The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
1847 GOEDEKER INC | *W EXP 99/99/999 | 28252C117 | 478 | 224,638 | SH | SOLE | 224,638 | 0 | 0 | ||
ADVANTAGE SOLUTIONS INC | *W EXP 07/18/202 | 00791N110 | 30 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.125% 5/0 | 00971TAJ0 | 2,623 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
ALFI INC | *W EXP 04/29/202 | 00161P117 | 563 | 54,888 | SH | SOLE | 54,888 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | UNIT 99/99/9999 | 015857873 | 248 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALTAIR ENGR INC | NOTE 0.250% 6/0 | 021369AA1 | 233 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
ALTITUDE ACQUISITION CORP | COM CL A | 02156Y103 | 161 | 16,400 | SH | SOLE | 16,400 | 0 | 0 | ||
AMC ENTMT HLDGS INC | CL A COM | 00165C104 | 2,494 | 44,000 | SH | Put | SOLE | 44,000 | 0 | 0 | |
AMERICAN EAGLE OUTFITTERS IN | NOTE 3.750% 4/1 | 02553EAB2 | 423 | 97,000 | PRN | SOLE | 0 | 0 | 97,000 | ||
AMERICAN VRTUAL CLOUD TECH I | COM | 030382105 | 133 | 22,282 | SH | SOLE | 22,282 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | NOTE 3.000%12/1 | 03152WAB5 | 4,410 | 2,800,000 | PRN | SOLE | 0 | 0 | 2,800,000 | ||
AMPCO-PITTSBURG CORP | *W EXP 08/01/202 | 032037111 | 79 | 87,500 | SH | SOLE | 87,500 | 0 | 0 | ||
ARBOR REALTY TRUST INC | NOTE 5.250% 7/0 | 038923AH1 | 740 | 500,000 | PRN | SOLE | 0 | 0 | 500,000 | ||
ARCHIMEDES TECH SPAC PARTNR | UNIT 99/99/9999 | 039562301 | 107 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 915 | 7,000 | SH | Put | SOLE | 7,000 | 0 | 0 | |
ATLANTIC AVE ACQUISITION COR | COM CL A | 04906P101 | 115 | 11,850 | SH | SOLE | 11,850 | 0 | 0 | ||
ATLAS CREST INVT CORP | COM | 049284102 | 151 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | ||
AUDDIA INC | *W EXP 10/17/202 | 05072K115 | 60 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
AVINO SILVER & GOLD MINES LT | COM | 053906103 | 59 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
BANDWIDTH INC | NOTE 0.250% 3/0 | 05988JAB9 | 4,884 | 3,000,000 | PRN | SOLE | 0 | 0 | 3,000,000 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 293 | 9,935 | SH | SOLE | 9,935 | 0 | 0 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 2,386 | 81,000 | SH | Call | SOLE | 81,000 | 0 | 0 | |
BILIBILI INC | NOTE 1.375% 4/0 | 090040AB2 | 74 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
BLACKBERRY LTD | COM | 09228F103 | 843 | 69,000 | SH | Put | SOLE | 69,000 | 0 | 0 | |
BLACKLINE INC | NOTE 0.125% 8/0 | 09239BAB5 | 2,130 | 1,325,000 | PRN | SOLE | 0 | 0 | 1,325,000 | ||
BM TECHNOLOGIES INC | *W EXP 01/04/202 | 05591L115 | 118 | 45,972 | SH | SOLE | 45,972 | 0 | 0 | ||
BRIACELL THERAPEUTICS CORP | *W EXP 02/24/202 | 10778Y112 | 58 | 32,000 | SH | SOLE | 32,000 | 0 | 0 | ||
BTRS HOLDINGS INC | *W EXP 01/12/202 | 11778X112 | 130 | 33,000 | SH | SOLE | 33,000 | 0 | 0 | ||
BURGERFI INTERNATIONAL INC | *W EXP 12/16/202 | 12122L119 | 150 | 66,879 | SH | SOLE | 66,879 | 0 | 0 | ||
CANOO INC | *W EXP 12/21/202 | 13803R110 | 126 | 42,000 | SH | SOLE | 42,000 | 0 | 0 | ||
CEL-SCI CORP | COM PAR NEW | 150837607 | 165 | 19,000 | SH | Put | SOLE | 19,000 | 0 | 0 | |
CEREVEL THERAPEUTICS HLDNG I | COM | 15678U128 | 205 | 8,000 | SH | Put | SOLE | 8,000 | 0 | 0 | |
CITIC CAPITAL ACQUISITION CO | COM CL A | G21513109 | 197 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
CLEVER LEAVES HOLDINGS INC | *W EXP 12/18/202 | 186760112 | 184 | 88,559 | SH | SOLE | 88,559 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | *W EXP 04/21/202 | 18914F111 | 179 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CLOVER HEALTH INVESTMENTS CO | COM CL A | 18914F103 | 133 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
COLFAX CORP | UNIT 01/15/2022T | 194014205 | 1,251 | 6,689 | SH | SOLE | 6,689 | 0 | 0 | ||
COLISEUM ACQUISITION CORP | UNIT 04/02/2028 | G2263T115 | 148 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
COLONY STARWOOD HOMES | NOTE 3.500% 1/1 | 19625XAB8 | 347 | 212,000 | PRN | SOLE | 0 | 0 | 212,000 | ||
COMSOVEREIGN HLDG CORP | *W EXP 12/18/202 | 205650112 | 41 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
CONMED CORP | NOTE 2.625% 2/0 | 207410AF8 | 212 | 131,000 | PRN | SOLE | 0 | 0 | 131,000 | ||
CONX CORP | COM CL A | 212873103 | 148 | 15,044 | SH | SOLE | 15,044 | 0 | 0 | ||
COUPA SOFTWARE INC | NOTE 0.125% 6/1 | 22266LAC0 | 2,598 | 1,500,000 | PRN | SOLE | 0 | 0 | 1,500,000 | ||
CREE INC | NOTE 1.750% 5/0 | 225447AD3 | 2,165 | 1,000,000 | PRN | SOLE | 0 | 0 | 1,000,000 | ||
DASEKE INC | *W EXP 02/27/202 | 23753F115 | 117 | 1,013,192 | SH | SOLE | 1,013,192 | 0 | 0 | ||
DATA STORAGE CORP | *W EXP 05/13/202 | 23786R110 | 121 | 99,374 | SH | SOLE | 99,374 | 0 | 0 | ||
DELWINDS INS ACQUISITION COR | COM CLS A | 24803C102 | 132 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
DEXCOM INC | NOTE 0.750%12/0 | 252131AH0 | 8,700 | 3,341,000 | PRN | SOLE | 0 | 0 | 3,341,000 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 116 | 39,000 | PRN | SOLE | 0 | 0 | 39,000 | ||
DIGITAL BRANDS GROUP INC | *W EXP 05/01/202 | 25401N119 | 88 | 51,800 | SH | SOLE | 51,800 | 0 | 0 | ||
DIGITAL MEDIA SOLUTIONS INC | *W EXP 07/15/202 | 25401G114 | 770 | 558,186 | SH | SOLE | 558,186 | 0 | 0 | ||
DILA CAPITAL ACQUISITION COR | UNIT 99/99/9999 | 254028202 | 126 | 12,465 | SH | SOLE | 12,465 | 0 | 0 | ||
DIREXION SHS ETF TR | 20YR TRES BEAR | 25460G849 | 977 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
DOCUSIGN INC | NOTE 0.500% 9/1 | 256163AB2 | 1,142 | 292,000 | PRN | SOLE | 0 | 0 | 292,000 | ||
DOORDASH INC | CL A | 25809K105 | 2,853 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
DPCM CAP INC | COM CL A | 23344P101 | 119 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ELLIOTT OPPORTUNITY II CORP | UNIT 99/99/9999 | G30092129 | 100 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ENTERA BIO LTD | *W EXP 07/02/202 | M40527117 | 45 | 45,001 | SH | SOLE | 45,001 | 0 | 0 | ||
ESSENTIAL UTILS INC | UNIT 04/30/2022 | 29670G201 | 1,542 | 26,842 | SH | SOLE | 26,842 | 0 | 0 | ||
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 4,708 | 1,962,000 | PRN | SOLE | 0 | 0 | 1,962,000 | ||
ETSY INC | NOTE 3/0 | 29786AAC0 | 289 | 51,000 | PRN | SOLE | 0 | 0 | 51,000 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,072 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
FAR PEAK ACQUISITION CORP | SHS CL A | G3312L103 | 198 | 19,900 | SH | SOLE | 19,900 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 743 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 2,288 | 1,597,000 | PRN | SOLE | 0 | 0 | 1,597,000 | ||
G&P ACQUISITION CORP | COM CL A | 36146G103 | 146 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 214 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
GAMESTOP CORP NEW | CL A | 36467W109 | 214 | 1,000 | SH | Put | SOLE | 1,000 | 0 | 0 | |
GCM GROSVENOR INC | *W EXP 11/17/202 | 36831E116 | 829 | 538,121 | SH | SOLE | 538,121 | 0 | 0 | ||
GEE GROUP INC | COM | 36165A102 | 31 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | ||
GEOVAX LABS INC | *W EXP 09/29/202 | 373678119 | 22 | 16,302 | SH | SOLE | 16,302 | 0 | 0 | ||
GFL ENVIRONMENTAL INC | UNIT 99/99/9999T | 36168Q120 | 907 | 12,130 | SH | SOLE | 12,130 | 0 | 0 | ||
GIGINTERNATIONAL1 INC | UNIT 05/19/2026 | 37518W205 | 145 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
GLOBAL CONSUMER ACQUISITN CO | UNIT 05/21/2026 | 37892B207 | 200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GROM SOCIAL ENTERPRISES INC | *W EXP 06/17/202 | 39878L118 | 90 | 90,400 | SH | SOLE | 90,400 | 0 | 0 | ||
GX ACQUISITION CORP | *W EXP 05/24/202 | 36251A115 | 14 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | NOTE 4.125% 9/0 | 41068XAB6 | 8,408 | 4,080,000 | PRN | SOLE | 0 | 0 | 4,080,000 | ||
HARBOR CUSTOM DEVELOPMENT IN | *W EXP 05/09/202 | 41150T116 | 76 | 120,240 | SH | SOLE | 120,240 | 0 | 0 | ||
HARBOR CUSTOM DEVELOPMENT IN | COM | 41150T108 | 50 | 15,583 | SH | SOLE | 15,583 | 0 | 0 | ||
HCI GROUP INC | NOTE 4.250% 3/0 | 40416EAD5 | 1,959 | 1,194,000 | PRN | SOLE | 0 | 0 | 1,194,000 | ||
HERCULES CAPITAL INC | DBCV 4.375% 2/0 | 427096AF9 | 2,926 | 2,755,000 | PRN | SOLE | 0 | 0 | 2,755,000 | ||
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 5,184 | 2,133,405 | SH | SOLE | 2,133,405 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 460 | 75,000 | PRN | SOLE | 0 | 0 | 75,000 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 265 | 125,000 | PRN | SOLE | 0 | 0 | 125,000 | ||
HYCROFT MINING HOLDING CORP | *W EXP 10/06/202 | 44862P133 | 43 | 51,158 | SH | SOLE | 51,158 | 0 | 0 | ||
IMAC HLDGS INC | *W EXP 02/12/202 | 44967K112 | 33 | 65,625 | SH | SOLE | 65,625 | 0 | 0 | ||
INFRA AND ENERGY ALTRNTIVE I | *W EXP 03/27/202 | 45686J112 | 2,419 | 1,125,088 | SH | SOLE | 1,125,088 | 0 | 0 | ||
INHIBIKASE THERAPEUTICS INC | COM | 45719W106 | 252 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 2,197 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
INSEEGO CORP | COM | 45782B104 | 739 | 73,200 | SH | SOLE | 73,200 | 0 | 0 | ||
INSEEGO CORP | COM | 45782B104 | 739 | 73,200 | SH | Put | SOLE | 73,200 | 0 | 0 | |
INSULET CORP | NOTE 0.375% 9/0 | 45784PAK7 | 204 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
INSULET CORP | NOTE 1.375%11/1 | 45784PAH4 | 1,837 | 623,000 | PRN | SOLE | 0 | 0 | 623,000 | ||
INTL GNRL INSURANCE HLDNGS L | *W EXP 03/17/202 | G4809J114 | 639 | 639,277 | SH | SOLE | 639,277 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,453 | 60,000 | SH | Call | SOLE | 60,000 | 0 | 0 | |
JAWS HURRICANE ACQUISITN COR | UNIT 06/08/2026 | 47201B202 | 114 | 11,374 | SH | SOLE | 11,374 | 0 | 0 | ||
KALEYRA INC | *W EXP 11/25/202 | 483379111 | 461 | 144,000 | SH | SOLE | 144,000 | 0 | 0 | ||
KBR INC | NOTE 2.500%11/0 | 48242WAB2 | 3,220 | 2,057,000 | PRN | SOLE | 0 | 0 | 2,057,000 | ||
KIROMIC BIOPHARMA INC | COM | 497634105 | 303 | 63,000 | SH | SOLE | 63,000 | 0 | 0 | ||
KNOWLES CORP | NOTE 3.250%11/0 | 49926DAB5 | 2,227 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
LIBERTY MEDIA CORP DEL | DEB 3.500% 1/1 | 530715AN1 | 15 | 12,968 | PRN | SOLE | 0 | 0 | 12,968 | ||
LIVEPERSON INC | NOTE 0.750% 3/0 | 538146AB7 | 264 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
LIXTE BIOTECHNOLOGY HLDGS IN | *W EXP 01/01/202 | 539319111 | 11 | 14,354 | SH | SOLE | 14,354 | 0 | 0 | ||
LOUISIANA PAC CORP | COM | 546347105 | 241 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
MALACCA STRAITS ACQUISITION | COM CL A | G5859B117 | 161 | 16,269 | SH | SOLE | 16,269 | 0 | 0 | ||
MEDIGUS LTD | *W EXP 07/23/202 | 58471G128 | 19 | 32,900 | SH | SOLE | 32,900 | 0 | 0 | ||
MERCADOLIBRE INC | NOTE 2.000% 8/1 | 58733RAD4 | 5,528 | 1,559,000 | PRN | SOLE | 0 | 0 | 1,559,000 | ||
MICROCHIP TECHNOLOGY INC. | NOTE 2.250% 2/1 | 595017AH7 | 4,105 | 1,830,000 | PRN | SOLE | 0 | 0 | 1,830,000 | ||
MICROSOFT CORP | COM | 594918104 | 5,418 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
MOUNTAIN CREST ACQUSITN CRP | UNIT 06/29/2026 | 62403K207 | 248 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 | 262 | 21,000 | SH | SOLE | 21,000 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 | 498 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
NEW ENGLAND RLTY ASSOC LTD P | DEPOSITRY RCPT | 644206104 | 660 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
NEWBURY STREET ACQUISITN COR | *W EXP 04/30/202 | 65101L112 | 8 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NEWBURY STREET ACQUISITN COR | COM | 65101L104 | 193 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NEXTERA ENERGY INC | UNIT 09/01/2022S | 65339F796 | 2,451 | 43,867 | SH | SOLE | 43,867 | 0 | 0 | ||
NICE SYS INC | NOTE 1.250% 1/1 | 65366HAB9 | 1,267 | 427,000 | PRN | SOLE | 0 | 0 | 427,000 | ||
NIKOLA CORP | COM | 654110105 | 813 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
NLS PHARMACEUTICS LTD | *W EXP 09/25/202 | H57830111 | 44 | 40,111 | SH | SOLE | 40,111 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 126 | 15,700 | SH | Call | SOLE | 15,700 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | DBCV 1.000%12/1 | 67020YAK6 | 12,984 | 5,749,000 | PRN | SOLE | 0 | 0 | 5,749,000 | ||
NUANCE COMMUNICATIONS INC | DEBT 1.500%11/0 | 67020YAG5 | 1,346 | 509,000 | PRN | SOLE | 0 | 0 | 509,000 | ||
NUANCE COMMUNICATIONS INC | NOTE 1.250% 4/0 | 67020YAN0 | 11,369 | 4,084,000 | PRN | SOLE | 0 | 0 | 4,084,000 | ||
NVIDIA CORPORATION | COM | 67066G104 | 1,400 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 6,475 | 3,400,000 | PRN | SOLE | 0 | 0 | 3,400,000 | ||
OPTIMUMBANK HLDGS INC | COM | 68401P403 | 134 | 27,775 | SH | SOLE | 27,775 | 0 | 0 | ||
ORBSAT CORP | *W EXP 04/29/202 | 68557F118 | 65 | 36,900 | SH | SOLE | 36,900 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 5,103 | 3,496,000 | PRN | SOLE | 0 | 0 | 3,496,000 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 643 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
PANBELA THERAPEUTICS INC | COM | 69833Q100 | 33 | 11,567 | SH | SOLE | 11,567 | 0 | 0 | ||
PAVMED INC | *W EXP 04/30/202 | 70387R122 | 521 | 108,509 | SH | SOLE | 108,509 | 0 | 0 | ||
PELOTON INTERACTIVE INC | CL A COM | 70614W100 | 620 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
PENN NATL GAMING INC | NOTE 2.750% 5/1 | 707569AU3 | 3,066 | 915,000 | PRN | SOLE | 0 | 0 | 915,000 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 569 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PINE IS ACQUISITION CORP | CL A | 722615101 | 146 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
PINE TECHNOLOGY ACQUISITN CO | CLASS A COM | 722850104 | 170 | 17,502 | SH | SOLE | 17,502 | 0 | 0 | ||
PLUG POWER INC | NOTE 3.750% 6/0 | 72919PAD5 | 23,727 | 3,485,000 | PRN | SOLE | 0 | 0 | 3,485,000 | ||
PROOFPOINT INC | NOTE 0.250% 8/1 | 743424AF0 | 137 | 109,000 | PRN | SOLE | 0 | 0 | 109,000 | ||
PROPERTY SOLUTIONS ACQUISITI | COM CL A | 74350A108 | 155 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 452 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
PROSHARES TR | ULTRASHRT S&P500 | 74347B383 | 226 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
PROTAGENIC THERAPEUTICS INC | *W EXP 04/13/202 | 74365N111 | 260 | 365,790 | SH | SOLE | 365,790 | 0 | 0 | ||
PURECYCLE TECHNOLOGIES INC | COM | 74623V103 | 970 | 41,000 | SH | Put | SOLE | 41,000 | 0 | 0 | |
PYXIS TANKERS INC | *W EXP 09/15/202 | Y71726122 | 19 | 47,045 | SH | SOLE | 47,045 | 0 | 0 | ||
PYXIS TANKERS INC | COM | Y71726106 | 22 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
Q2 HLDGS INC | NOTE 0.750% 2/1 | 74736LAB5 | 4,182 | 2,309,000 | PRN | SOLE | 0 | 0 | 2,309,000 | ||
RAPID7 INC | NOTE 1.250% 8/0 | 753422AB0 | 1,718 | 755,000 | PRN | SOLE | 0 | 0 | 755,000 | ||
REPLIGEN CORP | NOTE 0.375% 7/1 | 759916AB5 | 3,189 | 1,778,000 | PRN | SOLE | 0 | 0 | 1,778,000 | ||
RH | NOTE 6/1 | 74967XAA1 | 11,797 | 3,379,000 | PRN | SOLE | 0 | 0 | 3,379,000 | ||
RH | NOTE 9/1 | 74967XAD5 | 9,074 | 2,835,000 | PRN | SOLE | 0 | 0 | 2,835,000 | ||
ROKU INC | COM CL A | 77543R102 | 1,837 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
ROSECLIFF ACQUISITION CORP I | COM CL A | 77732R103 | 156 | 16,077 | SH | SOLE | 16,077 | 0 | 0 | ||
SAILPOINT TECHNOLOGIES HLDGS | NOTE 0.125% 9/1 | 78781PAB1 | 47 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
SEA LTD | NOTE 1.000%12/0 | 81141RAD2 | 657 | 120,000 | PRN | SOLE | 0 | 0 | 120,000 | ||
SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | 11,438 | 3,708,000 | PRN | SOLE | 0 | 0 | 3,708,000 | ||
SEACHANGE INTL INC | COM | 811699107 | 20 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 10,820 | 2,840,000 | PRN | SOLE | 0 | 0 | 2,840,000 | ||
SNAP INC | NOTE 0.250% 5/0 | 83304AAD8 | 12,603 | 4,000,000 | PRN | SOLE | 0 | 0 | 4,000,000 | ||
SNAP INC | NOTE 0.750% 8/0 | 83304AAB2 | 785 | 260,000 | PRN | SOLE | 0 | 0 | 260,000 | ||
SOARING EAGLE ACQUISITION CO | CL A SHS | G8354H126 | 120 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM NEW | 834203200 | 34 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SOS LIMITED | SPNSORD ADS NEW | 83587W106 | 89 | 26,900 | SH | Put | SOLE | 26,900 | 0 | 0 | |
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 2,583 | 1,706,000 | PRN | SOLE | 0 | 0 | 1,706,000 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 154,530 | 361,000 | SH | Put | SOLE | 361,000 | 0 | 0 | |
SPLASH BEVERAGE GROUP INC | *W EXP 99/99/999 | 84862C112 | 15 | 13,512 | SH | SOLE | 13,512 | 0 | 0 | ||
SQUARE INC | NOTE 0.125% 3/0 | 852234AF0 | 2,609 | 1,266,000 | PRN | SOLE | 0 | 0 | 1,266,000 | ||
SQUARE INC | NOTE 0.500% 5/1 | 852234AD5 | 6,458 | 2,066,000 | PRN | SOLE | 0 | 0 | 2,066,000 | ||
SURO CAPITAL CORP | COM NEW | 86887Q109 | 1,213 | 89,939 | SH | SOLE | 89,939 | 0 | 0 | ||
SURO CAPITAL CORP | COM NEW | 86887Q109 | 1,133 | 84,000 | SH | Put | SOLE | 84,000 | 0 | 0 | |
TASTEMAKER ACQUISITION CORP | COM CL A | 876545104 | 141 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 6,891 | 1,626,000 | PRN | SOLE | 0 | 0 | 1,626,000 | ||
TESLA INC | COM | 88160R101 | 6,797 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
TESLA INC | NOTE 2.000% 5/1 | 88160RAG6 | 186 | 17,000 | PRN | SOLE | 0 | 0 | 17,000 | ||
TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 25,998 | 2,510,000 | PRN | SOLE | 0 | 0 | 2,510,000 | ||
TROIKA MEDIA GROUP INC | *W EXP 04/13/202 | 89689F115 | 439 | 556,350 | SH | SOLE | 556,350 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 833 | 24,500 | SH | Call | SOLE | 24,500 | 0 | 0 | |
VARONIS SYS INC | NOTE 1.250% 8/1 | 922280AB8 | 3,927 | 2,000,000 | PRN | SOLE | 0 | 0 | 2,000,000 | ||
VERIFYME INC | *W EXP 06/22/202 | 92346X115 | 52 | 37,108 | SH | SOLE | 37,108 | 0 | 0 | ||
VIAVI SOLUTIONS INC | NOTE 1.000% 3/0 | 925550AB1 | 213 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
VPC IMPACT ACQUISITION HLDNG | SHS CL A | G9441E100 | 118 | 11,815 | SH | SOLE | 11,815 | 0 | 0 | ||
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 239 | 79,000 | PRN | SOLE | 0 | 0 | 79,000 | ||
WAYFAIR INC | NOTE 1.000% 8/1 | 94419LAF8 | 42 | 19,000 | PRN | SOLE | 0 | 0 | 19,000 | ||
WAYFAIR INC | NOTE 1.125%11/0 | 94419LAD3 | 9,750 | 3,555,000 | PRN | SOLE | 0 | 0 | 3,555,000 | ||
WHOLE EARTH BRANDS INC | *W EXP 06/25/202 | 96684W126 | 111 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 3,655 | 131,149 | SH | SOLE | 131,149 | 0 | 0 | ||
WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 971378104 | 2,676 | 96,000 | SH | Put | SOLE | 96,000 | 0 | 0 | |
WIX COM LTD | NOTE 7/0 | 92940WAB5 | 10,621 | 5,155,000 | PRN | SOLE | 0 | 0 | 5,155,000 | ||
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 243 | 147,000 | PRN | SOLE | 0 | 0 | 147,000 | ||
ZANITE ACQUISITION CORP | COM CL A | 98907K103 | 107 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
ZENDESK INC | NOTE 0.250% 3/1 | 98936JAB7 | 5,045 | 2,200,000 | PRN | SOLE | 0 | 0 | 2,200,000 | ||
ZILLOW GROUP INC | NOTE 0.750% 9/0 | 98954MAE1 | 6,897 | 2,450,000 | PRN | SOLE | 0 | 0 | 2,450,000 | ||
ZILLOW GROUP INC | NOTE 1.375% 9/0 | 98954MAG6 | 567 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
ZILLOW GROUP INC | NOTE 1.500% 7/0 | 98954MAC5 | 23 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
ZIVO BIOSCIENCE INC | *W EXP 05/14/202 | 98978N119 | 45 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
ZYNGA INC | NOTE 0.250% 6/0 | 98986TAB4 | 1,725 | 1,249,000 | PRN | SOLE | 0 | 0 | 1,249,000 |