The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABERDEEN STD PALLADIUM ETF T | PHYSCL PALLADM | 003262102 | 1,687 | 7,594 | SH | DFND | 0 | 0 | 7,594 | ||
ALLIANZGI EQUITY & CONV INCO | COM | 018829101 | 874 | 46,970 | SH | DFND | 0 | 0 | 46,970 | ||
AMAZON COM INC | COM | 023135106 | 238 | 122 | SH | DFND | 0 | 0 | 122 | ||
AMGEN INC | COM | 031162100 | 484 | 2,385 | SH | DFND | 0 | 0 | 2,385 | ||
AMPLIFY ETF TR | HIGH INCOME | 032108847 | 727 | 56,944 | SH | DFND | 0 | 0 | 56,944 | ||
APPLE INC | COM | 037833100 | 547 | 2,151 | SH | DFND | 0 | 0 | 2,151 | ||
CHEVRON CORP NEW | COM | 166764100 | 308 | 4,256 | SH | DFND | 0 | 0 | 4,256 | ||
COCA COLA CO | COM | 191216100 | 424 | 9,573 | SH | DFND | 0 | 0 | 9,573 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 401 | 6,037 | SH | DFND | 0 | 0 | 6,037 | ||
HOME DEPOT INC | COM | 437076102 | 486 | 2,601 | SH | DFND | 0 | 0 | 2,601 | ||
HONEYWELL INTL INC | COM | 438516106 | 287 | 2,144 | SH | DFND | 0 | 0 | 2,144 | ||
INTEL CORP | COM | 458140100 | 617 | 11,394 | SH | DFND | 0 | 0 | 11,394 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 10,259 | 84,375 | SH | DFND | 0 | 0 | 84,375 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,514 | 15,268 | SH | DFND | 0 | 0 | 15,268 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 3,932 | 26,101 | SH | DFND | 0 | 0 | 26,101 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 4,970 | 88,581 | SH | DFND | 0 | 0 | 88,581 | ||
ISHARES TR | EUROPE ETF | 464287861 | 235 | 6,652 | SH | DFND | 0 | 0 | 6,652 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 217 | 2,244 | SH | DFND | 0 | 0 | 2,244 | ||
ISHARES TR | INTRM GOV CR ETF | 464288612 | 889 | 7,753 | SH | DFND | 0 | 0 | 7,753 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,114 | 8,492 | SH | DFND | 0 | 0 | 8,492 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 471 | 1,391 | SH | DFND | 0 | 0 | 1,391 | ||
MCDONALDS CORP | COM | 580135101 | 425 | 2,569 | SH | DFND | 0 | 0 | 2,569 | ||
MICROSOFT CORP | COM | 594918104 | 928 | 5,886 | SH | DFND | 0 | 0 | 5,886 | ||
MONDELEZ INTL INC | CL A | 609207105 | 451 | 8,996 | SH | DFND | 0 | 0 | 8,996 | ||
PEPSICO INC | COM | 713448108 | 516 | 4,295 | SH | DFND | 0 | 0 | 4,295 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 644 | 5,851 | SH | DFND | 0 | 0 | 5,851 | ||
QUALCOMM INC | COM | 747525103 | 555 | 8,207 | SH | DFND | 0 | 0 | 8,207 | ||
SOUTHERN CO | COM | 842587107 | 482 | 8,899 | SH | DFND | 0 | 0 | 8,899 | ||
TEXAS INSTRS INC | COM | 882508104 | 407 | 4,072 | SH | DFND | 0 | 0 | 4,072 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 384 | 4,109 | SH | DFND | 0 | 0 | 4,109 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 679 | 9,599 | SH | DFND | 0 | 0 | 9,599 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 744 | 22,174 | SH | DFND | 0 | 0 | 22,174 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 298 | 3,351 | SH | DFND | 0 | 0 | 3,351 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 356 | 2,704 | SH | DFND | 0 | 0 | 2,704 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 267 | 2,312 | SH | DFND | 0 | 0 | 2,312 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 223 | 1,171 | SH | DFND | 0 | 0 | 1,171 | ||
TARGET CORP | COM | 87612E106 | 447 | 4,803 | SH | DFND | 0 | 0 | 4,803 | ||
AT&T INC | COM | 00206R102 | 334 | 11,468 | SH | DFND | 0 | 0 | 11,468 | ||
ADVISORSHARES TR | STAR GLOB BUYW | 00768Y768 | 317 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
ARES CAPITAL CORP | COM | 04010L103 | 113 | 10,487 | SH | DFND | 0 | 0 | 10,487 | ||
ARES CAPITAL CORP | COM | 04010L103 | 1,298 | 120,437 | SH | DFND | 0 | 0 | 120,437 | ||
ARROW ETF TR | ARROW DJ GLB YLD | 04273H104 | 577 | 60,641 | SH | DFND | 0 | 0 | 60,641 | ||
BLACKROCK FLOATING RATE INCO | COM | 09255X100 | 153 | 15,330 | SH | DFND | 0 | 0 | 15,330 | ||
BLACKSTONE GROUP INC | COM CL A | 09260D107 | 3,414 | 74,922 | SH | DFND | 0 | 0 | 74,922 | ||
CISCO SYS INC | COM | 17275R102 | 468 | 11,917 | SH | DFND | 0 | 0 | 11,917 | ||
COMCAST CORP NEW | CL A | 20030N101 | 395 | 11,475 | SH | DFND | 0 | 0 | 11,475 | ||
CREDIT SUISSE AG NASSAU BRH | INVRS VIX MDTERM | 22542D829 | 313 | 9,476 | SH | DFND | 0 | 0 | 9,476 | ||
CRONOS GROUP INC | COM | 22717L101 | 62 | 11,000 | SH | DFND | 0 | 0 | 11,000 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 484 | 5,987 | SH | DFND | 0 | 0 | 5,987 | ||
EATON VANCE TX MNG BY WRT OP | COM | 27828Y108 | 3,278 | 271,840 | SH | DFND | 0 | 0 | 271,840 | ||
EXELON CORP | COM | 30161N101 | 386 | 10,483 | SH | DFND | 0 | 0 | 10,483 | ||
FIRST TR EXCHANGE TRADED FD | CLOUD COMPUTING | 33734X192 | 941 | 17,263 | SH | DFND | 0 | 0 | 17,263 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 579 | 64,422 | SH | DFND | 0 | 0 | 64,422 | ||
FIRST TR EXCH TRADED FD III | LNG/SHT EQUITY | 33739P103 | 1,066 | 28,448 | SH | DFND | 0 | 0 | 28,448 | ||
GENERAL MTRS CO | COM | 37045V100 | 260 | 12,499 | SH | DFND | 0 | 0 | 12,499 | ||
GOLUB CAP BDC INC | COM | 38173M102 | 1,381 | 109,945 | SH | DFND | 0 | 0 | 109,945 | ||
HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | 2,734 | 200,180 | SH | DFND | 0 | 0 | 200,180 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 934 | 32,793 | SH | DFND | 0 | 0 | 32,793 | ||
INDEXIQ ETF TR | US RL EST SMCP | 45409B628 | 598 | 37,617 | SH | DFND | 0 | 0 | 37,617 | ||
INNOVATIVE INDL PPTYS INC | COM | 45781V101 | 245 | 3,233 | SH | DFND | 0 | 0 | 3,233 | ||
INVESCO EXCHANGE TRADED FD T | S&P500 BUY WRT | 46137V399 | 781 | 46,711 | SH | DFND | 0 | 0 | 46,711 | ||
INVESCO EXCHANGE TRADED FD T | DYNMC BIOTECH | 46137V787 | 931 | 20,031 | SH | DFND | 0 | 0 | 20,031 | ||
INVESCO EXCHANGE-TRADED FD T | S&P500 LOW VOL | 46138E354 | 347 | 7,389 | SH | DFND | 0 | 0 | 7,389 | ||
INVESCO EXCHANGE-TRADED FD T | FNDMNTL HY CRP | 46138E719 | 4,714 | 284,320 | SH | DFND | 0 | 0 | 284,320 | ||
INVESCO EXCHANGE-TRADED FD T | SR LN ETF | 46138G508 | 346 | 16,900 | SH | DFND | 0 | 0 | 16,900 | ||
ISHARES TR | USA SIZE FACTOR | 46432F370 | 754 | 10,570 | SH | DFND | 0 | 0 | 10,570 | ||
ISHARES TR | ESG 1 5 YR USD | 46435G243 | 877 | 35,186 | SH | DFND | 0 | 0 | 35,186 | ||
ISHARES TR | MORTGE REL ETF | 46435G342 | 611 | 32,659 | SH | DFND | 0 | 0 | 32,659 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 7,477 | 150,525 | SH | DFND | 0 | 0 | 150,525 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 367 | 26,381 | SH | DFND | 0 | 0 | 26,381 | ||
MAIN STR CAP CORP | COM | 56035L104 | 1,065 | 51,902 | SH | DFND | 0 | 0 | 51,902 | ||
MERCK & CO. INC | COM | 58933Y105 | 557 | 7,243 | SH | DFND | 0 | 0 | 7,243 | ||
NEUBERGER BERMAN REAL ESTATE | COM | 64190A103 | 78 | 25,109 | SH | DFND | 0 | 0 | 25,109 | ||
NEUBERGER BERMAN REAL ESTATE | COM | 64190A103 | 1,309 | 436,402 | SH | DFND | 0 | 0 | 436,402 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 593 | 2,464 | SH | DFND | 0 | 0 | 2,464 | ||
ONE STOP SYS INC | COM | 68247W109 | 779 | 541,249 | SH | DFND | 0 | 0 | 541,249 | ||
PIMCO CORPORATE & INCOME STR | COM | 72200U100 | 727 | 54,505 | SH | DFND | 0 | 0 | 54,505 | ||
PIMCO ETF TR | ENHNCD LW DUR AC | 72201R718 | 237 | 2,389 | SH | DFND | 0 | 0 | 2,389 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 673 | 6,342 | SH | DFND | 0 | 0 | 6,342 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 8,084 | 81,670 | SH | DFND | 0 | 0 | 81,670 | ||
PIMCO INCOME OPPORTUNITY FD | COM | 72202B100 | 752 | 37,205 | SH | DFND | 0 | 0 | 37,205 | ||
PROSHARES TR | LONG ONLINE SHRT | 74347B375 | 557 | 9,929 | SH | DFND | 0 | 0 | 9,929 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 12,652 | 49,086 | SH | DFND | 0 | 0 | 49,086 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,034 | 15,651 | SH | DFND | 0 | 0 | 15,651 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 424 | 2,866 | SH | DFND | 0 | 0 | 2,866 | ||
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 911 | 19,033 | SH | DFND | 0 | 0 | 19,033 | ||
SPDR SER TR | S&P DIVID ETF | 78464A763 | 853 | 10,680 | SH | DFND | 0 | 0 | 10,680 | ||
SPDR SER TR | SPDR BLOOMBERG | 78468R663 | 706 | 7,700 | SH | DFND | 0 | 0 | 7,700 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 3,414 | 38,537 | SH | DFND | 0 | 0 | 38,537 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,515 | 17,104 | SH | DFND | 0 | 0 | 17,104 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 3,379 | 62,027 | SH | DFND | 0 | 0 | 62,027 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,327 | 24,369 | SH | DFND | 0 | 0 | 24,369 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 538 | 5,485 | SH | DFND | 0 | 0 | 5,485 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 913 | 9,312 | SH | DFND | 0 | 0 | 9,312 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 1,423 | 68,368 | SH | DFND | 0 | 0 | 68,368 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 4,238 | 52,730 | SH | DFND | 0 | 0 | 52,730 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,972 | 24,534 | SH | DFND | 0 | 0 | 24,534 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 1,415 | 31,990 | SH | DFND | 0 | 0 | 31,990 | ||
SELECT SECTOR SPDR TR | COMMUNICATION | 81369Y852 | 955 | 21,595 | SH | DFND | 0 | 0 | 21,595 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 497 | 16,048 | SH | DFND | 0 | 0 | 16,048 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 501 | 9,047 | SH | DFND | 0 | 0 | 9,047 | ||
SHOPIFY INC | CL A | 82509L107 | 208 | 500 | SH | DFND | 0 | 0 | 500 | ||
TWO RDS SHARED TR | ANFIELD CAP DI | 90213U115 | 23,523 | 3,249,081 | SH | DFND | 0 | 0 | 3,249,081 | ||
TWO RDS SHARED TR | AFFINITY WORLD | 90214Q105 | 1,060 | 62,189 | SH | DFND | 0 | 0 | 62,189 | ||
TWO RDS SHARED TR | ANFIELD US EQU | 90214Q733 | 5,644 | 678,314 | SH | DFND | 0 | 0 | 678,314 | ||
TWO RDS SHARED TR | ANFIELD UNVL ETF | 90214Q766 | 5,836 | 602,222 | SH | DFND | 0 | 0 | 602,222 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 523 | 9,734 | SH | DFND | 0 | 0 | 9,734 | ||
WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | 2,034 | 48,259 | SH | DFND | 0 | 0 | 48,259 | ||
MEDTRONIC PLC | SHS | G5960L103 | 418 | 4,631 | SH | DFND | 0 | 0 | 4,631 |