Credit Opportunities Fund | 07/01/2016 to 06/30/2017 |
ICA File Number: 811-22939 |
Registrant Name: T. Rowe Price Credit Opportunities Fund, Inc. |
Reporting Period: 07/01/2016 - 06/30/2017 |
FORM N-PX |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT |
INVESTMENT COMPANY |
Investment Company Act file number 811-22939 |
T. Rowe Price Credit Opportunities Fund, Inc. |
(Exact name of registrant as specified in charter) |
100 East Pratt Street Baltimore, Maryland 21202 |
(Address of principal executive offices) |
Ryan Nolan |
100 East Pratt Street |
Baltimore, Maryland 21202 |
(Name and address of agent for service) |
Registrant’s telephone number, including area code: (410) 345-2000 |
Date of fiscal year end: 05/31 |
Date of reporting period: 07/01/2016 to 06/30/2017 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Credit Opportunities Fund, Inc. |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 31, 2017 |
Credit Opportunities Fund ________________________________________________________________________________ Eldorado Resorts Inc. D07162015 7% 08012023 Ticker Security ID: Meeting Date Meeting Status N/A CUSIP 28470RAC6 03/08/2017 Voted Meeting Type Country of Trade Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consent to the proposed N/A N/A For N/A amendment and receive the consent payment. ________________________________________________________________________________ Gores Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status GRSHU CUSIP 382866101 11/03/2016 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Business Combination Mgmt For For For 2 Intention to Exercise Mgmt N/A Against N/A Redemption Rights 3 Shareholder Mgmt N/A For N/A Certification 4 Issuance of Common Mgmt For For For Stock 5 Amendment to Mgmt For Against Against Classified Board 6 Increase the Mgmt For For For Authorized Common Stock 7 Adoption of Mgmt For Against Against Supermajority Requirement 8 Opt Out of Section 203 Mgmt For Against Against of the Delaware General Corporation Law and Implement Similar Provisions 9 Technical Amendments Mgmt For Against Against to Articles 10.1 Elect C. Dean Mgmt For For For Metropoulos 10.2 Elect Andrew S. Jhawar Mgmt For For For 10.3 Elect Mark R. Stone Mgmt For For For 10.4 Elect Laurence Bodner Mgmt For For For 10.5 Elect Neil P. DeFeo Mgmt For For For 10.6 Elect Jerry D. Kaminski Mgmt For For For 10.7 Elect Craig D. Steeneck Mgmt For For For 11 2016 Equity Incentive Mgmt For For For Plan 12 Ratification of Auditor Mgmt For For For 13 Right to Adjourn Mgmt For Against Against Meeting ________________________________________________________________________________ Hercules Offshore, Inc. Ticker Security ID: Meeting Date Meeting Status HEROQ CUSIP 427093307 07/12/2016 Voted Meeting Type Country of Trade Written Consent United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 The Plan Mgmt N/A For N/A ________________________________________________________________________________ Hostess Brands Inc Ticker Security ID: Meeting Date Meeting Status TWNK CUSIP 44109J106 06/15/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Mark R. Stone Mgmt For For For 1.2 Elect William D. Toler Mgmt For For For 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Howard Hughes Corp. Ticker Security ID: Meeting Date Meeting Status HHC CUSIP 44267D107 05/18/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William A. Ackman Mgmt For For For 2 Elect Adam Flatto Mgmt For For For 3 Elect Jeffrey D. Furber Mgmt For For For 4 Elect Allen Model Mgmt For For For 5 Elect R. Scot Sellers Mgmt For For For 6 Elect Steven Shepsman Mgmt For For For 7 Elect Burton M. Tansky Mgmt For For For 8 Elect Mary Ann Tighe Mgmt For For For 9 Elect David R. Weinreb Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation 11 Frequency of Advisory Mgmt 1 Year 1 Year For Vote on Executive Compensation 12 Reapproval of the 2010 Mgmt For For For Incentive Plan for the Purposes of 162(m) of the IRC 13 Issuance of Common Mgmt For For For Stock 14 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Liberty Global plc Ticker Security ID: Meeting Date Meeting Status LBTYA CUSIP G5480U138 06/21/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Miranda Curtis Mgmt For For For 2 Elect John W. Dick Mgmt For For For 3 Elect J.C. Sparkman Mgmt For For For 4 Elect J. David Wargo Mgmt For For For 5 Approval of Directors' Mgmt For Against Against Remuneration Policy 6 Approval of Executive Mgmt For Against Against Pay Package 7 Approval of Directors' Mgmt For Against Against Remuneration Report 8 Appointment of Auditor Mgmt For For For 9 Appointment of Mgmt For For For Statutory Auditor 10 Authority to Set Mgmt For For For Auditor's Fees 11 Appproval of Mgmt For For For Off-Market Repurchase Shares ________________________________________________________________________________ Liberty Interactive Corporation QVC Group Ticker Security ID: Meeting Date Meeting Status QVCA CUSIP 53071M856 05/24/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Evan D. Malone Mgmt For For For 1.2 Elect David E. Rapley Mgmt For For For 1.3 Elect Larry E. Romrell Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Frequency of Advisory Mgmt 3 Years 3 Years For Vote on Executive Compensation ________________________________________________________________________________ New Gold Inc. Ticker Security ID: Meeting Date Meeting Status NGD CUSIP 644535106 04/26/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Emerson Mgmt For For For 1.2 Elect James Estey Mgmt For For For 1.3 Elect Vahan Kololian Mgmt For For For 1.4 Elect Martyn Konig Mgmt For For For 1.5 Elect Randall Oliphant Mgmt For For For 1.6 Elect Ian W Pearce Mgmt For For For 1.7 Elect Hannes Portmann Mgmt For For For 1.8 Elect Kay Priestly Mgmt For For For 1.9 Elect Raymond Threlkeld Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Stock Option Plan Mgmt For For For Renewal 4 Approval of the Long Mgmt For For For Term Incentive Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pacific Exploration 5.375% 144A notes due January 2019 Ticker Security ID: Meeting Date Meeting Status N/A CUSIP 69480UAH0 08/11/2016 Voted Meeting Type Country of Trade Consent Colombia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Receive consent in N/A N/A For N/A shares. ________________________________________________________________________________ Pacific Exploration & Production Corp Ticker Security ID: Meeting Date Meeting Status PEN CUSIP 69423W301 05/31/2017 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Luis Fernando Mgmt For Withhold Against Alarcon 2.2 Elect W. Ellis Mgmt For For For Armstrong 2.3 Elect Gabriel de Alba Mgmt For For For 2.4 Elect Raymond Bromark Mgmt For For For 2.5 Elect Russell Ford Mgmt For For For 2.6 Elect Camilo Marulanda Mgmt For For For 3 Ratification of Mgmt For For For Auditor and Authority to Set Fees ________________________________________________________________________________ Playa Resorts Holdings 8.00% notes due August 15, 2020 Ticker Security ID: Meeting Date Meeting Status N/A CUSIP 72812RAA5 12/14/2016 Voted Meeting Type Country of Trade Consent Mexico Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Consents to the N/A N/A For N/A proposed amendment to the indenture. ________________________________________________________________________________ Sentry Holdings Limited Ticker Security ID: Meeting Date Meeting Status N/A SEDOL 9436985 08/10/2016 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 To receive audited Mgmt For For For financial statements of the Company and the related auditors' report. 2 To re-appoint KPMG Mgmt For For For LLP as auditors of the Company. 3 To authorise the Board Mgmt For For For of Directors to fix the remuneration of the Auditors. 4 To appoint Daniel Mgmt For For For Pietrzak as Chairman and to re-appoint Daniel Pietrzak as Director of the Company. 5 To re-appoint Oliver Feix Mgmt For For For as Director of the Company. 6 To re-appoint Matthieu Mgmt For For For Boulanger as Director of the Company. 7 To re-appoint Bradley Mgmt For For For Palmer as Director of the Company.