UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22922
Aspiration Funds
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
4551 Glencoe Avenue, Marine Del Rey, California 90292
(Address of principal executive offices) (Zip code)
The Corporation Trust Company
1209 Orange Street, Wilmington, DE 19801
(Name and address of agent for service)
Registrant's telephone number, including area code: 252-972-9922
Date of fiscal year end: September 30
Date of reporting period: July 1, 2020 - June 30, 2021
ASPIRATION REDWOOD FUND Proxy Votes | |||||||||||||||||||||||
VMware, Inc. | |||||||||||||||||||||||
Security | 928563402 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VMW | Meeting Date | 7/15/2020 | ||||||||||||||||||||
Record Date | 5/18/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Anthony Bates | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
LiveRamp Holdings, Inc. | |||||||||||||||||||||||
Security | 53815P108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RAMP | Meeting Date | 8/11/2020 | ||||||||||||||||||||
Record Date | 6/15/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Timothy R. Cadogan | Management | For | For | |||||||||||||||||||
1b | Elect Director Vivian Chow | Management | For | For | |||||||||||||||||||
1c | Elect Director Scott E. Howe | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
Take-Two Interactive Software, Inc. | |||||||||||||||||||||||
Security | 874054109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TTWO | Meeting Date | 9/16/2020 | ||||||||||||||||||||
Record Date | 7/20/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Strauss Zelnick | Management | Against | For | |||||||||||||||||||
1.2 | Elect Director Michael Dornemann | Management | Against | For | |||||||||||||||||||
1.3 | Elect Director J Moses | Management | Against | For | |||||||||||||||||||
1.4 | Elect Director Michael Sheresky | Management | Against | For | |||||||||||||||||||
1.5 | Elect Director LaVerne Srinivasan | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Susan Tolson | Management | Against | For | |||||||||||||||||||
1.7 | Elect Director Paul Viera | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Roland Hernandez | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
Lam Research Corporation | |||||||||||||||||||||||
Security | 512807108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LRCX | Meeting Date | 11/3/2020 | ||||||||||||||||||||
Record Date | 9/4/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Sohail U. Ahmed | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Timothy M. Archer | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Eric K. Brandt | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Michael R. Cannon | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Catherine P. Lego | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Bethany J. Mayer | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Abhijit Y. Talwalkar | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Lih Shyng (Rick L.) Tsai | Management | For | For | |||||||||||||||||||
1.9 | Elect Director Leslie F. Varon | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
Western Digital Corporation | |||||||||||||||||||||||
Security | 958102105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WDC | Meeting Date | 11/18/2020 | ||||||||||||||||||||
Record Date | 9/21/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Kimberly E. Alexy | Management | For | For | |||||||||||||||||||
1b | Elect Director Martin I. Cole | Management | For | For | |||||||||||||||||||
1c | Elect Director Kathleen A. Cote | Management | Against | For | |||||||||||||||||||
1d | Elect Director Tunc Doluca | Management | For | For | |||||||||||||||||||
1e | Elect Director David V. Goeckeler | Management | For | For | |||||||||||||||||||
1f | Elect Director Matthew E. Massengill | Management | For | For | |||||||||||||||||||
1g | Elect Director Paula A. Price | Management | For | For | |||||||||||||||||||
1h | Elect Director Stephanie A. Streeter | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
4 | Ratify KPMG LLP as Auditors | Management | For | For |
Microsoft Corporation | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 12/2/2020 | ||||||||||||||||||||
Record Date | 10/8/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Reid G. Hoffman | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Hugh F. Johnston | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Teri L. List-Stoll | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Satya Nadella | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Sandra E. Peterson | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Penny S. Pritzker | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Charles W. Scharf | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Arne M. Sorenson | Management | For | For | |||||||||||||||||||
1.9 | Elect Director John W. Stanton | Management | For | For | |||||||||||||||||||
1.1 | Elect Director John W. Thompson | Management | For | For | |||||||||||||||||||
1.11 | Elect Director Emma N. Walmsley | Management | For | For | |||||||||||||||||||
1.12 | Elect Director Padmasree Warrior | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Report on Employee Representation on the Board of Directors | Share Holder | Against | Against | |||||||||||||||||||
Vail Resorts, Inc. | |||||||||||||||||||||||
Security | 91879Q109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MTN | Meeting Date | 12/3/2020 | ||||||||||||||||||||
Record Date | 10/7/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Susan L. Decker | Management | For | For | |||||||||||||||||||
1b | Elect Director Robert A. Katz | Management | For | For | |||||||||||||||||||
1c | Elect Director Nadia Rawlinson | Management | For | For | |||||||||||||||||||
1d | Elect Director John T. Redmond | Management | Against | For | |||||||||||||||||||
1e | Elect Director Michele Romanow | Management | For | For | |||||||||||||||||||
1f | Elect Director Hilary A. Schneider | Management | For | For | |||||||||||||||||||
1g | Elect Director D. Bruce Sewell | Management | For | For | |||||||||||||||||||
1h | Elect Director John F. Sorte | Management | Against | For | |||||||||||||||||||
1i | Elect Director Peter A. Vaughn | Management | For | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
Medtronic plc | |||||||||||||||||||||||
Security | G5960L103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 12/11/2020 | ||||||||||||||||||||
Record Date | 10/15/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Richard H. Anderson | Management | Against | For | |||||||||||||||||||
1b | Elect Director Craig Arnold | Management | For | For | |||||||||||||||||||
1c | Elect Director Scott C. Donnelly | Management | Against | For | |||||||||||||||||||
1d | Elect Director Andrea J. Goldsmith | Management | For | For | |||||||||||||||||||
1e | Elect Director Randall J. Hogan, III | Management | Against | For | |||||||||||||||||||
1f | Elect Director Michael O. Leavitt | Management | For | For | |||||||||||||||||||
1g | Elect Director James T. Lenehan | Management | Against | For | |||||||||||||||||||
1h | Elect Director Kevin E. Lofton | Management | For | For | |||||||||||||||||||
1i | Elect Director Geoffrey S. Martha | Management | For | For | |||||||||||||||||||
1j | Elect Director Elizabeth G. Nabel | Management | For | For | |||||||||||||||||||
1k | Elect Director Denise M. O'Leary | Management | Against | For | |||||||||||||||||||
1l | Elect Director Kendall J. Powell | Management | Against | For | |||||||||||||||||||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
4 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | For | |||||||||||||||||||
5 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | For | |||||||||||||||||||
6 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | For |
Costco Wholesale Corporation | |||||||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 1/21/2021 | ||||||||||||||||||||
Record Date | 11/12/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Susan L. Decker | Management | Withhold | For | |||||||||||||||||||
1.2 | Elect Director Kenneth D. Denman | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Richard A. Galanti | Management | For | For | |||||||||||||||||||
1.4 | Elect Director W. Craig Jelinek | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Sally Jewell | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Charles T. Munger | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Jeffrey S. Raikes | Management | Withhold | For | |||||||||||||||||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
Visa Inc. | |||||||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | V | Meeting Date | 1/26/2021 | ||||||||||||||||||||
Record Date | 11/27/2020 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Lloyd A. Carney | Management | Against | For | |||||||||||||||||||
1b | Elect Director Mary B. Cranston | Management | For | For | |||||||||||||||||||
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For | |||||||||||||||||||
1d | Elect Director Alfred F. Kelly, Jr. | Management | For | For | |||||||||||||||||||
1e | Elect Director Ramon Laguarta | Management | For | For | |||||||||||||||||||
1f | Elect Director John F. Lundgren | Management | For | For | |||||||||||||||||||
1g | Elect Director Robert W. Matschullat | Management | For | For | |||||||||||||||||||
1h | Elect Director Denise M. Morrison | Management | For | For | |||||||||||||||||||
1i | Elect Director Suzanne Nora Johnson | Management | Against | For | |||||||||||||||||||
1j | Elect Director Linda J. Rendle | Management | For | For | |||||||||||||||||||
1k | Elect Director John A. C. Swainson | Management | Against | For | |||||||||||||||||||
1l | Elect Director Maynard G. Webb, Jr. | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
5 | Provide Holders of At Least 15% Class A Common Stock Right to Call Special Meeting | Management | For | For | |||||||||||||||||||
6 | Provide Right to Act by Written Consent | Share Holder | For | Against | |||||||||||||||||||
7 | Amend Principles of Executive Compensation Program | Share Holder | Against | Against | |||||||||||||||||||
Starbucks Corporation | |||||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 3/17/2021 | ||||||||||||||||||||
Record Date | 1/8/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Richard E. Allison, Jr. | Management | For | For | |||||||||||||||||||
1b | Elect Director Rosalind G. Brewer *Withdrawn Resolution* | Management | Non voting | Non voting | |||||||||||||||||||
1c | Elect Director Andrew Campion | Management | For | For | |||||||||||||||||||
1d | Elect Director Mary N. Dillon | Management | For | For | |||||||||||||||||||
1e | Elect Director Isabel Ge Mahe | Management | For | For | |||||||||||||||||||
1f | Elect Director Mellody Hobson | Management | Against | For | |||||||||||||||||||
1g | Elect Director Kevin R. Johnson | Management | For | For | |||||||||||||||||||
1h | Elect Director Jorgen Vig Knudstorp | Management | For | For | |||||||||||||||||||
1i | Elect Director Satya Nadella | Management | For | For | |||||||||||||||||||
1j | Elect Director Joshua Cooper Ramo | Management | For | For | |||||||||||||||||||
1k | Elect Director Clara Shih | Management | For | For | |||||||||||||||||||
1l | Elect Director Javier G. Teruel | Management | Against | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Against | Against |
Keysight Technologies, Inc. | |||||||||||||||||||||||
Security | 49338L103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | KEYS | Meeting Date | 3/18/2021 | ||||||||||||||||||||
Record Date | 1/19/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Ronald S. Nersesian | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Charles J. Dockendorff | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Robert A. Rango | Management | For | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||||||||||||||||
Ciena Corporation | |||||||||||||||||||||||
Security | 171779309 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CIEN | Meeting Date | 4/1/2021 | ||||||||||||||||||||
Record Date | 2/4/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Hassan M. Ahmed | Management | For | For | |||||||||||||||||||
1b | Elect Director Bruce L. Claflin | Management | Against | For | |||||||||||||||||||
1c | Elect Director T. Michael Nevens | Management | For | For | |||||||||||||||||||
1d | Elect Director Patrick T. Gallagher | Management | For | For | |||||||||||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
AGCO Corporation | |||||||||||||||||||||||
Security | 1084102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AGCO | Meeting Date | 4/22/2021 | ||||||||||||||||||||
Record Date | 3/12/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Roy V. Armes | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Michael C. Arnold | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Sondra L. Barbour | Management | For | For | |||||||||||||||||||
1.4 | Elect Director P. George Benson | Management | Against | For | |||||||||||||||||||
1.5 | Elect Director Suzanne P. Clark | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Bob De Lange | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Eric P. Hansotia | Management | For | For | |||||||||||||||||||
1.8 | Elect Director George E. Minnich | Management | Against | For | |||||||||||||||||||
1.9 | Elect Director Mallika Srinivasan | Management | For | For | |||||||||||||||||||
1.1 | Elect Director Matthew Tsien | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify KPMG LLP as Auditor | Management | For | For | |||||||||||||||||||
Bio-Rad Laboratories, Inc. |
Security | 90572207 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BIO | Meeting Date | 4/27/2021 | ||||||||||||||||||||
Record Date | 3/1/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Melinda Litherland | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Arnold A. Pinkston | Management | For | For | |||||||||||||||||||
2 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
Ameriprise Financial, Inc. | |||||||||||||||||||||||
Security | 03076C106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMP | Meeting Date | 4/28/2021 | ||||||||||||||||||||
Record Date | 3/1/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director James M. Cracchiolo | Management | Against | For | |||||||||||||||||||
1b | Elect Director Dianne Neal Blixt | Management | For | For | |||||||||||||||||||
1c | Elect Director Amy DiGeso | Management | For | For | |||||||||||||||||||
1d | Elect Director Lon R. Greenberg | Management | For | For | |||||||||||||||||||
1e | Elect Director Jeffrey Noddle | Management | For | For | |||||||||||||||||||
1f | Elect Director Robert F. Sharpe, Jr. | Management | Against | For | |||||||||||||||||||
1g | Elect Director Brian T. Shea | Management | For | For | |||||||||||||||||||
1h | Elect Director W. Edward Walter, III | Management | For | For | |||||||||||||||||||
1i | Elect Director Christopher J. Williams | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
Prologis, Inc. | |||||||||||||||||||||||
Security | 74340W103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PLD | Meeting Date | 4/29/2021 | ||||||||||||||||||||
Record Date | 3/8/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Hamid R. Moghadam | Management | For | For | |||||||||||||||||||
1b | Elect Director Cristina G. Bita | Management | For | For | |||||||||||||||||||
1c | Elect Director George L. Fotiades | Management | Against | For | |||||||||||||||||||
1d | Elect Director Lydia H. Kennard | Management | Against | For | |||||||||||||||||||
1e | Elect Director Irving F. Lyons, III | Management | For | For | |||||||||||||||||||
1f | Elect Director Avid Modjtabai | Management | For | For | |||||||||||||||||||
1g | Elect Director David P. O'Connor | Management | For | For | |||||||||||||||||||
1h | Elect Director Olivier Piani | Management | For | For | |||||||||||||||||||
1i | Elect Director Jeffrey L. Skelton | Management | Against | For | |||||||||||||||||||
1j | Elect Director Carl B. Webb | Management | Against | For | |||||||||||||||||||
1k | Elect Director William D. Zollars | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
Aptiv PLC | |||||||||||||||||||||||
Security | G6095L109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | APTV | Meeting Date | 4/30/2021 | ||||||||||||||||||||
Record Date | 3/2/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Kevin P. Clark | Management | For | For | |||||||||||||||||||
1b | Elect Director Richard L. Clemmer | Management | For | For | |||||||||||||||||||
1c | Elect Director Nancy E. Cooper | Management | For | For | |||||||||||||||||||
1d | Elect Director Nicholas M. Donofrio | Management | For | For | |||||||||||||||||||
1e | Elect Director Rajiv L. Gupta | Management | For | For | |||||||||||||||||||
1f | Elect Director Joseph L. Hooley | Management | For | For | |||||||||||||||||||
1g | Elect Director Merit E. Janow | Management | For | For | |||||||||||||||||||
1h | Elect Director Sean O. Mahoney | Management | For | For | |||||||||||||||||||
1i | Elect Director Paul M. Meister | Management | For | For | |||||||||||||||||||
1j | Elect Director Robert K. Ortberg | Management | For | For | |||||||||||||||||||
1k | Elect Director Colin J. Parris | Management | For | For | |||||||||||||||||||
1l | Elect Director Ana G. Pinczuk | Management | For | For | |||||||||||||||||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
Cadence Design Systems, Inc. | |||||||||||||||||||||||
Security | 127387108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CDNS | Meeting Date | 5/6/2021 | ||||||||||||||||||||
Record Date | 3/8/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Mark W. Adams | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Ita Brennan | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Lewis Chew | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Julia Liuson | Management | For | For | |||||||||||||||||||
1.5 | Elect Director James D. Plummer | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | For | |||||||||||||||||||
1.7 | Elect Director John B. Shoven | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Young K. Sohn | Management | For | For | |||||||||||||||||||
1.9 | Elect Director Lip-Bu Tan | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Reduce Ownership Threshold for Shareholders to Request Action by Written Consent | Share Holder | For | Against | |||||||||||||||||||
Ecolab Inc. | |||||||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 5/6/2021 | ||||||||||||||||||||
Record Date | 3/9/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For | |||||||||||||||||||
1b | Elect Director Shari L. Ballard | Management | For | For | |||||||||||||||||||
1c | Elect Director Barbara J. Beck | Management | For | For | |||||||||||||||||||
1d | Elect Director Christophe Beck | Management | For | For | |||||||||||||||||||
1e | Elect Director Jeffrey M. Ettinger | Management | For | For | |||||||||||||||||||
1f | Elect Director Arthur J. Higgins | Management | For | For | |||||||||||||||||||
1g | Elect Director Michael Larson | Management | For | For | |||||||||||||||||||
1h | Elect Director David W. MacLennan | Management | For | For | |||||||||||||||||||
1i | Elect Director Tracy B. McKibben | Management | For | For | |||||||||||||||||||
1j | Elect Director Lionel L. Nowell, III | Management | For | For | |||||||||||||||||||
1k | Elect Director Victoria J. Reich | Management | For | For | |||||||||||||||||||
1l | Elect Director Suzanne M. Vautrinot | Management | For | For | |||||||||||||||||||
1m | Elect Director John J. Zillmer | Management | Against | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
4 | Amend Proxy Access Right | Share Holder | For | Against | |||||||||||||||||||
AbbVie Inc. | |||||||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 5/7/2021 | ||||||||||||||||||||
Record Date | 3/8/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Roxanne S. Austin | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Richard A. Gonzalez | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Rebecca B. Roberts | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Glenn F. Tilton | Management | For | For | |||||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
4 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
6 | Eliminate Supermajority Vote Requirement | Management | For | For | |||||||||||||||||||
7 | Report on Lobbying Payments and Policy | Share Holder | For | Against | |||||||||||||||||||
8 | Require Independent Board Chair | Share Holder | For | Against | |||||||||||||||||||
Prudential Financial, Inc. | |||||||||||||||||||||||
Security | 744320102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PRU | Meeting Date | 5/11/2021 | ||||||||||||||||||||
Record Date | 3/12/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Thomas J. Baltimore, Jr. | Management | Against | For | |||||||||||||||||||
1.2 | Elect Director Gilbert F. Casellas | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Robert M. Falzon | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Martina Hund-Mejean | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Wendy E. Jones | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Karl J. Krapek | Management | Against | For | |||||||||||||||||||
1.7 | Elect Director Peter R. Lighte | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Charles F. Lowrey | Management | Against | For | |||||||||||||||||||
1.9 | Elect Director George Paz | Management | For | For | |||||||||||||||||||
1.1 | Elect Director Sandra Pianalto | Management | For | For | |||||||||||||||||||
1.11 | Elect Director Christine A. Poon | Management | Against | For | |||||||||||||||||||
1.12 | Elect Director Douglas A. Scovanner | Management | For | For | |||||||||||||||||||
1.13 | Elect Director Michael A. Todman | Management | For | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
4 | Approve Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
5 | Require Independent Board Chair | Share Holder | For | Against | |||||||||||||||||||
American Water Works Company, Inc. | |||||||||||||||||||||||
Security | 30420103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AWK | Meeting Date | 5/12/2021 | ||||||||||||||||||||
Record Date | 3/17/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Jeffrey N. Edwards | Management | For | For | |||||||||||||||||||
1b | Elect Director Martha Clark Goss | Management | Against | For | |||||||||||||||||||
1c | Elect Director Veronica M. Hagen | Management | For | For | |||||||||||||||||||
1d | Elect Director Kimberly J. Harris | Management | For | For | |||||||||||||||||||
1e | Elect Director Julia L. Johnson | Management | For | For | |||||||||||||||||||
1f | Elect Director Patricia L. Kampling | Management | For | For | |||||||||||||||||||
1g | Elect Director Karl F. Kurz | Management | For | For | |||||||||||||||||||
1h | Elect Director Walter J. Lynch | Management | For | For | |||||||||||||||||||
1i | Elect Director George MacKenzie | Management | Against | For | |||||||||||||||||||
1j | Elect Director James G. Stavridis | Management | For | For | |||||||||||||||||||
1k | Elect Director Lloyd M. Yates | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
Bloom Energy Corporation | |||||||||||||||||||||||
Security | 93712107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BE | Meeting Date | 5/12/2021 | ||||||||||||||||||||
Record Date | 3/16/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Michael Boskin | Management | For | For | |||||||||||||||||||
1.2 | Elect Director John T. Chambers | Management | For | For | |||||||||||||||||||
1.3 | Elect Director L. John Doerr - Withdrawn | Management | Non voting | Non voting | |||||||||||||||||||
2 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
Montrose Environmental Group, Inc. | |||||||||||||||||||||||
Security | 615111101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MEG | Meeting Date | 5/13/2021 | ||||||||||||||||||||
Record Date | 3/19/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director J. Miguel Fernandez de Castro | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Vijay Manthripragada | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Robin L. Newmark | Management | For | For | |||||||||||||||||||
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
The AZEK Company Inc. | |||||||||||||||||||||||
Security | 05478C105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AZEK | Meeting Date | 5/18/2021 | ||||||||||||||||||||
Record Date | 3/25/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Sallie B. Bailey | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Ashfaq Qadri | Management | For | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
Maravai LifeSciences Holdings, Inc. | |||||||||||||||||||||||
Security | 56600D107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MRVI | Meeting Date | 5/19/2021 | ||||||||||||||||||||
Record Date | 3/22/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Carl Hull | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Benjamin Daverman | Management | Withhold | For | |||||||||||||||||||
1.3 | Elect Director Susannah Gray | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Constantine Mihas | Management | Withhold | For | |||||||||||||||||||
2 | Advisory Vote to Retain Classified Board Structure | Management | Against | For | |||||||||||||||||||
3 | Advisory Vote to Retain Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | Against | For | |||||||||||||||||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
MSA Safety Incorporated | |||||||||||||||||||||||
Security | 553498106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSA | Meeting Date | 5/19/2021 | ||||||||||||||||||||
Record Date | 2/19/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Sandra Phillips Rogers | Management | For | For | |||||||||||||||||||
1.2 | Elect Director John T. Ryan, III | Management | For | For | |||||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditor | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
Southwest Airlines Co. | |||||||||||||||||||||||
Security | 844741108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LUV | Meeting Date | 5/19/2021 | ||||||||||||||||||||
Record Date | 3/23/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director David W. Biegler | Management | Against | For | |||||||||||||||||||
1b | Elect Director J. Veronica Biggins | Management | For | For | |||||||||||||||||||
1c | Elect Director Douglas H. Brooks | Management | For | For | |||||||||||||||||||
1d | Elect Director William H. Cunningham | Management | Against | For | |||||||||||||||||||
1e | Elect Director John G. Denison | Management | Against | For | |||||||||||||||||||
1f | Elect Director Thomas W. Gilligan | Management | For | For | |||||||||||||||||||
1g | Elect Director Gary C. Kelly | Management | Against | For | |||||||||||||||||||
1h | Elect Director Grace D. Lieblein | Management | For | For | |||||||||||||||||||
1i | Elect Director Nancy B. Loeffler | Management | Against | For | |||||||||||||||||||
1j | Elect Director John T. Montford | Management | Against | For | |||||||||||||||||||
1k | Elect Director Ron Ricks | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditor | Management | For | For | |||||||||||||||||||
4 | Provide Right to Act by Written Consent | Share Holder | For | Against | |||||||||||||||||||
5 | Adopt Majority Vote Cast to Remove Directors With or Without Cause | Share Holder | For | Against | |||||||||||||||||||
Marsh & McLennan Companies, Inc. | |||||||||||||||||||||||
Security | 571748102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MMC | Meeting Date | 5/20/2021 | ||||||||||||||||||||
Record Date | 3/22/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Anthony K. Anderson | Management | For | For | |||||||||||||||||||
1b | Elect Director Oscar Fanjul | Management | For | For | |||||||||||||||||||
1c | Elect Director Daniel S. Glaser | Management | For | For | |||||||||||||||||||
1d | Elect Director H. Edward Hanway | Management | For | For | |||||||||||||||||||
1e | Elect Director Deborah C. Hopkins | Management | For | For | |||||||||||||||||||
1f | Elect Director Tamara Ingram | Management | For | For | |||||||||||||||||||
1g | Elect Director Jane H. Lute | Management | For | For | |||||||||||||||||||
1h | Elect Director Steven A. Mills | Management | For | For | |||||||||||||||||||
1i | Elect Director Bruce P. Nolop | Management | Against | For | |||||||||||||||||||
1j | Elect Director Marc D. Oken | Management | For | For | |||||||||||||||||||
1k | Elect Director Morton O. Schapiro | Management | For | For | |||||||||||||||||||
1l | Elect Director Lloyd M. Yates | Management | For | For | |||||||||||||||||||
1m | Elect Director R. David Yost | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditor | Management | For | For | |||||||||||||||||||
Synchrony Financial | |||||||||||||||||||||||
Security | 87165B103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SYF | Meeting Date | 5/20/2021 | ||||||||||||||||||||
Record Date | 3/25/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Margaret M. Keane | Management | For | For | |||||||||||||||||||
1b | Elect Director Fernando Aguirre | Management | For | For | |||||||||||||||||||
1c | Elect Director Paget L. Alves | Management | For | For | |||||||||||||||||||
1d | Elect Director Arthur W. Coviello, Jr. | Management | Against | For | |||||||||||||||||||
1e | Elect Director Brian D. Doubles | Management | For | For | |||||||||||||||||||
1f | Elect Director William W. Graylin | Management | For | For | |||||||||||||||||||
1g | Elect Director Roy A. Guthrie | Management | For | For | |||||||||||||||||||
1h | Elect Director Jeffrey G. Naylor | Management | For | For | |||||||||||||||||||
1i | Elect Director P.W. "Bill" Parker | Management | For | For | |||||||||||||||||||
1j | Elect Director Laurel J. Richie | Management | For | For | |||||||||||||||||||
1k | Elect Director Olympia J. Snowe | Management | For | For | |||||||||||||||||||
1l | Elect Director Ellen M. Zane | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year | |||||||||||||||||||
4 | Ratify KPMG LLP as Auditors | Management | For | For | |||||||||||||||||||
The Allstate Corporation | |||||||||||||||||||||||
Security | 20002101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ALL | Meeting Date | 5/25/2021 | ||||||||||||||||||||
Record Date | 3/26/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Donald E. Brown | Management | For | For | |||||||||||||||||||
1b | Elect Director Kermit R. Crawford | Management | For | For | |||||||||||||||||||
1c | Elect Director Michael L. Eskew | Management | For | For | |||||||||||||||||||
1d | Elect Director Richard T. Hume | Management | For | For | |||||||||||||||||||
1e | Elect Director Margaret M. Keane | Management | For | For | |||||||||||||||||||
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For | |||||||||||||||||||
1g | Elect Director Jacques P. Perold | Management | For | For | |||||||||||||||||||
1h | Elect Director Andrea Redmond | Management | For | For | |||||||||||||||||||
1i | Elect Director Gregg M. Sherrill | Management | For | For | |||||||||||||||||||
1j | Elect Director Judith A. Sprieser | Management | For | For | |||||||||||||||||||
1k | Elect Director Perry M. Traquina | Management | For | For | |||||||||||||||||||
1l | Elect Director Thomas J. Wilson | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Amend Proxy Access Right | Share Holder | For | Against |
Incyte Corporation | |||||||||||||||||||||||
Security | 45337C102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INCY | Meeting Date | 5/26/2021 | ||||||||||||||||||||
Record Date | 3/29/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Julian C. Baker | Management | Against | For | |||||||||||||||||||
1.2 | Elect Director Jean-Jacques Bienaime | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Paul J. Clancy | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Wendy L. Dixon | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Jacqualyn A. Fouse | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Edmund P. Harrigan | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Katherine A. High | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Herve Hoppenot | Management | Against | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
NXP Semiconductors N.V. | |||||||||||||||||||||||
Security | N6596X109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NXPI | Meeting Date | 5/26/2021 | ||||||||||||||||||||
Record Date | 4/28/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1 | Adopt Financial Statements and Statutory Reports | Management | For | For | |||||||||||||||||||
2 | Approve Discharge of Board Members | Management | For | For | |||||||||||||||||||
3a | Reelect Kurt Sievers as Executive Director | Management | For | For | |||||||||||||||||||
3b | Reelect Peter Bonfield as Non-Executive Director | Management | For | For | |||||||||||||||||||
3c | Elect Annette Clayton as Non-Executive Director | Management | For | For | |||||||||||||||||||
3d | Elect Anthony Foxx as Non-Executive Director | Management | For | For | |||||||||||||||||||
3e | Reelect Kenneth A. Goldman as Non-Executive Director | Management | For | For | |||||||||||||||||||
3f | Reelect Josef Kaeser as Non-Executive Director | Management | For | For | |||||||||||||||||||
3g | Reelect Lena Olving as Non-Executive Director | Management | For | For | |||||||||||||||||||
3h | Reelect Peter Smitham as Non-Executive Director | Management | For | For | |||||||||||||||||||
3i | Reelect Julie Southern as Non-Executive Director | Management | For | For | |||||||||||||||||||
3j | Reelect Jasmin Staiblin as Non-Executive Director | Management | For | For | |||||||||||||||||||
3k | Reelect Gregory L. Summe as Non-Executive Director | Management | Against | For | |||||||||||||||||||
3l | Reelect Karl-Henrik Sundström as Non-Executive Director | Management | For | For | |||||||||||||||||||
4 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For | |||||||||||||||||||
5 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | For | |||||||||||||||||||
6 | Authorize Share Repurchase Program | Management | For | For | |||||||||||||||||||
7 | Approve Cancellation of Ordinary Shares | Management | For | For | |||||||||||||||||||
8 | Approve Remuneration of the Non Executive Members of the Board | Management | For | For | |||||||||||||||||||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
Voya Financial, Inc. | |||||||||||||||||||||||
Security | 929089100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | VOYA | Meeting Date | 5/27/2021 | ||||||||||||||||||||
Record Date | 3/30/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Yvette S. Butler | Management | For | For | |||||||||||||||||||
1b | Elect Director Jane P. Chwick | Management | For | For | |||||||||||||||||||
1c | Elect Director Kathleen DeRose | Management | For | For | |||||||||||||||||||
1d | Elect Director Ruth Ann M. Gillis | Management | For | For | |||||||||||||||||||
1e | Elect Director Aylwin B. Lewis | Management | For | For | |||||||||||||||||||
1f | Elect Director Rodney O. Martin, Jr. | Management | For | For | |||||||||||||||||||
1g | Elect Director Byron H. Pollitt, Jr. | Management | For | For | |||||||||||||||||||
1h | Elect Director Joseph V. Tripodi | Management | For | For | |||||||||||||||||||
1i | Elect Director David Zwiener | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
SolarEdge Technologies, Inc. | |||||||||||||||||||||||
Security | 83417M104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SEDG | Meeting Date | 6/1/2021 | ||||||||||||||||||||
Record Date | 4/9/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Nadav Zafrir | Management | For | For | |||||||||||||||||||
1b | Elect Director Avery More | Management | For | For | |||||||||||||||||||
1c | Elect Director Zivi Lando | Management | For | For | |||||||||||||||||||
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
Akamai Technologies, Inc. | |||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 6/3/2021 | ||||||||||||||||||||
Record Date | 4/9/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Sharon Bowen | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Marianne Brown | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Monte Ford | Management | For | For | |||||||||||||||||||
1.4 | Elect Director Jill Greenthal | Management | For | For | |||||||||||||||||||
1.5 | Elect Director Dan Hesse | Management | For | For | |||||||||||||||||||
1.6 | Elect Director Tom Killalea | Management | For | For | |||||||||||||||||||
1.7 | Elect Director Tom Leighton | Management | For | For | |||||||||||||||||||
1.8 | Elect Director Jonathan Miller | Management | For | For | |||||||||||||||||||
1.9 | Elect Director Madhu Ranganathan | Management | For | For | |||||||||||||||||||
1.1 | Elect Director Ben Verwaayen | Management | For | For | |||||||||||||||||||
1.11 | Elect Director Bill Wagner | Management | For | For | |||||||||||||||||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For | |||||||||||||||||||
UnitedHealth Group Incorporated | |||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 6/7/2021 | ||||||||||||||||||||
Record Date | 4/9/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Richard T. Burke | Management | Against | For | |||||||||||||||||||
1b | Elect Director Timothy P. Flynn | Management | For | For | |||||||||||||||||||
1c | Elect Director Stephen J. Hemsley | Management | For | For | |||||||||||||||||||
1d | Elect Director Michele J. Hooper | Management | Against | For | |||||||||||||||||||
1e | Elect Director F. William McNabb, III | Management | For | For | |||||||||||||||||||
1f | Elect Director Valerie C. Montgomery Rice | Management | For | For | |||||||||||||||||||
1g | Elect Director John H. Noseworthy | Management | For | For | |||||||||||||||||||
1h | Elect Director Gail R. Wilensky | Management | For | For | |||||||||||||||||||
1i | Elect Director Andrew Witty | Management | For | For | |||||||||||||||||||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For | |||||||||||||||||||
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | For | Against | |||||||||||||||||||
salesforce.com, inc. | |||||||||||||||||||||||
Security | 79466L302 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CRM | Meeting Date | 6/10/2021 | ||||||||||||||||||||
Record Date | 4/15/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1a | Elect Director Marc Benioff | Management | For | For | |||||||||||||||||||
1b | Elect Director Craig Conway | Management | For | For | |||||||||||||||||||
1c | Elect Director Parker Harris | Management | For | For | |||||||||||||||||||
1d | Elect Director Alan Hassenfeld | Management | Against | For | |||||||||||||||||||
1e | Elect Director Neelie Kroes | Management | For | For | |||||||||||||||||||
1f | Elect Director Colin Powell | Management | For | For | |||||||||||||||||||
1g | Elect Director Sanford Robertson | Management | Against | For | |||||||||||||||||||
1h | Elect Director John V. Roos | Management | For | For | |||||||||||||||||||
1i | Elect Director Robin Washington | Management | Against | For | |||||||||||||||||||
1j | Elect Director Maynard Webb | Management | Against | For | |||||||||||||||||||
1k | Elect Director Susan Wojcicki | Management | For | For | |||||||||||||||||||
2 | Amend Omnibus Stock Plan | Management | For | For | |||||||||||||||||||
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For | |||||||||||||||||||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | |||||||||||||||||||
5 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Share Holder | Against | Against | |||||||||||||||||||
American Well Corporation | |||||||||||||||||||||||
Security | 03044L105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AMWL | Meeting Date | 6/15/2021 | ||||||||||||||||||||
Record Date | 4/19/2021 | ||||||||||||||||||||||
Item | Proposal | Type | Vote | Mgt. Rec | |||||||||||||||||||
1.1 | Elect Director Derek Ross | Management | For | For | |||||||||||||||||||
1.2 | Elect Director Brendan O'Grady | Management | For | For | |||||||||||||||||||
1.3 | Elect Director Deborah Jackson | Management | For | For | |||||||||||||||||||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Aspiration Funds | |||
/s/ Andrei Cherny | |||
By: | Andrei Cherny President and Principal Executive Officer | ||
Date: | August 24, 2021 |