UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2022 to June 30, 2023
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
First Foundation Total Return Fund
First Foundation Fixed Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ARES DYNAMIC CREDIT ALLOCATION FUND
Security ID: 04014F102
Ticker: ARDC
Meeting Date: 16-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
DOUBLELINE INCOME SOLUTIONS FUND
Security ID: 258622109
Ticker: DSL
Meeting Date: 24-Feb-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
DOUBLELINE OPPORTUNISTIC CREDIT FUND
Security ID: 258623107
Ticker: DBL
Meeting Date: 24-Feb-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
LINCOLN NATIONAL CORPORATION
Security ID: 534187BR9
Meeting Date: 25-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
15 | Amend Stock Compensation Plan | Management | For | Voted - For |
16 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - Against |
17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
1
First Foundation Fixed Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ORION OFFICE REIT INC.
Security ID: 68629Y103
Ticker: ONL
Meeting Date: 16-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
PGIM INVESTMENTS
Security ID: 69346H100
Ticker: ISD
Meeting Date: 29-Mar-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
PIMCO CLOSED-END FUNDS
Security ID: 69355M107
Ticker: PDO
Meeting Date: 26-Apr-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
PIMCO DYNAMIC INCOME FUND
Security ID: 72201Y101
Ticker: PDI
Meeting Date: 29-Jun-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
RIVERNORTH DOUBLELINE STRATEGIC
Security ID: 76882G107
Ticker: OPP
Meeting Date: 23-Sep-22
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2
First Foundation Fixed Income Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
RIVERNORTH DOUBLELINE STRATEGIC
Security ID: 76882G206
Ticker: OPPPRA
Meeting Date: 23-Sep-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
UNIT CORPORATION
Security ID: 909218406
Ticker: UNTC
Meeting Date: 06-Dec-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
3
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 02-Jun-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13 | Amend Stock Option Plan | Management | For | Voted - For |
14 | 14A Executive Compensation | Management | For | Voted - For |
15 | 14A Executive Compensation Vote Frequency | Management | 3 Years | Voted - 3 Years |
16 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
18 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
19 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
20 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
21 | S/H Proposal - Human Rights Related | Shareholder | Against | Voted - Against |
22 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
23 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
24 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
25 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
26 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
27 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
28 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
BECLE SAB DE CV
Security ID: P0929Y106
Meeting Date: 28-Apr-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Management Proposal | Management | For | Voted - For |
3 | Management Proposal | Management | For | Voted - For |
4 | Management Proposal | Management | For | Voted - For |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
4
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRKB
Meeting Date: 06-May-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Directors | Management | For | Voted - For |
6 | Election of Directors | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Election of Directors | Management | For | Voted - For |
9 | Election of Directors | Management | For | Voted - For |
10 | Election of Directors | Management | For | Voted - For |
11 | Election of Directors | Management | For | Voted - For |
12 | Election of Directors | Management | For | Voted - For |
13 | Election of Directors | Management | For | Voted - For |
14 | Election of Directors | Management | For | Voted - For |
15 | Election of Directors | Management | For | Voted - For |
16 | 14A Executive Compensation | Management | For | Voted - For |
17 | 14A Executive Compensation Vote Frequency | Management | 3 Years | Voted - 3 Years |
18 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
19 | S/H Proposal - Environmental | Shareholder | Against | Voted - Against |
20 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | Voted - Against |
21 | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | Voted - Against |
22 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
23 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
BOLLORE SE
Security ID: F10659260
Meeting Date: 24-May-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
8 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
5
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
20 | Management Proposal | Management | For | Voted - For |
21 | Management Proposal | Management | For | Voted - For |
22 | Management Proposal | Management | For | Voted - For |
23 | Management Proposal | Management | For | Voted - For |
24 | Management Proposal | Management | For | Voted - For |
25 | Management Proposal | Management | For | Voted - For |
26 | Management Proposal | Management | For | Voted - For |
BROOKFIELD ASSET MANAGEMENT INC.
Security ID: 112585104
Ticker: BAM
Meeting Date: 09-Nov-22
1 | Miscellaneous Corporate Actions | Management | For | Voted - For |
2 | Miscellaneous Corporate Actions | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - For |
4 | Miscellaneous Corporate Actions | Management | For | Voted - For |
BROOKFIELD CORPORATION
Security ID: 11271J107
Ticker: BN
Meeting Date: 09-Jun-23
1 | Fix Number of Directors | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
10 | 14A Executive Compensation | Management | For | Voted - For |
11 | Amend Stock Option Plan | Management | For | Voted - For |
12 | Miscellaneous Corporate Actions | Management | For | Voted - For |
13 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
6
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CANADIAN PACIFIC KANSAS CITY LIMITED
Security ID: 13646K108
Ticker: CP
Meeting Date: 15-Jun-23
1 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
2 | 14A Executive Compensation | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
COMPAGNIE DE L'ODET SE
Security ID: F5758F103
Meeting Date: 14-Jun-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
20 | Management Proposal | Management | For | Voted - For |
21 | Management Proposal | Management | For | Voted - For |
22 | Management Proposal | Management | For | Voted - For |
7
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
23 | Management Proposal | Management | For | Voted - For |
24 | Management Proposal | Management | For | Voted - For |
25 | Management Proposal | Management | For | Voted - For |
26 | Management Proposal | Management | For | Voted - For |
COMPAGNIE DU CAMBODGE
Security ID: F13272129
Meeting Date: 01-Jun-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
DALLASNEWS CORPORATION
Security ID: 235050101
Ticker: DALN
Meeting Date: 11-May-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Directors | Management | For | Voted - For |
6 | Election of Directors | Management | For | Voted - For |
7 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
8 | 14A Executive Compensation | Management | For | Voted - For |
9 | 14A Executive Compensation Vote Frequency | Management | 3 Years | Voted - 3 Years |
8
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
EQUITY COMMONWEALTH
Security ID: 294628102
Ticker: EQC
Meeting Date: 13-Jun-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Directors | Management | For | Voted - For |
6 | Election of Directors | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Election of Directors | Management | For | Voted - For |
9 | 14A Executive Compensation | Management | For | Voted - For |
10 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
12 | Adopt Omnibus Stock Option Plan | Management | For | Voted - For |
EXOR N.V.
Security ID: N3140A107
Meeting Date: 31-May-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
20 | Management Proposal | Management | For | Voted - For |
21 | Management Proposal | Management | For | Voted - For |
22 | Management Proposal | Management | For | Voted - For |
23 | Management Proposal | Management | For | Voted - For |
24 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
25 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
26 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
9
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
27 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
28 | Management Proposal | Management | For | Voted - For |
29 | Management Proposal | Management | For | Voted - For |
30 | Management Proposal | Management | For | Voted - For |
31 | Management Proposal | Management | For | Voted - For |
32 | Management Proposal | Management | For | Voted - For |
33 | Management Proposal | Management | For | Voted - For |
34 | Management Proposal | Management | For | Voted - For |
35 | Management Proposal | Management | For | Voted - For |
36 | Management Proposal | Management | For | Voted - For |
37 | Management Proposal | Management | For | Voted - For |
38 | Management Proposal | Management | For | Voted - For |
39 | Management Proposal | Management | For | Voted - For |
40 | Management Proposal | Management | For | Voted - For |
41 | Management Proposal | Management | For | Voted - For |
42 | Management Proposal | Management | For | Voted - For |
43 | Management Proposal | Management | For | Voted - For |
44 | Management Proposal | Management | For | Voted - For |
45 | Management Proposal | Management | For | Voted - For |
46 | Management Proposal | Management | For | Voted - For |
FAIRFAX INDIA HOLDINGS CORP
Security ID: 303897102
Meeting Date: 20-Apr-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Management Proposal | Management | For | Voted - For |
3 | Management Proposal | Management | For | Voted - For |
4 | Management Proposal | Management | For | Voted - For |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
FINANCIERE MONCEY SA
Security ID: F37044116
Meeting Date: 01-Jun-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
10
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
GREENFIRST FOREST PRODUCTS INC
Security ID: 39526A100
Meeting Date: 16-May-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Management Proposal | Management | For | Voted - For |
3 | Management Proposal | Management | For | Voted - For |
4 | Management Proposal | Management | For | Voted - For |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
HCA HEALTHCARE, INC.
Security ID: 40412C101
Ticker: HCA
Meeting Date: 19-Apr-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
12 | Adopt Employee Stock Purchase Plan | Management | For | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
15 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
KEWEENAW LAND ASSOCIATION, LIMITED
Security ID: 493026108
Ticker: KEWL
Meeting Date: 15-Jul-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
5 | Approve Liquidation Plan | Management | For | Voted - For |
Meeting Date: 11-May-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
LABORATORY CORP. OF AMERICA HOLDINGS
Security ID: 50540R409
Ticker: LH
Meeting Date: 11-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | 14A Executive Compensation | Management | For | Voted - For |
13 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
14 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
15 | S/H Proposal - Separate Chairman/Coe | Shareholder | Against | Voted - Against |
16 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
17 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
12
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
LAGARDERE SA
Security ID: F5485U100
Meeting Date: 18-Apr-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
8 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
9 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
20 | Management Proposal | Management | For | Voted - For |
21 | Management Proposal | Management | For | Voted - For |
22 | Management Proposal | Management | For | Voted - For |
23 | Management Proposal | Management | For | Voted - For |
24 | Management Proposal | Management | For | Voted - For |
25 | Management Proposal | Management | For | Voted - For |
26 | Management Proposal | Management | For | Voted - For |
27 | Management Proposal | Management | For | Voted - For |
28 | Management Proposal | Management | For | Voted - For |
29 | Management Proposal | Management | For | Voted - For |
30 | Management Proposal | Management | For | Voted - For |
31 | Management Proposal | Management | For | Voted - For |
32 | Management Proposal | Management | For | Voted - For |
LIBERTY BROADBAND CORPORATION
Security ID: 530307503
Ticker: LBRDP
Meeting Date: 06-Jun-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
LIBERTY MEDIA ACQUISITION CORPORATION
Security ID: 53073L104
Ticker: LMACA
Meeting Date: 14-Nov-22
1 | Approve Charter Amendment | Management | For | Voted - For |
2 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
LIBERTY MEDIA ACQUISITION CORPORATION
Security ID: 53073L203
Ticker: LMACU
Meeting Date: 14-Nov-22
1 | Approve Charter Amendment | Management | For | Voted - For |
2 | Approve Motion to Adjourn Meeting | Management | For | Voted - For |
LIBERTY MEDIA CORPORATION
Security ID: 531229870
Ticker: FWONA
Meeting Date: 06-Jun-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
LOGISTEC CORP
Security ID: 541411401
Meeting Date: 03-May-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Management Proposal | Management | For | Voted - For |
3 | Management Proposal | Management | For | Voted - For |
4 | Management Proposal | Management | For | Voted - For |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
14
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MADISON SQUARE GARDEN ENTERTAINMENT CORP.
Security ID: 55826T102
Ticker: MSGE
Meeting Date: 06-Dec-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Directors | Management | For | Voted - For |
6 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
7 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
8 | Amend Non-Employee Director Plan | Management | For | Voted - For |
9 | 14A Executive Compensation | Management | For | Voted - For |
MGM RESORTS INTERNATIONAL
Security ID: 552953101
Ticker: MGM
Meeting Date: 02-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 09-Sep-22
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | 14A Executive Compensation | Management | For | Voted - For |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
6 | Amend Employee Stock Purchase Plan | Management | For | Voted - For |
7 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
15
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NINTENDO CO.,LTD.
Security ID: J51699106
Meeting Date: 23-Jun-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Approve Appropriation of Surplus | Management | For | Voted - For |
3 | Appoint a Director | Management | For | Voted - For |
4 | Appoint a Director | Management | For | Voted - For |
5 | Appoint a Director | Management | For | Voted - For |
6 | Appoint a Director | Management | For | Voted - For |
7 | Appoint a Director | Management | For | Voted - For |
8 | Appoint a Director | Management | For | Voted - For |
PHILIP MORRIS INTERNATIONAL INC.
Security ID: 718172109
Ticker: PM
Meeting Date: 03-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
15 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
16 | S/H Proposal - Tobacco | Shareholder | Against | Voted - Against |
PRAIRIESKY ROYALTY LTD
Security ID: 739721108
Meeting Date: 18-Apr-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Management Proposal | Management | For | Voted - For |
3 | Management Proposal | Management | For | Voted - For |
4 | Management Proposal | Management | For | Voted - For |
5 | Management Proposal | Management | For | Voted - For |
6 | Management Proposal | Management | For | Voted - For |
7 | Management Proposal | Management | For | Voted - For |
16
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
RENTOKIL INITIAL PLC
Security ID: 760125104
Ticker: RTO
Meeting Date: 10-May-23
1 | Receive Consolidated Financial Statements | Management | For | Voted - For |
2 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
3 | Miscellaneous Corporate Actions | Management | For | Voted - For |
4 | Miscellaneous Corporate Actions | Management | For | Voted - For |
5 | Dividends | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Full Slate) | Management | For | Voted - For |
9 | Election of Directors (Full Slate) | Management | For | Voted - For |
10 | Election of Directors (Full Slate) | Management | For | Voted - For |
11 | Election of Directors (Full Slate) | Management | For | Voted - For |
12 | Election of Directors (Full Slate) | Management | For | Voted - For |
13 | Election of Directors (Full Slate) | Management | For | Voted - For |
14 | Election of Directors (Full Slate) | Management | For | Voted - For |
15 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
16 | Approve Remuneration of Directors and Auditors | Management | For | Voted - For |
17 | Miscellaneous Corporate Actions | Management | For | Voted - For |
18 | Allot Securities | Management | For | Voted - For |
19 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
20 | Eliminate Pre-Emptive Rights | Management | For | Voted - For |
21 | Authorize Purchase of Assets | Management | For | Voted - For |
22 | Miscellaneous Corporate Actions | Management | For | Voted - For |
23 | Approve Article Amendments | Management | For | Voted - For |
RIVERNORTH DOUBLELINE STRATEGIC
Security ID: 76882G206
Ticker: OPPPRA
Meeting Date: 23-Sep-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
SOCIETE INDUSTRIELLE ET FINANCIERE DE L' ARTOIS SA
Security ID: F8730A101
Meeting Date: 01-Jun-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
17
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Management Proposal | Management | For | Voted - For |
8 | Management Proposal | Management | For | Voted - For |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
SUNCOR ENERGY INC.
Security ID: 867224107
Ticker: SU
Meeting Date: 09-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Election of Directors (Majority Voting) | Management | For | Voted - For |
13 | Election of Directors (Majority Voting) | Management | For | Voted - For |
14 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
15 | 14A Executive Compensation | Management | For | Voted - For |
16 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
TANDY LEATHER FACTORY, INC.
Security ID: 87538X105
Ticker: TLF
Meeting Date: 06-Jun-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
18
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Election of Directors | Management | For | Voted - For |
6 | Election of Directors | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
9 | Approve Stock Compensation Plan | Management | For | Voted - For |
10 | 14A Executive Compensation | Management | For | Voted - For |
TCW STRATEGIC INCOME FUND, INC.
Security ID: 872340104
Ticker: TSI
Meeting Date: 13-Sep-22
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
8 | Transact Other Business | Management | For | Voted - For |
TEXAS PACIFIC LAND CORPORATION
Security ID: 88262P102
Ticker: TPL
Meeting Date: 18-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | 14A Executive Compensation | Management | For | Voted - For |
6 | Approve Article Amendments | Management | For | Voted - For |
7 | Authorize Common Stock Increase | Management | For | Voted - For |
8 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
11 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
12 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
13 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
14 | Election of Directors (Majority Voting) | Management | For | Voted - For |
15 | Election of Directors (Majority Voting) | Management | For | Voted - For |
16 | Election of Directors (Majority Voting) | Management | For | Voted - For |
17 | Election of Directors (Majority Voting) | Management | For | Voted - For |
18 | 14A Executive Compensation | Management | For | Voted - For |
19 | Approve Article Amendments | Management | For | Voted - For |
20 | Authorize Common Stock Increase | Management | For | Voted - For |
21 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
22 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
23 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
19
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
24 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
25 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
26 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
THE CHARLES SCHWAB CORPORATION
Security ID: 808513105
Ticker: SCHW
Meeting Date: 18-May-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
7 | 14A Executive Compensation | Management | For | Voted - For |
8 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
9 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
10 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 09-Feb-23
1 | Election of Directors (Full Slate) | Management | For | Non-Voting |
2 | Fix Number of Directors | Management | W | Non-Voting |
3 | Fix Number of Directors | Management | W | Non-Voting |
4 | Fix Number of Directors | Management | W | Non-Voting |
5 | Fix Number of Directors | Management | W | Non-Voting |
6 | Fix Number of Directors | Management | W | Non-Voting |
7 | Fix Number of Directors | Management | W | Non-Voting |
8 | Fix Number of Directors | Management | W | Non-Voting |
9 | Fix Number of Directors | Management | W | Non-Voting |
10 | Fix Number of Directors | Management | W | Non-Voting |
11 | Fix Number of Directors | Management | W | Non-Voting |
12 | Fix Number of Directors | Management | W | Non-Voting |
13 | Ratify Appointment of Independent Auditors | Management | Non-Voting | |
14 | 14A Executive Compensation | Management | Non-Voting | |
15 | 14A Executive Compensation Vote Frequency | Management | Non-Voting | |
16 | S/H Proposal - Corporate Governance | Shareholder | Non-Voting | |
17 | S/H Proposal - Report on Charitable Contributions | Shareholder | Non-Voting | |
18 | S/H Proposal - Political/Government | Shareholder | Non-Voting | |
19 | Miscellaneous Corporate Actions | Management | For | Non-Voting |
Meeting Date: 03-Apr-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
20
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | Election of Directors (Majority Voting) | Management | For | Voted - For |
12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13 | 14A Executive Compensation | Management | For | Voted - For |
14 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Voted - 3 Years |
15 | S/H Proposal - Corporate Governance | Shareholder | Against | Voted - Against |
16 | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Voted - Against |
17 | S/H Proposal - Political/Government | Shareholder | Against | Voted - Against |
UNIT CORPORATION
Security ID: 909218406
Ticker: UNTC
Meeting Date: 06-Dec-22
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
VIVENDI SE
Security ID: F97982106
Meeting Date: 24-Apr-23
1 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
2 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
3 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
4 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
5 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
6 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
7 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
8 | Please reference meeting materials. | Non-Voting | Non-Voting | Non-Voting |
9 | Management Proposal | Management | For | Voted - For |
10 | Management Proposal | Management | For | Voted - For |
11 | Management Proposal | Management | For | Voted - For |
12 | Management Proposal | Management | For | Voted - For |
13 | Management Proposal | Management | For | Voted - For |
14 | Management Proposal | Management | For | Voted - For |
15 | Management Proposal | Management | For | Voted - For |
16 | Management Proposal | Management | For | Voted - For |
17 | Management Proposal | Management | For | Voted - For |
21
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
18 | Management Proposal | Management | For | Voted - For |
19 | Management Proposal | Management | For | Voted - For |
20 | Management Proposal | Management | For | Voted - For |
21 | Management Proposal | Management | For | Voted - For |
22 | Management Proposal | Management | For | Voted - For |
23 | Management Proposal | Management | For | Voted - For |
24 | Management Proposal | Management | For | Voted - For |
25 | Management Proposal | Management | For | Voted - For |
26 | Management Proposal | Management | For | Voted - For |
27 | Management Proposal | Management | For | Voted - For |
28 | Management Proposal | Management | For | Voted - For |
29 | Management Proposal | Management | For | Voted - For |
30 | Management Proposal | Management | For | Voted - For |
31 | Management Proposal | Management | For | Voted - For |
32 | Management Proposal | Management | For | Voted - For |
33 | Management Proposal | Management | For | Voted - For |
34 | Management Proposal | Management | For | Voted - For |
35 | Management Proposal | Management | For | Voted - For |
36 | Management Proposal | Management | For | Voted - For |
37 | Management Proposal | Management | For | Voted - For |
38 | Management Proposal | Management | For | Voted - For |
39 | Management Proposal | Management | For | Voted - For |
40 | Management Proposal | Management | For | Voted - For |
WALGREENS BOOTS ALLIANCE, INC.
Security ID: 931427108
Ticker: WBA
Meeting Date: 26-Jan-23
1 | Election of Directors (Majority Voting) | Management | For | Voted - For |
2 | Election of Directors (Majority Voting) | Management | For | Voted - For |
3 | Election of Directors (Majority Voting) | Management | For | Voted - For |
4 | Election of Directors (Majority Voting) | Management | For | Voted - For |
5 | Election of Directors (Majority Voting) | Management | For | Voted - For |
6 | Election of Directors (Majority Voting) | Management | For | Voted - For |
7 | Election of Directors (Majority Voting) | Management | For | Voted - For |
8 | Election of Directors (Majority Voting) | Management | For | Voted - For |
9 | Election of Directors (Majority Voting) | Management | For | Voted - For |
10 | Election of Directors (Majority Voting) | Management | For | Voted - For |
11 | 14A Executive Compensation | Management | For | Voted - For |
12 | Ratify Appointment of Independent Auditors | Management | For | Voted - For |
13 | S/H Proposal - Health Issues | Shareholder | Against | Voted - Against |
14 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | Voted - Against |
22
First Foundation Total Return Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WINDROCK LAND COMPANY
Security ID: 97349V107
Ticker: WRLC
Meeting Date: 18-May-23
1 | Election of Directors | Management | For | Voted - For |
2 | Election of Directors | Management | For | Voted - For |
3 | Election of Directors | Management | For | Voted - For |
4 | Election of Directors | Management | For | Voted - For |
5 | Election of Directors | Management | For | Voted - For |
6 | Election of Directors | Management | For | Voted - For |
7 | Election of Directors | Management | For | Voted - For |
8 | Ratify Appointment of Independent Auditors | Management | For | Voted – For |
23
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
24