | |
Security | 891160509 | | | | | Meeting Type | Annual |
Ticker Symbol | TD | | | | | Meeting Date | 30-Mar-2017 |
ISIN | CA8911605092 | | | | | Agenda | 934531458 - Management |
Record Date | 01-Feb-2017 | | | | | Holding Recon Date | 01-Feb-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 28-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
A | DIRECTOR | Management | | | |
| | 1 | WILLIAM E. BENNETT | | | Withheld | Against | |
| | 2 | AMY W. BRINKLEY | | | For | For | |
| | 3 | BRIAN C. FERGUSON | | | For | For | |
| | 4 | COLLEEN A. GOGGINS | | | For | For | |
| | 5 | MARY JO HADDAD | | | For | For | |
| | 6 | JEAN-RENÉ HALDE | | | For | For | |
| | 7 | DAVID E. KEPLER | | | For | For | |
| | 8 | BRIAN M. LEVITT | | | For | For | |
| | 9 | ALAN N. MACGIBBON | | | For | For | |
| | 10 | KAREN E. MAIDMENT | | | For | For | |
| | 11 | BHARAT B. MASRANI | | | For | For | |
| | 12 | IRENE R. MILLER | | | Withheld | Against | |
| | 13 | NADIR H. MOHAMED | | | For | For | |
| | 14 | CLAUDE MONGEAU | | | For | For | |
B | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR | Management | Withheld | Against | |
C | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR *ADVISORY VOTE* | Management | For | For | |
D | SHAREHOLDER PROPOSAL A | Shareholder | Against | For | |
E | SHAREHOLDER PROPOSAL B | Shareholder | Against | For | |
F | SHAREHOLDER PROPOSAL C | Shareholder | Against | For | |
G | SHAREHOLDER PROPOSAL D | Shareholder | Against | For | |
H | SHAREHOLDER PROPOSAL E | Shareholder | For | Against | |
I | SHAREHOLDER PROPOSAL F | Shareholder | For | Against | |
J | SHAREHOLDER PROPOSAL G | Shareholder | For | Against | |
THE BANK OF NOVA SCOTIA | |
Security | 064149107 | | | | | Meeting Type | Annual |
Ticker Symbol | BNS | | | | | Meeting Date | 04-Apr-2017 |
ISIN | CA0641491075 | | | | | Agenda | 934532715 - Management |
Record Date | 07-Feb-2017 | | | | | Holding Recon Date | 07-Feb-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 31-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | NORA A. AUFREITER | | | For | For | |
| | 2 | GUILLERMO E. BABATZ | | | For | For | |
| | 3 | SCOTT B. BONHAM | | | For | For | |
| | 4 | CHARLES H. DALLARA | | | For | For | |
| | 5 | WILLIAM R. FATT | | | For | For | |
| | 6 | TIFF MACKLEM | | | For | For | |
| | 7 | THOMAS C. O'NEILL | | | For | For | |
| | 8 | EDUARDO PACHECO | | | For | For | |
| | 9 | BRIAN J. PORTER | | | For | For | |
| | 10 | UNA M. POWER | | | For | For | |
| | 11 | AARON W. REGENT | | | For | For | |
| | 12 | INDIRA V. SAMARASEKERA | | | For | For | |
| | 13 | SUSAN L. SEGAL | | | For | For | |
| | 14 | BARBARA S. THOMAS | | | Withheld | Against | |
| | 15 | L. SCOTT THOMSON | | | For | For | |
02 | APPOINTMENT OF KPMG LLP AS AUDITORS | Management | Withheld | Against | |
03 | ADVISORY VOTE ON NON-BINDING RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Management | For | For | |
04 | SHAREHOLDER PROPOSAL 1 - WITHDRAWAL FROM TAX HAVENS. | Shareholder | Against | For | |
CARNIVAL CORPORATION | |
Security | 143658300 | | | | | Meeting Type | Annual |
Ticker Symbol | CCL | | | | | Meeting Date | 05-Apr-2017 |
ISIN | PA1436583006 | | | | | Agenda | 934529922 - Management |
Record Date | 06-Feb-2017 | | | | | Holding Recon Date | 06-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 04-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | |
2. | TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | |
3. | TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | |
4. | TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | Against | Against | |
5. | TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | Against | Against | |
6. | TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | |
7. | TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | Against | Against | |
8. | TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | Against | Against | |
9. | TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | Against | Against | |
10. | TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC. | Management | For | For | |
11. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | For | For | |
12. | TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION & PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES). | Management | 1 Year | For | |
13. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | Against | Against | |
14. | TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | Against | Against | |
15. | TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE SELECTION OF THE U.S. FIRM OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR CARNIVAL CORPORATION. | Management | Against | Against | |
16. | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF CARNIVAL PLC. | Management | Against | Against | |
17. | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES). | Management | For | For | |
18. | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | |
19. | TO APPROVE THE DISAPPLICATION OF PRE- EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK COMPANIES). | Management | For | For | |
20. | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET (IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK PROGRAMS). | Management | Against | Against | |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |
Security | 806857108 | | | | | Meeting Type | Annual |
Ticker Symbol | SLB | | | | | Meeting Date | 05-Apr-2017 |
ISIN | AN8068571086 | | | | | Agenda | 934533705 - Management |
Record Date | 15-Feb-2017 | | | | | Holding Recon Date | 15-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 04-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | |
1B. | ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO | Management | For | For | |
1C. | ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES | Management | For | For | |
1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: HELGE LUND | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | |
1I. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | |
1J. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | Against | Against | |
1K. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | |
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |
3. | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS. | Management | For | For | |
5. | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | Against | Against | |
6. | TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN. | Management | For | For | |
7. | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN. | Management | For | For | |
INFOSYS LIMITED | |
Security | 456788108 | | | | | Meeting Type | Special |
Ticker Symbol | INFY | | | | | Meeting Date | 05-Apr-2017 |
ISIN | US4567881085 | | | | | Agenda | 934545813 - Management |
Record Date | 06-Mar-2017 | | | | | Holding Recon Date | 06-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 23-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | ORDINARY RESOLUTION FOR REVISION IN COMPENSATION OF U. B. PRAVIN RAO, CHIEF OPERATING OFFICER & WHOLE-TIME DIRECTOR | Management | For | | |
2. | ORDINARY RESOLUTION FOR APPOINTMENT OF D. N. PRAHLAD, AS AN INDEPENDENT DIRECTOR | Management | For | | |
3. | SPECIAL RESOLUTION TO ADOPT NEW ARTICLES OF ASSOCIATION OF THE COMPANY IN CONFORMITY WITH THE COMPANIES ACT, 2013 | Management | For | | |
AMERICA MOVIL, S.A.B. DE C.V. | |
Security | 02364W204 | | | | | Meeting Type | Annual |
Ticker Symbol | AMOV | | | | | Meeting Date | 05-Apr-2017 |
ISIN | US02364W2044 | | | | | Agenda | 934560411 - Management |
Record Date | 20-Mar-2017 | | | | | Holding Recon Date | 20-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 31-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | THE REPORT OF THE CHIEF EXECUTIVE OFFICER PROVIDED FOR IN ARTICLE 172 OF THE MEXICAN GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES MERCANTILES), AND SECTION XI OF ARTICLE 44 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES), TOGETHER WITH THE REPORT OF THE EXTERNAL AUDITOR, ON THE COMPANY'S OPERATIONS AND RESULTS DURING THE YEAR ENDED ON DECEMBER 31, 2016, AND THE OPINION OF THE BOARD OF DIRECTORS THEREON. | Management | For | | |
1B. | THE REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN PARAGRAPH (B) OF THE MEXICAN GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES MERCANTILES), ON THE PRINCIPAL ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN CONNECTION WITH THE PREPARATION OF THE COMPANY'S FINANCIAL INFORMATION. | Management | For | | |
1C. | THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN SECTION IV (E) OF ARTICLE 28 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | Management | For | | |
1D. | THE ANNUAL REPORT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE REFERRED TO IN ARTICLE 43 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | Management | For | | |
1E. | THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED ON DECEMBER 31, 2016, INCLUDING A PROPOSAL TO PAY A DIVIDEND FROM THE COMPANY'S PROFIT TAX ACCOUNT (CUENTA DE UTILIDAD FISCAL). | Management | For | | |
1F. | THE ANNUAL REPORT WITH RESPECT TO THE COMPANY'S SHARE REPURCHASE PROGRAM FOR THE YEAR ENDED ON DECEMBER 31, 2016. | Management | For | | |
2. | RATIFICATION, IF APPLICABLE, OF THE PERFORMANCE OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER DURING THE FISCAL YEAR OF 2016, AND APPOINTMENT, OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS, THE CORPORATE SECRETARY, THE CORPORATE PRO-SECRETARY AND THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AND DETERMINATION OF THEIR COMPENSATION. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
3. | RATIFICATION, IF APPLICABLE, OF THE PERFORMANCE OF THE EXECUTIVE AND AUDIT AND CORPORATE PRACTICES COMMITTEES DURING THE FISCAL YEAR OF 2016, AND APPOINTMENT, OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE EXECUTIVE AND AUDIT AND CORPORATE PRACTICES COMMITTEES, AND DETERMINATION OF THEIR COMPENSATION. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
4. | SUBMISSION, AND, IF APPLICABLE, APPROVAL OF A PROPOSAL TO DETERMINE THE AMOUNT OF RESOURCES TO BE ALLOCATED TO THE COMPANY'S BUYBACK PROGRAM. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
5. | APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | | |
AMERICA MOVIL, S.A.B. DE C.V. | |
Security | 02364W204 | | | | | Meeting Type | Annual |
Ticker Symbol | AMOV | | | | | Meeting Date | 05-Apr-2017 |
ISIN | US02364W2044 | | | | | Agenda | 934567617 - Management |
Record Date | 27-Mar-2017 | | | | | Holding Recon Date | 27-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 31-Mar-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | THE REPORT OF THE CHIEF EXECUTIVE OFFICER PROVIDED FOR IN ARTICLE 172 OF THE MEXICAN GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES MERCANTILES), AND SECTION XI OF ARTICLE 44 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES), TOGETHER WITH THE REPORT OF THE EXTERNAL AUDITOR, ON THE COMPANY'S OPERATIONS AND RESULTS DURING THE YEAR ENDED ON DECEMBER 31, 2016, AND THE OPINION OF THE BOARD OF DIRECTORS THEREON. | Management | For | | |
1B. | THE REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN PARAGRAPH (B) OF THE MEXICAN GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES MERCANTILES), ON THE PRINCIPAL ACCOUNTING AND INFORMATION POLICIES AND CRITERIA FOLLOWED IN CONNECTION WITH THE PREPARATION OF THE COMPANY'S FINANCIAL INFORMATION. | Management | For | | |
1C. | THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REFERRED TO IN SECTION IV (E) OF ARTICLE 28 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | Management | For | | |
1D. | THE ANNUAL REPORT OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE REFERRED TO IN ARTICLE 43 OF THE MEXICAN SECURITIES MARKET LAW (LEY DEL MERCADO DE VALORES). | Management | For | | |
1E. | THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED ON DECEMBER 31, 2016, INCLUDING A PROPOSAL TO PAY A DIVIDEND FROM THE COMPANY'S PROFIT TAX ACCOUNT (CUENTA DE UTILIDAD FISCAL). | Management | For | | |
1F. | THE ANNUAL REPORT WITH RESPECT TO THE COMPANY'S SHARE REPURCHASE PROGRAM FOR THE YEAR ENDED ON DECEMBER 31, 2016. | Management | For | | |
2. | RATIFICATION, IF APPLICABLE, OF THE PERFORMANCE OF THE BOARD OF DIRECTORS AND THE CHIEF EXECUTIVE OFFICER DURING THE FISCAL YEAR OF 2016, AND APPOINTMENT, OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS, THE CORPORATE SECRETARY, THE CORPORATE PRO-SECRETARY AND THE CHAIRMAN OF THE AUDIT AND CORPORATE PRACTICES COMMITTEE, AND DETERMINATION OF THEIR COMPENSATION. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
3. | RATIFICATION, IF APPLICABLE, OF THE PERFORMANCE OF THE EXECUTIVE AND AUDIT AND CORPORATE PRACTICES COMMITTEES DURING THE FISCAL YEAR OF 2016, AND APPOINTMENT, OR, AS THE CASE MAY BE, REELECTION OF THE MEMBERS OF THE EXECUTIVE AND AUDIT AND CORPORATE PRACTICES COMMITTEES, AND DETERMINATION OF THEIR COMPENSATION. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
4. | SUBMISSION, AND, IF APPLICABLE, APPROVAL OF A PROPOSAL TO DETERMINE THE AMOUNT OF RESOURCES TO BE ALLOCATED TO THE COMPANY'S BUYBACK PROGRAM. ADOPTION OF RESOLUTIONS THEREON. | Management | Against | | |
5. | APPOINTMENT OF DELEGATES TO EXECUTE, AND IF, APPLICABLE, FORMALIZE THE RESOLUTIONS ADOPTED BY THE MEETING. ADOPTION OF RESOLUTIONS THEREON. | Management | For | | |
FIAT CHRYSLER AUTOMOBILES N.V. | |
Security | N31738102 | | | | | Meeting Type | Annual |
Ticker Symbol | FCAU | | | | | Meeting Date | 14-Apr-2017 |
ISIN | NL0010877643 | | | | | Agenda | 934543629 - Management |
Record Date | 23-Feb-2017 | | | | | Holding Recon Date | 23-Feb-2017 |
City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 06-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
2D. | ADOPTION OF THE 2016 ANNUAL ACCOUNTS | Management | For | For | |
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2016 | Management | For | For | |
3A. | APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN | Management | Against | Against | |
3B. | APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE | Management | Against | Against | |
4A. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: RONALD L. THOMPSON | Management | For | For | |
4B. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: ANDREA AGNELLI | Management | For | For | |
4C. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA | Management | For | For | |
4D. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: GLENN EARLE | Management | For | For | |
4E. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: VALERIE A. MARS | Management | For | For | |
4F. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: RUTH J. SIMMONS | Management | For | For | |
4G. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: MICHELANGELO A. VOLPI | Management | For | For | |
4H. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT | Management | For | For | |
4I. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA | Management | For | For | |
5. | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF DIRECTORS | Management | For | For | |
6. | PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | For | |
7. | DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |
9. | PROPOSAL TO DEMERGE FROM THE COMPANY THE INTEREST TO BE HELD IN GRUPPO EDITORIALE L'ESPRESSO S.P.A. IN ACCORDANCE WITH THE DEMERGER PROPOSAL | Management | For | For | |
FIAT CHRYSLER AUTOMOBILES N.V. | |
Security | N31738102 | | | | | Meeting Type | Annual |
Ticker Symbol | FCAU | | | | | Meeting Date | 14-Apr-2017 |
ISIN | NL0010877643 | | | | | Agenda | 934559519 - Management |
Record Date | 17-Mar-2017 | | | | | Holding Recon Date | 17-Mar-2017 |
City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 06-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
2D. | ADOPTION OF THE 2016 ANNUAL ACCOUNTS | Management | For | For | |
2E. | GRANTING OF DISCHARGE TO THE DIRECTORS IN RESPECT OF THE PERFORMANCE OF THEIR DUTIES DURING THE FINANCIAL YEAR 2016 | Management | For | For | |
3A. | APPOINTMENT OF THE EXECUTIVE DIRECTOR: JOHN ELKANN | Management | Against | Against | |
3B. | APPOINTMENT OF THE EXECUTIVE DIRECTOR: SERGIO MARCHIONNE | Management | Against | Against | |
4A. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: RONALD L. THOMPSON | Management | For | For | |
4B. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: ANDREA AGNELLI | Management | For | For | |
4C. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: TIBERTO BRANDOLINI D'ADDA | Management | For | For | |
4D. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: GLENN EARLE | Management | For | For | |
4E. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: VALERIE A. MARS | Management | For | For | |
4F. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: RUTH J. SIMMONS | Management | For | For | |
4G. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: MICHELANGELO A. VOLPI | Management | For | For | |
4H. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: PATIENCE WHEATCROFT | Management | For | For | |
4I. | APPOINTMENT OF THE NON-EXECUTIVE DIRECTOR: ERMENEGILDO ZEGNA | Management | For | For | |
5. | AMENDMENT REMUNERATION POLICY FOR THE BOARD OF DIRECTORS | Management | For | For | |
6. | PROPOSAL TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY | Management | For | For | |
7. | DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO ACQUIRE COMMON SHARES IN THE CAPITAL OF THE COMPANY | Management | For | For | |
9. | PROPOSAL TO DEMERGE FROM THE COMPANY THE INTEREST TO BE HELD IN GRUPPO EDITORIALE L'ESPRESSO S.P.A. IN ACCORDANCE WITH THE DEMERGER PROPOSAL | Management | For | For | |
UNITED TECHNOLOGIES CORPORATION | |
Security | 913017109 | | | | | Meeting Type | Annual |
Ticker Symbol | UTX | | | | | Meeting Date | 24-Apr-2017 |
ISIN | US9130171096 | | | | | Agenda | 934541548 - Management |
Record Date | 28-Feb-2017 | | | | | Holding Recon Date | 28-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 21-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: LLOYD J. AUSTIN III | Management | For | For | |
1B. | ELECTION OF DIRECTOR: DIANE M. BRYANT | Management | For | For | |
1C. | ELECTION OF DIRECTOR: JOHN V. FARACI | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: GREGORY J. HAYES | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: EDWARD A. KANGAS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: ELLEN J. KULLMAN | Management | For | For | |
1H. | ELECTION OF DIRECTOR: MARSHALL O. LARSEN | Management | For | For | |
1I. | ELECTION OF DIRECTOR: HAROLD MCGRAW III | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | For | |
1K. | ELECTION OF DIRECTOR: BRIAN C. ROGERS | Management | For | For | |
1L. | ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN | Management | For | For | |
2. | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS INDEPENDENT AUDITOR FOR 2017. | Management | Against | Against | |
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |
HANESBRANDS INC. | |
Security | 410345102 | | | | | Meeting Type | Annual |
Ticker Symbol | HBI | | | | | Meeting Date | 25-Apr-2017 |
ISIN | US4103451021 | | | | | Agenda | 934534593 - Management |
Record Date | 14-Feb-2017 | | | | | Holding Recon Date | 14-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: GERALD W. EVANS, JR. | Management | For | For | |
1B. | ELECTION OF DIRECTOR: BOBBY J. GRIFFIN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: JAMES C. JOHNSON | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JESSICA T. MATHEWS | Management | For | For | |
1E. | ELECTION OF DIRECTOR: FRANCK J. MOISON | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ROBERT F. MORAN | Management | For | For | |
1G. | ELECTION OF DIRECTOR: RONALD L. NELSON | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: RICHARD A. NOLL | Management | For | For | |
1I. | ELECTION OF DIRECTOR: DAVID V. SINGER | Management | For | For | |
1J. | ELECTION OF DIRECTOR: ANN E. ZIEGLER | Management | Against | Against | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2017 FISCAL YEAR | Management | Against | Against | |
3. | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | Against | Against | |
4. | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING EXECUTIVE COMPENSATION | Management | 1 Year | For | |
VF CORPORATION | |
Security | 918204108 | | | | | Meeting Type | Annual |
Ticker Symbol | VFC | | | | | Meeting Date | 25-Apr-2017 |
ISIN | US9182041080 | | | | | Agenda | 934543960 - Management |
Record Date | 01-Mar-2017 | | | | | Holding Recon Date | 01-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | RICHARD T. CARUCCI | | | For | For | |
| | 2 | JULIANA L. CHUGG | | | Withheld | Against | |
| | 3 | BENNO DORER | | | For | For | |
| | 4 | MARK S. HOPLAMAZIAN | | | For | For | |
| | 5 | ROBERT J. HURST | | | Withheld | Against | |
| | 6 | LAURA W. LANG | | | Withheld | Against | |
| | 7 | W. ALAN MCCOLLOUGH | | | Withheld | Against | |
| | 8 | W. RODNEY MCMULLEN | | | For | For | |
| | 9 | CLARENCE OTIS, JR. | | | Withheld | Against | |
| | 10 | STEVEN E. RENDLE | | | For | For | |
| | 11 | CAROL L. ROBERTS | | | For | For | |
| | 12 | MATTHEW J. SHATTOCK | | | Withheld | Against | |
| | 13 | ERIC C. WISEMAN | | | Withheld | Against | |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | Management | Against | Against | |
LAZARD LTD | |
Security | G54050102 | | | | | Meeting Type | Annual |
Ticker Symbol | LAZ | | | | | Meeting Date | 25-Apr-2017 |
ISIN | BMG540501027 | | | | | Agenda | 934551412 - Management |
Record Date | 02-Mar-2017 | | | | | Holding Recon Date | 02-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | KENNETH M. JACOBS | | | Withheld | Against | |
| | 2 | MICHELLE JARRARD | | | Withheld | Against | |
| | 3 | PHILIP A. LASKAWY | | | Withheld | Against | |
2. | NON-BINDING ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION. | Management | Against | Against | |
3. | NON-BINDING ADVISORY VOTE REGARDING THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS LAZARD LTD'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 AND AUTHORIZATION OF THE BOARD OF DIRECTORS, ACTING BY ITS AUDIT COMMITTEE, TO SET THEIR REMUNERATION. | Management | Against | Against | |
5. | NON-BINDING SHAREHOLDER PROPOSAL TO PROHIBIT VESTING OF EQUITY AWARDS FOR SENIOR EXECUTIVES DUE TO RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | Against | For | |
BARRICK GOLD CORPORATION | |
Security | 067901108 | | | | | Meeting Type | Annual |
Ticker Symbol | ABX | | | | | Meeting Date | 25-Apr-2017 |
ISIN | CA0679011084 | | | | | Agenda | 934555105 - Management |
Record Date | 24-Feb-2017 | | | | | Holding Recon Date | 24-Feb-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 20-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | G.A. CISNEROS | | | Withheld | Against | |
| | 2 | G.G. CLOW | | | For | For | |
| | 3 | G.A. DOER | | | For | For | |
| | 4 | K.P.M. DUSHNISKY | | | For | For | |
| | 5 | J.M. EVANS | | | For | For | |
| | 6 | B.L. GREENSPUN | | | For | For | |
| | 7 | J.B. HARVEY | | | Withheld | Against | |
| | 8 | N.H.O. LOCKHART | | | For | For | |
| | 9 | P. MARCET | | | For | For | |
| | 10 | D.F. MOYO | | | For | For | |
| | 11 | A. MUNK | | | For | For | |
| | 12 | J.R.S. PRICHARD | | | For | For | |
| | 13 | S.J. SHAPIRO | | | Withheld | Against | |
| | 14 | J.L. THORNTON | | | For | For | |
| | 15 | E.L. THRASHER | | | For | For | |
02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX ITS REMUNERATION | Management | Withheld | Against | |
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH | Management | For | For | |
PUBLIC STORAGE | |
Security | 74460D109 | | | | | Meeting Type | Annual |
Ticker Symbol | PSA | | | | | Meeting Date | 26-Apr-2017 |
ISIN | US74460D1090 | | | | | Agenda | 934538919 - Management |
Record Date | 01-Mar-2017 | | | | | Holding Recon Date | 01-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF TRUSTEE: RONALD L. HAVNER, JR | Management | Against | Against | |
1B. | ELECTION OF TRUSTEE: TAMARA HUGHES GUSTAVSON | Management | For | For | |
1C. | ELECTION OF TRUSTEE: URI P. HARKHAM | Management | Against | Against | |
1D. | ELECTION OF TRUSTEE: LESLIE S. HEISZ | Management | For | For | |
1E. | ELECTION OF TRUSTEE: B. WAYNE HUGHES, JR. | Management | For | For | |
1F. | ELECTION OF TRUSTEE: AVEDICK B. POLADIAN | Management | For | For | |
1G. | ELECTION OF TRUSTEE: GARY E. PRUITT | Management | Against | Against | |
1H. | ELECTION OF TRUSTEE: RONALD P. SPOGLI | Management | For | For | |
1I. | ELECTION OF TRUSTEE: DANIEL C. STATON | Management | Against | Against | |
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
BORGWARNER INC. | |
Security | 099724106 | | | | | Meeting Type | Annual |
Ticker Symbol | BWA | | | | | Meeting Date | 26-Apr-2017 |
ISIN | US0997241064 | | | | | Agenda | 934541764 - Management |
Record Date | 01-Mar-2017 | | | | | Holding Recon Date | 01-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: JAN CARLSON | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: DENNIS C. CUNEO | Management | For | For | |
1C. | ELECTION OF DIRECTOR: MICHAEL S. HANLEY | Management | For | For | |
1D. | ELECTION OF DIRECTOR: ROGER A. KRONE | Management | For | For | |
1E. | ELECTION OF DIRECTOR: JOHN R. MCKERNAN, JR. | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ALEXIS P. MICHAS | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: VICKI L. SATO | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: RICHARD O. SCHAUM | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: JAMES R. VERRIER | Management | For | For | |
2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |
3. | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Management | 1 Year | For | |
4. | THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2017. | Management | Against | Against | |
5. | STOCKHOLDER PROPOSAL TO ALLOW CERTAIN STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | For | Against | |
W.W. GRAINGER, INC. | |
Security | 384802104 | | | | | Meeting Type | Annual |
Ticker Symbol | GWW | | | | | Meeting Date | 26-Apr-2017 |
ISIN | US3848021040 | | | | | Agenda | 934542691 - Management |
Record Date | 06-Mar-2017 | | | | | Holding Recon Date | 06-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | RODNEY C. ADKINS | | | For | For | |
| | 2 | BRIAN P. ANDERSON | | | For | For | |
| | 3 | V. ANN HAILEY | | | For | For | |
| | 4 | STUART L. LEVENICK | | | Withheld | Against | |
| | 5 | D.G. MACPHERSON | | | For | For | |
| | 6 | NEIL S. NOVICH | | | Withheld | Against | |
| | 7 | MICHAEL J. ROBERTS | | | Withheld | Against | |
| | 8 | JAMES T. RYAN | | | For | For | |
| | 9 | E. SCOTT SANTI | | | For | For | |
| | 10 | JAMES D. SLAVIK | | | Withheld | Against | |
2. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | SAY ON PAY: ADVISORY PROPOSAL TO APPROVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |
4. | SAY WHEN ON PAY: ADVISORY PROPOSAL TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |
EATON CORPORATION PLC | |
Security | G29183103 | | | | | Meeting Type | Annual |
Ticker Symbol | ETN | | | | | Meeting Date | 26-Apr-2017 |
ISIN | IE00B8KQN827 | | | | | Agenda | 934542742 - Management |
Record Date | 27-Feb-2017 | | | | | Holding Recon Date | 27-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: CRAIG ARNOLD | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: RICHARD H. FEARON | Management | For | For | |
1F. | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | |
1H. | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | |
1I. | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: SANDRA PIANALTO | Management | For | For | |
1K. | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | |
1L. | ELECTION OF DIRECTOR: DOROTHY C. THOMPSON | Management | For | For | |
2. | APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY ACCESS. | Management | For | For | |
3. | APPROVING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION REGARDING BRINGING SHAREHOLDER BUSINESS AND MAKING DIRECTOR NOMINATIONS AT AN ANNUAL GENERAL MEETING. | Management | For | For | |
4. | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | Against | Against | |
5. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |
6. | ADVISORY APPROVAL FOR FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |
7. | APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO ISSUE SHARES. | Management | For | For | |
8. | APPROVING A PROPOSAL TO GRANT THE BOARD AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS. | Management | For | For | |
9. | AUTHORIZING THE COMPANY AND ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | Against | Against | |
GOLDCORP INC. | |
Security | 380956409 | | | | | Meeting Type | Annual and Special Meeting |
Ticker Symbol | GG | | | | | Meeting Date | 26-Apr-2017 |
ISIN | CA3809564097 | | | | | Agenda | 934555686 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 21-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | BEVERLEY A. BRISCOE | | | For | For | |
| | 2 | MARGOT A. FRANSSEN,O.C. | | | For | For | |
| | 3 | DAVID A. GAROFALO | | | For | For | |
| | 4 | CLEMENT A. PELLETIER | | | For | For | |
| | 5 | P. RANDY REIFEL | | | Withheld | Against | |
| | 6 | CHARLES R. SARTAIN | | | For | For | |
| | 7 | IAN W. TELFER | | | For | For | |
| | 8 | BLANCA A. TREVIÑO | | | For | For | |
| | 9 | KENNETH F. WILLIAMSON | | | Withheld | Against | |
02 | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION; | Management | For | For | |
03 | A NON-BINDING ADVISORY RESOLUTION ACCEPTING THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |
PFIZER INC. | |
Security | 717081103 | | | | | Meeting Type | Annual |
Ticker Symbol | PFE | | | | | Meeting Date | 27-Apr-2017 |
ISIN | US7170811035 | | | | | Agenda | 934540798 - Management |
Record Date | 28-Feb-2017 | | | | | Holding Recon Date | 28-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | |
1B. | ELECTION OF DIRECTOR: RONALD E. BLAYLOCK | Management | For | For | |
1C. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA | Management | For | For | |
1E. | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | |
1F. | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | |
1I. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | |
1J. | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | |
1K. | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | |
1L. | ELECTION OF DIRECTOR: JAMES C. SMITH | Management | For | For | |
2. | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | Against | Against | |
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
5. | SHAREHOLDER PROPOSAL REGARDING THE HOLY LAND PRINCIPLES | Shareholder | Against | For | |
6. | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |
7. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIR POLICY | Shareholder | For | Against | |
POLARIS INDUSTRIES INC. | |
Security | 731068102 | | | | | Meeting Type | Annual |
Ticker Symbol | PII | | | | | Meeting Date | 27-Apr-2017 |
ISIN | US7310681025 | | | | | Agenda | 934540952 - Management |
Record Date | 28-Feb-2017 | | | | | Holding Recon Date | 28-Feb-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | GARY E. HENDRICKSON | | | Withheld | Against | |
| | 2 | GWENNE A. HENRICKS | | | For | For | |
2. | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO REQUIRE A MAJORITY VOTE TO ELECT DIRECTORS IN UNCONTESTED ELECTIONS | Management | For | For | |
3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | Management | Against | Against | |
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | Against | Against | |
5. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
BAKER HUGHES INCORPORATED | |
Security | 057224107 | | | | | Meeting Type | Annual |
Ticker Symbol | BHI | | | | | Meeting Date | 27-Apr-2017 |
ISIN | US0572241075 | | | | | Agenda | 934542893 - Management |
Record Date | 03-Mar-2017 | | | | | Holding Recon Date | 03-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: MARTIN S. CRAIGHEAD | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: LYNN L. ELSENHANS | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ANTHONY G. FERNANDES | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: PIERRE H. JUNGELS | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: JAMES A. LASH | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: J. LARRY NICHOLS | Management | Against | Against | |
1K. | ELECTION OF DIRECTOR: JAMES W. STEWART | Management | For | For | |
1L. | ELECTION OF DIRECTOR: CHARLES L. WATSON | Management | For | For | |
2. | AN ADVISORY VOTE RELATED TO THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM. | Management | Against | Against | |
3. | AN ADVISORY VOTE ON THE FREQUENCY OF THE HOLDING OF AN ADVISORY VOTE ON THE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | Against | Against | |
5. | A STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR ALL NON-BINDING STOCKHOLDER PROPOSALS. | Shareholder | For | Against | |
UNILEVER PLC | |
Security | 904767704 | | | | | Meeting Type | Annual |
Ticker Symbol | UL | | | | | Meeting Date | 27-Apr-2017 |
ISIN | US9047677045 | | | | | Agenda | 934557781 - Management |
Record Date | 10-Mar-2017 | | | | | Holding Recon Date | 10-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO RECEIVE THE REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2016 | Management | For | For | |
2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | |
3. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | |
4. | TO APPROVE THE UNILEVER SHARE PLAN 2017 | Management | For | For | |
5. | TO RE-ELECT MR N S ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
6. | TO RE-ELECT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |
7. | TO RE-ELECT MR V COLAO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |
8. | TO RE-ELECT DR M DEKKERS AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
9. | TO RE-ELECT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |
10. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
11. | TO RE-ELECT MS M MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |
12. | TO RE-ELECT MR S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
13. | TO RE-ELECT PROFESSOR Y MOON AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
14. | TO RE-ELECT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR | Management | For | For | |
15. | TO RE-ELECT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | |
16. | TO RE-ELECT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | |
17. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Management | For | For | |
18. | TO REAPPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | Against | Against | |
19. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Against | Against | |
20. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Management | For | For | |
21. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Management | For | For | |
22. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | |
23. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Management | For | For | |
24. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | |
25. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Management | For | For | |
GRUPO AEROPORTUARIO DEL CENTRO NORTE | |
Security | 400501102 | | | | | Meeting Type | Annual |
Ticker Symbol | OMAB | | | | | Meeting Date | 28-Apr-2017 |
ISIN | US4005011022 | | | | | Agenda | 934570587 - Management |
Record Date | 22-Mar-2017 | | | | | Holding Recon Date | 22-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
E1. | DISCUSSION AND, IN THE EVENT, APPROVAL OF A PROPOSAL TO CANCEL 6,229,027 SERIES B SHARES ACQUIRED IN ACCORDANCE WITH ARTICLE 56 OF THE MEXICAN SECURITIES LAW, AND THEREBY TO REDUCE THE MINIMUM OR FIXED SOCIAL CAPITAL OF THE COMPANY, AND, IN THE EVENT, TO MODIFY THE TEXT OF ARTICLE SIX OF THE BYLAWS OF THE COMPANY. | Management | Against | Against | |
E2. | APPOINTMENT OF SPECIAL DELEGATES. | Management | For | For | |
O4. | DISCUSSION, APPROVAL, AND AMENDMENT, IF ANY, OF THE REPORTS MENTIONED IN ITEMS I AND II ABOVE. RESOLUTIONS IN THIS REGARD. | Management | For | For | |
O5. | ALLOCATION OF NET INCOME, INCREASE IN RESERVES, APPROVAL OF THE AMOUNTS FOR SHARE REPURCHASES, AND DECLARATION OF DIVIDENDS, IF ANY. RESOLUTIONS IN THIS REGARD. | Management | For | For | |
O6. | DISCUSSION AND, IN THE EVENT, APPROVAL OF A PROPOSAL TO NOMINATE AND/OR RATIFY MEMBERS OF THE BOARD OF DIRECTORS AND THE CHAIRS OF THE AUDIT AND CORPORATE PRACTICES, FINANCE, PLANNING AND SUSTAINABILITY COMMITTEES, AND DETERMINE THE CORRESPONDING EMOLUMENTS. RESOLUTIONS IN THIS REGARD. | Management | Against | Against | |
O7. | APPOINTMENT OF SPECIAL DELEGATES. | Management | For | For | |
AGRIUM INC. | |
Security | 008916108 | | | | | Meeting Type | Annual |
Ticker Symbol | AGU | | | | | Meeting Date | 02-May-2017 |
ISIN | CA0089161081 | | | | | Agenda | 934555408 - Management |
Record Date | 09-Mar-2017 | | | | | Holding Recon Date | 09-Mar-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 27-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | MAURA J. CLARK | | | For | For | |
| | 2 | DAVID C. EVERITT | | | For | For | |
| | 3 | RUSSELL K. GIRLING | | | Withheld | Against | |
| | 4 | RUSSELL J. HORNER | | | Withheld | Against | |
| | 5 | MIRANDA C. HUBBS | | | For | For | |
| | 6 | CHARLES V. MAGRO | | | For | For | |
| | 7 | A. ANNE MCLELLAN | | | For | For | |
| | 8 | DEREK G. PANNELL | | | For | For | |
| | 9 | MAYO M. SCHMIDT | | | For | For | |
02 | THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION. | Management | Withheld | Against | |
03 | A RESOLUTION TO APPROVE THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |
RANDGOLD RESOURCES LIMITED | |
Security | 752344309 | | | | | Meeting Type | Annual |
Ticker Symbol | GOLD | | | | | Meeting Date | 02-May-2017 |
ISIN | US7523443098 | | | | | Agenda | 934582986 - Management |
Record Date | 24-Mar-2017 | | | | | Holding Recon Date | 24-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE DIRECTORS' REPORTS AND THE AUDITORS' REPORT ON THE FINANCIAL STATEMENTS ('2016 ANNUAL REPORT'). | Management | For | For | |
2. | TO DECLARE A FINAL DIVIDEND OF $1.00 PER ORDINARY SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TO BE PAID TO HOLDERS OF ORDINARY SHARES ON THE REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 17 MARCH 2017 IN RESPECT OF ORDINARY SHARES THEN REGISTERED IN THEIR NAMES. | Management | For | For | |
3. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (OTHER THAN THE DIRECTORS' REMUNERATION POLICY) AS SET OUT IN THE 2016 ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016. | Management | For | For | |
4. | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT OF THE 2016 ANNUAL REPORT. | Management | For | For | |
5. | TO RE-ELECT SAFIATOU BA-N'DAW AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
6. | TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
7. | TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
8. | TO RE-ELECT JEMAL-UD-DIN KASSUM (JAMIL KASSUM) AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
9. | TO ELECT OLIVIA KIRTLEY AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
10. | TO RE-ELECT JEANINE MABUNDA LIOKO AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
11. | TO RE-ELECT ANDREW QUINN AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
12. | TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR OF THE COMPANY. | Management | For | For | |
13. | TO RE-APPOINT BDO LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | Against | Against | |
14. | TO AUTHORISE THE AUDIT COMMITTEE OF THE COMPANY TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Management | Against | Against | |
15. | AUTHORITY TO ALLOT SHARES. | Management | For | For | |
16. | TO RESOLVE THAT AS PART OF THEIR FEES AS DIRECTORS OF THE COMPANY EACH NON- EXECUTIVE DIRECTOR (OTHER THAN THE SENIOR INDEPENDENT DIRECTOR AND THE CHAIRMAN) ELECTED AND/OR RE-ELECTED AT THIS MEETING BE AWARDED 1,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | Management | For | For | |
17. | TO RESOLVE THAT AS PART OF HIS FEE AS SENIOR INDEPENDENT DIRECTOR OF THE COMPANY, THE SENIOR INDEPENDENT DIRECTOR IN OFFICE AT THIS MEETING WILL BE AWARDED 2,000 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | Management | For | For | |
18. | TO RESOLVE THAT AS PART OF HIS FEE AS CHAIRMAN OF THE COMPANY, THE CHAIRMAN IN OFFICE AT THIS MEETING WILL BE AWARDED 2,500 ORDINARY SHARES AND SUCH ORDINARY SHARES ARE TO VEST ON THE DATE OF GRANT. | Management | For | For | |
19. | AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. | Management | For | For | |
20. | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES AND ADSS. | Management | For | For | |
INSYS THERAPEUTICS INC | |
Security | 45824V209 | | | | | Meeting Type | Annual |
Ticker Symbol | INSY | | | | | Meeting Date | 02-May-2017 |
ISIN | US45824V2097 | | | | | Agenda | 934600607 - Management |
Record Date | 07-Apr-2017 | | | | | Holding Recon Date | 07-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 01-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | STEVEN MEYER | | | For | For | |
| | 2 | BRIAN TAMBI | | | For | For | |
2. | TO RATIFY THE SELECTION BY OUR AUDIT COMMITTEE OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
TENARIS, S.A. | |
Security | 88031M109 | | | | | Meeting Type | Annual |
Ticker Symbol | TS | | | | | Meeting Date | 03-May-2017 |
ISIN | US88031M1099 | | | | | Agenda | 934580944 - Management |
Record Date | 24-Mar-2017 | | | | | Holding Recon Date | 24-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | | |
2. | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
3. | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016. | Management | For | | |
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
6. | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Against | | |
7. | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | | |
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES. | Management | Against | | |
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | | |
TENARIS, S.A. | |
Security | 88031M109 | | | | | Meeting Type | Annual |
Ticker Symbol | TS | | | | | Meeting Date | 03-May-2017 |
ISIN | US88031M1099 | | | | | Agenda | 934604679 - Management |
Record Date | 19-Apr-2017 | | | | | Holding Recon Date | 19-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | CONSIDERATION OF THE CONSOLIDATED MANAGEMENT REPORT AND RELATED MANAGEMENT CERTIFICATIONS ON THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016, AND ON THE ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016, AND OF THE INDEPENDENT AUDITORS' REPORTS ON SUCH CONSOLIDATED FINANCIAL STATEMENTS AND ANNUAL ACCOUNTS. | Management | For | | |
2. | APPROVAL OF THE COMPANY'S CONSOLIDATED FINANCIAL STATEMENTS AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
3. | APPROVAL OF THE COMPANY'S ANNUAL ACCOUNTS AS AT DECEMBER 31, 2016. | Management | For | | |
4. | ALLOCATION OF RESULTS AND APPROVAL OF DIVIDEND PAYMENT FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
5. | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EXERCISE OF THEIR MANDATE THROUGHOUT THE YEAR ENDED DECEMBER 31, 2016. | Management | For | | |
6. | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | Against | | |
7. | AUTHORIZATION OF THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | Management | For | | |
8. | APPOINTMENT OF THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017, AND APPROVAL OF THEIR FEES. | Management | Against | | |
9. | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CAUSE THE ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | For | | |
COHEN & STEERS, INC. | |
Security | 19247A100 | | | | | Meeting Type | Annual |
Ticker Symbol | CNS | | | | | Meeting Date | 04-May-2017 |
ISIN | US19247A1007 | | | | | Agenda | 934549063 - Management |
Record Date | 09-Mar-2017 | | | | | Holding Recon Date | 09-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: MARTIN COHEN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: ROBERT H. STEERS | Management | For | For | |
1C. | ELECTION OF DIRECTOR: PETER L. RHEIN | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: RICHARD P. SIMON | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: EDMOND D. VILLANI | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: FRANK T. CONNOR | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: REENA AGGARWAL | Management | For | For | |
2. | APPROVAL OF THE AMENDED AND RESTATED COHEN & STEERS, INC. STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WITH RESPECT TO WHICH AWARDS MAY BE GRANTED BY 4,000,000 AND TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS. | Management | For | For | |
3. | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED COHEN & STEERS, INC. ANNUAL INCENTIVE PLAN. | Management | For | For | |
4. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |
5. | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |
6. | THE DETERMINATION WITH RESPECT TO HOW FREQUENTLY A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR. | Management | 1 Year | For | |
CAPITAL ONE FINANCIAL CORPORATION | |
Security | 14040H105 | | | | | Meeting Type | Annual |
Ticker Symbol | COF | | | | | Meeting Date | 04-May-2017 |
ISIN | US14040H1059 | | | | | Agenda | 934550042 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: RICHARD D. FAIRBANK | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: ANN FRITZ HACKETT | Management | For | For | |
1C. | ELECTION OF DIRECTOR: LEWIS HAY, III | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: BENJAMIN P. JENKINS,III | Management | For | For | |
1E. | ELECTION OF DIRECTOR: PETER THOMAS KILLALEA | Management | For | For | |
1F. | ELECTION OF DIRECTOR: PIERRE E. LEROY | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: PETER E. RASKIND. | Management | For | For | |
1H. | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: BRADFORD H. WARNER | Management | For | For | |
1J. | ELECTION OF DIRECTOR: CATHERINE G. WEST | Management | For | For | |
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF CAPITAL ONE FOR 2017. | Management | Against | Against | |
3. | ADVISORY APPROVAL OF CAPITAL ONE'S 2016 NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | APPROVAL AND ADOPTION OF CAPITAL ONE'S AMENDED AND RESTATED ASSOCIATE STOCK PURCHASE PLAN. | Management | For | For | |
6. | STOCKHOLDER PROPOSAL REQUESTING STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT, IF PRESENTED AT THE MEETING. | Shareholder | For | Against | |
ALLERGAN PLC | |
Security | G0177J108 | | | | | Meeting Type | Annual |
Ticker Symbol | AGN | | | | | Meeting Date | 04-May-2017 |
ISIN | IE00BY9D5467 | | | | | Agenda | 934551537 - Management |
Record Date | 08-Mar-2017 | | | | | Holding Recon Date | 08-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: NESLI BASGOZ, M.D. | Management | For | For | |
1B. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | For | |
1C. | ELECTION OF DIRECTOR: JAMES H. BLOEM | Management | For | For | |
1D. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: ADRIANE M. BROWN | Management | For | For | |
1F. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: CATHERINE M. KLEMA | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: PETER J. MCDONNELL, M.D. | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: PATRICK J. O'SULLIVAN | Management | For | For | |
1J. | ELECTION OF DIRECTOR: BRENTON L. SAUNDERS | Management | For | For | |
1K. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | Against | Against | |
2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | |
3. | TO RECOMMEND, IN A NON-BINDING VOTE, WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | For | |
4. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION. | Management | Against | Against | |
5. | TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE PURPOSES OF SECTION 162(M) UNDER THE ALLERGAN PLC 2017 ANNUAL INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |
6. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |
ARCHER-DANIELS-MIDLAND COMPANY | |
Security | 039483102 | | | | | Meeting Type | Annual |
Ticker Symbol | ADM | | | | | Meeting Date | 04-May-2017 |
ISIN | US0394831020 | | | | | Agenda | 934553771 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: A.L. BOECKMANN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: T.K. CREWS | Management | For | For | |
1C. | ELECTION OF DIRECTOR: P. DUFOUR | Management | For | For | |
1D. | ELECTION OF DIRECTOR: D.E. FELSINGER | Management | For | For | |
1E. | ELECTION OF DIRECTOR: S.F. HARRISON | Management | For | For | |
1F. | ELECTION OF DIRECTOR: J.R.LUCIANO | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: P.J. MOORE | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: F.J. SANCHEZ | Management | For | For | |
1I. | ELECTION OF DIRECTOR: D.A. SANDLER | Management | For | For | |
1J. | ELECTION OF DIRECTOR: D.T. SHIH | Management | For | For | |
1K. | ELECTION OF DIRECTOR: K.R. WESTBROOK | Management | Against | Against | |
2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
TESORO CORPORATION | |
Security | 881609101 | | | | | Meeting Type | Annual |
Ticker Symbol | TSO | | | | | Meeting Date | 04-May-2017 |
ISIN | US8816091016 | | | | | Agenda | 934555357 - Management |
Record Date | 16-Mar-2017 | | | | | Holding Recon Date | 16-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 03-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: RODNEY F. CHASE | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: GREGORY J. GOFF | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: DAVID LILLEY | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: MARY PAT MCCARTHY | Management | For | For | |
1F. | ELECTION OF DIRECTOR: J.W. NOKES | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN, III | Management | For | For | |
1H. | ELECTION OF DIRECTOR: SUSAN TOMASKY | Management | For | For | |
1I. | ELECTION OF DIRECTOR: MICHAEL E. WILEY | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: PATRICK Y. YANG | Management | For | For | |
2. | TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION IN AN ADVISORY VOTE. | Management | Against | Against | |
3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | Management | Against | Against | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | �� |
ABBVIE INC. | |
Security | 00287Y109 | | | | | Meeting Type | Annual |
Ticker Symbol | ABBV | | | | | Meeting Date | 05-May-2017 |
ISIN | US00287Y1091 | | | | | Agenda | 934548821 - Management |
Record Date | 08-Mar-2017 | | | | | Holding Recon Date | 08-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 04-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | ROBERT J. ALPERN | | | For | For | |
| | 2 | EDWARD M. LIDDY | | | For | For | |
| | 3 | MELODY B. MEYER | | | For | For | |
| | 4 | FREDERICK H. WADDELL | | | For | For | |
2. | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Management | Against | Against | |
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | |
4. | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS | Management | For | For | |
5. | STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING | Shareholder | Against | For | |
6. | STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO | Shareholder | For | Against | |
GATX CORPORATION | |
Security | 361448103 | | | | | Meeting Type | Annual |
Ticker Symbol | GATX | | | | | Meeting Date | 05-May-2017 |
ISIN | US3614481030 | | | | | Agenda | 934559242 - Management |
Record Date | 10-Mar-2017 | | | | | Holding Recon Date | 10-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 04-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: DIANE M. AIGOTTI | Management | For | For | |
1B. | ELECTION OF DIRECTOR: ANNE L. ARVIA | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ERNST A. HABERLI | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: BRIAN A. KENNEY | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: JAMES B. REAM | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: ROBERT J. RITCHIE | Management | For | For | |
1G. | ELECTION OF DIRECTOR: DAVID S. SUTHERLAND | Management | For | For | |
1H. | ELECTION OF DIRECTOR: CASEY J. SYLLA | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: STEPHEN R. WILSON | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: PAUL G. YOVOVICH | Management | Against | Against | |
2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | |
3. | ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
4. | APPROVAL OF THE GATX CORPORATION AMENDED AND RESTATED 2012 STOCK INCENTIVE PLAN | Management | Against | Against | |
5. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | Management | Against | Against | |
AERCAP HOLDINGS N.V. | |
Security | N00985106 | | | | | Meeting Type | Annual |
Ticker Symbol | AER | | | | | Meeting Date | 05-May-2017 |
ISIN | NL0000687663 | | | | | Agenda | 934572783 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | Ireland | | | | Vote Deadline Date | 27-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
4 | ADOPTION OF THE ANNUAL ACCOUNTS FOR THE 2016 FINANCIAL YEAR. | Management | For | For | |
6 | RELEASE OF LIABILITY OF THE DIRECTORS WITH RESPECT TO THEIR MANAGEMENT DURING THE 2016 FINANCIAL YEAR. | Management | For | For | |
7A | APPOINTMENT OF MR. MICHAEL G. WALSH AS NON- EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | For | For | |
7B | APPOINTMENT OF MR. JAMES A. LAWRENCE AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | For | For | |
7C | RE-APPOINTMENT OF MR. SALEM R.A.A. AL NOAIMI AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | For | For | |
7D | RE-APPOINTMENT OF MR. HOMAID A.A.M. AL SHIMMARI AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | For | For | |
7E | RE-APPOINTMENT OF MR. JAMES N. CHAPMAN AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | Against | Against | |
7F | RE-APPOINTMENT OF MR. MARIUS J.L. JONKHART AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | Against | Against | |
8 | APPOINTMENT OF MR. PETER L. JUHAS AS THE PERSON REFERRED TO IN ARTICLE 16, PARAGRAPH 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | For | For | |
9. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. FOR THE AUDIT OF THE COMPANY'S ANNUAL ACCOUNTS FOR THE 2017 FINANCIAL YEAR. | Management | Against | Against | |
10A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES. | Management | For | For | |
10B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS IN RELATION TO AGENDA ITEM 10(A). | Management | For | For | |
10C | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL SHARES AND TO GRANT ADDITIONAL RIGHTS TO SUBSCRIBE FOR SHARES. | Management | For | For | |
10D | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS IN RELATION TO AGENDA ITEM 10(C). | Management | For | For | |
11A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES. | Management | Against | Against | |
11B | CONDITIONAL AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ADDITIONAL SHARES. | Management | Against | Against | |
12 | REDUCTION OF CAPITAL THROUGH CANCELLATION OF SHARES. | Management | For | For | |
AERCAP HOLDINGS N.V. | |
Security | N00985106 | | | | | Meeting Type | Annual |
Ticker Symbol | AER | | | | | Meeting Date | 05-May-2017 |
ISIN | NL0000687663 | | | | | Agenda | 934593600 - Management |
Record Date | 07-Apr-2017 | | | | | Holding Recon Date | 07-Apr-2017 |
City / | Country | | | / | Ireland | | | | Vote Deadline Date | 27-Apr-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
4 | ADOPTION OF THE ANNUAL ACCOUNTS FOR THE 2016 FINANCIAL YEAR. | Management | For | For | |
6 | RELEASE OF LIABILITY OF THE DIRECTORS WITH RESPECT TO THEIR MANAGEMENT DURING THE 2016 FINANCIAL YEAR. | Management | For | For | |
7A | APPOINTMENT OF MR. MICHAEL G. WALSH AS NON- EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | For | For | |
7B | APPOINTMENT OF MR. JAMES A. LAWRENCE AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF FOUR YEARS. | Management | For | For | |
7C | RE-APPOINTMENT OF MR. SALEM R.A.A. AL NOAIMI AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | For | For | |
7D | RE-APPOINTMENT OF MR. HOMAID A.A.M. AL SHIMMARI AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | For | For | |
7E | RE-APPOINTMENT OF MR. JAMES N. CHAPMAN AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | Against | Against | |
7F | RE-APPOINTMENT OF MR. MARIUS J.L. JONKHART AS NON-EXECUTIVE DIRECTOR FOR A PERIOD OF ONE YEAR. | Management | Against | Against | |
8 | APPOINTMENT OF MR. PETER L. JUHAS AS THE PERSON REFERRED TO IN ARTICLE 16, PARAGRAPH 8 OF THE COMPANY'S ARTICLES OF ASSOCIATION. | Management | For | For | |
9. | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. FOR THE AUDIT OF THE COMPANY'S ANNUAL ACCOUNTS FOR THE 2017 FINANCIAL YEAR. | Management | Against | Against | |
10A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR SHARES. | Management | For | For | |
10B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS IN RELATION TO AGENDA ITEM 10(A). | Management | For | For | |
10C | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ADDITIONAL SHARES AND TO GRANT ADDITIONAL RIGHTS TO SUBSCRIBE FOR SHARES. | Management | For | For | |
10D | AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS IN RELATION TO AGENDA ITEM 10(C). | Management | For | For | |
11A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES. | Management | Against | Against | |
11B | CONDITIONAL AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE ADDITIONAL SHARES. | Management | Against | Against | |
12 | REDUCTION OF CAPITAL THROUGH CANCELLATION OF SHARES. | Management | For | For | |
BERKSHIRE HATHAWAY INC. | |
Security | 084670702 | | | | | Meeting Type | Annual |
Ticker Symbol | BRKB | | | | | Meeting Date | 06-May-2017 |
ISIN | US0846707026 | | | | | Agenda | 934542196 - Management |
Record Date | 08-Mar-2017 | | | | | Holding Recon Date | 08-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 05-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | WARREN E. BUFFETT | | | Withheld | Against | |
| | 2 | CHARLES T. MUNGER | | | For | For | |
| | 3 | HOWARD G. BUFFETT | | | For | For | |
| | 4 | STEPHEN B. BURKE | | | For | For | |
| | 5 | SUSAN L. DECKER | | | For | For | |
| | 6 | WILLIAM H. GATES III | | | For | For | |
| | 7 | DAVID S. GOTTESMAN | | | Withheld | Against | |
| | 8 | CHARLOTTE GUYMAN | | | For | For | |
| | 9 | THOMAS S. MURPHY | | | Withheld | Against | |
| | 10 | RONALD L. OLSON | | | For | For | |
| | 11 | WALTER SCOTT, JR. | | | Withheld | Against | |
| | 12 | MERYL B. WITMER | | | For | For | |
2. | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2017 PROXY STATEMENT. | Management | For | For | |
3. | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | |
4. | SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | |
5. | SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. | Shareholder | Against | For | |
6. | SHAREHOLDER PROPOSAL REGARDING DIVESTING OF INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS. | Shareholder | Against | For | |
POTASH CORPORATION OF SASKATCHEWAN INC. | |
Security | 73755L107 | | | | | Meeting Type | Annual |
Ticker Symbol | POT | | | | | Meeting Date | 09-May-2017 |
ISIN | CA73755L1076 | | | | | Agenda | 934551587 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 04-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | C.M. BURLEY | | | For | For | |
| | 2 | D.G. CHYNOWETH | | | For | For | |
| | 3 | J.W. ESTEY | | | Withheld | Against | |
| | 4 | G.W. GRANDEY | | | Withheld | Against | |
| | 5 | C.S. HOFFMAN | | | Withheld | Against | |
| | 6 | A.D. LABERGE | | | For | For | |
| | 7 | C.E. MADERE | | | For | For | |
| | 8 | K.G. MARTELL | | | Withheld | Against | |
| | 9 | A.W. REGENT | | | Withheld | Against | |
| | 10 | J.E. TILK | | | For | For | |
| | 11 | Z.A. YUJNOVICH | | | Withheld | Against | |
02 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Management | Withheld | Against | |
03 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | Against | Against | |
FRANCO-NEVADA CORPORATION | |
Security | 351858105 | | | | | Meeting Type | Annual and Special Meeting |
Ticker Symbol | FNV | | | | | Meeting Date | 09-May-2017 |
ISIN | CA3518581051 | | | | | Agenda | 934584207 - Management |
Record Date | 16-Mar-2017 | | | | | Holding Recon Date | 16-Mar-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 04-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | PIERRE LASSONDE | | | For | For | |
| | 2 | DAVID HARQUAIL | | | For | For | |
| | 3 | TOM ALBANESE | | | For | For | |
| | 4 | DEREK W. EVANS | | | For | For | |
| | 5 | GRAHAM FARQUHARSON | | | Withheld | Against | |
| | 6 | CATHARINE FARROW | | | For | For | |
| | 7 | LOUIS GIGNAC | | | Withheld | Against | |
| | 8 | RANDALL OLIPHANT | | | Withheld | Against | |
| | 9 | DAVID R. PETERSON | | | Withheld | Against | |
02 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | Management | Withheld | Against | |
03 | ACCEPTANCE OF THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | Management | For | For | |
CALPINE CORPORATION | |
Security | 131347304 | | | | | Meeting Type | Annual |
Ticker Symbol | CPN | | | | | Meeting Date | 10-May-2017 |
ISIN | US1313473043 | | | | | Agenda | 934551854 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 09-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: MARY L. BRLAS | Management | For | For | |
1B. | ELECTION OF DIRECTOR: FRANK CASSIDY | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: JACK A. FUSCO | Management | For | For | |
1D. | ELECTION OF DIRECTOR: JOHN B. (THAD) HILL III | Management | For | For | |
1E. | ELECTION OF DIRECTOR: MICHAEL W. HOFMANN | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: DAVID C. MERRITT | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | Management | For | For | |
1H. | ELECTION OF DIRECTOR: ROBERT A. MOSBACHER, JR. | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: DENISE M. O'LEARY | Management | Against | Against | |
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | Against | |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |
5. | TO APPROVE THE CALPINE CORPORATION 2017 EQUITY INCENTIVE PLAN. | Management | Against | Against | |
6. | TO APPROVE THE CALPINE CORPORATION 2017 EQUITY COMPENSATION PLAN FOR NON- EMPLOYEE DIRECTORS. | Management | For | For | |
7. | TO AMEND AND RESTATE THE COMPANY'S BYLAWS TO ADOPT "PROXY ACCESS" AND TO IMPLEMENT CONFORMING REVISIONS TO RELATED PROCEDURES FOR SHAREHOLDERS TO NOMINATE DIRECTORS OR PROPOSE OTHER MATTERS FOR CONSIDERATION AT SHAREHOLDER MEETINGS. | Management | For | For | |
8. | SHAREHOLDER PROPOSAL REGARDING ANNUAL REPORT ON LOBBYING ACTIVITIES AND EXPENDITURES, IF PROPERLY INTRODUCED AT THE ANNUAL MEETING. | Shareholder | Against | For | |
CVS HEALTH CORPORATION | |
Security | 126650100 | | | | | Meeting Type | Annual |
Ticker Symbol | CVS | | | | | Meeting Date | 10-May-2017 |
ISIN | US1266501006 | | | | | Agenda | 934558707 - Management |
Record Date | 14-Mar-2017 | | | | | Holding Recon Date | 14-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 09-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | For | For | |
1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | For | For | |
1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | For | |
1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: MARY L. SCHAPIRO | Management | For | For | |
1J. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | Against | Against | |
1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | Against | Against | |
2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | Management | Against | Against | |
3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | Against | Against | |
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |
5. | PROPOSAL TO APPROVE THE 2017 INCENTIVE COMPENSATION PLAN. | Management | Against | Against | |
6. | STOCKHOLDER PROPOSAL REGARDING THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETINGS OF STOCKHOLDERS. | Shareholder | Against | For | |
7. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | Against | For | |
8. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON RENEWABLE ENERGY TARGETS. | Shareholder | Against | For | |
GILEAD SCIENCES, INC. | |
Security | 375558103 | | | | | Meeting Type | Annual |
Ticker Symbol | GILD | | | | | Meeting Date | 10-May-2017 |
ISIN | US3755581036 | | | | | Agenda | 934558810 - Management |
Record Date | 16-Mar-2017 | | | | | Holding Recon Date | 16-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 09-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: KELLY A. KRAMER | Management | For | For | |
1C. | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. | Management | For | For | |
1E. | ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | Management | For | For | |
1F. | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D | Management | For | For | |
1H. | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | |
1I. | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | Against | Against | |
2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Against | Against | |
3. | RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN. | Management | Against | Against | |
4. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |
5. | ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
6. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | Against | |
7. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | For | Against | |
ALEXION PHARMACEUTICALS, INC. | |
Security | 015351109 | | | | | Meeting Type | Annual |
Ticker Symbol | ALXN | | | | | Meeting Date | 10-May-2017 |
ISIN | US0153511094 | | | | | Agenda | 934568710 - Management |
Record Date | 14-Mar-2017 | | | | | Holding Recon Date | 14-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 09-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: FELIX J. BAKER | Management | For | For | |
1B. | ELECTION OF DIRECTOR: DAVID R. BRENNAN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | |
1E. | ELECTION OF DIRECTOR: LUDWIG N. HANTSON | Management | For | For | |
1F. | ELECTION OF DIRECTOR: JOHN T. MOLLEN | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: R. DOUGLAS NORBY | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: ALVIN S. PARVEN | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: ANDREAS RUMMELT | Management | For | For | |
1J. | ELECTION OF DIRECTOR: ANN M. VENEMAN | Management | For | For | |
2. | TO APPROVE ALEXION'S 2017 INCENTIVE PLAN. | Management | Against | Against | |
3. | RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Against | Against | |
4. | APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2016 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS. | Management | Against | Against | |
5. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
6. | TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL SHAREHOLDER VOTING ON EXECUTIVE PAY MATTERS. | Shareholder | Against | For | |
SANOFI | |
Security | 80105N105 | | | | | Meeting Type | Annual |
Ticker Symbol | SNY | | | | | Meeting Date | 10-May-2017 |
ISIN | US80105N1054 | | | | | Agenda | 934595096 - Management |
Record Date | 30-Mar-2017 | | | | | Holding Recon Date | 30-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 02-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | |
3 | APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND | Management | For | For | |
4 | AGREEMENTS AND COMMITMENTS COVERED BY ARTICLES L. 225-38 ET SEQ OF THE FRENCH COMMERCIAL CODE | Management | For | For | |
5 | DIRECTORS' ATTENDANCE FEES | Management | For | For | |
6 | REAPPOINTMENT OF FABIENNE LECORVAISIER AS A DIRECTOR | Management | For | For | |
7 | APPOINTMENT OF BERNARD CHARLES AS A DIRECTOR | Management | For | For | |
8 | APPOINTMENT OF MELANIE LEE AS A DIRECTOR | Management | For | For | |
9 | COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Against | Against | |
10 | COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Management | Against | Against | |
11 | CONSULTATIVE VOTE ON THE COMPONENTS OF THE COMPENSATION DUE OR AWARDED TO SERGE WEINBERG, CHAIRMAN OF THE BOARD OF DIRECTORS, IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2016 | Management | Against | Against | |
12 | CONSULTATIVE VOTE ON THE COMPONENTS OF THE COMPENSATION DUE OR AWARDED TO OLIVIER BRANDICOURT, CHIEF EXECUTIVE OFFICER, IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2016 | Management | Against | Against | |
13 | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS A STATUTORY AUDITOR | Management | Against | Against | |
14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN THE COMPANY'S SHARES | Management | Against | Against | |
E1 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS MAINTAINED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY | Management | For | For | |
E2 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY, VIA A PUBLIC OFFERING | Management | For | For | |
E3 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE, WITH PREEMPTIVE RIGHTS CANCELLED, SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/ OR OF ANY OTHER COMPANY, VIA A PRIVATE PLACEMENT | Management | For | For | |
E4 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO ISSUE DEBT INSTRUMENTS GIVING ACCESS TO THE SHARE CAPITAL OF SUBSIDIARIES AND/OR OF ANY OTHER COMPANY | Management | For | For | |
E5 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF AN ISSUE OF ORDINARY SHARES AND/OR OF SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY SUBSIDIARY, AND/OR OF ANY OTHER COMPANY, WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | For | For | |
E6 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY WITH A VIEW TO THE ISSUANCE, WITH PREEMPTIVE RIGHTS CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY, OF ANY OF ITS SUBSIDIARIES AND/OR OF ANY OTHER COMPANY, AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND | Management | For | For | |
E7 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS | Management | For | For | |
E8 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE ON THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S SHARE CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHTS IN THEIR FAVOR | Management | For | For | |
E9 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | For | For | |
E10 | AMENDMENT OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | Management | For | For | |
E11 | POWERS FOR FORMALITIES | Management | For | For | |
EXPRESS SCRIPTS HOLDING COMPANY | |
Security | 30219G108 | | | | | Meeting Type | Annual |
Ticker Symbol | ESRX | | | | | Meeting Date | 11-May-2017 |
ISIN | US30219G1085 | | | | | Agenda | 934549316 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 10-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: MAURA C. BREEN | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: WILLIAM J. DELANEY | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: ELDER GRANGER, MD, MG, USA (RETIRED) | Management | For | For | |
1D. | ELECTION OF DIRECTOR: NICHOLAS J. LAHOWCHIC | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: THOMAS P. MAC MAHON | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: FRANK MERGENTHALER | Management | For | For | |
1G. | ELECTION OF DIRECTOR: WOODROW A. MYERS, JR., MD | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: RODERICK A. PALMORE | Management | For | For | |
1I. | ELECTION OF DIRECTOR: GEORGE PAZ | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: WILLIAM L. ROPER, MD, MPH | Management | For | For | |
1K. | ELECTION OF DIRECTOR: SEYMOUR STERNBERG | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: TIMOTHY WENTWORTH | Management | For | For | |
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | Management | Against | Against | |
3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | Against | Against | |
4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For | |
5. | STOCKHOLDER PROPOSAL REQUESTING THE BOARD ADOPT A POLICY AND AMEND THE COMPANY'S GOVERNANCE DOCUMENTS, AS NECESSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER POSSIBLE, TO BE AN INDEPENDENT MEMBER OF THE BOARD. | Shareholder | For | Against | |
6. | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO REPORT ANNUALLY TO THE BOARD AND STOCKHOLDERS, IDENTIFYING WHETHER THERE EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S EMPLOYEES, AND IF SO, THE MEASURES BEING TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES AND TO FACILITATE AN ENVIRONMENT THAT PROMOTES OPPORTUNITIES FOR EQUAL ADVANCEMENT OF WOMEN. | Shareholder | Against | For | |
ZOETIS INC. | |
Security | 98978V103 | | | | | Meeting Type | Annual |
Ticker Symbol | ZTS | | | | | Meeting Date | 11-May-2017 |
ISIN | US98978V1035 | | | | | Agenda | 934559634 - Management |
Record Date | 17-Mar-2017 | | | | | Holding Recon Date | 17-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 10-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | |
2. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION (SAY ON PAY). | Management | For | For | |
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | For | For | |
TRANSOCEAN, LTD. | |
Security | H8817H100 | | | | | Meeting Type | Annual |
Ticker Symbol | RIG | | | | | Meeting Date | 11-May-2017 |
ISIN | CH0048265513 | | | | | Agenda | 934559711 - Management |
Record Date | 17-Mar-2017 | | | | | Holding Recon Date | 17-Mar-2017 |
City / | Country | | | / | Switzerland | | | | Vote Deadline Date | 10-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1 | APPROVAL OF THE 2016 ANNUAL REPORT, INCLUDING THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITED STATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2016 | Management | For | For | |
2 | DISCHARGE OF BOARD OF DIRECTORS AND EXECUTIVE MANAGEMENT TEAM FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2016 | Management | For | For | |
3 | APPROPRIATION OF THE ACCUMULATED LOSS FOR FISCAL YEAR 2016 | Management | For | For | |
4A | REELECTION OF DIRECTOR: GLYN A. BARKER | Management | For | For | |
4B | REELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | |
4C | REELECTION OF DIRECTOR: FREDERICO F. CURADO | Management | Against | Against | |
4D | REELECTION OF DIRECTOR: CHADWICK C. DEATON | Management | For | For | |
4E | REELECTION OF DIRECTOR: VINCENT J. INTRIERI | Management | Against | Against | |
4F | REELECTION OF DIRECTOR: MARTIN B. MCNAMARA | Management | Against | Against | |
4G | REELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | For | For | |
4H | REELECTION OF DIRECTOR: MERRILL A. "PETE" MILLER, JR. | Management | For | For | |
4I | REELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | |
4J | REELECTION OF DIRECTOR: TAN EK KIA | Management | Against | Against | |
4K | REELECTION OF DIRECTOR: JEREMY D. THIGPEN | Management | For | For | |
5 | ELECTION OF MERRILL A. "PETE" MILLER, JR. AS THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |
6A | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: FREDERICO F. CURADO | Management | Against | Against | |
6B | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: VINCENT J. INTRIERI | Management | Against | Against | |
6C | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: MARTIN B. MCNAMARA | Management | Against | Against | |
6D | ELECTION OF THE MEMBER OF THE COMPENSATION COMMITTEE: TAN EK KIA | Management | Against | Against | |
7 | REELECTION OF SCHWEIGER ADVOKATUR / NOTARIAT AS THE INDEPENDENT PROXY FOR A TERM EXTENDING UNTIL COMPLETION OF THE NEXT ANNUAL GENERAL MEETING | Management | For | For | |
8 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 AND REELECTION OF ERNST & YOUNG LTD, ZURICH, AS THE COMPANY'S AUDITOR FOR A FURTHER ONE- YEAR TERM | Management | Against | Against | |
9 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | Against | Against | |
10A | RATIFICATION OF AN AMOUNT OF US $4,121,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE PERIOD BETWEEN THE 2017 AND 2018 ANNUAL GENERAL MEETINGS | Management | For | For | |
10B | RATIFICATION OF AN AMOUNT OF US $24,000,000 AS THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE MANAGEMENT TEAM FOR FISCAL YEAR 2018 | Management | Against | Against | |
11 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE | Management | 1 Year | For | |
ALBEMARLE CORPORATION | |
Security | 012653101 | | | | | Meeting Type | Annual |
Ticker Symbol | ALB | | | | | Meeting Date | 12-May-2017 |
ISIN | US0126531013 | | | | | Agenda | 934563861 - Management |
Record Date | 13-Mar-2017 | | | | | Holding Recon Date | 13-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 11-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |
2. | TO APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE FREQUENCY OF THE NON-BINDING SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
3. | DIRECTOR | Management | | | |
| | 1 | JIM W. NOKES | | | For | For | |
| | 2 | WILLIAM H. HERNANDEZ | | | For | For | |
| | 3 | LUTHER C. KISSAM IV | | | For | For | |
| | 4 | DOUGLAS L. MAINE | | | For | For | |
| | 5 | J. KENT MASTERS | | | For | For | |
| | 6 | JAMES J. O'BRIEN | | | For | For | |
| | 7 | BARRY W. PERRY | | | For | For | |
| | 8 | GERALD A. STEINER | | | For | For | |
| | 9 | HARRIETT TEE TAGGART | | | For | For | |
| | 10 | AMBASSADOR A. WOLFF | | | For | For | |
4. | TO APPROVE THE ALBEMARLE CORPORATION 2017 INCENTIVE PLAN. | Management | For | For | |
5. | TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED ARTICLES OF INCORPORATION. | Management | For | For | |
6. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALBEMARLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
HUANENG POWER INTERNATIONAL, INC. | |
Security | 443304100 | | | | | Meeting Type | Special |
Ticker Symbol | HNP | | | | | Meeting Date | 16-May-2017 |
ISIN | US4433041005 | | | | | Agenda | 934592557 - Management |
Record Date | 06-Apr-2017 | | | | | Holding Recon Date | 06-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 05-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S FULFILLMENT OF THE CONDITIONS FOR NON-PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
2A. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: ISSUING METHODS AND ISSUING TIME | Management | For | For | |
2B. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: TYPE AND FACE VALUE OF THE SHARES TO BE ISSUED | Management | For | For | |
2C. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: TARGET INVESTORS AND SUBSCRIPTION METHOD | Management | For | For | |
2D. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: PRICING EX- DATE, ISSUE PRICE AND PRICING PRINCIPLES | Management | For | For | |
2E. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: NUMBER OF SHARES TO BE ISSUED | Management | For | For | |
2F. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: LOCK-UP PERIOD | Management | For | For | |
2G. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: AMOUNT AND USE OF PROCEEDS TO BE RAISED | Management | For | For | |
2H. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: THE ARRANGEMENT OF THE UNDISTRIBUTED PROFITS BEFORE THE NON-PUBLIC ISSUANCE | Management | For | For | |
2I. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: THE VALID PERIOD OF THE APPROVAL OF THE ISSUANCE | Management | For | For | |
2J. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SCHEME FOR NON- PUBLIC ISSUANCE OF A SHARES: PLACE OF LISTING | Management | For | For | |
3. | TO CONSIDER AND APPROVE THE PROPOSAL ON THE COMPANY'S PLAN FOR NON-PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
4. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE FEASIBILITY ANALYSIS REPORT ON THE INVESTMENT PROJECTS WITH THE PROCEEDS OF THE COMPANY'S NON-PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
5. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE REPORT ON THE USE OF THE PROCEEDS RAISED IN THE LATEST SHARE OFFERING OF THE COMPANY. | Management | For | For | |
6. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE RISK WARNINGS AND MAKE-UP MEASURES FOR THE COMPANY'S DILUTED IMMEDIATE RETURN ON NON-PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
7. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMMITMENTS OF THE CONTROLLING SHAREHOLDERS, DIRECTORS AND SENIOR MANAGEMENT ON ADOPTING MAKE-UP MEASURES FOR THE DILUTED IMMEDIATE RETURN ON NON-PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
8. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE COMPANY'S SHAREHOLDER RETURN PLAN FOR THE NEXT THREE YEARS (2017- 2019). | Management | For | For | |
9. | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE CONVENING A GENERAL MEETING TO AUTHORIZE THE BOARD OF DIRECTORS TO DEAL WITH THE ISSUES RELATED TO THE NON- PUBLIC ISSUANCE OF A SHARES. | Management | For | For | |
PINNACLE WEST CAPITAL CORPORATION | |
Security | 723484101 | | | | | Meeting Type | Annual |
Ticker Symbol | PNW | | | | | Meeting Date | 17-May-2017 |
ISIN | US7234841010 | | | | | Agenda | 934560954 - Management |
Record Date | 09-Mar-2017 | | | | | Holding Recon Date | 09-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | DONALD E. BRANDT | | | Withheld | Against | |
| | 2 | DENIS A. CORTESE, M.D. | | | For | For | |
| | 3 | RICHARD P. FOX | | | For | For | |
| | 4 | MICHAEL L. GALLAGHER | | | Withheld | Against | |
| | 5 | R.A. HERBERGER, JR. PHD | | | Withheld | Against | |
| | 6 | DALE E. KLEIN, PH.D. | | | For | For | |
| | 7 | HUMBERTO S. LOPEZ | | | Withheld | Against | |
| | 8 | KATHRYN L. MUNRO | | | For | For | |
| | 9 | BRUCE J. NORDSTROM | | | Withheld | Against | |
| | 10 | PAULA J. SIMS | | | For | For | |
| | 11 | DAVID P. WAGENER | | | For | For | |
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2017 PROXY STATEMENT. | Management | For | For | |
3. | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | VOTE ON RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER, AND APPROVAL OF AN AMENDMENT TO, THE 2012 LONG-TERM INCENTIVE PLAN. | Management | For | For | |
5. | RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
HALLIBURTON COMPANY | |
Security | 406216101 | | | | | Meeting Type | Annual |
Ticker Symbol | HAL | | | | | Meeting Date | 17-May-2017 |
ISIN | US4062161017 | | | | | Agenda | 934568304 - Management |
Record Date | 20-Mar-2017 | | | | | Holding Recon Date | 20-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ABDULAZIZ F. AL KHAYYAL | Management | For | For | |
1B. | ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ALAN M. BENNETT | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: JAMES R. BOYD | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: MILTON CARROLL | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MURRY S. GERBER | Management | For | For | |
1H. | ELECTION OF DIRECTOR: JOSE C. GRUBISICH | Management | For | For | |
1I. | ELECTION OF DIRECTOR: DAVID J. LESAR | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: ROBERT A. MALONE | Management | For | For | |
1K. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: JEFFREY A. MILLER | Management | For | For | |
1M. | ELECTION OF DIRECTOR: DEBRA L. REED | Management | For | For | |
2. | RATIFICATION OF THE SELECTION OF AUDITORS. | Management | Against | Against | |
3. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | |
4. | PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | Management | For | For | |
NATIONAL OILWELL VARCO, INC. | |
Security | 637071101 | | | | | Meeting Type | Annual |
Ticker Symbol | NOV | | | | | Meeting Date | 17-May-2017 |
ISIN | US6370711011 | | | | | Agenda | 934571286 - Management |
Record Date | 24-Mar-2017 | | | | | Holding Recon Date | 24-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: CLAY C. WILLIAMS | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: GREG L. ARMSTRONG | Management | For | For | |
1C. | ELECTION OF DIRECTOR: MARCELA E. DONADIO | Management | For | For | |
1D. | ELECTION OF DIRECTOR: BEN A. GUILL | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | For | For | |
1F. | ELECTION OF DIRECTOR: DAVID D. HARRISON | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: ERIC L. MATTSON | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | |
2. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | Against | Against | |
3. | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | |
4. | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | |
5. | APPROVE STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | Shareholder | For | For | |
STATE STREET CORPORATION | |
Security | 857477103 | | | | | Meeting Type | Annual |
Ticker Symbol | STT | | | | | Meeting Date | 17-May-2017 |
ISIN | US8574771031 | | | | | Agenda | 934574193 - Management |
Record Date | 10-Mar-2017 | | | | | Holding Recon Date | 10-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: K. BURNES | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: L. DUGLE | Management | For | For | |
1D. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | For | |
1E. | ELECTION OF DIRECTOR: W. FREDA | Management | For | For | |
1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | For | |
1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: S. O'SULLIVAN | Management | For | For | |
1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: G. SUMME | Management | Against | Against | |
2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | For | |
3. | TO RECOMMEND, BY ADVISORY PROPOSAL, THE FREQUENCY OF ADVISORY PROPOSALS ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | TO APPROVE THE 2017 STOCK INCENTIVE PLAN. | Management | For | For | |
5. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
ALTISOURCE PORTFOLIO SOLUTIONS S.A. | |
Security | L0175J104 | | | | | Meeting Type | Annual |
Ticker Symbol | ASPS | | | | | Meeting Date | 17-May-2017 |
ISIN | LU0445408270 | | | | | Agenda | 934581061 - Management |
Record Date | 20-Mar-2017 | | | | | Holding Recon Date | 20-Mar-2017 |
City / | Country | | | / | Luxembourg | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ORIN S. KRAMER | Management | For | For | |
1B. | ELECTION OF DIRECTOR: W. MICHAEL LINN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ROLAND MULLER- INEICHEN | Management | For | For | |
1D. | ELECTION OF DIRECTOR: WILLIAM B. SHEPRO | Management | For | For | |
1E. | ELECTION OF DIRECTOR: TIMO VATTO | Management | For | For | |
1F. | ELECTION OF DIRECTOR: JOSEPH L. MORETTINI | Management | For | For | |
2. | PROPOSAL TO APPROVE THE APPOINTMENT OF MAYER HOFFMAN MCCANN P.C. TO BE OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 AND THE APPOINTMENT OF ATWELL S.A R.L. TO BE OUR CERTIFIED AUDITOR (REVISEUR D'ENTREPRISES)FOR THE SAME PERIOD | Management | For | For | |
3. | PROPOSAL TO APPROVE THE APPOINTMENT OF MICHELLE D. ESTERMAN, CHIEF FINANCIAL OFFICER OF THE COMPANY, TO BE OUR SUPERVISORY AUDITOR (COMMISSAIRE AUX COMPTES) TO REPORT ON ALTISOURCE PORTFOLIO SOLUTIONS S.A.'S UNCONSOLIDATED ANNUAL ACCOUNTS PREPARED IN ACCORDANCE WITH LUXEMBOURG GAAP ("LUXEMBOURG ANNUAL ACCOUNTS") FOR THE YEARS ENDING 12/31/17 THROUGH 12/31/22, OR UNTIL HER SUCCESSOR IS DULY ELECTED AND QUALIFIED, AND TO RATIFY HER APPOINTMENT BY THE BOARD AS OUR SUPERVISORY AUDITOR .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |
4. | PROPOSAL TO APPROVE THE LUXEMBOURG ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016 AND ALTISOURCE PORTFOLIO SOLUTIONS S.A.'S CONSOLIDATED FINANCIAL STATEMENTS PREPARED IN ACCORDANCE WITH ACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES INCLUDING A FOOTNOTE RECONCILIATION OF EQUITY AND NET INCOME TO | Management | For | For | |
| INTERNATIONAL FINANCIAL REPORTING STANDARDS (THE "CONSOLIDATED ACCOUNTS" AND, TOGETHER WITH THE LUXEMBOURG ANNUAL ACCOUNTS, THE "LUXEMBOURG STATUTORY ACCOUNTS") AS OF AND FOR THE YEAR ENDED DECEMBER 31, 2016 | | | | | |
5. | PROPOSAL TO RECEIVE AND APPROVE THE DIRECTORS' REPORTS FOR THE LUXEMBOURG STATUTORY ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016 AND TO RECEIVE THE REPORTS OF THE SUPERVISORY AUDITOR (COMMISSAIRE AUX COMPTES) FOR THE LUXEMBOURG ANNUAL ACCOUNTS FOR THE YEARS ENDED DECEMBER 31, 2009 THROUGH DECEMBER 31, 2016 | Management | For | For | |
6. | PROPOSAL TO ALLOCATE THE RESULTS IN THE LUXEMBOURG ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2016 | Management | For | For | |
7. | PROPOSAL TO DISCHARGE EACH OF THE DIRECTORS OF ALTISOURCE PORTFOLIO SOLUTIONS S.A. FOR THE PERFORMANCE OF THEIR MANDATES FOR THE YEAR ENDED DECEMBER 31, 2016 AND THE SUPERVISORY AUDITOR (COMMISSAIRE AUX COMPTES) FOR THE PERFORMANCE OF HER MANDATE FOR THE YEARS ENDED DECEMBER 31, 2009 THROUGH DECEMBER 31, 2016 | Management | For | For | |
8. | PROPOSAL TO RENEW OUR SHARE REPURCHASE PROGRAM SUCH THAT ALTISOURCE PORTFOLIO SOLUTIONS S.A. IS AUTHORIZED, FOR A PERIOD OF FIVE YEARS FROM THE DATE OF THE ANNUAL MEETING, TO REPURCHASE UP TO TWENTY-FIVE PERCENT (25%) OF THE OUTSTANDING SHARES OF ITS COMMON STOCK (AS OF THE CLOSE OF BUSINESS ON THE DATE OF THE ANNUAL MEETING) AT A MINIMUM PRICE OF ONE DOLLAR ($1) PER SHARE AND A MAXIMUM PRICE OF FIVE HUNDRED DOLLARS ($500) PER SHARE | Management | For | For | |
9. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE COMPENSATION OF ALTISOURCE'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE JOINT PROXY STATEMENT ("SAY-ON-PAY") | Management | For | For | |
10. | PROPOSAL TO APPROVE, ON AN ADVISORY (NON- BINDING) BASIS, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION ("SAY-ON-FREQUENCY") | Management | 1 Year | For | |
ALTISOURCE PORTFOLIO SOLUTIONS S.A. | |
Security | L0175J114 | | | | | Meeting Type | Annual |
Ticker Symbol | ASPS | | | | | Meeting Date | 17-May-2017 |
ISIN | L0175J104 | | | | | Agenda | 934581073 - Management |
Record Date | 20-Mar-2017 | | | | | Holding Recon Date | 20-Mar-2017 |
City / | Country | | | / | Luxembourg | | | | Vote Deadline Date | 16-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | PROPOSAL TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO (I) RENEW AND EXTEND THE AUTHORIZATION OF THE BOARD TO ISSUE SHARES OF THE COMPANY'S COMMON STOCK, WITHIN THE LIMITS OF THE COMPANY'S AUTHORIZED SHARE CAPITAL OF $100,000,000 AND, IN CONNECTION WITH ANY SUCH ISSUANCE, TO LIMIT OR CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHTS OF SHAREHOLDERS, EACH FOR 5 YEARS, AS SET FORTH IN THE PROPOSED AMENDED AND RESTATED ARTICLES OF INCORPORATION AND (II) RECEIVE THE REPORT ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |
2. | PROPOSAL TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF INCORPORATION TO EFFECTUATE RECENT CHANGES IN THE LUXEMBOURG COMPANY LAW, AS THE COMPANY IS REQUIRED TO DO PURSUANT TO THE LUXEMBOURG LAW OF 10 AUGUST 2016 AND TO MAKE CERTAIN OTHER ADMINISTRATIVE CHANGES AS SET FORTH IN THE PROPOSED AMENDED AND RESTATED ARTICLES OF INCORPORATION the vote cut-off is May 9th. | Management | For | For | |
CORE LABORATORIES N.V. | |
Security | N22717107 | | | | | Meeting Type | Annual |
Ticker Symbol | CLB | | | | | Meeting Date | 18-May-2017 |
ISIN | NL0000200384 | | | | | Agenda | 934562403 - Management |
Record Date | 17-Mar-2017 | | | | | Holding Recon Date | 17-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | RE-ELECTION OF DIRECTOR: DAVID M. DEMSHUR | Management | For | For | |
1B. | RE-ELECTION OF DIRECTOR: JAN WILLEM SODDERLAND | Management | For | For | |
2. | TO AMEND ARTICLE 20, PARAGRAPH 5(II), OF OUR ARTICLES OF ASSOCIATION TO ALLOW FOR ANY FUTURE AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH ARE PROPOSED BY THE BOARD OF MANAGEMENT AND WHICH PROPOSAL IS APPROVED BY THE BOARD OF SUPERVISORY DIRECTORS, TO BE PASSED WITH AN ABSOLUTE MAJORITY OF VOTES CAST, WITHOUT REGARD TO THE NUMBER OF SHARES REPRESENTED AT THE MEETING. | Management | For | For | |
3. | TO APPOINT KPMG, INCLUDING ITS U.S. AND DUTCH AFFILIATES, (COLLECTIVELY, "KPMG") AS CORE LABORATORIES N.V.'S (THE "COMPANY") INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | For | For | |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE SECTION ENTITLED COMPENSATION DISCUSSION AND ANALYSIS ("CD&A SECTION"), AND THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO THE SECURITY AND EXCHANGE COMMISSION'S COMPENSATION DISCLOSURE RULES, INCLUDING THE COMPENSATION TABLES | Management | For | For | |
5. | TO CONFIRM AND ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS IN THE ENGLISH LANGUAGE FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016, FOLLOWING A DISCUSSION OF OUR DUTCH REPORT OF THE MANAGEMENT BOARD FOR THAT SAME PERIOD. | Management | For | For | |
6. | TO APPROVE AND RESOLVE THE CANCELLATION OF OUR REPURCHASED SHARES HELD AT 12:01 A.M. CEST ON MAY 18, 2017. | Management | For | For | |
7. | TO APPROVE AND RESOLVE THE EXTENSION OF THE EXISTING AUTHORITY TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL FROM TIME TO TIME FOR AN 18-MONTH PERIOD, UNTIL NOVEMBER 18, 2018, AND SUCH REPURCHASED SHARES MAY BE USED FOR ANY LEGAL PURPOSE. | Management | For | For | |
8. | TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO ISSUE SHARES AND/OR TO GRANT RIGHTS (INCLUDING OPTIONS TO PURCHASE) WITH RESPECT TO OUR COMMON AND PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018. | Management | For | For | |
9. | TO APPROVE AND RESOLVE THE EXTENSION OF THE AUTHORITY TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF THE HOLDERS OF OUR COMMON SHARES AND/OR PREFERENCE SHARES UP TO A MAXIMUM OF 10% OF OUTSTANDING SHARES PER ANNUM UNTIL NOVEMBER 18, 2018. | Management | For | For | |
THE MOSAIC COMPANY | |
Security | 61945C103 | | | | | Meeting Type | Annual |
Ticker Symbol | MOS | | | | | Meeting Date | 18-May-2017 |
ISIN | US61945C1036 | | | | | Agenda | 934569712 - Management |
Record Date | 21-Mar-2017 | | | | | Holding Recon Date | 21-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: NANCY E. COOPER | Management | For | For | |
1B. | ELECTION OF DIRECTOR: GREGORY L. EBEL | Management | For | For | |
1C. | ELECTION OF DIRECTOR: TIMOTHY S. GITZEL | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: DENISE C. JOHNSON | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: EMERY N. KOENIG | Management | For | For | |
1F. | ELECTION OF DIRECTOR: ROBERT L. LUMPKINS | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: JAMES ("JOC") C. O'ROURKE | Management | For | For | |
1I. | ELECTION OF DIRECTOR: JAMES L. POPOWICH | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: DAVID T. SEATON | Management | Against | Against | |
1K. | ELECTION OF DIRECTOR: STEVEN M. SEIBERT | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: KELVIN R. WESTBROOK | Management | For | For | |
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | Management | Against | Against | |
3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT | Management | Against | Against | |
4. | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
CROWN CASTLE INTERNATIONAL CORP | |
Security | 22822V101 | | | | | Meeting Type | Annual |
Ticker Symbol | CCI | | | | | Meeting Date | 18-May-2017 |
ISIN | US22822V1017 | | | | | Agenda | 934571820 - Management |
Record Date | 27-Mar-2017 | | | | | Holding Recon Date | 27-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: P. ROBERT BARTOLO | Management | For | For | |
1B. | ELECTION OF DIRECTOR: JAY A. BROWN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: CINDY CHRISTY | Management | For | For | |
1D. | ELECTION OF DIRECTOR: ARI Q. FITZGERALD | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: ROBERT E. GARRISON II | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: LEE W. HOGAN | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. | Management | For | For | |
1H. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: ROBERT F. MCKENZIE | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: ANTHONY J. MELONE | Management | For | For | |
1K. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | Management | For | For | |
2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2017. | Management | Against | Against | |
3. | THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |
4. | A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED. | Shareholder | For | Against | |
AVALONBAY COMMUNITIES, INC. | |
Security | 053484101 | | | | | Meeting Type | Annual |
Ticker Symbol | AVB | | | | | Meeting Date | 18-May-2017 |
ISIN | US0534841012 | | | | | Agenda | 934584106 - Management |
Record Date | 06-Mar-2017 | | | | | Holding Recon Date | 06-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 17-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: GLYN F. AEPPEL | Management | For | For | |
1B. | ELECTION OF DIRECTOR: TERRY S. BROWN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ALAN B. BUCKELEW | Management | For | For | |
1D. | ELECTION OF DIRECTOR: RONALD L. HAVNER, JR. | Management | For | For | |
1E. | ELECTION OF DIRECTOR: RICHARD J. LIEB | Management | For | For | |
1F. | ELECTION OF DIRECTOR: TIMOTHY J. NAUGHTON | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: PETER S. RUMMELL | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: H. JAY SARLES | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: SUSAN SWANEZY | Management | For | For | |
1J. | ELECTION OF DIRECTOR: W. EDWARD WALTER | Management | For | For | |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | TO APPROVE THE COMPANY'S SECOND AMENDED AND RESTATED 2009 EQUITY INCENTIVE PLAN. | Management | For | For | |
4. | TO ADOPT A RESOLUTION APPROVING, ON A NON- BINDING ADVISORY ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | |
5. | TO CAST A NON-BINDING ADVISORY VOTE AS TO FREQUENCY OF FUTURE ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | 1 Year | For | |
WEYERHAEUSER COMPANY | |
Security | 962166104 | | | | | Meeting Type | Annual |
Ticker Symbol | WY | | | | | Meeting Date | 19-May-2017 |
ISIN | US9621661043 | | | | | Agenda | 934566817 - Management |
Record Date | 24-Mar-2017 | | | | | Holding Recon Date | 24-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 18-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: MARK A. EMMERT | Management | For | For | |
1B. | ELECTION OF DIRECTOR: RICK R. HOLLEY | Management | For | For | |
1C. | ELECTION OF DIRECTOR: SARA GROOTWASSINK LEWIS | Management | For | For | |
1D. | ELECTION OF DIRECTOR: JOHN F. MORGAN, SR. | Management | For | For | |
1E. | ELECTION OF DIRECTOR: NICOLE W. PIASECKI | Management | For | For | |
1F. | ELECTION OF DIRECTOR: MARC F. RACICOT | Management | For | For | |
1G. | ELECTION OF DIRECTOR: LAWRENCE A. SELZER | Management | For | For | |
1H. | ELECTION OF DIRECTOR: DOYLE R. SIMONS | Management | For | For | |
1I. | ELECTION OF DIRECTOR: D. MICHAEL STEUERT | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | |
1K. | ELECTION OF DIRECTOR: CHARLES R. WILLIAMSON | Management | Against | Against | |
2. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | |
3. | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For | |
4. | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Against | Against | |
AMGEN INC. | |
Security | 031162100 | | | | | Meeting Type | Annual |
Ticker Symbol | AMGN | | | | | Meeting Date | 19-May-2017 |
ISIN | US0311621009 | | | | | Agenda | 934569039 - Management |
Record Date | 20-Mar-2017 | | | | | Holding Recon Date | 20-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 18-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: MR. FRANCOIS DE CARBONNEL | Management | For | For | |
1D. | ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT | Management | For | For | |
1E. | ELECTION OF DIRECTOR: MR. GREG C. GARLAND | Management | For | For | |
1F. | ELECTION OF DIRECTOR: MR. FRED HASSAN | Management | For | For | |
1G. | ELECTION OF DIRECTOR: DR. REBECCA M. HENDERSON | Management | For | For | |
1H. | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: MR. CHARLES M. HOLLEY, JR. | Management | For | For | |
1J. | ELECTION OF DIRECTOR: DR. TYLER JACKS | Management | For | For | |
1K. | ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN | Management | For | For | |
1L. | ELECTION OF DIRECTOR: DR. RONALD D. SUGAR | Management | For | For | |
1M. | ELECTION OF DIRECTOR: DR. R. SANDERS WILLIAMS | Management | For | For | |
2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | STOCKHOLDER PROPOSAL TO ADOPT MAJORITY VOTES CAST STANDARD FOR MATTERS PRESENTED BY STOCKHOLDERS. | Shareholder | For | Against | |
MCDONALD'S CORPORATION | |
Security | 580135101 | | | | | Meeting Type | Annual |
Ticker Symbol | MCD | | | | | Meeting Date | 24-May-2017 |
ISIN | US5801351017 | | | | | Agenda | 934584168 - Management |
Record Date | 27-Mar-2017 | | | | | Holding Recon Date | 27-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 23-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: LLOYD DEAN | Management | For | For | |
1B. | ELECTION OF DIRECTOR: STEPHEN EASTERBROOK | Management | For | For | |
1C. | ELECTION OF DIRECTOR: ROBERT ECKERT | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: MARGARET GEORGIADIS | Management | For | For | |
1E. | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: JEANNE JACKSON | Management | For | For | |
1G. | ELECTION OF DIRECTOR: RICHARD LENNY | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: JOHN MULLIGAN | Management | For | For | |
1I. | ELECTION OF DIRECTOR: SHEILA PENROSE | Management | For | For | |
1J. | ELECTION OF DIRECTOR: JOHN ROGERS, JR. | Management | Against | Against | |
1K. | ELECTION OF DIRECTOR: MILES WHITE | Management | For | For | |
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2012 OMNIBUS STOCK OWNERSHIP PLAN. | Management | For | For | |
5. | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2017. | Management | Against | Against | |
6. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A CHANGE TO THE VOTE-COUNTING STANDARD FOR SHAREHOLDER PROPOSALS, IF PROPERLY PRESENTED. | Shareholder | For | Against | |
7. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |
8. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO ISSUE A CLASS OF PREFERRED STOCK WITH THE RIGHT TO ELECT ITS OWN DIRECTOR, IF PROPERLY PRESENTED. | Shareholder | For | Against | |
9. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE BOARD MAKE ALL LAWFUL EFFORTS TO IMPLEMENT AND/OR INCREASE ACTIVITY ON THE HOLY LAND PRINCIPLES, IF PROPERLY PRESENTED. | Shareholder | Against | For | |
10. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THE BOARD TO UPDATE THE COMPANY'S POLICY REGARDING USE OF ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF PROPERLY PRESENTED. | Shareholder | For | Against | |
11. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ASSESSING THE ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM BEVERAGE CUPS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |
12. | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | |
BUNGE LIMITED | |
Security | G16962105 | | | | | Meeting Type | Annual |
Ticker Symbol | BG | | | | | Meeting Date | 25-May-2017 |
ISIN | BMG169621056 | | | | | Agenda | 934588750 - Management |
Record Date | 30-Mar-2017 | | | | | Holding Recon Date | 30-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 24-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ERNEST G. BACHRACH | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: ENRIQUE H. BOILINI | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: CAROL M. BROWNER | Management | For | For | |
1D. | ELECTION OF DIRECTOR: PAUL CORNET DE WAYS- RUART | Management | For | For | |
1E. | ELECTION OF DIRECTOR: ANDREW FERRIER | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: ANDREAS FIBIG | Management | For | For | |
1G. | ELECTION OF DIRECTOR: KATHLEEN HYLE | Management | For | For | |
1H. | ELECTION OF DIRECTOR: L. PATRICK LUPO | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: JOHN E. MCGLADE | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: SOREN SCHRODER | Management | For | For | |
2. | TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE INDEPENDENT AUDITORS' FEES. | Management | Against | Against | |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Against | Against | |
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | TO APPROVE THE BUNGE LIMITED 2017 NON- EMPLOYEE DIRECTORS EQUITY INCENTIVE PLAN. | Management | For | For | |
AMERICAN TOWER CORPORATION | |
Security | 03027X100 | | | | | Meeting Type | Annual |
Ticker Symbol | AMT | | | | | Meeting Date | 31-May-2017 |
ISIN | US03027X1000 | | | | | Agenda | 934590945 - Management |
Record Date | 05-Apr-2017 | | | | | Holding Recon Date | 05-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 30-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: ROBERT D. HORMATS | Management | For | For | |
1D. | ELECTION OF DIRECTOR: CRAIG MACNAB | Management | For | For | |
1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | For | |
1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | For | |
1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | For | |
2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | Management | Against | Against | |
3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | |
4. | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
WILLIAMS-SONOMA, INC. | |
Security | 969904101 | | | | | Meeting Type | Annual |
Ticker Symbol | WSM | | | | | Meeting Date | 31-May-2017 |
ISIN | US9699041011 | | | | | Agenda | 934593523 - Management |
Record Date | 03-Apr-2017 | | | | | Holding Recon Date | 03-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 30-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1.1 | ELECTION OF DIRECTOR: LAURA J. ALBER | Management | For | For | |
1.2 | ELECTION OF DIRECTOR: ADRIAN D.P. BELLAMY | Management | Against | Against | |
1.3 | ELECTION OF DIRECTOR: ROSE MARIE BRAVO | Management | Against | Against | |
1.4 | ELECTION OF DIRECTOR: ANTHONY A. GREENER | Management | Against | Against | |
1.5 | ELECTION OF DIRECTOR: GRACE PUMA | Management | For | For | |
1.6 | ELECTION OF DIRECTOR: CHRISTIANA SMITH SHI | Management | For | For | |
1.7 | ELECTION OF DIRECTOR: SABRINA SIMMONS | Management | For | For | |
1.8 | ELECTION OF DIRECTOR: JERRY D. STRITZKE | Management | For | For | |
1.9 | ELECTION OF DIRECTOR: FRITS D. VAN PAASSCHEN | Management | For | For | |
2. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Against | Against | |
3. | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | 1 Year | For | |
4. | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | Against | Against | |
5. | THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S BYLAWS TO PROVIDE FOR PROXY ACCESS | Management | For | For | |
6. | STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | Shareholder | For | Against | |
EQUINIX, INC. | |
Security | 29444U700 | | | | | Meeting Type | Annual |
Ticker Symbol | EQIX | | | | | Meeting Date | 31-May-2017 |
ISIN | US29444U7000 | | | | | Agenda | 934596339 - Management |
Record Date | 05-Apr-2017 | | | | | Holding Recon Date | 05-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 30-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | THOMAS BARTLETT | | | For | For | |
| | 2 | NANCI CALDWELL | | | For | For | |
| | 3 | GARY HROMADKO | | | Withheld | Against | |
| | 4 | JOHN HUGHES | | | For | For | |
| | 5 | SCOTT KRIENS | | | Withheld | Against | |
| | 6 | WILLIAM LUBY | | | For | For | |
| | 7 | IRVING LYONS, III | | | Withheld | Against | |
| | 8 | CHRISTOPHER PAISLEY | | | Withheld | Against | |
| | 9 | STEPHEN SMITH | | | Withheld | Against | |
| | 10 | PETER VAN CAMP | | | For | For | |
2. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | |
3. | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |
4. | TO APPROVE LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN OF OUR EXECUTIVES, PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | |
5. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
GRUPO AEROPORTUARIO DEL CENTRO NORTE | |
Security | 400501102 | | | | | Meeting Type | Special |
Ticker Symbol | OMAB | | | | | Meeting Date | 31-May-2017 |
ISIN | US4005011022 | | | | | Agenda | 934626233 - Management |
Record Date | 03-May-2017 | | | | | Holding Recon Date | 03-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 25-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
I | DISCUSSION AND, IN THE EVENT, APPROVAL OF A PROPOSAL TO CANCEL 6,229,027 SERIES B SHARES ACQUIRED IN ACCORDANCE WITH ARTICLE 56 OF THE MEXICAN SECURITIES LAW, AND THEREBY TO REDUCE THE MINIMUM OR FIXED SOCIAL CAPITAL OF THE COMPANY, AND, IN THE EVENT, TO MODIFY THE TEXT OF ARTICLE SIX OF THE BYLAWS OF THE COMPANY. | Management | For | For | |
II | APPOINTMENT OF SPECIAL DELEGATES. | Management | For | For | |
NXP SEMICONDUCTORS NV. | |
Security | N6596X109 | | | | | Meeting Type | Annual |
Ticker Symbol | NXPI | | | | | Meeting Date | 01-Jun-2017 |
ISIN | NL0009538784 | | | | | Agenda | 934626966 - Management |
Record Date | 04-May-2017 | | | | | Holding Recon Date | 04-May-2017 |
City / | Country | | | / | Netherlands | | | | Vote Deadline Date | 30-May-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
2-C | ADOPTION OF THE 2016 STATUTORY ANNUAL ACCOUNTS. | Management | For | For | |
2-D | GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2016. | Management | For | For | |
3-A | PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-B | PROPOSAL TO RE-APPOINT SIR PETER BONFIELD AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-C | PROPOSAL TO RE-APPOINT MR. JOHANNES P. HUTH AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-D | PROPOSAL TO RE-APPOINT MR. KENNETH A. GOLDMAN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-E | PROPOSAL TO RE-APPOINT DR. MARION HELMES AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-F | PROPOSAL TO RE-APPOINT MR. JOSEPH KAESER AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-G | PROPOSAL TO RE-APPOINT MR. IAN LORING AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-H | PROPOSAL TO RE-APPOINT MR. ERIC MEURICE AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-I | PROPOSAL TO RE-APPOINT MR. PETER SMITHAM AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-J | PROPOSAL TO RE-APPOINT MS. JULIE SOUTHERN AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
3-K | PROPOSAL TO RE-APPOINT MR. GREGORY SUMME AS NON-EXECUTIVE DIRECTOR WITH EFFECT FROM JUNE 1, 2017. | Management | For | For | |
4-A | AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SHARES OR GRANT RIGHTS TO ACQUIRE SHARES. | Management | For | For | |
4-B | AUTHORIZATION OF THE BOARD OF DIRECTORS TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS. | Management | For | For | |
5 | AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY'S CAPITAL. | Management | For | For | |
6 | AUTHORIZATION TO CANCEL REPURCHASED SHARES IN THE COMPANY'S CAPITAL. | Management | For | For | |
LOWE'S COMPANIES, INC. | |
Security | 548661107 | | | | | Meeting Type | Annual |
Ticker Symbol | LOW | | | | | Meeting Date | 02-Jun-2017 |
ISIN | US5486611073 | | | | | Agenda | 934594412 - Management |
Record Date | 24-Mar-2017 | | | | | Holding Recon Date | 24-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 01-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | RAUL ALVAREZ | | | For | For | |
| | 2 | ANGELA F. BRALY | | | For | For | |
| | 3 | SANDRA B. COCHRAN | | | For | For | |
| | 4 | LAURIE Z. DOUGLAS | | | For | For | |
| | 5 | RICHARD W. DREILING | | | For | For | |
| | 6 | ROBERT L. JOHNSON | | | For | For | |
| | 7 | MARSHALL O. LARSEN | | | Withheld | Against | |
| | 8 | JAMES H. MORGAN | | | For | For | |
| | 9 | ROBERT A. NIBLOCK | | | For | For | |
| | 10 | BERTRAM L. SCOTT | | | For | For | |
| | 11 | ERIC C. WISEMAN | | | For | For | |
2. | ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2016. | Management | For | For | |
3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For | |
4. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | Management | Against | Against | |
5. | PROPOSAL REGARDING THE FEASIBILITY OF SETTING RENEWABLE ENERGY SOURCING TARGETS. | Shareholder | Against | For | |
WAL-MART STORES, INC. | |
Security | 931142103 | | | | | Meeting Type | Annual |
Ticker Symbol | WMT | | | | | Meeting Date | 02-Jun-2017 |
ISIN | US9311421039 | | | | | Agenda | 934598713 - Management |
Record Date | 07-Apr-2017 | | | | | Holding Recon Date | 07-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 01-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |
1B. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | |
1C. | ELECTION OF DIRECTOR: CARLA A. HARRIS | Management | For | For | |
1D. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | |
1E. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | |
1F. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | |
1G. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |
1H. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | |
1I. | ELECTION OF DIRECTOR: KEVIN Y. SYSTROM | Management | For | For | |
1J. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |
1K. | ELECTION OF DIRECTOR: STEUART L. WALTON | Management | For | For | |
2. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | 1 Year | For | |
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | |
4. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | Against | Against | |
5. | REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN POLICY | Shareholder | For | Against | |
6. | SHAREHOLDER PROXY ACCESS | Shareholder | For | Against | |
7. | REQUEST FOR INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Against | For | |
BIOGEN INC. | |
Security | 09062X103 | | | | | Meeting Type | Annual |
Ticker Symbol | BIIB | | | | | Meeting Date | 07-Jun-2017 |
ISIN | US09062X1037 | | | | | Agenda | 934600568 - Management |
Record Date | 10-Apr-2017 | | | | | Holding Recon Date | 10-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 06-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ALEXANDER J. DENNER | Management | For | For | |
1B. | ELECTION OF DIRECTOR: CAROLINE D. DORSA | Management | For | For | |
1C. | ELECTION OF DIRECTOR: NANCY L. LEAMING | Management | For | For | |
1D. | ELECTION OF DIRECTOR: RICHARD C. MULLIGAN | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: ROBERT W. PANGIA | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS | Management | Against | Against | |
1G. | ELECTION OF DIRECTOR: BRIAN S. POSNER | Management | For | For | |
1H. | ELECTION OF DIRECTOR: ERIC K. ROWINSKY | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: LYNN SCHENK | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: STEPHEN A. SHERWIN | Management | For | For | |
1K. | ELECTION OF DIRECTOR: MICHEL VOUNATSOS | Management | For | For | |
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Management | Against | Against | |
3. | SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | |
4. | SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN. | Management | Against | Against | |
HUANENG POWER INTERNATIONAL, INC. | |
Security | 443304100 | | | | | Meeting Type | Annual |
Ticker Symbol | HNP | | | | | Meeting Date | 13-Jun-2017 |
ISIN | US4433041005 | | | | | Agenda | 934629087 - Management |
Record Date | 08-May-2017 | | | | | Holding Recon Date | 08-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 02-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR 2016 | Management | For | For | |
2 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR 2016 | Management | For | For | |
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR 2016 | Management | For | For | |
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR 2016 | Management | For | For | |
5 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE APPOINTMENT OF THE COMPANY'S AUDITORS FOR 2017 | Management | For | For | |
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SHORT-TERM DEBENTURES BY THE COMPANY | Management | For | For | |
7 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SUPER SHORT-TERM DEBENTURES BY THE COMPANY | Management | For | For | |
8 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS (BY WAY OF NON-PUBLIC PLACEMENT) | Management | For | For | |
9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GRANTING OF THE GENERAL MANDATE OF ISSUE DOMESTIC AND/OR OVERSEAS DEBT FINANCING INSTRUMENTS | Management | For | For | |
10 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE GRANTING OF GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ISSUE DOMESTIC SHARES AND/OR OVERSEAS LISTED FOREIGN SHARES | Management | For | For | |
11A | TO ELECT MR. CAO PEIXI AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11B | TO ELECT MR. GUO JUNMING AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11C | TO ELECT MR. LIU GUOYUE AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | Against | Against | |
11D | TO ELECT MR. FAN XIAXIA AS THE EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | Against | Against | |
11E | TO ELECT MR. HUANG JIAN AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11F | TO ELECT MR. WANG YONGXIANG AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11G | TO ELECT MR. MI DABIN AS THE NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11H | TO ELECT MR. GUO HONGBO AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11I | TO ELECT MR. CHENG HENG AS THE NON- EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11J | TO ELECT MR. LIN CHONG AS THE NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11K | TO ELECT MR. YUE HENG AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11L | TO ELECT MR. GENG JIANXIN AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11M | TO ELECT MR. XU MENGZHOU AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11N | TO ELECT MR. LIU JIZHEN AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
11O | TO ELECT MR. XU HAIFENG AS THE INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE NINTH SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY | Management | For | For | |
12A | TO ELECT MR. YE XIANGDONG AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | For | For | |
12B | TO ELECT MR. MU XUAN AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | For | For | |
12C | TO ELECT MR. ZHANG MENGJIAO AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | For | For | |
12D | TO ELECT MR. GU JIANGUO AS THE SHAREHOLDER SUPERVISOR OF THE NINTH SESSION OF THE SUPERVISORY COMMITTEE OF THE COMPANY | Management | For | For | |
TARGET CORPORATION | |
Security | 87612E106 | | | | | Meeting Type | Annual |
Ticker Symbol | TGT | | | | | Meeting Date | 14-Jun-2017 |
ISIN | US87612E1064 | | | | | Agenda | 934609770 - Management |
Record Date | 17-Apr-2017 | | | | | Holding Recon Date | 17-Apr-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 13-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | Against | Against | |
1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | |
1C. | ELECTION OF DIRECTOR: BRIAN C. CORNELL | Management | For | For | |
1D. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | Against | Against | |
1E. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | Against | Against | |
1F. | ELECTION OF DIRECTOR: ROBERT L. EDWARDS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: DONALD R. KNAUSS | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | For | For | |
1J. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | |
1K. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For | |
1L. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For | |
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Against | Against | |
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY ON PAY"). | Management | Against | Against | |
4. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF OUR SAY ON PAY VOTES. | Management | 1 Year | For | |
5. | COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION EXECUTIVE OFFICER CASH INCENTIVE PLAN. | Management | Against | Against | |
EQUITY RESIDENTIAL | |
Security | 29476L107 | | | | | Meeting Type | Annual |
Ticker Symbol | EQR | | | | | Meeting Date | 15-Jun-2017 |
ISIN | US29476L1070 | | | | | Agenda | 934597545 - Management |
Record Date | 31-Mar-2017 | | | | | Holding Recon Date | 31-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 14-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JOHN W. ALEXANDER | | | Withheld | Against | |
| | 2 | CHARLES L. ATWOOD | | | Withheld | Against | |
| | 3 | LINDA WALKER BYNOE | | | For | For | |
| | 4 | CONNIE K. DUCKWORTH | | | For | For | |
| | 5 | MARY KAY HABEN | | | For | For | |
| | 6 | BRADLEY A. KEYWELL | | | For | For | |
| | 7 | JOHN E. NEAL | | | Withheld | Against | |
| | 8 | DAVID J. NEITHERCUT | | | For | For | |
| | 9 | MARK S. SHAPIRO | | | For | For | |
| | 10 | GERALD A. SPECTOR | | | Withheld | Against | |
| | 11 | STEPHEN E. STERRETT | | | For | For | |
| | 12 | SAMUEL ZELL | | | Withheld | Against | |
2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017. | Management | Against | Against | |
3. | APPROVE EXECUTIVE COMPENSATION. | Management | For | For | |
4. | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | |
5. | SHAREHOLDER PROPOSAL TO ALLOW SHAREHOLDERS TO AMEND THE COMPANY'S BYLAWS. | Shareholder | For | Against | |
ISHARES MORNINGSTAR FUND | |
Security | 464288588 | | | | | Meeting Type | Special |
Ticker Symbol | MBB | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642885887 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES FUNDS | |
Security | 464289511 | | | | | Meeting Type | Special |
Ticker Symbol | CLY | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642895118 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES MORNINGSTAR FUND | |
Security | 464288513 | | | | | Meeting Type | Special |
Ticker Symbol | HYG | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642885135 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES MORNINGSTAR FUND | |
Security | 464288646 | | | | | Meeting Type | Special |
Ticker Symbol | CSJ | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642886463 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES MSCI FUND | |
Security | 46429B655 | | | | | Meeting Type | Special |
Ticker Symbol | FLOT | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US46429B6552 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES TRUST | |
Security | 464287440 | | | | | Meeting Type | Special |
Ticker Symbol | IEF | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642874402 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES MORNINGSTAR FUND | |
Security | 464288281 | | | | | Meeting Type | Special |
Ticker Symbol | EMB | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642882819 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
ISHARES MORNINGSTAR FUND | |
Security | 464288638 | | | | | Meeting Type | Special |
Ticker Symbol | CIU | | | | | Meeting Date | 19-Jun-2017 |
ISIN | US4642886380 | | | | | Agenda | 934621156 - Management |
Record Date | 02-May-2017 | | | | | Holding Recon Date | 02-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | DIRECTOR | Management | | | |
| | 1 | JANE D. CARLIN | | | For | For | |
| | 2 | RICHARD L. FAGNANI | | | For | For | |
| | 3 | DREW E. LAWTON | | | For | For | |
| | 4 | MADHAV V. RAJAN | | | For | For | |
| | 5 | MARK WIEDMAN | | | For | For | |
INFOSYS LIMITED | |
Security | 456788108 | | | | | Meeting Type | Annual |
Ticker Symbol | INFY | | | | | Meeting Date | 24-Jun-2017 |
ISIN | US4567881085 | | | | | Agenda | 934647504 - Management |
Record Date | 02-Jun-2017 | | | | | Holding Recon Date | 02-Jun-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 16-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | ADOPTION OF FINANCIAL STATEMENTS | Management | For | | |
2. | DECLARATION OF DIVIDEND | Management | For | | |
3. | APPOINTMENT OF U. B. PRAVIN RAO AS A DIRECTOR LIABLE TO RETIRE BY ROTATION | Management | For | | |
4. | APPOINTMENT OF AUDITORS | Management | For | | |
5. | APPOINTMENT OF BRANCH AUDITORS | Management | Against | | |
GAMESTOP CORP. | |
Security | 36467W109 | | | | | Meeting Type | Annual |
Ticker Symbol | GME | | | | | Meeting Date | 27-Jun-2017 |
ISIN | US36467W1099 | | | | | Agenda | 934624227 - Management |
Record Date | 05-May-2017 | | | | | Holding Recon Date | 05-May-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 26-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | RE-ELECTION OF DIRECTOR: DANIEL A. DEMATTEO | Management | For | For | |
1B. | RE-ELECTION OF DIRECTOR: J. PAUL RAINES | Management | For | For | |
1C. | RE-ELECTION OF DIRECTOR: JEROME L. DAVIS | Management | Against | Against | |
1D. | RE-ELECTION OF DIRECTOR: THOMAS N. KELLY JR. | Management | Against | Against | |
1E. | RE-ELECTION OF DIRECTOR: SHANE S. KIM | Management | Against | Against | |
1F. | RE-ELECTION OF DIRECTOR: STEVEN R. KOONIN | Management | Against | Against | |
1G. | RE-ELECTION OF DIRECTOR: STEPHANIE M. SHERN | Management | For | For | |
1H. | RE-ELECTION OF DIRECTOR: GERALD R. SZCZEPANSKI | Management | Against | Against | |
1I. | RE-ELECTION OF DIRECTOR: KATHY P. VRABECK | Management | For | For | |
1J. | RE-ELECTION OF DIRECTOR: LAWRENCE S. ZILAVY | Management | Against | Against | |
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Against | Against | |
3. | ADVISORY VOTE ON FREQUENCY OF HOLDING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | |
4. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT, REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017 | Management | For | For | |
5. | AMEND AND RESTATE THE CERTIFICATE OF INCORPORATION TO CHANGE THE SHAREHOLDER VOTING REQUIREMENT FOR REMOVAL OF DIRECTORS ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | Management | For | For | |
SIGNET JEWELERS LIMITED | |
Security | G81276100 | | | | | Meeting Type | Annual |
Ticker Symbol | SIG | | | | | Meeting Date | 28-Jun-2017 |
ISIN | BMG812761002 | | | | | Agenda | 934622879 - Management |
Record Date | 21-Apr-2017 | | | | | Holding Recon Date | 21-Apr-2017 |
City / | Country | | | / | United Kingdom | | | | Vote Deadline Date | 27-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1A. | ELECTION OF DIRECTOR: H. TODD STITZER | Management | For | For | |
1B. | ELECTION OF DIRECTOR: VIRGINIA DROSOS | Management | Against | Against | |
1C. | ELECTION OF DIRECTOR: DALE HILPERT | Management | Against | Against | |
1D. | ELECTION OF DIRECTOR: MARK LIGHT | Management | For | For | |
1E. | ELECTION OF DIRECTOR: HELEN MCCLUSKEY | Management | For | For | |
1F. | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | Management | For | For | |
1G. | ELECTION OF DIRECTOR: THOMAS PLASKETT | Management | Against | Against | |
1H. | ELECTION OF DIRECTOR: JONATHAN SOKOLOFF | Management | Against | Against | |
1I. | ELECTION OF DIRECTOR: ROBERT STACK | Management | Against | Against | |
1J. | ELECTION OF DIRECTOR: BRIAN TILZER | Management | For | For | |
1K. | ELECTION OF DIRECTOR: EUGENIA ULASEWICZ | Management | Against | Against | |
1L. | ELECTION OF DIRECTOR: RUSSELL WALLS | Management | Against | Against | |
2. | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY. | Management | Against | Against | |
3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT (THE "SAY-ON-PAY" VOTE). | Management | Against | Against | |
4. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY OF THE SAY-ON-PAY VOTE (THE "SAY-ON-FREQUENCY" VOTE). | Management | 1 Year | For | |
CANADIAN SOLAR INC. | |
Security | 136635109 | | | | | Meeting Type | Annual |
Ticker Symbol | CSIQ | | | | | Meeting Date | 28-Jun-2017 |
ISIN | CA1366351098 | | | | | Agenda | 934646021 - Management |
Record Date | 26-May-2017 | | | | | Holding Recon Date | 26-May-2017 |
City / | Country | | | / | Canada | | | | Vote Deadline Date | 23-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
01 | DIRECTOR | Management | | | |
| | 1 | SHAWN (XIAOHUA) QU | | | For | For | |
| | 2 | ROBERT MCDERMOTT | | | Withheld | Against | |
| | 3 | LARS-ERIC JOHANSSON | | | Withheld | Against | |
| | 4 | HARRY E. RUDA | | | Withheld | Against | |
| | 5 | A.(LUEN CHEUNG) WONG | | | Withheld | Against | |
02 | TO REAPPOINT DELOITTE TOUCHE TOHMATSU CERTIFIED PUBLIC ACCOUNTANTS LLP AS AUDITORS OF THE CORPORATION AND TO AUTHORIZE THE DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION. | Management | For | For | |
MITSUBISHI UFJ FINANCIAL GROUP, INC. | |
Security | 606822104 | | | | | Meeting Type | Annual |
Ticker Symbol | MTU | | | | | Meeting Date | 29-Jun-2017 |
ISIN | US6068221042 | | | | | Agenda | 934648809 - Management |
Record Date | 31-Mar-2017 | | | | | Holding Recon Date | 31-Mar-2017 |
City / | Country | | | / | United States | | | | Vote Deadline Date | 22-Jun-2017 |
SEDOL(s) | | | | Quick Code | |
Item | Proposal | | Proposed by | | Vote | For/Against Management | |
1. | APPROPRIATION OF SURPLUS | Management | For | For | |
2A. | ELECTION OF DIRECTOR: HIROSHI KAWAKAMI | Management | For | For | |
2B. | ELECTION OF DIRECTOR: YUKO KAWAMOTO | Management | For | For | |
2C. | ELECTION OF DIRECTOR: HARUKA MATSUYAMA | Management | For | For | |
2D. | ELECTION OF DIRECTOR: TOBY S. MYERSON | Management | For | For | |
2E. | ELECTION OF DIRECTOR: TSUTOMU OKUDA | Management | For | For | |
2F. | ELECTION OF DIRECTOR: YUKIHIRO SATO | Management | For | For | |
2G. | ELECTION OF DIRECTOR: TARISA WATANAGASE | Management | For | For | |
2H. | ELECTION OF DIRECTOR: AKIRA YAMATE | Management | For | For | |
2I. | ELECTION OF DIRECTOR: TAKEHIKO SHIMAMOTO | Management | For | For | |
2J. | ELECTION OF DIRECTOR: JUNICHI OKAMOTO | Management | For | For | |
2K. | ELECTION OF DIRECTOR: KIYOSHI SONO | Management | For | For | |
2L. | ELECTION OF DIRECTOR: TAKASHI NAGAOKA | Management | For | For | |
2M. | ELECTION OF DIRECTOR: MIKIO IKEGAYA | Management | For | For | |
2N. | ELECTION OF DIRECTOR: KANETSUGU MIKE | Management | For | For | |
2O. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | Against | Against | |
2P. | ELECTION OF DIRECTOR: TADASHI KURODA | Management | For | For | |
2Q. | ELECTION OF DIRECTOR: MUNEAKI TOKUNARI | Management | For | For | |
2R. | ELECTION OF DIRECTOR: MASAMICHI YASUDA | Management | For | For | |
3. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (INDIVIDUAL DISCLOSURE OF COMPENSATION FOR DIRECTORS) | Shareholder | For | Against | |
4. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SEPARATION OF ROLES OF CHAIRMAN OF THE BOARD AND CHIEF EXECUTIVE OFFICER) | Shareholder | For | Against | |
5. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A PLAN FOR THE COMPANY'S EMPLOYEES TO BE ABLE TO RETURN TO THEIR JOBS AFTER RUNNING FOR A NATIONAL ELECTION, A MUNICIPAL ELECTION OR A MAYORAL ELECTION) | Shareholder | Against | For | |
6. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (EXERCISE OF VOTING RIGHTS OF SHARES HELD FOR THE PURPOSE OF STRATEGIC SHAREHOLDINGS) | Shareholder | Against | For | |
7. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (DISCLOSURE OF POLICIES AND ACTUAL RESULTS OF TRAINING FOR DIRECTORS) | Shareholder | Against | For | |
8. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO COMMUNICATION AND RESPONSE BETWEEN SHAREHOLDERS AND DIRECTORS) | Shareholder | For | Against | |
9. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROVISION RELATING TO A MECHANISM ENABLING SHAREHOLDERS TO RECOMMEND CANDIDATES FOR DIRECTOR TO THE NOMINATING COMMITTEE AND THEIR EQUAL TREATMENT) | Shareholder | For | Against | |
10. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PUBLICATION OF PROPOSALS BY SHAREHOLDER IN THE NOTICE OF CONVOCATION WITH AT LEAST 100 PROPOSALS AS THE UPPER LIMIT) | Shareholder | Against | For | |
11. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF WHISTLE- BLOWING CONTACT ON THE BOARD OF CORPORATE AUDITORS) | Shareholder | Against | For | |
12. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (HOLDING OF EXECUTIVE COMMITTEE MEETINGS CONSISTING ONLY OF OUTSIDE DIRECTORS WITHOUT THE ATTENDANCE OF REPRESENTATIVE CORPORATE EXECUTIVE OFFICERS) | Shareholder | Against | For | |
13. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF PROGRAM FOR HIRING WOMEN WHO GAVE UP THEIR CAREER DUE TO CHILDBIRTH AND CHILD REARING AS "SEMI-RECENT COLLEGE GRADUATES" AND ALSO AS CAREER EMPLOYEES AND EXECUTIVES, ETC.) | Shareholder | Against | For | |
14. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (PROHIBITION OF DISCRIMINATORY TREATMENT OF ACTIVIST INVESTORS) | Shareholder | Against | For | |
15. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL COMMITTEE TO EXPRESS OPINIONS AS THE COMPANY ON A SERIES OF ACTS OF THE MINISTER OF JUSTICE, KATSUTOSHI KANEDA) | Shareholder | Against | For | |
16. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (ESTABLISHMENT OF A SPECIAL INVESTIGATION COMMITTEE ON THE LOANS TO KENKO CORPORATION) | Shareholder | Against | For | |
17. | PROPOSAL BY SHAREHOLDER: DISMISSAL OF DIRECTOR HARUKA MATSUYAMA | Shareholder | Against | For | |
18. | PROPOSAL BY SHAREHOLDER: ELECTION OF DIRECTOR LUCIAN BEBCHUK INSTEAD OF HARUKA MATSUYAMA | Shareholder | Against | For | |
19. | PROPOSAL BY SHAREHOLDER: PARTIAL AMENDMENT TO THE ARTICLES OF INCORPORATION (SUBMISSION OF A REQUEST TO THE BANK OF JAPAN TO REFRAIN FROM DEEPENING THE NEGATIVE INTEREST RATE POLICY) | Shareholder | Against | For | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.